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] | TRANSNATI ONALI TY IN TRANSLATI ON1
Naoki Sakai
At the outset, let me note the increasing significance of the problematic
of "bordering" in knowledge production today. 2 This problematic must
be marked specifically as one not of "border" but of "bordering" because
what is at issue is a great deal more than the old problem of boundary,
discrimination, and classification. At the same time that it recognizes
the presence of borders, discriminatory regimes, and the paradigms of
classification, this problematic sheds light on the processes of drawing
a border, of instituting the terms of distinction in discrimination, and
of inscribing a continuous space of the social against which a divide is
introduced. The analytic of bordering requires us to examine simultane
ously both the presence of border and its drawing or inscription.
Indeed, it is in order to elucidate the differentiation of transnation
ality from nationality that I want to draw attention to the problematic of
bordering. Most important, I want to reverse the order of apprehension
in which transnationality is comprehended on the basis of nationality,
on the presumption that nationality is primary and transnationality is
somewhat secondary or derivative. The transnational is apprehended
as something that one creates by adding the prefix trans- to national
ity. Unfortunately the word transnational retains a morphology that the
trans+national obtains only after national is modified, which implies
that transnational is subsumptive to the national, thereby giving the
misleading postulation that the national is more fundamental or foun
dational than the transnational. Consequently, the transnational is
assumed to some degree to be derivative of the national. This widely
l . This article is built upon my previous articles and repeats some of their dis
cussions; see Sakai 2009, 20 1 0, 2012.
2. I learned the term "bordering" from Mezzadra and Neilson 2008.
15
accepted pattern of reasoning derives from our mental habit according
to which the adjectival transnational is attributed to an incident or situ
ation uncontainable within one nationality. For example, when some
individual or people moves across the outer limits of one national ter
ritory into another, such a movement is called transnational. Likewise,
a company incorporated in multiple national territories and managing
projects mobilizing its employees of different nationalities living in dif
ferent countries at the same time is called a transnational corporation.
What I want to highlight, first of all, is the implicit presumption under
lying the concept of nationality: that nationality cannot make sense
unless it is postulated against the horizon of internationality.
MODERNITY AND I NTERNAT I ONALITY
We must keep in mind that nationality does not make sense unless it is
viewed in conjunction with internationality, and transnationality must
not be confused with internationality. In order to assert the priority of
transnationality to nationality, therefore, our first move is to delineate
the semantics of transnationality as distinct from that of internationality.
One of the distinguishing characteristics of the modern world can
be found in its internationality; the modernity of the modern world
has manifested itself in the formation of the international world. Today
transnationality is generally understood within the schema of the inter
national world. By "schema;' I mean a certain image or figure against the
background of which our sense of nationality is apprehended. However,
it is important to note that, in some regions, such as East Asia, the inter
national world did not prevail until the late nineteenth century. In this
part of the globe the international world was entirely new, and it took
more than a century before East Asian states gave up the old tribute
system and yielded to the new inter-state diplomacy dictated by inter
national law. In this regard, there the international world was a mark
of colonial modernity. And it is in the very process of introducing the
international world that the binary of the West and the Rest began to
serve as the framework within which the colonial hierarchy of the globe
was represented. 3
Of course, the international world is not exclusively a phenomenon
of the twentieth century. Dividing the world into two contrasting areas,
3. The idiom "the West and the Rest" has been used by a number of historians
of modern colonialism. Arguably the most important is Hall 1 996.
16
the West and the Rest, has been an institutional_ized practice widely
accepted in academia for a few centuries. 4 This dichotomy may be traced
as far back as the seventeenth century, when the system of international
laws was inaugurated with the Treaty of Westphalia in 1648. 1his peace
treaty, subsequent to the Thirty Years' War, established the division of the
two geopolitical areas. The first of these two areas would subsequently
be called "the international world;' in which four principles were to be
observed: ( l ) the sovereignty of the national state and its self-determina
tion; (2) the legal equality among national states; (3) the reign of interna
tional laws among the states; and (4) the nonintervention of one state in
the domestic affairs of another. The second of these areas was a geopoliti
cal area excluded from the first, in which these four principles, including
the reign of international laws, had no binding force. The first area would
later be called the West, while the second area would be excluded from
the international world and became literally "the rest of the world;' with
its states and inhabitants subject to colonial violence.
The beginning of modernization in Japan is usually depicted as her
"opening to the West" when Commodore Matthew Perry command
ing the United States naval fleet forced the Tokugawa shogun to sign
the Convention of Kanagwa in 1 854. It marks Japan's entry into the
international world. It goes withou·t saying that Japan's colonization of
Korea half a century later, for instance, was accomplished following the
protocols of the international world. Many parts of the globe were also
colonized according to the schema of the international world. By the
beginning of the twentieth century, the majority of the second area was
transformed into colonies belonging to a few superpowers. However, this
pseudo-geographic designation of the West-it is pseudo-geographic
because, in the final analysis, the West is not a geographical determi
nant-gained currency toward the end of the nineteenth century when
the international world had to expand to cover the entire surface of the
earth as a result of three developments: ( I ) colonial .competition among
the imperialist states; (2) the emergence of Japan and the United States
as modern imperial powers; and, most important, (3), the increasingly
widespread anticolonial struggles for national self-determination. In
this historical determination of the West, its distinction from the rest of
the world derived from the legacy of colonialisms.
In order for a colony to gain independence, the colonized had to
establish their own national sovereignty and gain recognition from
4. See Solomon and Sakai 2006, 1 -38.
17
other sovereignties. In other words, the process of decolonization for
a colonized nation meant entering the rank of the nation-states in the
international world. As the number of nations being recongized in the
international world increased, the presumptions of nationality and
internationality were accepted as if these had been naturally given. As
the schematic nature of the international world was somewhat forgot
ten, both nationality and internationality were naturalized, as though the
institutions marking the border of the national community-national
territory, national language, national culture, and so forth-had been
genetically inherited.
It is at this juncture that the concept of transnationality must be
invigorated. It must be rejuvenated in order to undermine the apparent
naturalness of nationality and internationality and to disclose the very
historicity of our presumptions about nationality, national community,
national language, national culture, and ethnicity that are more often
than not associated with "the feeling of nationality:' Here the classical
notion of nationality in British Liberalism is of decisive importance in
order to historicize the schema of the international world. According to
John Stuart Mill, nationality means:
a portion of mankind are united among themselves by common sym
pathies which do not exist between them and any others-which
make them co-operate with each other more willingly than with other
people, desire to be under the same government, and desire that it
should be government by themselves or a portion of themselves exclu
sively. This feeling of nationality may have been generated by various
causes. Sometimes it is the effect of identity of race and descent. Com
munity of language, and community of religion greatly contribute to
it. Geographical limits are one of its causes. But the strongest of all
is identity of political antecedents; the possession of a national h is
tory, and consequent community of recollections; collective pride and
humiliation, pleasure and regret, connected with the same incidents
in the past. (Mill 1 9 72, 39 1 )
In East Asia, it was arguably Fukuzawa Yukichi (1835- 1 90 1 ) who
first introduced the British discussion on the nation and nationalism
systematically and wholeheartedly. Today he is remembered as one of
the leading enlightenment intellectuals who advocated for the creation
of the modern nation in Japan and translated the English term national
ity into kokutai (national body) in the 1870s, the early Meiji period. Later
kokutai was used as a fetish to express the sovereignty of the Japanese
emperor. The word nationality or national body had acquired almost a
18
sacrosanctity and proscriptiveness in the Japanese Empire in the early
twentieth century. In his Outline of a Theory of Civilization ( 1973), how
ever, Fukuzawa included Mill's explications of nationality and the feel
ing of nationality (kokutai no j6) almost verbatim in his exposition of
kokutai. For Fukuzawa, the project of creating the feeling of national
ity among the inhabitants of the Japanese archipelago was an absolutely
indispensable part of the construction of a nation-state. First of all, what
had to be acknowledged in what used to be under the reign of the feudal
government was the absence of the feeling of nationality among the
masses inhabiting the islands of Japan; there was no nation of Japan, no
Japanese as a nation. Therefore, the task of creating an unprecedented
type of community called "nation" had to be found in the manufacture
of the feeling of nationality.
Without being recognized as a sovereign state in the international
world, however, people living in the Japanese archipelago would never
constitute themselves as a nation or enter the modern international
world. For Fukuzawa, the modernization of Japan, therefore, meant
the creation of the institutional conditions for the feeling of nationality,
without which people would never form a national community; neither
as individuals nor as a collectivity would the Japanese be able to become
independent without the feeling of nationality.
As soon as the term nationality was introduced in East Asia, it
served to distinguish those who were capable of independence from
those others who were doomed to colonization. Fukuzawa firmly
believed that, unless the legacies of Confucianism were removed, soci
ety could not be reorganized to transform itself into such a modern
community-namely, a national community-so that the feeling of
nationality would prevail. As we know this was not particular to Japan,
this conviction toward modernization was repeated by other national
ist intellectuals such as Lu Xun in China and Yi Kwansu in Korea. The
urge to modernize and turn their countries into nation-states propelled
many nationalist intellectuals in East Asia to engage in struggles against
Confucianism and other feudalistic remnants in their own societies. In
East Asia as elsewhere, the problem of nationality was closely affiliated
with concerns about colonial modernity.
In the late nineteenth and early twentieth centuries, nationalist
intellectuals believed, almost without exception in East Asia and else
where in the Rest, that the introduction of nationality was an abso
lutely necessary condition without which peoples in the rest of the
modern international world could not deal with colonial modernity.
They understood that only by turning local masses into a people with
19
nationality could they incite them to refuse to accept their predicament
of colonial subjugation and humiliation. It was, of course, imperative
to institute the systems of industrial capitalism in their own countries
and to educate the population so as to make it capable of scientific
rationality. The fate of the nation could not be divorced from the proj
ect of modernization. Modernization necessitated the introduction
of industrial production facilities, national education, a system of
national transportation, a national currency regulated by the national
bank, a modern military built up with national conscription, and a
spirit of scientific rationality guiding modern technology and produc
tion into a society. Still, any of these institutions necessary for nation
building would be empty and useless if not accompanied by the feeling
of nationality that bound people together as a nation as a community
of shared destiny. Nationalist intellectuals firmly believed that people
under colonial domination would never be able to deal with the actu
ality of colonial modernity unless they formed a political community
called "nation;' a new political camaraderie shaped after the pattern of
"fraternity" independent of the previous familial, kin, or tribal affilia
tions. They were convinced that, unless the indigenous population first
formed a nation, they would never be able to liberate themselves from
the shackles of colonial subjugation.
Of course, the problematic that guides my inquiry here is quite
different from this nationalist concern. Rather, it is committed to the
problem of how to emancipate our imagination from the international
regime of the nation-state, not through negation of the nation-state
itself but by problematizing the methodological nationalisms permeat
ing knowledge production in the humanities, particularly in area stud
ies, so as to project an alternative image of the transnational community.
Suspending nationalist conviction, I refuse to view nationality as some
thing given; instead, I reverse the order of priority while never reject
ing our struggle with colonial modernity. Simply put, my starting point
is that nationality is a restricted derivative of transnationality, and my
guiding question is how the transnational, the foundational modality
of sociality, is delimited, regulated, and restricted by the rules of the
international world. It is in this context that I have to confront the issue
of bordering.
B ORDERING AND TRANSLAT I ON
In order to problematize the priority of nationality and the interna
tional world, we must first problematize the figure-image, trope, or
20
schema-of the border. It goes without saying that the border cannot
exist naturally; physical markers such as a river, a mountain range'. a
wall, or even a line on the ground become a border only when made
to represent a certain pattern of social action. In this respect, a border
is always constructed by humans and assumes human sociality. Only
when people react to one another does a border come into being.
Even if a border separates, discriminates, or distances one group from
another, people must be in some social relation for a border to serve as
a marker or representation of separation, discrimination, or distance.
A border is a trope that serves to represent primordial sociality. There
fore, a border is posterior to social relations, which may wel l include
the act of exclusion, discrimination, or rejection. At the beginning,
there is an act of "bordering." Only where people agree to "border"
can we talk about a border as an institution. Thus, "bordering" always
precedes the border.
Prior to bordering, it is impossible to conceptualize the national
border. Thus, the national territory is indeterminate prior to border
ing. Similarly, it is impossible to determine a national language prior
to bordering.
So what corresponds to this "bordering" as far as language is con
cerned? Of course, it is translation. What I want to put forth here is that,
at the level of schematism, translation comes prior to the determina
tion of language unities that translation is usually understood to bridge.
Before the postulation of a national or ethnic language, there is transla
tion, just as there is transnationality before nationality.
At this stage I do not know whether a focus on bordering has gath
ered momentum across different disciplines, but a bordering turn must
be accompanied theoretically by a translational turn: bordering and
translation are both problematics projected by the same theoretical per
spective. Just as bordering is not solely about the demarcation of land,
translation 'is not merely about language.
In this article I pursue a preliminary investigation about the discus
sion of translation beyond the conventional domain of the linguistic.
Yet the first issue that must be tackled is how to comprehend language
from the viewpoint of translation, or how to reverse the conventional
comprehension of translation that depends on the trope of translation
as bridging or transferring between two separate languages. However,
please allow me to remind you that mine is a discursive analysis beyond
the domain of the linguistic. Accordingly, it involves the questions of
figuration, schematism, mapping, cartographic representation, and the
institution of strategic positions. In the conventional understanding
21
of translation-elsewhere I characterized it as the schematism of co
figuration (Sakai 1 997, 1 - 1 7, 4 1 - 7 1 )-the separation of two languages
or the border between them is already presupposed. This view of trans
lation always presumes the unity of one language and that of another
because their separation is taken for granted or already as given; it is
never understood to be something drawn or inscribed. In other words,
the conventional view of translation does not-know bordering.
In this order of reasoning regulated by the tropic of translation I
find one of the delimitations imposed by the presumptions of national
ity and the international world. Nationality must be postulated prior to
the process of the transnational transaction precisely because it cannot
be conceptualized otherwise, just as national language must be assumed
to exist prior to the process of translation because translation is pre
ordained to be represented as bridging the gap between two separate
languages. For this reason, the international world cannot but be prede
termined as the juxtaposition of distinct nationalities that are external
to one another. The economy of the international world thus excludes
the potentiality of "heterolingual address" from the outset (Sakai 1 997,
1 - 1 7) .
Translation almost always involves a different language or at least
a difference in or of language, but what difference or differentiation is
at issue? How does it demand that we broaden our comprehension of
translation? Froni the outset, we must guard against the static view of
translation in which difference is substantialized; we should not yield
to the reification of translation that denies it its potentiality to deter
ritorialize. Therefore, it is important to introduce the difference in and
of language so that we can comprehend translation not in terms of the
communication model of equivalence and exchange but as a form of
political labor to create continuity at the elusive point of discontinuity
in the social.
One may presume that it is possible to distinguish the type of
translation according to the type of difference in or of the language to
which translation is a response. To follow Roman Jakobson's ( 1 97 1 , 26 1 )
famous typology of translation, one may refer both to a project of over
coming incommensurability as a type of translation (interlingual trans
lation) from one natural language to another and to an act of retelling
or interpreting from one style or genre to another in the same language
(intralingual translation) as instances of translation. Furthermore, one
may cite an act of mapping from one semiotic system to another as a
distinctive type of translation (intersemiotic translation). In this typol
ogy, however, the unity of a language must be unproblematically pre-
22
supposed. Were it not for this supposition, it would be hard to discuss
a different language, different from the original language, in interlingual
translation that takes place between languages external to one another.
Neither would it be possible to designate the inside of a language or to
refer to a language as the same in intralingual translation. Thus, we are
forced to return to the question, What difference?
At this point my inquiry moves from the question of what is dif
ferent in or of language to another question: What is different from the
language? This is to say, we must entertain the question of what lan
guage is, how the linguistic differs from the extralinguistic, and how
the domain of the linguistic is constituted. In the scope of difference in
and oflanguage, however, we are still caught in the mode ofquestioning
where the unity ofa language is assumed. By difference, then, do we still
understand that one term in particularity is distinguished from another
against the background of the same generality, just as a white horse is
different from a black horse among horses in general? Do we have to
understand difference necessarily as a specific difference? Can the sort
of difference at stake in translation be appropriately discussed in terms
of the species and genus of classical logic?
The world accommodates one humanity but a plurality of lan
guages. It is generally upheld that, precisely because of this plurality,
we are never able to evade translation. Our conception of translation
is almost always premised on a specific way to conceive of the plural
ity of languages. Not surprisingly, we are often obliged to resort to the
story of Babel when we try to think through the issues of the unity
of humanity but the necessity of translation. But we must not forget
that the ancient story of the tower of Babel is most often appropriated
into the schema of the international world. Can we assume that this
unity in plurality must be figured out only within the schema of the
international world transhistorically? Can we conceive of discourses iri
which the thought of language is not captured in the formula of "many
in one international world"? Are we able to conceive of language in an
alternative way?
How do we recognize the identity of each language? That is, how do
we justify presuming that languages can be categorized in terms of one
and many? Is language a countable, like an apple or an orange and unlike
water? Is it not possible to think of language, for example, in terms of
those grammars in which the distinction of the singular and the plural
is irrelevant? What I am calling into question is the unity of language, a
certain positivity of discourse or historical a priori in terms of whh:h we
understand what is at issue whenever a different language or difference
23
in language is at stake. How do we allow ourselves to tell one language
from another, to represent language as a unity?
My answer to this question posed some twenty years ago is that the
unity of language is like Kant's regulative idea (Sakai 1992, 326). It orga
nizes knowledge but is not empirically verifiable. The regulative idea
does not concern itself with the possibility of experience; it is no more
than a rule by which a search in the series of empirical data is prescribed.
It guarantees not empirically verifiable truth but, on the contrary, "for
bidding [the search for truth] to bring it to a close by treating anything
at which it may arrive as absolutely unconditioned" (Kant 1929, 450).
Therefore, the regulative idea gives only an object in idea; it only means
"a schema for which no object, not even a hypothetical one, is directly
given" ( 1929, 550, emphasis added). The unity of language cannot be
given in experience because it is nothing but a regulative idea, enabling
us to comprehend related data about languages "in an indirect manner,
namely in their systematic unity, by means of their relation to this idea"
( 1929, 550). It is not possible to know whether a particular language
as a unity exists or not, but by subscribing to the idea of the unity of
language, we can organize knowledge about languages in a modern, sys
tematic, and scientific manner.
To the extent that the unity of national language ultimately serves
as a schema for nationality and offers a sense of national integration, the
idea of the unity of language opens up a discourse to discuss not only
the naturalized origin of an ethnic community but also the entire imagi
nary associated with national language and culture. A language may be
pure, authentic, hybridized, polluted, or corrupt, yet regardless of a par
ticular assessment of it, the very possibility of praising, authenticating,
complaining about, or deploring it is offered by the unity of that lan
guage as a regulative idea. However, the institution of the nation-state is,
we all know, a relatively recent invention facilitated by the formation of
modern international law. Thus we are led to suspect that the idea of the
unity of language as the schema for ethnic and national communality
must also be a recent invention.
How should we understand the formula of many in one, the plu
rality of languages in one humanity, when the unity of language has to
be understood as a regulative idea or schema for an object in idea? For
Kant, a regulative idea is explicated with regard to the production of
scientific knowledge; it ensures that the empirical inquiry of some sci
entific discipline will never reach any absolute truth and therefore is
endless. Every scientific truth changes as more empirical data accumu
late. Kant also qualifies the regulative idea as a schema, that is, an image,
24
design, outline, or figure not exclusively in the order of idea but also in
the order of the sensory.
From the postulate that the unity of national language is a regulative
idea, it follows that this unity of national language enables us to organize
various empirical data in a systematic manner so that we can continue
to seek knowledge about the language. At the same time, it offers not an
object in experience but rather an objective in praxis toward which we
aspire to regulate our uses of language. The principle is not only epis
temic but also strategic. Hence it works in double registers: on the one
hand, it determines epistemologically what is included or excluded in
the database of a language, what is linguistic or extralinguistic, and what
is proper to a particular language or not ; on the other hand, it indicates
and projects what we must seek as our proper language, what we must
avoid as heterogeneous to our language and reject as improper for it.
The unity of a national language as a schema guides us in what is just or
wrong for our language, what is in accord or discord with the propriety
of the language.
Of course, translation is a term with much broader connotations
than the operation of t ransferring meaning from one national or ethnic
language into another, but in this context I am specifically concerned
with the delimitation of t ranslation according to the regime of transla
tion by which the idea of the national language is put into practice. I
suggest that the representation of translation in terms of this regime of
translation serves as a schema of co-figuration: only when t ranslation is
represented by the schematism of co-figuration does the putative unity
of a national language as a regulative idea ensue. This schema allows us
to imagine or represent what goes on in translation, to give to ourselves
an image or representation of translation. Once imagined, translation
is no longer a movement in potentiality. Its image or representation
always contains two figures, which are necessarily accompanied by a
spatial division in terms of border. Insofar as not the act of representa
tion but the representation or image of t ranslation is concerned, we are
already implicated in the tropes and images of translation. As long as we
represent t ranslation to ourselves, it is not possible to evade the tropics
of translation. Primarily border is a matter of tropics as far as transla
tion is concerned because the unity of a national or ethnic language as
a schema is already accompanied by another schema for the unity of a
different language; the unity of a language is possible only in the ele
ment of many in one, and in order for there to be many, one unity must
be distinguishable from another. In the representation of translation,
therefore, one language must be clearly and visibly distinguished from
25
another. The unity of a language requires the postulation of border in
the tropics of translation.
DISCONTINUITY IN T H E SOCIAL
Translation takes various processes and forms, insofar as it is a political
labor to overcome points of incommensurability in the social. It need
not be confined to the specific regime of translation; it may well lie out
side the modern regime of translation.
The modern is marked by the introduction of the schema of co
figuration, without which it is difficult to imagine a nation or ethnicity
as a homogeneous sphere. As Antoine Berman ( 1 984) taught us about
the intellectual history of translation and Romanticism in Germany, the
economy of the foreign, that is, how the foreign must be allocated in
the production of the domestic language, has played the decisive role in
the poietic-and poetic-identification of the national language. With
out exception, the formation of a modern national language involves
institutionalizations of translation according to the regime oftranslation.
Most conspicuously manifest in eighteenth-century movements
such as Romanticism in western Europe and Kokugaku (National Stud
ies) in Japan, intellectual and literary maneuvers to invent a national
language mythically and poetically were closely associated with a spiri
tual construction of new identity, in terms of which national sovereignty
was later naturalized. As Michael Hardt and Antonio Negri argue, the
nation makes "the relation of sovereignty into a thing (often by natural
izing it) and thus weed[s] out every residue of social antagonism. The
nation is a kind of ideological shortcut that attempts to free the concepts
of sovereignty and modernity from the antagonism and crisis which
define them" ( Hardt and Negri 2000, 95). This foundation for the legiti
mation of national and popular sovereignty was proffered as a "natural"
language specific to the people, which ordinary people supposedly spoke
in everyday life. This historical development is generally referred to by
literary historians as the emergence of the vernacular. The emphasis on
ordinary and colloquial languages went with the reconception of trans
lation and the schematism of co-figuration.
Returning to the question of the relation between translation
and discontinuity, I will explore how our commonsensical notion of
translation is delimited by the schematism of the world ( i.e., our rep
resentation of the world according to the schema of co-figuration) and
conversely how the modern figure of the world as international ( i.e.,
the world consisting of the basic units of the nations) is prescribed by
26
our representation of translation as a communicative and international
transfer of a message between a pair of ethnolinguistic unities.
The measure by which we are able to assess a language as a unity
again, I am not talking about phonetic systems, morphological units, or
syntactic rules of a language but rather about the whole of a language as
langue-is given to us only at the locale where the limit of a language is
marked, at the border where we come across a nonsense that forces us to
do something in order to make sense of it. This occasion of making sense
from nonsense, of doing something socially-acting toward foreigners,
soliciting their response, seeking their confirmation, and so forth-is
generally called translation, provided that we suspend the conventional
distinction between translation and interpretation. The unity of a lan
guage is represented always in relation to another unity; it is never given
in and of itself but in relation to an other. One can hardly evade dia
logic duality when determining the unity of a language; language as a
unity almost always conjures up the co-presence of another language,
precisely because trans.Jation is not only a border crossing but also and
preliminarily an act of drawing a border, of bordering. Hence I have to
introduce the schematism of co-figuration in analyzing how translation
is represented.
If the foreign is unambiguously incomprehensible, unknow
able, and unfamiliar, it is impossible to talk about translation, because
translation simply cannot be done. If, on the other hand, the foreign
is comprehensible, knowable, and familiar, it is unnecessary to call for
trans_lation. Thus, the status of the foreign in translation must always
be ambiguous. It is alien, but it is already in transition to something
familiar. The foreign is simultaneously incomprehensible and compre
hensible, unknowable and knowable, and unfamiliar and familiar. This
foundational ambiguity of translation derives from the ambiguity of the
positionality generally indexed by the peculiar presence of the transla
tor; she is summoned only when two kinds of audiences are postulated
with regard to the source text: one for whom the text is comprehensible,
at least to some degree, and the other for whom it is incomprehensible.
The translator's work lies in dealing with the difference between the
two. It is only insofar as comprehensibility is clearly and unambiguously
distinct from incomprehensibility that the translator can be discerned
from the nontranslator without ambiguity in the conceptual economy
of this determination of the foreign and the proper.
It is important to note that the language in this instance is figura
tive: it need not refer to any natural language of an ethnic or national
community such as German or Tagalog, since it is equally possible to
------------- 2 7
have two kinds of audiences when the source text is a heavily technical
document or an avant-garde literary piece. Language may refer to a set
of vocabulary and expressions associated with a professional field or dis
cipline, such as legal language; it may imply the style of graphic inscrip
tion or an unusual perceptual setting in which an artwork is installed.
One may argue that these are examples of intralingual and intersemiotic
t ranslation, respectively, but they can be postulated only when they are
in contradistinction to t ranslation proper. The propriety of t ranslation
presupposes the unity of a language; it is impossible unless one unity of
language is posited as external to another, as if, already, languages were
considered as countable, like apples. These figurative uses of t ranslation
illust rate how difficult it is to construe the locale of t ranslation as a link
ing or bridging of two languages, two spatially marked domains. Here
I want to stress again that t ranslation is not only a border crossing but
also and preliminarily an act of drawing a border, of bordering.
Considering the positionality of the t ranslator, we can now approach
the problematic of subjectivity. The internal split in the t ranslator, which
reflects the split between the translator and the addresser or between
the t ranslator and the addressee, and furthermore the actualizing split
in the addresser and the addressee, 5 demonstrates the way in which the
subject constitutes itself. This internal split in the translator is homolo
gous to the fractured I, the temporality of "I speak;' which necessarily
introduces an irreparable distance between the speaking I and the I that
is signified, between the subject of the enunciation and the subject of
the enunciated. Yet in t ranslation the ambiguity in the personality of
the translator marks the instability of the we as the subject rather than
the I; this suggests a different attitude of address, which I have called
"heterolingual address" ( Sakai 1 997, 1 - 1 7) and in which one addresses
oneself as a foreigner to another foreigner. Heterolingual address is an
5. The split cannot be limited to the cases of translation, for, as Briankle Chang
suggests, the putative unities of the addresser and the addressee can hardly be sus
tained because the addresser himself is split and multiplies, as figuratively illus
trated by the Plato-Socrates doublet in Derrida's "Envois" (Derrida 1 987, 1-256).
As to communication in general, Chang argues, "Because both delivery and signing
are haunted by the same structural threat of the message's nonarrival or adestina
tion, the paradox of the signature also invades communication. Communication
occurs only insofar as the delivery of the message may fail; that is, communication
takes place only to the extent that there is a separation between the sender and
receiver, and this separation, this distance, this spacing, creates the possibility for
the message not to arrive" (Chang 1996, 2 1 6).
28
event, because translation never takes place in a smooth space; it is an
address in discontinuity.
Rejected in monolingual address is the social character of transla
tion, of an act performed at the locale of social transformation where
new power relations are produced. Thus the study of translation will
provide us with insights into how cartography and the schematism of
co-figuration contribute to our critical analysis of social relations, pre
mised not only on nationality and ethnicity but also on the differential
ist identification of race, or the colonial difference and discriminatory
constitution of the West.
Of course I cannot present an exhaustive account of how transna
tionality is prior to nationality, but I hope I have suggested one directive
among many of analysis in which to emancipate our imagination from
the regime of the nation-state by problematizing the methodological
nationalism that permeates knowledge production in the humanities,
particularly in area studies, and thereby projecting an alternative image
of the transnational community. By focusing on the tropics of trans
lation, I refuse to view nationality as something given and to seek in
nationality the sole exit from colonial subjugation. Instead, I choose to
reverse the order of priority between the transnational and the national.
Simply put, my starting point is that nationality is a restricted deriva
tive of transnationality, and my guiding question is how the transna
tional, the foundational modality of sociality, is delimited, regulated,
and restricted by the rules of the international world. It is in this context
that I want to situate the issue of bordering as one of translation.
R E F E R ENCES
Berman, Antoine. 1 984. Lepreuve de letranger: Culture et traduction
dans l'Allemagne romantique. Paris: Gallimard.
Chang, Briankle G. 1996. Deconstructing Communication: Representa
tion, Subject, and Economies of Exchange. Minneapolis: University
of Min nesota Press.
Derrida, Jacques. 1 987. The Post Card: From Socrates to Freud and
Beyond. Translated by Alan Bass. Chicago: University of Chicago
Press.
Fukuzawa, Yukichi. 1973. An Outline of a Theory of Civilization. Trans
lated by David Dilworth and G. Cameron Hurst. Tokyo: Sophia
University Press.
29
Hall, Stuart. 1996. The West and the Rest: Discourse and Power. Pages
1 84-228 in Modernity: A n Introduction to Modern Societies. Edited
by Stuart Hall, David Held, Don Hubert, and Kenneth Thompson.
London: Wiley-Blackwell.
Hardt, Michael, and Antonio Negri. 2000. Empire. Cambridge: Harvard
University Press.
Jakobson, Roman. 197 1. Vol. 2 of Selected Writings. The Hague: Mouton.
Kant, Immanuel. 1929. Critique of Pure Reason. Translated by Norman
Kemp Smith. New York: St. Martin's.
Mezzadra, Sandro, and Brett Neilson. 2008. Border as Method; or, The
Multiplication of Labor. Paper presented at the conference Italian as
Second Language-Citizenship, Language, and Translation, Rimini,
Italy, 4 February 2008.
Mill, John Stuart. 1972. Utilitarianism; On Liberty; Considerations on
Representative Government. London: Dent.
Sak�i, Naoki. 1992. Voices of the Past: The Status of Language in Eigh
teenth-Century Japanese Discourse. Ithaca, N.Y.: Cornell University
Press.
--. 1 997. Translation and Subjectivity: On 'Japan' and Cultural
Nationalism. Minneapolis: University of Minnesota Press.
--. 2009. How Do We Count a Language? Translation and Disconti
nuity. Translation Studies 2:7 1 -88.
--. 20 1 0. Translation and the Figure of Border: Toward the Appre
hension ofTranslation as a Social Action. Profession 20 10:25-34.
--. 20 1 2. Heterolingual Address and Transnationality : Translation
and Bordering. Pages 343-58 in Worldwide: A rchipels de la mondia
lisation. Archipielagos de la globalizaci6n. Edited by Ottmar Ette and
Gesine Mi.iller. Madrid: Iberoamerica; Frankfurt am Main: Vervuet.
Solomon, Jon, and Naoki Sakai. 2006. Introduction: Addressing the
Multitude of Foreigners, Echoing Foucault. Pages 1 -38 in Trans
lation, Biopolitics, Colonial Difference. Edited by Jon Solomon and
Naoki Sakai. Traces 4. Hong Kong: Hong Kong University Press.
Naoki Sakai is Goldwin Smith Professor of Asian Studies and
teaches Comparative Literature, Asian Studies, and History at Cor
nell University. He has published in the fields of comparative litera
ture, intellectual history, translation studies, the studies of racism
and nationalism, and the histories of textuality. His publications
include: Translation and Subjectivity; Voices of the Past; The Still
birth of the Japanese as a Language and as an Ethnos; and Hope and
30 -------------
the Constitution. He has edited and co-edited a number of volumes,
including Trans-Paci.fie Imagination (20 1 2); Translation, Biopolitics,
Colonial Difference (2006); and Decon
structing Nationality ( 1 996). He served
as the founding editor for the project of
Traces, a multilingual book series in five
languages: Korean, Chinese, English,
Spanish, and Japanese (German will be
added in 201 3 ). Email: naoki.sakai@cor
nell.edu.
------------- 3 1
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] | JUST I CE I N TRA N SLAT I ON :
FROM THE M ATERIAL TO THE CULTUR A L
Loe Pham
Translating is sometimes analogized to a bridge-building undertaking
in which linguistic and cultural disparities among communities are,
as it were, reconnected in the post- Babel dispersal of human tongues.
Translation creates connectedness, undoubtedly, yet as Michael Cronin
has pointed out, "connectedness has as a necessary prerequisite the
identification and maintenance of separateness" (2006, 12 1). Diversity
lies at the heart of Cronin's insight of the separateness that is fundamen-
,· ta! to translation, and he advocates the teaching of diverse languages.
As diversity excites imagination, it also troubles communication. Much
of the scholarship in translation studies has focused on the mediation of
diversity and the trouble it has produced. The idea of bridging implies
some sort of cross-cultural and cross-linguistic understanding. Maria
Tymoczko notes that "the center of a translator's agency lies in the
power to adjudicate difficulties caused by disparities and asymmetries
in cultural understandings and cultural presuppositions" (2007, 23 1).
In this light, she asserts that a cultural translator must assume the task
of "inducing an audience to be willing to learn, to receive difference, to
experience newness" (2007, 232). However, as Gayatri Spivak has sug
gested in her seminal essay "Can the Subaltern Speak ?" ( 1988), in cases
of cultural encounters marked by asymmetrical power relations, learn
ing requires the anterior systematic unlearning of one's privilege and
knowledge. Central to Spivak's notion of unlearning is the deconstruc
tive questioning of the very discourse from within which one learns "to
speak to (rather than listen to or speak for)" others ( 1988, 395). And
although Spivak only deals here with the unlearning that is fundamen
tal to the learning to speak to "the historically muted subject of the
33
subaltern woman" ( 1 988, 395), I contend that unlearning is central to
any task of translation.
Unlearning as I use it in this essay involves the necessary question
ing of fundamental concepts in translation, including the definition of
translation itself and the cultural assumptions surrounding the process
of translation. Without this unlearning, as I will show, the bridge of
translation could turn out to be a channel of cultural violence rather
than cultural mediation. If cultural translation inevitably involves the
task of cultivating the will to learn in the audience as Tymoczko has stip
ulated, and if learning must be preceded by unlearning, then it becomes
clear that translation is much more complex than the ideal of bridging
seems to suggest.
In this article I take up this line of thinking about translation as
bridging and explicate the complexity of bridging itself by bringing in
the notion of justice and the Spivakian task of unlearning as the foun
dation of justice. I argue that, in a multicultural context, justice is a
matter of translation, and as such translation should be understood as
part and parcel of the doing of justice. A view of translation as a gate
way to an enlarged cultural horizon proves inadequate if justice is the
ultimate goal of translation. Also, the emphasis on the translator as an
agent who induces an audience to a world of otherness may in some
cases pose injustice to more " resistant" groups for whom an enlarged
horizon invariably involves the abandonment of fundamental aspects
of their culture. The fact of the matter is that bridging is not always the
end of cultural encounters. Reaching out to another culture, in today's
world of multiculturalism, often carries with it a certain social and polit
ical agenda. A bridge is not constructed merely to provoke a roman
tic sense of connection and mutual understanding but itself functions
as a passageway that channels the flow of ideas and materials across
communities. As soon as a bridge is constructed, communities at both
ends invariably undergo transformations triggered by the flows that
ensue. The view of translation as a bridge-building exercise, therefore,
should not stop at extolling it as a symbol of connection, a universally
accepted form of mediation, but as a real channel of cultural and mate
rial exchanges that affect lives in significant ways.
In this light, the translator does not emerge merely as a cultural
mediator channeling cross-cultural understanding but as an active par
ticipant in cultural and material justice. The unlearning that constitutes
the necessary foundation of the translational bridge-building exercise is
the questioning of the presence of the bridge itself, what it does to the
communities that it connects, and from what cultural position it is built.
34
Translation should not be done simply because we want to understand
and do justice to the other, yet without hindsight of the cultural conse
quences that ensue from this effort at understanding and doing justice.
What follows is an account of a case of failed translation in which
the translator views herself merely as a bridging agent who has the
ambition of understanding the other without the necessary unlearn
ing of her knowledge. As is well known, translation does not take place
in a vacuum but in a continuum (Bassnett and Trivedi 1 999, 3), and
from this case of failed translation I also bring forth the social fabric
that anticipates such a failure. In other words, I attempt to show that in
many cases translation lies at the heart of justice, especially when justice
is to be done across linguistic and cultural borders and when justice in
the contemporary world takes heterogeneous forms that require some
sort of translation among themselves.
To do all this, I recount a story told by Bharati Mukherjee, "The .
Management of Grief " ( 1 988). The story revolves around an effort by
a social worker to connect with a group of Indian Canadian citizens
whose loved ones were killed in a terrorist bombing of an aircraft. The
white Canadian social worker wants to use Mrs. Bhave, whose husband
and sons were among the victims, as a mediating agent to help her
connect with this Indian Canadian community to provide them with
access to the government relief effort. As the story unfolds, it becomes
clear that, despite the linguistic and cultural mediation provided by
Mrs. Bhave, the social worker fails to understand what it really takes for
the community to understand and accept the government's outreach
ing effort and provision of material relief. The story ends with a sense
of cultural disconnection whereby the social worker takes for granted
the provision of material justice as something universally accepted.
She fails to understand the cultural nuances underpinning the Indian
Canadian resistance to her outreaching effort. She fails to unlearn the
mainstream privileging of material provision over cultural recognition.
The story, as I will show, demonstrates the failure of cultural translation
as mere linguistic bridging whereby material justice is assumed to be
universally valuable.
FORMS OF JUST I CE
The literature on justice has undergone significant transformation as
poststructuralism and cultural politics spread across the humanities and
social sciences. In her most recent book, Scales of Justice: Reimagining
Political Space in a Globalizing World (2009), Nancy Fraser revises the
35
dual model of economic redistribution and cultural recognition that she
developed some ten years earlier in Justice Interruptus ( 1 9976 ). Accord
ingly, the new model not only includes economic and cultural aspects of
j ustice but also recognizes representation as an important dimension of
justice in a world where economic, cultural, and political processes no
longer work in a Keynesian-Westphalian frame.
In Fraser's view, both the substance and the framing of justice have
been transformed radically. In terms of substance, there has been a radi
cal heterogeneity of j ustice discourse in which claims of justice are no
longer exclusively concerned with socioeconomic redistribution. There
have arisen new demands for cultural recognition from marginalized
ethnic groups and homosexuals as well as feminist claims for gender
justice. Fraser solves the problematic of substance in the condition
of diverse justice idioms by proposing a dual model that recognizes
both socioeconomic and cultural claims as legitimate claims of justice.
Although her tone in Justice Interruptus seems to lean toward reclaiming
the prominence of redistribution, and with it the discipline of Marxist
political economy itself, in the face of the rising cultural politics Fraser
emphasizes times and again that these components of justice are irre
ducible to one another (Fraser 1 997a; Fraser and Honneth 2003).
In Scales ofJustice Fraser acknowledges that her dual model is inad
equate in accounting for the increasingly deterritorialized operations of
justice. Instances of injustice in the contemporary world of economic
and ecological interdependence can hardly be handled within the bor
ders of the nation-state, what Fraser refers to as the Westphalian frame.
In this light, she suggests reframing the subjects of j ustice by introduc
ing a third dimension: representation. While redistribution and recogni
tion addresses the substance, the "what" of j ustice, representation deals
with the subjects, the "who" of j ustice. According to Fraser, the notion of
representation pertains to the political dimension of j ustice, apart from
the economic and the cultural dimensions, and serves two purposes.
First; it sheds further light on internal injustice, that is, injustice
within bounded political communities such as the nation-state, in which
subjects already counted as legitimate members are deprived of parity of
participation as peers in social interaction. This impairment of partici
pation is not caused by an economic structure that effects maldistribu
tion or by a cultural order that casts certain subjects, such as gay and
lesbians, as abjects, thus effecting misrecognition. Rather, it is rooted in
the political constitution of society itself, and thus the two-dimensional
model of redistribution and recognition fails to account for instances of
this "ordinary-political injustice."
36
The second purpose of the notion of representation is to account
for the "who" outside of the Westphalian frame of the territorial state.
In the post-Cold War era, with the rise of transnational economic and
cultural forces, the subjects of justice can no longer be assumed to be
the national citizenry. Globalization has rendered the life of citizens
vulnerable to social and economic processes beyond their own national
borders. A decision in one territorial state can impact millions of lives
outside of its immediate borders. For example, a recent approval by the
Chinese government of the construction of a nuclear power plant some
sixty kilometers from the northern border of Vietnam has sparked
both diplomatic tension and public concern in Vietnam. According
to some estimates, radiation could reach Hanoi within ten hours fol
lowing a breakdown of the plant. A Vietnamese official contends that
"China has to follow international safety regulations, not act on its
own" (Duan, Long, and Lan 20 1 0). While the scenario of a nuclear leak
is still a matter of probability, life in the reality of a globalized world
is impinged upon on a daily basis by the operations of multinational
corporations, supranational financial investors, international organiza
tions, and so on.
The language of justice, therefore, can no longer be couched in the
once self-evident framework of the territorial state. Fraser calls the
injustice pertaining to this question of the "who" beyond the boundar
ies of political communities misframing. In light of these two functions
of the notion of representation related to injustices of ordinary-political
misrepresentation and misframing, Fraser has enlarged her theory of
justice to include the political dimension, which she makes clear to
be always inherent in claims of redistribution and recognition. In this
three-dimensional model,' practices of maldistribution and misrecogni
tion constitute the first-order injustices, while misframing belongs to a
meta-level of injustices.
The most interesting moment in Fraser's theory is when she tackles
the politics of framing as a meta-level of justice, which she defines as
comprising "efforts to establish and consolidate, to contest and revise,
the authoritative divisions of the political space" as it pertains to the
determination of the subjects of justice as well as the frame of that deter
mination itself (2009, 22). On this account of the politics of framing,
Fraser proposes two forms in which social movements seek to redress
the injustice of misframing: the affi rmative claims and the transforma
tive claims. "The affirmative politics of framing;' Fraser tells us, "con
tests the boundaries of existing frames while accepting the Westpha
lian grammar of frame-setting" (2009, 22). In other words, this politics
37
aims to redraw the boundaries of who count as subjects of justice with
out overthrowing the nation-state as a basic category in which to pose
and resolve problems of framing injustices. By contrast, transforma
tive movements seek to destroy the state-territoriai principle itself on
grounds that "forces that perpetrate injustice belong not to:• and here
Fraser borrows Manuel Castells's terminology, " 'the space of places; but
to the 'space of flows' " (2009, 2 3 ). In this way, transformative politics
directly questions the process of frame-setting itself and thus renders it
more di�logical and democratic. With the opening of frame-setting to
contention and negotiation through transformative movements, Fraser
surmises that "what could once be called the 'theory of social justice'
now appears as the 'theory of democratic justice' " (2009, 28).
In what follows I would like to connect Fraser's theory of justice to
the problematic of translation, which I see as constitutive of both levels
of justice: the first-order justice of redistribution and recognition and
the meta-level of the politics of framing. The role of translation in the
first-order justice can be seen in Bharati Mukherjee's short story "The
Management of Grief' I highlight the translation of the material into
the cultural as an indispensable component of justice, especially when
the operation of justice has to tread on the borders between cultures.
In a sense, the story also poses the problem of ordinary-political injus
tices where the parity of participation in the social life of the legitimate
subjects of justice within the same political community is impaired
through nontranslation. In the case of "The Management of Grief;' the
Indian Canadian relatives of the victims, under the coverage of the so
called multiculturalism, are construed as legitimate subjects of justice
within the borders of Canada. Yet far from being homogenous, the mul-.
tilingual and multicultural territorial state is invariably split between
mainstream and ethnic cultures, and translation thus plays a key role
in providing the condition for the flow of justice across ethnic differ
ences. Translation constitutes the very means whereby ethnic subjects
of justice speak and are spoken to. In this way, the political dimension
of justice, which is representation in Fraser's model, intertwines with
the problematic of translation.
FROM THE MATERIAL TO T H E CULTURAL:
TRANSLATION AND THE FAI LU RE OF JUSTICE
The intersection between cultural and material realms in which transla
tion figures as a mediator is best reflected in Bharati Mukherjee's "The
Management of Grief;' printed in her collection The Middleman and
38
Other Stories ( 1988). The story is based on the 1 985 terrorist bomb
ing of an Air India jet carrying over three hundred passengers, most
of whom were Canadian citizens of Indian birth. The aircraft, en route
from Toronto to Bombay, exploded in midair while crossing Ireland
and crashed into the Atlantic Ocean, becoming the worst mass kill
ing in modern Canadian history. " The Management of Grief" revolves
around the aftermath of the incident as experienced by the narrator,
an Indian Canadian woman, Mrs. Bhave, whose husband and two sons
were among the victims of the tragic flight. The opening of the story
takes place in her home, now crowded with men and women from the
Indo-Canada Society, many of whom she does not even know. They are
busying themselves with minor chores around the house, including lis
tening to the news for more information about the _incident. They all try
not to disturb the bereaved mother and wife with their presence, and
their effort to reach out to her is always taken with care and prudence.
The first few sentences of the story are brief, yet they do more than set
up the mood and context of the story. Within the space of a few lines,
Mukherjee subtly uncovers the condition of liminality and uncertainty
endured by Indian immigrants, especially during the vulnerable times
of grief and the _rationally prescribed management of it.
A woman I don't know is boiling tea the Indian way in my kitchen.
There are a lot of women I don't know in my kitchen, whispering, and
moving tactfully. They open doors, rummage through the pantry, and
try not to ask me where things are kept. ( 1 988, 1 79)
A sense of ethnic bonding is here mixed, paradoxically, with alienation.
" Boiling tea the Indian way" invokes identity, while the uncertainty over
the subject doing the boiling in the intimate place of the kitchen splits
the identitarian bonding at the personal level. The kitchen, the familiar
and intimate place of Indian women, is now occupied by busy "_women
I don't know;' and the repetition of "my kitchen" within the space of two
short sentences echoes almost as a cry reclaiming what is most personal
and intimate of the grieving subject. The strangers come on grounds of
ethnic identity to soothe the woman's grieving, and although grieving is
cultural or even "furnishes a sense of political community of a complex
order" (Butler 2004, 22), it is reflected here rather as a private space tres
passed and impinged upon in the name of ethnic identity.
Butler's vision of a political community enlightened to a sense of
fundamental dependency through our socially constituted and exposed1
bodies is enunciated from the perspective of the mourning subject who
39
has the power to wage war and inflict violence upon others, namely,
the United States after 9/ 1 1. In her criticism of the aggressive poli
cies of the U.S. post-9/ 1 1, Butler calls for a deeper understanding of
the task of mourning, and in so doing she has uprooted grief from the
private realm and implanted it in the political. Grief in Butler's view is
understood as containing "the possibility of apprehending a mode of
dispossession that is fundamental to who I am" (Butler 2004, 28), and
therefore, being mindful of it enlightens us to a necessary recognition
of our bodies as fundamentally exposed and vulnerable to the touch of
others. "Mindfulness of this vulnerability can become the basis of claims
for non-military political solutions, just as denial of this vulnerability
through a fantasy of mastery (an institutionalized fantasy of mastery)
can fuel the instruments of war" (2004, 29). The subject of grief in But
ler's criticism is one who has the power to act in retaliation, and in that
light Butler summons grief and mourning back into self-recognition as
a means to prevent violence.
However, for an immigrant subject, the grieving Indian Canadian
mother and wife, mourning is deeply privatizing, and even a prudent
touch of ethnic bonding could be damaging. The bereaved ethnic
woman seems to be torn between the cultural appropriation of the per
sonal and an inner demand to fully experience the emotional dimension
of grief. The first passage of the story has introduced the first level of the
tension in one's experience in times of vulnerability and mourning, the
tension between the cultural and the personal.
As the story unfolds, Mrs. Bhave's experience of loss is caught at
another level, the tension between the cultural and the material, which
is laid bare within the very next passage of the story:
Dr. Sharma, the treasurer of the Indo-Canada Society, pulls me into
the hallway. He wants to know if I am worried about money. His wife,
who has just come up from the basement with a tray of empty cups
and glasses, scolds him. "Don't bother Mrs. Bhave with mundane
details." (Mukherjee 1988, 1 79)
As a treasurer, Dr. Sharma's concern about Mrs. Bhave's financial condi
tion is quite reasonable, while as a woman who cares (or is supposed to
care?) about the emotional trauma that Mrs. Bhave is suffering, Mrs.
Sharma condemns that question of money as mundane and irrelevant
in times of grief. Not to mention the gender divide along the line of
material and emotional concerns, there seems to be an irreconcilable
tension between material needs, or rather, the mentioning of needs, and
40
emotional life. Later on in the story we learn that this emotional dimen
sion is impinged upon in many ways and transformed into a site of
social and cultural determinations, especially when the Canadian gov
ernment comes into play in an outreaching effort to heal, materially, the
wounds suffered by the hundreds in the Indian community. First of all,
medical attention is given to tame a possible outburst of emotion, and
in this regard Or. Sharma once again appears to be on duty:
The phone rings and rings. Dr. Shanna's taken charge. "We're with her:'
he keeps saying. "Yes, yes, the doctor has given calming pills. Yes, yes,
pills are having necessary effect." I wonder if pills alone explain this
calm. Not peace, just a deadening quiet. I was always controlled, but
never repressed. Sound can reach me, but my body is tensed, ready to
scream. I hear their voices all around me. I hear my boys and Vikram
cry, "Mommy, Shaila!" and the screams insulate me, like headphones.
( 1 988, 1 80)
Medical care seems to be given at the most superficial level. The personal
emotion, the private struggle over the tragic loss, is occluded from the
d iscursive network of grief management. Care is extended to her home,
yet i t hurts just as much as it heals. Dr. Sharma reports Mrs. Bhave's
condition on the phone to someone unknown to her, and she does not
even seem to care, for it would make no difference now that her physi
cal condition and her private grief have been subsumed in the social
and cultural network of care. Mrs. Bhave's "deadening quiet" is trans
lated into a kind of "peace:' the expected material effect of the calming
pills. Controlled emotion is materialized into a bodily sign of calmness,
which serves as a necessary condition for Mrs. Bhave to be picked out
from among the bereaved to serve as mediator between the government
and the affected community.
Judith Templeton, the appointee of the provincial government,
comes to Mrs. Bhave's house in a "multicultural" initiative to provide
assistance to the afflicted families. Her self- introduction is plaintively
sincere, and her statement of the purpose of her visit is full of confusion
and anxiety, yet in a sense precise and direct :
"I have no experience," she admits. "That is, I have an MSW and I've
worked in liaison with accident victims, but I mean I have no experi
ence with a tragedy of this scale - "
"Who could?" I ask.
" - and with the complications of culture, language, and customs.
Someone mentioned that Mrs. Bhave is the pillar-because you've
taken it more calmly."
41
At this, perhaps, I frown, for she reaches forward, almost to take
my hand. "I hope you understand my meaning, Mrs. Bhave. There are
hundreds of people in Metro directly affected, like you, and some of
them speak no English. There are some widows who've never handled
money or gone on a bus, and there are old parents who still haven't
eaten or gone outside their bedrooms. Some houses and apartments
have been looted. Some wives are still hysterical. Some husbands are
in shock and profound depression. We want to help, but our hands are
tied in so many ways. We have to distribute money to some people,
and there are legal documents-these things can be done. We have
interpreters, but we don't always have the human touch, or maybe the
right human touch. We don't want to make m istakes, Mrs. Bhave, and
that's why we'd like to ask you to help us:' ( 1988, 1 83)
The social worker makes it quite clear that the confusion of language,
culture, and customs poses a hindrance to distributive services, and Mrs.
Bhave can help clear the issue because of her calmness and acquain
tance with the locals. Money comes with legal documents that need to
be signed by the beneficiaries, which Judith Templeton is well aware
could not be done with interpreting alone but requires "the right human
touch:' W hat is here conceived of as the right human touch is precisely
translation in its fullest linguistic, cultural, and psychological sense and
not merely interpreting. Interpreting may help clear linguistic problems
of the legal documents, but it alone cannot create a cultural channel for
distributive services to be intelligible within the culture and customs of
the receiving community. Distributive justice here figures as an origi
nal text unfamiliar and unintelligible to the target language and culture,
which thus requires a process of target-oriented translation whereby it is
rendered comprehensible within the local framework. Templeton, how
ever, seems to conceive of the task the other way round: to get people
"who've never handled money or gone on a bus" to sign some legal
documents, that is, to bring the locals out of their cultural realm into
the material realm she is bringing in. Government money, the material
justice itself, is taken for granted as a value readily comprehensible and
acceptable within the local cultural norms.
In the end, Templeton fails in her effort to reach out despite Mrs.
Bhave's liaison. An old couple refuses to sign the document because
"it's a parent's duty to hope" for the return of the beloved whose death
has never been confirmed in any way. Signing the documents of justice
means giving up this parental hope and therefore is against their moral
and customs. W hat is even more troubling is the fact that the couple is
Sikh, who Mrs. Bhave knows would not listen to a Hindu like her. The
------------- 4 2
choice of a mediator by way of the material sign of calmness once again
shows a complete insensitivity to cultural nuances and contentions.
Judith Templeton is vexed by the locals' resistance to her services, and
she complains somewhat angrily to Mrs. Bhave: "You see what I'm up
against? . . . their stubbornness and ignorance are driving me crazy. They
think signing a paper is signing their sons' death warrants, don't they?"
( 1988, 195). Templeton's initial awareness of the complex cultural issue
and the need for "the right human touch" vanishes as she approaches the
community, leaving in her mind only the material problematic, a failure
of translation, of the fundamental unlearning task. The problematic at
hand is, I argue, the translation of distributive justice into local language
and culture, a translation of the material into the cultural, if the material
is to be accepted as justice. 1
"The Management of Grief " is in many ways a story about the inter
face between the material and the cultural and a certain kind of untrans
latability between the two realms. We have seen how Mrs. Bhave's per
sonal grief is translated into a material sign of calmness, presenting her
as a "pillar" among the bereaved. That translation hurts because her
inner voice and feelings can never be heard and felt once unilaterally
translated into the visible field of the material. In her role as a media
tor, Mrs. Bhave witnesses a form of violent translation from the cultural
into the material, which leaves her getting out of Templeton's car in the
I . In some cases the lack of this sort of cultural translation of justice constitutes
a deprivation of justice itself, rather than merely a refusal to accept justice, as in the
case of the old couple in "The Management of Grief' In The Sorrow and the Terror:
T11e Haunting Legacy of the Air India Tragedy ( I 987), Clark Blaise and Bharati
Mukherjee records accounts of several parties involved in the tragedy, including
the bereaved themselves. Mr. Swaminathan, a bereaved husband and father, sends
his grievance to a law firm, co'ntending that the legal differentiation of the death
of an adult and the death of a child in determining compensation is against "the
Indian way of life:• According to him, a parent can be a dependent just as a child is.
Bringing up a child means investing in the child's future and also the parent's future,
a kind of contract implicated in Indian cultural and moral values and uniformly
carried out in Indian society. Loss of a child, therefore, would impinge on the par
ent's future. More important, as Mr. Swaminathan points out, this "unique system
of insurance;• though unwritten, is honored in Indian courts. The Western category
of "dependent;• if untranslated, thus denies Indian parents of pecuniary compen
sation that they would otherwise be entitled to in their home country ( Blaise and
Mukherjee 1 987, 1 0 1 -3). This is a point I wholeheartedly identify with, because
just as in India the Vietnamese elderly are not taken care of by the social network
of nursing homes and social security benefits but live within the embracement and
care of their children.
43
middle of their way home. The encounter between the two realms as
represented in the story poses an agonistic relationship that cannot be
mediated, it seems, once and for all. From the medical management of
grief and the identification of dead bodies to (distributive services, all
material determinations at one point or another impinge upon the deli
cate cultural fabric of the ethnic community. Bharati Mukherjee seems
to hint at a missing process of translation whereby the material is rema
terialized in a cross-cultural context.
Judith Butler has made clear that for materiality to be conceived
as such, it must go through a process of materialization that "takes
place (or fails to take place) through certain highly regulatory prac
tices" (1993, l ). Distributive justice as posed in "The Management of
Grief " has been solidly materialized, yet its materialization is governed
by norms and institutions that are culturally and politically bound and
thus fail beyond their boundaries. The task of translation here involves
more than the linguistic interpreting of legal documents or the use of
local mediators as an extra force, but the necessary transforming of
those documents and the money itself into the culture of the benefi
ciaries. Using calmness, the material effect of calming pills, as the first
premise for her outreaching effort, Judith Templeton shows throughout
her approach to the Indian Canadian community another faulty prem
ise that takes untranslated material justice as the foundation of multi
culturalism. Her commitment that "we don't want to make mistakes"
becomes ironic, and Mrs. Bhave's response, "more mistakes, you mean;'
implicates more than a bitter reference to the faulty police procedures
that led to the catastrophic bombing.
Interpreters and local mediators are provided, yet the Indian com
munity is denied the very work of translation in the operation of jus
tice. This nontranslation is probably implicated in the larger political
context of this "houseless" tragedy, as Mukherjee calls it. It is houseless
because neither the Indian nor the Canadian governments, despite their
grief, named the bombing as its own tragedy. Instead, the two govern
ments cross-referred to it as "their" rather than "our" tragedy ( Blaise and
Mukherjee 1987, 174).
The interface between the cultural and material realms appears to be
a troubling one, especially if no adequate translation is done. It is hard,
however, to determine once and for all the definite configurations of
what constitutes adequate translation, with a fixed set of strategies and
techniques that apply in every context. But at a more macro level, we
can at least talk of justice here as a balanced flow of translation between
the two realms. Bharati Mukherjee's "The Management of Grief " has
44 -------------
shown us that the hegemonic translation of the cultural into the mate
rial and the lack of rematerialization may constitute a form of injus
tice in the very process of justice. Materiality is not a universal and a
priori category that transcends cultural specificities. They are invariably
imbricated within frames that vary in size and shape across cultures.
Rematerialization, or the translation of the material into the cultural,
points at the necessary reworking of the material so it can be accepted
beyond its original context of materialization. Positing a translation of
the material into cultural, however, does not presuppose a distinction
between the material and the cultural as ontologically separate spheres
of life. In her essay "Merely Cultural" ( 1 99 7), Judith Butler has convinc
ingly shown that material life is inextricably linked to cultural life, and
the separation of the two reflects a certain amnesia of the works of Marx
himself. It is precisely because of its grounding in cultural relations that
the material can be rematerialized or translated into another fabric of
cultural relations.
There is no lack of translation in "The Management of Grief;' since
"we have interpreters;' as Judith Templeton confirms. W hat is needed is
"the right human touch;' and it is unfortunate that, instead of an ethi
cal recognition of the limited self and an ethical response to the other,
the human touch is only configured as the use of mediation (through
Mrs. Bhave) to pave the way for the assertion of the self. Nontransla
tion as injustice here can only be perceived at the level of the cultural
frameworks in which justice is done, since it is covered up at the lin
guistic l evel with the provision of translators and at the material level
with mediation. Although "the right human touch" is not fully realized
in "The Management of Grief;' it does complicate the problematic of
translation beyond the sheer provision of translators/interpreters and
local mediation.
W hen material justice is taken at face value and even universalized
as readily accepted in all cultures, the cultural tra nslation of the material
itself is often ignored and repressed. I ndeed, there is a tendency to posit
materiality as a precultural foundation, and material relations become
the rationale behind anything cultural. The category of sex in the B eau
voirean sense, for example, reflects one such recourse to the materiality
of the body as the precultural foundation of gender, and Judith Butler
( 1 993) has reminded that materiality is invariably bounded with the cul
tural in such a way that the distinction between sex and gender is but a
grammatical fiction. In social life, the distribution of material resources
seems to underpin cultural activities. Michael Cronin points out t hat
"awareness of the primacy of communicative competence as a means
45
of economic integration and social survival is the rationale behind the
organization of language classes for immigrants and the stress on the
acquisition of the dominant language as the key to successful integra
tion;' leading to the condition of what he calls translational assimilation
(2006, 52). The material is often taken for granted as transcendent of
cultural particularities and does not require translation. "Translational
accommodation;' to use Cronin's terminology again, from the vantage
point of the dominant culture, is yet to be accomplished, as seen in "The
Management of Grief."
FROM T H E CULTURAL TO T H E M ATERIAL:
CASES OF INJUSTICES I N TRANSLATION
What emerges from my discussion of justice above is a perceptible rela
tion of translation between the different components of justice within
the same territorial state. Outside of the territorial state, translation fig
ures even more prominently as an underpinning force that relates the
cultural and the material spheres of justice. Eric Cheyfitz has brilliantly
shown how the translation of Native American land into the European
concepts such as property, possession, ownership, and title serves as the
"prime mode of expropriation that the colonists used in their 'legal'
dealings with the Indians" ( 1 997, 48 ) . With the conviction that "from
its beginnings the imperialist mission is, in short, one of translation: the
translation of the 'other' into the terms of empire" ( 1 997, 1 1 2), Chey
fitz exposes the process of dispossession whereby "Native American
land was translated (the term is used in English common law to refer to
transfers of real estate) into the European identity of property" ( 1 997, 43,
emphasis original). Here Cheyfitz explores social and cultural dispari
ties between the European and Native American conceptions of land
and place and the colonizer's manipulation of the material through cul
tural translation, or, to be more exact, the programmed occlusion of a
balanced cultural translation in which the terms of the "other" are hon
ored. The violent hegemonic translation of the Native American land
into the European terms of property corresponds here to the injustice of
misrecognition. This misrecognition consists of the colonizer's refusal
to recognize the Native American terms and conceptions of their land,
which paves the way for the translation of those terms into European
ones, invigorating the imperialist material appropriation. Thus, just as
in the case of the Indian Canadians in "The Management of Grief;' the
native cultural terms are completely translated into the material. There
is, of course, a difference in the two cases: the Indian Canadians are
------------- 46
meant to be receiving material j ustice, whereas the Native Americans
are dispossessed of their land.
The exploitative translation of indigenous cultural values into the
material realm of the colonizer is abundant in the history of colonialism
and imperialism. History has shown that imperialist translation does
not j ust take place in the colonizer's "legal" dealings with the natives. It
pervades all aspects of native life and irremediably transforms the native
environment and traditions. The destruction of the bison in North
America in the late nineteenth century is an example of the imperial
ist translation from the cultural to the material. Although it is true that
the bison population provided a vital source of food for Native Ameri
cans, in the native consciousness and cultures the roaming bison herds
did not just represent a material resource for human exploitation. The
human-bison relationship in the native memory extended back to cre
ation itself (Zontek 2007), and the hunting of this animal was not merely
an act of killing and consuming, since the people perceived the animal
not as inhabiting an objectified material world but as cohabiting with
themselves within the same realm. Writings in different genres such
as John Neihardt's Black Elk Speaks ( 1 979), James Welch's Fools Crow
( 1 986), and Mary Brave Bird's Lakota Woman ( 1 99 1 ) have all revealed to
us what American imperialists of the nineteenth century either refused
to see or reluctantly saw with a desire to totally destroy the other: the
native hunting of the bison was a deep-rooted tradition of Native Amer
ican cultures that not only reflected a native means of subsistence but
also embodied a whole way of life with deep cultural nuances.
In Black Elk Speaks, for example, we see how hunting was performed
as an initiation into manhood for Black Elk and Standing Bear and also
as an activity embedded in the network of interpersonal relationships
organic in the structure of native societies. In the mind of the Euro
American hunters, however, bison were merely objectifiable animals
that provided them with basic material for consumption. The American
government itself advocated slaughtering the bison population through
legal and military means. Directives such as "Kill every buffalo you can.
Every buffalo dead is an Indian gone" (cited in Zontek 2007, 25) would
not invoke any feelings of abhorrence among the majority of Euro
Americans; instead, it was received as the natural progress of history.
Cultural misrecognition, configured as the wholesale translation of
the cultural into the material as I have elaborated thus far, underpins the
material destruction of the indigenous livable worlds and the disintegra
tion of their cultures. To probe into the problematic of justice in relation
to translation, therefore, necessarily means to instigate the reverse flow
47
of cultural translation that has been historically repressed. The problem
has been provoked powerfully by Cheyfitz in The Poetics of Imperialism,
and his question continues to invite inquiry: "Can one translate the idea
of place as property into an idea of place the terms of which the West
has never granted legitimacy ?" (Cheyfitz 1997, 58, emphasis original). 2
In my discussion of the relationship between the two dimensions
of justice above, I have treated the material as encompassing economic
relations. A close reading of Fraser's redistribution/recognition frame
work, however, reveals that the economic and the material do not
inhabit the same sphere, and Fraser herself has made clear the necessary
distinction between the economic and the material in her debate with
Judith Butler (Fraser 1997a; see also Butler 1997). Nevertheless, the way
Fraser situates her theory within what she refers to as the postsocialist
scenario gives the impression that the notion of economic redistribu
tion, in contrast to the increasingly prominent politics of cultural rec
ognition, is synonymous with the material. Both Axel Honneth (Fraser
and Honneth 2003) and Butler ( 1997) tend to understand the economic
in Fraser's theory in this way. Fraser herself would not object to the fact
that injustices of misrecognition could be just as material as injustices
of maldistribution. What I have discussed thus far illuminates precisely
this overflow between the material and the cultural without touching
upon the economic. In regard to economic relations, a significant body
of research in translation studies has been focused on the role of trans
lation in the (re)organization of economic structures and the negotia
tion of economic power and interests. As the structuring of economies
changes from a local scale to regional and international scales, the man
ners in which translation is done and perceived and the way it functions
in society also fundamentally alter. In this respect, Michael Cronin's
Translation and Globalization (2003) offers an exciting account of how
the transformed economic factors, including the use of riew information
technologies, new networks of communication, and the global organi
zation and management of capital, labor, raw materials, information,
markets, and so on, have had a fundamental impact on the practice and
theorization of translation. Although many of Cronin's claims about the
2. Another profound example of this imperialist translation can be found in
Clayton W. Dumont Jr:s The Promise of Poststructuralist Sociology: Marginalized
Peoples and the Problem of Knowledge (2008). In a chapter on the Native American
Graves Protection and Repatriation Act of 1 990, Dumont offers a deeply engaged
account of the struggle against the holding of the remains of deceased Native Amer
icans by museums and universities for "scientific data" ( Dumont 2008, I 08-48).
48
changed nature of translation in the age of globalization are too gen
eral and tend to apply in any case of cultural production , thus failing
to account for the specific impacts of globalization on translation, they
provoke more thinking and unsettle any stubborn clinging to traditional
ways of thinking about translation.
But translation is not just a passive act ivity perpetually influenced
by globalization. Translation appears as an active force underpinning
economic operations. In this sense, translation has been proven by
scholars as an agent in the establishment of economic relations and
transactions, or even in the mediation of economic orders. Translating
Slavery: Gender and Race in French Womens Writing, 1 783- 1 823 ( 1 994),
a volume edited by Doris Y. Kadish and Frarn;:oise Massardier-Kenney,
explores translation as an ideologically driven process with norms and
strategies that are fluid enough to articulate political agendas that either
efface or reinforce the abolitionist cause embedded i n some French
women's writing. The book, however, is a little disappoi nting in the
sense that the authors, while dealing with writings that speak to the eco
nomic and political order of their times, often draw conclusions that
are limited to emphasizing translation as a process of ideology. It seems
that the volume refrains from making claims about the effects of transla
tion on the economic and political order of slavery that the writers and
translators under discussion engage so vehemently in their works. By
abandoni ng the themes of slavery and returning to translation studies
i n its conclusions, the volume has in a way failed its own title, which
appears to promise so much.
The reluctance to delve into issues beyond translation studies itself
that we see in Translating Slavery could be attributed to the nascent
phase of the cultural turn in the field in t he early 1990s, when the book
was published. At the time, ideological aspects of translat ion were not
yet a prominent object of study, and research was still con fined i n the
methods of contrastive linguistic studies, hence the authors' emphasis
on the ideological underpinni ngs of translation. As the cultural turn
has taken deep roots in translation studies and has swept across the
humanities in general, there emerges a body of research that makes
resolute claims about the role of translation in constructi ng economic,
cultural, and political order. Sabine Fenton and Paul Moon, in thei r
essay "The Translation of the Treaty of Waitangi: A Case of D isempow
erment," have forthrightly stated t hat, "alt hough the treaty had seem
i ngly brought together two distinct cultural groups in an act of enl ight
ened respect for and trust of each other, ironically, the translation to a
large extent has managed to destroy both and has become the cause of
49
much confusion and bitterness" (2002, 25). For these authors, transla
tion plays a primary role in the "imposition and reproduction of power
structures" that obliterate the sovereignty of a nation and annex it to
the British Crown. Interestingly enough, Fenton and Moon show how
translation functions in the case of the Waitangi Treaty as a secret code
to override English humanitarianism, which was at its height in British
politics in the nineteenth century. The abolition of slave trade and the
establishment of numerous political and religious groups, such as the
Church Missionary Society, the Aborigines Protection Society, and the
Society for the Civilisation of Africa, were in part the direct result of
humanitarian aspirations. Fenton and Moon also point out that "the
new humanitarian imperative found its highest expression in the estab
lishment of the 183 7 House of Commons Select Committee on Aborigi
nes to consider the best ways of improving the conditions of the natives
in the colonies of the British Empire" (2002, 28). In a sense, humani
tarianism inspired a revision of the frame of justice, and natives became
legitimate subjects to enjoy Empire's distributive justices.
Within this new framework of heightened humanitarian senti
ments, Captain William Hobson, assigned by the British government
to negotiate with the Maori the transfer of their sovereignty to the Brit
ish Crown, found himself in the middle of a contradiction. On the one
hand, he was to achieve the transfer of sovereignty; on the other hand,
all transactions were to be, as instructed by the Colonial Secretary Lord
Normanby, "conducted on the principles of sincerity, justice, and good
faith" (cited in Fenton and Moon 2002, 29). As if magic, the translation
of the treaty from English to Maori language, done by Anglican mis
sionary Henry Williams, helped achieve the double task, of course, not
without hindsight. Fenton and Moon observe that "the convoluted and
technical English text is recast in simple Maori, with glaring omissions.
Certain crucial terms were not translated into the closest natural Maori
equivalents" (2002, 33). They conclude that " Williams was a product
of his time, his religion, and the prevailing ideology. His translation
reflected all three" (2002, 4 1 ).
I read the translation and signing of the Treaty of Waitangi as a
complication of the injustice of misframing in Fraser's new model. New
humanitarian sentiments permeated politics and unsettled the framing
of justice within colonial rule, effecting a discursive inclusion of colo
nized subjects as legitimate subjects of justice. Yet the reframing here
was not obtained in actuality due to a certain way of translation. Empire
expands its border to account for new subjects of justice, and simulta
neously it surreptitiously withholds justice through translation. Just as
50
in the case of redistribution and recognition, where translation must
be called upon to mediate between the material and cultural spheres,
I suggest that in the framing dimension of justice, with its necessary
extension beyond the border of the nation-state, translation also plays
a primary role and that without insight into the insidious working of
translation, justice could hardly be achieved.
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Fenton, Sabine, and Paul Moon. 2002. The Translation of the Treaty
of Waitangi: A Case of Disempowerment. Pages 25-44 in Transla
tion and Power. Edited by Maria Tymoczko and Edwin Gentzler.
Amherst: University of Massachusetts Press.
Fraser, Nancy. 1997a. Heterosexism, Misrecognition, and Capitalism: A
Response to Judith Butler. Social Text 52/53:279-89.
------------- 51
--. 1997b. Justice Interruptus: Critical Reflections on the "Postsocial
ist'' Condition. New York: Routledge.
--. 2009. Scales of Justice: Reimagining Political Space in a Global
izing World. New York: Columbia University Press.
Fraser, Nancy, and Axel Honneth. 2003. Redistribution or Recognition? A
Political-Philosophical Exchange. London : Verso.
Kadish, Doris Y., and Frarn;:oise Massardier- Kenney. 1994. Translating
Slavery: Gender and Race in French Womens Writing, 1 783-1 823.
Kent, Ohio: Kent State University Press.
Mukherjee, Bharati. 1988. The Management of Grief. Pages 177-97 in
idem, The Middleman and Other Stories. New York: Grove.
Neihardt, John G. 1979. Black Elk Speaks: Being the Life Story of a Holy
Man of the Oglala Sioux. Lincoln: University of Nebraska Press.
Spivak, Gayatri. 1988. Can the Subaltern Speak? Pages 280-3 1 1 in
Marxism and the Interpretation of Culture. Edited by Cary Nelson
and Lawrence Grossberg. Urbana: University of Illinois Press.
Tymoczko, Maria. 2007. Enlarging Translation, Empowering Translators.
Manchester, U.K.: St. Jerome.
Welch, James. 1986. Fools Crow. New York: Viking.
Zontek, Ken. 2007. Buffalo Nation: American Indian Efforts to Restore
the Bison. Lincoln: University of Nebraska Press.
Loe Quoc Pham currently serves as Dean of the Faculty of Lan
guages and Cultural Studies at Hoa Sen University in Ho Chi
Minh City, Vietnam. Dr. Pham earned his
PhD in Comparative Literature at the Uni
versity of Massachusetts Amherst in 20 1 1.
His research interests include translation
studies, gender, postcolonial studies, and
issues in the Vietnamese representation of
wars. He has taught Comparative Litera
ture courses both in the United States and
in Vietnam. His most recent article, "West
ern Others (and 'Other' Westerns): Translat
ing 'Brokeback Mountain' into Vietnamese
Culture;' appeared in a 20 1 1 volume entitled
Re-engendering Translation: Transcultural Practice, Gender/Sexual
ity and the Politics of Alterity, edited by Christopher Larkosh and
published by St. Jerome. Email: [email protected].
52
| Unimi Open Journals |
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] | TRANSL ATION IND USTRY IN T H E LIG H T
OF COMPLEX IT Y S C I ENC E :
A C A S E O F IRANIA N CONTE X T
Reza Pishghadam a n d Nasrin Ashrafi
l . I NT R O D U C T I O N
In line with the fact that multidiscipiinary studies as a whole have
gained momentum these days, it seems that translation studies as a rela
tively young discipline has recently tried to embrace new findings from
other disciplines to enrich and deepen itself. For instance, researchers in
translation studies have successfully applied ideas from sociology, field
theory (Bourdieu and Wacquant 1 992), actor-network theory (Latour
2005), applied mathematics, and game theory (von Neumann and Mor
genstern 1 944; Myerson 1 997) to translation studies.
One of the new theories in physics that might help us to broaden
and advance our understanding in sociological aspects of translation
studies is chaos/complexity theory. Complexity theory is not a single
coherent body of thought but embraces a range of different traditions
and approaches. Complexity science or complex system theory origi
nated from math semantics, economics, and biology (Schroeder 199 1 ).
This new theory, inspired by Prigogine and Stengers (1984) and Poin
care's (1854- 1 9 1 2) ideas, has refuted the main tenets of Newtonian
mechanics, which is based on absolutism, linearity, and predictability,
and focused instead on relativity, nonlinearity, unpredictability, feed
back sensitivity, and co-evolution. It encompasses many different dis
ciplines, models, and perspectives, including complexity theory, catas
trophe theory, dissipative structure, chaos theory, fractal theory, and
self-organized criticality. Therefore, Lissack and Letiche (2002) pointed
out that the research of complex systems is not a science but a collection
53
of concepts, interpretations, and analytical tools. Morel and Ramanujam
(1999) also believed that complex system theory does not yet fulfill the
many requirements of a "theory" per se. Rather than a unified theory, it
is more of a perspective of research. Therefore, it might be more suitable
to call it the "complexity science perspective" (Tsai and Lai 2010) .
This new theory has been successfully applied to different fields of
study, such as philosophy (Cilliers 2005), psychology (Spivey 2007), lin
guistics (Meara 2004), cultural studies (Appadurai 1990), first-language
acquisition, and second-language learning theories ( Larsen-Freeman
and Cameron 2008) . Due to the nature of translation, which acts like a
system, it seems that the application of this nonreductionist and post
positivist approach in translation studies may open new horizons for
research, shedding more light on the process o'r translation.
Therefore, this study seeks to apply the major principles of chaos/
complexity theory to translation studies. The complexity science per
spective has been widely applied in the field of social sciences. There
fore, the present research will attempt to find the common core concepts
of various theories by evaluating complexity science and deducing the
strategic implications of conceptualizing translation production net
work as a dynamic complex system.
Our study is divided into three main parts. The first part explores
the key properties of chaotic complex systems. The second makes a theo
retical and metaphorical analogy in the conceptualization of translation
studies in the light of complexity framework. The last part of this study
is devoted to concluding remarks and general discussion. We hope this
article brings fresh insights to the sociology of translation, becoming the
starting point for future studies.
2 . C HAOS/COMPLEXITY THEORY
There has been a radical shift from static and deterministic theories to
more dynamic ones in various fields, from mathematics, physics, and
economics to humanistic subjects. Modern physics, employing chaos/
complexity theory, aims to show how simple interactions result in
the emergence of a complex system and how such a system interacts
with its environment. This theory reveals that not all phenomena are
orderly, reducible, predictable, and determined. It examines the fre
quently occurring unpredictable behavior displayed by nonlinear sys
tems (Prigogine and Stengers 1984). According to Larsen-Freeman and
Cameron (2008) , this theory is characterized by six key features: open
ness and dynamism, complexity, adaptability and feedback sensitivity,
54 -------------
self-organization and emergence, nonlinearity and unpredictability, and
strange attractors, all of which are briefly discussed below.
2. 1 . OPENNESS AND DYNAMISM
In contrast to closed systems, in which there is no interaction between
the environment and the system, in open systems there exists energy
interaction between the system and the surrounding environment. This
interaction induces ongoing change, making the system dynamic. In
open systems, the major features of closed systems, which are static,
fixed, and "being;' are replaced with dynamic, flexible, and becoming
features. A concrete example of the open dynamic system is language:
English, for example, is open to all sorts of influences; it changes con
stantly yet somehow maintains an identity as the same language (Larsen
Freeman and Cameron 2008).
2.2. COMPLEXITY
Complexity comes from the diversity and heterogeneity of multiple
interconnected elements shaping a complex system in which its evolu
tion is very sensitive to initial conditions or to small perturbations, one
in which there is large number of independent interacting components,
or one in which there are multiple pathways by which the system can
evolve (Whitesides and Ismagilov 1 999). Complex systems are con
stantly in the process of evolving and unfolding (Arthur, Durlauf, and
Lane 1 997). Taking an ecosystem of a forest as a complex system, the
component agents in this system are animals, birds, insects, and people,
while component elements would include trees, winds, rainfall, sun
shine, soil, river, and air. The complexity of this complex system arises
from heterogeneous components being interdependent and in constant
interaction with each other.
One important feature of complex systems is that the whole tran
scends the sum of its parts. One good example can be water: water is
composed of hydrogen and oxygen. Adding hydrogen and oxygen sepa
rately to fire can sustain and build fire; mixing them, however, to create
water and then adding that water to fire extinguishes the fire.
2.3. ADAPTA BILITY AND FEEDBACK SENSITIVITY
Feedback is defined as a circular process of influence where action and
actor affect each other. A complex system is feedback sensitive, mean-
SS
ing that, during the mutual interactions between the agents, feedback
whether negative or positive, internal or external-can play a pivotal role
in the agents' subsequent actions and ultimately in the whole system.
Considering the received feedback, the system adapts itselfaccordingly to
the new situation to ensure its survival. In other words, a complex adap
tive system is flexible enough to maintain its stability through continuous
adaptation. For example, in first-language acquisition, feedback can cause
change in U-shaped learning: children while acquiring a first language go
through different stages oflearning the verb go. After learning the word go
and the usual rule for the past tense form of the verbs (add -ed), they fre
quently form the false past-tense form "goed:' At this stage, positive and
negative feedback plays a significant role. Negative feedback in the form
ofcorrection by parents and positive feedback for producing "went" cause
change, leading children to use the proper past-tense form of the verb.
2.4. SELF-ORGANI ZATION AND EMERGENCE
Actors within a complex system self-organize themselves; that is, they
form new structures and connections, networks, and systems to meet
their needs. Self-organization can happen because the system can adapt
in response to changes. Sometimes self-organization leads to new phe
nomena on a different scale in a process called "emergence:' More gener
ally it refers to how behavior at a larger scale of the system arises from the
detailed structure, behavior, and relationships at a finer scale (Larsen
Freeman and Cameron 2008). " The full, or ultimate, positive exploitation
of emergence is self-organization; a system aligns itself to a problem and
is self-sustaining, even when the environment changes" (Miiller-Schloer
and Sick 2008, 86). Thus, the term self-organization refers to a specific
form of emergence. One of the concrete examples of emergence through
self-organization in a complex system can be a social structure emerging
from and influencing individual agency and action. The relation between
"habitus" and "practice" in Bourdieu's works would be a good example.
Habitus, as people's "mental structures through which they apprehend
the social world ... [are] essentially the product of the internalization of
the structures of that social world" (Bourdieu 1989, 18), but those social
structures are also emergent from action in the social world.
2.5. NONLINEARITY AND UNPREDICTA B ILITY
While predictability and linearity are the main properties of Newtonian
determinism, chaos/complexity theory rooted in relativism challenges
56
this deterministic approach by highlight ing nonlinear and unpredict
able phenomena. Dynamic complex systems are unpredictable. Sensi
tivity to initial conditions is the main reason for the unpredictability
of complex systems. One of the well-known instances exemplifying
unpredictability and nonlinearity is Lorenz's "butterfly e ffect" ( Gleick
1 987). Lorenz postulated that weather systems are highly sensitive
to tiny changes: even the flapping of a butterfly's wings may delay or
change the direction of a tornado in one area of the world. This large
effect a rising from a tiny change ( butterfly's flying) in initial condi
tion of a complex system ( e.g., a weather system) is referred to as the
"butterfly effect." As Lorenz postulated, unless one can account for all
the small changes that have an impact on a system, the prediction of
the behavior of any chaotic complex system is impossible. In addition
to pointing out the lack of proportionality between cause and effect,
nonlinearity suggests that there is no exact cause for a particular phe
nomenon.
2.6. STR A NG E ATT RACTORS
Attractors act as "magnetic" forces that draw complex adaptive systems
toward given trajectories ( Pascale, Millemann, and Gioja 2000; Wheat
l ey 1 994, cited in G ilstrap 2005), which can be considered as a focus of
energies in the system. The attractors are called "strange" to distinguish
them from stable attractors, states to which the system reliably returns
if disturbed. A strange attractor requires high energy and informa
tion consumption, serving as a seemingly magnetic force ( Stacey 200 3 ;
W heatley 1 994) that provides structure and coherence.
Attractors can produce order in a dynamic system, making it coher
ent by constraining the system into a small region of its state. In other
words, systems tend to move toward attractors. For instance, in a "stable
real-world system, long-term behaviors can be seen as attractors in the
state space of that system" ( Norton 1 995, 56). A chaotic or strange attrac
tor is a state of a system in which the system's behavior becomes quite
wild and unstable, as even minute changes in conditions can cause it to
move from one state to another, as in the previously described example
of "butterfly effect."
Generally speaking, chaos/ complexity theory is the study of systems
that include large numbers of components constantly interacting. In a
chaotic complex system, a very small change can have a large impact
(nonlinearity and unpredictability) on the system's t raj ectory (attrac
tors), and during this changing condition all the components influence
57
(feedback) each other (self-organization), leading ultimately to the rise
of emergent behavior.
3. C H AOS/COMPLEXITY IN TRA NSLAT I O N
Looking at translation through the lens of chaos/complexity theory, we
may observe some interesting shared grounds at the micro and macro
levels. At the micro level, the process of translation involving the trans
lator's own sociocognitive system, including the translator's culture and
system of values, beliefs, and so on (Hatim and Munday 2004), might
be regarded as a complex system. At the macro level, the translation
industry involving various elements either human (publisher, transla
tor, reader) or nonhuman (electronic tools, dictionaries, sociocultural
features of literary system) can be conceptualized as a complex dynamic
system. In what follows we try to apply chaos/complexity theory to the
sociology of translation by discussing each of the features of the theory
(as discussed above) in relation to different aspects of translation pro
duction in Iran.
3. 1 . OPENNESS, DYNAMISM, A N D COMPLEXITY
Translation is not a closed, static system unaffected by its environment;
it is the product of different factors, including editorial board mem
bers, publishers, sponsoring organizations, translators, readers, and
even nonhuman participants, such as translational technological tools
and other phenomena related to sociocultural or even political dis
course termed ideologems: "the smallest intelligible units of the essen
tially antagonistic collective discourses of social classes" (Jameson
198 1 , 76). Translation is not done in isolation; these elements affect
the whole translation production process: the text selection, the seek
ing for suitable translators, and the translation strategies employed
by translators. In fact, the process of translation as a "dialogic event"
(Bakhtin 1 994) is an open process in which author, translator, text,
and even sociocultural factors in both languages have an open-ended
dialogue in the process and, ultimately, the product of translation. In
fact, translation is a complex message in which several voices and per
spectives intermingle.
At a sociological level, the process of translation production is a
complex network of inter- and intrarelations (system) in which we can
claim the whole exceeds the sum of its parts. That is, translators, read
ers, publishers, and technological tools work synergistically to produce
58
a translation product. Latour's Actor-Network Theory ( 1 987), which
has been applied to translation studies (Abdallah 2005; Buzelin 2005)
provides a theoretical framework to examine how a network of rela
tionships links different factors, producing a project. Various agents
(e.g., translators, publishers, and patronage), along with different social
powers, interact with each other to develop _the network. As Jones points
out, " [w]ho holds more or less power within the network is less impor
tant than whether the network forms and performs efficiently and effec
tively" (2009, 320).
Complexity theory (Cilliers 1 998; Byrne 2005) is sometimes also
referred to as dynamic systems theory (Haggis 2008; Valsiner 1 998).
Besides the systematicity of translation production, another important
feature of translational network is its dynamic complexity, which arises
in situations where cause and effect are subtle and where the effects over
time of interventions are not obvious or when the same action has dif
ferent effects in the short and long run; in all these instances there is
dynamic complexity (Senge 1 990). The dynamic complexity of a transla
tion system lies in two distinct levels of analysis: the dynamic complex
ity resulting from a multitude of interactions between various elements
(human or nonhuman) and the dynamic complexity of the emergent
behavior of the system that is a translation product.
3.2. FEEDBACK SENSITIVITY, SELF-ORG ANI ZATION, AND ADAPTATION
The ontology of complexity thinking insists on a dynamic system's feed
back sensitivity. As Stacey puts it, "positive feedback loops are funda
mental properties of organizational life" ( 1 992, 480). In a translational
network, a translator can receive feedback, whether positive or negative,
from different sources. Translation, as Wolf states (2002), is the result of
cultural, political, and other habits of the social agents who participate
in translation and of the various forms of capital involved.
As already mentioned, through feedback mechanisms involving
positive or corrective (negative) reactions, new differentiated forms of
behavior and systems emerge from the existing forms. Thus Hermans
(2007) considers translation as a social system that may produce emer
gent phenomena.
Regarding feedback sensitivity, we can allude to the cognitive
notion of collaborative decision making (Robinson 1 997). In the same
vein, Weick ( 1 979) proposed a cognitive cycle for translation process,
which is act-response-adjustment, in which the feedback from people
on whom one's action as a translator has an impact causes a shift (adjust-
59
ment) in one's action (the translation product). In fact, at the sociologi
cal level, this cognitive cycle may change to a sociological one as event
feedback-repercussions.
Self-organization as one of the key features of dynamic complex
systems is the one that Luhmann ( 1995) called autopoiesis for social sys
tems. Due to their openness, chaotic complex systems are in constant
contact with their environment; however, this contact is regulated by
the self-organizing system. It is the system that determines when, what,
and through what channels matter is exchanged with the environment.
Obviously, one cannot deny the role of external forces, but the point
is that, despite these influences, it is the system that determines what
should emerge.
3.3. NON L I N E A R I T Y A N D UNPREDICTA B I LI T Y
Another aspect of complexity discourse worth examining in greater
detail is the argument that the translational network as a complex phe
nomenon is intrinsically nonlinear and unpredictable in nature. Com
plexity science articulates a notion of causality that is multifactorial. It
is impossible to talk about isolating key factors, because all of the fac
tors work together, with no one factor being more important than any
other. The causality implied by complexity theory is decentered, in the
sense that in a dynamic system we cannot attribute a certain effect to a
particular cause. Causation is too multidimensional, too fast, and in one
sense too unpredictable to be a viable focus of attention (Haggis 2008).
In the field of translation, Chesterman (2007) postulated the causal
models that aim to show cause-and-effect relations. He also maintains
that translations are seen as caused or influenced by various conditions,
such as quality judgments by clients or readers.
Chesterman (2007) maintains three types of effects produced by
translation. These effects ultimately impact the whole system of transla
tion production. The first type of effect is labeled reaction, which is cog
nitive. When the effect moves beyond the cognitive sphere and becomes
observable in different works such as criticisms and book reviews, it
acts as feedback, affecting the public image of profession; Chesterman
calls this second type response. The third type of effect is the one that
shows the nonlinearity and unpredictability of the chain of effects in
a translation network. Chesterman describes it as translation repercus
sions. The canonization of literary work, changes in the evolution of
target language, and changes in norms and practices are examples of
translation repercussions.
------------- 60
As mentioned in the butterfly effect metaphor, one of the impor
tant features of chaotic systems closely related to unpredictability is the
disproportionality between causes and effects, such that "causation can
indeed flow from contingent minor events to hugely powerful general
processes" ( Urry 2003, 7). In so far as this is a coherent notion, it sug
gests that small, apparently accidental or insignificant causes can have a
major influence on the development of a system ( Kemp 2009).
From the pragmatic point of view, translating is a decision process
( Levy 1967 /2000). Generally, the process of decision making is not a
new concept in translation studies. Levy, inspired by and based on game
theory ( von Neumann and Morgenstern 1944; Myerson 1 997), con
siders the process of translation as a "decision making process" ( Levy
1 967/2000). In a translational field, dynamic interactions and networks
between publishers, translators, authors, critiques, and readers are influ
ential in the decision-making process ( Levy 1967/2000) and thus also
in the final product. According to this view, at the micro level, transla
tional "choices" are not linear and sequential but context-bound. Conse
quently, they are complex and unpredictable because they are motivated
by dynamic factors, among which are aesthetics, cognition, knowledge,
commission, and textual pragmatics. These factors are mainly subjec
tive, depending on the translator's idiosyncrasies. Taking Peirce's prag
matic view ( 1 903 ), during the problem-solving process the translator
applies rules and theories (deduction), uses different lexical and gram
matical sources (induction), and, finally, chooses the solution intuitively
(abduction; Robinson 1 997). Wi_t h the application of Peirce's viewpoint
in translation, when the translator reaches the solution it is not predict
able even for himself. This solution comes abductively; it is "a mixture of
conviction and doubt" ( Robinson 1 997, 260).
3.4. STRA N G E ATTRACTORS
Strange attractors act as magnetic forces with a kind of unifying role
that draw complex adaptive systems toward given trajectories ( Wheat
ley 1994; Pascale, Millemann, and Gioja 2000, cited in Gilstrap 2005).
At the micro level, in the translation process strange attractors can be
metaphorically manifested in the domestication strategy employed by
the translator. Although domestication is rejected by a number of trans
lation scholars (Venuti 1995; Berman 1 985/2000; Benjamin 1 969/2000),
it still has proponents who believe in the supremacy of meaning trans
ference ( Nida and Taber 1969; Jakobson 2000). When a translator tries
to transfer the source message to the target reader, due to linguistic and
61
metalinguistic differences between the source language and the target
language, on the one hand, and the source culture and target culture, on
the other hand, the translator inevitably adapts himself or herself to the
target language and its literary system, but simultaneously the translator
is affected by his or her own schema.
At the macro level, Murphy ( 1 996, 97) and Stroh ( 1 998, 25) sug
gest that organizational ethics, culture, values, and communication are
strange attractors that form the deep structure of any chaotic system and
set the boundaries for the system's activities and transformations ( Leon
ard 2005). Within the field of translation, strange attractors are at work
in shared vision or, as Chesterman and Arrojo (2000) call it, "shared
ground" among translators, translation scholars, publishers, and readers.
Shared vision as a strange attractor metaphor is something that emerges
from involving agents within the system; it cannot be determined by
leaders and their exercise of power (Fullan 200 1 , cited in Gilstrap 2005;
Pascale, Millemann, and Gioja 2000; Stacey 1 992; Morgan 1 99 7 ).
4. COMPLEXITY SCIENCE A N D A SYSTE M I C APPROACH
The plurality of agents and elements found in a translation network
necessitates a systerpic-based approach as a basis to take a more holistic
look at the process of translation manufacture. Despite the major draw
backs associated with the deterministic aspects of systemic models in
translation studies mentioned by different scholars (see Lefevere 1 992;
Pym 1 998, 200 1 ), the growing significance of translation in interna
tional communication systems and its critical value in shaping national
identities calls for "a proper sociological analysis which embraces the
whole set of social relations within which translations are produced and
circulated" ( Heilbron and Sapiro 2007, 94). Despite the wide applica
tion of social systems theory to the translational field, it is time to go
beyond mere words and concepts. There is a general consensus among
translation scholars that translation either as an action (product) or as
an event (the sociological aspect of producing a translation product) is a
complex phenomenon (Chesterman 2008; Hermans 200 7 ). We need an
analytical tool not only to describe the complex interrelations but also
to propose a research framework that focuses on the dynamism of inter
and intrarelations, a tool that presents preferred ways of thinking about
the organization of the world and at the same time fosters reflection and
thoughtfulness ( Kuhn 2008).
It is not our aim here to present a thorough analysis of systemic
changes in the process of translation production at the global level.
62
The structure of the translation industry and translational networks is
not the same all over the world; therefore, in order to develop a more
precise look at the process of translation production, we should avoid
generalizations. Agorni's (2007) proposed solution for avoiding such
a generalization is "localism;' that is, focusing on the local contingent
conditions of each particular case. Localism had been introduced to
translation studies through Tymoczko's work (1999) in the postcolonial
context of translation. She believed that inoving beyond gross general
izations toward sufficient specificity was necessary for future advance
ment in translation studies. It is at the local level that cultural, politi
cal, and social discrepancies between different translational systems
all over the world are articulated, negotiated, contested, and defended
(Tymoczko 1999).
Agorni explains that the aim of localism is to reduce the distance
between the descriptive and explanatory approaches. Furthermore,
"taking account of the complexity of dynamics of translation that pres
ent themselves in specific contexts" (2007, 126) is of prime importance
in the sociological analysis of the translation industry.
In this article we look at Iran's translational network through the
lens of chaos/complexity science. It is worth mentioning that complex
ity thinking is a qualitative research methodology that focuses on the
interactions within an open dynamic system. Rather than looking from
the outside, the researcher looks from the inside at what is conceptual
ized as a dynamically interacting system of multiple elements (Haggis
2008) . The translational network needs to be treated as a dynamic
entity. By focusing on interactions rather than static categories, com
plexity theory also makes it possible to consider different aspects of the
translation process. Therefore, in the following section we attempt to
look at the translational system as a chaotic complex system from a
localized view. To this end, Iran's translational network is analyzed from
this new perspective.
4. 1 . IRAN'S TRANSLATION INDUSTRY AS A CHAOTIC COM PLEX SYSTEM
Iran's publication rules are different from those of Western countries,
since all of the publishing houses are under the supervision of the Min
istry of Culture and Islamic Guidance. The process of getting a pub
lication license is quite complicated. The Iranian translation network
is not an autopoiesis (self-organizing) system; it is governed and con
trolled by external forces. As discussed earlier, a self-organizing system
is not governed by top-down rules, so in Iran the translation network
------------- 63
is not a self-organized system. Authors (or translators) and publishers
must negotiate the preview process of the Book Council of the Ministry.
The choice of foreign works for translation in Iran is greatly affected
by the dominant narrative (usually the political tendency). No book,
whether it is original or a translation, is allowed to be published without
first obtaining the approval of this governmental authority. The study
of translated literature in Iran reveals that there are determining forces
at play serving to remove traces of foreign, postcolonial, ideological, or
cultural issues _from the dominant narrative of the day.
In fact, censorship for localization is one of the Ministry of Cul
ture and Islamic Guidance's most important responsibilities. It appears
on the surface that translators in Iran are free to choose any topic for
translation and submit it to the authorities for publication approval.
There is no clear agenda for the selection of the materials for transla
tion; however, there are hidden and unwritten rules for translators to
follow. In fact, the authorities control and curb translators by censoring
some parts of their work or rejecting their work altogether if they do
not meet the prescribed criteria. As Haddadian Moghaddam (20 1 2) has
shown, some Iranian translators must censor some parts of their work
to receive permission for publication. He claims that, in order to get
their works published, Iranian translators employ multiple strategies,
such as meticulous selection of titles and being more adaptive to the
situation. As a result, this act of censorship may make translators either
self-censor themselves or quit translation and become deactivated for
some time.
Taking a local look at the macro structure of the different roles
and players in the process of Iranian translation production, espe
cially literary translation, it seems that translation studies is concerned
with the politics and the politicization of translation. The Ministry is
responsible for setting rules and regulations (attractors) that work as
"magnetic powers" that dictate publication moves. These rules and
regulations are in accordance with the cultural preferences of the dom
inant policy. However, in Iran's literary system, governmental publish
ers act as centripetal forces in the sense that their publications move
toward the centers and dominant narratives; the private publishers that
are more effective than their governmental counterparts sometimes
act as center-fleeing, or centrifugal, forces. The dynamism of opposi
tion between these forces creates a competitive ground in the national
literary domain.
If we analyze the system in terms of dynamic processes and emer
gent phenomena, whether it is the translation of texts or the impact of
64
Dominant Ideology
(political power)
..c
u
('<)
....c..
0 C Publishers
)
Emergent
Behavior
Translation
Product
C
�
0
iiiiii
Q
'
c..
� Translators
Readers
Figure l . Iran's hierarchical translational network.
65
the translations, formal organizational hierarchy provides a starting
point for identifying levels within the core translational system: publish
ers, editors, translators, readers, patronage, critics, and so on.
As figure 1 exhibits, Iran's translational network is not an autono
mous and independent system; it suffers from instability in the general
trend of the national literary system. This instability comes from dra
matic change of the dominant ideology, that is, political orientations.
Tyulenev's third paradigm, the "(y) paradigm;' viewed translation as an
"autopoietic closure" (Tyulenev 2009, 1 55). According to his sociocriti
cal (y) approach, one of the critical aspects of the sociology of transla
tion is the role of power relations in the process of translation from the
very first step: the selection of works. The choice of the foreign works for
translation, the changes, displacements, and censorship that the origi
nal texts undergo in the process of translation may form the emergent
product of the system.
In this system publishers have some constraints in terms of text
selection. Inevitably they impose these constraints on their translators.
In Iran's translational network, the power relations are intertwined with
political orientations. The governmental macro policy affects the ide
ological subsystem and ultimately the entire national literary system.
Considering the hierarchical nature of Iran's translational network
depicted i n figure 1 , all the i nvolved actants (Latuor's term) are at the
service of the dominant ideology, which is not necessarily the same as
common sociocultural norms but is more associated with social and
political orientations.
As already stated, the translation process is an open process in which
the translator's own voice and idiosyncrasies intermingle with that of
the publisher and reader. In a one-directional view, the Ministry of Cul
ture dictates its preferences to publishers, publishers do the same with
translators, and translators impose the final product on readers. This
hierarchy follows a top-down approach (all the directions come from
the top) in which authority bodies make decisions, providing guide
lines for the whole system. Top-down network design is a traditional
management style in which power is centralized in the hands of state
policy makers. Complexity thinking prefers a participative bottom-up
approach to an authoritative top-down approach. This preference lies
in the fact that collaboration becomes much more efficient because
team members within this approach work together more productively.
In accord with chaos/complexity theory, order emerges from the self
organizing, bottom-up activity of a decentralized mixture of organisms
(Bundy 2007). As Morrison maintains,
66
complexity theory can be, and has been, used prospectively, to pre
scribe actions and situations that promote change and development,
e.g. one can promote the climate or conditions for emergence
through-self-organization by fostering creativity, openness, diversity,
networking, relationships, order without control, co-evolution, feed
back, bottom-up developments and distributed power. ( Morrison
2006 , 7)
Complex systems are in disequilibrium and have the potential to
evolve. A translational network (or system) must be far from stability
and equilibrium in order to break away from the restrictions of exist
ing structures and to settle a new ordered structure. From a dissipative
structure perspective, an open dynamic system must be far from equi
librium in order to receive negative entropy from its surrounding and
achieve self-organization and evaluation (Prigogine and Stengers 1 984).
This disequilibrium can cause chaos and disorder among involved
agents and lead to a higher degree of freedom. The challenge of pro
government publishers (as centripetal forces) and independent publish
ers (as centrifugal forces) is very beneficial to Iran's translation industry.
It is a good challenge, provided that the external control and imposing
power are diminished. Iran's publishing field in general and translation
system in particular are under the direct control of the political power.
The government is supportive of writers who support their ideology
and provides monetary grants and better distribution facilities for them.
Under these circumstances, the system leads to equilibrium because
external control supports only pro-government publishers so that they
can compete with independent publishers, which are mqre influential in
Iran's literary field than their pro-governmental counterparts.
Taking up Even-Zohar's ( 1 990) terminology, the institution as an
extra-literary power affects the repertoire, and the market provides the
consumer with an institutionally regulated repertoire (it can be a spe
cific idea) in this top-down approach. Given the dynamic complexity
of the process of translation production, this one-dimensional scheme
seems na'ive. In the Iranian translational network, the selection of novels
for translation has in general been made by translators themselves, so
the determining role of internal agents is undeniable.
Moreover, the Iranian readership is very intelligent. It has been
shown that, when the famous independent publishers are under pres
sure and face harsh restrictions, readers do not welcome or appreci
ate the products imposed on them. In fact, publishers and institutions
cannot make decisions without taking consumer tastes into consider-
67
ation. In the same vein, readers provide the translators with constructive
and encouraging feedback (feedback sensitivity): publish more similar
works or perish. Interestingly, some Iranian translators in the introduc
tion section of the new editions of their works have alluded to the feed
back the readers have provided them to improve the quality of their
works in the upcoming editions/versions. For instance, the translator
of Pride and Prejudice in his fourth edition of the translation added a
short note to his introduction: "Now that the book has been reprinted
due to readership's wide warm reception, it is necessary to thank all
those who have enhanced the [quality ] of the translation with their
reminders, expressing opinions, encouragement, and denials directly or
indirectly" (cited in Haddadian Moghaddam 20 12, 171). According to
chaos/complexity theory, the essence of chaotic complex systems lies
in viewing them not in a hierarchical order but in a more horizontal,
"chaotic way;' where the individuals driven by simple rules are the bas.is
of these chaotic complex systems. Complexity theory's frame of thought
rejects the hierarchical organizations; instead, this system prefers the
co-evolutionary framework of system dynamics. Relying on the basics
of chaos/complexity theory, the scheme (see fig. I ) should change into
the model shown in figure 2.
In this newly proposed model, the complex adaptive system of the
translation industry encompasses various elements, such as publishers,
translators, readers, critics, ethics, and values, as well as other related
actants, such as economic, cultural, and political elements. The double
arrnws in the figure indicate the interaction between involving ele
ments and the role of feedback regulation. Chaos theory explores how
small disturbances multiply over time because of nonlinear relation
ships and feedback effects. As depicted in figure 2, low reception from
readers affects the whole system. When the translator and publisher
receive this negative feedback from readers, they try to avoid the loss
of a considerable amount of time and money by adapting themselves
to readers' tastes. The ultimate product of this mutual feedback is the
emergent behavior of the whole system. Translations are not just the
consequences of the causal discourse of translation; they also act as
causes that produce effects. Complexity therefore suggests a shift from
the habitual preoccupation with causes to a focus on effects ( Byrne
2005). The translational behavior in figure 2 is not merely the trans
lated literature but all the effects of translations on the literary system
and ultimately on society.
68
'Tl
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� Complex Adaptive Behavior
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4.2. TH E TRA NSLATOR'S MINDSET I N IRAN'S CULTURE
According to Vygotsky ( 1 978), society can shape people's cognition
and mindset. People in different cultures act according to the norms
of their own culture (attractor) such that after some time their behav
ior is shaped by the habitus they have already formed (Bourdieu 1 989).
Undoubtedly, chaotic systems emerge in places where the necessary
infrastructure is well-prepared. This means that culture, as an overarch
ing system, can let systems become open or closed. For instance, in a
culture in which people have zero or. low tolerance for uncertainty, sys
tems become monologic, static, and closed.
As already indicated, ambiguities and uncertainties are indispens
able elements of chaotic systems, implying that any system that is chaotic
must have the mechanism to deal with these elements. Considering the
Iranian culture in which people cannot stand complexity and ambiguity
(Hofstede 1 980), it is fair to say that Iranian translators unconsciously
transfer these features to their translation, striving hard to find the exact
and absolute translation. As Haddadian Moghaddam (2012) has noted,
Iranian literary translators generally favor literal translation to avoid any
likely misunderstanding, hoping to produce perfect and exact transla
tions. Since translators in this culture seek the exact meaning of a text,
they may easily become bored and demotivated when any obstacle in
deciphering meaning arises.
In the same vein, this type of culture leads to linear thinking, which
affects the way Iranian translators deal with the craft of translation at the
text level. It seems that generally Iranian translators work through the
text in a linear manner from the beginning to the end. This type of trans
lation may impede the full interpretation of a text, distorting the mes
sage that is to be conveyed. It implies that Iranian translators may avoid
the nonlinear strategies (e.g., sporadic translation of a text) of translation
that are sometimes more effective, creative, and illuminating.
Moreover, since the publication process in Iran is so lengthy and
burdensome, involving a great deal of prescriptions and proscriptions,
translators who want to be paid must translate in a way that is more
accessible and adaptive to meet the required standards; hence at the tex
tual level their agency is constrained (Haddadian Moghaddam 20 1 2).
In the end, it should be emphasized that open systems cannot be
dynamic and effective under all circumstances. For instance, in a country
such as Iran with a collective culture and an educational system still in
the modern era, open and interactive systems might not work effectively.
In this type of context, centralization, transmission, and behaviorism are
70 -------------
prevalent from the primary years of education through the tertiary level,
with students accustomed to didactic teaching and learning. The modern
educational system of Iran seeks uniformity to find the best ideas and
ideals (Pishghadam and Mirzaee 2008). The prevalent dominance of
absolutism in Iranian culture impedes interaction and dialogue between
various agents and elements.
In such a closed, centripetal, and collective context, translators
do not see themselves as individual entities; they feel themselves to be
members of a larger group who should be faithful to the upper-level
power. It seems that, since the required infrastructure is not ready, even
if the system becomes open for translators, they may not be able to adapt
themselves easily with the interactive, dynamic, and autonomous nature
of the system. Thus in this kind of system culture should change toward
being more individual and interactive to get full use of chaos/complex
ity principles.
5 . CONCLUSION
There is a general consensus among scholars that translation either
as an action (product) or an event (the sociological aspect of produc
ing a translation product) is a complex phenomenon (Hermans 2007;
Chesterman 2008). We need an analytical tool not only to describe the
complex interrelations but also to propose a research framework that
focuses on the dynamism of inter- and intrarelations (Kuhn 2008).
Utilizing chaos/complexity theory as an analytical tool, this study
takes a new look at the process of translation. Despite the limitations of a
systemic approach, the plurality of involving elements, on the one hand,
and the growing significance of translation phenomena, on the other,
may call for a more holistic analytical framework. We seek to begin to
define possible agendas for further research toward such a framework.
In this study Iran's translational network is conceptualized as a cha
otic complex system in which the authorities in charge play the policy
making role. Regarding the large amount of literary translation pub
lication (nearly 60 percent of all publication), literary translation is of
paramount importance for Iran's publishing field. The translation indus
try as a complex system includes a large number of components that
need an attractor to play a pattern-making role for subsequent actions. A
competitive top-down approach in the translational system is no longer
at work; it should be substituted by a participative bottom-up approach.
In the past, political policy makers dictated some rules and regula
tions on publishers and translators, but nowadays readers' preferences
71
influence higher agents such as publishers. In fact, if we look at transla
tion through a lens of chaos/complexity theory, the role of the translator
is more emphasized than in the previous systemic-like theories such as
translatorial action (Holz-Manttari 1 984).
This study provides us with some implications. First, according to
chaos/complexity theory, researchers and theorizers in translation stud
ies should avoid either/or notions, focusing more on complementa
rities. This means that we cannot find the "best" type of translation; in
fact, translation is something relative that is context-bound, changing
from time to time and place to place. Therefore, translators are expected
to be bias-free, allowing more room for criticism of their own works.
Second, it should be emphasized that translation is not just the prod
uct of a translator; it is a teamwork in which many people cooperate
to achieve the final result. Third, according to chaos/complexity theory,
translation is a dynamic system in which the translator self-organizes
h imself or herself. Translation should not be considered a static entity
that cannot be changed to a better one. Fourth, based on the findings of
chaos/complexity theory, we can claim that the process of translation
moves from disorder to order, meaning that, while translating a work,
order is not something to be imposed; it emerges in the course of time.
The translational system is not only a subsystem but also what Hermans
(2007) called a self-referential (self-organizing) system. The powers at
the top of the hierarchy of a literary system should respect the self-orga
nizing dynamic system of translation and not restrict the scope of this
communicative event with some counterstrategies, such as censorship.
When we examine the case of Iran's translational system, we come to
this point that, despite all the privileges of open systems, the essential
prerequisite should be fulfilled before this transformation.
In the end, it should be mentioned that, since this is the first attempt
to apply chaos/complexity theory to the field of translation, we hope
that other researchers employing this new theory can provide a good
ground for further research in this area.
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Weick, Karl E. 1 979. The Social Psychology of Organizing. Reading,
Mass.: Addison - Wesley.
Wheatley, Margaret J. 1 99 4. Leadership and the New Science: Learning
about Organization from an Orderly Universe. San Francisco: Ber
rett-Koehler.
Whitesides, George M., and Rustem F. lsmagilov. 1 999. Complexity in
Chemistry. Science 284:89-92.
Wolf, Michaela. 2002. Translation Activity between Culture, Society and
the Individual: Towards a Sociology of Translation. CTIS Occasional
Papers 2:33-43.
Reza Pishghadam has a PhD in Teaching
English as a Foreign Language (TEFL).
He is currently on the English faculty of
Ferdowsi University of Mashhad, I ran.
He is now associate professor of TEFL
and teaches socio-psychological aspects
of language education. Over the last five
years, he has published more than 1 20
articles and books in different domains
of English-language education and has
participated in more than twenty national
77
and international conferences. In 2007 he was selected to become
a member of the National Association of Elites of Iran. In 20 1 0, he
was classified as the distinguished researcher in humanities in Iran.
Email: [email protected].
1 Nasrin Ashrafi is an MA graduate in Trans
lation Studies from Ferdowsi University of
Mashhad, Iran. She has written ,a variety of
articles on different domains of translation
studies. Her research interests are sociology
of translation, psychology of translation, and
academic translation training. Email: N_
[email protected].
78
| Unimi Open Journals |
translation | https://riviste.unimi.it/index.php/translation/article/view/17525 | [
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] | THE B IBLE IN THE BUSH: THE FIRST " LITERATE"
BATSWANA B IBLE READERS 1
Musa W Dube2
You should know that when we read our Bible we change the letters
with our mouths.
- Sebotseng Loatile, 1 890 letter to the editor of Mahoko a Becuana
INTRODUCTION: A STORYTELLER MEETS STORYTELLERS!
In this article I begin with Laura Bohannan's 1966 celebrated essay
"Shakespeare in the Bush;' which is where I derive the title "The Bible in
the Bush." I then discuss some of the first written responses of Batswana
to Robert Moffat's translation of the Setswana Bible of 1857. The third
and final part of the article looks at some implications for biblical t rans
lations in the context of globalization and localization.
First Bohannan's tale of 1966-a story about telling a story to and
with other storytellers.
"Not yesterday, not yesterday, but long ago, a thing occurred!"
began Bohannan as she told the story of Hamlet among an African
ethnic group of the Tiv in Nigeria, appropriating their way of telling
a story. In the telling of it, European kings soon became chiefs, swords
became machetes, ghosts became omens, and devils became witches.
I. In this article "Botswana" refers to the country; "Batswana" refers to the
people of Botswana; and "Setswana" refers to the language and culture of Botswana.
"Motswana" is the singular of "Batswana:' The colonial spellings were different:
"Bechuana" for "Botswana" and "Sechuana" for "Setswana:'
2. This article is written to celebrate Eugene Nida, for his lifelong commitment
to exploring theories of biblical translation.
79
But Bohannan was not prepared for the plot and motivation also to
change as the Tiv actively grafted the story into their cultural world
view and made it a good story for themselves, for she initially thought
that, "although some details of custom might have to be explained and
difficulties of translations might produce changes ... , Hamlet had only
one possible interpretation, and that one is universally obvious" ( 1966,
28-29). So she thought, until she met the T iv in Nigeria.
Hamlet, a Shakespearian tragedy, is about Prince Hamlet, whose
father had died. The king's young brother, King Claudius, ascended to
the throne and married his w idow, Gertrude, w ithin a month of the
king's death. Hamlet, suspecting that his father had not died a natu
ral death and unhappy that his mother married a possible murderer
of his father so soon, went about investigating the death of his father.
Hamlet also fell in love w ith Ophelia, a woman he could not marry
because she was from a lower class. Hamlet, possibly stressed out,
started behaving strangely, like a mad person. Having satisfied him
self that King Claudius was the culprit, Hamlet made a plan to kill
him. Unfortunately, he killed someone else, Polonius, the father of the
woman he loved, Ophelia. King Claudius s�ized this moment to send
Hamlet to a faraway land with two escorts and letters instructing the
hosting king to murder Hamlet. But Hamlet changed the contents of
the letter, and the two escorts were killed instead, while he headed back
home. Meanwhile Ophelia, who heard about her father's death at the
hands of a man she loved, went mad and drowned herself. On the day
of her burial, her elder brother Laertes, who had being living in Paris,
jumped into the grave to see her just once more; Hamlet, who had also
returned, likewise jumped into the grave, and the two men began to
fight. King Claudius, who w ished Hamlet dead so he could maintain
his throne, set up a duel, but he also prepared a glass of poison beer,
just in case Hamlet 'won the duel. Hamlet and Laertes' fight is a deadly
sequel, for both are critically injured. Seeing her son dying, the queen
mistakenly drank the glass of poisoned beer. This moved Hamlet to
leap out and kill King Claudius, even as he himself was dying. All four
died at this moment.
It is this story that Laura Bohannan, an American anthropologist
from Oxford who was on her second field trip to the T iv to observe some
of their rare ceremonies, decided to tell. She had mistakenly chosen an
inappropriate time for fieldwork. She arrived when the swamps were
rising, which hindered communication and interaction between differ
ent homesteads. Until the swamps dropped so that plowing could begin,
the T iv, hosting Bohannan, amused themselves with drinking beer,
80
telling stories, singing, and dancing. No ceremonies were performed
because the swamps cut communication between various homesteads.
So it was that Bohannan found herself with plenty of time on her
hands and very little to do save to read a copy of Hamlet that had been
given to her following an argument with a friend, who held that Ameri
cans tend to misunderstand Shakespeare, "a very English poet;' for
they "easily misinterpret the universal by misunderstanding the par
ticular" (1966, 28). Bohannan protested this perspective, holding that
"human nature is pretty much the same the whole world over, at least
the general plot and motivation of the greater tragedies would always
be clear-everywhere-although some details of custom might have to
be explained and difficulties of translation might produce other slight
changes." To end an argument they could not conclude, the friend gave
Bohannan a copy of Hamlet "to study in the African bush," hoping that
it would lift her mind "above its primitive surroundings" and that with
prolonged meditation she might "achieve the grace of correct interpre
tation;' namely, the English one (28). The more Bohannan read Hamlet,
the more she became convinced that " Hamlet had only one possible
interpretation, and that one is universally obvious" (29).
It happened that one morning the Tiv invited Bohannan to tell them
a story. She was quite reluctant to do so, for, as she said, she was not
a storyteller; besides, " [ s] torytelling is a skilled art among them, their
standards are high, and the audiences critical-and vocal .in their criti
cism" ( 29). But thinking to herself that "here was my chance to prove
Hamlet universally intelligible" (29), Bohannan allowed herself to be
persuaded. So she began in their own style of telling a story, "Not yester
day, not yesterday, but long ago, a thing occurred. One night three men
were keeping watch outside the homestead of the great chief, when sud
denly they saw the former chief approach them" (29). Disruption. They
ask. "Why was he no longer their chief? " (29). Altogether, I counted up
to nineteen questions they posed to Bohannan, besides commentary,
suggestions, and co-telling.
"He was dead;' Bohannan explained (29). Dead ? Dead people do not
walk, according to the Tiv beliefs. So one of the elders made a point of
correction: "Of course, it wasn't the dead chief. It was an omen sent by a
witch. Go on" (29). Quite shaken by the eider's self-assured explanation,
Bohannan continued, "One of these three was a man who knew things"
(29). This was the closest translation that she could find for "scholar;'
but it also meant "witch" among the Tiv. When she explained that the
scholar associated the appearance of the dead chief with Hamlet, his
son, the elders disapproved: such omens were issues to be handled by
81
chiefs and elders, not youngsters. They were of the opinion that at the
most Hamlet should have consulted a specialized diviner to clarify for
him about the death of his father and then approached elders thereafter
for them to handle the case for him. They began to debate among them
selves and to provide reasons why Hamlet did not follow this path. They
concluded that the diviner would have been afraid to divulge informa
tion about the most powerful man in the land, King Claudius. This
became the trend of their listening. They questioned, objected, com
mented, and provided explanations for the events that motivated the
plot, quite freely placing the story within their cultural worldviews and
then urging Bohannan to continue with the story.
So it was when Bohannan explained that the widow of the late king
had married the young brother of the king soon thereafter, a month
after the death of her husband, they approvingly said, "He did well;'
pointing out that it is consistent with their culture, thereby knocking off
a key issue in the plot of the story Hamlet (29). The major question they
had was whether the late king and the current one were sons of the same
mother, a question that Bohannan could not answer but one that they
held to be pivotal to the plot of the story. Given their positive perspective
about the levirate marriage, Bohannan found herself skipping Hamlet's
soliloquy of disgust at his mother's marriage. This would apply to several
issues: they disapproved the kings' monogamy and taxes, insisting that
a king must marry many wives and have many children so he is able to
grow food and to entertain his guests without relaying on taxes; they
dismissed the cultural norms that debarred Prince Hamlet from marry
ing Ophelia, pointing out that as a mistress to the king, her father would
be lauded with many gifts more than a normal husband could pay bride
price; they said Hamlet's madness and Ophelia's drowning was the work
of witches or being exposed to creatures of the forest. Yet for them, one
could only be bewitched by a male relative. King Claudius thus became
the first suspect for causing Hamlet's madness. Similarly, Laertes, the
only male relative of Ophelia, became the suspect in his sister's madness
and death. Commenting from the perspective of hunters, they said that
Polonius's accidental death was a result of an inexperienced fool: Why
did the man not shout "It is me!" to identify himself (32)? Bohannan's
explanation that Hamlet, who was scolding his mother, already had an
intention to kill King Claudius sent shocking shudders to the Tiv. This
was ethically unacceptable, for "a man should never scold his mother;'
and "for a man to raise his hand against his father's brother and one who
has become his father" was unacceptable by all standards to the Tiv (3 1 -
32). There was deadlock about Hamlet's unacceptable behavior toward
------------- 82
his parents, but one elder unruffled the quandary by pointing out: "if his
father's brother had indeed been wicked enough to bewitch and make
him mad . . . it would be his fault that Hamlet, being mad, no longer had
any sense and thus was ready to kill his father's brother" (32). Bohannan
notes that at this explanation, " There was a murmur ofapplause. Hamlet
was again a good story to them, but it no longer seemed quite the same
story to me" (32, emphasis added).
In the process of this major retelling of Hamlet, Bohannan became
quiet upset by the Tiv for taking the story from her and telling it in
their own way. The point of whether the ghost was an omen or not,
whether a ghost or omen can talk, walk, or cast a shadow, was an intense
moment of debate between the Tiv and Bohannan. One old man pulled
a Kola nut from his pocket, bit it, and gave it to her, thus making peace
with Bohannan and asserting that it was not a fight but rather the art
of storytelling. The listeners in most African cultures are not passive
listeners. They participate, urging the storyteller to go on and provid
ing commentary; indeed, in some African cultures the listeners are
so active that they can take the story from the storyteller and tell it to
another direction. The storytelling space, therefore, becomes a writerly
moment, a moment of public production of new stories through old
stories and with various other storytellers. The storyteller does not have
the last word, nor does one story exist to the exclusion of others. Rather,
a storytelling moment is a space of production of new stories within
the existing field of other stories (Donaldson 1992, 139). It becomes a
moment of networking of stories.
Accordingly, the Tiv conclusion was an invitation for more foreign
stories to be told: "You must tell us some more stories of your country.
We, who are elders, will instruct you in their true meaning, so that when
you return to your land your elders will see that you have not been sit
ting in the bush, but among those who know things and who have taught
you wisdom" (Bohannan 1966, 33). Two ironies are noted concerning
their concluding statement. First, we note that, like Bohannan, they were
convinced that theirs was the "true meaning;' just as Bohannan's friend
held that the true meaning was in Shakespeare's English culture. Second,
Bohannan's report of this event was published as "Shakespeare in the
Bush;' although the Tiv said that she was "not sitting in the bush" but
rather among those who knew things and had taught her wisdom (33).
Their knowledge and wisdom, informed by their worldview and value
system, led them to conclude that Bohannan concurred with them, but it
was through a different plot and assumptions. Her assumption that there
would be one meaning of Shakespeare, one evident to all human beings,
------------- 8 3
was thus disapproved by her fieldwork data. The Tiv, however, were care
ful to point out that they were not just hearing and asserting their own
culture but equally conscious that Bohannan presented them with a dif
ferent story. Thus one old man reassured her, "You tell the story well, and
we are listening. . . . we believe you when you say your marriage customs
are different, or your clothes and weapons. But people are the same every
where; therefore, there are always witches and it is we, the elders, who
know how witches work. We told you it was the great chief who wished to
kill Hamlet, and now your own words have proved us right" (32).
MY RESPONSE AND IMPLICATIONS FOR TRANSLAT I ONS
There is much more that can be said about Bohannan's narrative from
various perspectives than I have been able to summarize. Like Bohan
nan, who had crossed many boundaries to reach the Tiv and found
herself hedged by the swampy season, "the number of borders being
crossed in one translation are always multiple" (Gentzler 200 1 , 203), as
"Shakespeare in the Bush" amply demonstrates.
Maria Tymoczko holds that
[t]he case of Hamlet in West Africa . . . illustrates resistance to transla
tion and transfer of concepts ("ghost") , values ("chastity of Ophelia"),
customs (the European period of mourning), motivations (Hamlet's
madness), material culture (swords for machetes) and plot sequence,
as well as rhetorical and linguistic structures. The awareness of such
resistance to the uptake and translation of oral material, as well as
better understanding of the actual working dynamic between passive
and active bearers of traditional cultures, has led to re-evaluations of
the process of survival, transmission and translation of oral literature.
(1990, 49)
Tymoczko further underlines that research in translation in the past
two decades indicates that "translation is a form of literary refraction:
translated texts are processed texts, texts that are manipulated between
literary interfacings, illuminating the sociological, ideological and liter
ary constants at work behind the manipulations involved in translation"
( 1 990, 46). Nonetheless, Tymoczko admits that, "despite the historical
documentation and theoretical build up for more than a decade now, th�
idea that translation involves manipulation-ideological and poetic pro
cessing-remains shocking to traditionalists, students and teachers alike,
who persist in the belief in a value-free translation process" ( 1 990, 46).
84
When I fi rst read "Shakespeare in the Bush;' I was highly impressed
by the Tiv community. They were an empowered audience who lis
tened critically, questioning, commenting, making suggestions, thereby
rewriting the story within their own cultural worldview. While initially
Bohannan thought her task was merely to find some "equivalent" words,
such as using "great chief " for "king" or "machete" for "swords," the task
involved much more. As t ranslation studies have underlined, the trans
lation of any work is not just a matter of formal, dynamic, or functional
equivalents of words, phrases, sentences, meaning, or effect. Rather,
t ranslation work or processes involve "the translation of cultures;' fully
informed by the agendas of the patrons, publishers, and purposes they
serve. As amply demonstrated by "Shakespeare in the Bush;' t ransla
tion studies "no longer defines translation as an activity that takes place
between two languages, but views it as an interaction between cultures"
(Gentzler 2001, 190). The Tiv had asked for Bohan nan's story and threat
ened not to tell her any of their stories un less she told them stories from
her culture. For them, it was an exchange of stories within their space,
within their stories, and within their own culture. 1l1e Tiv acknowl
edged Bohannan's language limitation, saying, "you must explain what
we do not understand, as we do when we tell you our stories" (Bohan
nan 1966, 29). As an anthropologist, Bohan nan was a story collector.
She had not forgotten that as an anthropologist she came to collect pri
marily the African stories for a European audience. 1l1us the moment
the Tiv explained that madness is caused by witchcraft and creatures in
the forest, Bohannan said, "I stopped being a storyteller and took out
my notebook and demanded to be told more about these two causes of
madness. Even while they spoke;' she says, "l jotted down notes, I t ried
to calculate the effect of this new factor on the plot" (1966, 3 I ).
It was quite intriguing to me as an African that Bohannan reached a
point where, while her audience was enjoying the story, to her it was no
longer the same story. At this point I said, "Laura Bohannan, welcome
to the world!" For us Africans who come from largely oral communi
ties yet in a historical context where the fi rst written stories-whether
they are cultures, history, religion, language-were written by Western
ers, especially during colonial times, it has been excruciatingly painful
to read the anthropological record, the travelers story, the missionary
record: for the most part, one cannot recognize herself. It is a different
story, precisely because it is an African story that is grafted into and
interpreted within a Western culture. Unfortunately, the colonial con
text, which entailed the collection of the stories of the Other, who is dif
ferent, was a time when the Other was already despised. Consequently,
85
the refraction of our stories was informed not only by Western cultures
but by racism and Eurocentrism.
Similarly, when I first read "Shakespeare in the Bush" I also won
dered what kind of Bible translations we would have if our transla
tors and communities were culturally empowered citizens involved in
intra- and intercultural activity where there is more interactive inter
course between the source and the target text, not in the missionary
style, where the target culture is supposedly always submissively under,
receiving male sperm from the source text-the biblical/Westernized
cultures-but rather in a more interesting love-making where wrestling
turns everyone up, down, sideways, and all angles. What kind of Bible
translations would we have?
Further, do we desire this type of translation, or do we build a
hedge of theories, intuitions, policies, practices, ideologies, agendas,
experts, publications, and cultures that often mute the targeted com
munities as subjugated "recipient cultures"? "Shakespeare in the Bush"
posits a model of translation as a public hearing. It posits a model that
calls us to regard targeted communities and their cultures just as sacred
as the stories we bring from other cultures. It posits a model where
recipient/targeted communities are not the subjugated Other. Reading
this story, I became quiet interested in those historical moments when
culturally empowered communities first heard the Bible and the trans
lations they embarked upon to bring the story home and how such
translational spaces were negotiated-if, in fact, we can exegete them
from missionary narratives. This, of course, leads me to the second
part of my paper: the response of the first "literate" Batswana readers
to the Setswana Bible translation. I place the word "literate" in quotes
to mark the fact that there is literacy in all cultures outside the West
ernized school system.
THE F IRST BATSWANA B IBLE READERS
In this section I seek to tell the story of the translated Setswana Bible
and how the Batswana received the biblical story from the earliest
translation presented to them. The translation was in stages, stretch
ing from 1 830, when the translation of the Gospel of Luke was com
pleted, to 1 840, when the New Testament translation was completed,
to 1 857, when the complete Bible was first printed in Kuruman, located
in present-day South Africa. Since translation studies urges us to study
the translators and their time, context, agenda, i deology, and patrons, a
brief background of our Bible translator is in order.
86
The Scottish missionary Robert Moffat, who started his work in
southern Africa in 1 8 1 7, is credited with translating the first Setswana
Bible. Moffat's academic records indicate that he was a gardener who
later trained as a farmer. He joined the London Missionary Society in
1 8 1 6 and arrived in South Africa in 1 8 1 7 to start his job (Doke 1 958,
85). Obviously, Moffat's training was close ,to nothing-a year or less.
As Clement Doke points out, "Moffat had never trained as a linguist"
(nor as a biblical scholar, I must add), and "he came up against intrica
cies of Tswana" ( 1 958, 85). In addition, Moffat carried out his work and
translation during the height of modern colonialisn:i,, fully immersed in
its thinking and attitudes toward the colonized.
How did the Batswana respond to the translation? To explore the
latter, I will largely read the letters Batswana wrote to the editor of
Mahoko a Becwana, a newspaper that was published by the London
Missionary Society ( LMS) from Kuruman, between 1 883 and 1 896. A
number of "literate" Batswana wrote letters on various subjects, which
gives us a window into how they responded to Setswana Bible transla
tion. These letters were recently collected and made available in Words
ofBatswana: Letters to Mahoko a Becwana 1 883-1 896 (Mgadla and Volz
2006). I will focus on those letters dealing with correct ways of writ
ing Setswana, since the first written Setswana was associated with Bible
translation. Perhaps the reader is wondering how and why Hamlet is
comparable to the Setswana Bible. Just as Hamlet was a work of "a very
English poet;' the Setswana Bible was the work of a Scottish man who
was grafted in his worldview, which at that time was that of the British
Empire. Would the Batswana readers demonstrate efforts to reclaim the
Setswana culture as the Tiv of Nigeria did? The analysis of their letters
will greatly assist us in answering this question. In reading these letters,
I seek to identify ways employed by the earliest Batswana Bible readers
to resist colonizing translations.
I must admit that comparing the Tiv with Batswana literate writ
ers may be unfair on several levels. First, the Tiv had an opportunity
to comment and rewrite the story of Hamlet prior to its written trans
lation. The Batswana writers were only commenting on a completed
translation, and we have no substantive knowledge of their engagement
with the biblical story during the process of translation, since Robert
Moffat does not provide a detailed description of if. Second, unlike the
Tiv, whom Bohannan characterizes as "pagans . . . who had no belief in
individual afterlife" (32), most of the Batswana writers were converted
Christians who had already undergone training in mission schools.
Third, while the Tiv were apparently oral, these Batswana were literate,
87
since they could write letters. Fourth, their letters, written between 1883
and 1 896, were drafted almost four decades after Moffat's New Testa
ment appeared in 1840. However, since the LMS newspaper's publica
tion of these letters was the first of its kind among Batswana speakers,
we could say that this was the first written response to the translated
version that was addressed to the missionaries and the writers' fellow
Batswana. Remarkably, forty years after the publication of the New Tes
tament, the debate was still hot! We may well say that these Batswana
writers had been waiting to exhale!
Although I have not had access to Batswana's first oral hearing and
response to the biblical story, I have read Moffat's 642-page volume on
Missionary Labours and Scenes in Southern Africa, a volume he pub
lished in 1842 in London, two years after he published the Setswana
New Testament translation. The volume amply indicates that in the
first decades Batswana resisted the biblical story, displaying significant
indifference that was frustrating to missionaries. Moffat thus observed
that, "although they received much instruction, they appeared never
for a moment to have reflected upon it, nor to retain traces of it in
their memories, which are generally very tenacious" ( 1842, 244). To
illustrate the point, he cites two examples: one from a friend and one
from an adversary.
Moffat describes his friend Munameets as a very supportive and
intelligent Motswana man who always traveled with Moffat. Just before
his death, however, Motswana rhetorically pleaded an incapacity to
understand Moffat's teaching due to age, deferring such a task to the
future generations. Munameets said, "Perhaps you may be able to make
children remember your mekhua (customs)" ( 1 842, 246). The second
case involved the speech of a rainmaker that received great applause,
leading Moffat to remark that "the poor missionary's arguments, drawn
from the source of Divine truth, were thrown into the shade" (247).
Moffat narrates that, "when we attempted to convince them of their
state as sinners, they would boldly affirm with full belief in their innate
rectitude that there was not a sinner in the tribe" (254). 3 So Moffat
laments that, "O, when shall the day-star arise on their hearts? We
preach, we converse, we catechise, we pray, but without the least appar
ent success" (285). 4
3. See Carroll 1 996, where he discusses a case of one missionary's attempt to
deal with lack of guilt among his targeted audience in Latin America by making a
translation that said that the particular group "killed Jesus:'
4. See Comarotf and Comaroff 1 99 1 , where they show that in fact Batswana
88
These are largely reported accounts in Moffat's book, but I have not
yet encountered intense engagement concerning a particular biblical
story, including dialogue, comparable to Bohannan's Tiv. 5 TI1e letters to
the editors, which began to appear in 1 883, the year that Moffat died,
discussed his Bible translation, focusing on the orthography, the various
dialects of Setswana, the correct way of writing Setswana, and various
Christian teachings that clashed with Setswana culture. They thus serve
as my source for now.
SETSWA N A B I BLE TRA NSLAT I O N : "WH OSE INTE RESTS ARE SERV E D ?"
Given Moffat's accounts of Batswana's disinterest and indifference
toward biblical teaching, it is obvious that they hardly asked for the
translation. W hat was the purpose of this translation, when the commu
nity was quite indifferent? Who commissioned it, and who was served
by it? We can hardly place it in the hands and agenda of Batswana. As
Part Mgadla and Stephen Volz point out:
Most African-language publications in the nineteenth century were
produced by European missionaries as part of a larger project to
m ake the Bible and other Christian teachings more widely available
to potential converts. This process began in southern Africa in the
1 820s and 1 830s with the publication of biblical excerpts, catechisms
and other materials in Setswana, Sesotho, and lsxhosa. The first com
plete vernacular bible was in Setswana, published in 1 857 by the LMS.
(2006, xix)
The agenda behind the Bible translation lay outside Batswana's inter
est. It follows that it did not necessarily serve their interest or agenda.
Obviously, Robert Moffat's Setswana was not perfect when he under
took the translation, and I have yet to discover literature that describes
the indigenous people who helped him with the task. In his voluminous
Missionary Labours and Scenes in Southern Africa, which I as a native
of that region can only describe as a "text of terror:' Moffat speaks very
disparagingly and bitterly of his ·i nterpreter for his poor translations, to
a point where Moffat holds that:
were very resistant to Christian conversion until a time when they realized that they
had lost autonomy to the ever-encroaching forces of colonialism.
5. Some Bantus' response to the biblical text was to regard it as "an instrument
of divination" (Comaroff and Comaroff I 99 1 , 228).
89
A missionary who commences giving direct instruction to the natives,
though far from being competent in the language, is proceeding on a
safer ground than if he were employing an interpreter, who is not pro
ficient in both languages, and who has not a tolerable understanding
of the doctrines of the Gospel. Trusting to an ignorant and unquali
fied interpreter, is attended with consequences, not only ludicrous, but
dangerous to the very objects which lie nearest the missionary's heart.
. . . The i nterpreter, who cannot himself read, and who understands
very partially what he is translating, if he is not a very humble one, will
as I have often heard, introduce a cart-wheel, or an ox-tail into some
passage of simple sublimity of Holy Writ, j ust because some word in
the sentence had a similar sound. Thus the passage, "The salvation of
the souls is a great and important subject;''. The salvation of the soul is
a very great sack, must sound strange indeed. ( 1 842, 294)
But by criticizing the translator for translating "great and important
subject" as "kgetsi e kgolo;' or a "great sack;' Moffat demonstrates that
he was quite unqualified to criticize his interpreter, for the latter was
correct. An important issue, a court case or task, is referred to as kgetsi
among Batswana to denote its importance and gravity. The interpreter
was spot on to refer to the salvation of the soul as "a very great sack:'
Of his own ignorance, as one who also could not speak both languages
fluently and who was equally vulnerable to translation blunders, Moffat
is apparently self-forgiving and tolerant, arguing that a gross mistransla
tion is forgiven on the basis of good character! He writes, "The natives
will smile, and make allowances for the blundering speeches of the mis
sionary; and though some may convey the very opposite meaning to
that which he intends, they know from his general character what it
should be, and ascribe the blunder to his ignorance of the language"
(1842, 294). It is not only Moffat's translator who falls under the mercy
of Moffat's eye; the whole of Batswana/southern Africa are held to be
ignorant and godless.
There is, however, hope under the able hand of a gardner-farmer
to cultivate their arid souls into the fertile fields of salvation. "Satan;'
Moffat says,
is obviously the author of polytheism of other nations, he has employed
his agency with fatal success in erasing every vestige of religious
impression from the mind of Bechuanas, Hottentots, and Bushmen;
leaving them without a single ray to guide them from the dark and
dreary futurity, or a single l ink to unite them with the skies. Thus the
m issionary could make no appeals to legends, or to altars, or to an
unknown God, or to ideas kindred to those he wished- to impart. . . .
90
Their religious system, like those streams in the wilderness which lose
themselves in the sand, had entirely disappeared; and it devolved on
the missionaries to prepare for the gracious distribution of the waters
of salvation in that desert soil, sowing the seed of the word, breathing
many a prayer, and shedding many a tear, till the Spirit of God should
cause it to vegetate, and yield the fruits of righteousness. ( 1 942, 244)
In service to this major agricultural project of cultivating arid desert
soils into life, Moffat had produced a Setswana Bible translation before
he grasped the language. First he had to do the orthography. Five to six
decades later, different mission centers used his Bible to develop better
Setswana, even within the LMS; hymns and other books appeared with
an improved Setswana orthography. Thus by 1 883 there were varieties
of written Setswana, Robert Moffat's Bible translation being the crudest
of all.
The rising numbers of educated Batswana became dissatisfied with
Moffat's translation, as _attested by their letters to the editor of Mahoko
a Becwana. The debate became heated as soon as the newspaper was
launched with regard to the correct way of writing and pronouncing
Setswana. Many Batswana writers insisted that Robert Moffat's earliest
translation clearly indicated that he did not understand the language.
They preferred the latest forms of writing and pronouncing Setswana
(Mgadla and Volz 2006, 7-42).
Since better ways of writing Setswana had been developed over
the years, most Batswana readers also insisted that the latter should be
adopted as the standard for the newspaper. At the center of the debate
were the letter d, which was translated with l or r; the consonant w,
which was written as oe; and the letter t, which in some words needed
to appear with l (tl), in some words with h (th), and in others with lh
( tlh) together. Leaving /, h, or lh out of the letter t when they need to
be included creates different meanings than the intended. A good case
in point is the verb "created" in Genesis 1 : 1 . When h was left out of
tl, the verb was written as tlola (jump?) instead of tlhola ( create). The
Moffat Bible thus read "in the beginning God jumped the heavens and
the earth;' instead of "in the beginning God created the heavens and the
earth" (Mgadla and Volz 2006, 29).
Another debate centered around the vowels o and e, whether they
should be written plainly or with an accent and a macron, respectively
(i.e., e and 6). In each case, using or not using the letter d, w, or the
accented/marked e and o changed the pronunciation of the Setswana
word; in some cases, meaning was changed as well, as elaborated above.
91
In his letter to the editor, Gomotsegang Magonaring ( December 1889)
underlined that, even though there are a number of Setswana dialects,
"the letters d, o, e and w are the ones with which the language of Setswana
is spoken, throughout the entire language of Setswana" (Mgadla and
Volz 2006, 31 ). Another letter dated December 1889, written by Sekaelo
Piti, captures and illustrates the general concern:
we have complained much about our language in the books, because
they have not been representing true Setswana but rather Setswana
and English-an English Setswana-that is read as only a reminder
of the real thing. 6 For example, "go diha" [to make] has been writ
ten as "go riha''. "didimala" [be quiet] as "ririmala" or "lilimala", also
"Modimo" [God] as "Morimo;' and "/egodimo" [heaven] as " legorimo''.
But when we saw hymn books in the year 1 883, we were very happy
because a missionary had arrived who speaks the language of our
mothers and who speaks proper Setswana. He says, " Yesu kwana ea
Modimo" [Jesus lamb of God] and not " Yesu koana" or "kuana". This
missionary also printed a spelling book in the year 1 885. He is the one
who knows the true language of Setswana. (Mgadla and Volz 2006, 3 1 )
These concerns were quite legitimate, for in some cases the changing or
leaving out of one letter dramatically changed the meaning ofverses. For
example, changing the w in kwana to a u created verses that, instead of
reading "Jesus, the lamb [kwana] of God" or "behold the lamb of God;'
actually read "Jesus, the hat [ kuana] of God" or "behold the hat of God:'
If go diha is used for the verb "to make;' it would easily be heard and
understood as "to drop something down" instead of making or creating.
Going back to Genesis 1:1, suppose the translation chose the missionary
word for "to make" (that is, used go diha) for "to create"; the Setswana
translation could read, "In the beginning, when God dropped [diha] the
earth and the heavens;' instead of make (dira). In other cases the trans
lation created meaningless new words, such as ririmala for didimala (be
6. This writer was spot on, for indeed when Moffat discussed how he designed
the written Setswana it is clear that he based it on Western languages and sounds.
Giving guidance of how to pronounce Setswana, he says, "Ch [is) represented in
Bechuana books by the Italian c, is sounded like eh in chance . . . tl, like the Welsh ll,
preceded by a t; ng, which is represented in the written language by the Spanish fl:
has the ringing sound ofng in sing. This outline will enable anyone to read the Sech
uana language with tolerable correctness" (Moffat 1 842, 226). He goes on to dis
cuss how the word Botswana was spelled differently among the Dutch or English,
depending on whether they found an equivalent sound or not in their languages.
92
quiet). The new word, ririmala, could possibly be read as referring to a
hairy stomach, if it signifies anything at all.
In the same letter to the editor mentioned above, Gomotsegang
Magonaring ( December 1889) provides a number of examples to illus
trate how replacing the consonant d with r creates new unintended
meanings. For example, exchanging an r for the d in the word for
"thundering" or "sounding" (duma) produces the word ruma, which
means "to devour." W ith the d replaced with r in the verb due/a ( to
pay), one reads rue/a, which means "to keep, domesticate, or possess
something for someone" ( Mgadla and Volz 2009, 3 1 ). One can imagine
that, if a verse said that Jesus paid (due/a) for our sins, it would now be
read to mean that he kept (rue/a) our sins. Similarly, the word dumela,
which is used in Setswana for "greeting;' meaning "let us agree" or
"peace among us;' written with an r instead of d would read rumela,
which means "send"!
Second, Batswana were unhappy because, through translation
and the written books ( hymns, spelling books, dictionaries, Bible),
their language was now infused with English and was now an Eng
lish version of Setswana. Piti called it "an English Setswana . . . that is
read only as a reminder of the real thing" ( Mgadla and Volz 2006, 36).
As Banani Diphafe would state in his letter of January 1 890, "I see us
becoming confused, only parallel to the language and speaking it like a
white person who is just learning Setswana. He says 'Modimo' [God] as
'Morimo', and 'di/o' [things] as 'li/o'. Speaking with a 'd ' sounds right but
'/ ' is ridiculous" (2006, 35). In Setswana only little children still learn
ing to speak are expected to be unable to pronounce words and say
things such as "/i/o" instead of "di/o. " The Moffat translation thus intro
duced changes that made readers sound like stuttering and stammering
little babies still learning how to talk. The translation had infantilized
them. Hence each time they had to read the Bible they had to put on the
persona of infants. Age among Batswana is traditionally an important
social marker, far above gender, in fact. Failing to recognize an elderly
person and treating him or her as a child is regarded as great disrespect
and an insult. Naturally, then, Batswana readers were upset by their
Bible-reading experience.
In a letter dated June 6, 1 883, the missionary editor ( Alfred Gould),
though patronizing, acknowledged that, indeed, the issue of the cor
rect way of writing and pronouncing Setswana needed to be attended
( Mgadla and Volz 2006, 15- 1 6). He then promised to include the
issue for consideration by the general missionary council. 'TI1is he did,
although not until three years later. On his return, he reported that the
93
missionary council had voted to return to the most "original" written
Setswana, one that was consistent with the earliest Bible translation of
Robert Moffat, and to suppress the newer ways of writing, which were
more appreciated by Batswana. This meant the retention of the most
corrupted written Setswana. The report on the response of missionaries,
dated September 2, 1 889, is worth quoting at length:
In March this year, missionaries of the LMS who teach in the language
of Setswana gathered at Kuruman. As they met, they took up the issue
of the letters that are used for printing and writing. Many missionar
ies of other missions oppose some of the letters with which they have
been writing. They reject them because they have never liked them.
They reject _the letter d and they reject the letter w. These missionar
ies like the old way of printing, the one that is still used today for
the Bible and the Testament. They also argue that the old printing is
known by many more people. So, these things were discussed, and it
was agreed that those letters should not be changed, and that writ
ing and printing should be done only with the old letters. Now w has
been dropped so that it will be written "banoe'' [others] not "banwe''.
and it will be written "rumela" [greet] not as "dumela''. and "Morimo"
[God] not "Modimo''. and "lilo tse di thata" [difficult things] not ''dilo
tse di thata". It was agreed that e and 6 should be changed and instead
put as plain e and plain o. Some letters will for the time being still be
published as they are. The letter "h" will be used to differentiate "tlala"
[hunger] from "tlhala" [divorce] . (Mgadla and Volz 2006, 27)
The report indicates that one little but significant victory was won: the
inclusion of h in the syllable tl. At last Genesis 1:1 could be read as, "In
the beginning God created [ tlhola] the heavens and the earth;' instead
of as, "In the beginning God jumped [ tlola] the heavens and the earth:'
Indeed, Alfred Wookey's 1 908 revised version of the Setswana Bible did
just that.
The report from the missionary council meeting, however, had more
bad news than good. The overall concerns with other central consonants
and vowels such as d, I, w, o, and e were rejected. The reasons given are
quite telling and patronizing, to say the least. The views and feelings of
the missionaries were all that mattered. It was what they liked that would
stand. The prevailing or current and better ways of writing, appreciated
by Batswana speakers, were to be reversed. The protests of Batswana
about their distorted, meaningless language, which was now reduced to
"an English Setswana . . . that is read only as a reminder of the real thing"
(Mgadla and Volz 2006, 29), did not matter, "for these missionaries like
94
the old way of printing" (2006, 27). The report goes on to say, "So, these
things were discussed, and it was agreed that those letters should not be
changed, and that writing and printing should be done only with the old
letters;' that is, the Robert Moffat Setswana Bible translation. The mis
sionaries preferred the English Setswana and insisted that it should be
the standard way of writing. Their response enables us to answer better
the question about the agenda of the translation.
DECOLO N I Z I NG T H E ENGLISH -SETSWANA:
SUBVERSIVE WAYS OF READING
Following this report, the letters to the editor revealed that many
Batswana objected to this decision, and some pleaded for the decision
to be reconsidered, to no avail. They were, in fact, protesting something
that had already been concluded, a nonnegotiable issue-until such
time that it pleased the missionaries to reverse it. Shot down, forced
to write and read Setswana according to the stuttering tongue of a
child, forced to read and write in English-Setswana, the Batswana were
nonetheless not helpless. In fact, they had already developed reading
strategies that circumvented the imposed discourse of the "English
Setswana." They had hoped it could be corrected, but now they had been
informed that what would be maintained as the standard way of writing
the Setswana language was what the missionaries liked. Consequently,
the Batswana readers fell back to their strategies of reading as resisting
readers. Dikokwane Gaboutlwelwe, who wrote in response to the report
using the example of Genesis 1, illustrates the point: "I see the old writ
ten Setswana in the Bible, as we read in Genesis, chapter one. There
we find it written like this: 'Morimo o lo ua tlola magorimo le lehatsi
ma tsimologong.' . . . but when we read it aloud we say, 'Modimo o lo wa
tlhola magodimo le lehatshe ma tshimologong' " (Mgadla and Volz 2006,
29). Gaboutlwelwe says that their reading strategy overlooked the colo
nial missionaries' constructed English-Setswana language. Instead, they
read the Moffat Bible from their oral base, putting back all the excluded
consonants d, h, w and ignoring the new creations of r, l, ua-which
infantilize readers, create confusion or meaningless words, and induce
wrong meanings. So, in fact, even if the verse said "In the beginning
God jumped [ tlola] the heavens and the earth;' they read it as "In the
beginning God created [tlhola] the heavens and the earth." ( I have to say
there was more that was problematic in the translation than the create/
jump debate. While I do not know how to name it, I think it is best noted
that what we have here was "setswana-english//English-Setswana.)
95
This reading strategy is further confirmed by Sebotseng Loatile's
response to the missionary report:
I am very happy to receive the newspaper and to hear the words that
I have been hearing. I hear news about other nations and the word
of God. But about the letters that have been taken out, I am very
concerned. I assumed that our Bible was printed as it is because the
missionaries had not quite grasped our language. But now they under
stand our language and they speak it very well. So I am surprised they
are removing core letters [d, w, o, and e] . Here everyone who reads
books is not happy about the removal of the letters that have been
removed. You should know that when we read our Bible we change the
letters with our mouths. (Mgadla and Volz 2006, 33, emphasis added)
This strategy of reading from the base of the oral tradition is quite
significant. What is in the oral base is the whole culture, another canon
embodied by the community. The refusal to change what was overtly
wrong helped Batswana readers to openly assert their oral tradition and
understanding as the main reference point than to take the English
Setswana Bible as the final authority about their culture. This was cru
cial because the English-Setswana translation of the Bible involved more
than just the replacement of key consonants and vowels with newly cre
ated (Ii ri) ones. It also included changing the Batswana spiritual world
from sacred to evil in order to supplant it with Christianity. An excel
lent example was the translation of badimo as "demons" (Dube 1 999). I
renarrate my encounter with this translation in order to illustrate how
the Batswana ways of reading from the Setswana oral tradition base sub
verted the colonial discourse of darkness and heathens.
RECLA I MI N G BADIMO AS SACRED FIG URES:
BATSWANA READING STRATEGIES
In 1 995 I carried out fieldwork research, seeking to read Matthew
1 5:21 -28 with Batswana women. In the process, I discovered something
else: "demons" had been translated as "ancestors" in the Alfred Wookey
revised Setswana Bible of 1 908. I did not have access to Robert Mof
fatt's original Bible of 1 857 to verify where this use of "ancestors" for
"demons" originated. Where in Matthew 1 5:21 the woman says, "My
daughter is severely possessed by demons:' in the Setswana transla
tion she says, "My daughter is severely possessed by badimo/ancestors."
Where Jesus cast out demons in the original, he cast out badimo/ances
tors in the translation. I was so shocked by this translation that I pored
96
over all the other New Testament passages where Jesus cast out demons
to verify my stunning discovery.
Yes, I discovered a very sad story: the word "demons" had been
translated "ancestors" in the Setswana Bible. It was unbelievable. Almost
desperately, I turned to Mark 5 , where Jesus cast out the Legion demon
that possessed and maddened a man. I found out that in the 1 908
Setswana Bible Jesus cast out the legion of badimo!ancestors, who ran
into the lake and were buried beneath its waves. It was a textual burial
of badimo/ancestors. I was trembling, shocked that Batswana who first
read the so-called word of God were made to discover that what they
venerated as sacred figures were, in fact, just demons. Ancestors-the
extended memory of the families with their departed members-could
not be reduced to demons without reducing everyone to the same. What
a perfect way of proving that Batswana were helpless heathens lost in the
darkness. For more than 1 5 0 years Batswana Bible readers consumed
this colonial bomb, planted to explode their cultures away, and they
could not read Greek for themselves to find out if this was representative
or the closest "equivalent" term. I was deeply shaken. But that was before
I discovered that the first Batswana readers had long known to read the
Bible from their oral cultural base rather than from the missionaries'
perspective of heathens in the darkness. As expressed by Gaboutlwelwe
and Loatile: "You should know that when we read our Bible we change
the letters with our mouths." But how would they reinstate the demon
ized badimo/ancestors?
Again, this was a separate but pleasant surprise and discover y. In
the process of reading the Bible with nonacademic women who were
church leaders in African Independent Churches, I found out that they
read/use the Bible as a divination set. Now, divination among Batswana
involves consulting badimo about all situations of concern for the living
and finding useable solutions. It involves recognizing badimo!ances
tors as mediators between the living, the dead, and God. So, far from
badimo functioning as demons in the service of negative power, in
the Batswana ways of reading badimo together with Jesus were divine
forces of positive power. I could not have imagined this U-turn. This
strategy of resistance depends on reading the Bible with and through
Batswana oral cultures. It depends on using the authority of African
traditions rather than giving the English-Setswana Bible the final word.
It is a strategy of the Tiv, taking a story that conflicted with their values
and retelling it such that to them it was "a good story again;' although
to Bohannan "it no longer seemed quite the same story:' In these pro
cesses we are in touch with the forces of globalization and localization
97
(the Tiv and Batswana readers) appropriating the new texts according
to their cultures, texts that were being globalized by agents of globaliza
tion (Bohannan and Moffat).
TH E B I B LE I N T H E BUSH :
GLOBALIZATION, LOCAL I Z ATION, AND B IBLiCAL TRA NSLATION
I must conclude by touching briefly on translation in globalization and
localization contexts. In fact, when we speak of globalization, we hark
back to modern colonialism, which has given us the current form of
globalization. Both Moffat and Bohannan are important cultural trans
lators during this spinning of time, cultures, and spaces into Western
images. In her article "Globalisation and Translation: Theoretical
Approach;' Esperanc;:a Bielsa argues that, although the digital lan
guage is purported to be the universal language of globalization, there
can in fact be no globalization without translation, for "the activity
of localisation, through which a product is tailored to meet the needs
of a specific local market;' involves translation (2005, 1 42). She thus
proposes that translation is a "key infrastructure for global communi
cation and can also be conceived as an analytic borderland where the
global and the local are articulated" (2005, 139). The current form of
globalization is often defined in terms of the compression of time and
space and the speed with which goods, ideas, and services move across
the globe (Krishna 2009, 2). The major instrument of the current glo
balization is information technology: the computer and the Internet.
Hence today's Bible translators celebrate that they no longer need to
carry bulky manuscripts across real distance and that one can have
access to various translation resources from a particular office, lead
ing to faster and cheaper production. Nonetheless, it is important not
to eschew the inherent inequalities or the history of globalization. As
Cheryl Kirk-Duggan points out, "Globalization emerged with voyages
of discovery, land theft via manifest destiny, imperial hubris,_freeboot
ing conquest, and colonialism" (20 10, 476). The question we must ask
is whether globalization implies the disappearance of differences or
equality. Studies indicate that with globalization there is more local
ization: communities are more likely to hold on to their cultures for
fear of being washed off by the dominant cultures and languages of
the globalizing structures. Thus if we agree that much of translation is
not just " interlinguistic process but more . . . an intracultural activity"
( Gentzler 200 1, 1 94), then we are more challenged "to study cultural
interactions" in the context of globalization. As Edwin Gentzler holds,
98
"the most obvious, comprehensive data for studying cultural interac
tions are the translated documents themselves" (200 1, 194).
In the biblical area, we have a mighty archive of "translated docu
ments:' for, as Philip Noss writes, "No other book has been translated
over such a long period of time, portions of no other literary work have
b een rendered into many languages, and no other document is today
the object of such intense translation activity as the Bible" (2007, 1). By
studying the first literate Batswana readers' response to the Moffat trans
lation, we observed cultural interaction between the globalizing agents
and resistance on the localization sites. To digress a little, as a biblical
scholar I think we have underutilized this major archive, since most of
the time translation is not part of our biblical and religion departments,
save for the exercises of those learning Greek, Hebrew, Syriac, French,
German, and Spanish. It is good that there are independent schools of
translation, but how did Bible translation as an area of study become
so marginal from the academic studies of the Bible, given the record
that Noss highlights? How did the theories of translation in the past six
decades become propounded largely among linguists, with a marginal
participation of biblical scholars? Although we may be touching here on
the power, patronage, agenda, and ideology of translation houses and
their structures (Yorke 20 12, 159-7 1), I still cannot explain why aca
demic departments of the Bible and religion do not have full-fledged
programs on translation. In the light of what Noss tells us, it is a major
academic gap in most academic departments and schools of religion. In
a recent article I have argued for a curriculum shift in biblical studies in
favor of studying the language of the first translated Bible in one's par
ticular region (Dube 20 12, 1 1- 15). That is, instead of Two Thirds World
biblical students being required to learn two more European languages
on top of Greek and Hebrew, as is the standard requirement, they should
rather learn and pass a language that was used to translate the first Bible
translation in their region.
Acknowledging that biblical translation is a cross-cultural exchange
within the context of globalization brings with it responsibility. It obli
gates us to ask how biblical translation has been part of the globalization
process and what its undesirable aspects have been. Irina Shchukina
argues that "globalization is the appropriate culmination of the pro
cesses that began two thousand years ago with the spread of Christian
ity" (20 10, 139). According to Bassnett and Trivedi, " Translations are
always embedded in cultural and political systems and in history" ( 1999,
4). They underline that "translations are never produced . . . untainted
by power, time, or even the vagaries of culture. Rather, translations are
------------- 99
made to respond to the demands of a culture and of various groups
within that culture. . . . A culture, then, assigns different functions to
translations of different texts;' and that "function of translation has very
little to do with the transfer of information which is so often claimed to
be its one and only raison d'etre" (Bassnett and Lefevere 1 990, 7-8). By
evoking globalization and localization in the translations of the Bible,
the 2012 Nida School of Translation Studies has accepted the respon
sibility of tracing the biblical translation function within "cultural and
political systems and in history:' If we go with Bassnett and Trivedi's
proposition, then we need to ask: How are biblical translations embed
ded in the cultural and political systems and history that lead us to the
current form of globalization? How are biblical translations tainted by
power relations, time, and the vagaries of culture that have brought us to
the current globalization? How did the culture that brings us to the cur
rent form of globalization inform the functions of biblical translation in
history and until now?
Further, if we consider that the current form of globalization is the
culmination of the modern colonial history and modernization of the
past two centuries, then it is quite significant that the last two hundred
years were also two hundred years of the most intense and Western
dominated Bible translations. Gille Gravelle holds that this "200-year
period of largely Western and cross-cultural Bible translation . . . is
quickly coming to an end" (20 i 0, 13). Given this historical background,
Gravelle underlines that it is necessary to review these translations and
that we should review in terms of "1) what the goal of Western mis
sion was, 2) how that goal influenced translation practice, and 3) how
translation practice may have been influenced by advances in linguistic
theory" (2010, 13). Bassnett and Trevidi place translation theory within
this colonial history and ideology-as a metaphor for colonization.
They hold that "Europe was regarded as the great Original, the starting
point, and the colonies were therefore copies, or 'translation' of Europe,
which they were supposed to duplicate. Moreover, being copies, transla
tions were evaluated as less than originals" ( 1999, 4). It follows that Bible
translation should review its theories and practice in terms of the his
tory that brought us to the current form of globalization, paying atten
tion that inequalities and cultural wars will intensify rather than get
diminished. It also means training translators, translation consultants,
and communities to become self-conscious of their identity and jour
neys in history. and how it informs their current translation practices.
Bohannan's story highlights that all readers will translate narra
tives according to their worldviews. I believe this is perhaps the reason
- ------------ 1 00 --------- -
- --
why biblical translation currently emphasizes the importance of involv
ing mother-tongue translators-one can only hope that such mother
tongue translators are not already-muted subjects who are unable to
assert their own cultural dignity. One can only hope and pray for Tiv
type communities who make their cultures central to the translation of
the text, particularly in light of modern colonial influence in worldwide
biblical translation. I want to believe that Bible translation has been
on the road for so long. Like Bohannan, the traveling anthropologist,
Bible translation and translators have long crossed many boundaries,
and they are already perched among elders who seek to hear more sto
ries told according to their own terms, even if the story may no longer
seem quite the same story to its bearers. Such decolonizing community
rewritings are long overdue.
REFERENCES
Bassnett, Susan, and Andre Lefevere, eds. 1 990. Translation, History and
Culture. London: Cassell.
Bassnett, Susan, and Harish Trivedi, eds. 1 999. Postcolonial Translation:
Theory and Practice. New York: Routledge.
Bielsa, Esperarn;:a. 2005. Globalisation and Translation: A Theoretical
Approach. Language and Intercultural Communication 5: 1 31-44.
Bohannan, Laura. 1966. Shakespeare in the Bush: An American Anthro
pologist Set Out to Study the Tiv of West Africa and Was Taught the
True Meaning of Hamlet. Natural History 7 5. 7 :28-33.
Brenner, Athalya, and Jan Willem van Henten, eds. 2002. Bible Transla
tion on the Threshold of the Twenty-First Century: Authority, Recep
tion, Culture, and Religion. Journal for the Study of the Old Testa
ment Supplement Series 353; The Bible in the Twenty- First Century
1. London: Sheffield Academic P ress.
Carroll, Robert P. 1996. Cultural Encroachment and Bible Translation:
Observations on Elements of Violence, Race, and Class in the Pro
ductio;1 of Bibles in Translatio1i. Semeia 76:39-54.
Comaroff, Jean, and John Comaroff. 1991. Of Revelation and Revolution:
Christianity, Colonialism and Consciousness in South Africa. Vol. 1.
Chicago: University of Chicago Press.
Doke, Clement. 1958. Scripture Translation into Bantu Languages. Afri
can Studies 1 7:84-99.
Donaldson, Laura E. 1992. Decolonizing Feminisms: Race, Gender, and
Empire Building. Chapel Hill: University of North Carolina Press.
--- - - - -- - --- 1 01 ---- - -
- -----
Dube, Musa W. 1999. Consuming a Colonial Cultural Bomb: Translat
ing Badimo into " Demons" in the Setswana Bible. Journal for the
Study of the New Testament 73:33-59.
--. 20 12. "The Scramble for Africa as the Biblical Scramble for Africa:
Postcolonial Perspectives." Pages 1-28 in Postcolonial Perspectives in
African Biblical Interpretations. Edited by Musa W. Dube, Andrew
M. Mbuvi, and Dora R. Mbuwayesango. Atlanta: Society of Biblical
Literature.
Gentzler, Edwin. 2001. Contemporary Translation Theories. 2nd ed.
Topics in Translation 2 1. Clevedon, Eng.: Multilingual Matters.
Gravelle, Gilles. 20 10. Bible Translation in Historical Context: The
Changing Role of Cross-Cultural Workers. International Journal of
Frontier Missiology 27:1-20.
Kirk-Duggan, Cheryl. 20 10. Globalization and Narrative. Pages 474-93
in The Oxford Handbook of Feminist Theology. Edited by Mary
McClintock Fulkerson and Sheila Briggs. Oxford: Oxford Univer
sity Press.
Krishna, Sankaran. 2009. Globalization and Postcolonialism: Hegemony
and Resistance in the Twenty-First Century. Lanham, Md.: Rowman
& Littlefield.
Mgadla, Part Themba, and Stephen C. Volz, trans. and eds. 2006. Words
ofBatswana: Letters to Mahoko a Becwana 1 883- 1 896. Cape Town:
Van Riesbeck Society.
Moffat, Robert. 1842. Missionary Labours and Scenes in Southern Africa.
London: Snow.
Noss, Phillip A., ed. 2007: A History of Bible Translation. History of Bible
Translation 1. Rome: Edizioni di storia e letteratura.
Shchukina, Irina. 20 10. The National Image of the World in an Objec
tive Process of Globalization. Interdisciplinary Description of Com
plex Systems 8: 138-47.
Smith, Abraham. 1 996. The Productive Role of English Bible Transla
tors. Semeia 76:69-80.
Tymoczko, Maria. 1990. Translation in Oral Tradition as a Touchstone
for Translation Theory and Practice. Pages 46-55 in Bassnett and
Lefevere 1 990.
Yorke, Gosnell L. 0. R. 20 12. Bible Translation in Africa: An Afrocen
tric Interrogation of the Task." Pages 157-70 in Postcolonial Perspec
tives in African Biblical Interpretations. Edited by Musa W. Dube,
Andrew M. Mbuvi, and Dora R. Mbuwayesango. Atlanta: Society of
Biblical Literature.
------------- 102 -------------
Musa W. Dube, a Humboldtian awardee, is a biblical scholar based
at the University of Botswana. Her research interests include gender,
postcolonialism, translation, and HIV/ AIDS -------
studies. She is the author of Postcolonial
Feminist Interpretation of the Bible (2000)
and The HIV&AIDS Bible: Selected Essays
(2008). She is also an editor of several vol
umes, including Postcolonial Perspectives in
African Biblical Interpretations (20 12), Grant
Me Justice: HIV/AIDS and Gender Readings
of the Bible (2004), Other Ways of Reading:
African Women and the Bible (200 1), and
The Bible in Africa: Transactions, Trajectories
and Trends (2000). She was the Nida Profes
sor of the Nida School of Translation in 20 12. Email: dubemw@
mopipi.ub.bw.
------------- 103 -------------
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] | SMUGGLED WORDS: TEXTUAL M I G RAT I ON AND
SUBVERSIVE ASSI MI LAT I ON I N T H E TRANSLATIONS
OF ISAAC BAS H E V I S SINGER
Christine Gutman
The Yiddish mentality is not haughty. It does not take victory for
granted. It does not demand and command but it muddles through,
sneaks by, smuggles itself amidst the powers of destruction, knowing
somewhere that God's plan for Creation is still at the very beginning.
- Isaac Bashevis Singer, Stockholm, 1 978
1 . INTRODUCTION
'•
A well-known r umor, never confirmed nor dispelled, surrounds the
translation of Shakespeare into Yiddish. There is said to have existed a
Yiddish translation of King Lear that proclaimed on its title page "far
taytsht un farbesert" ("translated and improved"). Regardless of the
rumor's dubious grounding in fact, it stands as both a testament to the
stubborn pride with which Yiddish readers and writers viewed their lit
erature (insofar as it could easily not only accommodate but improve
upon t he great Western classics) and a jibe at the stereotypical insular,
unworldly Jew who might believe such a claim (indeed, the assertion
that one could "improve" Shakespeare would have been dismissed as a
quixotic delusion in most literary traditions).
Nevertheless, starting in the late nineteenth century the Yiddish
publishing industry began appropriating large quantities of foreign lit
erature. Major publishing houses were established in Warsaw, Vilna,
and New York, and by 19 17 there were eleven Yiddish-language dailies
in the United States alone, which introduced their readers to serialized
works of Zola and Maupassant alongside those of Sholem Aleichem,
Sholem Asch, and Avrom Reisen (Michels 2000, 5 1 ). But given the
------------- 1 05 ------------ -
amount of literature being produced in Yiddish within the United
States and the propensity of the Yiddish press for translating classic
works into Yiddish, it is striking that, as of 2004, less than 1 percent
of Yiddish literature had been translated into other languages (Lansky
2004, 298).
Of these translated writers, no one has gained more international
attention than Isaac Bashevis Singer, the Polish immigrant to Manhat
tan's Upper West Side whose short stories and novels, once translated
into English, earned him enormous popularity and, in 1978, a Nobel
Prize in Literature. Alongside fellow Nobelist and bilingual writer
Samuel Beckett, Singer enjoys a somewhat unprecedented double role
in world literature: his works occupy a place in both the Yiddish and
American canons; 1 his writing has arguably been more influential to
English-language Jewish-American writers than to Yiddish writers. In
fact, he was generally viewed by the latter as inferior to his older brother,
Israel Joseph Singer, whose 1936 epic novel Di brider ashkenazi ( The
Brothers Ashkenazi) established him as a promising master of Yiddish
prose, even drawing comparisons to Tolstoy (Newberger Goldstein
20 10, vii-xi). But the elder Singer died in 1944, and within a year his
brother published the work that would make of him an international
celebrity : the short story "Gimp! tarn. "
. This article will explore Isaac Bashevis Singer's /Yitskhok Bashevis's
subversive use of translation as a means of navigating, on the one hand,
his hybrid identity (the Polish-Jewish intellectual and son of a Hasidic
rabbi who became a Nobel Prize-winning American writer) and, on the
other, the complexities of translating out of a hybrid language. Using
Singer as a case study, I will highlight the need for a broader reevalua
tion of the relationship between Yiddish and translation: one that moves
toward a perception of translation rooted in decentering, empower
ment, and enlargement (what Antoine Berman has called "eccentric"
translation) rather than grim fatalism ( 1992, 180). The mechanisms
behind Yiddish hybridity-in particular its so-called " /ehavdl loshn;'
or "differentiating language"-mirror the process of translation and
therefore should be regarded not as a hindrance but as a useful means
l . For proof that the American canon has claimed Singer, see the anthology
Collected Stories: Gimpel the Fool to the Letter Writer (Singer 2004). Its publisher,
The Library of America, boasts on its website (www.loa.org) of "publishing, and
keeping in print, authoritative editions of America's best and most significant writ
ing:• The New York Times Book Review has dubbed it "the 'quasi-official national
canon' of American literature:•
------------- 10 6 -------------
of conceptualizing the translation of Yiddish as a generative, dialogical
process as opposed to a destructive, dialectical process.
In order to ( 1 ) evaluate the ethics of Singer's translation methodol
ogy (and, indeed, Saul Bellow's, whose translation of "Gimp! tarn" pro
pelled Singer into mainstream American recognition) and (2) delineate
a more ethical, decentering approach to translating out of Yiddish in
general, I suggest that we look beyond critiques of Singer's supposed
assimilationism and recognize Singer as the hybrid writer he was
one whose texts were inevitably inflected as much by his experience of
immigration and exile in America as by his formative years in Poland.
2. SITUATI N G S I NGER
The literary prestige associated with the Singer family name, combined
with the attention of key Jewish-American intellectuals, propelled Singer
further toward transcanonical success than those fellow immigrant
Yiddish writers (modernist poets Mani Leib and Yankev Glatshteyn,
for example) whose works, although highly influential within Yiddish
literary circles, were perhaps perceived as too esoteric or avant-garde
for translation and mainstream publication in English. Conversely, one
must wonder if popular Yiddish writers such as Moyshe Nadir,2 whose
writings, unlike Singer's early works, liberated Yiddish from· an East
ern European context to articulate instead the immigrant experience in
America, posed a threat to a nebulous-indeed, mythical-"all-Ameri
can" target readership precisely because the very alterity of such narra
tives brought about an unsettling defamiliarization of domestic terri
tory. (Singer himself, as I will later discuss, worried along similar lines
that writing about America in Yiddish constituted an impossible deter
ritorialization of the language. Perhaps this viewpoint explains the writ
erly aphasia Singer experienced during his first five years in the United
States [Epstein 1 99 1 ] .)
Regardless of the reasons for his peers' inability to attain his level
of success in translation, American-Yiddish writers viewed Singer
with skepticism, 3 an undeniable degree of jealousy (vividly captured
2. Moyshe Nadir ( 1 885- 1 943) went largely untranslated until 2006, according
to the Index Translationum (http://www.unesco.org/xtrans/bsform.aspx).
3. Glatshteyn criticizes the "Jewish fai;:ade" and "distasteful blend of super
stition and shoddy mysticism" that define Singer's work, which, he claims, "reads
better in English than in the original Yiddish" ( 1 986, 1 45). Invoking an essentialistic
"humaneness" common to Yiddish literary works, Glatshteyn denounces the lust
------------- 1 07 -------------
in Cynthia Ozick's short story "Envy ; or, Yiddish in America" [ 1983 ]),
and perhaps even, like Ozick's poet protagonist, the underlying fear
that Singer would "save" himself through translation while consign
ing the rest of the Yiddish language and its literature to oblivion. For
Singer, translation was indeed a quest for survival: his own as a writer
as well as that of his work. Whether or not concerns over the uncer
tain future of the Yiddish language also played into Singer's decision
to selectively self-translate, the fear that within a generation Yiddish
might only survive through translation undeniably loomed over both
his work and the criticism he received from fellow Yiddish writers.
Over a period spanning five decades, Singer's novels, short stories,
reviews, articles, and literary criticism were published in the New York
based Yiddish-language newspaper Forverts under various names:
Bashevis (the possessive of his mother's name and the name by which
he was known to his Yiddish fiction readers), I. B. Singer (the name
that appeared on his translations and English-language publications),
Varshavski, and D. Segal (two pseudonyms he claimed to use only when
writing for a deadline and that he abandoned once he had "cleaned . . .
up" the piece in question; Saltzman 2002, xi-xii; Singer in Miller 1985,
4 1). Singer's arsenal of pseudonyms allowed him to cultivate multiple
identities according to the language in which he was writing and, per
haps more importantly, the quality of his work. This latter distinction is
inextricably connected to his linguistic identity, since for Singer "clean
ing up" was often carried out not by editing but by translating, a form of
"collaborative" self-translation. Translation offered him an opportunity
to improve his Yiddish texts, which were often written in haste for a
Forverts deadline. So for Singer, fartaytsht and farbesert were one and
the same.
Eventually this process of editing through translation led to the
apparent displacement, indeed replacement, of the original by the trans
lation. The difficulty of even proving the existence of Singer's original
texts is startling. Even though the translated works of I. B. Singer have
appeared in multiple hefty English and French anthologies, to this day
only four small volumes (all long out of print) containing original works
by Yitskhok Bashevis have been published in book form; the rest are
stored on unindexed microfilm in the New York Public Library, making
them almost impossible to retrieve (Saltzman 2002, xi). According to
and violence in Singer's writing, which "places his so-called heroes on the same
level with the heroes in non-Jewish literature" ( 1 986, 1 45).
------------- 108 -------------
Singer bibliographer Roberta Saltzman, between 1 960 and 1 99 1 Singer,
the most famous name in contemporary Yiddish literature, produced
"fifty-five short stories, eleven novellas, and eleven novels that have yet
to be translated into English" and that exist only on microfilm and as
manuscripts (2002, x.i).
Yet at least one of Singer's works that appeared in English has left
the existence of its Yiddish original shrouded in mystery. "Moon and
Madness;' a short story that appeared in the New Yorker in 1 980 and
was subsequently published in an anthology of Singer's stories without
a translation credit, raises questions about the extent to which Singer's
practice of self- translation into English eventually became one of writ
ing in English.
Anita Norich has invoked the dialectical tension inherent to trans
lating out of Yiddish: it promises at once survival and obliteration, since,
in the case of what Jeffrey Shandler has referred to as a "postvernacu
lar" language, the translational afterlife threatens to supplant both the
tex_t that it extends and the language itself (Norich 1 995, forthcoming;
Shandler 2006). I n short, translation has been perceived as something of
a pharmakon to t he Yiddish language; it is a selective lifeline that deter
mines, for better or worse, the shape of Yiddish postvernacularity, dic
tates how Ashkenazi Jewish culture will be remembered-two decidedly
pessimistic implications that posit Yiddish as a moribund or at the very
least decidedly rare l anguage-even as it also, and most crucially, prom
ises a potential renewal of the language. Norich, embracing the latter
possibility, proposes that the relationship between Yiddish and trans
lation need not be antagonistic; the obliteration/generation paradox,
which she frames in terms of collabora tion (translation as obliteration)
and resistance (translation as survival, furthering), suggests that the very
translation of Yiddish texts is in effect "an act of resistance to histor y "
insofar as any kind of engagement with Yiddish after the Holocaust nec
essarily represents "a defiant gesture aimed at preserving the traces of a
culture t hat has undergone startling and dreadful transformations in the
past century " (forthcoming, 209). 4
While Singer's critics slamm ed his translations-and increasingly
his work in general-as overly assimilative ( and thus obliterative),
Singer's translations in fact subversively complicated the relationship
between original and translation and in that respect resisted the very
4. I am grateful to Anita Norich for sharing with me a chapter from her forth
coming book, Writing in Tongues: Yiddish Translation in the Twentieth Century.
------------- 1 09 --- - --------
notion of translation as salvation. It is too simplistic to think of Singer's
translation process as one of improvement: often the texts have been
extensively reworked, resulting in an entirely distinct plot that in some
way contradicts, indeed negates, the original, for example, by rendering
irony earnest and heymish (Yiddish for cozy and familiar)-or at least
cloaking irony in the folksy tropes of the Jewish shtetl tale so that an
American audience, nostalgic for a mythical past, cannot recognize it.
Many of the omissions and alterations in translations of Singer's work
arise from the sheer complexity of the Yiddish language-elements that
make translation particularly challenging, including its rootedness in
pre-World War II Eastern European Jewish culture, its unique differ
entiative tendencies (most often distinguishing between what is Jewish
and what is not), and its dizzying semantic range (a result of the Ash
kenazi Jews' contact with several languages and cultures over the past
thousand years). Therein lies the rub: fatalist Yiddish writers and critics
(Singer himself, ironically, among them) brand Yiddish an inherently
untranslatable language, failing to see that the elements of its complexity
are precisely what make it ripe for translation (Singer 1989, 7).
3 . TH E STAKES OF TRANSLATION
Yiddish, I call on you to . choose! Yiddish! Choose death or death.
Which is to say, death through forgetting or death through transla
tion. Who will redeem you? What act of salvation will restore you? All
you can hope for, you tattered, you withered, is translation in America!
- the fictional untranslated Yiddish poet Hershel Edelshtein, in
Cy�thia Ozick's "Envy; or, Yiddish in America" ( 1 983, 74)
The wariness with which contemporary Yiddish writers have regarded
translation is the product of several factors. The Holocaust, to speak
euphemistically, suddenly and drastically reduced the world's Yiddish
speaking population; indeed, since Yiddish was the first or second lan
guage of a majority of the six million Jews killed in the Holocaust, it was
indelibly bound to memories of atrocities against Jews. The establish
ment of the State of Israel just a few years later definitively squelched
what remained of Yiddish in Erets Yisroel: the institution of Hebrew
as the official language of Israel only served to underscore the percep
tion of Yiddish as a stateless, diasporic language, one considered at
best the "vulgar" Jewish tongue and at worst a corruption of German
(Norich 1995, 209). Persecution at the hands of hostile pre-State Hebra
ists was later channeled into government policies that for over four
------------- 110 -------------
decades essentially refused to recognize the presence of Yiddish within
its borders (Shandler 2 006 , 9- 1 0). In the Soviet Union, which, under
Stalin, had initially supported measures to foster Yiddish publishing,
Yiddish was subject to increasing hostility as the Second World War
approached, culminating in the murder of fifteen Yiddish-speaking
Soviet-Jewish intellectuals on August 1 2 , 1 95 2 . Finally, the use of Yid
dish was in decline in America well before the war, largely as a result of
the desire among Eastern European Jewish immigrants to assimilate.
Sons and daughters of immigrants were encouraged to speak only in
English-even to parents who themselves barely spoke it-or else were
made to view Yiddish as a shameful language only to be spoken in the
privacy of the home.
In an environment where Yiddish was the object of both violent
and passive suppression, translation became vital to the survival of its
literature. Singer was keenly aware of this urgency, and it likely played
into his decision to "self-translate" -more specifically, the fear that if he
did not do it, there would soon be no one left to translate for him. Yet
paradoxically, for Singer translation was not an attempt to meticulously
reproduce his work for posterity in another language; it was, rather, the
creation of a new but complementary work. It kept the secrets of the
original encoded in the Yiddish but offered a narrative that (generally,
but not always) owed its existence to the Yiddish. Here I quote Norich
at length on the relationship between Singer's translations and originals:
Neither a view of Singer's English stories as secondary and derivative
versions of Bashevis's Yiddish, nor a view of them as edited improve
ments on novels that are often exceedingly repetitive and meandering
seems apt. Rather, the Yiddish and English texts comment on one
another, the latter reworking and sometimes completing the ideational
and imaginative work of the former. The English clarifies the Yiddish
but for a growing audience it also replaces the Yiddish as the definitive
text. This is typical of the history of Yiddish literature in America, but
Singer is remarkable among Yiddish writers in the extent to which
he contributes to and validates this usurpation of Yiddish by English
even as he suggests a different model. ( 1 995, 2 14)
Singer's goal in translation was not transparency; indeed, even though
his translations arguably made his work more accessible to the English
speaking American reader (and the often-censorious methods by which
he facilitated this accessibility will be discussed later on), they simulta
neously shielded the content of the original from view. Singer harbored
a lifelong fascination with Kabbalah and in a way treated his original
------------- I l l -------------
Yiddish stories as kabbalistic, sacred texts. In altering them in trans
lation, it might be argued t hat he was in fact "respecting the intimate
secrets" of Yiddish culture they carried ( Noiville 2006, 1 0 1 ). Indeed, if
the Yiddish was, as Irving Saposnik suggests, the Torah, the English was
"almost a Talmud to the primary text" (2001, 6).
Still, Singer's translations may have produced a very different
effect. Norich's quote raises some questions. First of all, are non-Yid
dish-speaking readers aware of Singer's subversive use of translation
as a means of simultaneously opening up and closing off Yiddishkeit
to external scrutiny? Was Singer successful in preserving Yiddish if his
English-language readers believed they were reading "the definitive
text"? Moreover, was Singer conscious of the "usurpation of Yiddish by
English" that his translations allegedly brought about? While we cannot
speculate about Singer's intentions ( which he kept as tightly concealed
as his original texts), one important effect of his t ranslations must be
considered: somewhere between writing and translating Singer upset
the t raditional binary roles of original and derivative, yielding instead
a fluid relation based on interdependency. The usual linear temporal
relation between original (first) and t ranslation (second) is brought into
question when Singer's original becomes, in a way, a product of its t rans
lation (and most apparently when the original is the t ranslation). How
can we hear, to quote Benjamin, "the echo of the original" i- n a text that
precedes the original, alters it beyond recognition, or threatens to con
ceal its very existence (1969, 76)?
Here a consideration of Singer's fellow self-translator and linguistic
exile Samuel Beckett might prove enlightening. In delineating the com
plex relationship between Beckett's original texts and t heir often vastly
divergent self- translations, Brian T. Fitch suggests that, in the case of
a self-t ranslator/rewriter, each text merges with its t ranslation to form
a single work, informed by the cross-fertilization of the "two different
fictive worlds" merged within it, thanks to additions, subtractions, and
alterations in t ranslation. The gaps produced by asymmetries between
the complementary texts constitute what Fitch refers to as a "recalcitrant
remainder": the residue formed by the totality of divergences, gains, and
losses i n translation (1987, 32). Far from being debris left in the wake
of a violently distortive translation, however, this remainder should
be viewed as a crucial translational gain: it enables the refiguration of
both t ranslation and original as contir1gent, incomplete texts until the
moment they are placed in dialogical contact. If t ranslation does indeed
intend "language as a whole" (that is, look beyond the context of a single
literary work in order to encompass the totality of a language), the inter-
---- - ------- 112 ---------- --�
text of original and translation ( Yiddish and English , respectively) places
Yiddish in a position of power vis-a-vis English : the act of translation is
one of mutual influence and growth, but particularly as it enables Yid
dish to enrich English-an idea that, in Benjamin's words, evokes the
procreative potential of translation ("birth pangs") realized in the target
language, thus figuring the source language as a virile source of interlin
guistic regeneration ( Benjamin 1 969, 76 and 7 3).
Seidman draws an insightful comparison between Singer's decep
tively opaque translations and the English translations of yet another
Nobelist, Bengali poet Rabindranath Tagore, which yields the conclu
sion that viewing Yiddish literature and translation through the lens of
postcolonial theory might be instructive (2006, 253). Beyond the dis
tinctions t hat Seidman draws between the two writers (the most cru
cial being that Tagore's Bengali readership was not, like Singer's Yiddish
readership, in imminent danger of extinction) , the comparison yields
fascinating parallels. Tagore's translations were not entirely reflective of
his body of work: he selectively adapted his most mystical poetry to fit
into an Edwardian style. W hether he found such stylistic assimilation
appealingly Western or whether, as Kishore has suggested, he viewed
Edwardian stylistic mimicry as necessary to achieving success in the
literature of the colonizer, Tagore constructed an image of himself as
a visionary Eastern mystic who speaks in the familiar words of Keats.
Much like Tagore's, Singer's initial translations were of those texts we
might consider his most "Orientalizing": narratives that exoticized and
often eroticized shtetl life, even as characters were generally endearing.
His English-language American readers were charmed by such friendly
defamiliarization, and Singer happily gave the illusion of indulging their
curiosities, when in fact the inherent mysticism of his texts was toned
down significantly in translation: obscure talmudic references were sup
pressed as more universal Jewish cliches were played up.
Singer's brand of Orientalism was in large part a result of his belief
upon arriving in the United States that "Yiddish literature is a product
of the ghetto . . . and it can never leave the ghetto" ( Singer 1 989, I O). In
other words, since Yiddish as a language had such strong cultural and
geographic ties to Eastern Europe (in spite of its status as the language
of the Jewish diaspora), it did not have the capacity to express West
ern modernity. 5 On top of that, Singer implied that even his Yiddish-
5. Th i s is a rather perplexing statement, and Singer would later moderate h i s
opinion. Norich has rightly suggested that Yiddish has long been a n international
cosmopolitan language ( I 995, 209). Indeed, enclaves of Yiddish-speaking Ashkenazi
--------- - -
- -- 1 1 3 ------------ -
language readers approached his texts with the expectation that they
would be transported "back" to the shtetl: "The reader of Yiddish, inso
far as he still exists, turns to Yiddish books mainly for their Jewish con
tent, not for their ill-conceived and pathetically rendered 'worldliness' "
(Singer 1 989, 11) . With those words Singer peremptorily, if temporarily,
relegated his writing to a historical Eastern European context.
W here Singer suppressed, Tagore expanded; his use of Edwardian
verse reconfigured language as a vehicle for transmitting the hetero
geneity of his own culture and thus enabled him to expand in English
his already hybrid subject position to include the colonial dimension.
Although Tagore's translations have, like Singer's, been harshly criticized
for their assimilative tactics (Sengupta 1990), their syncretic fusion
of elements of Hinduism, (Sufi) Islam, and British colonialism car
ries an important affirmation of hybridity (Kishore 201 3). (Although,
again, when it came to choosing which texts to translate, Tagore, like
Singer, privileged his most mystical texts to the neglect of his "rational,
humourous, patriotic [or] satirical" texts, which neither conformed to
the visionary mysticism the British reader expected of an Eastern poet
nor did much to endear him to the colonizer [Sen 201 3 ] .) For Singer,
however, it was not so much a question of stylistic adaptation as it was
ideological change: as I will discuss, the domestication carried out by
Singer entails a simplification of Ashkenazic cultural hybridity (per
petual contact between Jews and Christians, Y iddish and Polish, sacred
and profane-all of which inflect Singer's Yiddish texts). Accordingly,
if Tagore used an altered and distinctly British register as a means of
maintaining-even further complicating-cultural complexity, Singer
omitted and simplified alterities in translation.
W hereas Tagore's poetry soon fell prey to stylistic archaism, Singer
was keenly aware of his aging readership and adapted accordingly. As
much as Singer was moved to translate by the plight of his language and
the possibility of "improvement" that translation afforded him, he was
also-an astute businessman, and his overarching motivation, some have
contended, was opportunism (Saposnik 2001, 4). Saposnik cynically
attributes Singer's sudden success among intellectuals to his calculating
entrepreneurial mind: "Much like his most famous character Gimpel, he
was shrewder than he pretended to be, far more the wily peasant than
the impish old man. . . . Bashevis often read his American audience better
Jews have thrived in cities as diverse as Berlin, Mexico City, Buenos Aires, Melbourne,
and Johannesburg.
------------- 1 14 -------------
than they read him, and proceeded to give them what they wanted, all
the time concealing both his literary and literal Y iddish originals" (2001,
4). However, Saposnik overlooks the fact that Singer's strategy of con
cealment and the eventual relocation of his stories from the shtetl to
modern America were symptoms of a larger dilemma: what Singer has
termed the "inherently untranslatable" nature of Y iddish (Singer 1 989,
7). On the one hand, modern English lacked the extensive and layered
semantic range necessary to adequately convey Eastern European Jewish
culture, which initially caused Singer to criticize Yiddish as a language
stuck in time and place. Ironically, though, Singer eventually remedied
the problem by forcing Y iddish into the very context he claimed did not
support it: starting around 1 960, he began writing stories set in New
York in Y iddish (Rosk.ies 1995, 304). Perhaps that way he was assured
that what was expressed in Yiddish could easily be replicated in English;
indeed, in the case of many of his later works, accusations of blatant
rewriting and suppression no longer hold. 6 This makes one question the
extent to which Singer had taken to writing the original with the English
translation already in mind. While complicating the ontological status
of original and translation, was Singer's practice of "preemptive" transla
tion a form of self-censorship?
Regardless of his motivations, the fact remains that Singer shifted
his writing toward a new target audience: the New York intelligentsia
who were first introduced to him through the appearance of Saul Bel
low's translation of "Gimp! tarn" ("Gimpel the Fool"),7 which appeared
in the prestigious Partisan Review in 1952. Singer's newer plotlines tore
Y iddish away from its roots in Eastern Europe and replanted it in the
streets of New York: the adventures of the shtetl schlemiel were replaced
by the semi-autobiographical adventures of the successful Y iddish
writer living in the big city, and the publications in which they appeared
followed suit; many of them migrated from Forverts to The New Yorker,
Esquire, and Playboy in translation.
If Singer's later stories were indeed written with a view to English
translation, their content ( or more precisely their lack) offers fascinat-
6. David Roskies suggests rather dramatically that these texts "lose little in
translation because there is nothing much to lose": neither on a stylistic level nor,
more importantly, on an ideological level insofar as the complexities of Yiddish as
a hybrid, stateless, and Jewish language-all of which are so integral to the Eastern
European context of Singer's earlier work-are conspicuously absent (I 995, 304).
7. Bellow's translation remains the only published English translation of the
story.
------------- 115 -------------
ing insight into what Singer viewed as untranslatable. The absence of
the once-ubiquitous talmudic and anti-Christian references that were
such an integral part of shtetl banter in his older works points to the
fact that Singer had begun suppressing the distinctly Jewish component
of Yiddish in favor of a more secular, even ecumenical, language. These
changes could be attributed in part to Singer's failure to find an equiva
lent in English for the complex system of differentiation that is so inte
gral to Yiddish.
4. SEPA RATION AND D I F FERENTIATION: LEHAVDL LOSHN
In her discussion of Singer's early story "Zeydlus der ershter;' the tale
of a Jew who converts to Christianity after being told by the devil ( der
yeytser-hore) that he could one day become pope, Seidman speaks of
Singer's "comedy of hybridity, an allegory for the mutual implication of
language and identity" (2006, 27 1). The very irony of the story is t hat
Yiddish is so inextricably linked to Judaism that any Christian who
spoke it would be effectively expressing his or her Christianity in Jewish
terms-so the conversion remains incomplete until Yiddish is relin
quished. Singer's implicit conflation of language and religion-and, by
association, identity-is a powerful comment on the role of Yiddish in
the lives of its native speakers. It w as long l abeled "the Jewish vernacu
lar" (affectionately, mame-loshn, or mother tongue)-the language that
expressed the things of everyday life in a way the holy tongue, Hebrew,
could not and should not. Such a view is reductive, however, since Yid
dish is by its very name a Jewish language. 8
Since the Ashkenazim were a diasporic people, their language is
a product of contact with a number of cultures and languages across
Europe. Yiddish combines elements of Middle High German (whence its
syntax and a majority of its vocabulary), Hebrew and Aramaic (the loshn
koydesh, or "holy tongue;' component, although loshn koydesh borrow
ings are not limited to religious terminology), Slavic languages (a result
of the Jews' movement from the Rhineland into Eastern Europe starting
in the thirteenth century), and, finally, a small number of words derived
from French, Italian, and Latin (a reflection of the Ashkenazi Jewish
community's origins in France and Italy). 9 As a result of the intermix-
8. Native speakers of Yiddish will often produce the English sentence "I speak
Jewish;' carrying over into English Yiddish's lack of differentiation between lan
guage and religion.
9. For a more detailed explanation of the makeup of Yiddish, see Harshav 1 990.
- ------------ 1 16 -------------
ing of languages and, more importantly, of the language of the secular
and the divine, Yiddish has developed what the linguist Max Weinreich
refers to as an internal lehavdl loshn, a "differentiating language." 1 0 It is
not a question of register per se, because even an uneducated Jew could
be well-versed in the Torah, 1 1 and again, the loshn koydesh component
of Yiddish includes many words expressing everyday secular concepts;
if anything, the lehavdl loshn creates a possibility for nuance that is not
possible in English. For example, for the English word "question;' Yid
dish has frage (a straightforward question), shayle (a question demand
ing interpretation, often reserved for talmudic dilemmas), and kashe (a
question provoking discussion), the first term coming from German,
the second from Hebrew, the third from Aramaic. The bifurcation of the
sacred and the profane, and the domestication of Christian terms (per
haps most transgressively, the use of the diminutive yoyzl-a term I will
, revisit shortly-to refer to Jesus) function as a means of identity affirma
tion that can be traced back to Eastern Europe, where for centuries Jews
lived in close proximity to non-Jews. Roskies suggests that lehavdl loshn,
" [m] ore than a motley of ethnic slurs [terms such as 'gay' and 'shikse:
which convey varying shades of contempt or mockery when used in
English], of the kind that Philip Roth and other American satirists came
to exploit . . . is a linguistic structure that serves to insulate the Jews even
as they live and work among the Christians" ( 1 995, 286).
Lehavdl loshn played a central role in Singer's early writing, and per
haps that is why translating Singer's earliest works required so much
alteration. "Zeydlus der ershter" provides a prime example of how the
nature of a language can function as an important plot device. The prob
lem is, what happens when that plot device is t ranslated out of the text?
This was the dilemma Saul Bellow faced when he agreed to translate
"Gimp! tarn."
I 0. Since the word lehavdl is notoriously difficult to define in English, I cite
Seidman's t horough explanation: " [ Lehavdl loshn is] the 'di fferentiating language'
that distinguishes between what is Jewish and what is not. This semantic field is
u ntranslatable in part because English lacks the capacity to mark these distinc
tions-the interjection '/ehavdl,' a verbal marker used to distinguish between a
Jewish and non -Jewish phenomenon mentioned in uncomfortably or misleadingly
close proximity, should serve as a sufficient example" (2006, 253-54).
1 1 . Sholem Aleichem's Tevye stands as one example of a shtetl Jew in Tsarist
Russia who is well-versed in the Jewish scriptures, even as he constantly misquotes
them for comic effect.
----- - - ------ 1 I 7 ---------- ----
1
5. WHAT S I N A NAME? TH E G I M PEL CONTROVERSY
In 1952 Bellow, at the time an up-and-coming novelist, was approached
by Eliezer Greenberg and Irving Howe to translate Singer's short story
"Gimpl tarn:• the tale of a seemingly gullible baker who repeatedly
allows himself be taken in by his fellow townspeople, for the forthcom
ing anthology A Treasury of Yiddish Stories. Bellow agreed on the con
dition that Greenberg dictate the text to him, which would enable him
to translate simultaneously. Appearing first in the Partisan Review that
same year, "Gimpel the Fool" was an immediate success: suddenly the
name Isaac Bashevis Singer was on the lips of critics, publishers, and
non-Yiddish-speaking readers. This was not, incidentally, the first time
Singer had been translated into English. Two years prior, A. H. Gross's
English translation of the novel Di fa'milye mushkat was published to
little fanfare. But the publication of Bellow's "Gimpel" in Greenberg's
anthology coincided with the publication of Bellow's defining work, The
Adventures of Augie March, and gained him as much (if not more) atten
tion as Singer.
In his translation Bellow carefully retains the idiomatic character of
the original "Gimpl;' reproducing common Yiddish turns of phrase that
ring exotic but charming to the American reader (Singer's "Az ikh hob
derlangt a patsh hot men gezen kroke" [ l ] reads in Bellow's translation:
"If I slapped someone he'd see all the way to Cracow" [3]; "Nu-nu, hot
men mir gemakht a katsn-muzik mit a pekl" [2] yields the disconcerting
"Well, what a cat music went up!" [ 1953, 41). The effect ofsuch idiomatic
calquing is humorous (and in some cases not where Singer would have
intended) but also distancing; the reader constantly hears vestiges of the
Yiddish in the translation. However, if Bellow aimed for a foreignizing
translation, he failed in one crucial way : he suppressed all of what are
ostensibly anti-Christian references in the text-and there are a few. 1 2
Much ofthe supposed anti-Christian rhetoric in the text is in fact an
example of the lehavdl loshn, quite literally in the sense that it is used to
assert Jewish identity by contrasting it with Christianity. It is not meant
to be malicious but is, rather, a reflection of the way Eastern European
Jews actually spoke-especially given that shtetls were, contrary to the
1 2 . But the responsibility must not be pinned on Bellow alone; Bellow claimed
that Greenberg had omitted one particularly inflammatory line from his recitation,
though subsequently "neither Singer nor Bellow had it reinstated in subsequent
printings of the English text" (Wirth -Nesher 2008, 1 05).
------------- 1 1 8 -------------
myth propagated by literature and more recently film, 13 often home to
intermingling Jewish and Christian communities. If Jews were known
both among themselves and among Christians as skeptics-defined
by what they did not believe in-then it makes sense that this kind of
vaguely mocking rhetoric would figure prominently in their conversa
tions. But for Greenberg and Bellow, to have included such talk would
have undermined the kind of heymish Orientalism they felt would
please readers. That said, the omissions were likely motivated by more
than a simple appeal to reader satisfaction. One cannot overlook the fact
that in 1952 the Holocaust was still fresh in Jews' minds: the omissions
may have been motivated, more than anything else, by the underlying
fear that depicting Jews as "Gentile-haters" would fuel anti-Semitism.
Paradoxically, by opening up Singer's text to a non-Jewish reader
ship, Bellow was simultaneously barring access. The primary problem
with Bellow's translation is that some of his most blatant omissions actu
ally mislead the reader. For example, when in the Yiddish text Gimp!
first lays eyes on his future wife, Elke, he remarks that "zi hot gehat tsvey
tsepelekh, vi, lehavdl, a shikse, fardreyt in beyde zaytn in krentslekh," a
common hairstyle for Eastern European Christians of the time ( 1953,
3); Bellow gives: "She had her hair put up in braids and pinned across
her head" (5). The purpose of the passage is to establish that Elke is
abnormal, revolting, and possibly not to be trusted-all of which is
succinctly conveyed in the original by the words "vi lehavdl, a shikse"
["like, forgive the comparison, a non-Jewish girl"]. Since Bellow omits
the comparison, he adds that Gimpel, upon seeing Elka, is stifled by "the
reek of it all'' (5) to establish that what Gimpel is seeing displeases him,
but the translation provides no explanation as to why. Similar references
to goyim or skepticism about Jesus' resurrection 14 are either omitted
entirely or altered to lose their anti-Christian overtones.
1 3 . See, for example, how the 1971 film Fiddler on the Roof reconfigures the
shtetl of Sholem Aleichem's stories to segregate Christians and Jews, thus heighten
ing bilateral antagonism. The film also stands as a paradigm of what I will refer to
as the heymish Orientalism of Yiddish texts in translation.
1 4. The phrase "nisht-geshtoygn, nisht-gefloygn" appears twice in the origi
nal. Literally it means something akin to "didn't rise, didn't fly;' expressing skepti
cism about the resurrection. At the beginning of the story the townspeople try to
fool Gimpel into believing that his parents have risen from the grave, to which
he responds: "[K] hob gants gut gevust, az s'iz nisht-geshtoygn, nisht-gefloygn" (2).
Bellow gives: "I knew very well that nothing of the sort had happened" ( 1 953, 4).
Here he accurately conveys the idea that Gimpel is not fooled, but the weight of
Jewish skepticism toward Christianity is lost.
�------------ 1 19 -------------
One final and crucial omission in Bellow's t ranslation bears noting.
W hen Elke tries to convince Gimp! that the child she gave birth to
seventeen weeks after their wedding is indeed his, Gimp!, after initial
skepticism, says, "Un tsurikgeshmuest, ver veyst? Ot zogt men dokh az
s'yoyzl hot in gantsn keyn tatn nisht gehat" (1953, 6). Bellow translates
the fi rst sentence " But then, who really knows how such things are?" (7)
but omits the second (literally: " People say that little Jesus didn't have a
father"), which is perhaps one of the most important-and most inflam
matory-sentences in the story, for in it Gimp! essentially produces a
line of Christian doctrine in Yiddish. W hat is more surprising is that he
does not refute it; rather, he seems passively to accept it. The sentence
is the last of the paragraph-his last pronouncement on the question of
his paternity-and as such it brings his vacillation between skepticism
and acceptance of his wife's story to an abrupt, unexpected conclusion.
Since Gimp! comes to trust his deceitful wife only once he has seen in
his situation an analogy of the Immaculate Conception, his gullibility
is explicitly equated with Christian belief. In fact, scholars have long
fought over the significance of Gimpl's "Christian" innocence: Is Singer
using Gimp! as a vehicle to mock Christianity, or is he in fact mocking
the stereotype of the skeptical Jew by allowing a marginalized Jew with
vaguely Christian beliefs to t riumph in the end through his realization
that, although the world is made oflies, even lies hold a degree oftruth? 1 5
Regardless o f how one chooses t o interpret the sentence, one o f its
bilateral transgressions lies not in the Christian doctrine to which it
alludes but rather in Singer's use of the word yoyzl, a diminutive form
of yeshu (Jesus). Use of the diminutive form is common in Yiddish and
can convey affection or disdain. Norich suggests that the t raditional use
of the diminutive in Yiddish when referring to Jesus, preceded by the
definite article "dos" (which functions deictically to establish distance:
"that little Jesus"), provides "a way of containing the danger posed by
the figure of Jesus" (201 3). In Singer's text it functions to highlight the
subversion of both Yiddish and Christianity inherent in the term: he
has used a Jewish language to appropriate a Christian term-indeed,
the divine symbol of Christianity-and refashioned that term within the
constraints of the language to become Jewish (even specifically Yiddish).
Bellow's translation, however, will later erase Singer's domestication of
the Christian referent by suppressing it, reframing the story for a non-
1 5. Seidman explores these and various other interpretations of the story in her
chapter on Bellow's translation (2006, 255-63).
--------- ---- 12 0 -------------
Jewish target reader. But the translation does more than just omit pos
sibly offensive terms; it goes so far as to neutralize and in some cases
actively "Christianize" Jewish references, resulting in a text that sounds
more generically ecumenical than Jewish. The shames (the assistant to
the rabbi) thus becomes first the "sexton" ( 1 953, 6) and later the "beadle"
(8), and the tare shtibl (the ablution chamber) loses its religious conno
tation as the almost humorous "little corpse- washing hut" (5).
But for scholars of Yiddish, the most controversial part of Bellow's
translation has nothing to do with his censorship of perceived anti
Christian rhetoric; it is the very title of the story itself, "Gimpel the Fool:'
As many before me have pointed out,Joo/ is an inaccurate translation of
the Hebrew-derived tarn. The term has roots both in the Passover Hag
gadah and in Jewish folklore (two sources with which Singer's Yiddish
readers would undoubtedly be familiar): the third son in the Passover
story is referred to as tarn, simple but laudably pious. 1 6 The term later
appears in Rabbi Nachman of Bratslav's eighteenth-century parable "The
W iseman and the Simpleton" about two men who are summoned by the
king. The simpleton goes unquestioningly and is rewarded, while the
wise man stops to ponder why the king would call upon a common man
such as himself. This leads him to deny the very existence of the king,
so he never collects his reward. Tam here has a positive connotation: it
is associated with unyielding piety and innocence (ironically the same
quality that links Gimp! to Christianity), even perfection. Whether we
understand Singer's use of the term as his earnest praise of simplicity or
as an ironic jab at bygone unenlightened shtetl Jews, both are impossible
readings in Bellow's translation : the nuances and rich historico-religious
resonances of the term are lost in the word foo/. 1 7
1 6. The term also appears i n the Bible: Job declares to God that h e i s tarn (inno
cent, blameless) and undeserving of punishment ( Habel 1 985, 1 93).
1 7. The most obvious indication that Singer d id not equate tarn with "fool"
comes in the open i ng li nes of the original Yiddish: "Jkh bin gimp! tam. lkh halt
mikh nisht far keyn nar" ( I ). G imp! introduces hi mself as "Gimp! tarn" (essentially
"Simple Gimpel") but adds that he does not consider himself to be a "fool" ( the
German-derived nar). In using the two di fferent terms, Gimp! is acknowledging
that he is simple (pious, perfect, blameless)-he will ingly lets hi mself be taken in
by others-but not that he is foolish, for a fool would not willi11gly, knowingly be
deceived. Bellow gives: "J am Gimpel the Fool. I don't think myself a fool" ( 1 953,
3). Without the distinction between lam and nar, Bellow's Gimpel becomes at best
a decidedly less-complex character, a hackneyed sketch of what Paul Kresh calls the
"quintessential Jew" and at worst a character whose self-perception is at odds with
h is actions (quoted in Seidman 2006, 260).
-------------- 1 2 1 --------------
Bellow's failure to distinguish between two concepts that are in
Singer's original designated by two vastly different terms ( one derived
from loshn koydesh and the other from German, it bears noting) reveals
the obstacles to translation posed by Y iddish's lehavdl loshn. A term with
positive-and uniquely Jewish-religious associations harkening back
to the Bible and Jewish folklore is expressed in English by a word that,
according to the Oxford English Dictionary, refers to " [o]ne deficient in
judgement or sense, one who acts or behaves stupidly, a silly person, a
simpleton:' So far a term that conveys nothing of the innocent piety of
tarn. Most telling, however, is the parenthesis following the definition:
"(In Biblical use applied to vicious or impious persons.):' The term fool,
carrying its own set of biblical associations, is thus the exact opposite of
the term it is used to translate. Here the lehavdl loshn does more than
reveal linguistic asymmetries; it underscores the unique conceptual
plane on which Yiddish operates and the consequent limits to transla
tion that it entails. Was Bellow, who spoke fluent Yiddish and was raised
in a devout Jewish household, aware of the multiple positive connota
tions of the word tarn? Most likely. Was his choice of "fool" then a purely
aesthetic one-a means of avoiding, as Norich suggests, the tempting
but facile rhyme of "Simple Gimpel"-or was it the result of a decision
that, since tarn cannot be conveyed in all its complexity in English, it
must not be conveyed at all ( I 995, 2 I 3)?
In many ways Bellow's translation of "Gimp! tarn" reveals that the
practice of protectively burying the Yiddish text under its translation
had begun even before Singer forcibly intervened as "collaborator"
in all of his translations. If Bellow's distortive translation made of the
translator an author by imbuing him with the power to censor or alter
problematic passages, Singer was determined to regain control over his
texts through similarly distortive means. As co-translator of his works,
he would assure that no one could challenge his claim to authorship
by rewriting his own texts in translation. The result was an apparent
bifurcation in Singer's identity: his simultaneous presence, thanks to his
translations, in both the American and the Yiddish canons.
As I have discussed, Singer was certainly not the first writer to use
translation as a means of straddling literary traditions: Beckett's dual
canonical status (a product of his decision to write and self-translate
between French and English), like Singer's, presented a challenge to
library classification systems, which generally "base their divisions on
the principle of linguistic nationalism" (Chamberlain 1 987, 17). The
Library of Congress divides Beckett's works among the English and
French sections-a classification that dissociates him completely from
------------- 1 22 -------------
his Irish national identity ( 1987, 17). The inevitably awkward attempts
to circumvent ontological problems posed by the multilingual author
result in the fragmentation of both the works and the writer: divvied
up between national literatures, contingent texts sit in exile from one
another on the shelves, enlarging the gap between original and transla
tion that Fitch argues should be bridged in order to allow for the dialogi
cal unity of both texts. This separation, an echo of the Yiddish utterance
lehavdl, had particularly significant implications for Singer, whose posi
tion as a writer o( Yiddish.:_a diasporic and postvernacular language
meant that, while his translations opened the way for his acceptance
as a Jewish-American writer (and those translations were categorized
accordingly on the shelves), there was no place for his Yiddish originals.
His texts seemed destined for exile and eventual oblivion.
6. SINGER AS SELF-TRA NSLATOR
After the publication of the translation "Gimpel the Fool;' Singer
abruptly cut off all contact with Bellow. He even went so far as explicitly
to prohibit Bellow from translating any of his other works. When the
two met years later, Bellow asked Singer why he had reacted so violently
to his translation. Singer's cryptic response was, " They'll say it's you, not
me" (Noiville 2006, 93). Singer harbored fears that Bellow's fame and
talent would overshadow his own, that the translator would displace the
author in much the same way that Y iddish texts-including his own,
ironically at his behest-once devoid of a readership, could potentially
be replaced by "definitive" English translations.
Before Bellow came along Singer had worked directly with A. H.
Gross on the English translation of Di Jami/ye mushkat and made sig
nificant changes in English, removing entire chapters while adding a
chapter to the end of the novel. 1 8 For Singer it was not enough to awk
wardly reproduce the idiomatic character of his stories in English, as
Bellow had done to great success. To do so was to perpetuate the per-
1 8. In response to the suggestion that 50 percent of the original text is lost in
translation (an arbitrary number to be sure), Singer told an interviewer, "That's why
I try to write one hundred and fifty percent" (quoted in Landis I 989, 2). This is not
far from the truth. During the translation process, according to Henri Levi, Singer
"pared h is texts to the bone, keeping only the indispensable elements of the set
ting and the details essential to the story line. The rest-the Hebrew, the Aramaic,
the inbred allusions, the anti-Christian quips-all these were written off as losses"
(Noiville 2006, 95).
------------- 1 23 -------------
ception of Yiddish literature as "folksy;' to relegate it to the shtetl (some
thing Singer himself had championed during the early part of his career
and something he realized was becoming less and less relevant-not
to mention increasingly difficult the further removed both geographi
cally and temporally he found himself from life in Poland). By the time
Bellow's "Gimpel" appeared, Singer had been in America for close to
twenty years and was more at home at the Garden Cafeteria convers
ing with members of the Jewish intelligentsia than reminiscing with
aging immigrants about his adolescence in the Polish shtetl of Bilgoraj.
Having come to terms with the fact that he was an American writing
for Americans (Yiddish speakers and otherwise) in America, he devel
oped the following outlook: "It happens often with me, working on the
translation and working on the book itself go together, because when
it's being translated I see some of the defects and I work on them-so
in a way the English translation is sometimes almost a second original"
(quoted in Saposnik 200 1 , 1 1 ). Source and target texts then stand in a
symbiotic relationship: the original is altered through the very process
that engenders the translation, so that consequently original and trans
lation are mutually derivative.
By the time he set out to translate several of his works following Bel
low's "Gimpel;' Singer was already a seasoned translator, having trans
lated works by Thomas Mann, including Der Zauberberg, into Yiddish
and collaborated on the translation of Di Jami/ye mushkat ( Garrin 1 986,
50). His post-Bellow translation process consisted in hiring a group of
mostly women, often recruited from the ranks of his admirers, to serve
essentially as his transcribers insofar as Singer himself would dictate
to them in English (Noiville 2006, 1 05). In fact, many of his credited
"translators" did not even speak Yiddish; they were merely polishers,
editing his dictation to flow more naturally in English (Noiville 2006,
1 06). In this way Singer exerted complete control over the translation
process, and the attribution of his later translations reflect this: fifteen of
forty-two credited translations appearing in the 1 982 Singer anthology
bear the note, "Translated by the author and _ _ _." 1 9 One effect of
this approach to translation, whether intended or not, was Singer's com
plete freedom to alter the original text by suppressing or modifying per
ceived anti-Christian or obscure Jewish references without protest from
1 9 Not including Bellow's "Gimpel the Fool;' of the remaining translations,
seventeen are attributed to various collaborators; eight are attributed to Singer's
nephew, Joseph Singer; one to Singer's wife, Alma Singer, and a collaborator; and
five lack attribution entirely.
------------- 1 24 -------------
his translators. In many ways, Singer had assumed the role of Greenberg
to his transcribers' Bellow-a role that led him to suppress just as many,
if not more, potentially problematic passages than his predecessor.
Around this time Singer mandated that all future non-English
translations of his work be done from the English text (Noiville 2006,
99). English really did then displace the Yiddish to become the "defini
tive text"; indeed, English was the source text for his French, Italian,
German, Spanish, even Korean and Japanese readers. 20 This resulted
in the existence of two supposedly "identical" but actually ideologi
cally opposed texts. Henri Levi attributes this split to the disconnect
produced by the Christianization of Singer's translations-this time by
Singer himself:
David Roskies has shown that a shnur patsherkes, m eaning literally
(and not without mockery) "Pater cord;' becomes "rosary"; the word
galekh, a rude term for a Christian priest ("the closely cropped one"),
is changed to "sacristan"; "house of i mpurity" expresses an external,
hostile point of view; "rosary" and "sacristan" are Christian words that
Polish Jewish readers may not h ave understood. (quoted in Noiville
2006, 95)
As unhappy as he was with Bellow's translation of "Gimp I tarn, " Singer
practiced the same censorship and ecumenicalization as Bellow. But
ironically, by neutralizing, if not outright Christianizing, Jewish or anti
Christian references Singer had shifted his work onto an entirely differ
ent semantic plane, one that was incompatible with the original Yid
dish, resulting in t ranslations that were in some ways impenetrable to
his original readers, not necessarily linguistically (most Yiddish speak
ers in America at the time were proficient in English) but ideologically.
The decision to circumvent instead of confronting the challenge of
translating lehavdl loshn is fraught with implications. By Christianizing
their English translations Bellow (and G reenberg) and Singer appear to
implicitly accept the terms of Singer's "Zeydlus": Yiddish is so inextri
cably linked to Judaism that the relinquishment (translation) of Yiddish
necessarily constitutes a conversion-yet one that can never be com
plete so long as traces of Yiddish cultural sensibility remain.
20. As a result, we have "Gimpel l'idiota" in Italian, "Gimpel, el tonto" in Span
ish, "Gimpel der Narr" in German, "Gimpel !'i mbecile" in French (updated to the
more appropriate "Gimpel le naff" i n a 1 993 retranslat ion ) . In fact, nearly all trans
lations of Singer's works are l isted in UNESCO's Index Translationum as being
translated from English with a note indicating that the original was i n Yiddish.
-------------- 1 25 - - - ----------
Further complicating the status of Yiddish in translation is Singer's
designation of his English translations as the source texts for transla
tions into other languages, perhaps because the English translations,
which he himself oversaw, served as a safely ecumenicalized mediation
of the Yiddish, thereby promising that no translations into any other
language would have to grapple with the complications of lehavdl loshn. 2 1
More than the vehicular language through which Singer's works entered
the world stage, English was the intermediary that simultaneously hid
the Yiddish and enabled it to be more easily transmitted into languages
lacking its system of differentiation.
Perhaps it was by rendering the two texts partially opaque outside
of their intended readership that he was able to keep his two authorial
identities (Yitskhok Bashevis and I. B. Singer) separate. Both the dual
identity that Singer had constructed for himself and the complex rela
tionship between his originals and translations provide, then, an instan
tiation of the process of differentiation inherent in the word lehavdl.
The question is, does this form of identity differentiation contribute to
the obliteration of source text/language/culture? Singer's incorporation
of the differentiating tendencies of Yiddish in his translation method
ology enacts a compelling conflation of self and text: that the insular,
oppositionally defining elements of Eastern European Jewish discourse
are manifested in Singer's approach to translation as a means of main
taining those very aspects of his identity amidst the intercultural fluxes
of immigration (against, of course, the broader backdrop of the Jewish
diaspora) and generational change indicates a poignant resistance to the
very assimilation of which Singer has been accused. Singer's influence
on American writers ( Jewish and non-Jewish) signals a fluidity between
texts and between self and text that points to contiguity, not separation:
Singer's creative approach to translation, though ostensibly assimilative,
enriched twentieth-century American literature with innovative magi
cal realism and fantasy, which would soon be appropriated by English
language Jewish-American writers such as Cynthia Ozick and Bernard
Malamud. Unlike Singer, however, the next generation of Jewish-Amer
ican writers chose to embrace, instead of suppress, the Jewishness of
2 1 . Here I do not place Hebrew alongside Yiddish because, although several of
Singer's works were translated into Hebrew from the original Yiddish, the majority
were translated from English. Perhaps this offers evidence that even Hebrew, the
sacred Jewish tongue from which a substantial amount of Yiddish is derived, does
not possess Yiddish's lehavdl loshn capabilities and thus is more easily translated
from English.
------------- 126 -------------
their texts in all its complexity, entering into dialogue with Singer's work
by writing the contemporary Jewish-American experience in English:
echoing the pioneering Jewish-American writer Henry Roth, phrases
in the works of Ozick, Malamud, and Roth are dotted with Yiddish
words (including the same mildly derisive terms referring to non-Jews
that Singer, and Bellow and Greenberg before him, carefully omitted
in translation) and Jewish references left untranslated and unexplained;
English is altered to reflect Yiddish syntax and idiom, while the con
tei1t reflects the struggles of American-born Jews navigating life amidst
the fresh collective memory of the Holocaust with a familiar mixture of
pathos and humor common to Singer's works.
If Singer's translational practices coupled with the disappearance of
a Yiddish readership threatened the destruction of a literature, those
writers who followed him promised its redemption-even as they rede
fined it, allowing for American readers to discover Singer anew through
the clarifying mediation of a newly solidified, self-reflexive corpus of
Jewish-American literature. The barrier between original and transla
tion, deceptively reified in the term lehavdl, has thus proven porous,
artificial. Not only has the unique fictive world of Singer's translations
laid the groundwork for Ozick's and Malamud's magical realism ( even
as it has also stood as a stylistic paradigm in opposition to which Jewish
writers initially preoccupied with existential realism-Philip Roth and,
ironically, Bellow among them-have defined themselves); the intertext
that exists between Singer's Yiddish writings and the innovative works
of subsequent Jewish-American writers offers a fruitful dialogue-as
well as the possibility of reconsidering Singer's work within the canon to
which it has been definitively, if problematically, assigned.
7. CONCLUSI O N
The aim of this article has been to explore ( 1) the implications of Isaac
Bashevis Singer's construction of a dual authorial identity through
translation (a process initiated by Saul Bellow in his translation of
"Gimp! tarn" and later reclaimed by Singer himself), and (2) to provide
a framework for reconceptualizing Yiddish translation more broadly.
The split between (the works of) Yitskhok Bashevis and (the works of)
I. B. Singer poses the question: How does one translate oneself out of
Yiddish and into a language lacking its complex system of differentia
tion? For Singer, the answer was to assimilate subversively. Indeed, as
Singer's career progressed he appeared to write increasingly with a view
to translation, but that is only half the story. As Saltzman has pointed
------------- 1 27 -------------
out, Singer continued to write prolifically in Yiddish from 1960 on,
though only a small portion of that writing has been translated into
English (2002, xi). The rest, confined to manuscripts and an uncata
logued mass of microfilm, stands as a reminder that, even though
Singer had cultivated a somewhat domesticated image of himself for
his English-language American readers, he never abandoned his Y id
dish readership nor his identity as a Y iddish writer. As strongly as he
believed that Yiddish would soon die out, he continued to write in Yid
dish stories he never intended to translate. It is the task of future trans
lators first to locate these texts and then to translate them in a way that
neither censors the cultural and religious beliefs that inform them nor
leaves them intact and unexplained so that they remain impenetrable
to the non-Yiddish reader-in short, to break through the unique bar
riers to translation posed by a hybridized source language (one that is,
moreover, charged with the spatio-temporally distant reference points
of pre-World War I I Eastern European Jewish life).
Berman calls on translators to confront the epreuve (trial, experi
ence) of translation with a commitment to decentering, to a shunning of
opaque ethnocentric translational practices: " [ W ] e must struggle relent
lessly against our fundamental reductionism, but also remain open to
that which, in all translation, remains mysterious and unmasterable,
properly speaking in-visible" ( 1992, 180). It is precisely the "mysteri
ous and unmasterable" content, the kabbalistic "secrets" permeating
Singer's Yiddish writing and Yiddish literature more broadly, that must
be embraced, not suppressed, in translation. With these complexities in
mind, I would suggest that any attempt to articulate a comprehensive
and ethical theory of Yiddish translation might do well to consider the
centrality of the term lehavdl within Yiddish discourse as an analogy
for translation out of Y iddish: as a linguistic device, the term unites
and separates at once, establishes both proximity and difference, trans
lates between the sacred and the profane; in its contradictory function,
lehavdl differentiation reifies the process of translation, which similarly
creates difference-based contingency between two texts.
Finally, it is time to work toward an understanding ofthe relationship
between Singer's Yiddish texts and their translations as dialogical-not
dialectical. Indeed, perhaps resituating Singer's Yiddish works amidst
the works of his many as-yet-untranslated peers will allow us to better
appreciate his unique hybrid status as a writer, his role in the forma
tion and bridging of two canons. Acknowledging those Y iddish writers
whose works shape and respond to Singer's own (including those peers
who, like Glatshteyn, problematically branded him as unrepresentative
------------- 128 -------------
of Yiddish literature) can lead us toward a methodology of translation
that enables a more complete representation of Yiddish literature, while
respecting its internal diversity and cultural particularities. Engagement
with Yiddish writers on (and in) their own terms is becoming increas
ingly possible thanks to the growing presence of Yiddish at universi
ties worldwide 22 and the outreach of youth-oriented Yiddish organiza
tions such as Yugntruf (Shandler 2006, 2). As the twenty-first century
witnesses a resurgence of interest in Yiddish language and culture that
extends well beyond the bounds of the kitschy, commercialized postver
nacularity to which Yiddish long seemed destined, it is quite possible
that we will yet encounter Yitskhok Bashevis and his peers in the lan
guage of Shakespeare.
REFERENCES
Benjamin, Walter. 1969. "The Task of the Translator:' Pages 69-82 in
Illuminations. Edited by Hannah Arendt. Translated by Harry Zohn.
New York: Schocken Books.
Berman, Antoine. 1992. The Experience of the Foreign: Culture and
Translation in Romantic Germany. Translated by S. Heyvaert. New
York: State University of New York Press.
Chamberlain, Lori. 1987. "The Same Old Stories": Beckett's Poetics of
Translation. Pages 17-24 in Beckett Translating/Translating Beck
ett. Edited by Alan Warren Friedman, Charles Rossman, and Dina
Sherzer. University Park: Pennsylvania State University Press.
Epstein, Joseph. 1991. Our Debt to I. B. Singer. Commentary 92.5:3 1-37.
Fitch, Brian T. 1987. The Relationship between Compagnie and Com
pany: One Work, Two Texts, Two Fictive Universes. Pages 25-35
in Beckett Translating/Translating Beckett. Edited by Alan Warren
Friedman, Charles Rossman, and Dina Sherzer. University Park:
Pennsylvania State University Press.
Garrin, Stephen H. I 986. Isaac Bashevis Singer as Translator: "Appren
ticing in the Kitchen of Literature." Pages 50-58 in Recovering the
Canon: Essays on Isaac Bashevis Singer. Edited by David Neal Miller.
Studies in Judaism in Modern Times 8. Leiden: Brill.
22. Jeffrey Shandler estimates that , as of 2006, some two hundred doctoral dis
sertations and master's theses involving Yiddish were written in North American
universities alone-about half of them since 1 990 (and only two prior to World War
I I ) (2006, 2).
------------- 129 -------------
Glatshteyn, Yankev. 1 986. Singer's Literary Reputation. Pages 145-48
in Recovering the Canon: Essays on Isaac Bashevis Singer. Edited by
David Neal Miller. Studies in Judaism in Modern Times 8. Leiden:
Brill.
Habel, Norman C. 1 985. The Book ofJob: A Commentary. Old Testament
Library. Philadelphia: Westminster.
Harshav, Benjamin. 1 990. The Meaning of Yiddish. Stanford, Calif.: Stan
ford University Press.
Kishore, Usha. 2013. The Auto-translations of Rabindranath. Muse India
47. Online: http://www.museindia.com/focuscontent.asp?issid=33
&id=2143.
Landis, Joseph C. 1989. A Fein Romance and the Travails of Yiddish
Translation. Yiddish-Modern Jewish Studies 16.3-4:1-8.
Lansky, Aaron. 2004. Outwitting History: The Amazing Adventures of
a Man Who Rescued a Million Yiddish Books. Chapel Hill, N.C.:
Algonquin Books of Chapel Hill.
Michels, Tony. 2000. "Speaking to Moyshe": The Early Socialist Yiddish
Press and Its Readers. Jewish History 14:51-82.
Miller, David Neal. 1985. Fear or Fidion: Narrative Strategies in the
Works of Isaac"Bashevis Singer. Albany: State University of New York
Press.
Newberger Goldstein, Rebecca. 2 0 1 0 . Pages vii-xix in Israel Joshua
Singer, The Brothers Ashkenazi. New York: Other Press.
Noiville, Florence. 2006. Isaac B. Singer: A Life. Translated by Catherine
Temerson. New York: Farrar, Straus & Giroux.
Norich, Anita. 1995. Isaac Bashevis Singer in America: The Translation
Problem. Judaism 44:208- 1 8.
--. Forthcoming. Remembering Jews: Translating Yiddish after the
Holocaust. In idem, Writing in Tongues: Translating Yiddish in the
Twentieth Century. Seattle: University of Washington Press.
Ozick, Cynthia. 1983. Envy; or, Yiddish in America. Pages 39-100 in
idem, The Pagan Rabbi and Other Stories. New York: Dutton.
Roskies, David. 1995. A Bridge oflonging: The lost Art of Yiddish Story
telling. Cambridge: Harvard University Press.
Saltzman, Roberta. 2002. Isaac Bashevis Singer: A Bibliography of His
Works in Yiddish and English, 1 960- 1 991. Scarecrow Author Bibli
ographies. Lanham, Md.: Scarecrow.
Saposnik, Irving. 200 1 . A Canticle for Isaac: A Kaddish for Bashevis.
Pages 3-12 in The Hidden Isaac Bashevis Singer. Edited by Seth L.
Wolitz. Austin: University of Texas Pre�s.
------------- 13 0 -------------
Seidman, Naomi. 2006. Faithful Renderings: Jewish-Christian Difference
and the Politics of Translation. Chicago: University of Chicago Press.
Sen, Anindya. 20 13. Tagore's Self-Translations:' Muse India 47. Online:
http://www.museindia.com/focuscontent.asp ?issid=33&id=2 l 40.
Sengupta, Mahasweta. 1990. Translation, Colonialism and Poetics:
Rabindranath Tagore in Two Worlds. Pages 56-63 in Translation,
History and Culture. Edited by Susan Bassnett and Andre Lefevere.
London: Pinter.
Shandler, Jeffrey. 2006. Adventures in Yiddish/and: Postvernacular Lan
guage and Culture. Berkeley: University of California Press.
Singer, Isaac Bashevis. 1982. Gimpel the Fool: And Other Stories. New
York: Farrar, Straus & Giroux.
--. 1978. Nobel Lecture. Online: http:/ /www.nobelprize.org/nobel_
prizes/literature/laureates/ 1978/singer-lecture.html.
--. 1989. The Problems of Yiddish Prose in America. Translated by
Robert H. Wolf. Prooftexts 9:5- 12.
--. 2004. Collected Stories: Gimpel the Fool to the Letter Writer. Edited
by Ilan Stavans. New York: Library Classics of the United States.
-- . Gimp! tarn. 1945. Mendele. Accessed on April 28, 20 13. Online:
https:/ /docs.google.com/viewer?a=v&pid=sites&srcid=ZGVm Y XV
sdGRvb W FpbnxtZW5kZW xlZGVydmF5bGlrfGd4OjZkNGRjMT
RlY T FiNjg5ODg.
Wirth-Nesher, Hana. 2008. Call It English: The Languages of Jewish
American Literature. Princeton: Princeton University Press.
Christine G�tman is a fourth-year doctoral student and teaching
associate in the Comparative Literature program at the University
of Massachusetts Amherst. Christine's inter
ests in translation studies center on the func
tion of metaphor in European discourse on
translation since the early-modern period,
as well as inquiry into the historical implica
tions of interfaith translation. She has also
presented papers and developed and taught
syllabi on the topic of urban space and sub
jectivity in literature from the nineteenth
century to the present. Email: christine
[email protected].
------------- 13 1 -------------
| Unimi Open Journals |
translation | https://riviste.unimi.it/index.php/translation/article/view/17528 | [
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] | A METONYMIC TRANSLATION: BERTOLT BRECHT's
THE CAUCASIA N CHA LK CIR CLE
Liu Xiaoqing
The Caucasian Chalk Circle is one of the most important works of the
German playwright Bertolt Brecht ( 1 898-1956). It is also one of the most
widely performed modern plays in the West. However, this critically
acclaimed play is not purely Brecht's "originality" but is indebted to an
ancient Chinese play, Li Xingdao's Hui Lan Ji 8( li hti ( The Story of the
Circle of Chalk). ' Brecht acknowledged his adaptation in the prologue
of The Caucasian Chalk Circle in the voice of the singer: "It is called 'The
Chalk Circle' and comes from the Chinese. But we'll do it, of course, in
a changed version" ( Brecht 1983, 1 26). The "changed version" Brecht
made was for the Broadway. stage during his exile in . America. Inevita
bly, he also took i nfluences from American culture and society. Thus, in
the creation of the play Brecht had two systems, Chinese and American,
as his source and target systems to respond to. In addition, Brecht was
not a native speaker in either of the systems; rather, he approached both
primarily in German. Therefore, in both the actual and metaphorical
senses, Brecht acted as a t ranslator in h is writing of The Caucasian Chalk
Circle. Writing was his way of translating.
I . To Westerners, the story of two mothers claiming one child is a well-known
biblical story that showcases King Solomon's wisdom; therefore, critics generally
think Brecht takes influence from both the biblical story and the Chinese source for
his creation of The Caucasian Chalk Circle. However, Brecht only acknowledged the
Chinese source; in addition, there is no clear evidence showing that Li Xingdao had
known or was influenced by the biblical story for the writing of his play. Hence, in
this article I focus on the relat ionship between Brecht's The Caucasian Chalk Circle
and Li Xingdao's Hui Lan Ji.
------ - ----- 1 33 ------------
- - --
I propose that, in his writing as translation, Brecht adopted a met
onymic translation strategy. Following Roman Jakobson's two devices,
metaphor and metonym, in the study of .t he arrangement of language,
Maria Tymoczko propounds that the two modes correspond to the two
approaches in translation. Metaphorical translation, which treats "trans
lation as a process of substitution and selection;' has been favored by
t ranslation theorists, whereas "the metonymic processes of combina
tion, connection, and contexture in t ranslation are not able to be cap
tured with theoretical language restricted to the structuralist binaries"
(Tymoczko 1999, 284). However, what has been neglected is actually an
important facet of translation, as Tymoczko explicates:
Such metonymies are to be found in the way that translation is always
a partial process, whereby some but not all of the source texts is
transposed, and in the way that translations represent source texts by
highlighting specific segments or parts, or by allowing specific attri
butes of the source texts to dominate and, hence, to represent the
entirety of the work. Metonymy operates also . . . in the way that trans
lations, as elements of the receiving literature system, metonymically
encode features of the receiving cultures. ( 1999, 282)
Tymoczko thinks that this feature of metonymy is present in all rewrit
ings and retellings (1999, 42).
Tymoczko's theory of metonymic translation is a useful device for
reading Brecht's The Caucasian Chalk Circle because Brecht adopted ele
ments from both the source ( Chinese) and target (American) systems
and rpade them into his own. Brecht's creativity was not diminished by
his borrowing. Rather, he made his careful and thoughtful selection,
in which he highlighted certain elements and rejected others, to serve
his purpose of creating a work of his own. In this way, we can see how
Brecht turned re-creation into creation.
RELAT I ON S H I P WITH T H E S OURCE
Brecht rewrote Li Xingdao's story. The connection between Brecht's The
Caucasian Chalk Circle and Li Xingdao's Hui Lan Ji is distinct. Brecht
keeps Li's core story: in the case of a lawsuit involving two women
claiming one boy as their son, the j udge uses a chalk circle as the device
to determine the t rue mother and rules that the boy goes to the mother
who truly loves him. In addition, Brecht preserves specific details of Li's
writing and distinctive features of Yuan drama (y uan zaju), the genre to
------------- 1 34 -------------
which Li's play belongs. At the same time, Brecht deliberately departs
from Li's play with his characteristic changes, promfoently reflected in
his new interpretation of the relationships between mother and mother
hood and between law and justice.
REWRITING OF REWRITINGS
In keeping with Tymoczko's proposal that the rewriting of a story evokes
metonymically all the previous rewritings of the tale, Brecht's rewrit
ing also bears a relationship with all rewritings of Li Xingdao's story.
The "original;' Li Xingdao's Hui Lan Ji, was produced in Chinese during
China's Yuan dynasty in the fourteenth century. The heroine, Haitang,
a gentle and beautiful girl from a good family, is sold into a house of
prostitution after her father dies. A businessman, Lord Ma, sees her and
marries her as his second wife. Haitang bears Lord Ma a son, the only
child in the family. Meanwhile, his first wife has a secret lover and has
long schemed to obtain Lord Ma's wealth. After she poisons Lord Ma to
death, the first wife accuses Haitang of the murder and then snatches
away Haitang's child. Haitang is arrested and found guilty by a corrupt
judge and the first wife's lover, who works as a clerk at the court. Fortu
nately, a well-known and impartial judge named Bao Zheng looks into
the case and conducts a second trial. He orders a lime circle drawn on
the floor and the child placed in the middle of the circle. The two alleged
mothers are asked to stand on each side of the child to pull in opposite
directions, with the one who pulls the child out of the circle to her to be
declared the real mother. The first wife pulls as hard as she can, whereas
Haitang remains motionless. When the judge asks them to try a second
time, Haitang again does not move. W hen the judge asks why she does
not pull, Haitang states that she cannot bear to hurt her own child. She
then relates the whole story. The wise judge finds Haitang innocent
and also the true mother to the child. Absolved of the crimes, Haitang
returns home to live with her brother and her child.
The Chinese play first became known to the Western world in a
French translation by Stanislas Julien, published in London in 1832.
Julien substituted "chalk" for the original "lime" and abridged several
passages related to the first wife and her lover. Wollheim da Fonseca
translated Julien's version into German in 1 876 (Tatlow 1 977, 293). A
German poet and translator, Alfred Henshke, under the pseudonym
Klabund, adapted the play into German based on Julien's translation
(Williams 1954, 5- 1 0). One of the liberties Klabund took with the play
is that he inserted a love theme whereby Haitang and a prince named
------------- 1 35 -------------
Pao are in love before she marries Lord Ma. In fact, the boy is Prince
Pao's rather than Lord Ma's. When Prince Pao becomes emperor, he
himself conducts a trial in which he finds Haitang innocent and marries
her with their son. Reinhardt staged Klabund's play in 1 925, and it was a
popular success. In addition, a few other playwrights also made German
adaptations, of which some assume Brecht might have seen one or two
(Tatlow 1 977, 293-94).
Brecht had seen Klabund's play while living in Germany, and he also
read the original Chinese play in translation while exiled at the end of
the 1 930s ( cited in Berg-Pan 1 975, 2 1 9). In 1 940 Brecht wrote a short
story titled Der Augsburger kreidekreis (The Augsburg Chalk Circle). In
this version of the story, the cause of the conflict between the true and
false mothers is the religious division between Protestants and Catho
lics. Brecht omits the imperial intervention and makes the first wife the
biological mother who has abandoned the child. The heroine is a ser
vant girl who rescues the child and becomes the "real" mother. In 1 944
Brecht worked the story into a play, Der Kaukasische Kreidekreis ( The
Caucasian Chalk Circle), moving the events to medieval Georgia and
adding a prologue set in Soviet Georgia. It is this version that is widely
performed today.
In the prologue to The Caucasian Chalk Circle, two peasant groups,
the goat-raisers and the fruit-growers, dispute the own ership of a valley
in Soviet Georgia. The land initially belongs to the goat-raising people.
After some arguments, it is decided that the land should go to the fruit
growing party because it will benefit the greatest number of people. As
the farmers celebrate their agreement, a singer introduces the main play
with a song. This inner play begins with an insurrection during which
the tyrannical governor and his wife quickly flee and desert their baby
son. A young maid, Grusha, not only saves but goes to great trouble in
taking care of the child. Later, when the governor and his wife come
back, the wife demands that the child be returned to her for the pur
pose of inheriting the governor's property. The two women, both claim
ing the child, confront each other in court. The judge, Azdak, uses the
chalk circle in the same way as in Li's Chinese play to determine the true
mot?er. 2 With the child placed in the middle of the chalk circle, the two
2. Chinese scholars Zhu Bingsun, Tao Wei, Qiu Delai, and Zeng Xin and Sri
Lankan scholar E. F. C. Ludowy all have discussed the theme of the two mothers
claiming one child in Li Xingdao's and Brecht's plays. They connect the story to
three major religions, Buddhism, Christianity, and Islam. Furthermore, Tong Jin
ghua traces Li Xingdao's play to two Tibetan stories. A Japanese scholar, Nakata
------------- 1 3 6 -------------
women are asked to pull the child in their direction. Twice the gover
nor's wife pulls hard while Grusha does not move for fear of hurting the
child. The judge then rules that the child goes to Grusha. The resulting
happy ending mirrors the ending of Li's story.
ADOPTION
Apart from the obvious similarities between the core stories, there are
other notable similarities shared by Li's and Brecht's plays. Antony Tat low
is one of the scholars who has made in-depth comparisons between the
two works. According to Tatlow, "the structure of the plot of Der Kauka
sische Kreidekreis stands in a precise relationship to the Chinese model"
(1977, 29 1 ). He also thinks that the realistic style is distinctive in the
two playwrights' t reatment of the well-known story, commenting that
" [b ] oth Brecht and Li assume that human behavior is largely determined
by economic conditions and influenced by social position . . . . both the
Chinese and the German dramatists observe the practical realities of
life" ( 1977, 298). The realism shared by Li and Brecht differentiates them
both from Klabund's romanticism and the biblical King Solomon's uni
versal wisdom. Thus, contrary to the "idealizations, fairy-tale creations"
in Klabund's character depiction, both Li and Brecht portray Haitang
and Grusha realistically ( Tatlow 1 97 7 , 298). Tatlow also sees that the
two judges of Li's play-good and bad-converge in Azdak. Further
more, Tatlow lipes up Azdak with the bandit-hero of Chinese outlaw
literature and plays in general and with j udge Bao in particular. Accord
ing to Tatlow, although Azdak does not take after Bao in Li's play, he
follows Bao's other judgments in other Yuan court plays in which Bao
defies high officialdom or even the emperor to give justice to common
people. Thus Tatlow connects Brecht's concept of justice to the genre
of Yuan drama, one of whose themes is to critique social injustice and
other social problems in many of its plays.
Tatlow also observes specific details shared by the two plays: both
stories are set in the past; in both of them the son is five years old at the
time of the trial (he is only three months old in Kabund's version); the
relationship between Grusha and her brother resembles the one between
Haitang and her brother; and the child goes to the disadvantaged in the
end. Further, both Li and Brecht distinctively used vulgar languages in
Wakaba, thinks that Li Xingdao's work influenced a similar play in Japan. See Ceng
2007; Qu 2002; and Nakata 200 1 .
------------- 137 -------------
the dialogues of their characters. These and other similarities show that
Brecht transposed aspects of Li's play into his writing.
Tatlow and other scholars also reveal Brecht's indebtedness to the
Chinese poetics of Yuan drama. The narrative style of The Caucasian
Chalk Circle follows closely the pattern of Chinese Yuan drama. Gener
ally speaking, Yuan drama is composed of four episodic acts, with the
exception that a few plays are made up of five acts and that the acts of a
few plays develop with the plot (Shih 1 976, 43). Although Brecht's play
is made up of five rather than four acts, its structure is much closer to
that of the Chinese drama than his other plays. Also, the five acts of his
play are episodic rather than sequential. Thus, John Fuegi comments
that Brecht's narrative style comprises "non-naturalistic or 'presenta
tional' devices of traditional Chinese dramaturgy, which is both con
densed and explicit" ( 1972, 146). Wenwei Du thinks that the singer, who
functions as a narrator _in the play, solely accomplishes "all the narrative
devices of the traditional Chinese theatre-such as the characters' self
introduction in stylized recitation or chanting, their narration of the
plot's development, and their expression of feelings or thoughts in lyric
singing" ( 1 995, 316). Furthermore, Du also ascribes the origin of the
prologue, which causes contention among Western critics for its unusu
alness and incongruity with the main play, to Chinese xiezi (wedge),
which appeared not only in Li's original play but also was frequently
used in Yuan drama, functioning to introduce the whole play (1995,
317). Thus, the "exoticism" of the narrative style of The Caucasian Chalk
Circle can be traced to the Chinese poetics of Yuan drama.
On stage, Brecht conscientiously adopted the performative devices
of Yuan drama. It is said that pantomime, "a trademark of the Chi
nese acting style;' fascinated Brecht in that it expresses the idea of the
Chinese performer's "awareness of being watched" (Du 1995, 317; see
also Willett 1964, 91-92). In the scenes when Gnisha and the singer
appear together on the stage, Brecht has his heroine adopt pantomime
to act out what the singer sings in lyrics. Later, when he staged the play
in 1 954 in Berlin, he had one actor play two roles, the singer and the
judge Azdak, with the use of pantomime. The practice not only fol
lows the performing traditions in the Chinese Yuan and Ming periods
but also illustrates Brecht's deft use of pantomime (Du 1 995, 317). In a
rehearsal in 1955 in Leipzig, Brecht again used pantomime to help solve
the problem of not having enough actors to play all the characters. If
the characters were masked, he gave them Chinese faces; moreover, he
insisted that the masks follow the Chinese method of being painted on
the actors' faces rather than being worn (Berg-Pan 1 975, 225). Attracted
------------- 138 -------------
by the music played by the Chinese musical instrument, gong, in Chi
nese operas, Brecht commissioned his composer to create "Gongspiel"
to imitate the sound (Berg-Pan 1 975, 225). Brecht's stage design espe
cially pays homage to the Chinese origin. According to Karl von Appen,
stage designer for many of Brecht's performances staged by the Berlin
Ensemble, Brecht was very particular about his stage setting. He ensured
that the stage backdrop for The Caucasian Chalk Circle was done in the
particular Chinese manner, which is on a silk screen painted with a Chi
nese aesthetic style. Brecht even went to the point that he "insisted on
helping his stage designer to buy the appropriate type of silk" (Berg-Pan
1 975, 226). In this way Brecht made his play thoughtfully respond to his
source, Li's play and Yuan drama.
ADAPTATION
However, just as he purposefully chose to retain some aspects of the
source, Brecht also deliberately left others out or substantially changed
them. For instance, he moved the setting from Li's Yuan dynasty of
China to medieval Georgia (and Soviet Union in the prologue). He
especially gave prominence to the social background, which was rarely
touched upon in Li's play and had little impact on the story, by cast
ing the scene in a warring time that hinted of his own time. Essentially,
by rewriting Li's story Brecht redefined the meaning of law and justice.
Brecht first complicated Li's easy logic that a biological mother is nec
essarily a good and true mother whereas a woman who claims a child
who is not hers is dishonest in the first place and eventually proves to
be a morally vicious person. Instead, Brecht showed that the biological
mother does not necessarily manifest true motherhood and vice versa.
In similar fashion, Brecht confounded the unification of law and justice.
By depicting a judge who is both good and bad in a certain sense and
who rules against the law but does justice to the people, Brecht ques
tions Li's clear-cut demarcation that a bad judge corrupts law and justice
and a good judge upholds it.
MOTHER/MOTH ERHOOD
Brecht kept the pattern of two mothers, one good and the other bad,
struggling for one boy but made substantial changes. Following Li's
striking contrast between the two "mothers;• good and bad and virtuous
and evil in their own characters, Brecht also opposed the two women
characters in their morality. Like the first wife in Li's play, the governor's
------------- 1 39 -------------
wife in Brecht's piay is an evil character. Also similar to the situation with
Lord Ma's first wife, inheritance is the key issue for the governor's wife
to fight for the child (Tatlow 1977, 295). However, Brecht reversed the
bad character's relationship with the child: in Li's play the bad woman is
also the false mother, whereas in Brecht's play the bad woman is the real
mother. More important, Brecht portrayed his heroine in a different way
from what Li did in his play. _Brecht provided no background informa
tion about Grusha, except her identification as a i:naid of the governor's
wife. He rarely touched on Grusha's physical features, focusing instead
on her character after she adopts the governor's son. In order to raise the
child, she is forced to overcome all kinds of difficulties, including jeop
ardizing her safety and happiness. In a word, Grusha sacrifices herself
entirely for the sake of the child.
In this way Brecht disrupts Li's clear-cut relationship between
mother and motherhood. In Li's case, Haitang is the biological mother
who manifests true motherhood, whereas the first wife is the false
mother without any maternal virtues. In Brecht's rewriting, the good
and virtuous woman, Grusha, is not the biological mother of the child,
in contrast to the governor's wife, who is bad and vicious but is the bio
logical mother. However, the "false" mother, Grusha, manifests true
motherhood, while the "true" mother, the governor's wife, shows no
maternal love at all to her son, instead using him in her interest. The
disparity between Haitang and Grusha highlights Brecht's differentia
tion and complication between mother and motherhood.
Also, while both Haitang and Grusha manifest true motherhood,
it is worth noting their differentiation. Motherliness comes to Haitang
naturally, whereas it comes to Grusha socially-which is more admi
rable as a result of circumstances. Furthermore, the condition of raising
the child is much more difficult and dangerous for Grusha than it is in
Haitang's safe and comfortable environment. In Haitang's case, except
for the time when she fights to win her child back, she enjoys the wealth
and love that Lord Ma provides to bring up her child easily. However,
what Grusha does is unusual because she jeopardizes her safety, love,
happiness, and even life for the child with whom she has no genetic
relationship and of whom she voluntarily takes care. This is the point
Brecht makes in his rewriting of Haitang into Grusha. By separating
motherliness from its integration with biological motherhood in Hai
tang and making it independent in Grusha, he gives prominence to
fostering, nurturing motherliness as the essential quality of a mother.
This change points directly to Brecht's central concern in The Caucasian
Chalk Circle: law and justice.
------------- 1 40 -------------
LAW AND JUSTICE
Law and justice are unified in Li's play. When the law is followed, jus
tice prevails; when the law is neglected or breached, injustice dominates.
The first judge in Li's play does not abide by the law. In fact, he knows
nothing about law but seeks money all the time. Consequently, injustice
runs rampant during his rule. By contrast, the second judge, the famous
Bao Zheng, follows the law strictly. Also in contrast to the first judge,
Bao Zheng is a man of integrity. He never accepts bribes but dedicates
himself to the service of the state and the public. The combination of the
two-strict adherence to law and noble character-makes him an ideal
judge. In fact, this character in the play follows its prototype, Bao Zheng
(999-1062), a historical figure in Chinese history who is well known as
the symbol of justice both in reality and in Chinese plays.
It is easy to see that Li links morality with the positive relationship
of law and justice. In his thinking, "good" and "bad" refer not only to
judges' competency but also to their moral character. In fact, Li makes
it obvious that honesty and impartiality are prerequisites for a just
result. Overriding this idea of justice is the thought that, alongside good
judges, the state can absorb some bad judges because in the end the just
judges will redress any wrongs. It is interesting to note that there is little
involvement of natural law in Li's play. It is more a competition between
a good person (or judge) and a bad person (or judge). Fairness and jus
tice come with the person, not by natural right.
Brecht deliberately subverts Li's clear-cut images of judges as well
as his positive connection among law, justice, and morality. His judge,
Azdak, is a mixture of Li's first and second judges. Azdak is both good
and bad. Morally, he is a disputable figure. Like Robin Hood, he takes
from the rich to give to the poor. At the same time, he is also "a thief,
a timeserver, and a coward" (Gray 1 962, 1 53 ) . He steals rabbits and is
chased by the police. He hates the grand duke but is also protected by
him. Upon hearing the news that the former governor is coming back,
Azdak displays great fear. Also like Li's first judge, who openly acknowl
edges his love for money, Azdak seeks bribes publicly. Nevertheless,
in contrast to Li's first judge's blatant ignorance of law and the second
judge's devotion to law, Azdak takes an eclectic attitude. He knows the
law well; however, he does not want to be bound by it. In fact, he shows
contempt for the form of law; his only use of the law book is to sit on it.
The judgments Azdak makes are unconventional and even odd.
Generally speaking, he does not follow the law but breaks it. However,
Azdak does this not out of his ignorance of law or merely for his personal
------------ - 1 4 1 -------------
gain or enjoyment (although he does receive some money from it), but
to grant fundamental justice to the poor. In the play Brecht lets an out
sider, the singer, praise Azdak for what he does:
And he broke the rules to save them.
Broken law like bread he gave them,
Brought them to shore upon his crooked back.
At long last the poor and lowly
Had someone who was not too holy
To be bribed by empty hands: Azdak.
For two years it was his pleasure
To give the beasts of prey short measure:
He became a wolf to fight the pack.
From All Hallows to All Hallows
On his chair beside the gallows
Dispensing justice in his fashion sat Azdak. (Brecht 1983, 2 1 1- 12)
By endorsing Azdak's practice, Brecht a ctually questions whether
legality brings about justice. His two stories, happening in modern
and ancient Georgia, respectively, explain his t hought well. In each ·o f
them-one is about land and the other is about a child-the unlawful
party wins over the lawful one. Rather than injustice, they both pro
duce justice. In the former, justice benefits the majority of the people;
in the latter, it lets the child go to t he mother who has true mother
liness. Nevertheless, Brecht does not mean that law and justice have
to be contradictory and that justice always goes against law. Rather,
through t he play he makes his point, " [t]hat what there is shall go to
those who are good for it, / Children to the motherly, that they pros
per, / Carts to good drivers, that they be driven well, / The valley to the
waterers, that it yield fruit" ( Brecht 1983, 233). This, to a great extent,
represents Brecht's social ideal. He rewrites Haitang into Grusha and
Li's two judges into Azdak to illustrate how this social justice can be
achieved in an unusual way. In other words, Brecht is not content with
bringing justice to a single case: a boy returning to his mother; rather,
what he cares about is to bring the whole of society to its most reason
able and productive order, which benefits t he majority of its people.
W ith this new storyline and new moral, Brecht re-creates Li's story
into his own.
----�-------- 142 -------------
RELATI ONS H I P WITH THE TARGET SYSTEM
In his rewriting theory, Andre Lefevere ( 1 992) holds that writers and
rewriters either conform to or fight with their target systems, owing to
the tension between the poetics and the ideology of writers and rewrit
ers and those of their target systems. However, I propose that the rela
tionship between writers and rewriters and their target systems is not a
clear-cut either/or but an interaction between the two. That is, in writing
and rewriting, writers and rewriters can both assimilate to and challenge
their target systems, with one outweighing the other.
This is the case with Brecht's creation of The Caucasian Chalk Circle.
Brecht wrote explicitly in one diary entry that the structure of The Cau
casian Chalk Circle was "conditioned in part by a revulsion against the
commercialized dramaturgy of Broadway. At the same time it incor
porates certain elements of the old American theatre which excelled
in burlesque and shows" ( cited in Lyon 1 999, 239). The diary reveals
Brecht's accommodation to and.resistance against the American system.
Brecht's interest in American performing arts and his eagerness to be
recognized by it can be attested by his goal of "conquering Broadway"
between 1 943 and 1 944. To this end, he willingly absorbed its theatrical
influences and made concessions to its political and financial pressures.
While this adaptation represents one side of his relationship with the
American system, the other side, his resistance, prevails over the adapta
tion and plays a dominating role.
ASSI MILATION
Brecht's assimilation to American culture and society, American movies
and theater in particular, is a mixture of choice and pressure. On the one
hand, he was attracted to American movies and theater and was will
ing to adopt them in his plays; on the other hand, because Brecht was
an exile in America, the social milieu, the patron, and the audience all
exerted pressure and forced him to make concessions.
Brecht was fascinated by American movies. Hanns Eisler recalls
that during Brecht's first trip to America in the 1 930s he and Brecht
went to watch gangster movies regularly and jokingly called their
excursion "social studies" (Weber 1 997, 344). In addition, Brecht also
collected books and newspaper clippings on American movies. During
his seven years of exile in America, Brecht was said to go to Hollywood
movies once or twice a week, in addition to seeing plays and shows. As
a result, American performing arts not only affected Brecht's concept
------------- 143 -------------
of theater but also were directly adopted into his creation of The Cau
casian Chalk Circle.
Carl Weber, Brecht's former assistant, studies the impact of Ameri
can theatrical performance on Brecht. He thinks vaudeville and its off
spring, musical comedy, are the "elements of the older American theatre
that excelled in burlesque and show;' which Brecht acknowledged in the
production of The Caucasian Chalk Circle in Berlin in 1954 (cited by
Weber 1990, 59). Weber also cites Kenneth Tynan, who proposes that
Brecht "used the zany exaggeration of facial staging and acting devices
to demonstrate socially relevant behavior" (Weber 1990, 59). Tynan
especially believes that the wedding scene in act 3 of The Caucasian
Chalk Circle showcases Brecht's appropriation of the American vaude
ville tradition. Weber also recalls that Brecht referred to the Marx Broth
ers' stateroom scene in A Night at the Opera as the model for the staging
of the wedding scene. In the Ludovica scene in act 4, Weber thinks the
actress who played the seductive innkeeper's daughter walked in a way
imitating Mae West, and the actor who played the soldier Blockhead
was instructed to display an expression resembling Buster Keaton. In
addition, Weber remarks that Brecht employed musical theater pro
cessions, pantomimes, and visual ideas that "showed the influence of
Broadway techniques" (Weber 1990, 63). All this evidence shows that
American performance tradition had a direct impact on The Caucasian
Chalk Circle.
Based on his teaching and research, James Lyon provides a detailed
study of American movie components in The Caucasian Chalk Circle.
Lyon believes that the underdog image of Azdak, who is believed to
be the only Robin Hood figure in Brecht's plays, fits very well with the
American movies of the time. He explains that "his [Azdak's] antics,
both before and after being made judge, not to say his manner of speech,
are much like those of Groucho Marx, whose films Brecht also knew"
(Lyon 1999, 24 1). Similarly, unlike the heroines in Brecht's other plays,
Grusha goes through development in her character. Lyon's American
students find that this characteristic of Grusha is common with Ameri
can conventional dramas. According to one of Lyon's students, the
scene where Grusha's husband sits in the bathtub also recalls the similar
scenes of Holl ywood westerns. Acknowledged by Brecht himself, the
suspenseful plots in this play and others are influenced by Chaplin. The
neat and happy ending of The Caucasian Chalk Circle is exceptional for
Brecht, since all his other plays have open or ambiguous endings. Lyon
attributes this to B�echt's knowledge that an American audience would ·
like upbeat entertainment right after World War II. According to Lyon
------------- 144 -------- -----
and his American students, other features, such as flashback, action
scenarios, and the love scenes between Grusha and Simon, are unusual
in Brecht's oeuvre of plays but are close to Hollywood prototypes. The
detailed analysis of Weber and Lyon tells convincingly that Brecht con
scientiously adopted American artistic elements into his writing of The
Caucasian Chalk Circle.
While actively adopting American performing poetics, Brecht also
complied himself to American society for political and financial rea
sons. As an exile fleeing from Nazi Germany, Brecht found in America
a temporarily stable place to live and write after his changing "countries
more often than his shoes" (cited in Fuegi 1 987, 86). However, Brecht's
relationship with America turned out to be not as an "exile in para
dise;' as he had expected (Clurman l 958, 228). First, America's long-
held isolationism aggravated its fear of immigrants and emigres, who •
were already vulnerable to social oppression. Second, the antipathy to
communism, which started to gather momentum in the late l 930s, set
the foreign-born artists based in Hollywood as targets of suspicion. As
an "enemy alien;' Brecht, along with other German immigrants, was
subject to "close surveillance by the FBI, a ten o'c lock curfew during
the early years of the war . . . and spot check" in his early years of exile
(Cook l 982, 72). Brecht's belief in Marxism and his association with
the Soviet Union made his situation even worse. The climax came when
he was called before the House Committee on Un- American Activities
in 1947, where he was interrogated for his affiliation with the Commu-
nist Party, his relationship with Hollywood, the political ideology of his
works, and so on. Although Brecht was never charged with any crimes
in America, his insecure situation made him sensitive and even alert to
his social surroundings.
Brecht's change of the prologue of The Caucasian Chalk Circle can be
seen as an instance of his response to the political situation at the time.
The Soviet Union and America were allies when the play was written,
so the background of the prologue, the Soviet Union and land settle
ment resolved with the "idealistic Marxist principles;' did not provoke
unpleasant feelings (Lyon 1 999, 240). However, with the outbreak of the
Cold War, the allies turned into enemies. Brecht then "instructed Eric
Bentley to omit the entire scene from the 1 948 printed version, as well
as from the world premiere production at Carleton College that same
year" (Lyon 1 990, 240). Clearly, the ideological situation affected Bre
cht's dramatic decision.
Most of all, financial restrictions made survival the issue of para
mount importance in Brecht's life. The poem "Hollywood," written
--------- -- - 1 45 -------------
during this time period, best illustrates his situation: "Every day, to earn
my daily bread / I go to the market where lies are bought / Hopefully
/ I take up my place among the sellers" (Brecht 1976, 382). Although
the poem refers particularly to Brecht's experience in film-making, it
can be applied to his life in general during his exile in America, includ
ing his writing of The Caucasian Chalk Circle. In fact, there is no deny
ing that financial reasons account for part of the motivation for Brecht
to write The Caucasian Chalk Circle. Contracted with Broadway before
the play was written, Brecht received $800 in advance royalty payments
(Hayman 1984, 8 1; Lyon 1980, 124). The payment and contract made
Brecht obliged to his patron as well as to the American audience.
All these constraints were clearly felt in the creation of The Cauca
sian Chalk Circle. In a diary entry written during this time, Brecht com
plained about the tension between "art" and "contract" (Lyon 1999, 239).
Lyon interprets Brecht's uncommon use of the word "art" as his "desire
to follow his own instinct as a playwright" and the "contract" as his wish
to win over the Broadway audience ( 1999, 239). While taking American
theatrical elements willingly and the hostile treatment as a German exile
reluctantly, Brecht did not resign himself to his target system in his cre
ation. Rather, he resisted it with his own poetics and ideology.
RESISTANCE
Brecht's resistance against the American system came from two direc
tions: the revolt against American politics and ideology, particularly
those in the show industry, and the assertion of his own ideology and
poetics. These two forces converged in Brecht's writing and rewriting;
together they brought out the epic theater and Marxism, Brecht's hall
mark, against the Broadway poetics and anti-Communism prevalent in
America at the time.
F irst of all, Brecht distanced himself from American life, except
for his professional involvement with Broadway and Hollywood.
Martin Esslin makes a perceptive observation in this regard: "while he
[ Brecht] admired the productive achievements of the United States, he
had no contact with his cultural climate; distrusted its politics, wrongly
believing that after the war the U.S.A. would inevitably relapse into
isolationism; and disliked its cooking" (Esslin 1984, 65). As a result,
after Brecht came to the United States, "the American scene, which
had dominated his early works, disappeared from his writing" ( 1984,
65). In fact, Brecht's indifference to American culture is reflected in his
shunning not only American scenes and subject matters in his plays
------------- 146 -------------
but also American poetics as a man of letters. Frederic Ewen regards
this as a limitation of Brecht and impugns him for it:
That he [ Brecht ] did not in the course of his six years' stay deepen his
knowledge of the profounder currents of American thought, and of
the maj or literary figures of the past and the present century, and that
he remained almost wholly indifferent to the literary upsurge of the
twenties and the thirties, many of whose representatives were even
then in Hollywood or nearby, reflects the limitation of his mind. That
mind, otherwise so alert and so given to ready assimilation, would
undoubtedly itself have been deepened by a more positive contact
with such movements. He never really discovered Hemingway, Dos
Passos, Dreiser, Farrell, Steinbeck, Lillian Hellman; nor for that matter
any of the poets of that era. (Ewen 1 96 7, 384 )
However, I find that what Ewen considers a fault is actually Brecht's fight.
It shows both his character and his attitude toward the target system.
Being "at bottom essentially a dissident" and considering himself the
"Einstein of the new stage form:' Brecht always tried hard to create in
his own way rather than being influenced ( cited in Lyon 1 980, 8, 32). His
relationship with his patrons is illustrative in this regard.
Although The Caucasian Chalk Circle was the only play that Brecht
contracted with Broadway, Brecht broke up with both of his patrons,
Broadway and Luise Rainer, the Australian-born Hollywood actress
who initiated the project and secured the contract for him. To Rainer,
his immediate patron, for whom Brecht intended to write the play,
Brecht did not particularly accommodate himself. Shortly after the writ
ing started, the two of them began to clash. On the one hand, Rainer
simply found Brecht hard to get along with; on the other, once Brecht
started writing, he no longer kept his verbal promise to write the hero
ine for Rainer but followed his own pursuit. By the time he finished the
first draft of the play in June 1 944, their relationship had become so
strained that Rainer withdrew from the play. The end of the cooperation
thus completely released Brecht from the obligation to write for Rainer.
Brecht took an equally uncompromising attitude with his profes
sional patrons in Hollywood and on Broadway, from whom Brecht
earned his bread, as Lyon depicts:
Nor did Brecht have a reputation for doing things on anyone's terms
but his own. If he had asked Reyber about the conventions of Holly
wood film writing, chances are he would have ignored them anyway.
Convinced of his own superiority as a writer, he wanted to change
public taste, not pander to it. ( Lyon 1 980, 50-51 )
------------- 1 47 -------------
The same was true of his attitude toward Broadway. Although Brecht's
own response to the detraction that he had not compromised enough
was that he felt exactly the opposite, John Fuegi shares Lyon's opinion on
Brecht's insubordination (Fuegi 1 987, 90-9 1 ). In fact, Lyon believes that
"from 1 936 till the end of his American exile [ Brecht] appeared to be
uncompromising in his view;' and that that was the reason that caused
his failure on the American stage ( Lyon 1 980, 1 3).
I believe that Brecht did compromise, yet not only was his compro
mise insubstantial, but he also gradually backed away from his initial
compromise and returned to his principles. The transformation of the
character Grusha is a case in point.
Katja, the early version of Grusha, was originally modeled on Luise
Rainer. However, ten days after Brecht sent Rainer the first draft, he
began to envision his heroine differently: "She should be artless, look
like Brueghel's Dulle Griet, a beast of burden. She should be stubborn
instead of rebellious, placid instead of good, dogged instead of incor
ruptible, etc., etc." (cited in Hayman 1 984, 8 1 ). Following his own liking,
Brecht started to modify the character until he finally recast her into a
new figure by the time Rainer relinquished the role. According to Lyon,
the original Katja was much nicer and better suited to the American
audience, while Grusha was "less saccharine and more obtuse, a charac
ter that bore the stamp of the retarded development of her class" ( Lyon
1 980, 1 27}. In fact, Brecht made his character so unappealing to the
audience that he even used the word "sucker" to describe her. Brecht
thus defied the stereotype of the heroines on the Broadway stage and
portrayed a character as what he intended her to be. The contract for
The Caucasian Chalk Circle did not bind Brecht. Although it restricted
him in the beginning, he managed to break away from it and wrote on
his own terms.
BRECHT's POETICS AND I DEOLOGY
Generally speaking, epic theater and Marxism, as Brecht's trademark
in poetics and ideology, pervade his creation. In The Caucasian Chalk
Circle, Brecht writes with distinctive features of them not only to resist
the target system but also to rewrite Li's play to transform it into his
own. In terms of rewriting and translation, Brecht asserted his subjectiv
ity and creativity by flaunting his poetics and ideology.
In dramaturgy, the epic theater and the V-effect are generally
acknowledged as the most representative features of Brecht. In contrast
to the Aristotelian dramatic tradition, epic theater is characterized by
------------- 1 48 -------------
its dynamic depiction, its resort to the reason rather than the feelings
of the audience, and the goal of education over entertainment. Brecht
employed these features in almost all his plays. In The Caucasian Chalk
Circle, the epic theater can best be seen in its difference from Li's play.
In Li's play, Li restores justice and peace to the world by letting the
wrong be redressed. In other words, with the injustice removed, the
world remains as it is. However, Brecht creates justice by disrupting
the old order. As illustrated by his two cases, the world changes for the
better by turning the old standard upside down. This difference between
Li's "static" and Brecht's "dynamic" depiction of the world parallels Bre
cht's contrast between Aristotelian drama and epic theater.
The principle of appealing to the reason rather than the feelings of
the audience can be best seen by Brecht's "awarding" the child to the
adoptive mother rather than the biological mother. It is one of the big
gest alterations Brecht makes with Li's play. Within this revision Brecht
radically changes the class and character of the heroines. From Li's beau
tiful and weak middle-class woman who is at the mercy of fate, Brecht
changes his heroine into a maid who is strong and takes control of her
own fate. Li portrays Haitang as a sympathetic character. Her beauty
and kindness make her likeable. She does not do anything particular to
demonstrate her qualities but performs her duties devotedly. Moreover,
she is victimized: in the beginning she is sold into prostitution because
of her family situation, and later her child is taken from her by the evil
first wife. In both situations she has no power over what happens to her.
Haitang appeals to the emotion of the audience. The more she suffers,
the more people feel sympathy for her. By contrast, Brecht depicts his
heroine as a strong woman who elicits admiration rather than sympathy.
He deliberately omits the physical features of Grusha to diminish any
chance for the audience to be attracted to her because of her beauty. Fur
thermore, he complicates the relationship between mother and moth
erhood, posing for the audience a choice between blood relationship
and moral character. In this way he achieves his purpose of asking the
audience to use their powers of thought rather than their emotions to
watch his play.
The third characteristic of epic theater, that the play is to educate
more than entertain the audience, is closely related to the second princi
ple: reason over emotion. By letting the child go to the adoptive mother,
Brecht reverses both the Chinese original play and social conventions to
drive his point home that a true mother is determined by her motherly
characteristics rather than the blood relationship. Moreover, because
the gist of his rewriting is not the triumph of the true mother but the
------------- 1 4 9 - ------------
justice of society, he especially challenges his audience with the contro
versial character and ruling of the judge and exposes the audience to
a new perspective on law and justice. A morally blemished judge does
not necessarily make a bad judge. Similarly, following the law does not
always bring justice, and breaching the law does not necessarily cause
injustice. With the example of the two circumstances, the modern-day
Soviet Union and medieval Georgia, Brecht confronts the conventional
view of law and justice and puts forward his point that justice lies wher
ever it best serves the needs of the people.
Brecht's theoretical technique of Verfremdungseffekt, generally con
sidered the core of Brecht's epic theater, is also prominent in the play. 3
As critics generally agree, the singer in The Caucasian Chalk Circle is
one of the most noticeable symbols of the V-effect. Although the idea is
believed to be inspired by the Chinese performing arts, Brecht's singer
does not have a counterpart in Li's play. In The Caucasian Chalk Circle,
�the singer does not belong to any group on the stage, nor does he have
an actual role in the plot. Rather, standing between the audience and
the actors, he provides what cannot be performed by the actors or to
make comments on the story throughout the play. This includes intro
ducing the background and the progress of the story and giving voice
to and externalizing the inner thoughts of the characters. In keeping
with Brecht's own theory, this role breaks the illusion that what is on
the stage is reality. The appearance of the singer constantly reminds the
audience that they are watching a play. For instance, before Simon and
Grusha enter the stage, the singer introduces them with the five-line
song, "The city is still. I Pigeons strut in the church square. I A soldier
of the Palace Guard / Is joking with a kitchen maid / As she comes up
from the river with a bundle" ( Brecht 1 983, 1 3 1 ) . In traditional theater
3. The term is shortened by Fredric Jameson as V-effect and translated as defa
miliarization effect, alienation effect, estrangement effect, or distancing effect. Its
roots can be traced to Russian formalism, to Viktor Shklovsky's "priem ostranen
niya" (the device of making strange), but it takes its inspiration from Chinese drama
performance. According to Brecht, the Chinese play has the distinct V-effect in that
"the artist never acts as if there were a fourth wall besides the three surrounding
him. He expresses his awareness of being watched . . . . The audience can no longer
have the illusion of being the unseen spectator at an event which is really taking
place" (Willett 1 964, 9 1 -92). However, the effect does not limit the actors and audi
ence. Brecht thinks that it is achieved "also by the music (choruses, songs) and the
setting (placards, film, etc.). It was principally designed to historicize the incidents
portrayed" (Willett 1 964, 92). Precisely because it tends to distance itself from the
audience, the V-effect is regarded as controversial by some critic�.
-------------- 1 50 --------------
these lines, serving as stage instructions, are unseen by the audience.
However, Brecht has the singer sing the lines to the audience to make
them aware of the stage and to direct them to the play. At other places
the singer supplies what cannot be performed, for instance, the inner
thinking of a character, even the baby, who cannot speak. The singer
also makes comments on behalf of the author or the audience. Thus,
in the whole play the singer plays the role of the "trouble-maker:' He
breaks the integrity of the play and constantly brings the audience back
to their reality from the "reality" created by the play. In this way Brecht
forces his audience to take a detached view of the play.
Ideologically, against the currents of Broadway as well as American
society, Brecht made his long-held belief in Marxism and antifascism
evident in his writing. Although Lyon suggests that the background of
the Soviet Union in the prologue can be a sign that Brecht appealed to
his American audience because the Soviet Union entered World War I I
a s America's ally a t the time of his writing, I argue that i t derives more
from its association with Stalin than from the U.S.-Soviet friendship.
Despite the fact that Brecht was not officially a Communist Party
member and had conflicts with the orthodox Marxism doctrines, he
was, or at least he considered himself, a veteran Marxist. From the mid
l 920s, when he was exposed to and became interested in Marxism, until
his death in 1956, Brecht's most important political thought was Marx- ·
ism. As a strong opponent of bourgeois society, Brecht believed that
Marxism provided "a new [and] critical science of bourgeois society"
and at the same time "a practical theory" for the proletarian revolution
to overthrow it (Kellner 1997, 284). Antifascism does not stand separate
from Marxism in Brecht's political thought. Rather, he saw the two com
bined in that the Nazi group, representing the interests of industrialists
and the bourgeoisie, stood opposed to the working class and exploited
the people. Therefore, in his writing during his exile, the two political
thoughts are usually fused.
Although The Caucasian Chalk Circle is not a noted antifascist or
Marxist work, it necessarily bears marks of Marxism and anti-Nazism.
On the one hand, the war-torn setting in medieyal Georgia and the
two authoritarian rulers easily remind readers of Germany under Hit
ler's control, the land from which Brecht fled for his exile; on the other
hand, the class division and struggle in the play is the biggest signifier of
Marxist thought. The two major characters-Grusha and Azdak-both
come from the proletarian class, and their opposites-the governor's
wife, the grand duke, doctors, and landlords-all belong to the bour
geoisie. The two classes form a distinct contrast. W hile the bourgeoisie
------------- 1 51 -------------
are lazy, hypocritical, greedy, and lifeless, the working class, represented
by Grusha and Azdak, are full of life and love. The latter group may not
be perfectly "good;' but they are much better people than their bour
geois counterparts. Grusha is kind, loving, and altruistic, in contrast
to the cold, cruel, and _selfish governor's wife. Azdak is happy-go-lucky
and above-board compared to his cunning and hypocritical bourgeois
customers. The class division forms the basic contradiction of The Cau
casian Chalk Circle and reaches its climax in the dispute over the child
in court.
Motivated by this ideological message, Brecht changes the core
plot-two women claiming one child-into a class struggle. Darko Suvin
expresses similar thinking when he states, " The tug-of-war between the
biological upper-class mother and the plebeian 'social mother' over the
Noble Child is an exemplum, standing for a decision which social orien
tation shall prevail as the parent of posterity, future ages" (Suvin 1989,
165). In this view, the center of the struggle, the child, represents not
only a child but also the future of society. To the governor's wife and her
group, the child is closely related to the property they want to repos
sess and is thus a tool to reproduce their bourgeois life. The immediate
benefit of having the child back is to inherit the wealth of the governor.
In the long run, it confirms their social status and interests and conse
quently continues their bourgeois rule. By contrast, Grusha wants to
have the child not out of material consideration but out of love. Yet,
with the symbolic meaning of the child, her claim for him is not only for
the good of the child but also a claim for her class. By taking the child
from the governor's wife, she annuls the latter's chance of inheriting the
wealth and the continuation of the bourgeois life of their group. In this
sense, Grusha's act is revolutionary. Her victory represents the victory of
the working class for her time and the future.
CONCLUSI ON
The perspective of translation and rewriting, especially Tymoczko's met
onymic translation approach, allows us to take a better look at the inter
relationship between creative writing and translation in Brecht's case.
Brecht was both a writer and a translator. The two roles are interrelated.
Writing and rewriting were his way of translating, and vic.e versa. In this
writing/translation, he challenged traditional translation concepts of
"equivalence" and "faithfulness" by forming a dynamic relationship with
the source and target systems. He transposed and transformed, portions
of both systems to construct his own. In other words, by performing
------------- 15 2 -------------
metonymic translation strategy, Brecht creatively turned t ranslation
into his creation.
The Caucasian Chalk Circle is not the only work among Brecht's
oeuvre that manifests features of translation. Good Woman of Szech
uan, Saint Joan of the Stockyards, and others all attest to his talent as
a rewriter and a translator. Brecht's unique way of writing provokes
much controversy among critics: while some accuse him of being a
"plagiarist ;' others validate it as his characteristic. Brecht's major critic
and t ranslator, Eric Bentley, thinks that " [ c]ritics . . . fail to note how
Brecht made his borrowings his own" (Bentley 2008, 358). In a similar
vein, Fredric Jameson takes plagiarism as Brecht's "mode of produc
tion:' He explicates:
Yet in the sense in which it has been affirmed that every thing in Brecht
is plagiarism in one way or another-whether from past or present,
from other people or the classics-the Grundgestus also suggests the
uniqueness of some Brechtian "mode of production" in which there is
always a preexisting raw material that requires a reworking based on
an interpretation. (Jameson 1 998, I 05)
While regarding Brecht's characteristic way of writing as a way of trans
lating in general, I think the distinction of The Caucasian Chalk Circle
is its close relationship with both the source and target systems. From
Walter Benjamin's point of view, we can see that Brecht's work gives Li
Xingdao's Chinese s�urce an "afterlife". By partially t ranslating Li's play
and the Chinese classical drama, Brecht made the famous story of two
mothers claiming one child as well as Chinese poetics l ive on in modern
Western society. Yet more prominently, as translated literature, under
stood from the perspective of descriptive translation studies, Brecht's
work became part of the target system-American culture and society
and impacted the l;tter. 4
Although it took decades for Brecht to achieve belated success with
The Caucasian Chalk Circle in America, in the long run it fulfills Bre
cht's aim to "conquer" its target system. The play script, which Brecht
wrote initially for Broadway, was not staged as it was expected. When it
was finally performed by Carleton College ( Northfield, Minnesota) in
4. Gideon Toury in his Descriptive Translation Studies and Beyond writes
explicitly that "translations are facts of target cultures; on occasion facts of a special
status, sometimes even constituting identifiable (sub)system of their own, but of the
target culture in any event" (20 1 2, 29).
-------------- 1 53 --------------
1 948, it attracted only a small audience on account of being "too left
wing, too risque, too avant-garde, and in some instances, simply to·o
boring" (Connelly 1 997, 97). Unsurprisingly, the "epic theater" suffered
immediate rejection due to its failure to compromise itself for the target
audience. However, today The Caucasian Chalk Circle is one of Brecht's
most staged plays in the United States. The epic theater has become one
of his important legacies and is widely discussed and cited in American
art. Brecht produced deep and far-reaching influence on the American
theater, as Carl Weber comments:
Even during the slump of the 1 980s, however, Brecht maintained his
position as one of the four most frequently produced playwrights in
translation, in company with Moliere, Ibsen, and Chekhov. He also
is the only German dramatist who has gained a permanent position
in the American professional repertoire. Neither the German classics
Lessing, Goethe, Schiller, Kleist, Buchner, nor any of their successors
have achieved a comparable status. (Weber 1 997, 349)
The playwrights Brecht influenced include Tony Kushner, Robert
Schenkkan, George C. Wolfe, Anna Deavere Smith, and others (Weber
1 997, 353). Visual artists such as Andy Warhol, Dan Graam, Hans
Haache, and Martha Rosier have referred to Brecht or his epic theater
in their writings. Famous writers and critics such as Roland Barthes,
Michael Fried, Clement Greenberg, Herbert Marcuse, and others paid
much attention to his poetry and theater as well (Glahn 2006, 29).
Eva Goldbeck analyzed Lehrstiick in detail, and Mordecai Gorelik dis
cussed the "epic theater" at length in his influential 1 940 book New
Theatres for Old (Glahn 2006, 30). Among others, Rainer Fassbinder
is a notable filmmaker whose direction followed Brecht's device of the
"alienation effect:' All these examples show the impact of Brecht on
American culture.
Brecht's Marxist beliefs did not present an obstacle to his American
audience either; audiences not only accepted it but took it as his hall
mark. It turned out that it benefited him rather than damaged him. In
his book Brecht in Exile, Bruce Cook notes:
In America, especially during the sixties and early seventies, when
Brecht was fi r mly established here, an enthusiasm for his work became
a kind of badge of radicalism, a sign that you favored free speech,
opposed the war in Vietnam and the Nixon administration. He was
at least part of the package-and at the most, to some, a touchstone of
radical authenticity. (Cook 1 982, 2 1 7)
------------- 1 54 -------------
Thus, instead of being converted or ignored, Brecht was recognized and
remembered by the American people for his distinctive difference.
Also, with his play Brecht throws in a new perspective in the rela
tionship between law and justice. Adapting Li Xingdao's play provides
Brecht a per fect device to illustrate his views on law and justice. Fol
lowing the same device of the chalk circle, Brecht exemplifies with his
play that diversion/digression from the law rather t han adherence to
it produces justice. But to Brecht the reason that diversion is made is
the key. W hen corrupt judges ruin the law and justice, one mus·t hope,
as in the Chinese play, that fair-minded judges like Bao Zheng will
overrule them. However, we see Brecht's view emerge in his adaptation
of the play that Bao Zheng is not necessarily ideal. With the compli
cated relationship between law and justice, Brecht deliberately designs
the "evil" character, Azdak, to achieve justice by distorting law in an
unjust society.
There is no doubt that Brecht's idea on law and justice is uncon
ventional. It does not fit the American circumstance during his time of
exile. As Michael Freeman points out,
Brecht was in some ways ahead of his time. There is no way that in the
United States (or for that matter in Britain or Germany) a court would
h ave cemented a fostering relationship over one based on a blood
tie. There is still a reluctance to do so. Even today, we attach such an
i mportance to the genetic that we see as "real" relationships where the
links are tenuous, and as a result, put parentage over parenting. (Free
man 1 999, 208-9)
Nevertheless, in The Caucasian Chalk Circle the split between law and
justice does not suffer any changes in performance on the American
stage; instead, these changes become its feature and are welcomed. In
fact, the fictional legal case established by Brecht-the child goes to his
adoptive mother rather than his biological mother-becomes a source
for study by Professor Martha in her course on family law at Harvard
Law School (Lyon 1999, 245). As literature extends reality, Brecht's The
Caucasian Chalk Circle adds a new dimension to our understanding of
law and justice and other social and political issues. More important,
it achieves Brecht's goal in his life and career: to change the world by
changing people. Today, with its wide performance and popularity in
America and other countries, The Caucasian Chalk Circle makes a dif
ference to the world.
------------- 155 -------------
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------------- 1 5 6 -------------
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Jameson, Fredric. 1998. Brecht and Method. London: Verso.
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------------- 157 -------------
Brecht Yearbook 1 5. College Park: Maryland: University of Mary
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Frances Hume. London: Rodale.
Xiaoqing Liu is an assistant professor of Chinese at Butler Univer
sity, Indiana, U.S. She earned her MA in translation studies at the
University of Massachusetts, Amherst, and PhD in comparative lit-
erature at the University of South Carolina.
Her areas of interests are comparative litera
ture, modern Chinese literature, translation
studies, and gender studies. Her most recent
publications include " From Larva to Butter
fly: Sophia in Ding Ling's Miss Sophia's Diary
and Coco in Wei Hui's Shanghai Baby;' in
Asian Journal of Women's Studies (20 1 1 ), and
"On the Dimension of Narrative: Zhang Ail
ing's Self-Translation of Her Novel, Spring
Sprout Song:' in Translation Quarterly (forth
coming). Email: [email protected].
------------- 1 5 8 -------------
| Unimi Open Journals |
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] | INTERVI EW
translation speaks to Gayatri Chakravorty Spivak
translation editor Siri Nergaard and editorial board member Edwin
Gentzler met with Gayatri Chakravorty Spivak for an informal conversa
tion during the 201 1 Research Symposium organized by the Nida School
of Translation Studies in New York City (September 1 4). As one of the
symposium's two principal lecturers, Spivak gave the speech "Gender and
Translation in the Global Utopia," a transcribed version of which was pub
lished in issue 1 of translation under the title "Scattered Speculations on
Translation Studies."
During the conversation that follows, Spivak explains how she under
stands translation: she calls herself a "literalist" and explains that her for
mula is "very careful literalism." She discusses the connections between
creolization and translation as a question of class mobility. On a more
personal note, Spivak talks about how she lives her life under two different
teaching situations, one in the United States and the other in India, sug
gesting that both the children of the superpower as well as the subaltern
who accept wretchedness as normality "need to have their desires rear
ranged" and understand the importance of the right to intellectual Labor,
in two different ways. We also hear the stories behind Spivak's own work as
translator ofJacques Derrida, Mahasweta Devi, and, more recently, A ime
Cesaire's Season in the Congo. Finally, and very interestingly, Spivak
explains how "translation is the most intimate act of reading": "something
that one should not really call an 'I' is writing," and "taking the responsibil
ity for the writing of the text," a sustained prayer to be haunted.
NERGAARD: We are excited about your presentation today at the
Nida Research Symposium. In your opinion, where is translation taking
place, and what is translation today?
------------- 159 -------------
In addition to this, I would like you to tell why you started to ask
yourself questions about translation. I guess your experiences both as
a translator of several texts and your living in a continuous process of
translation must be parts of the explanation.
SPIVAK: I think when one uses the word translation, then one is
looking in English-because you know in the major North Indian lan
guages, you have the Sanskrit-origin word, which is anuvaada, which is
"following-speech;' or you have tarjama, which is from the Arabic Parsi
meaning "translation;' but also suggesting "biography" and "memoir;'
a big source of loans for us-so to an extent before I even start talk
ing about translation, I would want to undertake the impossible project
of translating the word "translation" in all the languages of the world,
going beyond its "latinitY:' We all know translation is transference, and
we all know the Italian proverb about the translator as a traitor. But
these are all "latinate" words, right? Do we know what happens to the
concept when it begins to inhabit other words, other lingual memories?
Therefore, when I talk about translation, I'm talking about an English
word as a teacher of English because I love English. English is a supple
language, and I'm talking about what is done at universities or what is
done in tertiary systems of education; I think that translation should be
done very well. I'm a literalist. I follow Aristotle in a very vulgar way,
and Aristotle is teaching his creative writing class, Poetics, where he's
talking not theory, but he's talking to people who are going to write trag
edies to win competitions. W hat does he say? He says, "Be very careful,
very good with mimesis and if poiesis happens it will come by tyche, "by
chance." That is my formula here: very careful literalism. Because I'm a
human being, I can't be perfectly literal, but also on the positive side if l
really hit it, tyche will bring something beyond literalism.
So that's where I am with translation. I believe you wanted me
and I'm sorry my answer is so long because I didn't want to answer the
implicit question-you wanted me to talk about creolization. That is not
just something happening today because of diasporics; that is some
thing that has happened forever. That is a phenomenon that has noth
ing to do with translation studies as a discipline, nothing. Forever the
servant has learned the master's tongue, not well, but well enough so
that the master can understand and communicate. This oddly occurs
in exogamy in which the wife learns the in-laws' tongue. In Vienna, I
gave a talk where I talked about the wife in exogamy as the original dia
sporic. It's not theorized. The Victorians brought in love. The artificiality
of courtly love has nothing to do with this. It let us conveniently forget
------------- 1 60 -------------
female exogamy as the originary diaspora. Broaden this, and creoliza
tion can be seen as the source of all the grammatized languages of the
world. It's happening all the time, and you should think of that very
much more as a model in practice. For example, I live in Washington
Heights. I go into a grocery store, and I creolize Spanish because other
wise the grocer can't talk to me. You know I have more power than he,
but in that situation I'm a buyer, a customer; he's the server. If I don't
realize the only language he speaks, I don't get served. That's something
that's been happening all the time; that's not something that's happening
just today. I just offered it because people seem completely blind to it as
they talk about translation.
NERGAARD: And this reveals maybe the connection between the
relation that has always existed between creolization and translation.
SPIVAK: It can be: class mobility. At the beginning of this process,
when Dante chooses the curial creole, he chooses the aristocrats speak
ing in court out of all the creoles. That's like access to translation; it was
written in Latin in De vulgari eloquentia. But it's confined to class, and
to an extent the women become honorary males, as it were. My sister
is married to a Hindi speaker; our language is Bengali. My sister has a
chemistry doctorate; she's just been nominated by the government of
India in the spreading of science as the head of the advisory commit
tee on gender and communication, and she's an extremely successful
person. But she had to learn t h e language of her husband like a native.
I love my brother-in-law, but his Bengali is not that good. This is an
imperfect example, because Hindi is also the national language. It's a
question of class mobility, and what connection is there? The same con
nection as Dante told us in the thirteenth century: one is between gram
matized languages, and the other is a survival technique. That's how I
connect them.
GENTZLER: In your talk earlier today you mentioned that you were
a New Yorker, and we're here in New York today. New York is won
derfully diverse, multilingual, multicultural, and multireligious, very
dynamic. We're here on the tenth anniversary of 9/ l l . It strikes me as if
the whole world is watching how New Yorkers move on, commemorate,
and regenerate. You're also from Kolkata, which is also a wonderfully
diverse multilingual, international city, with great filmmakers, dynamic
political parties, and great diversity. How does the multilingual transla-
-------- ----- 1 6 1 -------------
tion environment of these cities contribute to or underscore or impact
your scholarly thinking about translation?
SPIVA K: What happens is that my experience in the village schools
teaches me how not to generalize when I'm at a place like this because
my cultural difference from the landless illiterate "schedule" castes and
tribes in my home state is greater than my cultural difference from you.
They are Indians, so I have an affect that that's what informs me. This
symposium started not because I wanted to do anything but because I
was asked. I always wait for someone else to ask me. In the subaltern
teacher-training endeavor also I was asked by a local activist, in 1986.
I'm self-subsidized; I'm not corporately funded. In the beginning I told
my students in Pittsburgh and Columbia, "I love you, you're my stu
dents, but I need a dollar salary in order to carry out this big challenge:
supplementing vanguardism, my greatest intellectual challenge. My
mind is not on teaching you. And, because I'm the child of plain-living,
high-thinking bourgeois parents, precisely because I don't want to work
for you any more I feel that I have to work very well for you so that you
will get your money's worth and pay good attention to what I'm saying."
But then as the years passed I realized that at two ends of the spectrum I
was doing pretty much the same thing because the children of the super
power need to have their desires rearranged:-understand the right to
intellectual labor-just as much as subalterns who accept wretchedness
as normality also need to have their desires rearranged-and learn to
practice intellectual labor after millennia of prohibition. I'm not doing
good to anyone, I mean these people are not in any problematic situa
tion; I'm teaching at both ends. Therefore, I think that's what makes me
tick, and I don' t really see it as translating. I am with the language here,
I don't just mean English, but the language of detrivializing the humani
ties here, and I'm with the poetry of the decimal system there because
there's no science stream in the local high schools so the rural students
can't get into the mainstream. So they're two different idioms-bottom
and top-that I have tried to internalize in my own way and not really
succeeded. I've not succeeded at this end-I've been kicked upstairs,
and I've not succeeded at that end because it's very hard to know what
a subject is like after a millennium of cognitive damage. It's not a real
answer to your question. You had wanted a more ethnocultural answer,
but for that you' ll have to wait for my friend, Homi Bhabha.
NERGAARD: Even ifwe say that the grounding problem of how words
get their meaning suggests the necessary impossibility of translation, is
------------- 1 62 -------------
it still important to translate as a political act, as you have translated
Mahasweta Devi? You introduce, you explain, and you accompany the
translations with explanations. Is that a politically important act to do?
SPIVAK: I think it's losing its importance as the translators are talk
ing more and more about how important they are. Herbert Marcuse and
Robert Paul Wolff's idea of repressive tolerance, Raymond Williams's
idea of the oppositional being turned into alternative (as an adjective)
that's what's happening with the powerful languages translating a lot of
stuff I think translation is inevitable, and I think as far as what I did,
no, I would not say these are political gestures. The only thing that was
somewhat teacherly, not really political, was that I wanted not just to
supply quick ways of learning culture, because culture can't be learned.
And since very often writers are obliquely related to their so-called cul
ture of origin, I gave a few notes. But in India this editor or reviewer
for .Jndia Today, the Indian Time Magazine, right, says, "The translation
is excellent except for Gayatri Spivak's sermonizing." See, so you think
it's a political act, but the Indian upper-class thinks, the nonresident
Indian "should keep quiet." So therefore, no, it wasn't a political act; it
was just that I wanted these texts to be treated as texts for study rather
than a quick way of learning culture without reading the history books.
You· know what I mean? So, no, I don't think they were political in any
broad sense. They were narcissistic. When I first read Derrida, I didn't
know who Derrida was. I ordered his books in 1 967; I was twenty-five
years old. I ordered De la grammatologie out of a catalog; I read it. I
thought, "My God, this is a fantastic book:' And I thought: this guy is an
unknown guy, I am a very young assistant professor at the University of
Iowa, and I'll destroy myself if I write a book on this guy. I'd heard the
University of Massachusetts Press was doing translation, so let me trans
late. I thought I was being so practical. Also, my chair said, "What are
you doing? You wrote a nice dissertation on Yeats. Why are you going off
in the direction of this peculiar book?" He also didn't know. So I wrote
a query letter that was so innocent that the University of Massachusetts
Press said yes. So that is hardly a political act, number one. I said I won't
translate unless I can write a monograph-sized introduction. When this
scandal became known, J. Hillis Miller sold the contract to the Johns
Hopkins Press without my knowledge.
GENTZLER: The introduction is brilliant.
-------------, 16 3 -------------
SPIVAK: It's now being translated into French as a separate docu-
ment and twice into Chinese, once straight and once as Cliff's Notes.
GENTZLER: Brilliant, brilliant.
SPIVAK: I think that's so funny.
GENTZLER: I learned more about Freud from your introduction to
Of Grammatology than in any of my German courses.
SPIVAK: How wonderful-you know what Paul de Man said. He
had been my dissertation adviser. So I wrote the introduction, and I
sent it to him, and he said to me, "Gayatri, this is three books. Why are
you putting it into an introduction?" And I said, "Well, because it is my
introduction:' But then with Mahasweta Devi, I started translating her
because, in 1 98 1 Yale French Studies and Critical Inquiry had both asked
me to contribute pieces: Yale French Studies on French feminism and
Critical Inquiry on deconstruction. And I was an idiot; you know this is
completely narcissistic stuff. I was thirty-nine or something, and like a
fool, instead of stepping into the European enclosure, I said, "How can
this be?" So for the sake of my "identitY:' I started translating Mahasweta
Devi. Do you call this politics? Then the years passed by, and I began
to discover her feudality. So with Chotti Munda and His Arrow, I put
an end to it. This is just part of my life story. It's not seriously political;
I think politics is more complicated. In the political you influence the
policy makers, the decision makers. You think anybody cares?
GENTZLER: May I ask a follow-up? You just finished translating
Aime Cesaire's Season in the Congo, and there you have no introduc
tion. Have your thoughts about the presentation of a translation as a
book changed after the Devi experience, or is this a different publisher, a
different editorial policy, or a different audience for your book?
SPIVAK: You didn't hit the one word that I wanted-a different
author, a different author: Aime Cesaire. I don't have to go forward to
introduce him.
GENTZLER: This is true.
SPIVAK: I mean he himself was so tremendously active within and
beyond Negritude, then his own political work in the Antilles, and
------------- 1 64 -------------
then all the wonderful writing on him. I didn't feel that I had to edu
cate anyone in anything. I do have a short paragraph called "Words
from the Translator." For me, that part had to be said because it was the
dream of United Africa after Pan-Africanism, just after decolonization
and Nkrumah's dream and Lumumba's dream-these were taken up
by the others from within French-language imperialism because Aime
Cesaire, you see this nation-state business-postimperialism rather
than postcolonialism-was not focused on his own nation-state. Aime
Cesaire tried to imagine the Congo in a way that Patrice Lumumba
would see, and he also made it clear that it wasn't just the CIA or the
U N withdrawing that killed Lumumba, but those Katangans within the
Congo, with their minerals, etc., who wanted to go with general capital
ism. Lumumba himself said he was against "tribalism." Capital has no
country. I do have a sentence there where I talk about how one should
look at that dream within which Nehru placed his India. But the dream
failed. W hen I said this I forgot the double bind. I who always thinks
about double binds forgot it because it was my own problem. I was born
before Independence, and the disappointment of decolonization didn't
. leave my generation because we had hoped with the enthusiasm of ado
lescence. My colleague Bachir Diagne reminded me of the double bind
and the perennial mode of "to come." I gave the task of the introducer
to Bachir Diagne. So there is an introduction, but it is written by Bachir
Diagne, who's from Senegal.
GENTZLER: Lumumba is a great hero of mine, but I am also from
that generation. I was shocked to learn-I teach a course on the Viet
nam War, and I mention Lumumba as part of one of my talks on the
United States' paranoia against liberation movements around the world,
and none of my students knew who Lumumba was. I was just shocked.
We have to reteach a new generation the international politics of the
period. So your new translation is very well timed. It may extend the
parameters of my teaching and maybe others as well.
SPIVAK: Please include the "Words from the Translator" because
there I really write as a person of that generation.
GENTZLER : It's very political [ laughter].
SPIVAK: That is political. I sense you have another question.
GENTZLE R: I am thinking about a love in translation question.
------------- 1 65 - - -
- ---------
SPIVA K: I want to see how you pose it.
GENTZLER : How I pose it?
SPIVA K: Pose was a very big question, a big word when I was at the
University of Iowa, and we used to laugh because one of our co-teachers
was always posing questions. So I want to see how you pose it.
GENTZLER: I guess, hmmm, how do I phrase it . . . You say that trans
lation is the most intimate act of reading. I think I agree. Sometimes my
students say that they learn more about a text in my translation class than
they did reading it in any Spanish or French literature class. You suggest
that the translator has to surrender to the text, making choices more
erotic than ethical. This strikes me as-I see this sort of Schleiermache
rian ethics-the domesticating versus foreignizing binary so prevalent
in translation circles; I see that as limiting a translator to fairly rational
choices. I see your intimate act of translation as more of an individual
choice, more of a visual choice, or more of a personal choice. Could you
talk a little bit about this third avenue, this third way of translation?
SPIVA K: I see. You are right, and I agree with you, that it would be
an irrational decision. What I am doing is I am describing. I -am not
giving a method. I am saying that translation is the most intimate act
of reading, whatever you choose to do. Even as a bad translator, that is
about as intimate that you can get. Haven' t you met people who cannot
really get close to you, which is their misfortune. For me it would also
be correct to say that reading is also the most intimate act of translation.
It wouldn' t be a chiasmus. There would always be a difference. Yet they
are a pair of dissimilar similars. And for some people, the intending
subject always slips in, their misfortune; they can't give it up to the text.
The interesting difference between this whole translation business, how
good it is, etc. and the dismissal of reading-oh, get your Kindle, etc. is
a global cultural lesson. We read when we were young, since there was
no Xerox machine, no nothing, and it was always borrowing and going
to lending libraries, national libraries. Karl Marx, in his Economic and
Philosophic Manuscripts of 1 844, copied pages and pages and pages. That
way of reading is gone. That's okay. I am not saying bring it back. W hen
the desire to translate grabs you, it is an unexpected thing that you wel
come. You begin to feel, and the trouble is, this is so without guarantees,
so without the ability to test, that people will claim it. It's too bad. People
will always claim that they are doing this. You cannot do anything about
------------- 1 66 -------------
it. But you begin to feel that you are writing the text. This happened to
me with Melanie Klein. I really began to feel as if-not that it was me
but it was that the text was being written in the reading. It is not at all
an identity-Melanie K lein/Gayatri Spivak-that kind of thing. I invite
my students to think when I am teaching Marx, which I do, a thousand
pages of Marx with the translation-it's not Marxism-I invite them at
least to imagine, to take it out of history, as it were, and to imagine that
there was a day when this stuff was not there. It's actually a contingent
piece of writing. I mean, of course, being what I am, the historical must
be considered, but there again, I very much, I have this sense, and with
Aime Cesaire, in that one scene where Lumumba is dying and there is
the blood coming up and in that foam he sees outside of himself into
dawning Africa, right, the rosiness. That particular scene, which is of
course incorrect because that is not how he died, but it is a play. I must
have, but it is not living that scene, because that would be this kind of
narcissism that one works against, but I felt again and again that I, that
something that one should not really call an "I;' is writing. That's the
intimacy that I am talking about. Taking the responsibility for the writ
ing of the text. This can't be given as a method, nor as a choice. Even if
you teach it, you should not give it as a prescription that I am giving.
I just wrote a little piece on loss for Seagull Books, who brought out
the Aime Cesaire t ranslation, for their catalogue, and the biggest thing
about humanities teaching when it really is humanities teaching is that
you are teaching people to play something, to philosophize if philoso
phy, and to read if literature. You do history of this and history of that
and other things, but they are only other models. The main thing that
you are teaching is to play something: one's self as an instrument. And
there are some who surprise you as being the ones who can be taught
to play to lose. Because that is how one teaches. Playing to lose. Because
qui gagne perd. This is like an abyss. Because if who wins loses, then is
winning losing, losing winning, losing one's desire to win and all of that
stuff, is playing to lose winning? This doesn't end. It is something that
you kind of give in to, right? Rather than think about incessantly. So for
them, the philosophers of the future, we who are j ust servants of our
students, earning a living teaching, we live in that hope and this intimate
act of reading, which is really a prayer to be haunted by the spirit of the
writing, not the person. How can I describe it? I am a complete atheist;
I am a complete nonbeliever in the soul, but this is about as close to this
effect of grace that one can get to. It is the intuition of the t ranscenden
tal, which, unless you have it, you cannot mourn and you cannot judge,
------------- 1 6 7 -------------
and that is what is caught by this definition of intimacy. It's not a defini
tion; it is a description.
NERGAARD AND GENTZLER: Thank you very much.
Gayatri Chakravorty Spivak, University Professor at Columbia,
has recently been awarded the Kyoto Prize for Thought and Ethics
(20 1 2) . Her most recent publication is An
Aesthetic Education in an Era of Globaliza
tion ( Harvard University Press, 201 2). She
is a translator of the works of Derrida and
Mahasweta Devi and is the author of Death
of a Discipline (2003), Other Asias (2008),
and A Critique of Postcolonial Reason ( 1 999).
She founded The Pares Chandra and Sivani
Chakravorty Memorial Project for Rural
Education in 1 997, to train teachers among
the landless illiterate and to return to modern
indigenous agriculture, in a rural district of
West Bengal, India, continuing work that she had started doing in
1 986. She is at work on a book on W E. B Du Bois. Email: gcspiv@
gm ail.corn.
------------- 168 -------------
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SPEC I AL ISSUE: SPACES AND PLACES O F TRANSLATION
Guest editors: Sherry Simon (Concordia University, Montreal, Canada)
and Federico Montanari (University of Bologna, Italy)
Publication: 20 I 5
The issue will explore the different processes of translation that occur in
the continuous negotiation of and in spaces and places.
The initial idea is that all translation takes place in spaces and is
both conditioned by space and able to promote or provoke changes in
the perception and the use of spaces. The main attention will focus on
places in space, mainly physical, architectonic places such as squares,
official buildings, places devoted to religious cult, museums, schools,
and the like, but also specific translation zones defined by a relentless to
and-fro of language, by an acute consciousness of translational relation
ships, and by the kinds of informal translation practices characteristic
of multilingual urban areas, banlieues and slums, infra- and inter-urban
boundaries, scenarios of social conflict and change. It is also impossible
to ignore virtual spaces, as they today increasingly define the reality of
all living spaces as transactional and plural.
A particularly intense locus of translation are borders, refugee
camps, sites where refugees and immigrants arrive, as well as passage
ways, crossing points, and mediation places in postconflict situations
(see, e.g., examples from postconflict countries of the former Yugoslavia
such as Bosnia and Kosovo), and sites of conviviality that are staked out
in hostile cities, sites such as railway stations where migrants gather.
In the recent past we have seen different examples on how spaces
and places are vulnerable to natural disasters (tsunami, Katrina, Sandy,
------------- 1 6 9 -------------
earthquakes in Italy). These improvised catastrophes causes traumas
arid force people to reinterpret their lives and their spaces.
We will consider the following main areas of investigation:
1. Physical spaces and their traversing
Emblematic city spaces with historical resonance as
sites of translation, rewriting, negotiation of shared
meanings and memories.
Practices of mapping that account for translation zones
and language flows. What kind of maps can reveal
successive overlays, expungings, and interactions of
languages, and how can maps take account of virtual
spaces?
2. Places of worship
- The transformation of cities where places of different
worship cohabit.
3. Spaces and places of migration
4. Spaces and places of conflict ·
Postwar places (e.g., Kosovo).
Social conflicts in urban areas (banlieues, slums).
Natural catastrophes (Katrina, Sandy, earthquake).
DuE DATES
_ Abstracts (ea. 300 words) or drafts can be sent to:
• Sherry Simon: [email protected]
• Federico Montanari (federico.mont@gmail .corn).
When submitting, please consider the possibility of including videos
and photos; in general we encourage submissions that consider other
forms of expression than the written language.
• Deadline for submitting abstracts is September 30, 201 3.
• Deadline for submitting completed articles is December
3 1 , 20 14.
For additional information, email Cristina Demaria at cristina.demaria2
@unibo.it.
------------- 1 70 -------------
THE JOURNA L
translation is a new international peer-reviewed journal published twice
a year. The journal, a collaborative initiative of the Nida School ofTrans
.lation Studies and leading translation studies scholars from around the
world, takes as its main mission the collection and representation of the
ways translation is a fundamental elemt:nt of cultures' transformation in
the contemporary world. Our ambition is to create a new forum for the
discussion of translation by offering an open space for debate and reflec
tion on post-translation studies. translation moves beyond disciplinary
boundaries toward transdisciplinary discourses on the translational
nature of societies, which are increasingly hybrid, diasporic, border
crossing, intercultural, multilingual, and global.
Translation studies is enjoying unprecedented success: translation
has become a fecund and frequent metaphor for our contemporary
intercultural world, and scholars from many disciplines-including
linguistics, comparative literature, cultural studies, anthropology, psy
chology, communication and social behavior, and global studies-have
begun investigating translational phenomena.
The journal starts from the assumptions that translational processes
are fundamental to the creation of individual and social histories and
to the formation of subjective and collective identities-that is, to the
dynamic transmission and preservation of culture(s). From here the
journal invites reflection and exchange on translation's role in memory
making through the representing, performing, and recounting of per
sonal and collective experiences of linguistic and cultural, psychic and
physical displacement, transfer, and loss.
------------- 1 7 1 -------------
www.translation.fusp.it
translation is published both as print and electronically, with the
two versions conceived together, in constant dialogue, stimulating
reflection, discussion, and debate in an open intersemiotic space where
all forms and channels of communication are welcome.
The journal's online version is not simply a copy of the paper ver
sion but much more. There you find reviews, video interviews, shorter
articles, debates, and news. Whereas the paper version is English only,
we desire to open up opportunities for articles beyond English with the
online version. With this translingual aspiration, we wish to create a
space for continuous translations, language encounters, and hybridity.
SUBMISSIONS
We accept article proposals for both the journal's paper version
and website.
We welcome articles of various length and format in both media
(paper and web). Texts that consider other forms of expression than the
written language-multimodal texts-are also welcome.
To submit articles, go to http://translation.fusp.it/article-proposals.
SUBSCRI PTIONS
Subscriptions can be purchased for two issues in one calendar year.
Once the subscription has been confirmed, the most recent issue in the
current calendar year will be shipped to your address; the next issue,
when published, will be sent to you when ready. The subscription access
will be granted to both online PDF downloadable versions and extra
contents such as the right to post comments on the biog.
To subscribe either as an individual or an institution, go to http://
translation.fusp.it/subscriptions.
------------- 1 72 --- ----------
Musa Dube
For us Africans who come from largely oral communities yet in a
historical context where the first written stories-whether they are cul
tures, history, religion, language-were written by Westerners, espe
cially during colonial times, it has been excruciatingly painful to read
the anthropological record, the travelers story, the missionary record:
for the most part, one cannot recognize herself. It is a different story,
precisely because it is an African story that is grafted into and inter
preted within a Western culture. Unfortunately, the colonial context,
which entailed the collection of the stories of the Other, who is differ
ent, was a time when the Other was already despised. Consequently
the refraction of our stories was informed not only by Western cultures
but by racism and Eurocentricism.
Gayatri Chakravorty Spivak
I am saying that translation is the most intimate act of reading,
whatever you choose to do. Even as a bad translator, that is about as
intimate that you can get. . . . When the desire to translate grabs you,
it is an unexpected thing that you welcome. You begin to feel, and the
trouble is, this is so without guarantees, so without the ability to test,
that people will claim it. It's too bad. People will always claim that they
are doing this. You cannot do anything about it. But you begin to feel
that you are writing the text.
Loe Pham
Yet far from being homogenous, the multilingual and multicul
tural territorial state is invariably split between mainstream and ethnic
cultures, and translation thus plays a key role in providing the condi
tion for the flow ofjustice across ethnic differences. Translation consti
tutes the very means whereby ethnic subjects of justice speak and are
spoken to. In this way, the political dimension of justice . . . intertwines
with the problematic of translation.
The problematic at hand is, I argue, the translation of distributive
justice into local language and culture, a translation of the material
into the cultural, if the material is to be accepted as justice.
| Unimi Open Journals |
translation | https://riviste.unimi.it/index.php/translation/article/view/17533 | [
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] | Introduction
Dear Reader,
I am glad and proud to present translation's third issue: it
is growing, we are surviving despite several difficulties, and we are
able to present a varied content that continues to explore the many
different aspects of the phenomena of translation. Both our reader
ship and authorship are increasing, and we are continuing to accom
plish our ambition of being transdisciplinary. This does not in any
way mean that we have reached our goal: we shall improve, grow,
learn, change- always trying to be better. The better, as r see it,
stands in a continuous eagerness of asking new questions about
translation, never being satisfied with the answers we seem to have
achieved. We need new questions, new people asking them, and I
am sure we will discover new forms of translation where we didn't
imagine it took place place, in unexpected fields and disciplines,
among unexpected geographies and subjectivities, in unexpected
layers of people's social and psychological lives. This issue repre
sents translation's next step in this direction.
The articles can be assembled in two main groups: one fo
cusing on translation beyond written texts, as performance, as genre,
as a means of cultural domination and liberation; the other address
ing Bible translation.
We begin with Kanchuka Dharmasiri's article that brings
translation out on the streets, to social life and daily interactions of
people, a place where I in the future would like to see more research.
r n her streets of Sri Lanka, in postcolonial and alternative perform
ance spaces, we find theatre, we find Brecht, in actual translational
practices performed by political theatre groups of which she is
"probing the politics of translations that occur in the margins."
The kind of translation Dharmasiri is describing is "tran C")
screative," envisaging a different translation model for theatre,
where the director and translator are the same person. Transcreation
----
�
generates "multiple meanings and constructlsl multiple realities," ----
C
·.::;
C
7
going beyond a one-way process, demystifying the power of the
Western text, the Western logos, and also revealing "the hybridity
of the Western text."
Chandrani Chatterjee delivers a "rethinking of genre and
translation" in this issue's second article, arguing that the relation
between the two has not received its due attention in translation
studies. With reference to the so called Bengal renaissance she con
vincingly demonstrates how the translation of literary genre is a par
ticularly apt example of cultural translation, and how the
"translations from the European languages into the native tongue
affords many more interesting instances of cultural translation, ne
gotiation, cross-overs, and departures, particularly with respect to
a reconfiguration of generic boundaries." Quoting Bakhtin, Chat
te1jee sees the phenomenon of the translation of a genre as the novel
in Calcutta as the "answering word," as "active understanding," to
analyse in the backdrop of the colonial encounter. A new genre, she
asserts. "became the site of a dual struggle against the constraints
of tradition on the one hand and the hegemonic tendencies inherent
in the process of colonialism on the other."
With a parallel to what we can read in Paul A. Soukup's ar
ticle in this issue, Chatterjee considers the newly introduced printing
press through the interesting example of the Bat-tala printers, show
ing its decisive role in "translational departures": genre is transcre
ated, reading habits change, oral and aural traditions are
transformed, visual aesthetics is renovated. This focus on the inter
relations between technology, materiality in general, iconography,
and translation very welcome in this journal, since they remind us
that translations emerge, exist, and change in socially and histori
cally detem1ined situations, and can not in any way be reduced to
written, textual elements.
In the next article Edwin Gentzler analyses translation of
Native American Literature, and again, as in the two preceding ar
ticles, the setting is colonial and imperial. The translations he speaks
about are "hidden," taking place "out-of-sight, behind the scenes,
sous ratour or under erasure," in private intimate spheres, among
- family members, in oral and often whispered forms, and, frequently
involving trauma and repressed memory. Gentzler is taking an im
portant step towards the necessary archaeology of the plurality of
--- languages, expressions, voices, stories, and dances that have been
---
i,j'
u.) 8
repressed by the powerful US-English-only policy. Drawing upon
Arnold Krupat's term of "anti-imperial translation," and works gen
erally not included in translation scholars' references-but in which
translation is everywhere present-Gentzler goes beyond the bor
ders of both traditional terminology and the limits of what transla
tion is. He discusses it in relation to conversion, elimination, and
domestication and gives examples of where we can find imperial
as well as anti-imperial translations. The anti-imperial translation
characterized by a multidirectional flow reminds us of the transcre
ative multi-meaning translations described by both Dharmasiri and
Chatterjee in the two former articles, thus creating intertextual con
nections and suggestions.
The reader will notice that Gentzler's article appears differ
ent from the others, in that it is broken up to parts and sections, in
teracting with other forms of texts, both written and iconic. Gentzler
and I have been discussing how we could textually and visually cre
ate a more open text that in its manifestation is translative, transcre
ative, and intersemiotic, and with our publisher's help we have tried
to give a visual form to these ideas. The side bars, links, images,
boxes, and even an article inside the article, create a kind of
palimpsest that suggests nonlinear, non homogeneous, non mono
lingual ideas and ideals. It is our wish to generate a new and open
text space, that is already intentionally interacting with new forms
of writing and translating that can be developed further in the elec
tronic space of the journal's online version. The various internet
links will obviously get their complete realisation when they appear
on line. Gentzler's article should also be read as an example of the
kind of articles that we very much appreciate in this journal.
The three articles devoted to very different aspects regarding
Bible translation represent our journal's interest in investigating the
deeply relevant question of the translation of religious/holy texts.
It is our impression that we are still in search of a language to study
this kind of texts-the most translated texts of all times-limited
by the contradiction that they are at the same time considered the
most untranslatable of texts, and that we still need to overcome both (Y)
prejudices and taboos surrounding them. To achieve this a transdis -----
ciplinary approach is no doubt necessary: holy scriptures scholars �
-----
·,:;;
9
have to meet with cultural studies scholars, historians with transla
tion studies scholars, anthroplogists with semioticians. Let us con
sider the three articles of this issue as a beginning towards this new
transdisciplinary language for the study of the translation of holy/re
ligious texts.
Jean-Claude Loba-Mkole's article analyzes linguistic dif
ferences in the Greek and Swahili texts of the New Testament from
an intercultural perspective. The intercultural method, as alternative
to the functional method that has dominated contemporary Bible
translation, is, according to the author, able to reduce the gap that
some approaches have created between exegesis and translation,
and is built on a triple-rather than dual-frame of reference: the
original biblical culture, church culture, and a contemporary target
culture. For the sake of a constructive dialogue between the original
and the translation, Loba-Mkole concludes, these three cultures
have to be included in any study of Bible translation.
A completely different aspect of Bible translation is ap
proached by Lourens de Vries in his analysis of the so-called "Ro
mantic Turn" in Bible translation and its development with the two
German philosophers Buber and Rosenzweig as its protagonists.
This turn is relevant to our field, he states, because of the way it
puts the theme of otherness and foreignness on the agenda. With
reference to what Lawrence Venuti calls the Romantic emphasis on
foreignization, de Vries analyses Buber and Rosenzweig's transla
tion project of the Bible, Die Schrift.
De Vries underlines how much their project reflected the
philosophical and Jewish tradition the two translators were part of,
and how much their translation is a result of a precise hermeneu
tic-interpretative position, as for instance expressed in the colomet
ric structuring of the texts with the purpose of liberating the spoken
Ur-reality imprisoned in the written form, the oral-aural dimension,
the Leitworte. Such a translation emphasized the literary dimension
of the Bible, a very much appreciated strategy in the postwar period
and followed by many radical translators in the Western world.
Interestingly, de Vries demonstrates how literalism and for
eignization are not expressions of only one strategy, but may re
spond to different, and even opposite, purposes. And the irony is,
he continues, that the purpose of either foreignization or domesti
---- cation often produced the opposite effect.
----
w 10
The Bible's combination of a material object and spiritual
text is the theme of Paul A. Soukup's article, especially when its
translation into a vernacular becomes a mass-produced object des
tined for publication as an "authorized" version for a national
church. With a media ecology perspective that considers the inter
action and interdependence between communication technologies
and social practices, he considers the Bible as a communication phe
nomenon, yes as a "normal" text, essentially demonstrating the
same qualities as any other mass-produced text. Soukup concen
trates on the King James Bible, the revised English translation that
was to have such a wide diffusion and profound social impact
thanks to Gutenberg's invention. According to Soukup the printing
press is only one of eleven contexts of social practices included in
a media ecology perspective, among which there are also the book
trade, the scholarly world, the practices of translation, libraries, and
politics.
The reader will notice that the present issue includes articles
by three members of this journal's boards: Edwin Gentzler and Paul
A. Soukup, who are members of the editorial board, and Lourens
de Vries of the journal's advisory board. With such a marked pres
ence of "ourselves" we want to share our identities with our readers:
we are not invisible, objective, and neutral beings, but rather active
members of the community we are trying to create, whose voices
also have to be heard.
In my introduction to issue two l compared the journal to a
growing plant, still with barely formed roots and only a few small
flowers. Now, the roots are a little more vigorous and there are quite
a few new flowers. Sherry Simon's arrival as a new member of the
journal's advisory board is, I feel, one of the most important
achievements in this fertile process. l am honoured to welcome her,
and grateful that she has accepted our invitation. By way of intro
duction, I would like to invite you to watch the interview l did with
her in May, when she was one of the The Nida School of Translation
Studies' professors. The video is available via the journal's on line
version at http://translation.fusp.it/ During the conversation she il
lustrates her special interest in the different layers and forms of ---
translation that occur in multilingual cities. This aspect will be ex- ---
�
·.;::;
11
plored further in the future special issue, "Spaces and Places,"
which she will be guestediting together with Federico Montanari.
The happy news of Simon's joining the advisory board is
unfortunately countered by the sad news of Martha Cheung's pre
mature passing away. Martha has always been an important and
supportive member of the journal's advisory board from the very
outset, and we have decided to respectfully dedicate the closing
pages of this issue to an In Memoriam for Martha Cheung.
S. N.
�.
----
ai'
----
w 12
| Unimi Open Journals |
translation | https://riviste.unimi.it/index.php/translation/article/view/17532 | [
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] | Brecht in the Streets of Sri Lanka
Kanchuka Dharmasiri
University of Peradeniya, Sri Lanka
[email protected]
Abstract: Current theories of translation and theacer, predominanrly centered in
a Euro-American context, are of limited applicability co settings that are culrur
ally, economically, and socio-politically different from professional and main
stream cheater spaces in the west. This paper explores the possibilities of
expanding theories of cheater translation through an interrogation of actual crans
lacional practices chat rake place in posccolonial and alternative performance
spaces. This question is examined ehrough the transcreacions of Brechc's work
by the Wayside and Open Theatre, the first political cheater group in Sri Lanka,
analyzing how they transform Brecht into powerful street performances chat
scrutinize the nature of power, violence, and silence in a posccolonial space. By
examining these performances, I intend to reconsider accepted notions in studies
of theacer translation such as the assumed dichotomy between translator and di
rector. The study also explores the complex modes of transference and recrans
ferencc of power characterizing cheater translations in posrcolonial spaces. I wiU
also explore the multiple variables that come into play in cheater translations in
alternative cheater settings, and discuss why the term "cranscrearion" would be
appropriate in identifying chis process.
Introduction
You artists who pe1form plays
In great houses under electric suns
Before the hushed crowd, pay a visit sometime
To that theatre whose setting is the street.
The everyday, thousandfold, fameless
But vivid, earthy theatre fed by the daily human contact
Which takes place in the street. 1
In "On Everyday Theatre," Brecht entreats artists who per
form "under electric suns" to observe everyday theater whose set-
M
0
N
1 Berto It Brecht, "On Everyday Theatre." in Bertolt Brecht Poems 1913-1956. trans. John Willet and Ralph .......
Manheim (New York: Methuen. 1976), 176. J§
.......
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0
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13 �
ting is the street . Theater in the streets, for him, is dai ly interactions
of people and he implores artists not to "become remote" from this
theater, "l h lowever much l they l perfect l theirl art." In this equa
tion , B recht establishes a dist inction between the artists in great
houses and the people, but ignores the artist who steps to the streets
with the specific i ntention of performing for the people. Perhaps
this omission occurs because Brecht's own work was confined to
great houses , as his mission was to pol iticize the works that oc
curred inside them . 2 The street theater artist, however, takes
Brecht's entreaty one step further, estab l ishing a connection with
"everyday theatre" by taking their performances to the streets .
Brecht 's invocation for the artist to investigate outside spaces ex
tends beyond the theater artist to the l iterary critic when M i khai l
Bakhtin i l lustrates the necessity of examining "the social life of dis
course outside the art ist's study, di scourse in the open spaces of
public squares , streets , cities and v i l l ages, of social groups"
( Bakhtin 1 98 1 , 259) in order to understand the dynamics of l i ving
and evolving l anguage . I n this way, B recht and Bakhtin invite
artists and critics to venture out of "grand houses" and the "aitist's
study" into open spaces in order to witness "earthy theater" and the
"st i l l evolving contemporary reality" ( Bakhtin 1 98 1 , 7 ) , thus shift
ing away from the center toward an inquiry into the marginal and
interstitial spaces. NgugT wa Thiong'o expands the debate by speak
ing about the necessi ty of "moving the center in 1 - . . I two senses -
between nations and within nations" (NgugT wa Thiong'o 1 993 ,
1 7) . He points out the significance of surpassing presumed centers
of knowledge beyond the borders of the Euro-American context
and speaks of "the need to move the centre from its assumed loca
tion in the West to a multipl icity of spheres in all the cultures of the
world" (NgugT wa Thiong'o I 993 , I 6) . He furthermore i l lustrates
the need to engage w ith local languages .
Though translation theorists have ventured beyond "loca
tion ! s I in the West" to engage with translation practices in "multi
plicity of spheres" in the world, studies of translation and theater
2 In "Theater-in-the-street and the theater-in-theater." Peter Handke states, "Despite his revolutionary in
tent. Brecht was so very hypnotized by the idea of theater that his revolutionary intent always kept within
the bounds of taste, in that he thought it tasteful that the spectators, since they remain spectators, should
�. (be allowed to) enjoy themselves unlit" (Handke 1 998, 8) The notion of the unlit audience is mostly present
--- in performances that take place in enclosed theater buildings.
---
w 14
remain predominantly centered on mainstream theater settings in
the Euro-American context. As a result, they do not always lend
themselves to the elucidation of translational practices in alternative
theater spaces-both in the global north and the global south-and
theater models in diverse "cultures of the world." An inquiry into
such modalities opens up a space to examine variables that have
not entered the theater translation debate thus far. In this paper, I
propose to explore the possibilities of expanding theories of theater
translation through an interrogation of actual translational practices
that take place in postcolonial and alternative performance spaces,
specifically examining the works of the Wayside and Open Theatre,
the first political theater group in Sri Lanka. In doing so, I move
from the Euro-American context to a postcolonial setting and from
mainstream theater practices to alternative performance spaces,
probing the politics of translations that occur in the margins.
Through an inquiry into these practices, I intend to reconsider cer
tain accepted notions in studies of theater translation such as the
assumed dichotomy between the translator and the director of a
play. The study also explores the complex modes of transference
and retransference of power that characterize theater translations
that occur in postcolonial spaces. Engaging with Ronaldo de Cam
pos's and Gamini Haththotuwegama's ideas related to various
modes of translational/transcreational practice, I will also discuss
why the term "transcreation" would be a more apt way of identify
ing this process.
Although Brecht, in urging artists to be inspired by the
"earthy theater" of the streets, did not envision the possibility of
the artist performing in the streets, his ideas have inspired many
street theater artists and his works have been translated and tran
screated in a variety of ways and taken to diverse audiences. It is
to transcreations of Brecht's work that I turn in my effort to envis
age a different translational model for theater. I will examine how
his parable "Measures against Power," a text that scrutinizes the
nature of power, violence, and silence, is transforn1ed into a potent
political theater piece in the Sri Lankan streets. Since the group
constantly questions hegemonic power structures, it becomes in
teresting to see how they utilize this text in a transcreated form to
address issues that are endemic to the current political situation in ---
their respective contexts. The work goes through a tremendous ---
�
15
process of transformation in the transcreation process and assumes
a life of its own, integrating local idioms and cultural signs while
retaining the basic ideas of Brecht 's work.
Translators and Directors
One of the ongoing debates regarding theater translation
concerns the place of the theater text. Many translation theorists
maintain that the theater text is singular because of its performance
aspects, which means that it cannot be translated in the same fash
ion as any other text. As Susan Bassnett claims,"! t lhe linguistic sys
tem is only one optional component in a set of interrelated systems
that comprise the spectacle" ( Bassnett 1 980 , 1 20) and the process
where the linguistic sign is transferred into another and subse
quently retransferred on to a visual and auditory spectacle is a mul
tilayered one. As a result , "l t lheatre texts, and therefore also their
translation, do not necessarily follow the same rules as texts in a
literary system" (Aaltonen 2000, 7). The auditory and visual com
ponents and the live audience that factor in the final product make
theater texts different from other textual translations.
Apart from the agreed factor of the particular nature of the
theater text , many theoretical discussions of translating in theater
are contingent on certain other assumed notions about the theater
system . For one, there seems to be a consensus about the strict di
vision between the role of the translator and the role of the director.
Since they are perceived as performing separate acts, some theorists
are intent on finding strategies to bridge this gap. Otrun Zuber, re
iterating the boundary between the translator and director, proposes
a scenario where the translator "producel s l a reading edition l of
the play I in the target language with comprehensive notes" and af
firms that "l t l his would mean that the translator only points out the
problems and the producer is left to solve them" (Zuber 1 980, 73).
Furthermore, the relationship between the two is presented as an
tagonistic when Phillis Zatlin asserts that "theatrical translators
wish to be involved in the dynamics of rehearsals, standing in as
the author's surrogate. But far too frequently, the translator is
shunned aside" (Zatlin 200S, 4). In both cases, there is a strict sep
aration established between the translator and the director, and in
the latter case the relationship is even perceived as hostile . In fact,
--era· most of the theories are contingent on the idea that the theater trans-
--
w 16
lator and director are two different people; the process is seen as
anything but a collaborative one.
Susan Bassnett, who has extensively explored the complex
ities inherent in theater translations, proceeds to make a distinction
between the translator and the director in "A Case against Per
formabi I ity":
whi lst the principal problems facing a director and performers involves the
transposing of the verbal into the physical , the principal problems facing the
translator involve close engagement with the text on page and the need to find
solutions for a series of problems that are primarily linguistic ones-differences
in register involving age, gender, social position . etc. (Bassnett 1 99 1 , 1 1 1 )
Bassnett clearly demarcates the roles of the translator, director, and
performers. The translator's main problems are "primarily linguistic
ones" based on the specifics of the context, whereas the director 's
problems involve the transposition of the verbal signs into physical
ones. She argues that deciphering the gestic and visual signs is not
a part of the translator 's task. In fact, Bassnett's main argument in
the essay is centered on critiqu ing the notion of performability,
claiming that it is not a universal concept and should not be given
prime importance in the process of translating plays: "The theatre
texts cannot be considered as identical to texts written to be read
because the process of writing involves a consideration of the per
formance dimension, but neither can an abstract notion of perform
ance be put before textual considerations" ( Bassnett 1 99 1 , 1 1 1 ).
She is opposed to the idea of giving primacy to the idea of perfor
mativity when i t comes to the translation of a theater text. Yet, in
the case where a play translation is done with the specific aim of
being performed, the idea of performance is no longer "an abstract
notion" and is as concrete as the textual considerations. Such a du
ality between the written text and the performance is also ques
tioned when the dichotomy between the translator and director is
questioned. In fact, the performability factor gains ultimate signif
icance when a translator/director translates with the distinct aim of
performance because linguistic, gestural, visual, auditory, and a
myriad of performative elements, ' as well as the as the ideology of
both systems, come into play.
3 If a text is translated with the idea of being performed, performativity becomes such a significant dimen
---
sion ot the process. ---
�
C
·.::;
C
17 �
Among translation theorists who write about theater, Andre
Lefevere is one who does not make a strict separation between
translators and directors in his works . Most of the examples he
gives are of plays that are translated with the distinct intention of
being performed.4 Referring to H. R. Hayes's, Eric Bentley's, and
Ralph Manheim's translations of Brecht's Mutter Courage und ihre
Kinder/Mother Courage and Her Children in the United States
( 1 94 1 , 1 967 , and 1 972 , respectively) , Lefevere ( 1 998 , 1 09- 1 2 1 )
contends that theater translations are predominately influenced by
the ideology of the receiving system, with the semiotic shifts in the
translated texts occurring in response to the ideological workings
of the target system: He states that " l t lranslations are produced
under constraints that go far beyond those of natural language-in
fact, other constraints are often much more influential in the shap
ing of the translation than are the semantic or I inguistic ones" (Lefe
vere 2000 , 237). He illustrates how Eric Bentley and Hayes
translate Mother Courage with the distinct aim of a subsequent per
formance of the play for a mainstream Broadway audience.5
Though Bentley and Hayes are not the directors of the play, their
intent of translating the play with a specific audience in mind
changes the way in which the translation occurs . Thus, Hayes's mo
tivation to depoliticize Brecht,6 to separate him from Marx, does
not occur as a result of his close engagement with the text, but be
cause of his desire to get the play approved to be performed in the
United States , and, more specifically, in the commercial space of
Broadway.
If the politics of the receiving culture worked to diminish
the political dimensions of Brecht's works when they were trans
lated for the mainstream Broadway audience in the United States,
the opposite occurs when Brecht is transported to the alternative
theater setting in Sri Lanka, where Brecht's political ideas are used
to critically probe an array of power politics within the target cul
ture and to offer a rereading of Brecht's text. The artist there is more
•1 In the examples he provides, none of the translators are the directors of the plays, but he does not proceed
from a preconceived notion of a director- translator binary.
5 Lefevere illustrates how "Hays and Bentley also do their best to integrate the songs, which Brecht uses
as the 'alienation effect' par excellence, fully into the play, approximating the model of the musical" llefe
vere 1 998. 1 1 5). Such transformations occur in terms of language. form, structure. and ideology as well.
6 Lefevere shows the way "Hays also weakens the obvious connection between war and commerce in the
-... person of Mother Courage by omitting [certain] lines Brecht gives her" llefevere 2000. 244).
ar-
-...
w 18
intent on accentuating the political aspects and sharpening the po
litical edge of the work.
Theater in the streets of Sri Lanka
W hile Bassnett, Lefevere, and Zuber
speak about diverse aspects of translating in
theater, the examples they consider are mostly
European or American-based. Most of the the
orists, except for Lefevere, also view the trans
lator and director in binary terms, which is just
one example of the ways in which a fundamen
tal disconnect can arise in an attempt to apply
these theoretical notions to theater translation Dining.
in spaces that are culturally, economically, and
sociopolitically different from the ones these
theoreticians refer to. In Sri Lanka, for exam
ple, a strict division of tabor does not charac
terize theater practice;7 in fact, in this setting,
the translator and director are often the same
person. W hen one moves out of mainstream
theater settings to practices of street theater in The guest asking for help.
alternative spaces, one encounters yet another
set of circumstances. The world that the street theater artist inhabits
is one that is different from the study of the individual writer. The
street theater artist 's work is based on discussions. workshops, and
group activities where pe1formers work in unison to build up a par
ticular piece.s In this context, the transcreation process can also be
one in which several people participate. Also, as with the cases of
the Wayside and Open Theatre, the translation could occur during
the rehearsal process. There is input from other participants and the
work is not based on an individual's isolated tabor.
Though there are many aspects of the process of translation
that take place in alternative theater spaces, in this article I focus
on understanding the workings of the translation process when the
7 Translation has played a decisive role in the development of modern Sinhala theater and theater trans
(Y)
lations remain to this day one of the main components of the art form.
8 This type of dynamic occurs in alternative theater practices in Euro-American contexts as well, particularly
-------
in works by community and devised theater groups. My focus in this article is alternative performance �
spaces in the postcolonial context and thus will not be expanding this area. -------
·.:,
19 g
translator and the director are the same person.
In such a context, the translator/director has to
consider a multiplicity of elements ranging
from the linguistic, visual, and auditory to the
spatial, and needs to deliberate the ideological
dimensions embedded in all these elements .
M y exploration of this question is thus closely
Taking a bath.
related to the hegemonic power relations that
exist between the source and the target cultures
and the director/translator 's efforts to negotiate
the ideological dimensions of the process. If
the translator/director 's sole idea of translating
a play is dependent on a future production, how
does that change the trajectory of the transla
tional process? In such a context, the translator
does not have the luxury to leave physical, ges
Taking a bath.
tic, and verbal interpretations for the director
or the performer and often works with a clear
direction in mind . For example, for a
director/translator such as Gamini Haththo
tuwegama, one of the pioneers of the Wayside
and Open Theatre, the main purpose of trans
lating Brecht and Chekhov was to take "clas
sic" texts to people who do not generally have
the chance to experience them. When the goal
is clearly defined, and the binary between the
translator and director is nonexistent, and trans
Listening to the Fox-girl story.
lation in theater acquires a different signifi-
cance . The translator/director has to think
beyond the linguistic aspects of the text to envision the ways in
which the text will be enacted with regards to its gestural, visual,
auditory, and performative aspects. In order to address this dy
namic, I will examine several elements that enter the translator/di
rector 's repertoire as he transcreates a specific piece in a context
far different from the one in which it was originally created. The
translational works l explore here are not originally dramatic texts
per se , but transcreations of Brecht's poems and parables into the
atrical pieces.
---or-
---
w 20
Transcreation and the Postcolonial Performance Space
In my discussion thus far, I have fluctuated between the
terms translation and transcreation. In many senses, the term tran
screation is more apt at capturing the process that the street theater
artist in the postcolonial setting is engaged in. The notion of tran
screation entered translation studies through the work of the Brazil
ian poet , critic, and translator H aroldo De Campos. For him ,
translation "is less an act of synthesizing or an act of resolution of
the contradictions than a radical operation of transcreation (opera
cao radical de transcriacao 1 98 1 : 1 8) that creates new, tangential
lines of communication" (Gentzler 2008 , 1 3). He sees translation
"as transgressive appropriation and hybridism (or cross-breeding)
as the dialogic practice of expressing the other and expressing one
self through the other, under the sign of difference" ( De Campos
1 997 , 1 3). In such a view, the linear teleology of translation, the
assumption of a knowledge flow from one direction to the other is
questioned. What occurs instead is a more complex integration of
difference, creating a dialogic relationship between the two texts
and contexts. De Campos develops his conception of transcreation
through his engagement with Oswald de Andrade's "Cannibalist
Manifesto ." De Campos especially points out the phrase "Tupi or
not Tupi, that is the question," calling it a "phonic usurpation, a
mistranslation by homophony, of Shakespeare's famous dilemmatic
verse" ( De Campos 1 997 , 1 3). Thus , while "Tupi or not Tupi, that
is the question" immediately evokes the quandary of the uncertain
Prince of Denmark, for the Brazilian audiences, it also evokes the
"the general language spoken by Brazilian Indians at the time of
Brazi 1 's discovery" ( De Campos 1 997, 1 3 ) , which references the
colonial moment, conjuring up images of the massacre of the native
inhabitants. Translation becomes a "transgressive appropriation"
within such contexts where the rewriting opens up space for mul
tiple meanings and significations . Thus, this process of appropria
tion , or to use De Campos's term , devouring, is not carried out
"from a submissive and reconciled perspective of the ' good sav
age,' but from a brazen point of view of the 'bad savage' devourer
of white people, anthropophagus" ( De Campos 1 997 , 1 4). Slightly
resonating with Caliban's famous utterance, "You taught me lan (Y)
guage, and my profit on't/ls I know how to curse" (Shakespeare ---
2007 , I.ii.366-368), where the learning of the master's language en- ---
�
·.:c
21
ables Caliban to curse him, in this instance, the "bad savage" irrev
erently devours the master's text and transcreates it through an in
tegration of local traditions and knowledges. Translation becomes
a "radical act of transcreation."
Consequently, rather than uncritical ly embracing texts com
ing from the West, the anthropophagic translator takes the essence
of the works and transforms them to address the Brazilian cultural
political context. This concept gives more agency to the translator
and to the formerly colonized subject rendering her an active cre
ator of knowledge. As Edwin Gentzler states, "I s luch a rewriting
of European classics through the phonetic and cultural background
of Brazil results in new meanings and insights unique to Brazil that
get woven into a sophisticated translation practice that leads to new
definitions of translation as transcreation or transculturalization"
(Gentzler 2008, 82). The hegemonic relationship between the col
onizer and the colonized, the "classic" Western text and indigenous
traditions is questioned in this context and the "European classics"
are no longer perceived as ultimate "nuggets of knowledge" (Woolf
1 929, 3). They become acculturated and transformed by the cultural
practices of Brazil.
Speaking about the discovery of "the English book" (the
Bible) , and specifically referencing Joseph Conrad's Heart of Dark
ness, Homi Bhabha argues that a reversion of power occurs when
the English book is not taken to be the ultimate authority, but a
source of ambivalence which enables the colonized subject to vi
sion a mode of resistance. H e asserts that
If the effect of the colonial power is seen to be the production of hybridization
rather than the noisy command of colonial authority or the silent repression of
native traditions, then an important change of perspective occurs . It reveals the
ambivalence at the source of traditional discourses on authority and enables a
form of subversion, founded on that uncertainty that turns the discursive
conditions of dominance into the grounds of intervention. (Bhabha 1 994 , I 60)
Both De Campos and Bhabha question the primacy of the
Western word, the logos albeit in two contexts. Their premise-the
idea of seeing colonial power as creating hybridization rather than
merely serving as a mode of authority-directs one towards a
change of perspective. [n such a situation, "Tupi or not Tupi" is
a·
---iiI' Hamlet, but also the language of the Brazilian Indians. While Ham-
---
w 22
let is struggling to protect his father 's legacy, "The Cannibalist
Manifesto" appropriates the lines and in the "phonic usurpation"
draws attention to the colonial situation and the destruction and
dilemma caused by the colonial legacy. H ence , rather than follow
ing a teleological trajectory, meaning speaks to multiple levels and
directions.
I would like to bring Gamini Haththotuwegama to the tran
screational debate at this point. Though H aththotuwegama has not
explicitly written about translation . he has extensively spoken about
it through his practical engagement in the field.'' One of the pioneers
of political street theater in Sri Lanka, Haththotuwegama was a
scholar. writer, performer, and director. H e was a translator who
transcreated works such as Shakespeare's Hamlet, Midsummer
Night 's Dream , and Jean Anouilh's The Lark to be performed in
mainstream and alternative theater spaces, and also transcreated
works by Brecht and Chekhov for the Wayside and Open Theatre .
Growing up, Haththotuwegama was firmly enmeshed in an English
language and literature background and exposed to traditional per
formances from a young age. He started his theatrical life doing
English theater, but changed the direction of his theatrical ventures
in a fundamental way in the 1 970s by becoming a part of the street
theater group. 1 0 Deviating from an urban theater practice that he
saw as exclusively addressing a middle class audience , he worked
with the group to take theater to disparate audiences all over the
country.
H aththotuwegama preferred the word transcreation over
translation. He used the term transcreation to indicate how a text
from a specific context goes through a linguistic and cultural trans
formation and takes on a new form and meaning in a different so
ciopolitical and cultural setting. From his time as an English teacher
and then subsequently a lecturer in the Depaitment of English and
Fine Arts, his works were a mixture of Western works and indige-
9 He presented a paper on translation titled "Translation Theory Drives Me Mad: An Anti-Pedagogical Con
fession" for the second annual translation conference held in 2005 in Kandy, Sri Lanka. His talk is not
recorded, but his abstract remains.
H• The Wayside and Open Theatre formed as an alternative, nonformal theater in 1 974. Moving away from C")
the predominately bourgeois proscenium theaters, they performed in the streets, factories, temple premises, -----
universities, and urban slum areas. It was the group's stated goal to make theater spectatorship an intel
J§
lectual. critical exercise for as many people as possible. -----
·.;::;
23
nous traditions. In 1 96 1 , he produced Shakespeare in Sarong , 1 1 the
title itself indicating the transformation of the bard to a Sri Lankan
setting, where "good old Shakespeare appeared as Narrator, clad
in long cloth and coat, sporting a 'konde' and twirling an umbrella"
( Haththotuwegama 2005, 345). Shakespeare, the bard in traditional
garb, thus becomes incorporated into the local setting. Yet, his idea
was not merely predicated on turning Shakespeare into a local char
acter, embodying indigenous characteristics . It was based on a
larger idea of culture and encounters. His question, "Certainly, if
we grew up with Shakespeare, why not have alternative Shake
speare growing up with us?" ( Haththotuwegama 20 1 2, 345 ) , shows
the possibility of generating multiple meanings and constructing
multiple realities. A space opens up to question the monolithic idea
of a Shakespeare and expand Shakespeare to myriad possibilities.
Ashley Halpe recalls Haththotuwegama's transcreation of Hamlet: 1 2
its "style was highly eclectic, drawing on the Nadagam, Kol am and
Nurti 1 3 forms of the Sinhala theater, on the director 's substantial
experience of the political Street Drama which he developed for
Sri Lanka, and on some British and continental models and read
ings" ( Halpe 20 1 0, 56) . The creative transcreation of Hamlet occurs
in a space that interweaves Shakespeare, Western theatrics , indige
nous theater forms , and the political street theater. Halpe asserts
that, "fluid, 'rough,' dynamic, this production liberated Shake
speare" ( Halpe 20 1 0, 59) .
Haththotuwegama's production of Hamlet was done for a
predominately university audience with a cast drawn mostly from
the student body and some of the parts enacted by street theater
performers. The situation was similar in the trilingual transcreation
of Brecht's poem, " Difficulty of Governing." He created this play
with his students at Kelaniya University, with the participation of
some members of the street theater group. Neloufer de Mel recalls
how they built the piece "workshop style [ .. . [ dramatizing each
1 1 A fabric wrapped around the waist traditional attire in South Asia.
12 Hamlet was translated by Haththotuwegama, Gamini Fonseka Edirisingha. and Lakshman Fernando.
Haththotuwegama and Haig Karunarathne codirected the play. It was first performed in 1 990.
u Nadagam was a folk drama in which stylistic dances and music were used. K51am, a ceremony that uti
lized masks and stylized performance methods. was a performance practice that belonged to the coastal
areas of Sri Lanka. Some of these performances still exist today, but not as often as before. Nurti, which
�-
were popular in the cities, consisted mostly of musicals and ohen were direct replicas of Indian Parsee
---- pieces.
----
w 24
verse."' 4 Brecht's poem about power and governance transformed
into a forty-minute play, offering a satirical commentary on the
changing political and economic landscape in Sri Lanka. In 1 977,
the newly elected United National Party government instituted the
executive presidency, centralizing power around the presidential
office, 1 '' and the play interweaved this historic fact into the poem,
reinventing the Brecht poem in a contemporary Sri Lankan context.
The play was episodic in structure, integrating traditional dance
movements, transformed folk songs, and local idioms . Brecht's
lines such as "Without ministers/ Corn would grow into the ground,
not upward'*' paved the way for the group to satirize recent polit
ical events such as politicians taking part in paddy harvesting while
wearing tennis shoes. 1 ·' Haththotuwegama states that the current
political situation in Sri Lanka enabled them to further elicit the
humor from the Brecht poem. Quite ironically, the trilingual Brecht
transcreation was banned in 1 978 for criticizing the government.
Haththotuwegama's concept of transcreation resembles that
of De Campos's idea in certain ways. Though he does not use a de
vouring metaphor, he does conceive translation as going beyond a
one-way process. He inquires, " I i If translation is 'hegemonic,' is it
a one-way process necessarily? While 'creating contexts of gover
nance' does it not I iberate them? If there is 'transference of power
through language' isn't there possibly a re-trans ference of power?"
( Haththotuwegama 2005). Thus, there is a tendency on the part of
postcolonial translators and practitioners to see translation as more
than a mere transference of power in one direction . W hile transla
tion creates contexts of governance , it also functions to liberate
them; thus the need for alternate Shakespeares. These theorists
question the notion of the one directional epistemic flow. Knowl
edge is more multifaceted; the moment Shakespeare enters the Sri
Lankan setting, he encounters difference, and this difference helps
render Shakespeare more creative and dynamic , liberating him.
Such an act has fu1ther implications. Haththotuwegama asse1ts that
"I think the very act of going to our own creative works and going
1 ➔ Interview with Neloufer de Mel. Colombo, Sri Lanka, 2010.
1 .< The balance of power between executive. legislature. and judiciary was changed in favor of the execu
tive.
1 6 Bertolt Brecht, "Difficulty of Governing," 295.
---
17 Interview with Haththotuwegama. Bokundara. Sri Lanka. 201 0. ---
�
·.:;;
25 �
through them to the Western 'models' can be a decolonizing ven
ture" ( Haththotuwegama 20 1 2, 345) . The encounter here is more
interactive than hegemonic or hierarchical and thus paves the way
for a more hybrid and integrated model of transcreation. Transcre
ation is thus not a mere transference of a text from one context to
another, but a process through which a text from another context is
utilized not only to gain an understanding of the source culture, but
to cast a critical eye on the receiving system. The hierarchy between
the two texts is suspended. 1 8
Haththotuwegama asserts that his ideas o f transcreation
were formed through his practical engagement in the field, a fact
that becomes obvious when one considers his transcreation of
Bertolt Brecht's parable "Measures against Power." The text un
dergoes transformations in terms of language, performance, and
genre. The parable, which is considered to be a fragment of a play, 1 9
becomes a full blown performance piece in the streets of Sri Lanka.
A close look at the piece illustrates that the parable about "the time
of illegality" acquires a completely different signification in the
postcoloniaJ Sri Lankan setting. The play still addresses notions of
power, rule, and authority, but the nature and mode of that power
relationship changes in the Wayside perfmmance. The transcreated
piece establishes a dialogic relationship between Brecht's notions
of power and the political context in Sri Lanka. What all these the
orists are drawing our attention to is a process of demystifying the
power of the Western text, the Western logos . Such a practice also
reveals the hybridity of the Western text. After all, Brecht's dramat
ics were hugely influenced by Chinese opera and that fact also be
comes a part of the discourse . In the hierarchical world of
knowledge production, where the economically and politically
powerful nations are deemed to have supremacy when it comes to
writing and the arts, the arts and knowledge of the formerly colo-
18 This is not to ignore the unequal economic and political power hierarchy between the two contexts. The
economic factor is particularly pronounced in the publishing industry and copyright laws as they affect con
texts in the global North.
19
Some of the theater projects that Brecht was working on in the second half of the 1 920s were not com
pleted. In is introduction to Brecht's Stories of Mr. Keuner, Martin Chalmers asserts that "Brecht detached
a number of these brief commentary fragments from the dramatic context, reworked them so that they
could stand independently, and wrote new pieces of a similar kind. These became the Stories of Mr. Keuner,
---al' the first eleven of which were published in 1 930" (Brecht 2001 , 97).
---
(.0 26
nized nations is relegated to the periphery. Yet, by creatively weav
ing that knowledge with the hegemonic products of the West, the
postcolonial transcreator invents a new product that pierces, defiles,
and enriches the Western text, rendering it more polyvalent and
complex. The postcolonial artist transgresses, transforms, and tran
screates, and "newness enters the world" (Rushdie 1 99 1 , 394) .
Measures against Power/Marawara Mehewara
"I'd rather be a hammer than a nail, yes I would, if I could":
the performers of the Wayside and Open Theatre sing the first lines
of Simon and Garfunkel's song "El Condor Pasa" ( 1 970) to a pop
ular Sri Lankan folk rhythm and the accompaniment of a traditional
drum. After the first verse in English, they shift to the Sinhala tran
screation of the song where the affirmative lines in the original
transform into questions: "What is your preference for, is it the cen
tropus or the snail?" Following a slightly louder beat of the drum
and a pause, the song changes to Bob Marley and Peter Tosh's "Get
Up Stand Up" ( 1 973) as the drum continues to provide the beat
necessary for the singers . As these songs are sung in the back
ground, the performance space comes to life . Four actors enter, all
in black, and create a door with their bodies. Another performer be
gins a motion of sweeping the floor with a broom. As the songs
end, we hear someone utter "hello." The "guest"20 has arrived. What
we are about the witness is the transcreation of Bertolt Brecht's
parable "Measures against Power" as Marawara mehewara (Thug
Service/Thug Come, Come Here).2 1
"Measures against Power" is a commentary o n power
political, social, and personal . According to the Brecht parable an
agent arrives at Mr. Egger 's house and assumes an utterly privi
leged position .2� After forcing Mr. Eggers to feed him and attend
20 There are two characters in Brecht's "Measures against Power": the agent. and Mr. Eggers. In the per
formance, the characters are not given names; we encounter the self-identified guest and the silent host.
I will refer to the characters as the "guest" and the "host" in my analysis of The Wayside and Open Theatre's
Merawara Mehewara and refer to the character as the agent and Mr. Eggers when I talk refer to Brecht's
parable
:::i The Sinhala version has a double entendre. One of the main characteristics of Haththotuwegama·s work
is his wordplay, particularly his use of allusive puns and his penchant for imbricate phrases.
22 According to Mr. Keuner. who recounts the story, "[t]he agent showed a document. which was made in CV)
the name of those who ruled the city, and which stated that any apartment in which he set foot belonged ......._
to him; likewise. any food he demanded belonged to him; likewise. any man he saw. had to serve him" �
(Brecht 2001 , 3) ......._
C
·.;::a
C
27
to his i n numerable needs , the agent, without even look ing at
Mr. Eggers , asks, "Will you be my servant?" M r. Eggers i s s ilent:
M r. Eggers covered the agent with a blanket, drove away the fl ies, watched
over his sleep, and as he had done on this day, obeyed him for seven years. But
whatever he did for h i m , one thing Mr. Eggers was careful not to do: that was,
to say a single word. Now, when the seven years had passed and the agent had
grown fat from all the eating, sleeping, and giving orders, he died. Then Mr.
Eggers wrapped him in the ruined blanket, dragged h i m out of the house,
washed the bed, whitewashed the walls, drew a deep breath and repl ied: "No."
(Brecht 200 I , 4)
Mr. Keuner2· recounts this story to his students when they
1
confront him about his stance towards Power. The story explores
di verse dimensions of power such as institutional systemic author
ity and personal relationships within contexts of oppression . The
parable, moreover, compl icates the relationsh ip between the op
pressor and the oppressed and examines the significance of s ilence.
The agent is aggressive and feels entitled, demanding to be treated
with utmost hospital i ty; Mr. Eggers does not utter a single word
until the end .
"Measures against Power" was transcreated as Marawara
Mehewara by Gamini Haththotuwegama i n 2000 and further de
veloped during rehearsals . A close exam i nation of Marawara
Mehewara i l lustrates how it weaves an intricate web of signifiers
from different contexts to comment on contemporary power politics
and the changi ng social ethos . Marawara Mehewara exami nes is
sues pertain ing to colon ial/neocolonial power, neol iberalism , gen
der, and class. The parable, as it is performed in the Sri Lankan
setting, retains the basic structure of Brecht's story, while absorbing
local lul labies , popular songs, and stories of foxes and grape preser
vatives . Not only does Marawara Mehewara present us with a sol id
example of a transcreation as it occurs in a postcolonial alternative
performance setting, but it also opens up the space to investigate
the dynamics inherent in a process where the translator transcreates
with the exclusive idea of performing the piece .
Haththotuwegama, the translating director or the directing
translator, has two tasks here: the first is to conceptualize the best
--
�. 2·1 Chalmers affirms that "[t]he fictional character of Mr. Keuner, 'the thinking man,' and the stories told by
or about him, originated in the second halt of the 1 920s" !Brecht 200 1 , 97).
--
Qj'
c...., 28
possible way to familiarize the somewhat abstract Brecht narrative
for diverse audiences in the country, the second is to envision the
performance aspects of the play including how to enact it with the
current members of the group . In the process, he also needs to take
heed of the conditions of the eventual performance spaces and fore
see how to visually enact the tension and the power imbalance be
tween the two characters. H e has to make the narrative appeal to
many different audiences, some of whose encounter with Brecht is
not extensive. Haththotuwegama, the translator, cannot "only
I point I out the problems" and leave the director "to solve them"
(Zuber 1 980, 73) because he is the director as well. He is aware of
the unpredictable and diverse audiences the group will encounter
during their performances. The conceptual mapping of the transla
tion thus encompasses visual, gestural and spatial elements, apart
from the linguistic and cultural transference. As a practitioner of
political street theater, he also has to consider the ideological di
mensions of the texts.
1 n Haththotuwegama 's transcreation, the agent's presumed
superiority and entitlement, his unwavering assumption that ''the
other" would serve him , adopts significations pertaining to the post
colonial setting, transporting images of the colonial narrative and
how the native inhabitants were exploited by a series of colonizers
who mistook their generosity for a sign of weakness. The guest
constantly reminds the host of the ways of traditional hospitality
and forces him to perform such rituals prevalent in Sri Lankan so
ciety. In his performative of "traditional hospitality," the host ap
pears submissive and unquestioningly complies with the guest 's
wishes. The entitled guest, on the other hand, acts with total ease
in the other 's space and expands and stretches his body, enclosing
the space visually, while the host remains withdrawn. The guest's
incessant chatter and aggressive manner stands as an absolute con
trast to the more subservient and silent mannerisms of the host . Fur
thermore, the play is particularly remarkable in the way in which it
makes use of the actors ' bodies in the construction of stage props.
The use of the human bodies is visually striking and metaphorically
contributes to the critique of the exploitation of fellow human be
ings. The human bodies transform into a bed, a bathtub , and a chair,
which the guest so freely makes use of; he sits and sleeps on them .......
in the most entitled manner. �
.......
·.;::;
29
Such power dynamics are implicated and explored not only
through the story of the "guest" and the "host," but also through a
story that the host reads to the guest: the transcreated fo x and the
bitter grapes fable, a considerable addition that takes up a majority
of the performing time . The "host" in Marawara Mehewara is
forced to read an animal fable to the "guest,"24 unlike Brecht's para
ble where Mr. Eggers is silent till the end. The story within the story
deserves close analysis because the animal fable depicts numerous
instances where varying dynamics of power and relationships are
explored. These additions bring up familiar elements from popular
culture, while elucidating the Brecht narrative, enabling differential
readings of it.
The folk stories are transformed in the new global eco
nomic order. The fox does not come across an unreachable bunch
of grapes on a vine higher up, but instead notices a little girl on top
of a tree,25 eating a slice of bread with Australian butter and grape
preservatives. These two items allow the Wayside group to engage
in their customary critique of the neoliberal economy and con
sumerism. Just as these economic transformations have changed
all areas of life, at the end of the fox fable, the familiar and perhaps
most sung Sinhala lullaby undergoes a change as well. The mother
is unable to feed her child not because the container of milk floated
in the river as the old lullaby has it, but because she cannot afford
to buy expensive dairy products. W hat is transcreated is not only
the Brecht narrative, but also centuries-old folk tales and popular
lullabies.
The fox-girl story further explores gender and power. The
cunning fox is defeated by the silent girl sitting on top of a tree;
she is unperturbed by his chatter. He tries to cajole her by stating
that he will procure her the opportunity to sing on a popular radio
station. Undisturbed by his words, she silently gobbles down the
slice of bread. Silence does not necessarily implicate weakness be
cause the little girl ends up getting the bread. The outcome of the
2·1 While Mr. Eggers only utters the powerful "No" at the end of Brecht's narrative, the "host" in Marawara
Mehewara is given more of a voice when he reads the story-he only reads and never comments or re
sponds to the guest's questions or remarks. Yet, his tonal variations are important.
25 In both instances, the two girls are unclothed. Their nudity does not add anything to the narrative except
for a crude sense of humor that creates laughter in the audience. Thus, though the question of gender and
�. power figure into the story, it simultaneously propagates sexist humor. The issue of gender in the works of
...__ the Wayside and Open Theatre require more extensive discussion.
a!'
...__
u.) 30
fox's next encounter with another little girl 26 remains ambiguous,
an ambiguity that reflects the relationship between the host and the
guest. This fact is further emphasized by the guest's imitation of
and identification with the fox: he disapproves when the child eats
the bread and is dismissive of girls on top of trees, exhibiting a cer
tain patriarchal viewpoint about proper behavior for women. The
guest enacts the fox's role as the host reads the story, and in the end
he is on all fours howling and hooting. He identifies and empathizes
with the fox by extolling his shrewdness. The story within the
story-read by the host-comments on the frame narrative and the
complex nature of power.
It is obvious that the Brecht parable has taken on a whole
different life in the streets of Sri Lanka. The postcolonial Sri
Lankan setting endows the narrative with multiple significations
-the old fox fable connecting with other narratives spatially and
temporally-as the story advances from the colonial narrative to a
neocolonial moment, the fable changes from a desire for grapes to
desire for a slice of bread with grape preservatives and Australian
butter, and the way to coax the girl is to tell her that she will be
given a chance to sing in a popular radio station, an allusion to re
ality shows that have become a pervasive element in the popular
culture. The story within the story captures the change in the social
fabric as a result of the open economy.
The guest does not notice the host's tonal variations as he
reads because he is more focused on the story and subsequently
disappointed by the story's abrupt ending, which occurs as the fox
approaches the second girl. The guest, who falls asleep disap
pointed by the ambiguous ending of the story, suddenly wakes up
with breathing difficulties; he signals the host to help him and the
host obeys. W hen the guest wakes up again gasping for breath and
furiously gestures for the host to help him, the host does not budge.
At this particular moment, the play changes direction; there is a
tangible shift in power. The host, immobile, stares as the agent
pain fully arrives at his death-a silent, wordless death. The host
checks the guest 's pulse to make sure that he is indeed dead. He
then thrusts him to the floor and repeats the demands made by the
(Y)
20 The words "little girl" are repeated and one can inquire as to why the littleness is emphasized multi .......
ple times. �
.......
C
·�
C
31
entitled guest in a stifled voice: "Will you feed me? Will you bring
me water?, etc." As he reiterates the demands, his voice rises in a
crescendo. The final act of defiance is exhibited when he screams
with certainty: "No"27 - the ultimate moment of his silent resist
ance, culminating in a powerful "no."
The "no," uttered with firmness, critically overturns the
actions of the guest. For the first time, the host is standing over the
guest's body-thus reversing their spatial levels . The enactment of
the scer>e with visual elements, the positioning of the guest and the
host, the particular gestures, pauses, and the sudden stillness of the
guest's body, who thus far was animated and free, contrasts with
his dead stillness in the end. In Haththotuwegama's transcreation
of the play, the signification of the word "no," as translated into
Sinhala, accompanies the visual enactment of the power dynamics,
which are most fuUy reversed through the movement of the other
performers-who thus far were bodies that created props-as they
push the guest's dead body out. We are faced with a situation where
the principal problem of the translation involves the transformation
of the verbal into the physical as well as finding solutions to the
linguistic issues. And at times the solutions to the linguistic issues
reside in physical ones . Such a process makes the task of the trans
lator/director more complicated and more exciting because the
"no" for the translating director is not a mere "no"; rather, it is sur
rounded by the actions, gestures, and movements of defiance and
subversion. The "no" is uttered against colonial oppression, neo
colonial power politics, exploitation in terms of class and cultural
hospitality, and gender. I t gives voice to the little girl on the tree,
relates to the other little girl in the front yard, and integrates all the
elements of the various folk stories . I am not stating that a theater
translator who is not simultaneously the director is unable to con
ceptualize such complications; they certainly do, as Lefevere has
comprehensively illustrated in his analysis of Bentley and Hayes's
translation of Mother Courage. His examples thoroughly illustrate
how the ideology of the target culture dominates their work because
they were intent on introducing Brecht to the United States . What
I want to point out is that the politics and the poetics of the target
�. 27 The "no" is translated into Sinha la as "Nae and Bae," and the host utters both words. They respectively
---- stand for "no" and "I woo't"
----
Lu 32
culture become all the more prominent and pressing when the
translator is the director because for him the audience, space, and
performance are not abstractions, but concrete events. The tran
screation process is one where all these elements are taken into
consideration simultaneously.
Conclusion
The Brecht narrative enables Haththotuwegama to explore
the power dynamics within contemporary society as he devours
the text with ease to create a product that not only captures Brecht 's
ideas of power, but also offers a critique of neocolonial, class, and
gender politics in Sri Lankan society. This text, "produced in the
borderline between two systems" ( Lefevere 2000, 234), not only
illustrates "the performativity of translation as the staging of cultural
difference" ( Bhabha 1 994, 325 ) , but also shows that "l t lranslation
is the performative nature of Cultural communication" ( Bhabha
1 994, 326) . In Haththotuwegama's words, it is "a two-way process."
Translating with the intent of performing necessitates the consid
eration of linguistic, ideological, and performative aspects of the
text. On such a level, what often occurs is a devouring of the text,
a radical act of transcreation. This creative act envisions spatial re
lations, the physical enactment of the text, and considers the diverse
live audiences. Hence, the translator/director is not the type who
faithfully copies and mimics, but one who transfuses, demonically
devours, and creates a new product . Thus, Haththotuwegama 's
transcreation is not a "passivizing theory of copy or reflection, but
I . . . I a usurping impulse in the sense of a dialectic production of
differences out of sameness" ( De Campos 1 997, 1 8) . The transla
tors/directors work in a setting where the linguistic, gestural, audi
tory, performative, ideological, cultural, and spatial dimensions
combine to generate the transcreation. It is with all these elements
in mind that the translating director and the directing translator set
to work and it is a multifaceted project-in other words, one of the
best moments of transcreation. In Brecht's words.
They do not, l i ke parrot or ape
Imitate just for the sake of im itation , unconcerned
What they imitate, just to show that they
--
(Y)
--
Can imitate; no, they
J§
Have a point to put across. (Brecht 1 976, 1 76)
C:
·_p
C:
33
References
Aaltonen, Sirkku. 2000. Time-Sharing on Stage. Drama Translation in Thea/er and
Sociely. C levedon: Multili ngual Matters Ltd.
Bakhtin, M ikhai l . 1 98 1 . The Dialogic Imagination. Edited by M ichael Holquist.
Translated by Caryl Emerson and Michael I lolquist. Austin: Uni versity of
Texas Press.
Bassoett, Susan. 1 980. Translation Studies. London and New York: Routledgt:.
-- -. 1 99 1 . "Translating for the Theatre: The Case Against Performabi lity."
TTR: lraduction, lerminologie. redaclion 4 ( I ): 99- 1 1 1 .
Bhabha, Hom i . 1 994. The Location of Cul!ure. London and New York: Routledge.
Brecht, Bertolt. 1 976. "On Everyday Theatre." Bertoli Brecht: Poems 1 9 13- / 956.
Translated by John Willet and Ralph Manheim. New York: Methuen.
---. 200 I . "Measures against power." In Slories of M1: Keuner, translated by
Martin Chalmers, 3-4. San Francisco: C ity Light Books.
De Campos, Haroldo. 1 997. "Tradition, Translation, Transculturation: The Ex
Centric's Viewpoint." Translated by Stella E. 0. Tagnin. Trad Term 4 O):
1 1 - 1 8.
Gentzler, Edwin. 2008. Trans/a/ion and ldenlity in !he Americas: New Directions in
Trans/a/ion Theory. London and New York: Routledge.
l lalpc, Ashley. "The Sharing I ndividualist." In Tales about Hatha, edited by Athula
Samarakoon and Sudcsh Manthi lake, 49- 60. Peradeniya: Arts Council or
Peradeniya.
H andk.e, Peter. 1 998. "Theater-in-the-street and the theater- in-theater." In Radical
Street Pe,jormance, edited by Jan Cohen-Cruz, 7 - 1 0. London: Routledge.
Gamini Haththotuwcgama. 2005. "Translation Theory Drives Me Mad: An Anti
Pedagogical Confession." Abstract subm itted to the second annual
translation conference held in Kandy, Sri Lanka.
---. 20 1 2. "Let Shakespeare Enrich Our Cultural Encounters." In Streets Ahead
with HaJhlhotuwegama, edited by Kanchuka Dharmasiri, Lohan
Gunawccra, and N icole Calandra, 34 1 -346. Maharagama: Ravaya.
Lefevere, Andre. 1 998. "Acculturating Bertolt Brecht." In Constructing Cu/lures:
Essays on Literary Translation, edited by Susan Bassnett and Al'.ldre
Lefevere. Clevedon: Multi l ingual Matters.
- - . 2000. "Mother Courage's Cucumbers: Text, System and Refraction in a
Theory or Literature." In The Translation Studies Reader, edited by
Lawrence Venuti. London and New York: Routledge.
N gugT wa Thiong'o. 1 993. Moving the Center. Nairobi: East A frican educational
Publishers Ltd.
Rushdie, Salman. 1 99 1 . lmaginatJ' Homelands: Essays and Crilicism 1 981-1991.
New York : Penguin.
Shakespeare, William. 2007. The Tempest. Reprint of the 1 863 London ( Macmi llan
and Co.) edition, Project Gutenberg.
a· http://www.gutenberg.org/li les/23042/23042-h/23042-h.hlm.
..___
ru
..___
w 34
Wool f, Virginia. 1 929. A Room ofOne s Own. New York: Harcourt, Brace & World, Inc.
Zatl in, Phil lis. 2005. Theatrical Translation and Film Adaptation: A Practitioner s
View. Clevedon: Multilingual Matters Ltd.
Zuber, Ortrun. 1 980. "The Translation of Non-Verbal Signs in Drama." Pacific
Quarterly Moana 5 ( I ): 6 1 -74.
Kanchuka Dharmasiri is a theater director and translator. She is currently teaching
postcolonial theater, performance theory, and alternative theater in the Fine Arts De
partment at the University of Peradeniya, Sri Lanka. She recently completed her PhD
in Comparative Literature at the University of Massachusetts Amherst. Kanchuka's re
search interests include translation studies, postcolonial studies, and early Buddhist
women's writing. She has translated and directed plays such as Eugene lonesco's La
--
Cantatrice Chauve and Woody Allen's God. She is the editor of Streets Ahead with (")
--
Haththotuwegama (2013), a selection of writings by and about Gamini Haththo
tuwegama, a pioneer of political street theater in Sri Lanka.
�
·.;:::,
35
| Unimi Open Journals |
translation | https://riviste.unimi.it/index.php/translation/article/view/17534 | [
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] | Translational Departures:
Rethinking Genre and Translation
C h a n d ra n i C h atte rjee
University of Pune. India.
eh and ran [email protected]. in
Abstract: The present paper attempts to read certain episodes in nineteenth cen
tury colonial Calcutta as processes of cultural translation. The translational aspect
of the colonial encounter has been largely unnoticed. The cul rural traffic, the
movement of languages, books, genres and ideas indicate a larger process of cul
tural translation at work. In rethinking how cultures relate to one another at
moments of cultural encounter, I have tried co emphasize the crucial role chat
genres play in such a process. Through a select reading of the novel and some
popular prinr genres in nineteenth cenrury Calcurt.a I suggest that instead of a
stable mimetic theory of art we need to approach the colonial encounter as a
process of constant negotiation and exchange, of translational departures which
in rum helps us unsercle conventional notions of the rigidity of genre boundaries
enabling a furthering of processes of translation.
Introduction
In the essay titled "The Law of Genre," Derrida comments
in the following fashion: "Genres are not to be mixed. I will not
mix genres . I repeat: genres are not to be mixed. I will not mix
them" ( Derrida 1 980, 55).
One of the least studied areas in translation studies is per
haps its relation to genre and the phenomenon of generic translation.
Derrida's comment opens new and interesting possibilities for un
derstanding genres and their translational aspects. With the "cultural
turn" 1 in translation studies, there has been a lot of scholarly dis
cussion and debate on the way in which translation informs and is
informed by its association with disciplines as diverse as culture
studies, gender studies, postcolonial studies, ethnography, and an
thropology to name just a few. This has definitely widened the
scope and the possibilities for translation studies and made it an
1 Susan Bassnett and Andre Lefevere were among the early proponents of the "cultural turn." The term
a·
--- then gained currency and has been used ever since by scholars and specialists across different disciplines.
---,.._,
s 36
u.)
interdiscipli nary if not a multidisc ipl i nary domain . However, it
seems to me that, despite this w ideni ng of boundaries , the relation
between genre and transl ation has not recei ved its due attention . It
seems to me that the notion of cultural translation is perhaps best
perceived in the translation of l iterary forms or genres . Not only
are words, phrases, and sentences translated, but often the entire
genre gets translated in the process of cultural interaction and trans
mission . Genre provides an appropriate site for cultural negotiation
and exchange. Genre translations become more interesting when
the period to be studied is that of a colonial encounter. In the
present paper I attempt to i l lustrate the process of generic translation
in n ineteenth-century Calcutta, h ighl ighting the possibil ities that
such an approach holds for scholars of translation studies and post
colonial studies alike. It seems to me that the opening assertion in
Derrida's essay is not workable when generic translations are con
cerned . Genre mixtures is the only possible way of understanding
the processes in which genres are shaped and reshaped over cultural
exchanges, of which the colonial encounter may be one. These
translational "departures" in genre formation ( I use the word "de
parture" both in the sense of difference, that is, departing from the
original and also indicating a movement, a crossing over, a ferrying
across , thereby i ndicating a process of dislocation and a relocation
in d ifferent spatial and temporal domains) open interesting ways
of locating and answering questions related to colon ial and post
colon ial phases in l iterary history. In the first section of this paper,
I w i l l try to contextual ize the phase in the colon ial history of Cal
cutta which was retrospectively cal led the Bengal Renaissance,
h ighlighting the translational aspect of this period . I n the second
section , I will discuss at some length the ways in which the colon ial
encounter fac i l itated translations of genres, taking the example of
the Bengali novel . I n the third section , I w i l l elaborate on the trans
lational aspect of the print phenomena in n ineteenth-century Cal
cutta and the ways in which print culture further faci l itated generic
translations.
The Bengal Renaissance
The much discussed Bengal Renaissance has been de
scribed as a phase of the beginning of modernity in the sociocultural ---
history of I ndia. It was a period when the English educational cur- ---
�
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·.;:::.
C
37
riculum was successfully launched, and institutions for the dissem
ination of English education were set up with the hope of creating
a new class of Bengali intelligentsia. It was also a period of reform
movements, new laws being promulgated to replace older ones, a
phase of constant negotiation and exchange between the colonial
masters and the natives. It was a phase when popular printing really
took off in Calcutta, churning out a huge variety of texts and genres
that in turn inaugurated a new reading culture and a public sphere
in the city which boasted new marvels. Scholars who have tried to
revisit this immensely productive, vibrant, and rich phase in the
history of Bengal have also noted the difficulty of talking of the
Bengal Renaissance as a unified and monolithic phenomenon ,
thereby escaping holistic definitions.2 lt seems to me that one of
the defining features of the Bengal Renaissance which actually
problematizes the way in which we understand this phase in colo
nial history is the way in which translations played a very vital role
in shaping sensibilities and, in the process , manufacturing knowl
edge and intellectuals. The role of translation in defining the Ren
aissance has not been studied with proper care. J n fact , one of the
primary ways in which the cultural exchange in the colonial phase
was facilitated was through the translation of European texts into
Bengali in the nineteenth century. Often , these translations would
help import new forms which would then be negotiated by native
readers before they could be assimilated or rejected. These transla
tions thus redefined the way in which literature would be under
stood from this moment on . ltamar Even-Zahar, when discussing
the polysystem theory, mentioned three instances where translations
play and have played a vital role in the shaping of a literary culture.
These are 1 ) when a literature is young or in the process of being
established; 2) when a literature is peripheral or weak or both; and
3) wben there are turning points , crises , or literary vacuums in a
culture.1 Even though the nature of the nineteenth-century transla-
2 Resea�h on the phase which was retrospectively called the Bengal Renaissance has been stupendous.
Though scholars have held diverse opinions on the nature of this phase, however, they have all agreed on
the productivity of this phase. Some studies on the Bengal Renaissance would include David Kopf, British
- Drientalism and the Bengal Renaissance: The Dynamics of Indian Modernization 1773- 1835 IBerkley/Los
Angeles: University of California Press, 1 969); R. C. Majumdar, Renascent Bengal!Calcuna: Asiatic Society,
1 972); Susobhan Sarkar, On the Bengal Rer,aissance !Calcutta: Ppyrus, 1 985); Sum it Sarkar. Writing Social
�- History O)elhi: Oxford University Press, 1 997).
-- 3 ltamar Even-Zahar. "The Position of Translated Literature within the Literary Polysystem," in The Trans
lation Studies Reader, ed. Lawrence Venuti !London: Routledge, 2000). 1 92-1 97.
--
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u.) 38
tions in Bengal cannot be understood in any of the abovementioned
ways , these translations nonetheless played a vital role in shaping
the culture of Bengal in particular and India in general. These trans
lations gave rise to new genres and challenged notions of existing
genres. In fact, Calcutta can be described in terms of a city found
in translation. The sheer bulk of translated literature produced in
the city from the late eighteenth through the nineteenth century in
dicates the ways in which cultural translation and exchange formed
the basis of the cultural plurality of the city as we know it even
today.
These translations cannot be appreciated without a brief
overview of the way in which the introduction of English education
transformed the sociocultural scene in Bengal in the nineteenth
century. The controversy between the 'Orientalists' and the ' An
glicists' over the utilization of the money that was set aside for ed
ucation4 by the act of 1 8 1 3 was finally resolved in William
Bentinck's tenure. By the Resolution of March 7, 1 835, it was re
solved that the funds would "be henceforth employed in imparting
to the Native population knowledge of English literature and science
through the medium of the English language" (Spear 1 970, 1 27).
Schools and colleges were set up by the British, and Persian gave
way to English as the official language of the colonial state and the
medium of the higher courts of law. Bentinck's administrative
methodology thereby led to an induction of more and more Indians
into the hierarchy, a possibility that was enabled by English educa
tion. According to Gauri Yiswanathan, the introduction of English
education can be seen as "an embattled response to historical and
political pressures: to tensions between the English Parliament and
the East India Company and the native elite classes" (Viswanathan
1 987, 24). The colonial practice of translation played a very sig
nificant role in the way in which prevalent practices were negotiated
and rearticulated in this phase of history. While the European trans
lations of Indian texts prepared for a Western audience provided
the educated I ndian with a whole range of Orientalist images , the
translations from the European languages into the native tongue
4 For more on the education debates in colonial India see Lynn Zastoupil and Moir Martin, eds., The Great --..
Indian Education Debate: Documents Relating to the Drientalist- A nglicist Controversy, 1781-1843 (Surrey: �
Curzon Press, 1 999) --..
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affords many more interesting instances of cultural translation , ne
gotiation , cross-overs , and departures , particu larly with respect to
a reconfiguration of generic boundaries.
Translational Departures:
Reconfiguring Generic Boundaries
With the introduction of the colonial l iterary models came
the initial desire to emulate them . We have records of the ways in
wh ich the English poets who were studied within the new educa
tional curriculum immensely inspired the first generation of English
learners in Calcutta . These new learners were not only avid readers
of English poetry but they were also attempting to write poetry l i ke
the poems they were reading. So we have evidence of the ways in
which poetry writing was encouraged in the H indu college, one of
the earl iest institutions set up for the teaching of English. It is in
teresting to note the translational practice at work in the choice of
themes , recurring images, and the procolonial discourse at work in
these early poems. Harachandra Ghosh's "Benaras" comes imme
diately to mind . Th is poem was listed as one that was selected for
an award at the Annual Prize distribution ceremony of the H indu
Col lege .5 What strikes the reader is the encomiastic nature of the
poem . Having l i sted the earl ier colonizers of India as dangerous,
the poetic persona sighs with relief at the way in wh ich the country
has been rescued by the English . The rest of the poem is in praise
of the present rulers interweaved through a history of the natives.
Such poetic compositions can perhaps best be read as works of
translation - a translation of the anxiety of a young group of Eng
l i sh learners who wanted to draw the attention of the ru lers and
please them . Harachandra Ghosh 's poem and several other poems
written in a similar vein cannot be understood without the colonial
context and the introduction of the new educational system. How
ever, poems of this genre cannot simply be understood, either, as a
mere copy of any of the English poets who were being read as part
of the new educational curricul u m . There was a desire to emulate,
but local history and culture added new dimensions to these poems ,
maki ng these new works of art.
�.
---ci!' 5 This poem is cited in R. K. Dasgupta, East -West Literary Relations !Calcutta: Papyrus, 1 995). 278.
---
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In fact, a study of the history of translation reveals the
ways i n which orig inal texts are rewritten and also exposes the
routes through which innovations are introduced into the literary
f ield. The colonial context of these works inscribes the asymmetrical
relationship between the European originals and their Indian trans
lations. The proliferation of texts translated from European lan
guages, especially English, in colonial India i ndicates the multiple
layers of contact between the two cultures. A study of texts trans
lated into Bengali from 1 800 to 1 900 reveals the copious work
which was being done in translation around this time.6 Apart from
literature, which is divided into fiction, poetry, drama, and miscel
laneous works, there are translations of the B ible, biographies and
exemplary lives, economics, general science, geography, history,
law, medicine and child rearing, philosophy, political tracts, and
religion and history of rel igion. With particular reference to literary
genres one often notices a curious blurri ng of generic boundaries
and i nteresting examples of cultural translation. The Arabian Nights
was one of the most popular texts and was translated over and
over again by different translators. Nilmani Basak translated the
work as Arabya Upanyas in three parts. The term upanyas in Ben
gali translates to the genre category that is called the novel in Eng
lish. Moreover, the i nitial confusion and debate regarding the
nomenclature of this genre is interesting to note. In different parts
of India, writers and scholars debated what the correct Indian equiv
alent of this genre might be. In some cases new words were coined
for the new genre, while in others the English word was retained.
Supriya Chaudhuri notes how the term upanyas was still new, and
was used interchangeably with other more well known terms as
late as 1 93 1 :
I n an essay published in Prabasi ( 1 93 1 ) Rabindranath Tagore distinguished
the social realism of Bankimchandra's novel Bishabriksha ( 'The Poisoned
Tree' , 1 873) from historical romance, for which he used the te1m kahini (usu
ally translated as 'tale' ) as contrasted with akhyan (chronicle, nairntive). While
the term inology he was trying to establish (at a time when the choice of the
term upanyas for ' novel' was sti l l fairly recent) never found favour, Ra-
(")
6 See P. R. Sen, Western Influence in Bengali Literature (Calcutta: Academic Publishers. 1 966); see also
Time Charts of Events and Publications 1 798 -1900, prepared by the Department of English, Jadavpur Uni
---
versity, Kolkata. ---
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bindranath 's autobiographical account of the breathless anticipation with which
instalments of Bishabriksha were awaited (as they appeared serially in the
journal Bangadnrshan from its first issue in 1 872) memorably evokes an un
precedented literary experience . (Chaudhuri 20 1 2, I 08)
In fact, this "unprecedented literary experience" led to sev
eral sociocultural transformations interestingly through a new lit
erary genre. The innate tendency of genres to diffuse is best
witnessed in times of cultural exchange. In such situations, genres
become intermediaries between two cultures revealing not only its
formal and technical features but also the sociocultural and political
situation of its emergence. The emergence of the novel in nine
teenth-century Calcutta offers an interesting case study of the trans
lational aspects of the colonial encounter.
The Novel: A Translated G enre?
The novel in nineteenth-century Calcutta provides an in
teresting melange. Perhaps the only possible way to understand a
complex phenomenon like the novel is by examining the dynamics
of translatability that it puts forth and the "dialogic" activity that it
necessitates. The dialogic act enables translators to preserve the
difference between the "self' and the "other." Translation attains a
voice of its own that is neither an imitation of the source text nor a
completely detached work. Here I am referencing Mikhail Bakhtin's
postulation of translation as the "answering word." It seems to me
that the way in which the novel was introduced in the cultural
horizon of India in general and Calcutta in particular and the way
it was interpreted , understood , and translated makes it understand
able along Bakhtinian paradigms of the dialogic and the notion of
the answering word. Translation, according to Bakhtin, results from
an interaction between two languages and cultures situated differ
ently in time and space. A translation extends the influence of a
source text to another culture, and thus contributes to the open
ended nature of the text. It often keeps alive the source text's influ
ence among readers of the native tongue. These aspects allow us
to view translation as an "answering word" in the Bakhtinian sense.
Bakhtin argues that "every word is directed towards an answer
and cannot escape the profound influence of the answering word
---al' that it anticipates" ( Bakhtin 1 994, 280). Translators not only corn-
---
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pose an "answering word" referring to the source text but also pro
duce it so that this answering word will meet the anticipation of
target readers. Translation is thus the product of a dialogic triangu
lation between the source text, the translator, and the target text
audience. This "dialogic" demands that translators comprehend
both the source culture and the target culture as "the other." Thus
translation is the outcome of a "dialogic event," that is, open-ended
and a never- ending dialogue between the translators ' consciousness
and the source and target cultures. Bakhtin talks of translation as a
process of "active understanding" .7 Theories that consider transla
tion as a secondary and derivative activity, advocate "passive un
derstanding." Passive understanding is monologic because it allows
only one singular perspective to exist. In fact, active understanding
is what makes translation an "answering word." In appreciating
the novel in Calcutta as a phenomenon in cultural translation, I
will refer to the Bakhtinian notion of the "answering word" as "ac
tive understanding," for the novel was neither a pastiche of the
English model nor can it be understood without the backdrop of
the colonial encounter. It was a process of negotiation and exchange,
an active understanding and interpretation that led to the develop
ment of the novel in Calcutta.
Bankimchandra Chatterjee ( 1 838- 1 894) is regarded as the
first novelist of note so far as the development of Bengali prose is
concerned. An ardent admirer of Shakespeare, Scott and the
Romantic poets , Chatterjee utilized the form of the novel to
question the basic premise of western education in Bengal
namely, that western education acts as a morally uplifting, beneficial
reforming force in the social sphere. He adopts a revisionist stance
with regards to western education in the novels that deal with it.
Chatterjee's first novel, Rajmohan 's Wife ( 1 864) , remains his only
novel in English.8 Between the introduction of a new form and its
assimilation or rejection in any culture there is generally a lapse of
7 The terms "active understanding" and "passive understanding" are taken from Bakhtin's conceptualiza
tions on aesthetic activity Bakhtin draws attention to a conceptual category called "Being-as-event," which
presupposes an answerable participation IBakhtin 1 993, 1-77). In his words, "lt)he entire aesthetic world
as a whole is but a moment of Being-as-event, brought rightfully into communion with Being-as-event ('")
through an answerable consciousness - through an answerable deed by a participant" IBakhtin 1 993, 1 8).
8 This is in keeping with many writers of the nineteenth century who tried their hand at the English language ----
and then returned to their mother tongue. The obvious example that comes to mind is that of Michael Mad �
husudan Dutt. ----
·.;::,
43 �
time and several social and cultural factors play a role in it. ln the
West as well, the novel was not the outcome of the experimentation
of one single author or of some set conditions. It was a long-drawn
process of additions and alterations that ultimately resulted in such
a hybrid but distinct form.9 In the case of India as well, in the early
part of the nineteenth century, many writers produced various
kinds of prose writings claiming to be novels. However, it took
around two decades for the form to consolidate itself.
Bankimchandra's works depict this space of negotiation,
exchange, and translation almost like a palimpsest. The traces of
the �d world had to be written on. This world of rearticulation is
what I understand as translation. The Bakhtinian notion of "outsi
deness" becomes significant here. According to Bakhtin, " I i In order
to understand, it is immensely important for the person who under
stands to be located outside the object of their creative understand
ing in time, in space , in culture" ( Bakhtin 1 994, 7). The novel
writers in Calcutta were located outside in time space and culture
and could develop an active and creative understanding of the new
form that was made available to them again primarily through
transllations.
In his first English endeavor, Bankimchandra starts nego
tiating two worlds-one that was known to his readers, and another
that was unfamiliar. In Rajmohan 's Wife, "woman" is portrayed as
the traditional wife. However, the foregrounding of a female char
acter (although unnamed in the title and only referred to as "wife")
is worth noting. It is her story, the story of a suffering but coura
geous woman, which is rendered in a hybrid genre, drawing on the
tradition of the adventure story and romance. Certainly, the way a
strong, beautiful woman is wasted on a brutal, evil man is meant
to mark a critical stance towards the submission of woman to social
norms. Moreover, the central position of the female character in the
novel also hints at the implied criticism of gendered roles and fe
male identity, both strongly connected to women's marital status.
The "claustrophobia of women in incompatible marriages"
(Mukherjee 1 996, vi) is countered by the romance plot which is
based on a specifically Indian discourse on love and passion, al-
9
See Paul J Hunter. Before Novels: The Cultural Contexts of Eighteenth-Century English Fiction (New
---- York: Nortnn, 1 990).
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luding to Radha and Krishna, 1 0 a story about romantic, but extra
marital, love. This very hybridity of genres is of interest to us. Not
only is the novel a quite audacious blend of genres, but it certainly
also draws together different discourses on women. As Makarand
Paranjape notes, "I c lreated from an amalgam of classical, medieval
and European sources and totally unprecedented imaginative leaps
into what might constitute a new female subjectivity 1 -. . 1. She,
moreover, embodies the hopes of an entire society struggling for
selfhood and dignity" ( Paranjape 2002, 1 58). The translational as
pect of this new genre can be located in the way it questioned and
negotiated earlier modes of existence. It needs to be noted here that
certain components of the novel, particularly the story and the plot,
are universally present in all forms of narratives. Within the Euro
pean tradition, too, one finds the epic and the romance, which are
considered to be precursors to the novel. In the Indian literary tra
dition there were fantastically sizeable narratives like the Ra
mayana and Mahabharata, the vast storehouse of kathas. Yet
readers almost immediately recognized the differences between the
novel and existing narrative traditions. In fact, this new form led
to several shifts in representation and interpretation and challenged
prevalent conventions. In Bakhtin's conceptual framework it can
be regarded as an active interpretation and an answering word for
native writers who were experimenting with this new form. It is
here that I locate the translational aspects of this new genre. Read
ers were attracted by the stories that the novels narrated and the
real-life men and women it conjured. When the novel appeared in
India, it knocked on the door of modernity as it were. However, the
shift in paradigms was not as easy and straightforward as it might
appear to us now. In fact, one can perceive the ways in which the
novel as a new genre became the site of a dual struggle against the
constraints of tradition on the one hand and the hegemonic tenden
cies inherent in the process of colonialism on the other. The early
novels in most Indian languages convincingly illustrate this point.
Traditions had to be reclaimed and revitalized as part of modernity
in order to establish their continuity, while at the same time the le-
10 In the story of Krishna, as told in the Mahabharata and the Bhagavata Purana (ancient Hindu religious (Y)
texts). he spends much of his childhood in the company of young cow-herd girls. called Gopis in the village
of Madhuvan. Radha is one of the gopis The Radha-Krishna amour is discussed in later texts like the Gita ---
Govinda. Radha pines and waits for Krishna who is married. This love outside the defined and conventional
institution of marriage has been rendered in a variety of ways in different parts of India. ---
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gitimacy of modernity depended on how it conformed to tradition.
The negotiation between these two worlds is what one notices in
the early experiments with the novel. What one perceives, perhaps,
is a process of cultural translation at work-an entire discourse re
garding human beings, nature, religion, and society being trans
lated. As Shivaram Padikkal notes:
Even when we employ - as we are often forced to-the terms of reference of
Western novel criticism, we real ize the unique nature of a Western genre as it
unfolds in the I ndian context . This is not to suggest that the I ndian novel is
merely imitative or derivative . The reception of a literary form is certainly not
such a simple process, being a complex historical transaction rather than the
decision of an individual author. (Padikkal 1 993 , 222)
Two such important locales of cultural transaction were
perhaps the emergence of new subjectivities, particularly with ref
erence to women and the sense of history. In trying to elaborate on
the translational nature of the novel in Calcutta, I would read some
of Bankimchandra Chatterjee's writing in this light.
However, before discussing Bankim 's contribution to the
development of the genre of the novel, let us briefly look at the
translations that in a way paved the emergence of the Bengali novel.
In 1 835, Bunyan's Pilgrim 's Progress was translated into Bengali
by the Calcutta Tract and Christian Book Society; in 1 837, Raja
Kali Krishna translated Rasselas into Bengali; in 1 849 , Romeo and
Juliet, the first of the dramatist 's stories to be thus rendered was
translated by one Gurudas H azra from Lamb 's Tales from Shake
speare. Some imaginative essays bordering on fiction proper but
with an allegorical significance were translated by Akshay Kumar
Dutta. His Svapna Darshan was a rendering of Addison's Vision of
Mirza in the Tatter, published in the issues of the journal Tattvabod
hini Patrika , 1 849-1 850. 1 1 It is, however, in the latter half of the
nineteenth century that we come across more energetic and suc
cessful attempts. The Vernacular Literature Society, with Govern
ment support, took a leading part in paving the way for Bengali
fiction by undertaking to translate many stories from English liter
ature. Robinson Crusoe was translated in 1 85 3 , Lamb's Tales (nine
�-
1 1 For similar details see Priyaranjan Sen's Western Influence in Bengali Literature (Calcutta: Academic
---- Publishers, 1 966)
al'
----
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tales) in 1 856, 1 857, and in 1 85 8 . Novel writing in Bengal also re
ceived an impetus from social reformers. 1 2 Jay Kissan Mookherji
of Uttarpra declared a prize of five hundred rupees for a novel in
Bengali or English on the "l s locial and domestic life of the rural
population of the working classes of Bengal." 1 ' The Viceroy also
offered a prize of five hundred rupees "for the best Bengali tale or
novel illustrating the social and domestic life of the Hindu." 1 4
Sisir Kumar Das, in an essay titled "Assimilation of For
eign Genres," quotes a few lines from a play spoken by a young
woman of modest education to an uneducated woman, a maidser
vant, representing two types of readers and the nature of the genre,
the novel:
A series of new publ ications , have appeared these days; they are known as
novels. No other works have so much knowledge to offer. Previously, how
wonderful it was to read the Mahabharata and the Ramayana. Now as I have
learnt to read the novels, I don't l ike even to touch them . l wish I could teach
you, you would have known the delight of reading novels. (Das 2004, 2 1 )
The young reader in the above conversation i s a woman
who is talking about both the pleasure and instructional value of
the novel. Moreover, the newness and the attractive nature of the
genre cannot be missed in the above description. The most exciting
aspect of this conversation, however, is the depiction of women
readers and the concept of private reading. In fact, the novel intro
duced a new form of female subjectivity that was a curious mixture
of the old and the new and was conscious of its translated nature.
The coexistence and often jostling of space between the prevalent
and new concepts and ideas can be witnessed in the novel.
Bankimchandra Chatterjee 1 5 provides an interesting entry
point. Historians of Bengali literature have explored the various
1 2 See Time Charts of Events and Publications 1798- 1900. Jadavpur University, Kolkata.
13 The Hindu Patriot. February 6. 1 87 1
14 The Hindu Patriot, April 24, 1 87 1 .
1 5 Bankimchandra Chatterjee (1 838-1 894) was a forceful thinker who embraced Western thought enthu
siastically and applied it to examine Hinduism within the framework of Positivist and Utilitarian thinking.
His fame largely rests on his fictional work. He is regarded as having introduced the form of the novel in
India. His first attempt at the novel was in English. Rajmohan's Wife ( l 864) remains his only novel written
in English. He was also a poet and a journalist. His later and mature novel Anandamath (The Abbey of (Y)
Bliss. 1 882) became a favourite during the nationalist struggle. In fact. this novel was the source of the
song "Vande Mataram" ("I worship my Motherland for she truly is my mother") which was set to music by ---
Rabindranath Tagore and was taken up by the freedom fighters. It is now recognized as the National Song
of India. ---
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47 £;
Western literary influences on Bankim's writings. The affinities be
tween his first novel in Bengali , Durgeshnandini ( 1 865) , 1 0 and
Scott's Ivanhoe ( 1 820) have been commented upon repeatedly.
Bankim himself acknowledged that his story of the blind girl, Ra
jani, was inspired by Bulwer-Lytton 's wst Days of Pompeii ( 1 834)
and Wilkie Collins's The Woman in White ( 1 860) . Both his roman
tic historical themes and the later "social novels" concerned with
ordinary men and women of his own days and the problems of the
human condition in a specific cultural context have very obvious
Western resonances as I iterary products. Our concern here is not to
accuse Bankim of consciously or unconsciously modeling his writ
ing on Western forms or styles , but to indicate the sensibilities
which informed his world of imagination and intellect and thereby
to locate the translational aspects involved in this process. There
was at least one attempt to write a novel in Bengali before Bankim,
the famous A/aler Gharer Dula! by Tekchand Thakur 1 7 • Bankim's
writing and this earlier literary effort do not belong to the same
world of emotional, aesthetic, or intellectual ambience. The differ
ences derive not simply from one man's individual genius but the
complex interaction between distinct cultural influences in a par
ticular historical situation resulting in new patterns of sensibilities
(Raychaudhuri, 2002, 1 27- 1 28 ) .
Perhaps the most striking new characteristic of Bankim's
novels is an intensely romantic mood expressed in a variety of
forms and contexts. It is a romanticism unmistakably different
from the delight in the miraculous and the wonderful that educated
Bengalis had acquired from their exposure to Arabic and Persian
tales. His romantic imagination was no doubt inspired by his pro
found reading of European, and particularly English, literature.
However, the discursive strategy that was employed was one of
recovering local history within western forms of writing. Those
who were familiar with English literature immediately realized the
deeper affinity between Durgeshnandini and the European romance.
16
Durgeshnandininarrates a story of the love triangle between Jagat Singh. a Mughal general. Tilottama.
the daugnter of a Bengali feudal lord. and Ayesha. the daughter of a rebel Pathan leader against whom
Jagat Si�h was fighting. The story is set against the backdrop of the Pathan-Mughal conflicts that took
place in West Bengal during the reign of Akbar.
17 Published in 1 857, this work is retrospectively regarded as one of the earliest novels in Bengali. It was
written by Peary Chand Mitra ( 1 8 1 4-1 883). The writer used the pseudonym "Tekchand Thakur" for this
novel, which describes the society of the nineteenth-century Calcutta and the bohemian lifestyle of the pro
---- tagonist Matilal. It is a landmark in Bengali literature because of its use of the colloquial in prose writing.
----
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It was not just an external resemblance analyzable in terms of plot
and structure but a resemblance in mood and spirit. Soon after the
publication of Durgeshnandini, some critics charged Bankim of
plagiarism, noticing similariti�s with Sir Walter Scott's Ivanhoe.
Ivanhoe deals with an episode in twelfth-century England , a period
of confusion and oppression when hostilities between the Saxons
and Normans still lingered. Durgeshnandini is set against the back
ground of the Pathan and Mughal conflicts in sixteenth-century
Bengal. Despite this parallel, the plan and policy of the two writers
are entirely different. The obvious similarities in plot and structure
cannot be overlooked, but this does not negate the originality of
Durgeshnandini. The novel in India was the result of a tension be
tween Western fiction and native traditions. Though the historical
novel introduced by Bankim drew its inspiration from the West, it
was also a product born out of the emotional requirements of the
nineteenth century. As Sudipta Kaviraj suggests, "the fundamental
asymmetry between the European and the Bengali made a simple
imitation of the European manner of doing history impossible. To
discover the truth of historical objects and connections is the ironical
privilege of the subaltern" ( Kaviraj I 995 , l 07). There is therefore
in nineteenth-century Bengal, a double turning towards history.
On the one hand it is a subject of empirical research, while on the
other it is a site of imaginative freedom. Nowhere is the engagement
with history more complex than in the fiction of Bankim. Thus ,
whether Bankim had read Ivanhoe before writing Durgeshnandini
will remain a matter of debate among scholars studying cross-cul
tural literary exchange and influence. But what is significant is the
way in which through his acquaintance with English literature,
Bankim created a new genre which not only became a site for
rewriting history but also gave the Bengali writers a new form of
writing that they had been struggling to create. This genre opened
new imaginative domains and redefined human relations which
have played a significant role in the shaping of Bengali culture in
the nineteenth century. It seems to me that Bankim used historical
material to create a space where history and romance mingled
freely. More than his concern with a particular form was his exper
imentation with a new aesthetics. In fact, the form of the historical (Y)
novel was found particularly suitable by the western educated Ben ---
galis as a means of critiquing the dominant ideology at the end of ---
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the nineteenth century. Chatterjee used this form to question the
malpractices of the contemporary society regarding.women's free
dom and the institution of marriage. The concept of premarital
love , a concept translated from English literature, was explored by
many writers of the time. When the socially sanctioned marriageable
age for girls was five or six and that of boys ten, premarital romance
was absurd. The historical romance provided the scope for dealing
with youthful and premarital life. In fact, the readers in Bengal be
gan to deal w ith love from the literary end. That is to say, at first it
was transferred to Bengali literature from English literature, and
then taken over from literature to life. It is perhaps necessary to
understand the translational aspect at work here. We are talking of
a new form, which is read and translated ( in the sense of each
reading/interpretation being a translation) into a completely different
sociocultural and literary environment. The process, of course , in
volves obvious transformations so far as the features of the genre
are concerned. The translational departure in the case of Bankim
was to use the framework of the historical romance to express
powerful ideas in a covert form. Chatterjee as a representative of
his generation , found the woman question one that required special
attention. Proper education of women and their engagement outside
the domestic sphere becomes a recurring theme in his novels. H is
novels became a powerful tool for the propagation of his religious
and social i deas. By deifying the Bengali woman into an aspect of
the Motherland and by repeatedly reviving a sense of a forgotten
past Chatterjee's literary works pioneered the Indian nationalist
movement.
According to Sudipta Kaviraj , "I h I is characters are people
who are nearly always living their lives close to these regions of
intersection, of liminality, where opposites come to play with each
other. If there is a central theme in his novels, I suggest it is this
enquiry, this concern about the nature of the liminal" ( Kaviraj 1 995 ,
1 5) . Taking Kaviraj's notion one step further, I suggest that the
"liminal" is largely a zone of translational departures.
----
o!'
----
c,.:, 50
Print G enres and Translation
The translational departures of the kind discussed above
are also witnessed in the ways in which the advent of print tech
nology revolutionized practices of reading , introducing new and
transforming existing genres. Printing in India dates back to the
sixteenth century when the Portuguese set up the first printing press
on the subcontinent. However, indigenous printing and publishing
really took off in Bengal in the first half of the nineteenth century.
Bengal emerges as the focus of study for various reasons. It was
not only the seat of the first established vernacular press (The Ser
ampore Press) 1 8 and the earliest printing and publishing industry in
the country, but also the seed bed of Indian nationalism. In his
largely informative book titled Indian Response to European Tech
nology and Culture, Ahsan Jan Qaisar discusses at length the arrival
of this new technology in India and the way it was received. It is
amazing, says Qaisar, that the Chinese knowledge of wooden block
printing did not create a ripple of reaction in India. The early reac
tion to this new technology was varied-one of awe and fear, of
wonder and, of course, full of the contamination myth according
to which the printing press was an alien agent and, along with the
missionary project, designed to pollute and convert the natives.
However, one of the sections of society who resisted this new tech
nology the most were the organized calligraphers and illuminators
whose livelihood was threatened with the coming of the printing
press. As Francesca Orsini (2009) rightl y comments, unlike in Eu
rope, print did not take off immediately in the East and Far East,
because the infrastructure needed for the flourishing of a print cul
ture was not available. So , although the technique of woodblock
printing had been developed by the eighth century at the latest, and
that of metallic movable type no later than the twelfth century, sev
eral centuries elapsed before it was commercially exploited in Ming
China and seventeenth-century Korea and Japan . Thus in nine
teenth-century Calcutta, commercial publishing in particular faced
two daunting challenges: the low literacy rate and the strong pres
ence of oral and aural cultures which it was difficult to replace corn-
(Y)
18 The Serampore Press was established by William Carey in 1 800 in Serampore. in the Hooghly district of Bengal. Around
1818, the press started printing in the Bengal i language. For a detai led study of the beginnings of printing in Bengal in ...._
particular and India in general, see A. K. Priokar. The Printing Press in India.· Its Beginnings and Early Development I Mumbai: �
Marathi Samshodhana Mandala, 1 958). ...._
·.;::;
51
pletely with the printed book. Instead of looking on this as an ob
stacle or hurdle which printing was finally able to overcome, I
choose to read the early days of commercial printing in Calcutta as
an instance of translational departure. There was an attempt to in
crease the sale of printed books, but it was not done by outdoing or
replacing earlier practices of the oral and the aural. Rather, popular
commercial printing in Calcutta created new and translated genres
which would incorporate and also negotiate the new space that the
print medium had brought along with it. This negotiation was not
easy and required a rearticulation of ideas and sentiments and a
new semiotics of reception. A study of the emergence of the popular
print phenomena in Calcutta in the nineteenth century affords in
teresting examples of the translational phenomena at work. As has
already been mentioned, the shift from a largely oral and aural cul
ture to a print culture was not easy, nor was it one of complete re
placement. Print technology in certain ways facilitated a carrying
forward, a translation of the prevalent forms. Print created the space
for the oral and the aural to exist alongside the printed medium. In
other words, it translated the earlier forms into a new format. Let
us consider some examples. While the elite presses located in the
south of Calcutta 1 9 were primarily catering to the printing of the
Bible and other official treatises, the popular printing extravaganza
was located in the north of Calcutta in the area known as Bat-tala.20
The Bat-tala presses were run by the natives and were doing a brisk
trade in the publication and sale of cheap literature . The output of
these presses often exceeded those of the elite presses and was con
sumed by both the elite and the nonelite. Wherein lay the popularity
of Bat-tala literature? Social historians have commented on the con
sumers of Bat-tala literature, identifying them as consisting mainly
of office clerks who would commute via ferry from the neighboring
villages to Calcutta and would return to their villages in the
evening. These readers were looking for entertainment, and Bat
tala had a lot to offer. The Bat-tala printers and artists would take
19 The area in the north of Calcutta, called the Black Town, is the area where the natives had settled. while
the south of Calcutta, where the British had settled. was called the White Town.
10 The terra Bat-ta/a (literally Bat "'banyan tree," and ta/a '"beneath"') refers to the numerous presses that
operated im the north of Calcutta in the nineteenth century. They could be compared to the bibliotheque
bleue in e<l"ly modern France, and offered cheap texts which were adapted, abridged, or cannibalized with
...__ scant regard for scholarly decorum and put together for quick sale and wide circulation .
...__
w 52
contemporary polemical events, often spicing them up , and create
very cheap twenty- to thirty-page booklets with plenty of illustra
t ions. Often veering on the pornographic, Bat-tala almost became
synonymous with the lowly and was forbidden to be read among
the respectable. Bat-tala became a genre in i tself, coterminous with
the common and the deviant. But a critical reading of Bat-tala lit
erature would show that the pri nters and writers were social ob
servers often criticizing the changing sociocultural scenario with
utmost contempt and cynicism . Apparently conservative in content,
Bat-tala also produced much social farce, which was one of the
most popular genres. It therefore seems to me that Bat-tala was the
popular sociocultural register that was translating a rapidly chang
ing and transforming world for its readers. It is in the critical ob
servation and often cannibalization of ancient texts and the critical
rendition of contemporary sociocultural events that the translational
departures of Bat-tala may be located. Operating from the periphery
of a society that was undergoing rapid transformation, the Bat-tala
writers and printers were keen observers trying to record this tran
sitional phase, not as mere factual recorders, but as artists and aes
theticians who were crucially aware of the way in which readi ng
tastes were alteri ng with the advent of the new technology of pri nt
and several sociocultural readjustments. It is clear that in Bat-tala
and i ts cheap street l iterature lies one of those hidden spaces of ne
gotiation and exchange that often goes unnoticed. Moreover, in
translating the prepri nt world into the world of print, the Bat-tala
printers were careful about the way the book appeared to its readers.
The preponderance of images and p ictures in the Bat-tala printed
books is an obvious i ndicator of the shift these popular printers
were negotiating. For an audience accustomed to the oral and the
aural, the visual would have an immediate appeal. Instead of the
eye being guided along a page full of letters, the space for accom
modating the image was created. Also , we cannot forget the fact
that Bat-tala catered to a modestly literate audience. In this case,
too , the p ictures served a purpose-it was pictures, rather than
printed matter, that often guided a reader. This is one of the major
ways in which the earlier forms crept into the Bat-tala genres, mak
ing it not only a popular phenomenon but also a translational phe C0
nomenon. Furthermore, the language used in these pieces, rather ----
�
than the standardized Sanskritized Bengali of the elite presses, was ----
C
·.;:::;
"'
C
53
very close to the colloquial vernacular. While the government was
busy standardizing the Bengali language, trying to get rid of the
Persian and Arabic influences, Bat-tala-produced texts were often
full of Persian and Arabic words (Ghosh, 2006, 259). In defying
standardization, Bat-tala pri n ted texts opened further possibilities
of negotiation between the center and the periphery.
It is interesting to note that in the early days a large bulk of
Bat-tala printing comprised manuscripts that were bought from the
neighborhood villages. James Long, one of the most avid readers
of popular print in Calcutta, commented on the way in which the
best advertisement for the book was a living agent-the bookseller
himself. Hawkers were often employed to sell printed matter, and
these hawkers would not only sell the books, but in return would
also acquire manuscripts from households which they would then
bring to the printers. The printers would use these manuscripts,
often translate them (in the wider sense of the word) , embellish
them with pictures and images, and print them again.2 1 The printed
book here becomes the afterlife of the manuscript.
Apart from this direct translational aspect, a study of some
of the title pages of printed matter produced in Calcutta between
1 800 and 1 900 woul d show the broad use of the word "translation."
Often, translations of texts from the European languages would be
called a "new work" or modeled on some author's work. The notion
of "transcreation" was perhaps a quality that these early printers,
publishers, and writers were aware of. Moreover, in most instances
the English and the Bengali appeared together on the title page in
dicating a playful coexistence of the two languages in the early days
of printing. Apart from indicating a clear translational feature, these
title pages also point to the varied readership that the printers an
ticipated. It also undoubtedl y makes us contemplate the growing
literacy rate and the clear increase in the number of people who
could read English. The title pages provide interesting insights into
a culture in transition, a culture minimally inhabiting two linguistic
domains. Sherry Simon's (20 1 2) notion of the "dual city" is perhaps
best witnessed with respect to the transformations and transitions
2 1 See Sumanta Banerjee, The Parlour and the Street: Elite and Popular Culture in Nineteenth Century Cal
cutta (Calcutta: Seagull Books, 1 989); Anindita Ghosh, Power in Print(New Delhi: Oxford University Press,
a· 2006); Stuart Blackburn. Print, Folklore and Nationalism in Colonial South India (Delhi: Permanent Black,
---ru 2003)
---
<,.) 54
that print necessitated . Often, there are quotations from
canonical English writers on the title page. Some writ
ers are repeatedly quoted-Shakespeare and Dickens
being two of the most popular.
The sheer variety of the title pages is an indi
cation of the different generic experimentations that
nineteenth-century printers were practicing. While
there were popular and cannibalized renderings of clas
sical stories, moral tales, and educational tracts, these
presses also published new genres such as the social
Title page of a collection of poems
farce, the novel, and the almanac. on the occasion of the new year.
Interesting to note is a quotation
from Young's Night-Thoughts.
The social farce of nineteenth-century Calcutta
is probably the best example of the translational depar
tures that we have been discussing. It is in these farces
that one notices a vivid rendering of a society that is on
the threshold of change and also the apprehensions that
accompany such change. Often in these farces, conven
tional practices are pitted against new ways of life and
the former upheld. Moreover, the farces did not stop
there . With caustic remarks and hatred at a rapidly
transforming society, these social farces often used un
fortunate and scandalous contemporary events to make
their point about the evils of the new age. Churned out Title page of a compilation of lsh
warchandra Vidyasagar's Instruc
primarily by the popular presses in Bat-tala , these tive Stories. It is interesting how
the Bengali and English existed si
farces were also full of hatred of the elite, the babu as multaneously on the title page.
he was called, for his "translated" nature. He had not
only learnt the master 's language, but he was also fol
lowing a lifestyle modeled on the English . He had
changed the way he dressed, ate, and conversed in his
desire to be recognized by the masters . The popular
presses at Bat-tala were inundated with a variety of rep
resentations of the babu, including the visual. Most of
these farces were accompanied by woodcut prints,
which were sometimes also sold alone. The printers at
Bat-tala followed the indigenous technique of the Ka
lighat pat painters here. Themes, motifs, and concepts
were translated into the new medium of the printed ---
book at Bat-tala. Many scholars and book historians Title page of a social farce. ---
2
C
·.;:::,
C
55 �
have studied this phase in the colonial history of Calcutta, but the
translational aspect of the popular print phenomenon has not re
ceived due attention. I locate the translational departures of popular
printing in nineteenth-century Calcutta in two primary aspects. I n
the first place, the Bat-tala book market is, for me, the melting pot
of a wide variety of genres. That is to say, unlike the more estab
lished elite presses, which limited themselves to single , specific
genres, at BaHala, where no stipulations or rules applied , anything
could be printed. I ts readership had not been clearly defined and
the printers and publishers at Bat-tala were testing the waters, as it
were, in an attempt to determine popular reading tastes. It is in such
circumstances that Bat-tala creates new combinations, new genre
mixtures, which can be understood perhaps only in terms of trans
lational departures . There was nothing "original" about Bat-tala
genres-they were either retellings of ancient myths or rearticula
tions of stories and incidents whose source can be located else
where. However, it is this rearticulation that I am particularly
interested in as therein lay the possibilities of innovation , addition,
and, often , can nibalization. l n the second place, Bat-tala translates
a whole set of visual aesthetics into print. I am here referring to the
woodcut artists of Calcutta. As Ashit Paul comments,
Beginning as illustrators for the new books, they soon came to publish their
works as independent works of art. They drew inspiration from the Kalighat
artists. The Kalighat artists had not only severed the connections the picture had
had traditionally with the spoken word and the musical narrative, but had also
I iberated it from its ties with ritual . 1 . . . I The works of the woodcut artists and en
gravers had the same independence, and the same secular approach even though
dealing primarily w ith religious and mythological themes. (Paul 1 983, 8)
I n fact, the popular print phenomenon translated a whole set of re
ligious iconography to a more secular and polemical domain. Re
ligious and mythological representations were repeatedly used, but
their secularized contexts and translated natures were not difficult
to locate. Moreover, the new visual vocabulary was a translation
of a variety of Western motifs. The popular printers and woodcut
artists, developed the notion of perspective and distance in their il
lustrations, which was not to be seen before the nineteenth century.
�. I n the depiction of classical and mythological narratives, one often
----- finds European motifs and patterns being used. For example,
iii'
-----
w 56
though a representation of a nine
teenth-century babu would typically
portray him in his dhuti and kurta (tra
ditional Bengali attire for men) he
would be wearing English "pump"
shoes or would be smoking a pipe. In
the depiction of the interiors of a do
mestic setting, European furniture and
architecture would often be used. Mo
tifs and themes from European art
could even be discerned in Hindu Fig. 1-Scene from the childhood of Lord Krishna.
mythological depictions. For example
in figure I , which depicts a scene
from Lord Krishna's childhood, one
cannot fail to notice the Roman arches
and columns used as a backdrop.
Figure 2 and figure 3, both
depict Lord Krishna with the gopinis.
In figure 2 one notices the use of per
spective, a foregrounding of Lord Kr
ishna in the center surrounded by the
gopinis creating a kind of balance in
the depiction . Moreover, the two
scenes in the corners in the back
ground depicting episodes from Lord Fig 2-Krishna with gopis.
Krishna's life also creates a unique
balance, which was not found in ear
lier woodcut prints. Figure 3 is again
an episode from Lord Krishna's life,
stealing clothes of the gopinis. This is
one rare depiction of Krishna playing
the flute standing. Conventionally he
is depicted playing the flute sitting.
This vertical central motif is balanced
by two trees on either sides. It is clear
that the central tree and the trees on
the sides do not look similar. In fact, (Y)
"'
CJ
----
the side trees remind one of floral
Ei
marginal motifs which the woodcut Fig 3 -Another depiction of Krishna with gopis. ----
c
a
"' C
57 _fg
artist may have seen in some European book. ( Paul, I 983 , 50-56).
Such translational aspects of the popular print episode in Calcutta
have generally gone unnoticed.
Although woodcut print production declined rapidly with
the arrival of lithography and oleography in popular art, this phase
in the popular print history of Calcutta is one of experimentation
and translation-a cultural translation which was facilitated by the
colonial encounter.
Conclusion
In Mouse or Rat? Translation as Negotiation, Umberto
Eco questions the traditional way of viewing translation as fol
lows:
What I want to emphasize is that many concepts circulating i n translation
studies (such as adequacy, equivalence, faithfulness) will be considered in the
course of my lectures from the point of v iew of negotiation .
Negotiation is a process by virtue of which , in order to get something, each
party renounces somethi ng else, and at the end everybody feels satisfied since
one cannot have everything. (Eco 2003 , 6).
These "negotiations," in fact, defined the colonial period
in Calcutta. We have seen how the Bengali novel in the nineteenth
century was not just a product of the colonial encounter, but drew
upon a multiplicity of literary traditions , indigenous as well as for
eign. The fissures and uncertainties which accompanied such ne
gotiations in a way transformed our understanding of literature,
life, and society. As Supriya Chaudhuri remarks , "the 'realism' of
the novel clearly offers native writers a unique opportunity for the
self-representation of their class and people in a period of rapid
transition" (Chaudhuri 20 1 2, 1 04). Jn the case of the print genres,
too, there were similar negotiations which redefined visual aes
thetics along with transforming traditional iconography and a ques
tioning of social values and a rapidly transforming society. Stuart
Hall, in an essay titled "When was 'The Post-Colonial' ? Thinking
at the Limit," argues that
The term post-colonial is not merely descriptive of this society rather than that,
�-
or of then and now. It re-reads colonization as part of an essentially transna-
.......
.......
c..., 58
tional global process - and it produces a decentred, diasporic or global rewrit
ing of earlier, nation-centered imperial grand narratives. 1 - . . I I t obliges us to
re-read the binaries as forms of transculturation , of cultural translation, des
tined to trouble the here/there binaries forever. ( Hall 1 996, 242-260)
The colonial encounter in Bengali literature provided us
with rich material for similar explorations and theoretical debates.
While most analyses would agree on the translated nature of the
Bengal Renaissance of the nineteenth century, they often tend to
overlook the fact that the process of translation cannot be simply
understood as the effects of cultural imperialism. Rather, under
standing the colonial encounter as a process of cultural translation
enables us to look at the interactive, dialogic, two-way process in
volving complex negotiation and exchange. The cultural traffic, the
movement of languages, books, genres, and ideas indicate the larger
process of cultural translation at work, including the sociocultural,
economic, and political frameworks through which ideas are cir
culated and received. In rethinking how cultures relate to one an
other at moments of cultural encounter, I have tried to emphasize
the crucial role that genres play in such a process. Instead of a stable
mimetic theory of art, approaching the colonial encounter in Cal
cutta through the negotiations in the spaces of the liminal helps us
unsettle conventional notions of the rigidity of generic boundaries
enabling a furthering of processes of translation.
(Y)
-.......
�
-.......
C
·.;:::,
C
59
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(Y)
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61 g
| Unimi Open Journals |
translation | https://riviste.unimi.it/index.php/translation/article/view/17535 | [
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"author": "Edwin Gentzler",
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"date": "2013",
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"title": "Imperial and Anti-imperial and Translation in Native American Literature",
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] | Imperial and Anti-imperial Translation
in Native American Literature
E dwi n G entzler
University of Massachusetts Amherst
U.SA
[email protected]
Abstract: I n this paper I crace a brief history of translation o f Native American
texts, looking at both imperiaJ and anti-imperiaJ practices and strategies. The
opening section discusses a series of omissions and false substitutions by impe
riaJistic translators, whose goals may have been directed more at conversion and
domestication than translation proper. I then focus on ethnographic and ethnopo
etic translation strategies practiced by anthropologists and literary translators
that were less imperiaJ and more open to inclusion and diversity. FinaJly, I turn
to Arnold Krupat's conception of "anti-imperiaJ translation" chat aJlows Native
American terms, sounds, and structures to co-exist in the English language,
thereby enlarging the both English and Native American cultures and pointing
to a new way of thinking about translation in a (post)translation fashion.
The American I ndian is the vengeful ghost lurking in the back of the troubled
American mind. Which is why we lash out with such ferocity & passion, so
muddied a heart, at the black-haired young peasants & soldiers who are the
Viet Cong. That ghost will claim the next generation as its own." Gary
Snyder (Rothenberg 1 972, 475)
Preface: On Thanksgiving
In light of my being from Massachusetts, I wish to first
mention a ceremony held annually on Thanksgiving Day at Ply
mouth Rock, just south of Boston, Massachusetts, the site where
the William Bradford and the Mayflower Pilgrims landed in 1 620.
Every November, there is a large and well-attended recreation of
the first Thanksgiving in Plymouth, celebrating the day when the
Pilgrims gave thanks to the Native Americans for helping them
through that first year. This celebration in "America's Hometown,"
attended by hundreds of thousands of people, lasts three days , with
�-
food festivals, concerts, waterfront activities, and live streaming
-... web feeds. The counterceremony I wish to cite, however, is led by
-...
w 62
the Wampanoag Indians, and is called "Thanksgrieving." W hile
Thanksgiving is not a Christian Holiday, it is a day that most Amer
icans celebrate, and it has shifted from the white immigrants thank
ing the Indians for their help during the difficult early years , to
whites offering prayers to God, thanking Him for providing a boun
tiful harvest. The ceremony held by the Wampanoag. however, is a
bit different. It involves the people forming two concentric circles:
an inner circle, which is quite tight and is comprised of all Indians;
and an outer circle, where the non-Indians-mostly whites coming
to observe and witness-stand at a respectful distance. The Native
people hold hands, and, while there is some chanting, the Indians
mostly just hold each others' hands and cry-and there is much
crying. After a while, the Native Americans break the circle and
walk down to the ocean's edge where the Pilgrims landed and throw
objects into the water, with more tears and more holding on to each
other. The white observers are not asked to come. At the end, the
Indians quietly leave, and the observers are asked to stay in silence
until the Indians have passed ( Ayvazian 20 1 1 , A6).
Introduction
This paper stems from my interest in what I have been
calling "hidden" translation, exploring translational phenomena
that take place out-of-sight, behind the scenes. sous ratour or under
erasure (Gentzler 2008 , I 0- 1 3) . These translations often take place
in very private spheres-in the communities of so-called "lesser
known" languages, or "languages of limited diffusion." They take
place in private meetings, in families, between fathers and sons or
grandmothers and granddaughters. Often they involve trauma, re
pressed memories that are hard to talk about in the first place, let
alone in translation. Most frequently, they are oral, intimate, whis
pered. The chanting, tears, and hand-holding that take place in the
Thanksgrieving ceremony cited above serves as just one example
of such an intimate, private space. Another space where hidden
translations occur is in creative writing, passages adapted/recreated/
reinscribed in original work, blurring the boundaries between trans
lation and creative writing, which I will discuss toward the end of
--
this paper.
There are often good reasons for keeping such translations
out of sight, as invariably the ideas and knowledge communicated --
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63
do not fit with the domi nant language and culture, such as the im
m igrant, enslaved, and indigenous languages in the United States,
or the experimental, subversive, and nontraditional forms and
genres comprising contemporary writing. In the U n ited States,
the English-only policy is a powerful one, dat i ng back to the pre
Revotutionary War period. Invariably, the discipline of translation
studies tends to study texts and not oral tales, empirical printed
matter rather than oral stories, memoi re, song, and dance. The dis
cipline tends to focus on what gets translated and omits what does
not get translated, thereby coming up with little or no explanation
for the gaps, silences, repressions, and omissions that are also part
of any given translation and any literary or cultural system of trans
lated texts. Translation studies as a discipline is generally guilty of
conformi ng to the most traditional definitions of translation; al
though these may vary from culture to culture, unless the texts
being studied are designated as translations by some normative
defin ition, most translation studies scholars have avoided them.
Many of the "texts" I study have probably not been classified as
translations nor entered into any computer databases and made
available to corpus studies scholars.
How is such research carried out? Larger conceptual frames
are needed, ones which extend beyond what is normally considered
under the domain of translation studies. As Saussure has shown,
one cannot study sameness without also studying difference. Most
of my examples in this paper from the translation of Native Amer
ican texts are chosen precisely because they illustrate how a focus
on sameness covers up differences. English-only l inguistic policies,
European political philosophy, capitalist economic policies, and
Christian beliefs and m issionary causes aimed at colonization and
assimilation have led to the eradication of indigenous cultures.
Their wider adaptation by educational systems and govern mental
programs, not to mention the ideological domi nance, makes it im
possible to study Amerindian translation without the broader un
derstanding of the pervasive i nfluence of English l iterary forms,
European economic and philosophic structures, and Judea-Christian
i deas across all Native American writing.
::,
Surprisingly, postcolon i al scholars and translation studies
�- scholars have done little work on indigenous Amerindian texts.
----
::,
Given the nature of Native American writing, it seems as if it might
ru'
----
c,.:, 64
be perfectly suited for such postcolonial investigations. The subject
matter of resistance to colonization, the use of non-Western forms
of communication, the hybrid and heterogeneous nature of most
texts, and the embedded secret codes are perfectly suited for post
structuralist, postmodern, and postcolonial investigations. Certainly
the subversions, parodies, plays on words, and performances lend
themselves to deconstructive analysis. The concerns with opposi
tion, oppression, marginality, and otherness are perfect for post
colonial investigations. The social conflicts between tribals versus
whites, manifest in everyday life as well as periods of war, the
economic disparities, the power relations between tribal versus
European languages, and the native forms for art and poetry versus
European forms alJ might lend themselves to sociological, historical,
and literary translational studies investigations, but they really have
not. Apart from Eric Cheyfitz's The Poetics of Imperialism: Trans
lation and Colonization from The Tempest to Tarzan ( 1 997), the
field is pretty wide open. Even scholars such as Mary Louise Pratt
in her Imperial Eyes ( 1 992), which well documents the history of
European colonization of the Amerindian tribes, does not really
touch upon translation questions other than to talk about the erad
ication of indigenous languages. There is so much else that could
be discussed about the language issues in the contact zone, from
translation into indigenous languages, to translation of the Indians
into the European languages, to combinations thereof, to developing
a linguafranca, to ethnocentric translation, nonethnocentric trans
lation, ethnographic translation, adaptation, and transcultural trans
lation. Even nontranslation could be subject to a translational analy
sis . This paper hopes to begin such a discussion.
Instead of translation studies scholars' investigations, 1
draw upon the work by scholars of Amerindian texts, in which
translation is everywhere present. While many of these scholars
Eric Cheyfitz, Arnold Krupat, Gerald Vizenor, David Treuer, and
Winfried Simerling- are not well versed in translation studies dis
course, their work is informed throughout by translational phe
nomena: translation between languages, translation from oral to
written, translation of marginal into central, cultural translation,
adaptive translation, mistranslation, and silencing in translation.
I n many ways, the entire corpus of Native American literature is ---
already in translation, for, with very few exceptions, the oral histo- ---
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65 Jg
rians and storytellers have either passed away, or the remaining
native speakers have all died. W hat is left is the presence of a lan
guage, traditional forms or performance, and memories of events
in a lost or hidden culture. Most remaining elements consist only
of the traces. In The Turn to the Native: Studies in Criticism and
Culture , Arnold Krupat coined the term "anti-imperial translation"
(Krupat 1 996, 32) to refer to the way that contemporary Amerindian
writers use fiction to translate their ideas and beliefs into English,
which very much informs this paper. in his theory, there is a reversal
of source and target texts: rather than translating from the native
language into English, Krupat and his followers, while writing in
English, maintain that they are translating English into the Native
culture. Thus the Native American creative writing is viewed less
as "original" writing and more as a "translation" of English into
the Native, creatively remaking and rewriting American English
to include spaces for Amerindian ideas and forms of expression. I
find this to be a new and original idea for translation studies, and
one worth pursuing.
A quick note on term inology: there are great difficulties in
writing about this topic because neither the translation studies dis
course nor social studies discourse are adequate to the task. " Amer
ican" and " Indian" are misnomers, European labels applied to the
l and and people first encountered. Thus l use a variety of naming
strategies, varying the terms " indigenous," "aboriginal," "lndian,"
"Amerindian," and " Native American," none of which are adequate.
I also am not that happy with the term "postcolonial," as coloniza
tion continues in many Indian reservat ions and lands , none of
which, with the possible exception of certain Pueblo lands, might
be considered homelands anymore, and dispossession is widespread
throughout the United States.' I thus use both terms such as "post
colonial" and "(post)colonial," as well as "anticolonial" and "anti
imperi al ," to describe the ongoing situation. I am attracted to the
concept of "posttranslation studies," as coined by Siri Nergaard
and Stefano Arduini (20 1 1 , 8). I feel a strong need to move beyond
empirically based corpora and source- or target-based approaches
that limit seeing all those variable, exceptional, and creative texts
�-
---- See article within this article by Winfried Siemerling, 87.
ru'
----
w 66
and performances that border on translation, but are not called
such by scholars. I am currently leaning toward (post)translation
studies to indicate an expansion of the kjnds of texts considered
and an expansion of the kinds of methodologies used to analyze
the new translational phenomena, retaining many of the older
methodologies for analyzing empirical phenomena, but adding new
tools for assessing elements that extend beyond translation proper.
The paper is divided into two parts: ( I ) "Imperial Transla
tion," which includes sections on conversion, elimination, imperi
alism, and domestication; and ( II) "Anti-imperial Translation,"
which includes sections on anthropological translation, total trans
lation, disguise in translation, and anti-imperial translation.
I. Imperial Translation
1. Conversion
In my Thanksgiving example, above, does translation play a part
in this story? It certainly does. Tisquantum, also known as Squanto,
a member of the Patuxet tribe, a now extinct band belonging to
the Wampanoag confederacy, served as the first interpreter for the
Puritans. He had learned English
because he had been kidnapped http://www.nativcnewstoday.com/20 I 3/03/01 /squanto-paw-
tuxettisquantum-january- 1 - 1 585-november-30/
earlier in his life by one of John
Smith's soldiers, taken to Spain, Tisquarrtum (January 1, 1 585 - November 30, 1622). also known as
Squanto, was the Native American who assisted the Pilgrims after
to be sold into slavery by the Eng their first winter in the New World and was integral to their survival.
lish. Rescued by local friars, who He was a member of the Patuxet tribe, a tributary of the
Wampanoag Confederacy.
saw his value in terms of convert
ing Indians to Christianity,
Tisquantum made his way to London, and then back to the colonies,
only to find that many Massachusetts tribes had already been
decimated by infectious diseases brought by the white colonists.
In the 1 620s, he settled with the Pilgrims, to whom he taught sur
vival skills in the new world, including fishing and planting tech
niques, as well as serving as a guide and translator, especially in
communication with the Wampanoag sachems .
The 1 630s and '40s saw a massive increase in immigration (Y)
into New England and Massachusetts. Over twenty thousand new ---
settlers arrived during this period, often referred to as the Great ---
�
·.;:a
67
Migration, and new towns were formed west of Boston, including
Hartford, Springfield, Northampton, and, a few years later, my
hometown of A mherst, founded in 1 658, "purchased" for 200
wampum and a few small gifts . All of these new settlements en
croached upon the land of the native Algonquin-speaking tribes,
and tensions predictably escalated. In addition to the unjust en
croachment upon the land, the English colonists were committed
to their missionary work: in 1 646, the Massachusetts General Court
ordered that "efforts to promote the diffusion of Christianity among
aboriginal inhabitants be made with all diligence" (Samworth
20 1 1 ). In 1 649, the English Par-
http://raunerl i brary.blogspoLcom/20 I I /09/el iot-bi ble .html
liament enacted an "Ordinance
for the Advancement of Civiliza
tion and Christianity Among the
Indians" that created The Society
NEGONNE OOSUKKUHWHONK JIC O S E S,
Ne .-.,w'!etan::uk for the Propagation of the Gospel
-C E N E S I S· in New England, the first Protes
tant missionary society. For the
next ten years, Eliot dedicated
himself to the task of translating
the Bible, with the assistance of
a Massachusetts Indian named
Wassausmon, also known in En
glish as John Sassamon, whose
ability to speak and write English
proved invaluable to Eliot. ( I will come back to Wassausmon later.)
Thus , at first, the early English policy for converting the Natives
was that of learning their languages and translating the Bible into
those languages-an early national translation policy, as it were.
However, it soon became apparent that that policy was not going
to work; it was simply too difficult to learn the various indigenous
languages. In his book Magnalia Christi Americana ( 1 702), Cotton
Mather, for example, a prominent Puritan minister, author of hun
dreds of books, sermons, and pamphlets, and well known for his
role in the Salem witch trials, claimed to be utterly baffled by the
A lgonquin language (Samworth 2006). With Cotton Mather and
subsequent Puritan leaders, the two-way flow of Amerindian
�. British communication ended. I would suggest that the mistrust and
------ misunderstandings that ensued over the next two centuries can
------
w 68
largely be attributed to the lack of effort by the colonists to learn
and understand the languages and cultures of the indigenous peo
ples.
2. Elimination
The translation policy became one of nontranslation into
non-English languages. The thanks exchanged at early Thanksgiv
ings ceased, the holiday disappeared, hostilities began, and soon
immigrant Europeans began their
http://www.history.org/Foundation/journal/Spring04/war-
killing, directly, and efficiently at fare.cfm?showSite=mobile
first. My town of "Amherst," Massa
chusetts, was named after Lord Jef
frey Amherst, commander-in-chief of
British forces in New England in the
1 700s, famous for winning battles in
the French and I ndian War, but also
infamous for committing the first
germ warfare known to man when he
ordered that blankets infected with
smallpox be given to Native Ameri
cans. Those who survived were
forced to assimilate to the English
language, customs, and laws, their
lands were taken away, and their lan
guages , religions, and native cultures
repressed. Estimates vary, but by Sir Jeffrey Amherst. shown here in Joseph Blackburn's 1 758 painting,
some estimates there were over ten suggested Bouquet infect the Indians with smallpox. (Mead Gallery,
Amherst)
million Native Americans when the
Pilgrims and Puritans arrived; by
1 900 there were only 230,000 left. As of the 1 880s, the US gov
ernment required all teachers in Native American schools to teach
in English, and many Indian ceremonies were banned. The policy
was quite successful: according to Ethnologue ( Lewis 2009), over
half of the Native American languages have been lost, with only
1 54 remaining, spoken by just over 300,000 people. Seven are only
spoken by one person. About 1 50,000 speak Dine, a Navajo lan
guage ( Reyhner 200 I ).
Jn The Name of the War: King Philip 's War and the Origins ---
ofAmerican Identity, Jill Lapore ( 1 998) suggests that the defeat of �
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69
the Indians in King Philip's War ( 1 675- 1 678), sometimes called
Metacomet's War- Metacomet being the main leader of the Native
American side, who was called King Philip by the British-the
first war between Native Americans and the English colonists,
marked the beginning of the new American identity, one built upon
policies of extermination. As op
http://raunerlibrary.blogspot.com/20 1 1 /09/eliot-bible.html posed to a former identity which
considered the colonists as British
settlers, as the war had largely
been fought with American sol
diers, resources , and supplies
only, it lent the new Americans a
sense of independence and au
thority.
The war was one of the bloodiest
in American history, drawing in
English settlements throughout
New England and Indian tribes
from a variety of regions . There
were many casualties on both
sides , and , proportionally, more
English died in the war than in
any other war in history. But also
proportionally, six times as many
Amerindians died as British set
tlers. The eventual English victory
secured New England for the
British and opened up all of New
England for British colonization
and appropriation. As Lapore sug
gests, the new American identity was based upon the elimination
of Native American languages and cultures. As Emily Apter has
pointed out in The Translation Zone (2006), translation policy and
military policy are closely connected. Citing Carl von Clausewitz's
dictum that war is a mere continuation of policy by other means ,
Apter claims that war is a logical extension of a policy of mis
translation . She writes that "I w lar is, in other words , a condition of
�- nontranslatability or translation failure at its most violent peak"
..._ ( Apter 2006, 1 6, italics in original).
al'
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u.) 70
To return to the Wassausmon example, in addition to his
work translating the Bible, some argue that he was one of the pri
mary causes of King Phi l ip's War, showing how distrusted transla
tors were. Wassausmon served as a translator and interpreter for
both Metacomet and the Native Americans before returning to Pu
ritan society, where he became a minister in the Plymouth colony.
Because of his knowledge of language and culture, as wel l as his
contacts among chiefs and educators, he was both respected and
distrusted by al l parties. Wassausmon is best known today because
of his assassination. ln 1 674, he warned Josia Winslow, then gov
ernor of the Plymouth colony, that an attack was being organized
by Metacomet. Just a short while later, his body was found at the
bottom of a local pond, and the settlers were quick to accuse Meta
comet of ordering the assassination. Three of Metacomet's men
were arrested, found gui l ty at a hasti ly organized trial, and
executed. A year later, some say as a result of the trial which
Wampanoags say infringed upon their sovereignty, war broke out.
The descendants of the Algonquian Wampanoags ( Wompanaak)
are the very same Indians who are conducting the Thanksgrieving
ceremony of today.
3. Imperialism
A few translation studies scholars have written about trans
lation and imperialism, including Eric Cheyfitz, author of The Po
etics of Imperialism: Translation and Colonization from The
Tempest to Tarzan ( 1 997) and The ( Post)Colonial Construction of
Indian Country: U.S. American Indian Literatures and the Federal
Indian Law (2006); Stephen Jay Greenblatt, author of Marvelous
Possessions ( 1 992), an analysis of travel , judicial, and literary doc
uments on the discovery and appropriation of the New World, and
Vicente Rafael, author of contracting Colonialism: Translation and
Christian Conversion in the Tagalog Society under Early Spanish
Rule ( 1 993), who focused on the analogous example of the Spanish
translation and colonization process in The Phil ippines .
Cheyfitz is one of the best authors detailing the history of
imperial practices, and is not afraid to be very blunt about the atroc
ities committed in the name of European mil i tary, social, and reli
--
(Y)
--
gious practices. Here is how he begins the Columbian Guide to
American Indian Literatures of the United States since 1 945: �
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71
European settlers built the post- 1 492 Americas on stolen I ndian land with stolen
African and I ndian tabor. The very European name "Americas" marks the mo
ment of the beginning of this institutional theft. The United States is no excep
tion . Where the Spanish invaded and settled in Notth America, stolen Native
land and tabor were part and parcel of the same v iolent movement to dominate
Native territory and tabor through a system of encomiendas and repartimienlo
I . . . I The Catholic Church joined the state in playing a significant role in this
violence. (Cheyfitz 2006. vii)
Cheyfitz 's first "chapter" in the Columbian Guide goes on for 1 24
small-print pages, over 85,000 words, a book in and of itself, doc
umenting in detail the wars, enslavement, forced labor, extermina
tions, language policies, nontranslation policies, and theft of land,
rights, and indigenous religious and literary practices-in short, a
chronicling of the colonial reconstruction of Indian culture. Trans
lation and religious policies are at the heart of the imperial project
in all Indian affairs.
In The Poetics of Imperialism: Translation and Coloniza
tion from The Tempest to Tarzan, Cheyfitz ( 1 997) lays out his ar
gument that translation was a key factor, perhaps the most
important factor, in the Anglo-American imperial policy, first as
foreign policy toward the neighboring Indians, and later, after 1 824
and the creation of the Bureau of I ndian Affairs, as a domestic pol
icy as the U S boundary shifted westward. For Cheyfitz, the poetics
of imperialism refers to speech itself, the persuasive power of lan
guage and rhetoric into which Native American ideas and expres
sions were translated as fluidly as possible in European terms.
Cheyfitz analyzes the elegant orators who speak for Native Amer
icans-from Shakespeare's Prospero in The Tempest, through
Edgar Rice Burroughs in Tarzan of the Apes ( 1 9 1 2), to later Teddy
Roosevelt and Ronald Reagan, the "great communicator" of the
late twentieth century. Cheyfitz's point is that the portrayal of the
Native American in translation has been a fiction rather than fact,
and only by unpacking layers of fictional translations can one ex
pose the rhetorical technologies that have supported ongoing
Anglo-American imperialism to this day and the role of translation
in the construction of power.
�.
Signaling a shift of translation policy from the initial Puri
---al' tan attempt to learn and translate into indigenous languages, Chey-
---
w 72
fitz cites the Instructions given in 1 609 by the London Council to
the Virginia Company, headed by Sir Thomas Gates , to develop a
plan to educate the weroances ( Algonquian leaders) "in ! the Eng
lish I language, and manners" so that the Indians would "easily obey
you and become in t ime Civill and Christian" (quoted by Cheyfitz
1 997, 6). Cheyfitz continues:
The problem of translation , the complex interactions between cultures and h is
tories, is at once announced and annulled. This rewriting has significant repe r
cussions i n the conflict between oral and written cultures under consideration
here. And we can read these repercussions in the European travel narratives,
where what were necessarily the difficulties , discords, i ndeed absences of
translation, are displaced into fictive accords of communication , composed,
except for a scattering of transliterated naive terms, wholly in European
tongues. (Cheyfitz 1 997, 7)
Tracing a pattern of disfiguring Edgar Rice Burroughs, Tarzan of the Apes (191 2)
and demonizing in rewritings and
Tarzan is a Translator. Raised speaking the language of the apes,
translation, Cheyfi tz goes on to Tarzan teaches himself to read and write English by correlating pic
analyze the discourse represent tures (fantasized implicitly in this fiction as a universal ur-language)
and words in the books that his father transported from England to
ing Native Americans i n both po Africa. Tarzan discovers these books as a boy among the apes,
litical and l iterary texts. Tarzan, though he dies not learn to speak his father's tongue until the very
end of the romance, after ha has become fluent in French, his first
for example, i s seen as a transla spoken European language, which his mentor, O'Arnot, taught him.
tor: raised speaking the language Tarzan's search for identity, then, is a linguistic search, in which he
is literally translated from ape into man; in learning to read, what
of the apes, he teaches h imself to Tarzan learns centrally is that "[hie was a M-A-N, they were A-P-E
read and write Engli sh and S" (50), a distinction that the language of the apes cannot make, "for
in the language of the anthropoids there was no word for man" {85).
French. H i s search for identity is Translated through the power of books from ape into written English,
both linguistic, from animal lan Tarzan, with the aid of his father's knife (the mastery of a written, or
European, language and of an "advanced" technology are identical
guage into European languages, in this romance), gains an imperial power over what appeared to be
and physical, literally, from "sav his kin, precisely because they cannot follow Tarzan or can only fol
low him partially in his translation: "So limited was their vocabulary
age" ape into "civilized" man, a that Tarzan could never even talk with them of the many new truths,
process through which he gains and the great 'fields of thought that his reading had opened up be
fore his longing eyes, or make known ambitions which stirred his
imperial power over his savage soul" (91 ). Tarzan cannot fully converse with the apes because writ
ten English cannot be translated into their impoverished tongue,
kin. The power of books , in this which Burroughs represents in that self-consciously metaphoric lan
case the books Tarzan's father guage that "savages" typically speak in European discourse. And un
able to converse fully with the apes, Tarzan can only dominate them.
brought to the wild, is more pow The failure of dialogue, figured as genetic inability in the other,
erful than the armies that follow, rather than as a problem of cultural difference, is the imperial alibi
for domination.
and the idealistic result conforms CV:,
Eric Cheyfitz, The Poetics of Imperialism. Translation and Coloniza "'
---
CJ
to the civilizing ideological mis tion from The Tempest to Tarzan, (Expanded Edition, Philadelphia:
sion of the colonizers. So, too, in University of Pennsylvania Press, 1 997), 1 5--1 6. --
�
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73 �
Shakespeare's The Tempest is Caliban presented as having been
born a savage-"born devil, on whose nature / Nurture can never
stick" ( IY.i. 1 88- 1 89)-who subsequently learns English but con
tinues to be viewed as a monster and potential rapist despite his ed
ucation . Cheyfitz sees Caliban as always in translation (Cheyfitz
1 997 , 1 65 and following) , between the gabble of the animal and
the eloquence of English, perennially in conflict. Significantly, Cal
iban 's war against Prospero is aimed at Prospero's books and the
power of his magic. Through such figures as Tarzan and Caliban
emerges Cheyfitz's theory of translation:
T his theory of translation constitutes a theory of what is human. Put another
way, we could say that in the Renaissance and until the founding of biology in
the nineteenth century, theories of what is h uman are theories of translation ,
theories of cultare rather than nature. In Tarzan of the Apes, we read how a
theory of evolution , a theory of nature, is the repressed form of a theory of
translation that blurs the boundary between " human" and "ape" by a1ticulating
the boundary as literal, this is , scriptural, rather than natural. In other words ,
we speculate that theories of evolution are always theories of translation .
(Cheyfitz 1 997 , 1 67)
Cheyfitz radically expands the notion of translation theory from
its linguistic sense to a historical cultural theory of the human.
Cheyfitz views Tarzan, the displaced European, as a translator,
speaking both the language of the apes, and later French and Eng
lish. Tarzan translates himself on several levels: from oral to written,
from broken to fluent, and from impoverished to powerful. In the
process, he gains power. The translation is not merely a linguistic
one, but a mental and physical one as well, from animal to full
fledged human. Caliban, the indigenous native, is also multiply
transtated. His name, a mistranslation of some unknown Native
American term for "cannibal," marks him in the eyes of the invading
others , and in the eyes of himself, the figurative inscribed upon the
body. As Caliban enters Prospero's world, the culture is an imported
one: European ideas and values inscribed upon, translated into, the
New World. Caliban is forced to learn the language of the oppressor,
which only serves to further his enslavement and alienation. In the
Native American world, therefore, translation operates not a foreign
�-
policy, but a domestic one, carried out from within, and it has
---- drastic material consequences . This all too physical aspect, Cheyfitz
----
c,,:, 74
argues, has been repressed by trans http://prettycleverfilms.wordpress.com/2012/03/0l /tar
lation studies scholars, who focus con zan-of-the-apes- 1 9 1 8/
s iderably on the linguistic and cul
tural, and less on the human and
individual. In the Poetics of Imperi
alism, Cheyfitz looks both at transla
tion as a theory of communication,
and at the consequences, socially and
psychologically, of translation upon
live individuals . And in the case of
Native Americans, the consequences
have been devastating. Despite learn
ing the language of the colonizer, the
Tarzan
translator is never to be trusted, never
quite obtaining the eloquence of the
master, which remains in a pure/white
form. In the end, Caliban, the other,
the hybrid, the deformed, remains
alone and isolated on the island, only
his image remains in the imaginations
http://www.rsc.org.uk/explore/shakespeare/plays/the-tem
of the colonizers. Anglo-American pest/ 1 982-photo-gal lery.aspx
policies of Native American transla
tion have served to either fictionalize
or marginalize Native American lan
guage, culture, and concepts, to the
point that little is left. Populations
have been eradicated, languages lost,
and the few translations reduced to
cliches, such as trickster characters
refigured or Plains Indians hunting
buffalo. Often the representations add
layers of obfuscation, making it all
but impossible to unpack the images
and access any objective "truth." What
remains are mere traces of Indian ex
pressions in oral tales, literary texts,
and memoires passed on in translation (Y)
from generation to generation. ---
Caliban
---
�
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75
4. Domestication
Perhaps the most influential translation studies scholar of
the past twenty years in North America has been Lawrence Venuti.
Author of The Translator 's Invisibility ( 1 995) and editor of Rethink
ing Translation: Discourse, Subjectivity, Ideology ( 1 992) , Venuti
criticizes the humanistic underpinnings of most literary translation
in the United States and shows how it reinforces prevailing domes
tic beliefs , forms , and ideologies. Venuti 's main thesis is that trans
lation tends to be an invisible practice in the United States, where
by invisible he means that translators tend to be self-effacing in
their work, denying their own voice. Translations are judged to be
successful when they read "fluently," giving the appearance that
they have not been translated (Venuti 1 992 , 4).
The problems with such a situation, according to Venuti ,
are twofold : fi rst , it marginalizes practicing translators , making
them subservient to the author and defining thei r practice as deriv
ative and secondary, ranking far below high quality creative writing
and in-depth literary analysis; and secondly, and perhaps more im
portantly, it erases the linguistic and cultural differences of the for
eign text that the very act of translation purports to carry over into
the receiving culture. By rewriting the text according to the pre
vailing styles of the receiving culture, and by adapting images and
metaphors of the foreign text to the target culture 's preferred sys
tems of beliefs , translators are not only severely constrained i n
terms of their options to carry out their task, but also forced to alter
the foreign text to conform to the receiving culture's forms and
ideas. Thi s kind of translation performs an act of domestication,
making the foreign familiar, providing readers with the experience
of recognizing their own culture in the foreign, and enacting, ac
cording to Venuti , a kind a cultural imperialism, one which pre
serves social h ierarchies, and maintains political and religious
conceptions.
This form of translation has characterized generations of
translators of Native American texts. Let me give just one example,
which has often been anthologized and serves as representative
Henry Row Schoolcraft's early nineteenth-century translation of
"Chant of the Fire-fly":
�.
----
----
<,.) 76
Ojibwa/Chippewa:
Wau wau tay see !
Wau wau tay see !
E mow e shin
Tshe bwau ne baun-e wee!
Be eghuan-be eghuan-ewee!
Wau wau tay see !
Wau wau tay see !
Was sa koon ain je gun
Was sa koon ain je gun.
(Schoolcraft's transcription, as cited by Day 1 95 1 , 27-28 ; Hymes
1 98 1 , 39; see also Treuer 2006, 1 7)
For which Schoolcraft's literal translation is:
Flitting-white-fire-insect ! waving-white-fire-bug! give me
light before I go to bed ! give me light before I go to sleep!
Come, little dancing white-fire-bug ! Come, little flitting
white-fire-beast ! Light me with your bright white-flame in
strument-your little candle.
(Schoolcraft's literal translation , quoted by Day 1 95 1 , 27-28;
Hymes 1 98 1 , 39)
While Schoolcraft's literary translation is:
Fire-fly, fire-fly ! bright little thing,
Light me to bed, and my song I will sing.
Give me your light, as you fly o'er my head,
That I may merrily go to my bed.
(Schoolcraft literary translation , quoted by Day 1 95 1 , 27-28; Hymes
1 98 1 , 39; see also Clements 1 996, 1 27-1 28)
The Schoolcraft translation of "Fire-fly" well illustrates Venuti's
portrayal of domestication in translation: adapting the complex
compound nouns to quite simple English terms, eliminating repe
tition, deleting the performative quality, adding new terms not pres (Y)
ent in the original to make it more fluid and accessible, and, ----
�
especially, trivializing the ideas and marvel at nature and turning it ----
·.;:::;
77
into an infantile children's lyric. Here is what Hymes has to say
about the Schoolcraft version: "Thanks to Schoolcraft's scholar
ship, we can appreciate in depth how bad his translation is . Almost
anyone sharing modern standards and taste I . . . I will prefer the lit
eral translation as more satisfactorily poetic, both in what it avoids
and in what it contains" ( Hymes 2004, 40) . Unfortunately, the
Schoolcraft style of translation, as Venuti successfully argues, was
prevalent in the United States in the past century, and, for example,
greatly influenced poets such as Henry Wadsworth Longfellow (see
his The Song of Hiawatha ( 1 855)) as well as other poets of his gen
eration. It continued well into the twentieth century, often based
more on empathy than on linguistic talent; intuited meaning rather
than cross-cultural skills . Generations of translators relied on trans
lation cribs and adapted Amerindian texts to English forms, expres
sions , and, especially, Anglocentric worldviews . For decades, the
use of domesticated words when no word exists in the receiving
language and the racial discrimination in language were readily vis
ible in such translations .
II. Anti-imperial Translation
1 . Anthropological translation
I n works such as Rethinking Translation ( 1 992) and The
Translator's Invisibility ( 1 995), Lawrence Venuti suggested that in
twentieth-century translations into North American English have
tended to be fluent and domesticating. This may have been true for
many literary translators, but not for all. For example, most anthro
pological translations , especially of Native American texts, have
tended toward the literal and foreignizing. Franz Boas, for example,
a German Jew who came to the United States in the early twentieth
century, was well versed in physics and geography, after which his
geographic interests took him to Canada and the American North
west, where he studied Inuit/Eskimo groups and recorded, tran
scribed , and translated Amerindian work. Perhaps because of
- growing resentment towards Jews in Europe, he took his first job
in anthropology at Clark University in Worcester, MA, and stayed
�- in the United States , moving to the Field Museum in Chicago and
--- later to Columbia University in NYC, where he founded the first
---
Qj'
w 78
PhD program in anthropology. Boas and his students, including Ed
ward Sapir, Paul Rivet, L. J. Frachtenberg, Melville Jacobs, and
later followers such as Dell Hymes, pioneered the recording and
preservation of Amerindian texts . Their approach combined lin
guistics and cultural factors, paying particular attention to sounds
and the perception of sounds, showing how different cultures per
ceive sounds in various fashion. Boas and his students would live
with the tribes being researched, conduct work in the native lan
guage, and collaborate with native speakers. Their descriptions of
texts were very scientific and based on empirical observations, but
still included musical and cultural data (https://en.wikipedia.org/
wiki/File: Dance_Song_of_the_Thompson_River_lndians.ogg).
Boas's group argued that one could only understand
cultural traits by observing behaviors, beliefs, and signing practices
in their local context. He and his students not only described the
language and grammar, but also the myths, folktales, beliefs, and
even recipes. The focus was not just on generalities and common
behaviors, but also on relationships, difference of opinions, and in
dividual agency within a language culture. Boas and his students
were very active in terms of combating racism in research and prac
tice, particularly against blacks in New York, and Native Americans
in the Northwest. This method later led to the Sapir-Whorf hypoth
esis, which holds that the structure of a language determines how
one conceptualizes the world, and is widespread in translation stud
ies, especially those who challenge meaning-based and functional
theories of translation and theories that posit laws or universals of
translation.
This hypothesis of linguistic relativity challenged the sense
of European and white Anglo-American superiority in terms of
language and cognition and changed the way translators translated.
Interests expanded to a new focus on music and image as well as
linguistic meaning. New forms of movement and dance lent varia
tions to tones and meaning. Certain songs were recorded in multiple
versions, highlighting the importance of the performer and individ
ual variation of the texts ( Krupat 1 989, 1 09). Their commitment to
science led them to prefer the most literal versions. Here is an ex
ample of the transcription of one of the Coyote tales from the Pa
--
(Y)
cific Northwest:
--
�
-�
79
Coyote was com ing. He came to G6t'a't. There he met a heavy surf. He was
afraid that he might be drifted away and went up to the spruce trees. He stayed
there a long time. Then he took some sand and threw it u pon that surf: "Th is
shal l be a prairie and no surf. The future generations shall walk on this prairie."
Thus Clatsop became a prairie. The surf became a prairie. ( Boas 1 894)
Or another example:
At Nia' xaqce a creek originated. He went and bu ilt a house at N ia' xaqce. He
went out and stayed at the month of N ia'xaqce . Then he speared two silver
side salmon , a steel -head sal mon , and a fall sal mon . Then he threw the salmon
and the fal l salmon away, say ing: 'Th is creek is too smal l . . . " On the next day
he went again and stood at the month of the creek . He d id not see anything until
the flood tide set in. Then he became angry and went home. He defecated . He
spoke and asked his excrements: " Why have these silve r -s ide salmon d isap
peared?" H i s excrements said to him: "I told you , you w ith your bandy legs,
when the first silver-side salmon are k i l led spits must be made, one for the head ,
one for the back, one for the roe , one for the body. The gills m ust be burnt."
"Yes," said Coyote . ( Boas 1 894)
These excerpts illustrate the anthropologists' preference for more
literal strategies, aimed at keeping indigenous place names, pre
serving syntactical structures, and maintaining an oral quality. In
terms of the content, the deep attachment to, and even conversation
with, nature is preserved, as are scatological references and exple
tives, often taboo in literary circles at the time.
Another anthropologist and Boas disciple, sociolinguist
Dell Hymes, also worked on languages of the Pacific Northwest,
and also focused on language and social relations, but his transla
tions are less descriptive and literal, and instead incorporate more
of the poetics and performative nature of the text. Here is an ex
ample of the firefly poem in a version by Dell Hymes:
Flitting insect of white fire !
Flitting insect of white fire !
Come, give me light before I sleep!
Come, give me light before I sleep!
Flitting insect of white fire !
Flitting insect of white fire !
----
ii3"'
----
w 80
Light me with your bright instrument of flame .
Light me with your bright instrument of flame.
( Hymes 1 98 1 , 4 1 ; Krupat 1 992, 25 ; see also Treuer 2006a, 2 1 )
In contrast to the domesticated version above by Henry Row
Schoolcraft, in Hymes's version we see the preservation of the com
pound nouns, including the repeated lines, retaining an oral perfor
mative quality, similar syntactic structures, and literal adherence to
the original terms with no additions to make it more fluid, accessi
ble, or aesthetic. The translation demonstrates respect for the in
digenous ideas, rhythms , repetitions, and structure of the verse .
Hymes was one of the first anthropologists to point out that the eth
nologists' literal descriptions and transcriptions, while often reli
able , may not be taken as empirical factual accounts , and that
literary translation, while often better than their literal counterparts,
also at times distort and obscure . Again, what was needed in the
field was a methodology to uncover both what was easily dis
cernible as well as what was hidden by either ethnographic or lit
erary translation in the process, however well-intentioned.
2. Total Translation
While H ymes was open to restoring certain aesthetic mark
ers in his translation style, it was invariably with many reservations,
always checking against the original, and always in fear of going
to far. One translator. who also consulted the ethnographic record
but who also versed himself in Native American poetics and per
formance , was Jerome Rothenberg, who coined a new term for his
ethnographic and aesthetic approach as "total translation" ( Rothen
berg 1 972, xxii) . In his introduction to Shaking the Pumpkin : Tra
ditional Poetry of the Indian North Americans ( 1 993 ) , Rothenberg
lays out his approach, which combines a number of translational
methodologies. Rather than picking one approach (faithful versus
free , literal versus literary, domesticating versus foreignizing),
Rothenberg uses several at a time in his translations, combining
f
ethnography, cultural studies, poetry, art, and per ormance . While
not restricting himself to traditional methodologies for translation, (Y)
he also does not restrict himself to traditional definitions of a text. ---
He opens himself up not just the aesthetics of the text, but also to ---
�
·p
81 �
the time and place of the performance, including landscape, audi
ence, body movements, sounds, and responses, applying cultural
translation in its broadest sense. Native American culture, according
to Rothenberg, represents a vast array of languages, cultures, his
tories, and modes of communication, not the least important of
which include written, oral, and corporeal signs; rhythm and tone;
music and dance; and visions and dreams. Rothenberg writes about
his combined approach:
As a poet I was able to experiment with more direct approaches to translation:
( I ) in collaboration with Seneca songmen, who acted at the very least as
intermediary translators, & from whom I could get a clearer picture of how the
poetry (songs, prayers, orations, visions, dreams, etc.) fitted into the l ife; & (2)
through working with ethnomusicologist David McCallester on cooperati ve
translations 1 - . . I I became interested in the possibility of "total translation" -a
term I use for translation ( of oral poetry in particular) that takes into account any
or all elements of the original beyond the words. (Rothenberg 1 972, xxii-xxi i i )
Here are two examples of Seneca poems translated by Jerome
Rothenberg and Richard Johnny John:
( 12)
THE SONGS
I t he t r i B
s s o n he r E
T g sb ePn G
H eg i sUa I
E n h e o Mm N
I r ePnPe H
R UMP g KH E
N KINs J I R
A S i s h NG E
M t h e c Sll p
E i rn g iH u
H a me i s E M
I H IG n t E p
G H HE h h e K
H E EY e e v I
H E EY e e y N
• • . Now I'm dumping the whole bag oE songs in the middle,
& each oE you can sing whichever ones you want . • •
Rothenberg 1972. xxii
-----
iii'
-----
u.) 82
From the same volume, here is "Poem about a Wolf and Maybe
Two Wolves":
A POEM ABOUT A WOLF MAYBE 1WO WOLVES
be comes running
across the field where
he comes running
be comes running
along the hill where
he comes running
Rothenberg 1 972, xxxi
In the above two examples, readers get a quite different sense of
Amerindian poetry than from the ethnologists of the previous gen
eration . In the first poem, the poet/performer, copying the oral tra
dition, dumps a bag of texts, words, poems in the middle of a circle
and allows each of the audience to come up and forge his or her
own poem. The format allows readers to participate in the con
struction of the poem as their gaze shifts through the bag of
words/letters and combinations emerge. In the second poem about
one or two wolves, the translators mimic the oral howl of the
animal graphically, circulating it within the text while at the same cY)
time describing the wolves' movement as they run along the hills. --....
Equally fascinating in the texts themselves are the extensive foot- �
--....
C
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83 g
notes accompanying many of the poems and the large array of
people with whom Rothenberg consulted: translators, linguists,
ethnographers, and native speakers obviously, but also performers,
dancers, musicologists, poets, and philosophers in the indigenous
languages. The commentaries lend an aura of authenticity to the
methodology, one which values the creativity as well as the lin
guistic fidelity.
There is still little consensus regarding the contribution of
total translation. Some suggest that his translations tells us more
about Rothenberg and the poetry of the age, influenced maybe
more by concrete poetry, musical experimentation of the 1 960s,
and perhaps the peyote smoked by that generation. Others suggest
that Rothenberg made a significant contribution to the field, cap
turing many aesthetic dimensions neglected over the years, and al
lowing openings for future performances and creative interpretations
that are very much in the spirit of the originals. Elsewhere I have
talked about the importance of this generation of literary translators
in the United States (Gentzler 1 996); here I merely want to suggest
that Rothenberg's multifaceted theory of translation anticipated
contemporary translation theories that are beginning to be more
multi theoretical, multicultural, and performance oriented.
3. Disguise in translation
She was a bear and teased me in mirrors as she did the children, and at the same time she said
that tribal stories must be told and not recorded, told to l isteners but not readers,
and she insisted that stories be heard through the ear and not the eye.
(Yizenor 1 992 , 6)
As a caution against translation theories that show prefer
ence for ethnographic strategies and forms, or for those which use
an invigorating and multifaceted approach such as Rothenberg's,
despite consultations with any n umber of indigenous informers,
one of the hardest things for a scholar or translator to decipher is
when members of a tribe being studied behave truthfully, honestly,
and naturally when in the presence of an outsider. In a paper titled
"Covert and Overt Ideologies in the Translation of the Wycliff
Bible into H uao Terero," Antonia Carcelen-Estrada (20 I 0) discusses
the concept of disguise in translation. H uao Terero is the language
---- of the H uaorani people, an indigenous group living in the Amazon,
al"
----
c,.:, 84
primarily in the jungles of eastern Ecuador. The Huaorani, invari
ably called savages by outsiders, have proven to be highly intelligent
in resisting colonization, and one of their strategies is to learn the
norms of the invading group, be it Quechuas , Spaniards, Ecuado
rians, rubber industrialists, evangelists, translators, or most recently
oil companies, and write appropriate texts, or wear appropriate
clothes (jaguar- tooth necklaces, etc.), thus conforming to the cliched
image of their culture by
.outsiders so that they can In this context it is not possible to give a comprehensive survey of all the various in
disguise and protect their terests, cultural groups, and cultural systems interacting with the Huaorani people.
Figure 1 , however, gives an idea of the complexity of the systemic interactions, and,
own. Examples given by from a Western standpoint, represents a tentative hierarchy of those interacting cul
Carcelen- Estrada range tural systems.
from Bible translations, Center
in which indigenous de Transnational or corporate powers (e.g Texaco and other oil companies)
ity beliefs are hidden I Transnationli Missions (SIL) Anti-coipoiaie powers
I
within the translation; The national government ol Ecuador Ecological Organi zalrons
Scienul� NGOs
/':
court testimony, in which ( vepresenting the national society as well)
Other Minorities and CXllooos I
witnesses fabricate and "-...._ \ Kichwa communi1ies acting as mediators�
Yasuni Nalional Park
play dress-up for the � \/
Wood hunters
Tourism companies
West; and ethnographic
The Huaorani community (presented as an illusory unified whole)
/
performances, allowing Periphery
anthropologists to trans Fig. 1-Systems in interaction with the Huaorani from a Western perspective
late their culture into the Contrary to what one might conclude from Figure 1 , the relationship between the
texts and images that re Huaorani and other groups is not merely a top-down power relationship. Rather
searchers were looking there is a two-way flow; herein lies the hidden form of translational resistance tak
ing the form of silence and invisibility. It is a particularity of the Huaorani to silently
for in the first place. The resist outsider cultural impositions. This practice is consistent with indigenous poli
power of the disguise al tics of difference elsewhere that seek recognition apart from constructs that project
illusory homogenous national identities . Indigenous groups in Peru, Bolivia, Ecuador,
lows the culture to resist and Guatemala, for example, claim to have survived culturally be keeping the secrets
of their ancestors from reaching outsiders despite their seeming assimilation to
actual translation and ap Western cultural standards. This cultural strategy of survival through silence has
propriation by the West , been revealed to the world and become widely known through the writing of Rigob
erta Menchu about the descendants of the Mayans. Menchu believes that the hard
sacrificing certain ele ships her people endure must be overcome with the presence of their ancestors and
ments of their culture to that by hiding their true identity, the people have resisted Westernization and oblit
eration for five hundred years (Menchu 2005/1985, 220, 245). The deep cultural
preserve others. Signifi transformations endured by the Huaorani have likewise taught them to keep their se
cantly, the most inti crets to themselves while superficially appearing to be whatever the observer wants
to make of them. Silence is the strongest Huaorani weapon to resist encroachment,
mately preserved forms just as it has been for the descendants of the Mayans now fighting under the motto
of Huaorani culture have "we are still here."
to date outlasted all at Antonia Carcelen-Estrada, "Covert and Overt Ideologies in the Translation of the
tempts to access and pur
Bible into Huao Terero," in Translation. Resistance, Activism. ed. Maria Tymoczko
(Amherst and Boston: University of Massachusetts Press. 2010). 77-78. ---
loin them via translation. ---
2
C:
·.;:::;
C:
85
In many ways, through disguise in translation, the Huaorani mock
the invaders, be they industrial capitalists or born-again Christians,
making fun of their futile attempts to comprehend and rearticulate
their cultural space. Again, developing scholarly methodologies to
be able to read texts against the grain, to see processes of adaptation
and domestication by the scholars, and , as Carcelen-Estrada points
out, self-adaptation to conform to the expectations of the researcher/
translator become paramount to the field . While Carcelen-Estrada's
study concerns H uaorani in Ecuador, my guess is such practices of
disguise might also readily be found throughout the Americas.
4. Toward post-imperial translation
Disguise in translation, for whatever reason, tends to satirize
the translator; deny, delay, and defer access to any so-called "origi
nal," and extend beyond the boundaries of whatever is normally
termed translation. As soon as it may be detected, it effaces itself
only to reappear in another disguised form later. To return to Arnold
Krupat in The Turn to the Native: Studies in Criticism and Culture
( 1 996) , his concept of anti-imperial translation defies conceptions
of translation practiced by European-American translators, ethno
graphers, scientists, and scholars in all its guises . Anti-imperial
translation is a form of writing in English that allows Native Amer
ican ideas, concepts, sounds, structures, and meanings to coexist.
Translation is conceived less as a one-way process of bringing some
thing across from one language into another and more of a two-way
or muttidirectional flow that informs and changes both cultures. The
new definition of translation changes the very definition of separate
and distinct languages. Instead of saying that he is translating Native
American culture into English, the argument is reversed: Krupat and
his feUow writers, while writing in a language that appears to be
"English," claim they are translating English into Native American
languages. For Krupat, all languages are dynamically evolving in a
multilingual fashion . Anti-imperial translation produces texts that
look like novels and short stories in English, but they are not . For
Krupat, they are indigenous, part of Native American literature; Eng
lish , in this case, is the imperial, foreign, or other language. In anti
imperial translation, Anglo-American forms and ideas are adapted
and integrated into Native American culture. Winfried Siemerling,
---- who discusses Krupat's work in the New North American Studies
----
w 86
( 2005), suggests that this form of translation involves a "doubling
of both 'target ' and ' source' cultural practice" ( Siemerling 2005 ,
63). Native American thoughts and prac-
tices are doubled in their expression in Anti-imperial Translation, Native Writing, and
native tongues and English. As English Postcolonial Theory: Thomas King, Gerald
narrative forms and genres are incorpo Vizenor, Arnold Krupat
rated into Native American culture, so
too is English doubled, enriched by Win fried Siemerling (University of Waterloo)
restoring lost traces and ideas that disap
peared during the periods of extermina Adapted from The New North American Studies:
Culture, Writing, and the Politics ofRe/Cognition,
tion and extreme language assimilation.
(New York and London: Roucledge, 2005), 62-3.
The words , ideas, place names, prac
tices, flora, fauna, peoples, genres, and The encounter between Native humor and
myths have always been American with what Gerald Vizenor calls the "terminal creeds"
historical and cultural antecedents before of "social science monologues" is also about the
the Europeans an·ived, but have been lost need to balance closed interpretations chat are
and covered up over time. Both cultures often associated with writing in general with
thus expand and adapt into each other, principles derived from Native stories and oral
iry. In many Native written texts, the simultane
forming a kind of oral-written literary
ity and encounter of these two modes of
hybrid that, I contend, is'more indicative
reference lead to inven tive trickster strategies
of culture in the Americas than any for and performances.
eignized translation imported into it
(Gentzler 2008 , 38). While such encounters are generally a sub
In Native American Fiction, ject of posccolonial studies, Vizenor, Thomas
King, and the theorise Arnold Krupat all suggest
David Treuer (2006a) goes even further,
specific reservations with respect to the term
suggesting that there has been an
"postcolonial." Vizenor uses the term-if at all
overemphasis on translating Native -in phrases like "postcolonial domination"
American literature in order to uncover ( 1 989, 1 1 ), as if to drive home Anne McClin
facts about the culture with translators tock's critique of the term as "prematurely cel
adhering more to the literal expressions ebratory" ( 1 992, 88). King's article "Godzilla
and meanings than the art, poetics, style, vs. Postcolonial" ( 1 990) goes further by dis
and form. He suggests that Native cussing how the term actually (re)imposes the
American fiction has yet to be studied temporaliry of European contact and thus
" frames" Native cultures through problematic
as literature (Treuer 2006a, 3). The texts
recognition. Krupat notes in his essay " Post
should not be viewed as scientific ethno
colonialism, Ideology, and Native American Lit
graphic documents, but instead should erature" that the term is tempting in the context
be seen as literary texts, ones that read of contemporary Native American literatures;
--
(Y)
C)
N
ers can take pleasure in reading. He yet after having examined the glosses offered in
.f:
makes the distinction between reading Arif Dirlik's "The Postcolonial Aura" ( 1 994) -
c
a
·.;:,
"'
en
87 ,fg
that locate postcolonialism indeed after the end books as culture and reading books that
of colonialism, he finds it of l ittle use (Krupat suggest culture (Treuer 2006a, 5 ) . He
1 996, 30). In this sense of the term, as Krupat
wants the reader to think less about what
points out, with some notable exceptions "the
Native American texts tell us about past
material condition of contemporary Native 'so
cieties' is not a postcolonial one ( 1 996, 3 1 ) . "
and more about what they tell us about
Nonetheless, h e concedes that Native American the future, the future of good writing
fiction, albeit "produced in a condition of on that knows no ethnic or linguistic bor
going colonialism," often "has the look of pose ders . Style, innovation, performance,
colonial fiction" and also "performs ideological and original insight help create culture,
work that parallels chat of postcolonial fiction and Native American writing should be
elsewhere ( 1 996, 32)." seen within that inventive and creative
I nstead of the "postcolonial," however, he framework. He looks at the work of, for
proposes the category of "anti-imperial transla example, Loui se Erdrich, who writes
tion," which is here directly linked to the func both about Native American and Ger
tion of the oral tradition. A nti-imperial man immigrant cultures, and who has a
translation, as Krupat suggests with reference to distinctly innovative Ameri can voice .
a passage by Rudolph Pan nwitz (taken up also Her novel Love Medicine ( 1 984), while
in Benjam in's "The Task of the Translator" about Oj ibwa life, and in which she uses
( 1 969) and Talal Asad's "The Concept of Cul
a Native American form of the story
tural Translation in British Social Anthropol
ogy"( l 986)), creates perturbance in the target
cycle, also contains many Western liter
language and culture. In the case of Native writ ary techniques of plot, character, crisis,
ing, this kind of cultural translation, although and resolution. What is interesting in Er
it produces " texts that look l ike novels, short drich's work is the blended story and
stories, poems, and autobiographies" ( Krupat multiple techniques as Ojibwa charac
1 996, 36) , produces them in an English pow ters search to find their way in the pres
erfully affected by tongues that are, in this case, ent world, not the world of the past.
not foreign but rather indigenous (either liter
While Erdrich relies on inherited no
ally other languages, or figuratively other cul
tions of Indian life, she goes beyond
tural practices): "The language they offer, in
Asad's terms, derives at least in part from other
them into the realm of creating new
forms of practice, and to comprehend it might openi ngs for an individual and distinct
just require, however briefly, that we attempt to life and identity in the future, creating,
imagine other forms oflife" ( Krupat 1 996, 36). in Treuer 's view, a literary text that
stands on its own merits.
Krupat's category of "anti-imperial trans
Treuer has also done the same
lation" means transformation and doubling of
both "target" and "source" cul rural practice. Al
as Erdrich in his own creative writing.
though the "target language" of many written H is The Translation of Dr. Apelles: A
Native texts may be English where anti-impe Love Story (2006b), for example , is a
rialist cultural translation produces a critical fictional work that is a translation, and
percurbance and ironic doubling the translation a translation that is a fictional work. The
--
N
� 88
main character, Dr. Apelles, a Native can simultaneously be seen to proceed in the
American who works as a librarian and opposite direction, as an adaptation and inte
translator of Native American texts , is gration of Western forms into Native practices.
The process of "translation" and transformation
very self-effacing in his ways, conform
is here a two-way street: what for one audience
ing to an orderly yet boring and lonely
only looks like a transposition of Native culture
life . Then he comes across an old man into a non-Native, "Western" medium is, in
uscript that only he can translate. As he many ways, aJso a curative i ntegration of what
begins this new work, he weaves a tale King caJls "the anomalies such as the arrival of
that moves between and among a vari Europeans in North America or the advent of
ety of forms of translation, including non-Native literature in this hemisphere" (King
translating a lost Native American text 1 990, 1 2) into a Native frame of reference or,
into English, remembering scenes from as Alessandro Porcelli puts it, an "extension and
cont inuation" ( 1 994, 2 1 1 ) of Native verbaJ and
his own past, trying to make sense of a
social practice. This curative, reverse perspective
love story of the present, narrating a sec comes to the fore in Thoma.� King's discussion
ond love story within the fictional trans of how Native oral traditions and creation sto
lation, and . all the while, erasing ries work (King 1 986, 2003). This problematic
boundaries between translation and informs both Ki ng's consideration of the term
original creative writing. Without giving "postcolonial" and his approach i n fictional
away the ending, which contains a trick texts like Green Grass, Running 'W'ater ( 1 993) or
of the imagination that transforms the One Good Story, That One ( 1 993) to the avail
entire novel, in the process of carrying ability of oral and written traditions.
out such multiple translations the main
character begins to find his own voice ,
one that draws upon past and present,
self and other, the power of love and human connections, and es
pecially the creative power of translation over the written word.
While there are many "traditional" insights into the oppression of
the Native American and the oppression of translators, the use of
translation to rework and rewrite not just the past, but the translating
self. the disappearance of the translation as it nears completion,
takes on a life of its own, with many new insights into the hidden
nature of translation in all its aspect. As the translation re-places
the original, readers are surprised to find themselves wondering
what the original was, or if there ever was an original. Through the
creative and fictional reworking of the text, the author discovers a
language for himself-not the source or target languages, but a lan
guage for talking about his own complex identity entwined in Na
--
(Y)
--
tive American and Anglo-American culture , caught between
translation and writing original fiction, now doubly translated into �
C
·.;:a
C
89
Campaspe might ask about his life. He grew nervous, and he had never a no longer oppressed self.
thought og himself as a nervous man. And like all nervous men he was anx This newly transformed nar
ious to please, and the desire to please her made him feel trapped. His only
way out - he could not talk of tie past and he could not talk of the present rator is now capable of
because that told her very little - was to talk of his work as a translator. He love-and there is a power
spoke of translating as though it had something to do with his life.
And so it had become something between them. ful love story with a col
"Can I see it?" league at the library where
"I don't know. No. Maybe."
"Shouldn't we order? Should we get the usual? Two margaritas," she Dr_ Apelles works-and em
said to the waitress across the bar. powered to produce new and
"It's not finished and it's boring anyway. It's only interesting to me. I
don't want to bore you with it." original work. The novel su
"But I want to. I want to hear it". perbly illustrates anti-imper
"It seems like we always order the same thing. Just like that first time."
"It's not that I wouldn't understand it." ial translation at its best: no
No, no. No. It's a mess is al! and I don't know if you'd ever be able to longer a carrying across from
read my handwriting."
But it had become a thing fer them. one language to another, but
"Two margaritas." And to her, "Long day." rather using translation cre
" How's the translation? How is it?"
"Growing. Always growing." atively to invade self, leading
But it had become a thing foc her. to self-realization, and ex
"How's the translation? I'll get her. Margarita? Two."
And so it went. He could not tell her about himself. Not directly. So his
pressing oneself in new and
translation became the story he told her of himself, as a substitute for the original translational forms
story of his life.
that reshape culture from
Treuer 2006b, 206. within .
Conclusion
One of the great hidden tools in cultural construction has
always been translation_ A better understanding of how individuals
under specific circumstances react to propagated belief systems ,
how they conform, how they resist, and how such nonconformity
is expressed, can only open the field of possibilities for future ac
tions and translation strategies . I believe that an increased interplay
of languages in translation and an increased openness to new ideas
via translations can only help construct a freer, more diverse and
tolerant society. Some techniques may be simple: the "translation"
of a term such as "Thanksgiving" into "Thanksgrieving," by the
mere introduction of an additional phonetic sound alters signifi
cantly the conceptual field and (re)introduces an Amerindian per
spective into the frame, restoring a historical repercussion long
missing from the tradition. Others may be more complicated, such
as inventing new forms, as Erdrich and Treuer do, creating a mul
--
�. tidirectional flow of ideas, forms , translations , and narrative strate
gies in a truly posttranslation studies fashion. The goal is a rewriting
--
ru
Lu 90
for the future, broadening the imperial language, allowing private
translations and interpretations to enter the public space, thereby
opening avenues for healing, acceptance, and diversity.
By way of conclusion, I end with a poem by Gary Snyder,
one of the famous beat poets of the 1 960s and '70s in the United
States , who studied literature and anthropology at Reed College in
Oregon in the 1 950s and was good friends with fellow student Dell
H ymes. Snyder, also known for his Japanese translations , studied
the Amerindians of the Pacific Northwest, and lived and worked
on the Warm Spring Indian Reservation in central Oregon after
graduation and returned on several occasions. I suggest his creative
work is infused with similar forms of anti-imperial translation, as
he himself is in an inclusive and diverse Amerindian context. In the
poem "For All," below, "Turtle Island" is a translation of the Native
American term for the continent of North America.
Postscript
''For AW'
Ah to be al ive
on a mid-September morn
fording a stream
barefoot, pants rolled up,
holding boots, pack on ,
sunshine, ice in the shal lows,
northern rockies.
Rustle and shimmer of icy creek waters
stones turn underfoot, smal l and hard as toes
cold nose dripping
singing inside
creek music, heart music,
smell of sun on gravel .
I pledge allegiance
I pledge allegiance to the soi l
of Turtle Island,
and to the beings who thereon dwell
one ecosystem
in diversity
under the sun (Y)
With joyful i nterpenetration for all . ---
(Snyder 1 983, 1 1 3) ---
�
·;::;
91
References
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ton: Princeton University Press.
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Carcelen-Estrada, Antonia. 20 I 0. "Translation and the Emancipation of H ispanic
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-- - . ed. 2006. Columbia Guide to American Indian Literatures ofthe United
Stales since 1 945. New York: Columbia University Press.
Clements, Will iam M. 1 996. Native American Verbal Art: Texts and Contexts. Tuc
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Dirlik, Ari f. 1 994. "The Postcolonial Aura: Third World Criticism in the Age of Global
Capital ism." Critical lnqui1y 20: 328-356.
Erdrich, Lousie. ( 1 984) 1 993. Love Medicine. New York: Henry Holt.
Gentzler, Edwin. 2008. Translation and Identity in the Americas: New Directions in
Translation Theory. London: Routledge.
- - -. 1 996. "Translation, Counter-culture, and The Fifties in the USA." In Trans
lation, Power, Subversion, edited by Roman A lvarez and M . Carmen
A frica Vidal, 1 1 6- 1 37. C levcdon: M ultilingual Matters.
Gentzler, Edwin, and Maria Tyrnoczko. 2002. Introduction to Translation and
Power, edited by Maria Tymoczko and Edwin Gentzler, x i-xxviii.
Amherst: University of M assachusetts Press.
Greenblatt, Stephen Jay. 1 992. Marvelous Possessions: The Wonder ofthe New
World. Chicago: University of Chicago Press.
--
Hymes, Dell . ( 1 98 1 ) 2004. In Vain I Tried to Tell You: Essays in Native American
--
Ethnopoelics. Omaha: University ol" Nebraska Press.
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K ing, Thomas. 1 986. Inventing the Indian: White Images. Native Oral Literature,
andContemporary Native Writers. Dissertation, University of Utah. Ann
A rbor, M l : University M icrofi lms I nternational.
--- . 1 990. "Godzil la Vs. Post-colonial." World literature Written in English 30(2):
1 0-- 1 6.
- - . 1 993. Green Grass, Running Water. Boston, MA: I loughton M i ffi in.
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- - . 2003 . The Truth Abo111 Stories: A Native Narrative. Toronto: Ananasi.
Krupat, Arnold. 1 992. "On the Translation ofNative American Song and Story: A
Theorized 1- 1 istory." In On the Translation ofNative American Literatures,
edited by Brian Swann, 3-32. Washington: Smithsonian I nstitution Press.
--- . 1 996. The Turn to the Native: Studies in Criticism and Cul!ure. Lincoln:
The University of Nebraska Press.
-- - . ed. 2002. Red Matters: Native American Matters. Phi ladelphia: University
of Pennsylvania Press.
Lapore, J i l l . 1 998. The Name ofthe War: King Philip s War and the Origins of
American Identity. New York: Knopf.
Lewis, M. Paul, ed. 2009. Ethnologue: Languages of the World, Onl ine version. Ac
cessed November 1 8, 2 0 1 1 . http://,vww.ethnologue.eom/.
Mather, Cotton. ( 1 702) 1 820. Magnolia Christi Americana. Bedford: Applewood
Books.
MeCl intock, Ann. 1 992. "The Angel of Progress: Pitfalls of the Term ' Postcolonial
ism' ." Social Text 3 1 (2): 84-98.
Nergaard, Siri, and Stefano Arduini. 20 1 1 . "Translation: A New Paradigm," transla
tion, inaugural issue, 8-1 7.
Portelli, Alessandro. 1 994. The Text and the Voice: Wri1ing. Speaking, and Democracy
in American Literature. New York: Columbia University Press.
Pratt, Mary Louise. 1 992. Imperial Eyes: Travel Writing and Transculturation. Lon
don: Routledge.
Rafael, Vicente. 1 993. Contracting Colonialism: Translation and Christian Conver
sion in the Tagalog Society under Early Spanish Rule. Durham: Duke
University Press.
Reyhner, Jon. 200 1 . "Cultural Survival vs. Forced Assimi lation: The Renewed War
on Diversity." Cultural Survival Quarterly 25 (2). Accessed November
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tura 1-surv i val-vs-forced-ass i 111 i lation-renewed-war-d i vers ity.
Rothenberg, Jerome, ed. and trans. 1 972. Shaking the Pumpkin: Traditional Poe/Jy
of the Indian North Americans. New York: Doubleday.
Samworth, I lerbert. 2 0 1 1 . "John El iot and America's First Bible." Sola Scriptura
Magazine. Accessed November 1 6, 2 0 1 1 . http://www.solagroup.org/arti
cles/historyo fthebible/hotb_0005. htm I.
Siermerling, Win fried. 2005. The New North American Studies: Culture, Writing,
and the Politics ofRe/cognition. London: Routledge.
Snyder, Gary. 1 983. "For A l l ." In Axe Handles, 1 1 3 . San Francisco: North Point (Y")
Press.
Spivak, Gayatri. 1 995 . "The Pol itics of Translation." In Outside in 1he Teaching .......
Machine, 1 79-200. London: Routledge. �
.......
·p
93 �
Treuer, David. 2006a. Native American Fiction. St. Paul: Graywolf.
- --. 2006b. The Translation ofDr. Apelles: A Love Story. St. Paul: Graywol[
Tymoczko, Maria, and Edwin Gentzler, eds. 2002 . Translation and Power.
Amherst: U niversity of Massachusetts Press.
Venuti, Lawrence, ed. 1 992. Rethinking Translation: Discourse, Subjectivity,
Ideology. London: Routledge.
- - -. 1 995. The Translator s Invisibility: A History of Translation. London:
Routledge.
Yizenor, Gerald. 1 992. Dead Voices. Norman: U niversity of Oklahoma Press.
- --. ed. 1 989. Narrative Chance: Postmodern Discourse on Native American
Indian Literatures. Albuquerque, N M : U niversity of New Mexico Press.
Edwin Gentzler is Professor of Comparative Literature and the Director of the Transla
tion Center at the University of Massachusetts Amherst. He is the author of Translation
and Identity in the Americas (2008) and Contemporary Translation Theories ( 1 993).
which was updated and revised in 2001 and has been translated into Italian, Portuguese,
Bulgarian, Arabic, and Persian. Gentzler coedited (with Maria Tymoczko) the
anthology, Translation and Power (2002). His research interests include translation the
ory, literary translation, and postcolonial theory. He serves as coeditor with Susan Bass
nett of the Topics in Translation Series for Multilingual Matters, and is a member of the
�. advisory board of several journals. Gentzler serves on translation's editorial board.
...__
or
...__
w 94
| Unimi Open Journals |
translation | https://riviste.unimi.it/index.php/translation/article/view/17536 | [
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] | AN INTERCULTURAL CRITICISM
OF NEW TESTAMENT TRANSLATIONS
J ea n- C l a u d e Loba- M ko l e ............... ................. .
University of Pretoria
South Africa
[email protected]
Abstract: The aim of rhis srudy is ro show s i m i larities and differences berween
Greek and Swal1i l i texts of the New Tesrament , especially ar the lexical, morpho
logical, syntactic, and semantic levels. It uses an i nrercultural approach char com
pares G reek, La r i n , and Swa h i l i texts, and argues that rhere is a great deal of
similarity berwecn the G reek and the Swahili languages ar the grammat ical level,
except for the G reek deponent form, which has no formal equivalent in Swahi l i .
O n e of rhe most stri king lexical fi ndi ngs concerns r h e m ismatch berween rhe
G reek form of Jesus's name and i ts Larin or Swahili translations. Borh Latin and
Swahili do not have formal articles, wh i le the G reek language uses them even
before proper names. The original, authentic, and meaningful form of Jesus's
name is the Hebrew or Aramaic ;:1i1VW , or :1V1l) ("he saves") . The La rin fesus
and the Swah i l i Yesul Yezu stand as correspondent transl iterations of rhe mean
ingless G reek 6 'Inaov�. In a Larin Church cu lture, the meaning of a proper
name in itsel f may nor be rhar i m portant, bur in rhe Swa h i l i target culture a
proper name is bound to be mea n ingful and i n formative through i ts own word
i ng. Consequently, the Swa h i l i Yehoshua or Yeshua would be a more considerate
rendering ofJesus's nan1e in view of th1.: target culture frame and chat of rhe most
original bibl ical culture.
I. Introduction
The New Testament was written in "common" Greek, and
"from the very first days of Christianity the NT has been translated
into other languages, for the benefit of people not acquainted with
the Hellenic language. This work of translation continues till today"
(Caragounis 20 1 1 ) . A translation inevitably involves a lower or
higher degree of equivalence and transgression between the target
text and its source (Engler 2007 , 308). ln other words, there is noth
ing that can be translated perfectly (i.e. a certain degree of mis
match is unavoidable), and there is nothing that cannot be translated (")
(i.e. a certain degree of "equivalence," "representation," or "ade ---
quacy" is possible).
---
�
C
·p
(/)
C
95
This study uses an intercultural approach that will be de
fined later on. The aim is to show similarities and differences be
tween the Greek, Latin, and Swahili texts of the New Testament
for the sake of a better understanding of some specific Swahili
renderings. Due to space restrictions, only few examples have been
taken at random to highlight similarities or differences at lexical,
morphological, syntactic, and semantic levels. These examples in
volve some basic issues and therefore are important for a fair com
parison between the languages and cultures concerned. Without
claiming to be exhaustive, this paper illustrates certain linguistic
patterns that substantiate how the Greek, Swahili, and Latin lan
guages might operate differently, though they are ultimately able
to communicate the same message through s imilar but not neces
sarily corresponding categories. The awareness of such lexical,
grammatical, and semantic similarities and dissimilarities can help
a translator avoid imposing some particular features of a given
language upon another one.
For this study, the Greek texts are taken from the Greek
New Testament edited by the United Bible Societies (2008), while
the Swahili gloss texts come from a Greek-Swahili NT I nterlinear
(2009). This Interlinear also includes the literal Swahili Union Ver
sion Revised (SUVR) and the common language Biblia Habari
Njerna ( BHN 2006). These two Swahili Bible versions appear to
be the most widely read in Tanzania and Kenya, where the use of
the standard Swahili is largely promoted. They also have the same
publisher as the Greek-Swahili NT Interlinear (GSNTI), namely
the Bible Societies of Tanzania and Kenya. Some cases of dissim
ilarity between the three Swahili renderings will be pointed out as
part of an internal dialogue within a same contemporary culture.
This shows that an intercultural mediation does not take place only
between external cultures. Furthermore, internal dialogues befit
both a horizontal and a vertical interculturality since the same cul
ture can produce many contemporary versions (horizontality) as
well as several versions from different generations (verticality). A
study of vertical interculturality will also be interact with Latin
texts of the Vulgate (V UL). Mediations between external cultures
and internal sub-cultures may certainly "reveal things that we did
�. not know or which we had chosen to forget" ( Bringhurst 2007 ,
---- 302).
or-
----
u.) 96
This study consists of two major parts, namely, the presen
tation of the underlying methodological framework and a consid
eration of some translation issues. The overall findings are expected
to contribute towards consolidating a more constructive dialogue
not only among the distinct Greek, Latin and Swahili texts of the
New Testament, but also among some different Swah i l i NT texts .
II. Contextual and Methodological Frameworks
1 . Eugene Nida's Legacy in Bible Translation
What is translation? There have been many theories and
app l ications of translation with an emphasis either on literal rendi
tions or meaning-based renderi ngs. [n the history of B ible transla
tion , Eugene N ida (assisted by Charles Taber) seems to have been
the first to elaborate a functional equivalence where ideally both
original form and meaning have to be communicated so that the
target audience can experience the same impact as if it were for
the original aud ience. In this perspecti ve, translation consists of
"reproducing in the receptor language the closest natural equivalent
of the SL message, in terms of meaning and style" ( N ida and Taber
1 969, 1 2) . This functional approach remains the first mi lestone in
the conceptualization of Bi ble translation work since translators of
the Septuagint, Coptic New Testament or Vulgate did not produce
such theory, even if they share a preference for common language
translation . l n other words, common language translation did not
start with N ida, nor will it end with him , yet his peculiar contribution
resides in the theorization of this approach under the name func
tional approach. Besides , N ida's translation method has been insti
tutionalized by the Un ited B ible Societies and widely adopted by
other Bible translation agencies. Continually nurtured and supported
by N ida and translation teams , this approach has been spreading
all over the world since the 1 960s. For example, N ida led the first
translation seminar i n K inshasa in 1 965 and , along with the Bible
Society of the Democratic Republic of the Congo, launched projects
for availing common language B ible translations in the Lingala,
Kongo, Tshi luba, Swah i l i , Luba, Uruund, and Songye languages. (V)
In spite of their worldwide success , some common language trans ---
lations did not rigorously convey Nida 's view of keeping the balance ---
�
C
C
97
between the content and form, as they pushed more for meaning
based translations at the expense of the form.
A second important contribution from Nida was that of
maintaining the translation focus on specific target audiences. His
target audiences included both ordinary and scholarly communities,
but each had to be provided with an appropriate product. With
Nida, Bible translation becomes itself a missionary, ecumenical,
and scholarly endeavor. With Nida, a specific focus is placed on
the language accessible to the youth, women, and non-Christians ,
as they constitute the majority of ordinary people i n many countries.
As for academic audience , Nida initiated or promoted projects that
produced scholarly works such as the Biblia Hebraica Stuttgarten
sia, the Greek New Testament, the journal The Bible Translator,
and numerous translator 's guides. Unlike some of the great Bible
translators such as the Septuagint translators (third century B .C.E.),
U l fila (3 1 1 -383), Jerome (340-420) , Martin Luther ( 1 483- 1 546) ,
King James Bible translators (sixteenth-seventeenth century), Louis
Second ( 1 8 1 0- 1 885), Samuel Ajayi Crowther ( 1 809- 1 89 1 ), and
others who translated the Bible themselves but without a very elab
orate theory of translation , Nida's significant contribution to Bible
translation does not relate to the translation of a particu lar Bible.
H e excel led, rather, in translation consultancy and theorization ,
wh ich led to many Bible products. Nida became a wel l known
name in the fields of both translation studies and Bible translation,
with positive, constructive , and even controversial influence (Gent
zler 1 993 , 4; Mojola and Wendland 2003, I ; Porter 2009 , 1 1 7-
1 1 8; Stine 2005, 7 ; Stine 20 1 2, 38). Nonetheless, Nida remains in
a binary model involving the source text ("Biblia Hebraica Stuttgar
tentia" or the Greek New Testament) and the target text (the trans
lated text in making) , with less emphasis on any church canonized
translation. According to the intercultural approach, the latter is an
integral part of triple frame of reference. This view on the Church
culture is lacking not only in Nida's functional equivalence, but
also in other competitive models such as Ernst Gutt's "Relevance
Theory," Katarina Reiss, Hans J. Vermeer, Justa Holz-Mantarri,
Christiane Nord's "Functionalist Theory," and Ernst Wendland's
"Literary-Functional Equivalence" (See Mojola and Wendland
�- 2003, 1 -25; Loba-Mkole 2008, 253-266). A concrete application
---- of a functionalist translation is provided by Berger and Nord ( 1 999) .
Qj'
----
w 98
2. Intercultural Approach to Bible Translations
An intercultural approach to biblical exegesis or to Bible
translation studies can fil l in the gap that has been widening between
these two disciplines. As Porter and Hess ( 1 999, 1 3) put it:
The translation and understanding of the B ible, whether by rendering it in the
vernacular or through careful study of the original languages in which it was
written , i s an essential step in study and i nterpretation of the text. For this rea
son , it is surprising that more studies are not devoted to the question i nvolved
in the process and the final product .
Intercultural mediation is a dialogical process that involves
not only literary works but also artistic symbols and human beings
who ensure the transmission of the biblical text from an original
culture to a contemporary one, including the critically assessed
heritage of a church culture ( See Loba-Mkole 2004a, 37-58; 2004b,
79- 1 1 5 ; 2005a, 58-80; 2005b, 29 1 -326; 2007, 39-68; 2008 , 253-
266; 20 1 2). Here , culture is to be understood not only as an artistic
component of a society but mainly as a totality of a human experi
ence in a given time and space . I t is never holistically apprehended
at once and for all , but it al lows itself to be progressively accessed
through languages and texts. The concept of cultural or cross-cul
tural mediation in not new in translation studies, however intercul
tural mediation as developed in this study needs some clarifica
tion.
"lntercultural" involves a relation between two or more
cultures while "mediation" evokes the idea of a representation. In
that sense , a translated Bible is a representation of two or more
cultures: a source-text culture , a target-text culture , and a church
culture (the latter is expected to be sensitive to both Christian and
non-Christian audiences). Even if intercultural mediation is less
known in biblical exegesis, it can be argued that an exegetical
study is a representation of the source-text culture, a church culture ,
and a target audience culture. The peculiarities of intercultural me
diations are stated below for the sake of a general overview; further
details can emerge when this method is being applied in other
works of Scripture translation or exegesis. It is worthwhile noting
that intercultural mediation could also refer to a process, a product
or a criticism (analysis, study) based on that approach. Research ---
on this method-like the current paper-can fall under the category ---
�
·.;:::;
99
of an intercultural criticism, analysis, or study, while a work that
applies this method to interpret and/or translate the Scripture can
be called an intercultural exegesis or intercultural translation ( Loba
Mkole 2004a; 2004b; 2005a). Intercultural process involves the
use of peculiar features of this method in order to deliver a relevant
product or criticism. For example, an intercultural process was
used in producing the New Testament in Lari and Beembe languages
of Congo-Brazzaville, respectively in 2005 and 20 1 3. In both proj
ects, the final product is a translated text negotiated between the
Greek New Testament (representing an original biblical culture),
the Yulgate (representing a church culture), and the Lari or Beembe
language (representing a contemporary culture). At the level of
contemporary culture, horizontal interculturality was applied in
the sense that some of the present-day translations in French and
Lingala were consulted. Models of intercultural exegesis have been
offered by Ukpong ( l 996) , Matand ( 1 998) , Cilumba (200 1 ) , Manus
(2003 ) and Loba-Mkole (20 I 0, 20 1 3) among others. Intercultural
method is applicable to both exegesis and translation; hence its
contribution to reducing the gap that some approaches have created
between exegesis and translation.
lntercultural mediation takes into account a triple frame of
reference: the original biblical culture, church culture, and a con
temporary target culture. Languages play an important role in the
expression and understanding of those cultures. The original biblical
culture is accessible through the languages in which the biblical
texts were originally written ( Hebrew, Aramaic, and Greek). Sim
ilarly, a church culture or a contemporary culture avails itself
through its particular languages, such as Latin for the Roman
Catholic Church culture or Swahili for an African contemporary
target culture. In view of Ethnologue data , Swahili is spoken by
approximately I 00 million people living in Tanzania, Kenya, the
Democratic Republic of the Congo, Somalia, Uganda , Rwanda ,
Burundi, Mozambique, Zambia, Malawi, South Africa, Yemen ,
Oman, the United Arab Emirates, Canada, the United States of
America, and possibly other parts of the world (Mulokozi 2008;
Lewis, Simons and Fennig 20 1 3).
QJ lntercultural mediation operates with a triple epistemolog
ical privilege; that is, the epistemological privilege is granted not
a·
--- only to the contemporary audience (contra Ukpong 2002, 62; Tamez
---
QJ
w 100
2002a, J O; 2002b, 58), but also to all three sets of cultures involved.
The unique epistemological privilege of canonicity is given to the
original biblical cultures because they contain authoritative books
for ruling in matters of faith and conduct. The unique privilege of
elderliness is conferred to the church cultures because on the one
hand they shape the original biblical cultures through the fixation
of the biblical canons, and on the other they spiritually engender
their target contemporary cultures through the evangelization min
istry. The unique epistemological privilege of liveliness is bestowed
upon the target contemporary cultures because they revitalize both
the original biblical cultures and the church cultures. In other words,
the target contemporary cultures are the only ones presently active
and who are responsible for improving their own lives while con
necting the past, the present, and the future. By definition, an epis
temological task refers to intellectual and practical efforts which
have to be deployed for the attainment of knowledge (See van
Aarde 1 994, 584; Loba-Mkole 2005b, 298; Pym 2007 , 1 95). Ac
cording to Arduini, translation epistemology is a rhizome where
"knowledge is the point where the rhizome's roots cross and overlap
and make paths" (Arduini 2004, 9). For intercultural mediation,
the rhizome of knowledge is located at the junction of paths from
the original biblical cultures, church cultures critically assessed,
and the target contemporary cultures. After that junction, the journey
has to continue on the road of the target contemporary cultures,
leading to the future.
lntercultural mediation embraces three epistemological val
ues: a target culture worldview (what is valuable is that which pro
motes life), a message from the historical Jesus (what is valuable
is that which concurs with a message of the historical Jesus) , and a
Christian culture value (what is valuable is that which is in conso
nance with the Church's critically assessed culture). In terms of
ethical values , intercultural mediation includes accuracy to the
original culture (ethics of accurate representation) , loyalty to the
current target culture (ethics of serv·ce) , and honesty toward a crit
ically assessed church culture (ethics of transparency).
Intercultural mediation integrates a triple cultural scope:
current cultural locations of the mediator, horizontal cultures , and
--
--
vertical cultures. Current cultural locations of the mediator consist
of diverse situations in which the mediator lives. The horizontal �
C
·.;::;
C
101 �
intercultural scope deals with the experiences between neighboring
cultures and the target culture, while the vertical intercultural scope
applies to the interplay between the present target culture and its
past, as well as its future. As a matter of fact, each of the triple cul
tural scope shapes the mind of the mediator, and their viewpoints
need to be clearly spelled out to avoid confusions on the one hand
and pave the way for genuine harmony on the other (See Akper
2006 , 1 - 1 1 ; August 2006, 1 2- 1 8 ; Jonker 2006, 1 9-28 ) .
The originality of the intercultural biblical mediations re
sides in its triple frame of reference, triple epistemological privilege,
triple epistemological value, and triple cultural scope. Furthermore,
it is impo11ant to bear in mind that an intercultural mediation re
quires the practitioner to be creative in order to invent points of
agreement between the cultures concerned. For van Binsbergen
lntercultural communication is always transgressive, innovative, subject to
bricolage. Genui ne differences [ . . . ] can only be reconciled in dialogue, love,
seduction, trade, diplomacy, therapy, ritual, ethnography and intercultural phi
losophy in an innovative way [ . . . ] that is not compel lingly imposed. (van
B insbergen 2003, 5 1 6)
Even without being exhaustive regarding each aspect of
an intercultural mediation, the present paper envisions to promote
intercultural approach to both exegesis and translation, viewed as
two distinct yet integral parts of the same interpretive endeavor.
I I I. Translation issues in Swahili Renderings of the Greek N ew
Testament
The Greek New Testament is a set of theological books.
One may raise the question whether the Swahili language is able
to express this set of theological ideas. Such a question assumes
that the Greek language has more epistemological privilege than
the Swahili language, which from intercultural perspective is not
the case. The epistemological privilege of the Greek language of
the New Testament is limited to the original biblical culture, which
it shares with Hebrew and Aramaic, while the epistemological priv
ilege of the Swahili language is limited to its contemporary target
audience, which it shares with various local and international lan
------ guages. The Swahili language cannot take the place of the Greek
a!'
------
w 102
language in the original biblic�I culture, nor can the Greek replace
Swahili in the target culture. Each language is unique and irreplace
able in its own symbolic world. Each expresses the theological
ideas of the New Testament books in a unique way, yet with a great
deal of similarity. None of the two languages is theological in itself,
except when argued from an incarnation perspective whereby Jesus
Christ is confessed as the Son of God who became human. But in
this case every human language (including Greek and Swahili) is
theological because Jesus shared his divine nature with all human
conditions, except sin. Succinctly, the content or ideas of the New
Testament books remain theological, but not the languages through
which those ideas are expressed (Greek or Swahili). These lan
guages are human though they have acquired theological status
through the incarnation of the Son of God and by the virtue of com
municating theological ideas. Nevertheless, this paper focuses on
the similarity and dissimilarity of the Greek and Swahili languages
with regard to the New Testament texts since the linguistic patterns
of each of them constitute a significant vehicle for theological
ideas. Language patterns seem to confirm that there is no language
that has inbuilt theological words. Theological ideas are, rather, ex
pressed through human languages like any type of human knowl
edge even if each science can develop a specific terminology.
1 . Contrastive features with regard to idiomatic expressions
Contrastive features will be examined based on the U BS
Greek New Testament (GNT), the Vulgate (VUL) and the three
Swahili versions: Swahili Union Version Revised (SUVR), Biblia
Habari Njema ( B H N) and Greek-Swahili NT Interlinear (GSNT I).
SUVR represents a formal sub-culture, while B H N and GSNT I
stand for a common language sub-culture and a scholarly sub-cul
ture, respectively.
It is obvious that Greek idioms cannot be rendered literally
into Swahili. For example GSNTI and SUVR render notiJaau
ovv xarprov in Matthew 3 : 8 with "zaeni basi matunda" (produce
then fruits) instead of ''fanyeni basi tunda" (make then fruit). In
addition to the idiomatic rendering of JTDtriom:£ by "zaeni ," the
Greek accusative singular xag:rcov is rendered in Swahili by the
plural "matunda" (fruits), since naturalness in Swahili cannot tol ........
erate the literal ''fanyeni tunda" (make fruit). B H N reads "Onesheni �
........
·.;:::.
103
kwa vitendo" (show by actions). Interestingly, the literal ''fanyeni
tunda", avoided by the three Swahili versions, corresponds to the
V U L rendering ''facite ergo fructum" (make therefore fruit). In ad
dition, J'COlfj� EAErJ!lOOVVrJV in Matthew 6:2 is translated in SUVR
with "utoapo sadaka" (as you give alms), while B H N translates it
with "unaposaidia maskini" (as you help the poor) , and GSNT J
has "ukitoa sadaka" (when you give alms). All three Swahili ver
sions agree not to literally render the idiom :,wdcv iJ...c17µoavv17
with ''fanya sadaka" (do or make alms): SUVR and GSNT replace
the verb "fanya" with "toa ," since the latter fits better with the
word "sadaka" in this context. B H N chooses a Swahili idiomatic
equivalent ("unaposaidia maskini"). V U L has "cum ergo facies
elemosynam" (as you then make an aim). These examples show
that the same Greek verb (:,wdcv + noun) can be rendered by dif
ferent Swahili equivalents: "zaa" (produce) , "toa" (give) , and even
"saidia" (help) when it is accompanied by EAcYJµoavv17v. V U L
constantly uses the equivalent ''facere" even where the context sup
ports an idiomatic meaning.
2. Contrastive features with regards to lexical items
There is no perfect equivalence between certain Greek terms
and Swahili because of the differences at the syntactical level or
word order in a sentence. For example, the Greek lexicon includes
a gender system (M/F/N) , where nouns are also categorized as
being definite, indefinite, or neutral. The gender is often enhanced
by the presence of an a,ticle, though an anarthrous use of a noun
does not affect its gender. In contrast , the Swahili lexicography is
characterized by noun class system which determines whether a
noun belongs to the category of human beings, animals, nature,
inanimate things, abstract things, etc. While the gender of a Greek
noun defines the gender of the qualifying article and adjective, the
class of a Swahili noun determines the form of the affix of the ad
jective and verb. Furthermore, it has to be noted that even if Swahili
does not have articles, it can express the definiteness by means of
an elaborate demonstrative system.
The Greek 'Ev G.QX'YJ (in + anarthrous "beginning") , 6 J...6 yo�
(definite aiticle "the" + the noun "word") as well as the anarthrous
0co� (god) in John I : I have all been rendered respectively as
a·
---- "katika mwanzo" (in beginning) or "hapo mwanzo" (there in be-
nr
----
w 104
ginning), "neno" (word) and "mungu" (god). As is to be expected
for a language that has no explicit articles, all the three Swahili
versions render a Greek noun with or without the article in a same
way ("mwanzo" for <iQX17, "neno" for 6 )..6yos, and "mungu" or
"Mungu" for 0eos) . Nevertheless, GSNTI gives "mungu" in lower
case as does GNT, while SUVR and BHN both give "Mungu" with
upper case. However, they use a lower case where GNT has an
upper case in John I 0:34: <9wi tare ("nyinyi ni miungu", you are
gods). VUL capitalizes the equivalent of 6 )..6yos ("Verbum ," Word)
and 0eos ("Deus") , but it uses a lower case for the capital letter of
<9wi tare ("dii estis," you are gods) . The word 0eos is not a
proper name, but a common noun which has both singular and
plural forms. It should not be capitalized everywhere as if it were a
proper name, as SUVR, BHN and V U L have done. Similarly, it
should not be written with a lower case where GNT has an upper
case (John J 0:34, contra SUVR, B H N, and V U L).
The exegetical and translation debate around the absence
of the article before dextf ("beginning") and 0eos ("God") in John
1 : I is almost irrelevant from the perspective of Swahili language
syntax. Nonetheless, the absolute or relative meaning of aexti
and
0eos can be determined from the context ( Wallace, I 996). But, the
vocative case of the Greek article in Colossians 3: I 8-4: l , also
known as "vocative span" ( Young 1 994, 253), is con veyed in
Swahili by a personal pronoun as shown in the following (Colossians
3 : 1 8; 4: I ):
Ai yuvaixcc:;, 'UJtO't<lOOW0£ wic:; avogaOtv
Enyi wake, Tiini waume
You wives, obey to the husbands
Ol X'U ()lOL, .o 6(x.awv x.a\, 'tf]V i,061:ri1:a wic:; oou1-..mc:; JIDQEXW0£
Enyi mabwana, haki na adili watumishi watendeeni
You masters, the just and the fair to the slaves do
GSNTI uses "enyi" where SUVR has "nyinyi." BHN alter
nates "nyinyi" and "nanyi," which is a shorter form of "na nyinyi"
--
(and you), but the addition of "na" (and) seems to be superfluous. (")
"Nyinyi" can be used for personal pronoun, second person plural,
nominative and vocative cases, but "enyi" is strictly used for the --
�
·;::;
105
vocative, second person plural . I t is worth noting that "enyi" or
"nyinyi" covers both Greek femin ine and mascul i ne forms because
Swah i l i does not have a gender system. S ince Latin has no articles,
VUL does not represent them, but the meaning of the Greek vocative
is conveyed by the correspondent Latin vocative ("mulieres subditae
estote," wives , be submissive; "domini quod iustum est et aequum
servis praestate ," masters exhibit to your servants what is just and
equal ) .
A Swah i l i reader who is accustomed to interact with the
New Testament through European l anguages such as Engl ish ,
French , and others may be surprised to see that the Greek uses ar
ticles even before proper names (e.g. "6 'J ryao iJr;," the Jesus) while
these l anguages use them only before common names . The Greek
form "6 J ryaofJr;" has no meaning, whi le the H ebrew or Aramaic
";;iiw1l_7"or ":ww" means "he saves." In Bantu culture a personal
name is mean ingfu l ; can a Bantu language like Swah i l i continue
translating a mean ingless Greek form of the mean ingful Hebrew
name of Jesus and others? From the perspectives of Semitic lan
guages, the Swah i l i rendering of Jesus's name would not be " Yesu"
(a mere S wah i l i transl iteration of the G reek form) , but rather
"Yehoshua" or "Yeshua." Un fortunately, the GSNT[ , S U V R and
B H N have all used "Yesu," wh ich is simi lar to the Latin transl iter
ation "lesu" (V UL).
Another lexical i ssue concerns the phrase "6 vlor; wiJ
av0g dxnov" ( the son of the man). S U V R translates it as "Mwana
wa Adamu" (son/daughter of Adam) , whereas B H N renders it
"Mwana wa Mtu" (a Son/daughter of H uman Person) , G S NTI
"mwana wa mtu" (son/daughter of human person) , and V U L "Filius
hominis" (Son of man) . I n many occurrences , this phrase records
Jesus's self-designation . On those grounds, V U L might be right in
using the upper case only for "Filius" which begins the whole
phrase but not for "hominis." In the Swah i l i l anguage, the expres
sions "mwana wa mtu," "mwana wa adamu," whether in upper or
lower case , refer unmistakably to any indefinite female or male hu
man being. First, the word "mtu" (a human being) belongs to the
noun class of human beings; secondly, the genitive marker "wa"
(of) associates "mwana" (daughter or son) with "mtu" to indicate
where she or he belongs. However, the NT phrase "mwana wa
--ru mtu" refers to a male because it translates the GNT phrase of mas-
--
<.,J 106
cul ine gender 6 vlor; wv dv0QWJWV . On that basis, the Swah i l i
"mwana wa mtu" can be understood not as daughter of a human
being, but more precisely as a son of a man . The phrase 6 vlor; wv
dv0Q WJWV, l ike the case of 6 0cor; or 0cor;, is not a proper name
but a common n ame wh ich has i ts pl ural form in vlo[ rwv
dv0QWJTOJV (see Mark 3 :28) as wel l as an anarthrous form vlor;
dv0QWJWV (John 5 :27; Revelation 1 : I 3 ; 1 4: 1 4) . Furthermore, the
Swah i l i phrase "mwana wa mtu," whether it appl ies to a female,
male, or both has an idiomatic meaning of "a human being."
The strange double determinative (definite article + genitive)
in the word 6 vlor; rov dv0Q WJWV (the son of the man) has led the
majority of New Testament scholars to insist on the titular use of
this expression , which is reflected in SUVR and B H N through cap
italization . An argument based on articles w i l l not work in Swah i l i ,
though the latter can sti l l indicate definiteness with regard t o a
word which is quali fied by an article in the source language (Loba
M kole 2000, 563 ; 2003, 853; 20 1 0, 1 25- 1 27; Casey 2007 , 3 1 9) .
I n the M asoretic text, "ben adam" 1$7□ �1 in Ezekiel occurs
n inety-three times, whereas the Aramaic �Jt.V �7 only appears in
Dan 7: 1 3 . The Septµagint has rendered both expressions with
dv0QdJJWr;, which means a man , a human being. Nevertheless, a
great number of bibl ical scholars consider the son of man i n Daniel
as the most subl i me messianic conception that the Bible offers
since he seems to be not a collective character, but a transcendent
Messiah with heaven ly and divine features (Feui l let 1 975 , 478;
K uzenzama 1 990 , 1 9 and 76; M ul holland 1 999, 1 87). Some extra
biblical writings ( ] Enoch 46-7 1 ; 4 Ezra 1 3 :3) have been brought
forward to support the expectation of the Messianic "Son of man"
in J udaism . However, this interpretation goes far beyond l iterary
evidence . The most persuasive view is that the Danielic son of man
is a symbolic expression which refers not to an individual messianic
figure, but to the people of I srae l . They are represented by a human
figure that antici pates the ki ngdom of God while other k ingdoms
have been compared to beasts ( Hampel 1 990, 32. 42, and 63) . This
view is shared by some exegetes, such as Leivestad ( 1 972, 244;
1 982, 234), B ietenhard ( 1 982, 337) , Coppens ( I 983, I 1 1 ) , Haag
( 1 993 , 1 67) and Koch ( 1 993, 84) , among others . (Y)
Phi lological research attributes three understandi ngs to �Jl.V ---
�7 , namely the generic sense (every human being), the indefinite ---
�
·
�
107
sense (someone), and the circumlocutional sense of the first person
personal pronoun ( ] ). At all levels, it refers to a human being in the
third or the first person (auto-reference). There are three types of
auto-designation conveyed by the phrase "son of man": exclusive
auto-designation (when the speaker refers to himself alone); the in
clusive auto-designation (when the speaker refers to himself and to
all other human beings); and the idiomatic auto-designation (when
the speaker refers to himself and to a class of persons he associates
with) ( Lindars 1 983, 23-24) . On linguistic grounds, the phrase 6
vios wiJ dv0QWJWV refers to a human being without implying
any divine or messianic connotation.
In the history of religions, there is no convincing evidence
indicating that this expression bore a divine or messianic meaning
that could account for its titular use. Nonetheless, Jesus of Nazareth
is the only religious and historical leader who is recorded as someone
who used this phrase to refer to himself, not for revealing his divine
nature but to confirm his human nature. Moreover, no church con
fesses Jesus's divinity through this expression.
The Swahili phrase "mwana wa mtu" (GSNTI) is not a lit
eral equivalent but an accurate rendering of the Greek 6 vios
dv0QwJWv and 6 vios roiJ dv0Qwnov in the sense of a human
being. The difference between the source and the target terms per
tains to the fact the Greek phrase is a masculine gender referring to
a male human being while the Swahili rendering is gender-inclusive.
The Latin.filius hominis also has its own peculiarity. While "filius"
is a masculine gender, "hominis" (homo) can be gender-inclusive
like the Swahili "mtu," but generally it cannot refer to a female hu
man being alone (as per the Greek dv0QWJWs) , whereas the Swahili
"mtu" can do so.
3. Swahili Equivalents ofGreek Moods, Tenses, Voices, and Aspects
The Swahili particle "na" is used to represent the Greek in
dicative mood, present tense, active voice, as in the following ex
ample (Matthew 3 : 1 1 ):
iJ µii£ �amO;o) £V 'UClfftl
ninawabatiza kwa maJI
I you baptize 111 water
�-
----
a!'
----
u.) 1 08
GSNT and SUVR have both the form "ninawabatiza" ( I baptize
you), while BHN records "ninawabatizeni", where the ending "ni"
emphasizes the plural form of the verb complement. This emphasis
can be left out without affecting the plural form of the verb com
plement "wa," which is a personal pronoun in second person plural.
"Ninawabatiza" and "ninawatizeni" are both accurate renderings
of the same "vµdr; f3ami�w." However, this example displays the
remarkable agglutinative character of the Swahili language, where
the personal pronoun subject "ni," the tense marker "na," the per
sonal pronoun object "wa," and the verb stem "batiza" are expressed
with a single word ("ni-na-wa-batiza"). V U L has "ego quidem vos
baptizo" (l indeed baptize you) , adding an extra personal pronoun
"ego" ( I) to the one included in the verb "baptizo" ( I baptize).
Another particular feature of the Swahili verb pertains to
the use of the particle "hu" (not translatable in English) at the be
ginning of a verb in the present active indicative to show a habitual
action (Matthew 8:9):
Myw 'W'lrt</), IlOQEU0rrn, xal, rrDQEUEi:aL
n inasema kwa huyo, Nenda, na huenda
I say to this one, "Go," and he goes
The GNTI, SUVR, and B H N use the particle "hu" as a
marker of a habitual verb action , but a mere present form such as
"anaenda" (s/he goes) can also convey the sense of a habit similar
to V U L's "dico huic vade et vadit et alio veni et venit" ( I say to th is
one go and he goes and to another come and he comes).
The particle "ta" is used to represent a Greek future tense
(e.g. Matthew 3: 1 1 ):
uµd.<; �am(oa EV JtVEUµa'tL ay(<p xat Jt\J QL
arnwabatiza kwa mtakatifu roho na moto
he will you baptize In holy spirit and fire
GSNTI, SUVR and BHN all have the same future tense
marker "ta", which corresponds to the Latin "h" ("haptizaf2.it," he
will baptize).
The aspect of aorist indicative active in Greek can be ren (Y)
dered by the Swahili particles "Ii" or "ka," which are markers of .......
J§
the past tense (e.g. Matthew l :2): .......
·;::;
109
A�gaaµ £YEVVT]O£V '"COV 'Ioaax
Abrahamu ali(m)zaa Isaka
Abraham begat Isaac
GS NTI , S U V R , and B H N all have the same "li" for the Greek in
dicative aorist while VUL has the perfect "genuit" (begat) .
However, in some cases the Greek aorist is rendered by the
Swahili perfect tense like in Matthew 1 4: 1 5:
nagf]A8ev
saa tayari imepita
the hour already has passed
BHN differs from GNTI and SUVR by using a plural form "saa
zimepita" (hours have passed), which is not in the Greek source
text. But the Swahili singular form "saa imepita" and the plural
form "saa zimgpita" can be used interchangeably.
The Swahili perfect "imgpita" or "zimgpita" conveys the
sense of a recent past, whereas the past tense "ifjpita" ( used as an
equivalent of Greek indicative aorist) evokes a distant past . V U L
has a pluperfect "hora praeteriit" (hour had passed).
The use of the aorist in Greek is wide ranging and complex .
I n Swahil i , the particle "li " is used to represent the indicative aorist
active (e.g. M ark 1 4:22).
E00LOV'"CWV ainu)v A.a�wv OQ'"COV eiJAoy�oai; £'XA.U0£V
wakiwa wanakula alipochukua mkate al ipobarik i al i(u )mega
eating they he took bread he blessed he broke
xal, £()(J)X£V ainoii; xal, ELJI£V
na ali(wa)pa na al isema
and he gave them and said
Unl ike GS NTI , SUYR and BH N use "ka" in some places to repre
sent both the i ndicative aorist active and participle aorist active
(e.g. Mark 1 4: 22): "walipokuwa wakila (SUVR) / wafjpokuwa
wanakula ( B H N ) , "afitwaa mkate, akabariki, akaumega, akawapa,
akasema" (as they were eating, he took bread , he blessed, he broke ,
�- he gave them, he said). The succession of verbs in this verse could
---- eventually explain the choice made by both SUVR and B H N for
----
w 1 10
the use of "ka" instead of "li." It is known that "the aorist participle
usually denotes antecedent time to that of the controlling verb. But
if the main verb is also aorist, this participle may indicate contem
poraneous time" (Robertson 1 934, 1 1 1 2- 1 1 1 3 ; Wallace 1 996 , 6 1 4).
The main verbs are in the aorist indicative (fxlaaEv -xai l!ow-xEv
I . . . I -xai cbrev). Moreover, laf3cvv and Evlo y iJaac; are aorist par
ticiples, suggesting that actions expressed by these participles took
place before those of the main verbs ( Porter, Reed, and O' Donnell
20 1 0, 1 J O). In addition , ia0t6vrwv avrwv is a genitive absolute
that provides background information. Y U L renders this genitive
absolute with an ablative absolute "manducantibus illis" (as they/
these ones were eating), and it uses an indicative perfect ("accepit,"
"fregit") or a present participle ("bendicens") in the place of Greek
aorist participle "accepit Jesus panem et benedicens fregit et dedit
eis et ait" (Jesus took bread and blessing he broke and gave to
them and said).
The Greek present indicative participle is represented by
the particle "ki" (e.g. Uy wv, "akisema ," "saying" by SUVR and
GSNTI, or V U L with "dicens" in Matthew 5:2). B H N drops this
present participle. In addition , when a participle is used as a noun ,
the particle "ye" serves to represent this noun participle (e.g. Luke
1 4: 1 1 ):
6 lJ'ljJWV tmnov xal 6 i:anHvwv eau,:ov
yule anayejikweza mwenyewe na yule anayejishusha mwenyewe
he who exalts himself and he who humbles himself
SUVR differs from GSNTI and B H N in another form of
nominal participle, namely "ajikwezaye ." In any case, "anayejik
weza" in GSNTI and BH N-or "ajikwezaye" in SUYR-also func
tions as a relative clause (he who exalts), thus corresponding to the
rendering "qui exaltat" by Y U L. When the participle or relative
pronoun marker "ye" is used in Swahili, it comes at the end of the
verb, and the present tense marker "na" disappears. It must be noted
that when the Greek article is used before an adjectival participle, it
can be conveyed in Swahili by a demonstrative pronoun adjective
(cf. "yule"). Likewise, the Greek article in vocative case can be
represented by the Swahili personal pronoun referring to the ad
dressee (compare the vocative span of Colossians 3: 1 8-4: I ). More ---
over, SUVR, GSNTI, and BHN have introduced the reflexive particle ---
J:!
C
·.;::.
C
111 g
"Ji," which is absent in GNT as well as in V UL. Unlike the Greek
and Latin languages, in Swahili the reflexive particle "Ji" is combined
with "mwenyewe" (him/herself) to indicate that the action of the
verb emphatically refers back to the subject involved. This particle
is not used when the action of the verb refers to a complement of
object (e.g: "yule anayekweza uzuri wake mwenyewe," the one who
exalts his/her beauty him/herself). The reflexive particle ''ji" can
also be used without "mwenyewe" in a context where the subject is
a beneficiary or victim of his/her own action. This case corresponds
to the Greek middle voice- for example ").vaaµEvoc;," "aliyeJi
fungua" (person who loosened him/herself) (see Olson 1 99 I, 1 09).
In Greek, a noun participle is usually accompanied by an
article (6, rj , or r6, which are respectively masculine, feminine, and
neuter), but in Swahili only the particle "ye" signals the presence of
a nominal participle, since Swahili has neither article nor gender.
As was suggested above, the particle "me" is used in Swahili
to represent a Greek perfect active indicative tense (e.g. Matthew
3:2):
'YJYYlXEV ya.g flamAda TWV ou gavwv
umekaribia maana ufalme wa mbinguni
it has approached for the reign of the heavens
The indicative perfect active in Mathew 3:2 is rendered by the
same "umekaribia" in GSNTI, SUV R , and BHN, or its equivalent
"adpropinquavit" (has approached) in V UL.
The Greek indicative plupe1fect active in Swahili is repre
sented by the particles " ... li-kuwa ... me-kwisha .... " (e.g. Mark
1 5 :7):
EV Tfl OTCt0£l cp6vov :iT£l10ll]X£LOUV
katika uas1 mauaji walikuwa wamekwisha fanya
in the insurrection murder they had committed
GSNTI uses the pluperfect "walikuwa wamekwishafanya," as does
V UL with ''fecerant homicidium" (who had done homicide). SUVR
has "waliosababisha" (who caused), which is a past participle or a
relative clause, while BHN has "kwa kusababisha" (for causing),
an infinitive form.
The Greek indicative imperfect active is rendered in Swahili
-- by the particles " ... li-kuwa ... na" (e.g. Matthew 8: 1 5 ):
--
w 1 12
Otl]XOVH ain:cp
alikuwa ana(m)tumikia yeye
she was serving him
GSNT [ uses the indicative imperfect active "alikuwa ana(m)tu
mikia ," while V U L likewise uses "ministrabat eis" (she/he was
serving them), though the two differ regarding the number of the
object complement (him or them). SUVR prefers "akawatumikia"
(she/he served them) and BH N "akamtumika" (she served him).
Both prefer to use the particle "ka ," which marks a succession of
actions but has the disadvantage of not accounting for different as
pects or tenses of the verbs involved among which some might be
in the indicative aorist. others in the imperfect, and so on.
The Greek present subjunctive is rendered by the Swahili
particle "e" at the end of the verb . The subjunctive mood is com
monly used to convey a wish or an order (e.g. Matthew 5:45):
OJW)£ ylvria0r uLo\, 1:01.J JUHQO£ uµwv
iii muwk. watoto wa baba yenu
so that you may become children of father your
GSNTI has a straightforward subjunctive form "muwe," as does
V U L with "sitis" (you may be), while SU V R and B H N use an aux
iliary form of the verb "mpate" before the verb "kuwa" ("mpate
kuwa ," you may become).
l n the protasis of a conditional sentence, Swahili uses the
particle "kama" (if) followed by a verb in the indicative mood
where the stem is preceded by the particle "nge" ( GSNT I) or its
variant "ngali" (SU V R and BH N). In the apodosis, Swahili also
uses a verb in indicative with "nge" or "ngali" particle (e.g. John
l l .2 1 ). This particle indicates that an undesirable action has taken
place in the past.
EL �£ (;)OE O'lJX O.V cmi:OaVEV 6 aoEAcp6£ mou
kama u�kuwa hapa ha�kufa kaka yangu
if you had been here he not had died the brother of mine
While GSNT I, SUVR, and BH N stick to the indicative mood where (Y)
the past aspect is suggested by the particle "nge ," V U L uses the ---
conditional pluperfect "si fuisses hie frater meus non fuisset mor- ---
�
C
'+:,
C
1 1 3 Jg
tuus" (if you could have been here, my brother would not have
died).
The Greek passive voice is represented by the Swahil i suffix
"wa" (added at the end of the verb stem; e.g. Matthew 1 5 : 1 2):
oi, <J.)ag Loaim fox.avoa11.Lo8rioav
Mafarisayo wali kwazwa
The Pharisees were scandali zed
Both SUVR and B H N have "walichukizwa" (they were annoyed)
with the same end ing suffi x "wa," l i ke GSNTI, to express the
passive voice. V U L has a gerundive with the verb "esse" (to be) in
the indicative present: "Pharisaei scandalizati sunt" ( Pharisees are
scandal ized).
The Greek also uses the m iddle voice, which is formed in
the same way as the passive voice although i t has the sense of the
active voice. However, it often underl ines an action intended for
the benefit (or detriment) of the subject of the verb (e.g. Matthew
I I :7):
JtOQEUOµ£VWV
wakiwa wanakwenda zao
they departing for themselves
S U VR uses the participle aorist "walipokwenda" (they having de
parted ) whi le B H N has the participle imperfect "walipokuwa
wanakwenda" (as they were departing). GSNTI sticks to the Greek
participle present "wakiwa wanakwenda," and it adds the emphatic
"zao" (for themselves) to indicate the sense conveyed by the middle
voice. V U L has an ablative absolute "illis beuntibus" (as they/these
ones were departi ng), where the emphasis is expressed by the
demonstrative pronoun "illis ."
The Greek uses deponent verbal forms, which are repre
sented in the passive voice but have the meaning of an active voice.
GSNTI uses a straightforward rendering in the active voice . For
example, the passive deponent dnEXQi0ry in John I :2 1 has been
rendered by the active "alijibu" (he/she answered) instead of the
�. passive "alijibiwa" (he/she was answered). SUVR and BHN do
---- the same, even though they prefer the particle "ka" to "Ii" to render
----
L.) 1 14
an indicative aorist. VUL also has an indicative active, albeit in the
present tense, "respondit" ( he answers) . The Greek deponent verbs
do not necessari ly correspond to Latin deponent, semideponent , or
gerundi ve verbs. For example, GNT has a present participle 6
naeaxaJ,.,wv (he who exhorts) in Rom 8: 1 2 , but V U L uses a de
ponent or gerundive "qui exhortatur" ( he who exhorts). I n ancient
Greek, some verbs were defective rather than deponent as far as
voice is concerned (some did not have all tenses in both active and
middle voices) ( Robertson I 934, 332); this is also the case with
Latin .
Summary of Basic Equivalence between NT Greek, Latin, and Swahili
Greek/Latin Swahili Swahili Renderings
Noun +/+ + Translatable
Nominative, accusative, +/+ + Translatable ( Bound or Unbound)
dative
Vocative +/+ + Personal pronoun or "ee" before nouns
Genitive +!+ + Possessive particle (e.g. "wa," "ya")
Pronoun +/+ + Translatable
Adjective +/+ + Translatable
Article +/- Not translatable as definite or indefinite
article
Conjunction +/+ + Translatable
Adverb +/+ + Translatable
Preposition +/+ + Translatable
Interjection +/+ + Translatable
Verb +/+ + Translatable
Active Voice +/+ + Translatable
Middle Voice +/+ + Addition of a pers.pron. or "Ji" particle
Passive voice +/+ + "wa" at the end of the verb ---
Indicative present active +/+ + "
na ,. ---
2
·.;:::;
115
Greek/Latin Swahili Swahili Renderings
I nd icative future active +!+ + "ta"
I ndicative aorist active +/- + "ii"
I ndicative present participle +!+ + "ki"
Indicative aorist participle +/- + "po "
Pa11iciple noun +!+ + "ye"
Indicative Imperfect +//+ + "alikuwa . . . ana . . ."
I ndicative perfect active +!+ + " me"
Indicative Pluperfect +/+ + "aliku wa . . . amekwisha . . ."
Subjunctive (exhortation) +!+ + "e"
Subjunctive (or condition) +/+ + "kama" . . . ."nge"
Imperative +/+ + "a"
I nfin itive +/+ + "ku" at the beginning of the verb
Deponent +!+ Active voice
Verbal endings +!+ Person + N umber + tense are
(person + n umber + tense expressed at the beginning of the
markers are generally at verb ( " ni"-"u"-"a"-" tu"-"m u"-
the end , except for Greek " wa"+ "na," "ta ," " Ii," etc)
aor, imp, perf, and pluper)
Gender (masc , fem . neut) +!+ Persons and things
Bound morphemes (Verb +/+ + Subject Personal
+ Personal Pronoun Endings) Pronaouns+Verb+Objects
+: l iteral presence of l i nguistic item; - l iteral absence of a l i nguistic item
�-
w 116
Conclusion
The study of the New Testament both in its original language
and translation can prove to be enriching, as similarities and differ
ences between the two or more types of texts are being highlighted
for the sake of a constructive dialogue. This dialogue is challenging
but possible when the epistemological privileges are equally yet
distinctively granted to original biblical cultures, church cultures,
and contemporary target cultures . An overview of the Greek and
Swahili New Testament texts with regard to their lexical, morpho
logical, syntactic, and semantic similarities and differences has
shown how both languages strive to communicate the same message
with accuracy and naturalness , even if some mismatch is inevitable.
The first striking difference is related to idioms: the Greek
and Swahili languages have different idioms, which do not match
in mean ing when translated literally. A second important difference
between the Greek and the Swahili languages concerns the presence
of articles in Greek and their absence in Swahili , though in some
cases Swahili is able to convey definiteness by the means of an
elaborate demonstrative system or even by personal pronouns in
vocative case (cf. Colossians 3 : 1 8-4: I ). Thus, in Greek the presence
of the definite article before nouns 0Eor;;, vior;; roiJ dv0ewnov .
A6yor;;, and others is not explicitly marked in Swahili, yet their
original meanings are well conveyed, taking into account the Semitic
background of some of these familiar terms, especially in the case
of via� wv av0e wnov . A third substantial difference between the
Greek and Swahili words of the New Testament pertains to proper
names such as Jesus and others. The Swahili " Yesu" is a meaningless
transliteration of the Greek mean ingless 6 'JryaoiJr;;. But the mean
ingful Hebrew or Aramaic ;;"!illllll or ":w1j]'' could be rendered in
Swahili as " Yehoshua" or the shorter form " Yeshua" (both mean
i ngful transliterations) and be given the same original mean ing. As
for certain grammatical elements such as moods, tenses, voices, or
aspects, the Swahili language has all the equ ivalents of the Greek
of the New Testament moods, except for deponent verbs, though
they may be conveyed in Swahili through active forms . In brief, a
comparison between Greek, Latin, and Swahili linguistic patterns
indicates that both Latin and Swahili do not have formal equivalence ('")
of all Greek words, but they still find ways of conveying at least ---
some aspect of these lexical and grammatical features (see the case ---
�
-�
117 �
of articles , aorist aspect, deponent verbs , gender, verbal affixes and
suffixes, agglutinative or nonagglutinative features).
One of the most striking lexical findings concerns the mis
match between the Greek form of Jesus's name and its Latin or
Swahili translations. Neither Latin nor Swahili have formal articles ,
while Greek even uses them before proper names. The original ,
authentic, and meaningful form of Jesus's name is the Hebrew or
Aramaic 7;-iiww or �WW (he saves). The Latin "Jesus" and the Swahili
" Yesu"l" Yezu" stand as correspondent transliterations of the mean
ingless Greek 6 'Jrwovr;. In Latin church culture, the meaning of a
proper name in and of itself may not be that important, but in the
Swahili target culture a proper name is bound to be meaningful and
informative through its own wording. Consequently, the Swahili
" Yehoshua" or " Yeshua" would be a more considerate rendering of
Jesus's name in view of the target culture frame and that of the
most original biblical culture.
�-
----
ru'
----
w 118
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tion. Leiden: Brill.
Olson, S. 1 loward. 1 99 1 . Jifunze kiyunani. Dodoma: Central Tanganyi ka Press.
Porter. E. Stanley. 2009. "Assessing Translation Theory. Beyond Literal and Dy
nam ic Equivalence." In Translating the New Testamenl. Text, Translation,
Theology, edited by Stanley E. Porter and M ark J . Boda, 1 1 7- 1 45. Grand
Rapids, M I : Eerdmans.
Porter, E. Stanley and S. Richard Hess. 2009. "I ntroduction. Problems and
Prospects of Translating the B ible." In Transla!ing the Bible. Problems
and Prospects, edited by Stanley E. Porter and Richard. S. Hess, 1 3-1 6.
SheITT eld: Shemeld Academic Press.
Porter, E. Stanley, Jef-Trey T. Reed, and Matthew B. O'Donnell. 20 I 0. Fundamen/als
ofNew Testament Greek. Grand Rapids, M l and Cambridge, UK : Ecrd
mans.
Pym, Anthony. 2007. "On the H istorical Epistemologies of Bible Translating." In A
History ofBible Translation, edited by Philip Noss, 1 95-2 1 5 . Rome: Edi
zioni di Storia e Letteratura.
Robertson, Archibald Thomas. 1 934. A Grammar ofthe Greek New Testament in
the Light ofHistorical Research. Nashvi lle, TN: B. & H. Publishing
Group.
Stine, Phi l ip. 2005. Let the Words Be Writ/en. The Lasting Influence a/Eugene
Nida. Leiden: Brill.
Stine, Philip. 20 1 2 . "Eugene A. N ida. Theoretician of' Translation." lnternalional
Bulletin of Missionar)I Research 36 ( I ): 38-39.
Tamez, Elsa. 2002a. "Reading the B ible under a Sky without Stars." In The Bible in
a World Context. An Experiment in Contextual Hermeneutics, ed ited by
Walter Dietrich and U lrich Luz, 3- 1 5 . Grand Rapids, M l and Cambridge,
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U K : Eerdmans.
Tamez, Elsa. 2002b. "A Star I l lum inates the Darkness." In The Bible in a World �
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Context. An Experiment in Contextual Hermeneutics, edited by Walter Di
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Ukpong, J ustin. 1 998. "The Parable of the Shrewd Manager ( Luke 1 6: 1 - 1 3): An
Essay in l nculturation Hermeneutics." Semeia 73, I 89-2 1 0.
- - . 2002. "The Story of Jesus' Birth ( Luke 1 -2). An African Reading." In The
Bible in a World Contexl. An Experiment in Contextual Hermeneutics, ed
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Neotestamentica 28 (2): 575- 96.
van B insbergen, Wim. 2003. lntercultural Encounters. African and Anthropological
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Jean-Claude Loba-Mkole (OP) is Professor Extraordinary at the University of Pretoria,
a Research Fellow at Stellenbosch U niversity, a Visiting Professor at Hekima College
(Nairobi), and a Bible Translation Consultant with the Bible Society of the Democratic
Republic of Congo. He holds a PhD in T heology (University of Leuven). His (co)publica
tions include: Triple Heritage: Gospels in lntercultural Mediations (WordAlive, 201 2);
New Testament Interpretations in Africa (SAGE, 2007); Cultural Readings of the Bible
g
::::,
in Africa (Cle, 2007); Interacting with Scriptures in A frica (Acton, 2005); Biblical Texts
en and A frican Audiences (Acton, 20Q4). His current research focuses on an intercultural
approach to New Testament texts and Bible translations.
-
N
� 122
| Unimi Open Journals |
translation | https://riviste.unimi.it/index.php/translation/article/view/17537 | [
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] | The Romanti c Tu rn in B i b l e Tra nslation
Lourens d e V ri es
VU University, Amsterdam
Netherlands
[email protected]
Abstract: The paper presents an overview of the h istory of Bible translation in
the " Romantic" tradition of Buber and Rosenzweig. The tradi tion has its roots
in the Romantic turn in cranslation of early ni neteent h-century Germany, hut
three other forces also shaped the translation ideas and pract ices of this tradition:
general linguistic ideologies of the ni neteenth century; the philosophical climate
of the l nterbellum period in Germany; and the hermeneutic a nd exegetical her
itage of the rabbin ic tradi tion. The paper also look� at Europe and the USA after
the Second World War co study the ways in which Bible translators dea lt with
the hetirage of Buber a nd Rosenzweig, applying and transforming the tradition
in new contexts. The paper concludes by placing thc h istory of " Romanric"
Bibles in nvo broader contexts: fi rst in the context of the h istory of B ible trallS
lation, contrasting " Romantic" foreignness with its Reformation counrerparr;
second, in the conrext of general translation studies, contrasting the h istory of
foreignness i n Bible translation with the h istory of foreignness i n the translation
of other texts from antiquity such as the Iliad.
Introduction
This paper presents an overview of the history of the "Ro
mantic" tradition in Bible translation. 1 The tradition originated in
Germany in the first half of the twentieth century, with two Jewish
philosophers, Martin Buber and Franz Rosenzweig, but found fer
tile soil in Europe and America, among Jewish, Protestant, and
Catholic translators. The history of this tradition is relevant to the
field of Bible translation because of the way it put the theme of oth
erness and foreignness on the agenda. Its construction of biblical
otherness played a crucial role in the postwar polemic surrounding
Nida's dynamic equivalence and continues to inform modern Bible
translations.
(Y)
1 This paper was originally presented at the International Meeting of the Society of Biblical Literature,
---
---
Amsterdam, July 2012. as a special lecture sponsored by the Nida Institute for Biblical Scholarship The �
analysis of Buber's orality notion is based on De Vries (201 2)
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123
The term Romantic has been used i n relation to ( elements
of) this tradition by scholars both outside the tradition (e.g. Britt
2000, van der Louw 2006) and within the tradition itself (e.g. Fox
1 995 , x). Contemporary German critics of Buber and Rosenzweig
like Kracauer ( 1 926, 1 80) used the term volkische Romantik in a
strongly negative way (van der Louw 2006, 1 5). They associated
the way Buber and Rosenzweig constructed Hebrew otherness and
i dentity with the way Romantic German national istic discourse
constructed the notion of the German Volk ("people," "ethnic
group").
Although the Euber-Rosenzweig tradition has its roots in
the Romantic turn in translation of early n ineteenth-century Ger
many, there are at least three other ideological, philosophical , and
theological forces that were not Romantic at all and that crucially
shaped the translation ideas and practices of this tradition: general
linguistic ideologies of nineteenth-century Germany; the philosoph
ical climate of the lnterbellum period in Germany; and the
hermeneutic and exegetical heritage of the rabbinic tradition. The
label "Romantic" therefore has limited value. The reason I main
tained the term is that the early n ineteenth-century Romantic turn
in translation forms the starting point for the history of Bible trans
lation in the Euber-Rosenzweig tradition.
One could also question the wisdom of subsuming Bible
translations from very different times, places, and historical con
texts under one label (whatever the label). There are good reasons
to do so in this case. First of all, the translators in question , although
they do not use the label "Romantic," explicitly place themselves,
in prefaces and introductions, in what they see as a coherent tradi
tion of Bible translation that started with Buber and Rosenzweig.
The roots of the tradition in nineteenth-century Germany are gen
erally ignored in those prefaces and introductions and its roots in
Jewish tradition are emphasized, for reasons d iscussed below. Sec
ond , the translators in this tradition all employ, in varying ways,
the same set of translation strategies and principles that is charac
teristic of Bible translation in the Suber-Rosenzweig tradition (con
cordance, exoticizing lexical register, colometric format , name
translations, transliteration, translating at root and stem level, im
�. plicitation of conj unctions, literal translations of conventional
---w' metaphors).
---
u.) 124
The German Romantic turn in translation is the topic of the
first part of the paper. The second part describes the three other ide
ological and phi losophical roots of the tradition . The third section
of the paper looks at Europe and the USA after the Second World
War to study the ways in which B ible translators dealt with the her
itage of Buber and Rosenzweig, applying and transforming the tra
dition in new contexts. The fourth section concl udes the paper by
placing the history of "Romantic" B ibles in two broader contexts ,
first in the context of the history of B ible translation , contrasting
"Romantic" foreignness with its Reformation counterpart; second ,
in the context of general translation studies, contrasting the history
of foreignness in B ible translation with the history of foreignness
in the translation of other texts from antiquity such as the I l iad .
Venuti ( 1 995) was my main source for the early nineteenth
century Romantic turn in translation and for the translation history
of nonbiblical texts in the seventeenth-nineteenth centuries, and
van der Louw (2006) for the l inks between Suber-Rosenzweig and
the Romantic period and for the contrast between Reformation and
Romantic l iteralism. Gordon (2003) was my main source for the
links between S uber-Rosenzweig and the philosoph ical climate of
the lnterbellum, and especially Heidegger.
The Romantic Turn in Translation
The starting point of Romantic reflection on translation in
early ni neteenth-century Germany is a distinction between two
types of texts that required two radically different translation ap
proaches from a Romantic perspective: translation of texts with
business and informative purposes versus translation of "higher"
texts of literature and scholarship that reflect the individual ity of
the writer, his Gemut, and the indi viduality of his language , its
Sprachgeist, or "language spirit." This emphasis on individual ity
is a core theme of the Romantic era and it pervades its reflection
on translation as it saturates other domains, for example the theology
and hermeneutics of Schleiermacher (van der Louw 2006, 6). The
fol lowing statements from Schleiermacher contain the notions of
"higher" texts and of the dual individual ity of writer and language:
M
Daher nun will jede freie und hohere Rede auf zweifache Weise gefaBt sei n , -.....
teils aus dem Geiste der Sprache, aus deren Elementen s i e zusammengesetzt -r:1
-.....
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125 £;
ist, als eine durch diese Geist gebundene und bedingte, aus ihm in dem Re
denden lebendig erzeugte Darstel lung; sie w i l l auf der andern Seite gefaBt
sein aus dem Gemtit des Redenden als eine Tat, als nur aus seinem Wesen
gerade so hervorgegangen und erklarbar. (Schleiermacher 1 838, 2 1 5)
This passage has been translated by Lefevere as follows:
Therefore each free and h igher speech needs to be understood twice, once out
of the spirit of the language of whose elements it is composed , as a l iving rep
resentation bound and defined by that spirit and conceived out of i t in the
speaker, and once out of the speaker's emotions, as his action , as produced
and explicable only out of his own being. ( Lefevere 1 97 7 , 7 1 )
The passage is notoriously difficult to render into English. The Ger
man term Gemut, rendered by "emotions" in Lefevere's version is
actually broader than "emotions ." In the context of Schleierma
cher's reflection on translation, it refers to the individuality, the
unique self, of the writer which, through the act of writing, perme
ates his writing. Both the unique individual personality of the writer
and the spirit of his language cannot be separated from, and form
a unity with, the text to be translated.
Where according to Romantic views the translation of busi
ness texts should aim at clearly rendering the message of the text
in an understandable and normal style, using fluent language, with
out special concern for the individuality of the writer or his lan
guage, the Romantic goals for the translation of "higher" texts are
the opposite and strongly antifluent: the aim is to let the sensitive,
educated reader experience and encounter the individuality of the
original writer, his Gemut, and at the same time the individuality
of the original language, i ts unique Sprachgeist. The task of the
translator is to bring the reader as close as possible to what makes
this individual uniquely different and to what makes his language
different and unique, even if this means that the German language
has to be bent "zu einer fremden Anlichkeit" (Schleiermacher 1 883 ,
277 , quoted by Venuti ( 1 995, 85) , who also gives Lefevere's Eng
lish translation-"bent towards a foreign likeness") . The Romantic
ideal was, in the words of Goethe, as rendered by Lefevere ( 1 977 ,
39), a translation that "requires that we should go across to what is
foreign, and adapt ourselves to its conditions, its use of language,
--- its peculiarities."
---
Qj'
w 126
According to Venuti ( 1 995), this Romantic emphasis on
foreign ization is a break with the fl uency tradi tion i n translation of
texts from antiquity into French and English i n the seventeenth
and eighteenth centuries. The German Romantic opposition to these
establ ished translation practices of England and especial ly France
shou ld also be seen as part of a wider. nationalistic resistance to
the cultural hegemony of other countries (Venuti 1 995; van der
Louw 2006) .
Most of the foreignness v isible i n the transl ation practices
of Romantic translators is caused by i nterference from source lan
guages and source texts , the result of closely fol lowing lex ical and
styl istic patterns of sources , but some n ineteenth-century Romantic
translators also del iberately added foreignness, without bei ng forced
to do so by their sources , to create an experience of otherness and
a foreign atmosphere in the Gemiit of the reader. Newman 's for
eignizi ng translation of Homer i nto Engl ish of 1 853 is a good ex
ample. Newman del iberately uses archaic, rare, or otherwise ec
centric words to create an atmosphere of foreignness, ancientness,
and otherness (see Venuti 1 995 , 1 03 , and especially, for example,
callant "young man ." bulkin "calf," Scotti sh words such as skirt
"cry shri l ly," syne "since") . Buber and Rosenzweig, and many of
their followers, routinely used rare and very marked words to create
alterity, also where the Hebrew used words from neutral and un
marked registers (van der Louw 2006; see the next section for his
examples) .
The Schleiermacher quote above shows a second break
with the past in the Romantic way Sch leiermacher writes about
language: he breaks with the classical representational view of l an
guage ( Berman 1 984; Venuti 1 995; van der Louw 2006) where
verba "words" represent res "th ings" and languages have different
verba to represent the same res. I nstead , he adopts an expressive
v iew of language, as a specific, subjective horizon of understanding,
as intertwi ned with un ique cultural practices, conceptualizat ions,
and norms of a certain people.
The Romantic Turn in Bible Translation
I t took these Romantic translation approaches and con (Y)
structions of otherness more than a century to hit the field of B ible ----
Jo'
translation with ful l force. And when these ideas reached B ible ----
-�
127
translation, they were understood and transformed by the ideological
and philosophical frameworks of the lnterbellum period in Germany
where Martin Buber ( 1 878- 1 965) and Franz Rosenzweig ( I 886-
1 929) worked on their translation of the Hebrew Bible, Die Schrift.
After the death of Rosenzweig in 1 929, Buber continued the work
alone, completing his last version between 1 954 and 1 962.
Buber, who was born in Austria, studied philosophy from
1 897 to 1 909 in Leipzig and other places in Germany, where he
absorbed the philosophies of nineteenth-century Germany (Schmidt
1 995; Askani 1 997) . Both men, born and raised in Jewish families,
had a lifelong and very intense intellectual interaction with the
philosophical heritage of the German nineteenth century and with
the contemporary philosophy of the Interbellum, especially Hei
degger (Gordon 2003). It should therefore not come as a surprise
that their views of the translation of the Hebrew Bible are incom
prehensible without taking their German philosophical and ideo
logical background into account. However, in postwar Europe and
America, after the horrors of the Holocaust but also because of de
velopments in theology that led to a renewed interest in the Bible
as a Jewish collection of books, Buber and Rosenzweig were first
and foremost seen as Jews, and their translation as a Jewish trans
lation which obscured their deep roots in nineteenth-century Ger
man philosophy.
Four influences crucially shaped the translation philosophy
and practices of Buber and Rosenzweig: first, German Romantic
views of translation; second, generally accepted linguistic ideologies
of nineteenth-century Germany that lasted well into the twentieth
century; third, the philosophical climate of the German Interbellum
period; and fourth, the Jewish heritage of Buber and Rosenzweig.
Euber-Rosenzweig and Romantic views of translation.
According to van der Louw (2006, 1 4), perhaps the most
important link between German Romantic ideas on translation and
Buber-Rosenzweig is the notion of a translation as deeply and di
rectly felt experience of the individual otherness of the original
writer and of the individual otherness of the language, its unique
Sprachgeist. Like the early nineteenth-century Romantic transla
tors , Buber and Rosenzweig assume an expressive rather than rep
a·
---al' resentational theory of language, language as a horizon of
---
w 128
understanding of a Volk, inseparable from the worldview of its
speakers, j ust as the text a writer produces is inseparable from the
inner world of the writer it expresses . The term Sprachgeist features
importantly in the reflections of Buber and Rosenzweig ( Reichert
1 996) , and to do justice to the fremdes Sprachgeist ("foreign lan
guage-spirit") of Hebrew and the individual otherness of the foreign
bibl ical writers, they frequently bent the German language "zu einer
fremden Anlichkeit" ("towards a foreign l ikeness") , to use the Ro
mantic turn of phrase, pushing the German language to its limits,
with a mix of brand new, neologistic German invented by B uber
and Rosenzweig (e.g. konigen, darnahen, and Nahung) , and very
archaic, rarified German .
Just as Newman uses rare, archaic, and eccentric Engl ish
words to create a Homeric or Ancient Greek atmosphere and to fa
cil itate a connection with totally different worlds of antiquity, Buber
and Rosenzweig use words from very marked German registers to
fac i l i tate the experience of otherness , even where the Hebrew
words i n the source texts were unmarked and belonged to neutral
registers . Van der Louw (2006, 1 4) gives examples such as the fre
quent Hebrew word wajjomer, neutral in register, which B uber and
Rosenzweig rendered rather solemnly with er sprach "he spoke,"
and never with the more neutral er sagte "he said ." When Lot bakes
bread for his guests in Genesis 1 9: 3 , an old German form of the
verb is used (buk) in Die Schrift rather than the unmarked German
form backte. I n Genesis 1 9: 1 2 , B uber and Rosenzweig do not use
the unmarked , neutral German term Schwiegersohne for sons-in
law, but the rare Eidame (van der Louw 2006 , 1 4) .
Euber-Rosenzweig and general linguistic ideologies of nineteenth
century Germany.
Regard i ng general assumptions on language that were
prevalent in nineteenth- and early twentieth-century Germany, there
are two with special significance in the works of Buber and Rosen
zweig- the primacy of diachrony, and unity assumptions.
Language was primari ly viewed and understood from a di
achronic perspective in n ineteenth-century Germany. Languages
were compared in order to reconstruct the Ur l anguage from which (Y)
they all descended . Linguists studied the roots of words from a ---
historical and comparati ve perspective . The meaning of a word ---
�
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129
was not so much located in its synchronic networks with other
words and in the various contexts of usage but rather in the ety
mology of the root of the word . Both the theoretical discourse and
the actual translat ion practices of Buber and Rosenzweig are satu
rated with this diachronic perspective . Rosenzweig writes about
the etymological Tiefsinn der Worte (the deep meaning of words)
and uses the metaphor of a m i ne shaft: we have to descend into the
deepest shafts of recurrent Hebrew roots in the Bible where, deep
beneath the surface, the Ur meanings are h idden , using such German
terms as the Wurzelschicht der Worte "the shaft of the root of
words" (van der Louw 2006, 4) . For example, B uber and Rosen
zweig translate f?n (qal "to draw off," "to withdraw from"; ni phal
"to be del ivered") with herausreissen "to pu l l out ," based on a
( contested) etymology.
This leads to a focus on Hebrew root consonants as a fun
damental level of translation . Below we w i l l see that this focus on
recurrent roots also has to do with other notions such as
Gesprochenheit, and w ith traditional Jewish hermeneutics . To see
how this plays out in translat ion decisions, take the translat ion of
the Hebrew consonant root :np in Lev iticus I : 2 , where Buber und
Rosenzweig created new German words (Nahung="near-ing"; dar
nahen="to near there") to reflect the Tiefsinn of the repeated root
Jlji "near"), and translated as fol lows: "Ein Mensch , wenn er von
euch I H M eine Nahung darnaht 1 - - - 1 -" Everett Fox ( 1 995), in the
tradition of Suber-Rosenzweig, also translates at root level: "When
(one) among you brings near a near-offering for Y H W H ." The
more fl uent translation of the Jewish Publ ication Society ( 1 926)
gives "When any of you presents an offering I . . . I . "
Buber and Rosenzweig, l ike nearly everyone else with their
education and background , not only inherited ideas about the pri
macy of diachrony, the focus on roots , and an etymologizing ap
proach to l anguage, but they also absorbed the notion of Einheit
"unity" that occu1Ted very prom inently in nineteenth-century l i n
gu istic ideologies. Foley (2005 , 1 57) defines l inguistic ideology as
"that cl uster of bel iefs that a particu lar speech community holds
about the form and function of language ." As an influential example
of such a l inguistic ideology, Foley mentions the emergence of
ideas about l anguage in the context of German Romanticism and
---or national ism of the eighteenth and ni neteenth centuries:
---
w 130
These bel iefs were clearly articulated by the German Romantic philosopher
Herder, who argued for an essential correlation between the language of a
community and the ir m ind or spirit (German Geist) . This was part of a w ider
German national ist project of the 1 8th and 1 9th centuries, to forge a unified
German nation-state from numerous pri ncipal ities and k ingdoms of central
Europe that were German speaking and th is led to a triple equation: the culture
of a people is essentially correl ated with the language they speak and in turn
shou ld ideally correspond to a nation-state. (Foley 2005 , 1 57)
Every people or Volk, homogeneously and "purely" construed in
an essentialistic manner, had its own distinctive Geist, a spirit ex
pressed in and reflected by their language or Sprache. The German
Volk had a German Geist, obviously, and their very own Sprachgeist.
The same was true of the ancient Hebrew language, and it was the
task of the translator to try to preserve the unity of the Hebrew lan
guage form and Hebrew worldview. In the nineteenth and early
twentieth century, the ancient Hebrew Geist was generally supposed
to be primordial, concrete, and holistic rather than abstract and an
alytic. Because of the unity of Geist and Sprache scholars of those
days looked for evidence of this concreteness and holism in the
ancient Hebrew language. Pedersen ( 1 926, 1 1 3), for example , saw
the so-called construct state of Hebrew nouns in genitival con
structions as evidence for this concreteness and holism, with pos
sessor and possessed being one (see Baayen 1 990, 1 3). The idea of
Hebrew concreteness is still very much alive in recent translations
of the Bible in the Suber-Rosenzweig tradition, and crucially
affects the way body-based metaphors are translated (see the ex
ample of Oussoren (2004) in the section "Romantic Bibles after
the Second World War").
Euber-Rosenzweig and German lnterbellum philosophy.
Although born in the nineteenth century and exposed to nineteenth
century philosophies and ideologies when educated as philosophers
(Schmidt 1 995), Buber and Rosenzweig related to that heritage in
the terms and frameworks of their own time. When they worked
together on their translation and wrote lengthy philosophical trea
tises on translation, language, religion, identity, and many other M
topics , it was the time of the lnterbellum in Germany. The trauma ...._
of the lost First World War had eroded many absolute truths and �
...._
C
C
131
certainties of earlier generations, in religion and philosophy. Hei
degger gave expression to this lnterbellum climate with a philoso
phy that left no longer left any room for absolute truths beyond
time and place. The starting point and foundation of any philosophy
could only be the temporal existence in the historical here-and
now of the individual, the Dasein, an existential ontology that
broke with nineteenth-century absolute metaphysical foundations
of philosophy in an anti-idealistic and relativistic climate (Gordon
2003). Van der Louw (2006, 5) also points to the connections be
tween Buber and Heidegger, for example in the emphasis on the
existential function of language, but also in a shared focus on roots
and etymology.
Buber and Rosenzweig translated the tetragrammaton
JHW H with personal pronouns in small capitals ( ICH, D U, I H M ) .
This was a daring and completely novel translation that broke with
all traditions, but it was also a translation that violated one of their
own core principles-the oral-aural dimension-because the rep
etition of the Name could not be heard in their translation. To un
derstand this very peculiar feature, it is important to realize that a
number of elements come together in this translation decision (van
der Louw 2006): core themes of Romantic translation ideals (ex
periencing the other in the translation), general nineteenth-century
approaches to language and meaning (etymology, Ur meaning lo
cated in roots), and lnterbellum existential ontology (experiencing
the Name in your individual Dasein "being-there," and connecting
the Name to your own existence in the temporality of here and
now). First, Suber-Rosenzweig analyzed "God-with-us in our ex
istence" as the etymological Tiefsinn of J H W H . Then they looked
hard to find a rendering that made the listener (listening reader)
existentially experience that deep meaning, hidden below the sur
face in the root: "Es gait, eine Wiedergabe zu finden, die in dem
horenden Leser ein jener aus den Namen zustromenden Gewissheit
verwandtes Geftihl erzeugt, das Bei-ihnen-, Bei-uns-sein Gottes
nicht begrifflich aussagt, sondern gegenwartlich verleiht."2 Gordon,
in his review of the translation of the tetragrammaton and of a
:: "It was pertinent to find a rendering that evokes in the listening reader a feeling akin to the certainty
�.
that flows out of the Name, a rendering that does not spell out the 'with-you.' 'with-us-being of God' con
---- ceptually but evokes its presence." Translation mine.
ai'
----
G..) 132
number of other translation decisions, concludes that "these trans
lation choices rehearse a similar philosophic polemic. They assert
the superiority of a worldly ontology while criticizing the attempt
to seize upon a realm of ideas beyond time and the world" (Gordon
2003, 266).
This break with nineteenth-century German idealism and
with its grounding of philosophy in transcendental absolute notions
and this adoption of the relative perspective of the individual in
the temporal, physical existence, in the here-and-now, reminds us
that Buber and Rosenzweig dealt selectively with the lnterbellum,
the heritage of nineteenth-century Germany, as children of their
time. Another signi ficant break with the nineteenth century is their
antidiachronic approach to biblical texts. Whereas they are still di
achronic and focused on etymology and Ur meanings of roots in
their analysis of words, when it comes to texts Buber and Rosen
zweig break with the diachron ic, historical-critical heritage of
nineteenth-century Germany that analyzed Hebrew biblical texts
i n their historical growth, as composite, i nconsistent texts that con
tained pieces of different traditions and origins. The composite na
ture and i nconsistencies are not so much den ied by Buber and
Rosenzweig, but they approach biblical texts as literary units, as
shaped by a coherent final redaction. Biblical texts are approached
in ahistorical fashion , as autonomous, self-referential worlds-of
words to which close reading techniques should be applied to find
the hidden mean ing of the texts, detached from the historical con
texts i n which these Hebrew texts originally functioned.
Euber- Rosenzweig and the rabbis.
Buber and Rosenzweig connected the heritage of ni ne
teenth-century Germany as they understood it in the philosophical
climate of lnterbellum Germany with theological thoughts about
the Einheit of the Hebrew Scriptures and about the unity of the
Hebrew canon and traditional rabbinic readi ngs that creatively
linked Hebrew roots, words, and phrases in very different parts of
the Hebrew Bible. Buber and Rosenzweig believed that the Hebrew
Bible was a un ity, one Book, the result of an Einheitsbewusstsein
"awareness of un ity" ( Buber 1 964, 1 1 1 3) that was already operative (Y)
in Scripture itself before it was canonized ( Schravesande 2009, ---
262-263). ---
�
-�
133 �
Beneath the surface of the different Hebrew sacred writi ngs
there was one divine Voice. But how could disillusioned and skep
tical modern Germans experience this Voice, listen to it, in their
concrete individual existence here and now, in their Dasein? Buber
believed that i n all humans, Jews and others, there was an openness
for the Voice that could be heard by modern people when Scripture
was called out and God would enter the existence, the temporality
of individuals, through their ears (van der Louw 2006, 4).
This brings us to the notion of Gesprochenheit "spoken
ness," the oral-aural Urwort dimension of Buber and Rosenzweig.
According to Everett Fox ( 1 995, x), "Buber and Rosenzweig based
their approach on the Romantic ni neteenth-century notion that the
Bible was essentially oral literature written down." This is indeed
different from postwar notions of spokenness of Scripture i n
( Neo-)Romantic Bible translations that view the Bible as written
literature but written to be read aloud, to be listened to. For Buber
and Rosenzweig, the ultimate reality of the Hebrew Bible does not
reside i n the written form; rather, the written form is the prison
from which the spoken Ur-reality must be freed. This liberation
takes place when people start to listen to the Voice that breathes
and speaks in the fundamentally oral Hebrew Bible. This is why
colometric structuring of the texts is so crucial. Buber and Rosen
zweig divided the Hebrew text into colons, un its that could be spo
ken in one Atemzug "draw of breath," and that they saw as breath
units and meaning units at the same time (Buber 1 964, 1 1 76- 1 1 77).
Colometric structuring is a disti nctive characteristic of all transla
tions in the tradition of Buber and Rosenzweig. However, not all
translations use sound criteria (pause, breath, musical notations,
the nota distinctivi and conjunctivi of the Masoretes). I nstead, syn
tactic criteria are also used to find the colons.
This fragmentation of the translated text into small breath
units is no threat to the underly ing Voice or unitary Botschaft
"message" because the Einheitsbewusstsein "awareness of un ity "
operative in Scripture creates a n intertextual web o f audible
linkages between these breath un its, by repetition of words and
roots, not just within one literary unit, say a psalm or a book, but
also across the whole canon ( Buber 1 964 , 1 1 77). These Leitworte,
or repeated leading words and roots, are a dialogic encounter
6'
---- within Scriptures themselves: words in totally different books en-
ru'
----
w 134
counter each other and in doing so create meaning. The listener, in
tum, hears the repetitions, ponders on their links , and by doing so
becomes partner in, and is drawn into, the inner Scriptural dialogue.
He or she then listens to the Voice , the underlying unity in the
Hebrew Bible , in a real and direct encounter where the Voice
speaks to the listener in his or her existence, then-and-there . The
Leitwort analysis of Suber-Rosenzweig, in other words, combines
literary aspects with theological motives, the unity of Scriptures ,
and the unity of canon and rabbinic reading traditions . But also
philosophical themes of the Interbellum (the Leitworte speak exis
tentially to the listeners) and Romantic themes of direct experience
(the Leitworte speak directly to the listener who thus experiences
the Voice) are part of the Leitwort approach. No wonder that the
Leitworte became the cornerstone of the Romantic tradition in
Bible translation.
Romantic Bibles after the Second World War.
Suber and Rosenzweig found many followers in Europe
and America. Their ideas were applied in many Bible translations
and in very different national, theological, and cultural contexts. It
is a living tradition that still inspires new translations all over the
world.
Europe , after the Second World War, had to come to terms
with the Holocaust and the destruction of Jewish communities in
their midst. At the same time, Christian theologians rediscovered
the Jewish nature of the Bible , including the New Testament, and
the rich heritage of rabbinic exegesis and hermeneutics . This
tendency to rediscover the Jewish nature of the Bible had its roots
before the war, but gained momentum after the war. The Jewish
aspect of the Buber and Rosenzweig tradition is emphasized in all
postwar literature and it is a recurrent theme in prefaces to
translations. At the same time there is an almost total silence on
their German philosophical and ideological background.
I t was not just the rediscovery of the Bible as a Jewish col
lection of writings and of the richness of rabbinic reading traditions
that created a favorable climate for the reception of Suber and
Rosenzweig. The emphasis on Leitworte, and more generally on
--
(Y)
--
the oral-aural dimension, pointed to the Bible as literature. This
:I§
literary aspect had a strong appeal, especially since it seemed to
C:
·
�
C:
135 �
offer an alternative, or a complement to, the historical-critical ap
proach. The endeavor of Suber and Rosenzweig to let the translation
speak directly and existentially to listening readers-modern,
skeptical, and disillusioned after two horrible world wars-also
had its appeal, providing ancient words with new meaningfulness.
The positive reception of E uber-Rosenzweig in postwar Europe is
in remarkable contrast to the negative, or at best mixed, reception
of their translation in the Interbellum (van der Louw 2006, 3;
Rosenwald 1 994, 1 4 1 - 1 65 ).
Two types of Bible translations can be distinguished within
the Suber-Rosenzweig tradition in postwar Europe and America:
the first type is radical in its application of the inherited principles
and translation strategies (e.g . Chouraqui in France, Oussoren in
the Netherlands); and the second type selectively applies these
principles and strategies, adapting the tradition for new contexts
and new purposes (e.g. Everett Fox in the U SA, Societas Hebraica
translations in the Netherlands) . The second type is still recognizable
as fruit of the tradition initiated by Suber and Rosenzweig because,
first , they explicitly place themselves in that tradition in the
paratexts of their translations and, second, they share a number of
properties with the more radical translations, namely the emphasis
on the oral-aural dimension, colometric text divisions, translations
at root level, verbally consistent or concordant translation of
Leitworte, a striking tendency of elimination of Hebrew and Greek
conjunctions in translation (van der Louw 2006 , 1 3), and "folk et
ymological" name translations.
The translation by Everett Fox ( 1 995), a moderate and
pragmatic American follower of Buber and Rosenzweig, exemplifies
these shared properties. The translation starts in the preface with a
quote from Buber and mentions Suber and Rosenzweig as sources
of inspiration. But the preface also explains that the translation
deals selectively with that inheritance: it emphasizes the literary
and sound dimensions. The translation divides the text into colons,
translates Hebrew names according to the folk etymological asso
ciations that the sound of the name had in the ears of ancient
Hebrews (e.g. Yaakov/Heel-Holder, Yisrael/God-Fighter), translates
at root level (e.g. Leviticus I : 2 "W hen (one) among you brings
�. near a near-offering for Y H W H"), translates away Hebrew con
---al"' nectives (see example below in the section "Romantic and Refor-
---
(,_) 136
mation Literalism"), and is very sensitive to repeated Leitworte
(see example of )ad "hand," below in this section) .
The fact that radical and moderate translations share these
features does not mean that there are no differences in the approach
to these shared features. Of course, it is hard to separate the literary
from the other aspects in this tradition (Benjamin 2007), but it
seems possible to say that moderate postwar translators in the Su
ber-Rosenzweig tradition tend to emphasize the literary aspect and
literary motivations, talcing smaller literary units into account. They
base their translation decisions less on theological or philosophical
views of the Bible as a whole, and sometimes explicitly mention
literary approaches in the preface (e.g. Robert Alter) as an inspira
tional source alongside Suber and Rosenzweig.
The differences between moderate and radical postwar Ro
mantic Bibles are found in the following areas. In terms of the
translational approach to word meanings, radical translations main
tain the nineteenth-century idea of root meanings, where the sense
of a word that was historically basic tends to prevail in the transla
tion whereas moderate translations are more sensitive to the syn
chronic meanings of words in different contexts. For example, the
moderate Everett Fox translates :i�iq in Exodus 2: 3 with shore (of
the Nile), the contextual sense, but the Dutch translator Oussoren
translates this with lip "lip" according to its root meaning (de lip
van de Stroom "the lip of the Stream," see Dubbink 2008, 1 659).
In terms of lexical register, radical translations have an ex
oticizing, eccentric register (neologisms, archaisms, rare words)
whereas moderate translations have a much less exotic, much more
neutral register. To illustrate the etymologizing and eccentric lexical
register of postwar radical translations we will consider some ex
amples from the French translation by Chouraqui ( 1 974) . He trans
lates Genesis I : I with "Entete Elohi'ms creait les ciels et la terre."
Entete is an etymologizing translation based on the etymological
relation between r,,W�J and w� · 7 "head." It is rather eccentric
French, and other versions have au commencement. Chapter I of
Revelation in the version of Chouraqui is another good example of
exoticising lexical choices:
C')
1 Decouvrement de leshoua' , le messie: Eloh,ms le lui donne
---
pour montrer a ses serviteurs ce qui doit arriver vite.
---
�
-�
137 f;
II le signifie en l'en voyant par son messager a son serviteur lohanan .
2 II temoigne du logos d' Eloh'i'ms
et du temoignage de leshoua' le messie, de ce q u'il a vu
4 1 - . . I grace et paix 1 - . . I des sept souftles qui sont en faces de son tr6ne
8 Moi, je suis l 'aleph et le tav, dit I H V H Eloh'i'm s, l' Etant et le Venant, Elo
hi'ms Sebaots
Chouraqui uses transliterations from the Greek (verse 2,
logos) and inserts Hebrew words where the source text has Greek
words (verse 8 , aleph, tav, IHVH, Eloht'ms, Sebaots). The radical
emphasis on the Jewish background of the New Testament leads
to an equation of Jewishness and Hebrew, without much regard for
the Jewish-Greek and LXX background. Decouvrement in verse
I is an etymologizing translation of a.JtOxaa.AU'ljJL�, used here in
the metaphorical sense of "revelation," but translated according to
its etymological Ur meaning by Chouraqui. The combined effect
of these lexical choices is a strong foreignization .
Another striking characteristic of a number of postwar rad
ical translations is the translation of Hebrew imperfect and Greek
aorist verbs in narrative contexts with present tenses, to give an ef
fect of direct experience, where moderate translations have the
more traditional past tense renderings. Notice for example the pres
ent tense translation of the Greek aorist verbs in verses I and 2 of
Revelation I in Chouraqui's version quoted above in this section.
In Genesis I : 4 (and elsewhere) , Chouraqui uses the present tense
("Eloh1ms voit la lumiere: quel bien !") where more moderate trans
lators such as Everett Fox use past tenses to render the Hebrew im
perfects in such contexts ("God saw the light: that it was good.").
The difference between moderate postwar translations and
radical translations also clearly shows in the approach to conven
tionalized biblical body metaphors such as panim (lifne) that syn
chronically often have the abstract meaning of a preposition rather
than the more concrete, physical meaning. Following Buber and
Rosenzweig, radical translators translate these lexical metaphors
throughout the canon with words denoting body parts (such as
a·
--- face) , to reflect the Ur worldview ascribed to the ancient Hebrews
---
C,J 138
and to do justice to the perceived unity of Scripture based on that
one concrete, physical, nondichotomous Hebrew worldview as
cribed to both the Old and the New Testament. For example, in
Numbers 27: 22, Chouraqui translates 'J.!?7 twice with faces ("II le
fait se tenir faces a El'azar, le desservant, et faces a toute la com
munaute") where moderate translators such as Everett Fox translate
with before ("he had him stand before El'azar the priest, and before
the entire community").
The Dutch radical translator Oussoren motivates this con
sistent etymologizing translation of panimllifne with archaic Dutch
terms for face (aanschijn, aangezicht) on the basis of the "Hebrew
worldview" in an interview published by Dubbink and van Willi
genburg :
De dingen en de natuur hebben in het Hebreeuws een lijf, een aanschij n . Dat
is n iet alleen maar een Hebreeuwse zegswijze, het drukt ook een visie uit op
de wereld 1 - . . I A lles heeft een gelaat, een ponem . De dingen kijken je als het
ware aan en doen een beroep op je. Je wordt aangezien , aangekeken en
daarmee tot iets geroepen. (Dubbink and van Willigenburg 2007 , 1 0)1
Moderate Bibles only translate such conventional metaphors as
panim withface in selected passages where they see literary mo
tivations at work in small text units, not as a default strategy
based on motivations of etymology or Hebrew worldview. For
example , the moderate translator Everett Fox translates Genesis
32:2 1 -22, where Jacob has to "face" Esau and face is a literary
Leitwort, as follows:
I will wipe (the anger) from his face
With the gift that goes ahead of my face;
Afterward , when I see his face,
Perhaps he will lift up my face
The gift crossed over ahead of his face
(Y)
3 ""Things and nature have a body in Hebrew. a face. That is not just a Hebrew way of saying things. it also
expresses a worldview [ . . . J All things have a face. a ponem. Things look at you. you might say. and appeal
---
to you. You are being looked at. watched. and so you are called to something:· Translation mine. ---
�
·�
139
Conclusion and discussion
This part concludes the paper by placing the history of
Bibles in the Euber-Rosenzweig tradition in two broader contexts:
first in the context of the history of Bible translation, contrasting
Reformation alterity with its Romantic counterpart ; second , taking
the perspective of translation studies, in the context of the history
of the translation of nonbiblical texts from antiquity, contrasting
the different histories of "foreignness" in the translation of biblical
texts compared to other texts from antiquity.
Romantic and Reformation Literalism .
Postwar translators and theologians who felt attracted to
the tradition of Buber and Rosenzweig emphasized the importance
of literalism, based on ideas of the Bible as literature, and based on
the unity of form and meaning, of language and culture
(Sprachgeist) . This theme of literalism was reinforced when the
ideas of Nida and other advocates of meaning-based, communica
tive, and dynamic Bible translations began to spread in America
and Europe. Nida's ideas came under attack from two sides, from
people who took traditional literal Reformation Bibles as their
translation models, the authorized versions of the various Western
languages, and on the other hand from people in the Suber-Rosen
zweig tradition of foreignizing literalism. This polemical postwar
context also explains why people in the Euber-Rosenzweig tradi
tion sometimes claimed that their approach basically continued
Reformation literalism. For example, Breukelman, the most influ
ential advocate of Buber and Rosenzweig in the Netherlands, writes
that the seventeenth-century Dutch authorized version is "een
zeventiende eeuwse Nederlandse Euber- Rosenzweig" ( Breukelman
and Hemelsoet 1 985, 1 2) .4 In fact, Romantic and Reformation lit
eralism are very different (van der Louw 2006) , and it is in com
paring the two that we get a much sharper picture of the nature of
the Romantic tradition. The translational differences, not surpris
ingly, have their basis in the totally different theological, philosoph
ical, and ideological environments of both traditions.
a· 4 "a seventeenth-century Dutch Suber-Rosenzweig." Translation mine.
...._
al"
...._
c.u 140
The literalism of Reformation Bibles focuses on the level
of words ( H of 2009). And in their approach to words , the di
achronic and etymologizing bias of the nineteenth century is absent.
Units below the word level- roots and stems- are not significant
units of translation, unlike in Romantic Bibles. In fact, translating
repeated key roots (Leitwortstil at root and stem level) often makes
it impossible to translate repeated key words with the same words
(Leitwortstil at word level). For example, the Dutch translator Ous
soren translates the repeated root ayy{:,"A in Mark I with words con
taining the root aankondig "announce," for example in verse I
EuayyE"A(ou becomes aankondiging "announcement," a.yyE"A6v in
verse 2 aankondiger "announcer," and the a.yyE"AOL in verse 1 3 be
come aankondig-engelen "announce-angels." But in other passages
in the gospel of Mark , where the root ayy{:,"A is not repeated, Ous
soren translates euanggelion with "evangelie." Reformation trans
lators would have been shocked to find words like euanggelion and
anggeloi translated in varying ways rather than with one and the
same word.
Notice that translating repeated roots does not just destroy
word level concordance but also forces translators to create new
words and word combinations and leads to novel uses of existing
words (aankondig-engelen and aankondiger are neologisms in
Dutch) . This abundant use of neologisms is characteristic of the
Buber-Rosenzweig tradition and contributes to the exotic lexical
register (especially in combination with archaisms). Neologisms
make the text sound foreign and strange, an advantage when you
want to stress otherness, but a disadvantage for Reformation trans
lators with their emphasis on perspicuity.
Reformation Bibles (especially Calvinistic Bibles) have re
versed priorities from Romantic Bibles as far as literalism goes (van
der Louw 2006), and these reversed priorities have been described
as follows. For Romantic literalism this is the priority list: I ) root
and word concordance (stereotyping) ; 2) maintaining word order;
3 ) maintaining parts of speech; and 4) maintaining the number of
words (quantitative alignment). For Reformation literalism the pri
orities are: I ) quantitative alignment; 2) maintaining parts of
speech; 3 ) maintaining word order; and 4) word concordance (es
pecially of theologically crucial words), where root concordance is ---
not relevant at all (see van der Louw 2006). ---
J:!
C
C
141
The importance of word-level equivalence made quantita
tive alignment of words a central principle in Reformation Bibles.
In fact, the Word of God amounted very much to the ( Hebrew, Ara
maic, and Greek) words of God. And words in translation that did
not correspond to Hebrew or Greek words were undesired because
of verses such as Revelation 22: 1 8- 1 9 ( King James Version):
1 8* For I testify unto every man that heareth the words of the prophecy of
this book, If any man shall add unto these things , God shall add unto him the
plagues that are written in this book: I 9and if any man shall take away from
the words of the book of this prophecy, God shal l take away his part out of the
book of l ife, and out of the holy city, and from the things which are written in
this book ."
That is why the following Rule of Translation was added
to the translation principles section of the Synod of Dordrecht
( 1 6 1 8- 1 6 1 9) that guided the Dutch authorized version, the Staten
vertaling ( 1 637):
I I . Dat zij , om den zin van den tekst, die niet ten voile uitgedrukt is, te
vervullen, zoo weinig woorden daarbij doen als mogelijk is, en deze in den
tekst met eene andere letter, en tusschen haakjes besluiten , opdat ze van de
woorden van den tekst mogen onderscheiden worden .5
The principle of quantitative alignment forces Reformation
translators to translate all conjunctions and connectives in Hebrew
and Greek. Consider for example Genesis I : 2-3 in the King James
Version:
2 And the earth was without form . and void; and darkness was upon the face
of the deep. And the Spirit of God moved upon the face of the waters.
3 And God said , Let there be l ight: and there was light.
Buber and Rosenzweig omit these conjunctions on a grand
scale in their translation, for example:
" "'That they, to complete the meaning of the text, that has not been expressed fully, add as few words as
�- possible. and print these with a different lener and between brackets that they are distinguished from the
---- words of the text."' Translation mine.
a!'
----
w 142
2 Die Erde aber war l rrsal und Wirrsal .
Finstern is Uber Urwirbels Antl itz.
Braus Gottes schwingend Uber dem A n litz der Wasser.
3 Gott sprach: Licht werde!
Everett Fox likewise omits the connective elements:
2 When the earth was w i ld and waste,
Darkness over the face of Ocean ,
Rushing-spirit of God hovering over the face of the waters ,
3 God said: Let there be l ight!
This implicitation of Hebrew and Greek conjunctions in
translations of the Suber-Rosenzweig tradition is not limited to
Genesis I but occurs in all text types and, together with colometric
formatting, causes a kind of "poetification" of the Bible (van der
Louw 2006), a tendency to neutralize source genres and to translate
biblical texts in a kind of uniform poetic style. Reformation trans
lators saw the Hebrew and Greek conjunctions and connectives as
inspired words of God, not to be omitted. They are much more lit
eral in this respect than the Bibles of the Suber-Rosenzweig tradi
tion.
Foreignization is not a desirable aim but an unintended side
effect in Reformation Bibles (because of the combination of inspi
ratio and perspicuitas hermeneutics , de Vries 2003). Reformation
Bibles added marginal notes to translations to mitigate foreignness
and did not insert foreignness when not forced to do so by source
patterns, unlike Romantic Bibles that may add foreignness to create
an experience of otherness, for example Buber 's translation of per
fectly normal Hebrew words from a neutral register with rare .
strange, and eccentric German words (see the examples given
above such as wc�jjomer rendered as er sprach rather than er sagte
"he said," buk "baked," an old German form of the verb rather than
the unmarked German form backte, not Schwiegersiihne for sons
in-law but the rare word Eidame, and so on).
Romantic literalism employs novel transliteration of "un
translatable" Hebrew and Greek words as a regular translation strat
egy, but this is avoided by Reformation literalism. Reformation ---
Bibles refrain from that translation strategy because it clashes with ---
�
·;;:;
143
their perspicuity hermeneutics (the idea being that God not only
speaks i n his Word , or inspiratio, but that He speaks in principle
clearly, or perspicuitas). In Leviticus 1 4: 1 3 , Everett Fox translates
as follows:
Then he is to slay the l amb i n the place where one slays the hallat-offering
and the offering-up, i n a holy place, for l i ke the hattat-offering, the asham-of
fering is the priest's, it is a hol iest holy portion .
The King James Version has:
And he shal l slay the l amb i n the place where he shall k i l l the sin offering and
the burnt offering, in the holy place: for as the sin offering is the priest's, so is
the trespass offeri ng: it is most holy.
I n Leviticus 1 3 :44, Everett Fox has "he is a man with
tzaraat, he is tamei," and the King James Version has "he is a lep
rous man, he is unclean ." A bove we saw other examples such as
the use of logos i n Revelation I :2 by Chouraqui ("II temoigne du
logos d'Eloh"i'ms").
The fundamental difference between Reformation foreign
ness and Romantic foreignness resides in the fact that the foreign
ness of Reformation B ib les is the unintended result of inspiration
bel iefs, the Bi ble being v iewed as inspired by the Holy Spirit, word
by word , forcing translators to be very literal at the word level. The
principle of the perspicu ity of Scriptures and the ideal of lay
hermeneutics formed a counterforce, mitigating the effects of the
inspiratio doctrine on the translation . B ut when inspiratio and per
spicuitas clash , it is inspiration that prevai ls in the translation de
cisions. They tried to translate as clearly as possible w ithin the
(narrow) boundaries set by the holy inspiration doctrine. Adding
"unnecessary" foreignness as Romantic translators often do, for ex
ample by employing a difficult and eccentric lexical register to cre
ate a sense of alterity in the reader, is therefore al ien to Reformation
l iteralism.
Homer and the Bible: separate histories offoreignness.
According to Venuti (2008) , the German Romantic empha
sis on foreignization was a break with the fluency tradition in trans
------ lation of texts from antiquity into French and English in seventeenth
------
w 144
and eighteenth centuries. It is impo1tant to note that, as a general
rule, this fluency tradition did not extend to the Bible in the seven
teenth to the twentieth centuries . Although the works of Homer,
Ovid , and the Bible are all texts from antiquity, Bible translation
history followed very different paths in those centuries compared
to the history of translation of other texts from antiquity such as
Homer or Ovid. Venuti (2008) emphasizes the dominance of do
mestication in early modern and modern translation history, and for
him people like Schleiermacher and Newman were dissidents,
counter voices . But the kind of far-reaching domestication that
Venuti observes in the translation of classical texts in English and
French was as a general rule unacceptable in that period in Bible
translations until Nida's dynamic equivalence.
Of course, this does not mean that the history of Bible
translation before Nida never saw relatively free translations of the
Bible that deviated from the literal norm of most religious commu
nities. The eighteenth century, for example, saw a number of such
free translations of the Bible but these are exceptional-they were
criticized by contemporaries for their free character, they had not
been commissioned by church or state authorities, did not have a
liturgical skopos but were made by individual scholars as study
Bibles to complement, but not replace, authorized versions. Exam
ples are relatively free Bible translations of enlightened scholars in
the eighteenth century, often with notes, to enlighten a broad public
and linked to new ideas of historical-critical scholarship, for ex
ample Harwood 's extremely domesticating English of 1 768 and
van Hamelsveld's Dutch translation of 1 796 (van Eijnatten 2003).
I f anything , literalism was the norm in Bible translation,
with the authorized versions as translation models , especially for
Bibles intended for use in liturgical contexts. Luther 's translation,
often said to be communicative and free, in fact squarely falls
within the parameters of Reformat ion literalism (van der Louw
2006). Luther got his undeserved reputation f o r fluency because of
one quote that is always repeated and because his theology occa
sionally got the better of him , and this led to infamous translations
such as the addition of allein "only" in Romans 3:28. Van der Louw
(2006, I ) points out that the often repeated statement by Luther that
one should consult housewives, children, and common people talk ----
-1:!
ing in marketplaces and translate accordingly, disagrees both with ----
·.p
145
his translation practice and his other statements, where he explains
why he translated in the high written style of the chancelleries (van
der Louw 2006, I ).
The most important reason why Luther was ascribed a flu
ent and naturalizing translation approach is probably the same rea
son why adherents of Romantic literalism such as Breukelman (see
above) claimed that their approach was followed by the translators
of the Reformation: both literalists and antiliteralists looked for au
thorities in the Bible translation past to back them up. Defenders
of Nida's dynamic equivalence certainly needed authorities of the
Reformation to back up their position in the polemics of the day
and the one Luther quote about the language of the markets and the
streets did the job to paint Luther as dynamic equivalent avant la
Lettre.
I n fact, Nida and Schleiermacher shared the role of dissi
dents, of counter voices, each in their own contexts. Schleiermacher
and other German Romantic thinkers came up against a dominant
norm of fluency in the translation of classical texts, and Nida fought
for the right to translate fluently in a world where Bibles were ex
pected to be literal, to be foreign, and to be far removed from every
day language.
The doom of domestication.
The history of foreignness in the translation of the Bible is
deeply ironic because the harder and the more consciously transla
tors tried either to domesticate the Bible and reduce its foreignness
or to exoticize it and enhance its foreignness, the more their efforts
yielded opposite results.
Consciously communicating the otherness of the Bible in
a translation requires that the translator first of all identify what the
very otherness or foreignness actuall y is and where it resides , it re
quires a theorization and locating of the otherness of the Bible. But
of course this understanding and theorizing of the Hebrew or Greek
otherness and individuality can only be done in domestic terms.
This is the "doom" of domestication: even when translators try to
convey the otherness of the Bible in translation, they understand
this alterity in the terms of their own time and background and they
communicate this otherness in terms that their contemporary audi
--
�.
ences can relate to.
--
ai'
C,.:, 146
Buber and Rosenzweig are a good example of how theo
rizing alterity can only be done in domestic terms and how this
forms a back door through which domestication sneaks back into
the house of the translation that it was forced to leave through the
front door. Buber and Rosenzweig understood and constructed the
otherness of the Hebrew Bible and Hebrew language in the domes
tic frameworks of nineteenth- and early twentieth-century Germany
(for example, a diachronic view of language, root etymology,
Sprachgeist, Romantic orality theory, essentialistic constructions
of ancient Hebrew Geist as holistic, concrete, nondichotomous) that
they had absorbed during their academic education. The irony of
Die Schrift is that the very passages meant to evoke Hebraic other
ness in fact strongly evoke Germany, in the sense that they evoke
how nineteenth- and early twentieth-century German intellectuals
constructed Hebraic alterity. It was this layer of inscription of do
mestic German ideologies in the translation that was perceived by
contemporaries of Buber and Rosenzweig such as Kracauer when
he talked about volkische Romantik (see above). Precisely because
the foreignness in Reformation Bibles such as the Dutch Staten
vertaling was the result of inspiration doctrines and not the result
of consciously trying to convey a theorized alterity in the transla
tion , the foreignness of Refonnation Bibles is more "innocent" and
lacks the strong domestic scent left behind by the "ideologized" al
terity of Romantic translations of the Bible.
The same irony is visible in the history of the conscious
and methodical domesticating of the Bible in translation . Domes
ticating translations try to suppress foreignness but the result is a
very sharp contrast between the fluent text of the Bible translation
and the "weirdness" of the persons, events, attitudes, and cultural
practices denoted by the fluent text (de Jong 20 1 2) . This contrast
evokes and enhances the experience of foreign ness in the reader.
This is an effect comparable to cross-dressing macho men : the fe
male clothing and make up, however perfect and natural, emphasize
rather than hide the underlying irrepressible masculinity.
(")
---
---
2
·;::;
147
References
Askani, H. 1 997. Das Problem der Ubersetzung-dargestellt an Frans Rosenzweig:
die Methoden und Prinzipien der Rosenzweigschen und Buber-Rosen
zweigenschen Ubersetzungen. TUbingen: Mohr.
Baayen, H . 1 990. "Woorden onder elkaar." I n Aspecten van Bijbelvertalen. Edited
by R.H. Baayen and J . de Waard. Haarlem : Nederlands Bij
belgenootschap. I -29.
Benjamin, M. H. 2007. "The Tacit Agenda of a Literary Approach to the Bible."
Prooftexts 27: 254- 274.
Berman, A. 1 984. L 'epreuve de l 'etranger. Culture et traduction dans l 'Allemagne
romantique. Paris: Gallimard.
Breukelman, F. H. and B. P. M. Hemelsoet. 1 985. "Van 'N ieuwe Vertaling' naar
'Groot N ieuws ' : Over het grondbeginsel van bijbelvertalen." Amster
damse Cahiers voor Exegese en Bijbelse Theologie. Edited by K . A .
Deurloo, 6: 1 1 - 1 2 .
Britt, B. 2000. "Romantic Roots of the Debate o n the Buber-Rosenzweig Bible."
Prooftexts 20 (3): 262-289.
B uber, M. 1 964. Werke. Vol . 2, Schriften zur Bibel. Munich: Kosel.
Buber, M., and F. Rosenzweig. 1 997. Die Sehr/ft. GUtersloh: Glitersloher Ver
lagshaus.
--- . 1 994. Scripture and Translation. Translated by Lawrence Rosenwald.
Bloomjngton: I ndiana University Press.
Chouraqui, A. 1 974. La Bible. Paris: Desclee de Brouwer.
de Jong, M . 20 1 2. "The Bible in Plain Language: Targets, Demands, Strategies."
Unpubl ished paper delivered at the Society of Bibl ical Literature Confer
ence, Amsterdam.
de Vries, L. 2003 . "Paratext and the Skopos of Bible translations." In Paratext and
Megatext as Channels ofJewish and Christian traditions, edited by W. F.
Smelik, A. A. den Hollander, and U . B. Schmidt, 1 76- 1 93 . Leiden,
Boston: Bri l l Publishers.
Dubbink, J ., and Th. van Wil l igenburg. 2007. Van Aanschijn tot Zaaizaad. In
gesprek met de vertaler van de Naardense Bijbel. Vught: Skandalon.
Dubbink, J. 2008. "Bijbelvertalen na de N aardense Bijbel." In P. Oussoren, De
Naardense Bijbel. Yught: Skandalon. 1 655-1 665 .
Foley, W. A. 2005. "Personhood and Linguistic Identity, Purism and Variation."
Language Documentation and Description, 3: 1 57-1 80.
Fox, Everett. 1 995. The Five Books of Moses. A New Translation with Introduction,
Commentary and Noles. New York: Schocken.
Gordon, P. E. 2003. Rosenzweig and Heidegge,: Between Judaism and German Phi
losophy. Berkeley: University of Cali fornia Press.
Kracaucr, S. [ I 926] 1 963 . "Die Bibel auf Deutsch. Zur Obersetzung von Martin
Buber und Franz Rosenzweig." In S. K racauer, Das Ornament der Masse.
Essays. Frankfurt: Suhrkamp. 1 73-1 86.
�. Lefevere A. 1 977. Translating Literature: The German tradition from Luther to
---- Rosenzweig. Assen: van Gorcum.
iii'
----
u.) 148
Oussoren, P. 2008. De Naardense Bijbel. Vught: Skandalon en Plantijn.
Pedersen, J. 1 926. Israel. Its Life and Culture. Volume I. Oxford: Ox ford Uni versity
Press.
Reichert, K. 1 996. "It Is Time. The Bubcr-Roscnzwcig Translation in Context." I n
Sanford Budick and Wolfgang Iser, The Translatability of Cultures: Figu
rations ofthe Space Between, 1 69- 1 86. Stanford, Cal ifo rnia: Stan ford
University.
Rosenwald, L. 1 994. "On the Reception or Buber and Rosenzweig's B i ble." Proof
texts 1 4 (2): 1 4 1 - 1 65.
Schleiermacher, Fr. 1 838. Siimtliche Werke. 3 Abt., 2 Bd. Berlin: G. Reimer.
Schmidt, G. G. 1 995. Martin Buber :S Formative Years: From German Culture to
Jewish Rene1,val, 1897-/909. Tuscaloosa: University or Alabama Press.
Schravcsande, 1- 1 . 2009. Jichud. Eenheid in het werk van Martin Buber. 7,oetcrmecr:
Boekencentrum .
van der Louw, Th. A . W. 2006. "Vertalen volgcns d e Duitse romantiek ( Schleierma
cher, Buber) en soortcn lcttcrlijkhcid.'' Kerk en Theo!ogie 57 ( I ): 59-79.
van Eijnatten, J. 2003 . Liberty and concord in 1he United Provinces. Religious Tol
eration and the Public in Eighteenth-century Netherlands. Leiden: 8rill.
Venuti, L. 2008 . The Translator :S Invisibility A History of Translation. Second Edi
tion. New York: Routledge.
Vries, Lourens de. 20 1 2. "Local Oral-Written I nterlaces and the Nature, Transmis
sion, Performance and Translation or Biblical Texts." In Translating
Scrip/Ure for Sound and Performance, edited by James Maxey and Ernst
Wendland, 68-97. Eugene, OR: Wipf and Stock.
Lourens de Vries is a professor at VU University, Amsterdam. His main interests are
the languages and cultures of New Guinea, and the theory and history of Bible transla
tion. Some of his recent publications are " Seeing, hearing and thinking in Korowai, a
language of West Papua" (in Aikhenvald and Storch, eds., Perception and Cognition in
Language and Culture, 2013); " Local Oral-Written Interfaces and the Nature, Transmis
sion, Performance and Translation of Biblical Texts " (in Maxey and Wendland, eds., Trans
("')
lating Scnpture for Sound and Performance, 201 2); and "Speaking of clans: language
in Awyu-Ndumut communities of I ndonesian West Papua" ( International Journal of the ---
Sociology of Language, 2012). Lourens de Vries serves on translation's advisory board.
---
2
·.=
149
| Unimi Open Journals |
translation | https://riviste.unimi.it/index.php/translation/article/view/17538 | [
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] | A Media Ecology
of the King James Version
Paul Soukup
Santa Clara University, U.SA
[email protected]
Abstract: The media ecology approach to communication study proposes the
analysis of the environments of communication-technological, h istorical, lin
guistic, psychological, and so on-in an attempt to better understand how some
times hidden aspects of communication work together to affect the
understanding, impact, and use of communication and communication prod
ucts. As with any environment, the interaction of the elements offers new op
portunities; an unstable or changing environment provides a particularly fruitful
laboratory to understand communication. This essay applies the media ecology
methodology to the translations project of the King James Version of the English
Bible, first published in 1 6 1 1 , during a tumultuous period of change in com
mun ication media and social relations. It examines eleven of the contexts of that
translation project-Gutenberg's invention, the book trade, the scholarly world,
the practices of translation, l ibraries, politics, language, rhetoric, the media, the
ology, and reception. Each of these involves some aspect of communication and
the social practices that developed along with it. In addition to its relevance to
communication study, the method also offers a set of tools for translation studies,
which in habit a world similar to that of com munication.
As far as material objects go, a personal or family Bible
differs from most.
Even though it is an i mportant spiritual text, it is also an object of mass pro
duction with a vast circulation . At odds w ith the status of a sacred text, a B ible
originates from nowhere special, essentially having the same qualities as any
other mass-produced textbook or magazine . (Woodward 2007 , 1 1 )
Of course, the content, not the properties of the object matter, but
as an object, the Bible was not always the mass-produced object
familiar to contemporary culture. It existed and exists in oral mem
ory; written upon skins (vellum) or papyrus rol ls; bound in carefully
�
:::,
illuminated and preserved manuscripts; and among the first products
� -
a
----
:::, of the printing press. And it existed and exists in ancient Hebrew
ru
----
"'
s 150
c,:,
and Greek . Apart from its material condition, the Bible provides
both a record of theology (that is, faith reflecting on its meaning)
and a source for further theology. As a combination of spiritual
and material , the.Bible offers a glimpse into media ecology, partic
ularly at the moment that transformed the Bible into a mass-pro
duced object: the translation into a vernacular destined for publi
cation as an "authorized" version for a national church.
Media ecology refers to an approach to communication
study that "looks into the matter of how media of communication
affect human perception , understanding, feeling, and value." It ex
amines "environments: their structure, content, and impact on peo
ple." Building on the biological metaphor of the ecosystem, media
ecology regards communication media themselves as parts of a
larger system, which they in tum affect. Such an ecosystem specifies
what people and their communication do and can do. "In the case
of media environments (e.g., books, radio, film , television , etc.),
the specifications are more often implicit and informal, half con
cealed by our assumption that what we are dealing with is not an
environment but merely a machine" (Postman 2009). Media ecology
aims to illuminate the environments and to help people understand
how the ecology works and how communication structures human
lives.
As a communication phenomenon , the Bible in this sense
holds interest for study and opens communication study to alterna
tive means of examining the object. Rather than addressing envi
ronments per se, communication theory or communication study
historically begins with messages and audiences. Rhetoric, as Ar
istotle proposes, deals with finding the available means of persua
sion (Aristotle, 1 .2). He lists three main headings: ethos, pathos,
and logos-characteristics of the speaker, of the audience, and of
the message. The three find their way into more contemporary
communication study, with ethos and logos often collapsed into
studies of persuasion or media technology, and pathos firmly fixed
as audience studies, especially studies of message reception or the
measurement of the effects of messages upon audiences.
Each of the three (ethos, pathos, logos) does offer a way to
understand the ecology of communication intertwined with Chris M
tian theology-the translation and dissemination of its texts. Almost --....
from its beginnings, Christianity depended on translation: the Ara- �
--....
151 g
maic stories of Jesus quickly spread in the Greek-speaking Jewish
Diaspora (who themselves used the Septuagint Greek translation
of the Hebrew Scriptures) . Then , as Christianity spread both farther
west and farther east, its adherents and missionaries rendered the
sacred texts from Greek into Latin, Coptic, Syriac, or other lan
guages with, as Jaroslav Pelikan ( 1 974, 4 1 ) points out, doctrinal
significance found in word choices and linguistic differences. These
texts, and the debates flowing from them , offer yet another oppor
tunity to think about how communication and theology interact.
And while they do suggest places to examine persuasion and audi
ence effects, they also even more strongly suggest the fruitfulness
of a media ecology approach that expands the scope of communi
cation studies.
Translation and any particular translation-like any other
aspect of communication-does not exist in a vacuum, lying open
to examination separate from a wider context. As the media ecology
metaphor suggests, each communication act or artifact exists in an
ongoing and living set of relationships both with other communi
cation acts, tools, or products and with things that coexist with
them in the human environment. As the biological metaphor of
media ecology makes clear, all of these interact: change one and
all the others adjust. The introduction of a new means of commu
nication will affect everything else.
The sixteenth- and seventeenth-century context of the King
James Bible offers precisely this situation of a changing environ
ment, where communication technologies and social practices in
teract to create a new balance. H ere a revised English translation
of the Bible emerged in the midst of major shifts in communication
practices, which in turn fed the ferment of religious debate. And
the theological world took advantage of the affordances provided
by the new communication infrastructure. The most immediate of
these communication tools is, of course, the printing press. But the
"printing press" entails a much larger world of social practices.
People had to find ways to use the printing press before it could
have an effect on everyday life, religious practice, and theological
understanding. Those uses fit into a number of contexts.
A media ecology of the King James Bible involves at least
eleven contexts: those of Gutenberg's invention, of the book trade,
a·
---ai' of the scholarly world, of the practices of translation , of libraries,
---
w 152
of politics, of language , of rhetoric, of the media, of theology, and
of reception . Each of these involves some aspect of communication
and the social practices that developed along with it. Culture scholar
Roger Silverstone's remark about the analysis of television as a
communication technology applies here as well as to television,
"It involves a consideration . of technology as being a part of. and
not separated from, the social institutions that produce and consume
it" (Silverstone 1 994, 80) . The King James Bible, coming as it
does in 1 6 1 1 , in the relative early maturity of the printing press,
offers a privileged look at the social institutions surrounding this
mass medium of the pre-Enlightenment era.
The G utenberg Context
Johannes Gutenberg introduced printing from moveable
type in the West in the middle of the fifteenth century; in 1 455 he
printed the 42-line Latin Bible. Though popularly identified with
that edition of the Bible, the Gutenberg press issued many other
texts. ln so doing, the invention dramatically transformed learning
and life in Europe, if in no other manner than by making books
widely available . Before Gutenberg, copyists produced books in
multiple copies but even the best scriptoria could only produce a
limited number of books each year ( Bobrick 200 I , 82). Increasing
the speed of making copies meant not only that more copies of a
given book circulated, but also that a greater variety of books cir
culated. The time saved in copying meant that those produci ng
books could print more things, that is, a greater selection of things
(Eisenstein 1 979, 1 69). And at this time, there was no shortage of
things to print. Historian Benson Bobrick notes that Gutenberg's
invention "was launched on a rising tide" of demand for material.
In the century before him, the wealthy, who could afford manu
scripts and the education to read them, drove the market . "Books
of all sorts-cookbooks, medical manuals, educational treatises,
tales of courtly love, and so on-appeared, variously illustrated
and in a number of different calligraphic styles" ( Bobrick 200 1 ,
82) . After the printing press , mass market forces take over as de
mand shifts from the wealthy to a wider group of readers.
The making of multiple copies from a single master set in (Y)
type also meant that workers could more easily find errors and ---
correct them - an important aspect of quality control and one that ---
�
·.;:::;
153
helped establish the reputation of printers. On the other hand, mak
ing multiple copies from a single master also meant that when
errors occurred they became widely circulated, as several well
known instances attest, even in the first editions of the King James
Bible (the "he" and the "she" Bibles, after an error in gender in the
book of Ruth; or the "wicked Bible" after an edition that omitted
"not" in the commandment regarding adultery).
The timing of the invention of the Gutenberg press also
meant that it became a tool for the Renaissance and served the Hu
manist rediscovery of Greek and other language texts from the
East. Among other things, the early printers issued the texts of
Greek philosophy, drama, and poetry; commentaries on language
and learning; dictionaries; and, of course, the Hebrew and Greek
texts of the Bible, along with translations into vernacular languages.
The Gutenberg context meant that the King James version transla
tors had not only the original language editions before them but
also several English-language translations to consult.
The Book Trade Context
Printers built on an existing network of a book trade, a
trade that existed at least since the stationers in thirteenth-century
Paris who sold and traded manuscript copies. The sixteenth-century
printers increased that trade dramatically, with more editions and
copies for the market. Clearly, printers published texts in order to
sell them, something they did both locally and through traveling
sellers. Italy alone produced I 0,000 printed works in the fifteenth
century; the printers of Venice some 27,000 editions in the sixteenth
century (Nuovo 20 I 0). These ranged from devotional works to ed
ucational texts to poetry and popular stories, anything to satisfy
the tastes of the buyers. During the course of the sixteenth century,
the proportion of books printed in Latin to those printed in the ver
nacular shifted, with a decided preference for vernacular material
( Nuovo 20 1 0). Similar things occurred in other cities and regions,
with centers of printing well known in Venice, Paris, Mainz, Stras
bourg, Nuremberg, Zurich, Augsburg, Cologne, London, Oxford,
Cambridge, Basel, and Geneva ( Hoffmann 1 999). Even today
scholars still recognize the names of the leading sixteenth-century
printers Aldus Manutius, Johann Froben, William Caxton, and
ci'
----- Robert Estienne.
oJ'
-----
w 154
The Renaissance printers combined business and scholar
ship, though in different degrees. Some focused more on quickly
issuing editions to capture the market; only later did printers rec
ognize that their sales depended on the quality of their books. Print
ing also grew with governments' fostering the print trade, through
various licensing schemes; traders organized book fairs to promote
the exchange of books and create a kind of European market . The
book fairs also benefitted from the Reformation , with works by
key reformers like Martin Luther selling widely-according to
Dickens, quoted in Eisenstein ( 1 979, 303), "between 1 5 1 7 and
I 520, Luther 's thirty publications probably sold well over 300 ,000
copies." The competing religious groups quickly took to printing
to spread their respective ideas, something that increased the book
trade itself ( Eisenstein 1 979, 407). Of course, the printers' output
ranged far beyond the religious or the Scriptural or even the classical
languages. The mix of texts led to a vibrant business, with printers
setting up in every major city and selling books even in remote
areas through the services of book peddlers ( Eisenstein 1 979, 376).
Depending on the country, the printing and book trade busi
ness also depended on government patronage, permission , or li
censing. In England , the crown could seize illegal copies and
destroy the presses that produced them. During the century prior
to the King James or Authorized Version, English translations of
the Bible took place mostly outside of England and depended on
smugglers to reach their intended audience. The sixteenth-century
book trade became a huge business, spurred on by profits, of course,
but also by religious conviction when it came to the Bible, and by
imaginative ways to deliver finished or partly finished texts to the
market. The history of the translations includes the accounts of nu
merous smugglers, secret agents , spies. and scholars .
Later, with a change of monarch and an authorized version,
printers and the printing business had a strong commercial moti
vation to promote that version. Literary scholar David No11on com
ments:
In spite of the later perception of the KJB 's superiority, this publ ishing triumph
owed nothing to its merits (or l the l Geneva I B ible I 's demerits) as a scholarly (Y)
or l iterary rendering of the originals: economics and pol itics were the key fac ---
tors. I t was in the very substantial commercial interest of the K ing's Printer, ---
�
·.;;:;;
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who had a monopoly on the text, and the Cambridge University Press, which
also claimed the right to print the text, that the KJB should succeed. (David
Norton 2000, 90)
Like the text, the relatively new communication medium
of printing succeeded less on its own merits than on those of the
industry it joined.
In the end, this context and the competition among printers
and traders led to an environment that increased the availability of
books, improved the quality of those printed, promoted sales, and
lined up alliances with state and trade. This provides a good exam
ple of Silverstone's idea that communication technology, like any
successful technology, must become part of social institutions for
it to succeed. For the printing press and the printing of vernacular
Bible translations, the social institutions included business, both
legal and illegal.
The Scholarly Context
Having readily accessible texts in sufficient numbers led to
an explosion of study and of language skills. Some of the printers
mentioned already produced dictionaries and lexicons. Henri Esti
enne 1 1 "carried on the pioneering lexicographical work that his fa
ther had begun in the Thesaurus linguae latinae of 1 53 1 and the
Latin-French and French-Latin dictionaries of 1 538 and I S39-40 ,
with his own monumental Thesaurus linguae graecae in 1 S72-73"
( Hoffmann 1 999, 390). These dictionaries provided one foundation
for general and translation education. Another foundation appeared
in the educational system itself. No longer did students have to
travel to find a text; in fact, the sixteenth-century printers increased
the availability of school texts . Hoffmann recounts the innovation
of the Parisian printer Thomas Brumen, "three-quarters of whose
production consisted of interfoliated and double-spaced quarto edi
tions in which the student copied the translation between lines and
their teacher's literary and grammatical commentaries in the mar
gins and extra leaves" ( Hoffmann 1 999, 386).
The printers aided scholarship in two other ways, one of
which would have great significance. The lesser contribution came
�- first from Aldus Manutius, who introduced Greek fonts; a Venetian
---- type-cutter, Francesco Griffo, "surmounted the technical problems
or
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associated with designing Greek fonts which included all the nec
essary diacritics" (Hoffmann 1 999, 387). Even more valuable was
the practice of producing corrected critical editions of the Greek
and Latin texts. Erasmus led the way. "The publication of an
emended Greek text of the New Testament with a parallel Latin
translation in 1 5 1 6 established Erasmus as the premier evangelical
humanist" ( Boyle 1 999, 44). Not only did he provide a text, but he
corrected it in subsequent editions. Despite his criticism of the slop
piness of early printers , Hoffman explains a key point:
Printing in fact boasted an undeniable advantage over manuscripts: if one proof
read early enough , one could reset type, whereas a scribe enjoyed fewer options
with regard to a pen stroke already indelibly committed the page. In other
words, although the initial typesetting could easily prove inferior to scribal
work , movable type afforded the opportunity to achieve a level of correction
unattainable even in the best scriptorium. (Hoffman 1 999, 388)
Such scholarly collaboration between Humanists like Eras
mus and his successors and the best printers (particularly Manutius,
Froben, and Estienne) led to the establishment of accurate texts.
Hoffman gives the example of Estienne, whose careful work led to
the situation
that h is editions remained standard references centuries afterwards. He intro
duced innovations such as verse numbering still in practice today, and for his
I 550 edition of the Greek New Testament, he collated no fewer than fifteen man
uscripts-demonstrating just how far the qual ity of printed editions had come
i n the hundred years since Gutenberg 's 42-line Bible. ( Hoffman 1 999, 390)
But as in any social practice, the collaboration between
scholars and printers amplified the importance of the communica
tion technology and spilled over into other areas as well. The avail
ability of the materials to study language and texts went hand in
hand with the expectation-indeed the demand, at least by Eras
mus-that theologians know the Scriptures. Marjorie O' Rourke
Boyle explains:
Although grammatical knowledge did not make a theologian , neither did its (Y)
ignorance. Erasmus corrected the scholastic neglect and abuse of grammar by ---
requ iring a classical tri l ingual education and by commending its util ity. The ---
�
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157
comprehension of the mysteries of Scripture often depended on knowing the
nature of the thing designated . Knowledge was double: of thi ngs and of words.
( Boyle 1 999 , 46)
The renaissance of texts and of classical l anguages also in
fl uenced the great ed ucational i nstitutions, which promoted the
study of these new material s . Such educational reform in the six
teenth century prepared the way for a l ater generation of B ible
translators , giving them the social practices of educat ion , textual
emendation , and ongoi ng correction that has come to define learn
ing. By the time K i ng James cal led for work on the B ible translation
to commence, he cou ld draw transl ators from Oxford and Cam
bridge and entrust the work to these universities.
The Translation Context
The scholarly context of " B ibl ical h uman ism , which re
ceived a new i mpetus after typefonts cou ld be cast" (Eisenste i n
1 979, 33 1 ) and o f critical editions, opened t h e way for translations.
Key elements came together: the increased study of classical l an
guages , the avai labi l i ty of corrected texts, interl inear editions, a
w i l l ingness to revise existing translations (as seen , for example, in
Erasmus's work on the Yulgate), and a market for comparing trans
lations . By the early sixteenth century, scholars had two critical edi
tions in the works of Erasmus and of Cardinal X imenes. In addition,
they had wider access to a number of vernacular language transla
tions . I n the period of the Reformation many groups published
translations of the B ible, since they encouraged B ible readi n g
among the people, most o f whom did not read Lat i n .
I n the Engl ish-speaking world, translations o r partial trans
lations had existed for centuries , w ith texts first prepared in Old
English. By the fourteenth century the Engl ish-speaking world had
the translation of Wycliffe in manuscript form , and in the sixteenth
century W i l l iam Tyndale began work on a complete Engl ish trans
lation (English New Testament printed l 526) . Others soon fol
lowed: the Coverdale B ible ( 1 535), the Matthew B ible ( 1 537), the
Great B ible ( 1 539) , the Geneva B ible ( 1 560) , the B ishops ' B ible
( 1 568) , the R heims New Testament ( 1 582) , and the Douai ful l B ible
( 1 6 1 0) . In addition , revisions and new editions appeared regularly,
--o:r
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with or without crown approval ( Metzger 200 I , 5 6-67) .
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The translators and revisers working on the King James
Version drew on all these translations and more. Bobrick points out
some of the translation resources:
They pored over all previous Engl ish versions; consulted the Complutensian
Polyglot of 1 5 1 7 ; the A ntwerp Polyglot of 1 572 (wh ich i ncluded a fresh inter
linear Latin translation of the Hebrew by Arias Montanus); the Tremellius-Ju
n i us B ible of 1 579 (which contained a Lati n translation of the Old Testament
from the Hebrew and the New Testament from Syriac); Sebastian Munster's
Latin translation of the Old Testament; Theodore Beza's Latin translation of
the New; Latin translations of the whole B ible by Sanctus Pagninus, Leo
Juda, and Castalio; the Zurich B i ble; Luther's B ible; the French translations
of Lefevre ( l 534) and Olivetan ( l 535); the Span ish translations of Cassiodoro
de Reyna and Cypriano de Valera ( 1 602); and G iovann i D iodati 's Ital ian B ible
( 1 607) . ( Bobrick 200 1 , 238)
The translators themselves clearly understood that they
acted in a long tradition of Bible translation. In the preface, "The
Translators to the Reader," of the 1 6 1 1 edition, one section, "The
Translating of the Scripture into the Vulgar Tongues," provides a
brief history of translation from Jerome to at least the fourteenth
century.
The media context for the King James Version translators
consists, then, of a variety of printed books in the original biblical
languages, Latin, and the key languages of Europe and of an inter
personal network of scholars and translators. Indirectly, the com
munication ecology also includes the expectation that people should
have the Bible in translation and that some, at least, should develop
the language skills for translation .
Libraries
Libraries provide another element in the media ecology of
the King James Version. While libraries had long existed in monas
teries and cathedral schools, they had limited and noncirculating
collections. Printing and the book trade led not only to an increase
of books but to an increase of private libraries. Printers, scholars,
and noble families kept collections of books, thus making reference
easier. James I, who authorized the translation,
was a true bibl ioph ile. He built up a considerable private l ibrary in the classics;
----
�
owned a host of theological works (including those by Calvin, which he read ----
159
in Latin); was especially well read in the French poets, such as Ronsard , Du
Bellay, and Marot; and of course had many writings in English and Scots .
(Bobrick 200 I , 206)
Such collections add another dimension to the communi
cation background of the King James Version: the habit of having
books in many languages available increases the likelihood or the
expectation of people's knowing those languages and being pre
pared to translate them. Private libraries also made it more likely
that the translators themselves had access to a fairly broad spectrum
of sources, in a number of languages.
The Political Context
The existing English translations raised a number of theo
logical and political issues, another circumstance that constitutes
the larger environment of the King James Version. These extend
beyond the specific communication contexts, but they do affect
the communication. Some of the areas of contact illustrate how
media ecology works.
The religious and political elite recognized that the Bible
formed a teaching tool and that it communicated particular expec
tations to the people. King James himself objected to glosses in
the Geneva Bible that implied a limitation on the power of the
monarch. He also recognized the problem of keeping both the es
tablished church group and the Puritan group aligned with the
monarchy and the church. At the Hampton Court conference in
1 604, most of the decisions supported the Anglican group. Some
commentators suggest that one reason James commanded a revised
translation was to offer something to the Puritan group. When John
Rainolds (or Reynolds), the Puritan head of Corpus Christi College,
asked for a new translation, the King quickly agreed. This "group
process" model suggests that a political communication influenced
the King's actions.
Another political factor also played a role: the fact that the
King "authorized" the revision meant that the translators could
both work freely and draw on royal support. This has at least two
consequences for the work. On the one hand, in contrast to the six
teenth century, the translators did not need to work outside of Eng
---- land, in places free from persecution or other external constraints
Qj'
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w 160
(Ellingworth 2007 , I 08) . On the other hand, the royal authorization
of the work implied a possible interference or at least a subtle in
fluence on the work. James already had reservations about the
Geneva Bible-when Rainolds requested a new translation, the
King replied that he "could never yet see a Bible well translated in
English; but I think that, of all, that of Geneva is the worst" ( Bruce
1 978, 96) . The translation/revision teams working under royal com
mand would have understood the political limits to their charge.
The guidelines for their work included instructions about lexical
items and about the use of marginal notes, including
3. The old ecclesiastical words to be kept; as the word church, not to be trans
lated congregation , &c . . .
6. No marginal notes at al l to be affixed, but only for the explanation of the
Hebrew or Greek words, which cannot, without some circumlocution , so
briefly and fitly be expressed in the text. (Campbell 20 1 0 , 36-37)
In addition to royal politics, ecclesiastical politics played a
role. The Anglican and Puritan groups differed theologically and
each used a Bible to support their positions. The more radical re
formers, those influenced by Calvin and Knox, rejected church hi
erarchy and translated key terms differently: "elder" rather than
"priest" for the Greek presbyteros; "overseer/manager" rather than
"bishop" for episcopos; "assembly" rather than "church" for
ekklesia; and so on (Ellingworth 2007 , 1 09). The choice both sup
ported an ecclesiology and presumed one. "The decision to retain
'bishop' (instead of 'elder' or ' senior ' ) reflects a decision to favor
episcopacy rather than presbyterianism as a model of church gov
ernment; as disagreement about the forn1 of government was a
gaping fault line between the church hierarchy and the Puritan mi
nority, this decision was critically important" (Campbell 20 1 0 , 82) .
The Roman Catholics, in their Douai-Rheims translation, often
chose Latinate terms, opting to maintain a continuity with accepted
theological usages (Norton 2000, 45-47) . Each transmitted its po
sition in the word choices of their translations. Here, ecclesiastical
politics guided linguistic choices in the King James Version.
A final aspect of the political context emerges only after
the translators completed their work. Done at royal command and ..__
funded by the crown, the translators produced an "authorized ver- �
..__
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161 �
sion," commanded to the churches and commended to the people.
But it took time for the Authorized Version to gain favor. "It is one
thing to be the Bible of the official Church, another to be the Bible
of the people. In 1 6 1 1 the people had their Bible, the Geneva, and
the KJB was simply the Church's third attempt to produce its own
Bible" (Norton 2000, 90). Within forty years the situation changed.
"The last regular edition of the Geneva Bible was published in
1 644. Thereafter, to buy a Bible meant to buy a King James Bible"
(Norton 2000, 90). Norton acknowledges that the eventual triumph
of the King James Version arose not from any sense of its superi
ority, but from "economics and politics." The "authorized" certifi
cation made it attractive and profitable to printers.
Linguistic Context
The translators' wrestling with word choices in their work
something of concern for English Bible translators from Tyndale in
the I 520s to Gregory Martin working on the Catholic Rheims New
Testament published in 1 582 (Norton 2000, 4 1 -45)-serves an a
reminder that the English language itself was still developing and
evolving as a language in the sixteenth and seventeenth centuries.
Unlike many languages , English has freely adopted (and adapted)
words from other languages (Crystal 20 I 0), leading to its huge vo
cabulary today. Largely German and Celtic, English received an in
flux of French words at the Norman conquest in I 066, with the
upper classes bringing their French across the English Channel.
The tradition of Latin in academic, learned, legal, and administrative
circles added yet another set of often specialized vocabulary. Trade
across the English Channel brought renewed contact with German
and Dutch peoples and words. Regional dialects added more varia
tion. William Caxton, the first English printer, "was keenly aware
of the impact of his work on English diction, then in considerable
flux, and in his own translations tried not to overemphasize unusual
words (or 'curious terms ,' as he called them) while not wanting his
language to seem too plain" ( Bobrick 200 1 , 83).
The Bible translators could choose from a variety of words
and themselves introduced both words and phrasing. The English
penchant for importing words and the resemblance of Anglo
Saxon's stress rhythms to Hebrew patterns in some ways made the
---o:r translators' work easier. Bobrick comments on both as he discusses
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the work of Tyndale. First, the Anglo-Saxon patterns enabled
Tyndale to draw on traditions of native expression to give the Hebrew an
English feel. H is fidelity to the original also gave rise to the quintessential
"noun + of + noun" construction of English bibl ical prose. I nstead of "Moses'
book" we have "the book of Moses"; instead of "a strong man ," "a man of
strength." This extended to the way superlatives were expressed: instead of
"the holiest place" or "the best song," Hebrew had "the holy of holies" and
"the song of songs." This imparted to English a certain rhythmic sonority it
had not formerly possessed . (Bobrick 200 I , 1 1 9)
He continues, addressing the easy ability to bring new
words into English:
Tyndale also boldly adopted a number of Hebrew words and compounds,
such as "scapegoat," "passover," and "mercy seat," which English has kept,
as well as various Hebraic turns of phrase among them, "to die the death,"
"the Lord's anointed," "the gate of heaven," "a man after h is own heart," "the
l i ving God," "sick unto death ," "flowing w ith milk and honey," "to fall by the
sword," "as the Lord liveth ," "a stranger in a strange land," "to bring the head
down to the grave," and "apple of h i s eye." It is said that he also introduced
into English the adjective "beautiful." ( Bobrick 200 1 , 1 1 9)
Later translators, both the King James Version team and
the Douai-Rheirns team , did the same, though not all their choices
successfully entered the language. Many of Martin's terms in the
Rheims New Testament (especially the Latin ate ones) come into
English through the King James Version, which took them over.
However, other terms like "exinanited" were not accepted into
English (Norton 2000, 46).
The freedom and the necessity with which the translators
imported words comes as a heritage of Elizabethan England. Ebel
notes that an earlier generation had to import a vocabulary.
B ut it i s useful to recall here that at the outset of English printing, and well
into the early years of Elizabeth's reign , translators were apologetic and uneasy
about their " inadequate" language; that their embarTassment was justified by
the real poverty of the English vocabulary ; and that in the course of the
century, as vocabulary and idiom seeped into English from the continental
vernaculars (partly by means of translations) , English actually experienced a
resplendent triumph . ( Ebel 1 969, 596)
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163
Motivated by a desire to make learning available in English
and not restricted to universities and Latin speakers (Ebel 1 969 ,
598), Elizabethan translators extended Tyndale's and the Reformers'
desire to make the Bible available in common English to a desire
to make everything available in English. But it required a linguistic
flexibility. "Florio prefaces his translation of Montaigne with a list
of neologisms which includes 'conscientious, endeare , tarnish,
comporte , efface, facilitate, ammusing, debauching, regret, effort,
emotion"' (Ebel 1 969, 596 note 1 7) . That practice of listing new
words in prefaces appears in tables at the end of Tyndale's work as
well as at the end of Martin's Rheims New Testament ( Norton
2000, 45).
Rhetorical Context
The religious, political, and linguistics contexts of language
choice hight ight yet another part of the media ecology of the King
James Version: the rhetorical context. "Rhetoric" here refers to the
sixteenth-century usage , indicating the decoration of language ,
belles lettres, the arrangement of words, the use of imagery, and
other stylistic things, rather than to the classical Greek and Latin
understanding of rhetoric as the finding of available arguments or
the use of probable proofs.
Every language has its canons of style. For a translator, a
key question emerges as to how to render such aspects of language
as well as the verbal meaning of a given text. This challenge for
Bible translators dates back at least to Jerome's work on the Yulgate:
how much of the style of the H ebrew or Gre�k should become a
part of the translation (into Latin, in Jerome's case), particularly
when "style" itself differs from one language to another? That is, a
given tum of phrase or word arrangement (or alliteration, assonance,
etc.) may prove elegant and meaningful in one language but not in
the other. A given word arrangement, alliteration, or assonance
may prove impossible to recreate in another language . Bible trans
lators face a choice between translating words in the word order of
Greek or Hebrew or translating the high (or low) style into Latin
or English, even though that means that they have to abandon the
"literal" approach. Jerome , who translated both classical Greek
texts as well as the Bible, followed different principles at different
--a· times. "In his letter to Pammachius, he says that while translating
--
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literary works he followed the classical idea of a 'free translation,'
with one exception, the Bible. He saw 'mystery even in the word
order of the Bible "' (Jinbachian 2007 , 33). At the same time ,
Jerome was not slavish, recognizing with Cicero , Horace , and
Boethius that a word-for-word correspondence could betray the
original text (Jinbachian 2007, 32). As justification for this, he
cites the Scriptures themselves:
The Apostles and the Evangelists in q uoting from the Old Testament sources
have tried to communicate the meaning rather than the literal words, and that
they have not cared greatly to preserve exact phrases and sentence construc
tions, so long as they could clearly present the substance of their subj ect to
men's understanding I...I In dealing with the Bible one must consider the
substance and not the literal words. ( Jinbachian 2007 , 33)
The situation takes on greater complexity with the variety
of material in the Bible. "The contrasting forms of the Bible made
it necessary to render it 'word-for-word' ( verbum e verbo) where it
was a legal document, and to translate 'sense-for-sense' (sensus de
sensu) where it was a literary work" (Jinbachian 2007 , 34; see also
Burke , 2007 , 88-89) . This marked a change from the Old Latin
(that is, pre-Jerome) translations, which "is largely 'word-for-word,'
probably because that was understood to have been the Septuagint
approach, and because it was, after all, the word of God being
translated" ( Burke 2007, 84).
Later generations of translators would further distinguish,
for example , between formal correspondence translation and dy
namic equivalence translation, resembling in some ways these two
approaches, though drawing on contemporary social science (an
thropology, ethnology) , as Pym points out in regards to the work
of Eugene Nida ( Pym 2007, 202). While informative, Pym's sub
stantive criticism of these approaches as following a "representa
tional epistemology"-that there exists a meaningful source text
with an existence independent of language such that its meaning
can be separated and reinserted into another language-raises more
questions than it settles about the role of rhetoric. It does, however,
support the wider media ecology approach, which indicates that
all factors play a role. While not taking sides, media ecology does (Y)
affirm that the translation choice itself is meaningful. The commu ---
nication event or experience consists of all aspects of the ecology. ---
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165
The rhetorical choices taken by the various translators leave
their marks . Tyndale's identification of Hebrew poetic structure
with that of Middle English led him to translate the Psalms, for ex
ample, with a more literal dependency on the Hebrew texts ( Bobrick
200 I , 1 1 9). The use of the Psalms in the daily prayer of the church
in turn established a preference for this style of poetic translation,
which itself influences the later development of English stylistics .
The King James Version similarly cultivates a growing preference
for Elizabethan expression and vocabulary among subsequent gen
erations of English speakers, long after Elizabethan and Jacobean
English had passed from popular usage.
The Media
The King James Version, like the earlier English versions
since Tyndale's, appears as a printed book rather than as a manuscript
or other form of communication. That matters for media ecology.
The book form itself also involves any number of communicative
choices: the page size, the type face(s), decorative capitals, the use
of images, the quality of the paper, the quality of the editing, the
use of white space (that is, the arrangement of type on the page,
with or without marginal notes), the binding, and so on. Each of
these contributed to the look and to the cost of the book. And each
of these things communicates something about the book itself. For
example, the Great Bible, intended as a pulpit Bible, had a size too
large for personal use. The King James Version appeared first as a
pulpit Bible "of great volume" or size and only later in smaller
sizes for individual use. Bobrick describes the first editions:
The text itself, printed Gothic type and fol io format ( 1 6 inches by I O½ inches),
was laid out in double columns enclosed within rules. Ornamental capitals
adorned the beginnings of chapters, but the chapter summaries , head i ngs, and
marginal notes were set in roman type. Also in roman were those words not in
the original but inserted to make the meaning clear. ( Bobrick 200 1 , 253)
This latter usage led to the unintended consequence in later
editions of people misinterpreting the change of typeface to signal
importance rather than addition.
During the early years of its publication, though, the King
James Version appeared as one among several other Bible transla
a·
---iii' tions , with the most popular alternative the Geneva Bible favored
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C,.) 166
by the Puritans. Anglican Bishops commended the King James
Version to the people, using phrases referring to the book's ap
pearance. Norton comments on an interesting consequence of this .
"It may have gone without saying that Bibles 'of the largest volume'
and Bibles without notes meant the KJB, but such phrases do sug
gest that people found it difficult to distinguish the KJ B from the
Geneva Bible as a version, but relatively easy to distinguish it as
an artefact" ( Norton 2000, 92). The physical appearance of the
text acted as a carrier of meaning or identity. The printer and the
translators may have deliberately used the physical appearance to
signal other things as well. "In keeping with the idea that the new
version was but a revision of the old, there were emblems of con
tinuity; for example, some of the general ornamentation of the title
page had been borrowed from the Geneva Bible, while the Bishops'
Bible supplied a figure or two as well" (Bobrick 200 1 , 253).
The Theological Context
The King James Version was produced during a period of
intense theological dispute, starting with the Reformation debates
about Catholic practices in the early sixteenth century and contin
uing throughout Europe and England. Those debates became in
creasingly public with controversialists on every side publishing
tracts and books , which became best sellers for both private and
public reading. "Under the aegis of patrons like the Earl of Leicester,
corps of translators labored to convert useful and edifying works
of every kind into the mother tongue. The missionary zeal of lay
evangelists, who objected to withholding Gospel truths from any
man, was completely compatible with the new movement" (Eisen
stein 1 979, 360). Not only did the Reformers want the Scriptures
translated, they wanted to highlight passages that supported their
positions. Thus, as noted already, they and their Catholic opponents
debated over how to translate words - for example, was ecclesia
better rendered "church" or "assembly"? But they also fought a
war over marginal notes , with the Geneva Bible, among others ,
taking a strident tone against the papacy. The same theological ur
gency marked out the parties in England, the Puritans arguing for
a position more compatible with that of Continental reformers and (Y)
the Anglicans remaining closer to Roman positions . The theological ..___
competition most likely improved the overall translation enterprise �
..___
167
as more and more individuals undertook translation. W hatever the
particulars, this heated theological atmosphere spurred translators
on. King James, as we have seen , approved the translation/revision
project for theological as well as political reasons.
The translations became part of a virtuous theological circle,
since those trained in theology undertook more education in Scrip
ture. Moreover, since even the untrained could read the Bible, more
people engaged in the reflection on faith that defines theology
itself.
The Reception of the King James Version
Communication study often concerns itself with audiences
and with audience reaction to and interpretation of messages
Aristotle's pathos . Lacking survey research for the seventeenth
century publication of the King James Version , we must turn to
proxy measures in the publication history and contemporary dis
cussion. Even here, the evidence remains slim. From the perspective
of four hundred years, we see the success of the King James Version.
H owever, this did not happen immediately. Norton comments:
It is one thing to be the Bible of the official Church, another to be the B i ble of
the people . l n 1 6 1 1 the people had their B ible, the Geneva, and the KJB was
simply the Church's third attempt to produce its own B ible. To become the
Bible of the people it had to dom inate the field of B ible production and to be
the form of words habitually used when a text is quoted, for that is the hallmark
of acceptance and the key to specific literary appreciation . (Norton 2000, 90)
The eventual successful reception of the Authorized Version
depended on its authorization. The King's printer 's exclusive con
tract (along with that of Cambridge University) made it very much
in the commercial interests of these presses for the Authorized Ver
sion to succeed. In effect , they stopped printing the Geneva Bible
"for 'private lucre, not by vi1tue of any public restraint, l and so l
they were usually imported from beyond the seas "' ( Norton 2000,
9 1 ) , usually through Amsterdam. "The ultimate success of the new
Bible would owe much to the enthusiasm of James. Published by
royal authority, it 'swept forward with a majestic stream of edi
tions' -in folio, quarto, and octavo-which eventually left all its
rivals behind" ( Bobrick 200 I , 253 ) . But it took time. And it had
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time, with editions regularly coming off the presses.
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Popular opinion about the King James Version is difficult
to determine. Norton offers an interesting observation: "If there
was instant acclaim for the KJB, all evidence of it has been lost,
whereas evidence of dissatisfaction has survived" (Norton 2000,
90). The latter evidence consists of critiques by contemporaries
like Hugh Broughton and Ambrose Ussher. Broughton, a scholar
omitted from the translation teams-some say because of his diffi
cult personality-published a Censure of the late translation for
our churches. In it, he writes "l had rather be rent in pieces with
wild horses" than to recommend the King James Bible. He goes
on to criticize everything from word choices to the translation of
proper names. Given his personality and perhaps resentment at his
exclusion, it is hard to know how much to credit his critique.
Ussher, writing around 1 620, sought to revise the translation. "He
offers a large number of new interpretations not to be found in any
other translations, and I . . . I he implies that he is offering a more el
egant translation. Unlike the translators so far discussed, he suggests
that elegance of style is to be found in the originals and preserved
in the translation" (Norton 2000, 94). As Norton noted, little else
remains in the record.
The eventual success of the King James Version comes
partly from its monopoly position and, as a consequence of that,
from its familiarity in the language of the church. As people heard
it and prayed with it, its phrases and cadences helped shaped the
l i nguistic practices of English speakers throughout the world. But
that took time and appears more varied than many suppose. David
Crystal, the eminent English Iinguist and historian of the language,
specifically addresses the question of the influence of the King
James Version on the language, noting that "if there is an influence
on our present-day written language, it has to appear in grammar,
vocabulary, spelling, punctuation, or the broader patterns of usage
that we impressionistically refer to as matters of ' idiom' or 'style'"
(Crystal 20 I0, 4). He discounts any influence on grammar, spelling,
and punctuation as these do not show any appreciable influence of
the King James Version.
Conducting a careful review of the text, Crystal concludes
that he finds "only 257" stylistic influences, though he acknowl (Y)
edges that these far outnumber the idiomatic influences of the next ---
ranking sources, the plays of Shakespeare (Crystal 20 1 0, 258). ---
]?
169
However, this inheritance as wel l as that of vocabulary comes from
the set of translations that the K i ng James Version team drew on .
The greater i nfluence , Crystal thinks, comes from an infl uence on
spoken and written Engl ish - the result of people's hearing and
read ing the text in church or in school . Here he credits the King
James Version as creating preferences for rhetorical expressions
( bathos , ch iasmus, hyperbole, i rony, oxymoron , person ification ,
and satire), language play, phonetic properties (iambic rhythms,
alliteration, assonance , euphony, monosy llabicity, and rhyme), and
brevity of expression (Crystal 20 l 0, 26 l ) .
From a publ ishing perspective and from a communication
perspective, the K ing James Version eventually had a most im
pressive reception . Other measures of i nfl uence find a substantial
infl uence, but one perhaps measured more in perceived infl uence
than grammatical or graphological characteristics .
The media ecology of the K i ng James Version gives some
idea of the complex interaction of commun ication and other factors
that affected the translation . As w ith any human project, thi ngs did
not have to turn out as they did, but the new communication tech
nology and its associated social practices al lowed them to take the
path that they took. Without these communication technologies ,
that path wou ld not have opened in the same way and the K ing
James Version's production and subsequent h istory would not have
been the same .
�-
---
---
u.) 170
References
Aristotle, The art ofrhetoric. Translated by H. C. Lawson-Tancred. London and
New York, Penguin, 1 99 1 .
Bobrick, Benson. 200 I . Wide as the Wafers: The Story of the English Bible and !he
Revolution It Inspired. New York: Simon & Schuster.
Boyle, M ar:jorie O' Rourke. 1 999. "Evangelism and Erasmus." I n The Cambridge
Histo1y of Lilerary Criticism, Vol. 3, The Renaissance, edited by G. P.
Norton, 44-52. Cambridge: Cambridge University Press.
Bruce, F. F. 1 978. His/o,y of!he Bible in English: From the Earlies/ Versions. New
York: Oxford University Press.
Burke, David G. 2007. "The First Versions: The Septuagint, the Targums, and the
Latin." I n A Histoty a/Bible Trans/a/ion, edited by Philip A. Noss, 59-
89. Rome: Edizioni di Storia e Let:teratura.
Campbell, Gordon. 20 1 0. Bible: The Story ofthe King James Version, / 6 1 1-2011.
Ox ford: Oxford University Press.
Crystal, David. 20 I 0. Begot: The King James Bible and 1he English Language. Ox
ford: Oxford University Press.
Ebel, J. G. 1 969. "Translation and cultural nationalism in the reign of Elizabeth."
Journal ofthe HisLory of Ideas 30: 593- 602.
Eisenstein Elizabeth L. 1 979. The Printing Press as an Agenl ofChange: Communi
cations and Cultural Transformalions in Early-Modern Europe. Cam
bridge: Cambridge University Press, 1 979.
Ellingworth, Paul. 2007 . "From Martin Luther to the English." I n A History ofBible
Translation, edited by Phi lip A. Noss, I 05-39. Rome: Edizioni di Storia e
Letteratura.
Folger Shakespeare Li brary. "The Road to Hampton Court." Accessed June 20,
20 1 1 . http://www.mani foldgreatness.org/index.php/bef'ore/the-road-to
hampton-eourt/.
Hoffinann, G. 1 999. "Renaissance Printing and the Book Trade." In The Cambridge
History ofLiterw:v Criticism, Vol . 3, The Renaissance, edited by Glyn P.
Norton, 348-9 1 . Cambridge: Cambridge University Press.
J inbachian, Manuel. 2007. "I ntroduction : The Septuagint to the Vernaculars." In A
History of Bible Translation, edited by Phi l ip A. Noss, 29- 57. Rome: Edi
zioni di Storia e Letteratura.
Maltby, J udith, and Helen Moore. 20 1 1 . "Origins of the Project." In Manifold
Greatness: The Making ofthe King James Bible, edited by Helen Moore
and Jul ian Reid, 4 1 -59. Oxford: Bodleian Library.
McCullough, Peter, and Valentine Cunni ngham. 20 1 1 . "A lterlives of the K ing
James B ible, 1 6 1 1 - 1 769". I n Manifold Greatness: The Making ofthe
King James Bible, edited by l lelen Moore and Julian Reid, 1 39- 1 6 1 . Ox CV)
ford: Bodleian Library.
Metzger, Bruce M . 200 1 . The Bible in Translation: Ancient and English Versions. ........
Grand Rapids: Baker Academic. �
........
·.;::;
171 £;
Norton, David. 2000. A History ofthe English Bible as Literature. Cambridge:
Cambridge University Press.
N uovo, A. 20 1 0. ''The Book Trade in the I talian Renaissance: Structure and Regula
tion." 46th Annual Erasmus Lecture, given at the University of Toronto
October 2 1 , 20 I 0. Accessed February 1 3, 2 0 1 1 . http://www.medieval
ists.net/20 1 0/ 1 1 I 1 4/the-book-lrade-in-the-italian-renaissance-structure
and-regulation/.
Pelikan, Jaroslav. 1 974. The Christian tradition: a history ofthe development of
doctrine. Vol. 2 : The spirit o_f Eastern Christendom (600-1 700). Chicago:
University of Chicago Press.
Postman, Neil . 2009. "What Is Media Ecology?" Accessed November 2, 20 1 1 .
http://www. med ia-eco logy.org/media_ecology/index .htm I.
Pym, Anthony. 2007. "On the Historical Epistemologies of Bible Translating." I n A
History ofBible Translation, edited by Philip A. Noss, 1 96---2 1 5. Rome:
Edizioni di Storia e Letteratura.
Silverstone, Roger. 1 994. Television and Everyday Life. London and New York:
Routledge.
Woodward, I an . 2007. Understanding Material Culture. Los Angeles: Sage Publica
tions.
Paul A. Soukup, S.J., explores the connections between communication, theology,
media ecology, and other disciplines. From his i nterest in orality and11iteracy studies,
he and Thomas J. Farrell have edited five volumes of the collected works of Walter J.
Ong, S.J., and, most recently, O f Ong & Media Ecology (201 2). a collection 'of essays
applying Ong to media ecology. He has worked with the American Bible Society's new
media Bible translation project, editing Fidelity and Translation: Communicating the
Bible in New Media, with Robert Hodgson (1 999). A graduate of the U niversity ofTexas
in Austin (PhD, 1 985), Soukup now teaches in the Communication Department at Santa
a· Clara University. Soukup serves on translation's editorial board.
.....__
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c...., 172
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] | translation speaks to
Robert J.C. Young
translation editor Siri Nergaard met with Robert J. C. Young i n New Your City o n September
1 4th 201 2 at the Nida Research Symposium. During the conversation Young expresses how, as
a scholar of postcolonial studies, he became interested in translation and how he discovered
that " translation in some sense is what postcolonial studies is all about. " After a discussion on
the centrality of power in translation, the conversation shifts to empowerment and how, in the
colonial context and elsewhere, this involves a three-stage process that includes the exper�
ence of being translated, then of de-translation, and finally of retranslation of the self.
Young explains how he intends " cultural translation, " a process in which he is particularly inter
ested, especially in the sense of a specific practice. With examples from both Freud and
Fanon, he explains how we can reconstruct such a practice-a practice that encloses a theory
-through a kind of archaeology of how it has been performed in earlier idioms.
( I ssue 1 of translation contains Young's article " Frantz Fanon and the enigma of cultural trans
lation"); (Robert Young's lecture at the 201 3 Nida Research Symposium was devoted to how
Freud can be considered a theoretician of translation and how his psychoanalysis can be seen
as a form of translation. The lecture can be accessed at the NSTS website:
http://nsts.fusp.it/events/conferences-and-symposia).
The discussion then deals with the question of whether it is necessary to limit the definition
and use of the concept of translation, the authors who have meant the most to Young, and the
theme of national languages and multilingualism.
The interview with Young was recorded and can be viewed at the journal's website:
http://translation.fusp. it/interviews
NERGMRD: Since we are i nterviewing you for o u r journal called translation,
the first question I would like to ask-and we a re very pleased to learn
that you have been tor a quite long while now working and focusing more
and more on translation-is why? How did you get into the question of
translation ?
YOUNG: Well, that's a n i nteresting question. I suppose in practical terms
the fi rst time I cried to chink about translation in a postcolonial
frame was when I was invited to give a talk at Mona Baker's MA
i n Translation Studies at Manchester. There was a developing in
terest i n translation i n my own field, postcolonial studies, with
respect to translation studies, so I started getting people i n trans
lation studies contacting me to ask about it. That led me to focus
on an area of post-colonial studies that actually had al ready been
developed quite considerably. Translation, after all, in some sense
is what postcolonial studies is all about because it is about the (Y)
degree to which h istorically colon ialism performed acts of trans
lation, if we can speak metaphorically.
---
---
�
C
C
173
What it added to that idea of cultural contact and transformation
was of course the relation of power, which maybe had not been
so prominent in translation studies i tself, although people l i ke
Lawrence Venuti, from a slightly different angle, but in some
sense already not entirely foreign to the postcolonial, had been
developing i deas about the question of power in translation. So
along with that was the role that translation actually performed
h istorically as part of the colonial project or whatever you might
l ike to call it. And chat agai n brings up the question of power,
because the people who performed the acts of translation were
generally the o nes who were empowered, and the translations
chat they produced usuall y reflected their own concerns and
needs, though of course chat's not unique co them, that happens
today. Every translation in a way is l i ke that, but in the postcolo
nial context it means that i t's possible to chart the transforma
tions that translations produce in terms of translating one culture
to another.
An obvious example would be the translation of law in India,
which began in the eighteenth century: the need of the British
to establish information about how law operated in India i n Eng
l ish rather than in either Persian or Sanskrit, because the re
sources, particularly the Sanskrit, were inaccessible to chem. And
yet when they translated, they did not j ust translate faithfully,
they actually transformed the law in the act of translation. That
transformation is particularly what I am i nterested in . The
process which follows from that becomes the colonial question:
how do I, as a colon ized person, or as a person who is in a situ
ation being dominated by another power more generally-how
do I retranslate myselP.-if my culture has been translated by a
dominant foreign culture and I have been transformed into a dif
ferent kind of being. The anticolon ial question, we could say,
was precisely "How do I retranslate myself?" Boch Gandhi and
Fanon argue, in di fferent ways, that before liberation could be
successful, the people, the colonized people, needed to perform
acts of translation personally in order to achieve independence.
So there has been a long history of interaction of translation
within the procedures of colonial and decolonizing acts.
NERGMRD: It is interesting that you insist on the aspect of power, and I think
the power question is an example of how much translation studies had
learned from postcolonial studies so much that Edwin Gentzler and Maria
-
Tymoczko published a book called Translation and Power. They proposed
that there is, or should be, or is on the way, a "turn " in translation studies
al
�
:::, and that is the turn of power. That is interesting and I think that is a good
� example of that dialogue. Another thing I would just ask you a little more
a·
---al'
:::,
about is how do colon ized peoples retranslate themselves? There are
---
s
N
w 174
also examples of the suba ltern who finds another way to translate him
or herself, that is not as a dominated-but turn ing the terms arou nd so
the question of power becomes more complex because it is not " I am
dominated and you are the dominator" but I turn the terms around and
maybe empower myself in retranslating myself.
YOUNG: And that idea of empowering through translation is a very i n
teresting one. Of course the very word "empower" is a relatively
new word in many languages. We can l i nk it dramatically to the
term "translate" in this context. Probably in that process there is
going to be somethi ng of a procedure of de-translation in order
to effect retranslation. You have got probably a three-way / three
part scheme there, in terms of being translated, then de-trans
lating yourself in order to retranslate yourself and that is, I would
say, the procedure chat needs to be followed in the colonial con
text. It is a procedure chat we can think of operating or using i n
all sorts o f other contexts too--intellectually for example, as well
as pol i tically. How do we de-translate ourselves out of certain
i deological assumptions that we've been brought up with i n
order to perform new aces o f translation ?
NERGMRD: To describe this process, is that when you can use the term "cul
tural translation" 7
YO UNG: Well, chat could be a way of describing what cultural transla
tion performs and chat is something I have been particularly in
terested i n. le is a difficult phrase, because translation is a hugely
complex issue and culture is equally problematic, perhaps more
problematic than translation. So, for example, the idea of cultural
translation came from anth ropology; anthropologists i nvented
that term, but actually they do not use it any more-it has been
appropriated into cultural studies. And it tends to be used in a
relatively loose way com pared to the way people use the term
translation in translation studies. One of my int erests is to th ink
more about chat concept of cultural translation and to develop
ideas of how we can think about it as a more specific practice. It
is not going to be obviously just a si ngle practice, but what does
it really mean and what use is the word, either cultural or partic
ularly translation, what is it doing there? Do people mean j ust
change, or is there something more significant goi ng on? That is
someth ing I have been i nterested i n recen tly.
NERGAARD: And do you have some hypothesis-some clearer idea of where a
deeper understanding of the concept of cultu ral translation might lead us7
a
M
YO UNG: What I have been tryi ng to do recently is to look for examples ---
N
of where people have in some sense written or theorized about ---
�
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0
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1,1
C
175 fg
cultural translation, probably not even usi ng the term because it
is a relatively new term. I n creasi ngly it seems to me that i t is
something that there has been written about quite extensively in
the twentieth century without actually been given that label. To
take one example from Freud's Civilization and Its Discontents:
of course he did not use the word "civilization," he used the word
Kultur, a term that was not used i n English translation because
i n the 1 920s the word "culture" in Engl ish already had a specific
meaning relating to Engl ish-German rivalries, so it was not a
neutral term. But i f we th ink abour that book as Culture and Its
Discontents, you can see that Freud was actually talking about
the effect of culture on individuals, i n a way he was talking about
the process of cultural translation that we all undergo, and mak
ing a rather bleak argument about it, but producing, it seems to
me, a theory of it. So there are ways l ike that that we can usefully
think about cultural translation as it has been performed in ear
l ier idioms.
N ERGAARD: Very interesting. Are there other authors who develop a theory
of cultural translation, in you r opinion ? You have written on Fa non for the
journal, and in his work, you see the concept of cultural translation, too.
YOUNG: Yes, Fanon is very interesting. I have kept my eye open, but I
have not actually found him using the word translation, and i n
fact it i s an i nteresting gap i n h is work. But h e does use the
word "muration" quite a lot, and when he uses the word muta
tion, he is talking about chat process of transformation chat I
was describing earlier. Obviously, i n some sense it is Fanon I
was thi nking about when I was talking about that three-stage
process of transformation. I n his famous essay "On Linguistic
Aspects of Translation," Jakobson also uses that term as a syn
onym for translation, although he calls it "transmutation," i n
his third category. I chink it i s not unrealistic, i t is not stretching
a point too far, to carry that transmuracion as a concept i nto
Fanon and see chat as a form of translation, i n some sense; not
in a literal translation, "translation proper," but in a wider sense.
I chink Farron really makes translation central co h is whole argu
ment. Throughout his l i fe, it's a guiding thread.
NERGAARD: As you said, it is not translation in the literal sense. As you know,
there is a debate regarding these different uses and definitions of trans
lation and Harish Trivedi, for instance, argues that we should not speak
-
about cultural translation because then everything is translation. It seems
that you are a bit on both sides.
al
"'
:::,
-
� YOUNG: I n-between.
---
0
:::,
---
OJ
s
N
w 176
N ERGAARD: In one sense you say-Yes, that's a problem, if we use it in this
loose way it loses significance, but on the other hand you reformu late it
or you redefine it through your reading of authors who invoke a form of
cultural translation, maybe even without calling it translation. Maybe that
is the kind of solution you find, or do you feel you are in-between these
two?
YOUNG: Well, yes, f sympathize with the arguments that Trivedi makes
and many other people who are working within the practice of
translation in terms oflinguistic translation. I mean I can certainly
see their point and i t is a reasonable one. On the other hand,
they do not have a kind of legal copyright over translation. I n
fact, i fyou look at the h istory of the word, the practice o f I i nguisric
translation is not the earliest way in which the term translation
i tself was used. In different languages, translation as a concept
also i nvolves different words that have different h istories so that
is very varied as well. What you might call the metaphorical use
of the word translation, or what seems to us now to be the non
l iteral use of the word translation, is as old as translation i tself So
i t is a lost cause in the first place to try and limit i t to language
only; and secondly, since i t has never been limited to language
only, it seems to have survived perfectly well. At the end of the
day it still works for what people want i t to mean i n a precise
way. As the word translation i tself suggests, all meani ng is
metaphorical. Therefore when th i nking about translation, which
has the advantage of being a specific practice, ifyou feel you have
lost your bearings, you can always go back to that. But it can be
used as a way of thinking about other ki nds of translation. Equally,
doing that works back into translation i tself, because when you
start thinking about cultures, for example, which of course i n
any modern contemporary description are heterogeneous and
not bounded, you start wondering about translation and the de
gree to which it assumes separate languages char are bounded,
where you need some act of moving one to the other. That may
be the case now because it has been constructed in that way, say
in Europe, though even i n Europe actually it is not entirely the
case. For example, French and Italian are not totally separate lan
guages i n practice, as you know, particularly if you go to the bor
ders of France or I taly or Switzerland. Sim ilarly in India, for ex
ample, where languages have a different kind of relation, or Arabic
would be a good example- Arabic is officially one language, but
actually in a way it is many languages. So should we assume that
translation is about the transformation of these entirely separate
languages, or should we start to rethi n k that and think about the (")
0
d ifferences between interlingual and intrali ngual in Jakobson's
terms? Of course it is useful to separate languages, but maybe
---
N
they are not so strictly demarcated as we rend to assume. ---
�
c::
0
·.;:::;
!le
<n
177 g
N E RGAARD: Yes, maybe because we a re very conditioned by national lan
guages, languages as national languages.
YO UNG: Yes, exactly. When you think about any national language it is
already languages. Take Icalian--of course in a written form it is
usually one language, but spoken I talian is actually many lan
guages, and that is true for most languages i n fact.
N ERGAARD : I personally agree completely and we need to delve m uch more
deeply into culture to learn more about how it works and then come back
to practice and translating in order to u nderstand what it is. We have to
go not directly from one language to the other or only focusing on the
practice.
YOUNG: Right.
NERGAARD: When we understand what is happening in cultu re, then we u n
derstand what is happening directly in the practice.
YOUNG: Yes, because it is culture that has produced our concept of what
a language is, so we cannot j ust operate with those terms without
thinking about them-they are not just given thi ngs.
N ERGAARD: We have been speaking about authors who do not speak explic
itly about translation, except for Jakobson. But among authors who do
discuss translation, who has been i mportant for you ?
YOUNG: F o r m e I suppose most o f the classic texts o n translation I find
very i n teresting- Benjamin, obviously, j ust as for everybody i n
the world it seems sometimes, i s totally fascinating because he is
so enigmatic-his "The Task of the Translator" is such an odd
essay. I n particular the metaphors he uses are so tantalizing be
cause i n certain respects they do not seem to be the correct
metaphors for translation at all, so that is very engaging. The de
gree to which Heidegger turns i nto issues of translation in phi
losophy, issues about etymology that have been so differently,
b ut i n a very related way, developed by Derrida, are particularly
i nteresting to me. But of course, as soon as p h ilosophers start to
talk about translation, they im mediately move i nto the register
of language, because (aside from Derrida) they want to find a
language which can i n some sense speak "truth" of some kind
and that is always a problem for philosophers-they keep going
i nto that but translation makes it problematic. At the same time
� they also want to extend the idea of translation, so they want to
al
::J
'c'?.. also say translation happens not j ust between languages, but it
�- actually happens within languages-i t happens actually with
---
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every kind of conceptualization. So they too are always extending
---"'
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s
w 178
the concept of translation into, not cultural translation, but you
might say conceptual translation, or conceptualization as a form
of translation, so that I find fascinating too.
And then l am also particularly interested in ideas of polylin
gualism, linguistic multiplicity, and the theorists who have ap
proached that issue, because I think again few of us actually think
or operate-and certainly few societies- in one language. And
again there is an assumption that societies are monolingual and
that translation is about translating into the language of another
society in some sense. But o ne of the things you see very quickly
if you work in the field of the postcolonial is that certainly every
postcolonial society that J can think of, as well as the metropol
itan societies that embody that postcoloniality-they are all mul
tilingual. We do not really recognize the degree to which in fact
we live in a very mul tilingual environment all the time. We do
not j ust hear one language; any day of the week we hear many
languages and different people have different relations to those.
So that again complicates this relation of fixed single languages.
NERGAARD: Thank you very m uch.
YO UNG: Pleasure.
Robert J.C. Young, FBA, is Julius Silver Professor of English and Comparative Literature
at New York U niversity. He has published White Mythologies. Writing History and the
West ( 1 990); Colonial Desire: Hybridity in Culture, Theory and Race (1 995); Postcolo
nialism: An Historical Introduction (2001 ); Postcolonialism: A Very Short Introduction
(2003); and The Idea of English Ethnicity (2008). He is Editor of the bimonthly Inter M
5
ventions.· International Journal of Postcolonial Studies, and was also a founding editor
of the Oxford Literary Review. His work has been translated into over twenty languages.
---
N
Young is a member of translation's advisory board. E-mail: rjy2@nyu .edu ---
�
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0
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_,!?
Cl)
C
179 g;
=
=
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] | Introduction
Dear Reader,
I am glad and proud to present translation's third issue: it
is growing, we are surviving despite several difficulties, and we are
able to present a varied content that continues to explore the many
different aspects of the phenomena of translation. Both our reader
ship and authorship are increasing, and we are continuing to accom
plish our ambition of being transdisciplinary. This does not in any
way mean that we have reached our goal: we shall improve, grow,
learn, change- always trying to be better. The better, as r see it,
stands in a continuous eagerness of asking new questions about
translation, never being satisfied with the answers we seem to have
achieved. We need new questions, new people asking them, and I
am sure we will discover new forms of translation where we didn't
imagine it took place place, in unexpected fields and disciplines,
among unexpected geographies and subjectivities, in unexpected
layers of people's social and psychological lives. This issue repre
sents translation's next step in this direction.
The articles can be assembled in two main groups: one fo
cusing on translation beyond written texts, as performance, as genre,
as a means of cultural domination and liberation; the other address
ing Bible translation.
We begin with Kanchuka Dharmasiri's article that brings
translation out on the streets, to social life and daily interactions of
people, a place where I in the future would like to see more research.
r n her streets of Sri Lanka, in postcolonial and alternative perform
ance spaces, we find theatre, we find Brecht, in actual translational
practices performed by political theatre groups of which she is
"probing the politics of translations that occur in the margins."
The kind of translation Dharmasiri is describing is "tran C")
screative," envisaging a different translation model for theatre,
where the director and translator are the same person. Transcreation
----
�
generates "multiple meanings and constructlsl multiple realities," ----
C
·.::;
C
7
going beyond a one-way process, demystifying the power of the
Western text, the Western logos, and also revealing "the hybridity
of the Western text."
Chandrani Chatterjee delivers a "rethinking of genre and
translation" in this issue's second article, arguing that the relation
between the two has not received its due attention in translation
studies. With reference to the so called Bengal renaissance she con
vincingly demonstrates how the translation of literary genre is a par
ticularly apt example of cultural translation, and how the
"translations from the European languages into the native tongue
affords many more interesting instances of cultural translation, ne
gotiation, cross-overs, and departures, particularly with respect to
a reconfiguration of generic boundaries." Quoting Bakhtin, Chat
te1jee sees the phenomenon of the translation of a genre as the novel
in Calcutta as the "answering word," as "active understanding," to
analyse in the backdrop of the colonial encounter. A new genre, she
asserts. "became the site of a dual struggle against the constraints
of tradition on the one hand and the hegemonic tendencies inherent
in the process of colonialism on the other."
With a parallel to what we can read in Paul A. Soukup's ar
ticle in this issue, Chatterjee considers the newly introduced printing
press through the interesting example of the Bat-tala printers, show
ing its decisive role in "translational departures": genre is transcre
ated, reading habits change, oral and aural traditions are
transformed, visual aesthetics is renovated. This focus on the inter
relations between technology, materiality in general, iconography,
and translation very welcome in this journal, since they remind us
that translations emerge, exist, and change in socially and histori
cally detem1ined situations, and can not in any way be reduced to
written, textual elements.
In the next article Edwin Gentzler analyses translation of
Native American Literature, and again, as in the two preceding ar
ticles, the setting is colonial and imperial. The translations he speaks
about are "hidden," taking place "out-of-sight, behind the scenes,
sous ratour or under erasure," in private intimate spheres, among
- family members, in oral and often whispered forms, and, frequently
involving trauma and repressed memory. Gentzler is taking an im
portant step towards the necessary archaeology of the plurality of
--- languages, expressions, voices, stories, and dances that have been
---
i,j'
u.) 8
repressed by the powerful US-English-only policy. Drawing upon
Arnold Krupat's term of "anti-imperial translation," and works gen
erally not included in translation scholars' references-but in which
translation is everywhere present-Gentzler goes beyond the bor
ders of both traditional terminology and the limits of what transla
tion is. He discusses it in relation to conversion, elimination, and
domestication and gives examples of where we can find imperial
as well as anti-imperial translations. The anti-imperial translation
characterized by a multidirectional flow reminds us of the transcre
ative multi-meaning translations described by both Dharmasiri and
Chatterjee in the two former articles, thus creating intertextual con
nections and suggestions.
The reader will notice that Gentzler's article appears differ
ent from the others, in that it is broken up to parts and sections, in
teracting with other forms of texts, both written and iconic. Gentzler
and I have been discussing how we could textually and visually cre
ate a more open text that in its manifestation is translative, transcre
ative, and intersemiotic, and with our publisher's help we have tried
to give a visual form to these ideas. The side bars, links, images,
boxes, and even an article inside the article, create a kind of
palimpsest that suggests nonlinear, non homogeneous, non mono
lingual ideas and ideals. It is our wish to generate a new and open
text space, that is already intentionally interacting with new forms
of writing and translating that can be developed further in the elec
tronic space of the journal's online version. The various internet
links will obviously get their complete realisation when they appear
on line. Gentzler's article should also be read as an example of the
kind of articles that we very much appreciate in this journal.
The three articles devoted to very different aspects regarding
Bible translation represent our journal's interest in investigating the
deeply relevant question of the translation of religious/holy texts.
It is our impression that we are still in search of a language to study
this kind of texts-the most translated texts of all times-limited
by the contradiction that they are at the same time considered the
most untranslatable of texts, and that we still need to overcome both (Y)
prejudices and taboos surrounding them. To achieve this a transdis -----
ciplinary approach is no doubt necessary: holy scriptures scholars �
-----
·,:;;
9
have to meet with cultural studies scholars, historians with transla
tion studies scholars, anthroplogists with semioticians. Let us con
sider the three articles of this issue as a beginning towards this new
transdisciplinary language for the study of the translation of holy/re
ligious texts.
Jean-Claude Loba-Mkole's article analyzes linguistic dif
ferences in the Greek and Swahili texts of the New Testament from
an intercultural perspective. The intercultural method, as alternative
to the functional method that has dominated contemporary Bible
translation, is, according to the author, able to reduce the gap that
some approaches have created between exegesis and translation,
and is built on a triple-rather than dual-frame of reference: the
original biblical culture, church culture, and a contemporary target
culture. For the sake of a constructive dialogue between the original
and the translation, Loba-Mkole concludes, these three cultures
have to be included in any study of Bible translation.
A completely different aspect of Bible translation is ap
proached by Lourens de Vries in his analysis of the so-called "Ro
mantic Turn" in Bible translation and its development with the two
German philosophers Buber and Rosenzweig as its protagonists.
This turn is relevant to our field, he states, because of the way it
puts the theme of otherness and foreignness on the agenda. With
reference to what Lawrence Venuti calls the Romantic emphasis on
foreignization, de Vries analyses Buber and Rosenzweig's transla
tion project of the Bible, Die Schrift.
De Vries underlines how much their project reflected the
philosophical and Jewish tradition the two translators were part of,
and how much their translation is a result of a precise hermeneu
tic-interpretative position, as for instance expressed in the colomet
ric structuring of the texts with the purpose of liberating the spoken
Ur-reality imprisoned in the written form, the oral-aural dimension,
the Leitworte. Such a translation emphasized the literary dimension
of the Bible, a very much appreciated strategy in the postwar period
and followed by many radical translators in the Western world.
Interestingly, de Vries demonstrates how literalism and for
eignization are not expressions of only one strategy, but may re
spond to different, and even opposite, purposes. And the irony is,
he continues, that the purpose of either foreignization or domesti
---- cation often produced the opposite effect.
----
w 10
The Bible's combination of a material object and spiritual
text is the theme of Paul A. Soukup's article, especially when its
translation into a vernacular becomes a mass-produced object des
tined for publication as an "authorized" version for a national
church. With a media ecology perspective that considers the inter
action and interdependence between communication technologies
and social practices, he considers the Bible as a communication phe
nomenon, yes as a "normal" text, essentially demonstrating the
same qualities as any other mass-produced text. Soukup concen
trates on the King James Bible, the revised English translation that
was to have such a wide diffusion and profound social impact
thanks to Gutenberg's invention. According to Soukup the printing
press is only one of eleven contexts of social practices included in
a media ecology perspective, among which there are also the book
trade, the scholarly world, the practices of translation, libraries, and
politics.
The reader will notice that the present issue includes articles
by three members of this journal's boards: Edwin Gentzler and Paul
A. Soukup, who are members of the editorial board, and Lourens
de Vries of the journal's advisory board. With such a marked pres
ence of "ourselves" we want to share our identities with our readers:
we are not invisible, objective, and neutral beings, but rather active
members of the community we are trying to create, whose voices
also have to be heard.
In my introduction to issue two l compared the journal to a
growing plant, still with barely formed roots and only a few small
flowers. Now, the roots are a little more vigorous and there are quite
a few new flowers. Sherry Simon's arrival as a new member of the
journal's advisory board is, I feel, one of the most important
achievements in this fertile process. l am honoured to welcome her,
and grateful that she has accepted our invitation. By way of intro
duction, I would like to invite you to watch the interview l did with
her in May, when she was one of the The Nida School of Translation
Studies' professors. The video is available via the journal's on line
version at http://translation.fusp.it/ During the conversation she il
lustrates her special interest in the different layers and forms of ---
translation that occur in multilingual cities. This aspect will be ex- ---
�
·.;::;
11
plored further in the future special issue, "Spaces and Places,"
which she will be guestediting together with Federico Montanari.
The happy news of Simon's joining the advisory board is
unfortunately countered by the sad news of Martha Cheung's pre
mature passing away. Martha has always been an important and
supportive member of the journal's advisory board from the very
outset, and we have decided to respectfully dedicate the closing
pages of this issue to an In Memoriam for Martha Cheung.
S. N.
�.
----
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----
w 12
| Unimi Open Journals |
translation | https://riviste.unimi.it/index.php/translation/article/view/17532 | [
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] | Brecht in the Streets of Sri Lanka
Kanchuka Dharmasiri
University of Peradeniya, Sri Lanka
[email protected]
Abstract: Current theories of translation and theacer, predominanrly centered in
a Euro-American context, are of limited applicability co settings that are culrur
ally, economically, and socio-politically different from professional and main
stream cheater spaces in the west. This paper explores the possibilities of
expanding theories of cheater translation through an interrogation of actual crans
lacional practices chat rake place in posccolonial and alternative performance
spaces. This question is examined ehrough the transcreacions of Brechc's work
by the Wayside and Open Theatre, the first political cheater group in Sri Lanka,
analyzing how they transform Brecht into powerful street performances chat
scrutinize the nature of power, violence, and silence in a posccolonial space. By
examining these performances, I intend to reconsider accepted notions in studies
of theacer translation such as the assumed dichotomy between translator and di
rector. The study also explores the complex modes of transference and recrans
ferencc of power characterizing cheater translations in posrcolonial spaces. I wiU
also explore the multiple variables that come into play in cheater translations in
alternative cheater settings, and discuss why the term "cranscrearion" would be
appropriate in identifying chis process.
Introduction
You artists who pe1form plays
In great houses under electric suns
Before the hushed crowd, pay a visit sometime
To that theatre whose setting is the street.
The everyday, thousandfold, fameless
But vivid, earthy theatre fed by the daily human contact
Which takes place in the street. 1
In "On Everyday Theatre," Brecht entreats artists who per
form "under electric suns" to observe everyday theater whose set-
M
0
N
1 Berto It Brecht, "On Everyday Theatre." in Bertolt Brecht Poems 1913-1956. trans. John Willet and Ralph .......
Manheim (New York: Methuen. 1976), 176. J§
.......
C:
0
·.;::,
ro
<n
C:
13 �
ting is the street . Theater in the streets, for him, is dai ly interactions
of people and he implores artists not to "become remote" from this
theater, "l h lowever much l they l perfect l theirl art." In this equa
tion , B recht establishes a dist inction between the artists in great
houses and the people, but ignores the artist who steps to the streets
with the specific i ntention of performing for the people. Perhaps
this omission occurs because Brecht's own work was confined to
great houses , as his mission was to pol iticize the works that oc
curred inside them . 2 The street theater artist, however, takes
Brecht's entreaty one step further, estab l ishing a connection with
"everyday theatre" by taking their performances to the streets .
Brecht 's invocation for the artist to investigate outside spaces ex
tends beyond the theater artist to the l iterary critic when M i khai l
Bakhtin i l lustrates the necessity of examining "the social life of dis
course outside the art ist's study, di scourse in the open spaces of
public squares , streets , cities and v i l l ages, of social groups"
( Bakhtin 1 98 1 , 259) in order to understand the dynamics of l i ving
and evolving l anguage . I n this way, B recht and Bakhtin invite
artists and critics to venture out of "grand houses" and the "aitist's
study" into open spaces in order to witness "earthy theater" and the
"st i l l evolving contemporary reality" ( Bakhtin 1 98 1 , 7 ) , thus shift
ing away from the center toward an inquiry into the marginal and
interstitial spaces. NgugT wa Thiong'o expands the debate by speak
ing about the necessi ty of "moving the center in 1 - . . I two senses -
between nations and within nations" (NgugT wa Thiong'o 1 993 ,
1 7) . He points out the significance of surpassing presumed centers
of knowledge beyond the borders of the Euro-American context
and speaks of "the need to move the centre from its assumed loca
tion in the West to a multipl icity of spheres in all the cultures of the
world" (NgugT wa Thiong'o I 993 , I 6) . He furthermore i l lustrates
the need to engage w ith local languages .
Though translation theorists have ventured beyond "loca
tion ! s I in the West" to engage with translation practices in "multi
plicity of spheres" in the world, studies of translation and theater
2 In "Theater-in-the-street and the theater-in-theater." Peter Handke states, "Despite his revolutionary in
tent. Brecht was so very hypnotized by the idea of theater that his revolutionary intent always kept within
the bounds of taste, in that he thought it tasteful that the spectators, since they remain spectators, should
�. (be allowed to) enjoy themselves unlit" (Handke 1 998, 8) The notion of the unlit audience is mostly present
--- in performances that take place in enclosed theater buildings.
---
w 14
remain predominantly centered on mainstream theater settings in
the Euro-American context. As a result, they do not always lend
themselves to the elucidation of translational practices in alternative
theater spaces-both in the global north and the global south-and
theater models in diverse "cultures of the world." An inquiry into
such modalities opens up a space to examine variables that have
not entered the theater translation debate thus far. In this paper, I
propose to explore the possibilities of expanding theories of theater
translation through an interrogation of actual translational practices
that take place in postcolonial and alternative performance spaces,
specifically examining the works of the Wayside and Open Theatre,
the first political theater group in Sri Lanka. In doing so, I move
from the Euro-American context to a postcolonial setting and from
mainstream theater practices to alternative performance spaces,
probing the politics of translations that occur in the margins.
Through an inquiry into these practices, I intend to reconsider cer
tain accepted notions in studies of theater translation such as the
assumed dichotomy between the translator and the director of a
play. The study also explores the complex modes of transference
and retransference of power that characterize theater translations
that occur in postcolonial spaces. Engaging with Ronaldo de Cam
pos's and Gamini Haththotuwegama's ideas related to various
modes of translational/transcreational practice, I will also discuss
why the term "transcreation" would be a more apt way of identify
ing this process.
Although Brecht, in urging artists to be inspired by the
"earthy theater" of the streets, did not envision the possibility of
the artist performing in the streets, his ideas have inspired many
street theater artists and his works have been translated and tran
screated in a variety of ways and taken to diverse audiences. It is
to transcreations of Brecht's work that I turn in my effort to envis
age a different translational model for theater. I will examine how
his parable "Measures against Power," a text that scrutinizes the
nature of power, violence, and silence, is transforn1ed into a potent
political theater piece in the Sri Lankan streets. Since the group
constantly questions hegemonic power structures, it becomes in
teresting to see how they utilize this text in a transcreated form to
address issues that are endemic to the current political situation in ---
their respective contexts. The work goes through a tremendous ---
�
15
process of transformation in the transcreation process and assumes
a life of its own, integrating local idioms and cultural signs while
retaining the basic ideas of Brecht 's work.
Translators and Directors
One of the ongoing debates regarding theater translation
concerns the place of the theater text. Many translation theorists
maintain that the theater text is singular because of its performance
aspects, which means that it cannot be translated in the same fash
ion as any other text. As Susan Bassnett claims,"! t lhe linguistic sys
tem is only one optional component in a set of interrelated systems
that comprise the spectacle" ( Bassnett 1 980 , 1 20) and the process
where the linguistic sign is transferred into another and subse
quently retransferred on to a visual and auditory spectacle is a mul
tilayered one. As a result , "l t lheatre texts, and therefore also their
translation, do not necessarily follow the same rules as texts in a
literary system" (Aaltonen 2000, 7). The auditory and visual com
ponents and the live audience that factor in the final product make
theater texts different from other textual translations.
Apart from the agreed factor of the particular nature of the
theater text , many theoretical discussions of translating in theater
are contingent on certain other assumed notions about the theater
system . For one, there seems to be a consensus about the strict di
vision between the role of the translator and the role of the director.
Since they are perceived as performing separate acts, some theorists
are intent on finding strategies to bridge this gap. Otrun Zuber, re
iterating the boundary between the translator and director, proposes
a scenario where the translator "producel s l a reading edition l of
the play I in the target language with comprehensive notes" and af
firms that "l t l his would mean that the translator only points out the
problems and the producer is left to solve them" (Zuber 1 980, 73).
Furthermore, the relationship between the two is presented as an
tagonistic when Phillis Zatlin asserts that "theatrical translators
wish to be involved in the dynamics of rehearsals, standing in as
the author's surrogate. But far too frequently, the translator is
shunned aside" (Zatlin 200S, 4). In both cases, there is a strict sep
aration established between the translator and the director, and in
the latter case the relationship is even perceived as hostile . In fact,
--era· most of the theories are contingent on the idea that the theater trans-
--
w 16
lator and director are two different people; the process is seen as
anything but a collaborative one.
Susan Bassnett, who has extensively explored the complex
ities inherent in theater translations, proceeds to make a distinction
between the translator and the director in "A Case against Per
formabi I ity":
whi lst the principal problems facing a director and performers involves the
transposing of the verbal into the physical , the principal problems facing the
translator involve close engagement with the text on page and the need to find
solutions for a series of problems that are primarily linguistic ones-differences
in register involving age, gender, social position . etc. (Bassnett 1 99 1 , 1 1 1 )
Bassnett clearly demarcates the roles of the translator, director, and
performers. The translator's main problems are "primarily linguistic
ones" based on the specifics of the context, whereas the director 's
problems involve the transposition of the verbal signs into physical
ones. She argues that deciphering the gestic and visual signs is not
a part of the translator 's task. In fact, Bassnett's main argument in
the essay is centered on critiqu ing the notion of performability,
claiming that it is not a universal concept and should not be given
prime importance in the process of translating plays: "The theatre
texts cannot be considered as identical to texts written to be read
because the process of writing involves a consideration of the per
formance dimension, but neither can an abstract notion of perform
ance be put before textual considerations" ( Bassnett 1 99 1 , 1 1 1 ).
She is opposed to the idea of giving primacy to the idea of perfor
mativity when i t comes to the translation of a theater text. Yet, in
the case where a play translation is done with the specific aim of
being performed, the idea of performance is no longer "an abstract
notion" and is as concrete as the textual considerations. Such a du
ality between the written text and the performance is also ques
tioned when the dichotomy between the translator and director is
questioned. In fact, the performability factor gains ultimate signif
icance when a translator/director translates with the distinct aim of
performance because linguistic, gestural, visual, auditory, and a
myriad of performative elements, ' as well as the as the ideology of
both systems, come into play.
3 If a text is translated with the idea of being performed, performativity becomes such a significant dimen
---
sion ot the process. ---
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17 �
Among translation theorists who write about theater, Andre
Lefevere is one who does not make a strict separation between
translators and directors in his works . Most of the examples he
gives are of plays that are translated with the distinct intention of
being performed.4 Referring to H. R. Hayes's, Eric Bentley's, and
Ralph Manheim's translations of Brecht's Mutter Courage und ihre
Kinder/Mother Courage and Her Children in the United States
( 1 94 1 , 1 967 , and 1 972 , respectively) , Lefevere ( 1 998 , 1 09- 1 2 1 )
contends that theater translations are predominately influenced by
the ideology of the receiving system, with the semiotic shifts in the
translated texts occurring in response to the ideological workings
of the target system: He states that " l t lranslations are produced
under constraints that go far beyond those of natural language-in
fact, other constraints are often much more influential in the shap
ing of the translation than are the semantic or I inguistic ones" (Lefe
vere 2000 , 237). He illustrates how Eric Bentley and Hayes
translate Mother Courage with the distinct aim of a subsequent per
formance of the play for a mainstream Broadway audience.5
Though Bentley and Hayes are not the directors of the play, their
intent of translating the play with a specific audience in mind
changes the way in which the translation occurs . Thus, Hayes's mo
tivation to depoliticize Brecht,6 to separate him from Marx, does
not occur as a result of his close engagement with the text, but be
cause of his desire to get the play approved to be performed in the
United States , and, more specifically, in the commercial space of
Broadway.
If the politics of the receiving culture worked to diminish
the political dimensions of Brecht's works when they were trans
lated for the mainstream Broadway audience in the United States,
the opposite occurs when Brecht is transported to the alternative
theater setting in Sri Lanka, where Brecht's political ideas are used
to critically probe an array of power politics within the target cul
ture and to offer a rereading of Brecht's text. The artist there is more
•1 In the examples he provides, none of the translators are the directors of the plays, but he does not proceed
from a preconceived notion of a director- translator binary.
5 Lefevere illustrates how "Hays and Bentley also do their best to integrate the songs, which Brecht uses
as the 'alienation effect' par excellence, fully into the play, approximating the model of the musical" llefe
vere 1 998. 1 1 5). Such transformations occur in terms of language. form, structure. and ideology as well.
6 Lefevere shows the way "Hays also weakens the obvious connection between war and commerce in the
-... person of Mother Courage by omitting [certain] lines Brecht gives her" llefevere 2000. 244).
ar-
-...
w 18
intent on accentuating the political aspects and sharpening the po
litical edge of the work.
Theater in the streets of Sri Lanka
W hile Bassnett, Lefevere, and Zuber
speak about diverse aspects of translating in
theater, the examples they consider are mostly
European or American-based. Most of the the
orists, except for Lefevere, also view the trans
lator and director in binary terms, which is just
one example of the ways in which a fundamen
tal disconnect can arise in an attempt to apply
these theoretical notions to theater translation Dining.
in spaces that are culturally, economically, and
sociopolitically different from the ones these
theoreticians refer to. In Sri Lanka, for exam
ple, a strict division of tabor does not charac
terize theater practice;7 in fact, in this setting,
the translator and director are often the same
person. W hen one moves out of mainstream
theater settings to practices of street theater in The guest asking for help.
alternative spaces, one encounters yet another
set of circumstances. The world that the street theater artist inhabits
is one that is different from the study of the individual writer. The
street theater artist 's work is based on discussions. workshops, and
group activities where pe1formers work in unison to build up a par
ticular piece.s In this context, the transcreation process can also be
one in which several people participate. Also, as with the cases of
the Wayside and Open Theatre, the translation could occur during
the rehearsal process. There is input from other participants and the
work is not based on an individual's isolated tabor.
Though there are many aspects of the process of translation
that take place in alternative theater spaces, in this article I focus
on understanding the workings of the translation process when the
7 Translation has played a decisive role in the development of modern Sinhala theater and theater trans
(Y)
lations remain to this day one of the main components of the art form.
8 This type of dynamic occurs in alternative theater practices in Euro-American contexts as well, particularly
-------
in works by community and devised theater groups. My focus in this article is alternative performance �
spaces in the postcolonial context and thus will not be expanding this area. -------
·.:,
19 g
translator and the director are the same person.
In such a context, the translator/director has to
consider a multiplicity of elements ranging
from the linguistic, visual, and auditory to the
spatial, and needs to deliberate the ideological
dimensions embedded in all these elements .
M y exploration of this question is thus closely
Taking a bath.
related to the hegemonic power relations that
exist between the source and the target cultures
and the director/translator 's efforts to negotiate
the ideological dimensions of the process. If
the translator/director 's sole idea of translating
a play is dependent on a future production, how
does that change the trajectory of the transla
tional process? In such a context, the translator
does not have the luxury to leave physical, ges
Taking a bath.
tic, and verbal interpretations for the director
or the performer and often works with a clear
direction in mind . For example, for a
director/translator such as Gamini Haththo
tuwegama, one of the pioneers of the Wayside
and Open Theatre, the main purpose of trans
lating Brecht and Chekhov was to take "clas
sic" texts to people who do not generally have
the chance to experience them. When the goal
is clearly defined, and the binary between the
translator and director is nonexistent, and trans
Listening to the Fox-girl story.
lation in theater acquires a different signifi-
cance . The translator/director has to think
beyond the linguistic aspects of the text to envision the ways in
which the text will be enacted with regards to its gestural, visual,
auditory, and performative aspects. In order to address this dy
namic, I will examine several elements that enter the translator/di
rector 's repertoire as he transcreates a specific piece in a context
far different from the one in which it was originally created. The
translational works l explore here are not originally dramatic texts
per se , but transcreations of Brecht's poems and parables into the
atrical pieces.
---or-
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Transcreation and the Postcolonial Performance Space
In my discussion thus far, I have fluctuated between the
terms translation and transcreation. In many senses, the term tran
screation is more apt at capturing the process that the street theater
artist in the postcolonial setting is engaged in. The notion of tran
screation entered translation studies through the work of the Brazil
ian poet , critic, and translator H aroldo De Campos. For him ,
translation "is less an act of synthesizing or an act of resolution of
the contradictions than a radical operation of transcreation (opera
cao radical de transcriacao 1 98 1 : 1 8) that creates new, tangential
lines of communication" (Gentzler 2008 , 1 3). He sees translation
"as transgressive appropriation and hybridism (or cross-breeding)
as the dialogic practice of expressing the other and expressing one
self through the other, under the sign of difference" ( De Campos
1 997 , 1 3). In such a view, the linear teleology of translation, the
assumption of a knowledge flow from one direction to the other is
questioned. What occurs instead is a more complex integration of
difference, creating a dialogic relationship between the two texts
and contexts. De Campos develops his conception of transcreation
through his engagement with Oswald de Andrade's "Cannibalist
Manifesto ." De Campos especially points out the phrase "Tupi or
not Tupi, that is the question," calling it a "phonic usurpation, a
mistranslation by homophony, of Shakespeare's famous dilemmatic
verse" ( De Campos 1 997 , 1 3). Thus , while "Tupi or not Tupi, that
is the question" immediately evokes the quandary of the uncertain
Prince of Denmark, for the Brazilian audiences, it also evokes the
"the general language spoken by Brazilian Indians at the time of
Brazi 1 's discovery" ( De Campos 1 997, 1 3 ) , which references the
colonial moment, conjuring up images of the massacre of the native
inhabitants. Translation becomes a "transgressive appropriation"
within such contexts where the rewriting opens up space for mul
tiple meanings and significations . Thus, this process of appropria
tion , or to use De Campos's term , devouring, is not carried out
"from a submissive and reconciled perspective of the ' good sav
age,' but from a brazen point of view of the 'bad savage' devourer
of white people, anthropophagus" ( De Campos 1 997 , 1 4). Slightly
resonating with Caliban's famous utterance, "You taught me lan (Y)
guage, and my profit on't/ls I know how to curse" (Shakespeare ---
2007 , I.ii.366-368), where the learning of the master's language en- ---
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21
ables Caliban to curse him, in this instance, the "bad savage" irrev
erently devours the master's text and transcreates it through an in
tegration of local traditions and knowledges. Translation becomes
a "radical act of transcreation."
Consequently, rather than uncritical ly embracing texts com
ing from the West, the anthropophagic translator takes the essence
of the works and transforms them to address the Brazilian cultural
political context. This concept gives more agency to the translator
and to the formerly colonized subject rendering her an active cre
ator of knowledge. As Edwin Gentzler states, "I s luch a rewriting
of European classics through the phonetic and cultural background
of Brazil results in new meanings and insights unique to Brazil that
get woven into a sophisticated translation practice that leads to new
definitions of translation as transcreation or transculturalization"
(Gentzler 2008, 82). The hegemonic relationship between the col
onizer and the colonized, the "classic" Western text and indigenous
traditions is questioned in this context and the "European classics"
are no longer perceived as ultimate "nuggets of knowledge" (Woolf
1 929, 3). They become acculturated and transformed by the cultural
practices of Brazil.
Speaking about the discovery of "the English book" (the
Bible) , and specifically referencing Joseph Conrad's Heart of Dark
ness, Homi Bhabha argues that a reversion of power occurs when
the English book is not taken to be the ultimate authority, but a
source of ambivalence which enables the colonized subject to vi
sion a mode of resistance. H e asserts that
If the effect of the colonial power is seen to be the production of hybridization
rather than the noisy command of colonial authority or the silent repression of
native traditions, then an important change of perspective occurs . It reveals the
ambivalence at the source of traditional discourses on authority and enables a
form of subversion, founded on that uncertainty that turns the discursive
conditions of dominance into the grounds of intervention. (Bhabha 1 994 , I 60)
Both De Campos and Bhabha question the primacy of the
Western word, the logos albeit in two contexts. Their premise-the
idea of seeing colonial power as creating hybridization rather than
merely serving as a mode of authority-directs one towards a
change of perspective. [n such a situation, "Tupi or not Tupi" is
a·
---iiI' Hamlet, but also the language of the Brazilian Indians. While Ham-
---
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let is struggling to protect his father 's legacy, "The Cannibalist
Manifesto" appropriates the lines and in the "phonic usurpation"
draws attention to the colonial situation and the destruction and
dilemma caused by the colonial legacy. H ence , rather than follow
ing a teleological trajectory, meaning speaks to multiple levels and
directions.
I would like to bring Gamini Haththotuwegama to the tran
screational debate at this point. Though H aththotuwegama has not
explicitly written about translation . he has extensively spoken about
it through his practical engagement in the field.'' One of the pioneers
of political street theater in Sri Lanka, Haththotuwegama was a
scholar. writer, performer, and director. H e was a translator who
transcreated works such as Shakespeare's Hamlet, Midsummer
Night 's Dream , and Jean Anouilh's The Lark to be performed in
mainstream and alternative theater spaces, and also transcreated
works by Brecht and Chekhov for the Wayside and Open Theatre .
Growing up, Haththotuwegama was firmly enmeshed in an English
language and literature background and exposed to traditional per
formances from a young age. He started his theatrical life doing
English theater, but changed the direction of his theatrical ventures
in a fundamental way in the 1 970s by becoming a part of the street
theater group. 1 0 Deviating from an urban theater practice that he
saw as exclusively addressing a middle class audience , he worked
with the group to take theater to disparate audiences all over the
country.
H aththotuwegama preferred the word transcreation over
translation. He used the term transcreation to indicate how a text
from a specific context goes through a linguistic and cultural trans
formation and takes on a new form and meaning in a different so
ciopolitical and cultural setting. From his time as an English teacher
and then subsequently a lecturer in the Depaitment of English and
Fine Arts, his works were a mixture of Western works and indige-
9 He presented a paper on translation titled "Translation Theory Drives Me Mad: An Anti-Pedagogical Con
fession" for the second annual translation conference held in 2005 in Kandy, Sri Lanka. His talk is not
recorded, but his abstract remains.
H• The Wayside and Open Theatre formed as an alternative, nonformal theater in 1 974. Moving away from C")
the predominately bourgeois proscenium theaters, they performed in the streets, factories, temple premises, -----
universities, and urban slum areas. It was the group's stated goal to make theater spectatorship an intel
J§
lectual. critical exercise for as many people as possible. -----
·.;::;
23
nous traditions. In 1 96 1 , he produced Shakespeare in Sarong , 1 1 the
title itself indicating the transformation of the bard to a Sri Lankan
setting, where "good old Shakespeare appeared as Narrator, clad
in long cloth and coat, sporting a 'konde' and twirling an umbrella"
( Haththotuwegama 2005, 345). Shakespeare, the bard in traditional
garb, thus becomes incorporated into the local setting. Yet, his idea
was not merely predicated on turning Shakespeare into a local char
acter, embodying indigenous characteristics . It was based on a
larger idea of culture and encounters. His question, "Certainly, if
we grew up with Shakespeare, why not have alternative Shake
speare growing up with us?" ( Haththotuwegama 20 1 2, 345 ) , shows
the possibility of generating multiple meanings and constructing
multiple realities. A space opens up to question the monolithic idea
of a Shakespeare and expand Shakespeare to myriad possibilities.
Ashley Halpe recalls Haththotuwegama's transcreation of Hamlet: 1 2
its "style was highly eclectic, drawing on the Nadagam, Kol am and
Nurti 1 3 forms of the Sinhala theater, on the director 's substantial
experience of the political Street Drama which he developed for
Sri Lanka, and on some British and continental models and read
ings" ( Halpe 20 1 0, 56) . The creative transcreation of Hamlet occurs
in a space that interweaves Shakespeare, Western theatrics , indige
nous theater forms , and the political street theater. Halpe asserts
that, "fluid, 'rough,' dynamic, this production liberated Shake
speare" ( Halpe 20 1 0, 59) .
Haththotuwegama's production of Hamlet was done for a
predominately university audience with a cast drawn mostly from
the student body and some of the parts enacted by street theater
performers. The situation was similar in the trilingual transcreation
of Brecht's poem, " Difficulty of Governing." He created this play
with his students at Kelaniya University, with the participation of
some members of the street theater group. Neloufer de Mel recalls
how they built the piece "workshop style [ .. . [ dramatizing each
1 1 A fabric wrapped around the waist traditional attire in South Asia.
12 Hamlet was translated by Haththotuwegama, Gamini Fonseka Edirisingha. and Lakshman Fernando.
Haththotuwegama and Haig Karunarathne codirected the play. It was first performed in 1 990.
u Nadagam was a folk drama in which stylistic dances and music were used. K51am, a ceremony that uti
lized masks and stylized performance methods. was a performance practice that belonged to the coastal
areas of Sri Lanka. Some of these performances still exist today, but not as often as before. Nurti, which
�-
were popular in the cities, consisted mostly of musicals and ohen were direct replicas of Indian Parsee
---- pieces.
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verse."' 4 Brecht's poem about power and governance transformed
into a forty-minute play, offering a satirical commentary on the
changing political and economic landscape in Sri Lanka. In 1 977,
the newly elected United National Party government instituted the
executive presidency, centralizing power around the presidential
office, 1 '' and the play interweaved this historic fact into the poem,
reinventing the Brecht poem in a contemporary Sri Lankan context.
The play was episodic in structure, integrating traditional dance
movements, transformed folk songs, and local idioms . Brecht's
lines such as "Without ministers/ Corn would grow into the ground,
not upward'*' paved the way for the group to satirize recent polit
ical events such as politicians taking part in paddy harvesting while
wearing tennis shoes. 1 ·' Haththotuwegama states that the current
political situation in Sri Lanka enabled them to further elicit the
humor from the Brecht poem. Quite ironically, the trilingual Brecht
transcreation was banned in 1 978 for criticizing the government.
Haththotuwegama's concept of transcreation resembles that
of De Campos's idea in certain ways. Though he does not use a de
vouring metaphor, he does conceive translation as going beyond a
one-way process. He inquires, " I i If translation is 'hegemonic,' is it
a one-way process necessarily? While 'creating contexts of gover
nance' does it not I iberate them? If there is 'transference of power
through language' isn't there possibly a re-trans ference of power?"
( Haththotuwegama 2005). Thus, there is a tendency on the part of
postcolonial translators and practitioners to see translation as more
than a mere transference of power in one direction . W hile transla
tion creates contexts of governance , it also functions to liberate
them; thus the need for alternate Shakespeares. These theorists
question the notion of the one directional epistemic flow. Knowl
edge is more multifaceted; the moment Shakespeare enters the Sri
Lankan setting, he encounters difference, and this difference helps
render Shakespeare more creative and dynamic , liberating him.
Such an act has fu1ther implications. Haththotuwegama asse1ts that
"I think the very act of going to our own creative works and going
1 ➔ Interview with Neloufer de Mel. Colombo, Sri Lanka, 2010.
1 .< The balance of power between executive. legislature. and judiciary was changed in favor of the execu
tive.
1 6 Bertolt Brecht, "Difficulty of Governing," 295.
---
17 Interview with Haththotuwegama. Bokundara. Sri Lanka. 201 0. ---
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·.:;;
25 �
through them to the Western 'models' can be a decolonizing ven
ture" ( Haththotuwegama 20 1 2, 345) . The encounter here is more
interactive than hegemonic or hierarchical and thus paves the way
for a more hybrid and integrated model of transcreation. Transcre
ation is thus not a mere transference of a text from one context to
another, but a process through which a text from another context is
utilized not only to gain an understanding of the source culture, but
to cast a critical eye on the receiving system. The hierarchy between
the two texts is suspended. 1 8
Haththotuwegama asserts that his ideas o f transcreation
were formed through his practical engagement in the field, a fact
that becomes obvious when one considers his transcreation of
Bertolt Brecht's parable "Measures against Power." The text un
dergoes transformations in terms of language, performance, and
genre. The parable, which is considered to be a fragment of a play, 1 9
becomes a full blown performance piece in the streets of Sri Lanka.
A close look at the piece illustrates that the parable about "the time
of illegality" acquires a completely different signification in the
postcoloniaJ Sri Lankan setting. The play still addresses notions of
power, rule, and authority, but the nature and mode of that power
relationship changes in the Wayside perfmmance. The transcreated
piece establishes a dialogic relationship between Brecht's notions
of power and the political context in Sri Lanka. What all these the
orists are drawing our attention to is a process of demystifying the
power of the Western text, the Western logos . Such a practice also
reveals the hybridity of the Western text. After all, Brecht's dramat
ics were hugely influenced by Chinese opera and that fact also be
comes a part of the discourse . In the hierarchical world of
knowledge production, where the economically and politically
powerful nations are deemed to have supremacy when it comes to
writing and the arts, the arts and knowledge of the formerly colo-
18 This is not to ignore the unequal economic and political power hierarchy between the two contexts. The
economic factor is particularly pronounced in the publishing industry and copyright laws as they affect con
texts in the global North.
19
Some of the theater projects that Brecht was working on in the second half of the 1 920s were not com
pleted. In is introduction to Brecht's Stories of Mr. Keuner, Martin Chalmers asserts that "Brecht detached
a number of these brief commentary fragments from the dramatic context, reworked them so that they
could stand independently, and wrote new pieces of a similar kind. These became the Stories of Mr. Keuner,
---al' the first eleven of which were published in 1 930" (Brecht 2001 , 97).
---
(.0 26
nized nations is relegated to the periphery. Yet, by creatively weav
ing that knowledge with the hegemonic products of the West, the
postcolonial transcreator invents a new product that pierces, defiles,
and enriches the Western text, rendering it more polyvalent and
complex. The postcolonial artist transgresses, transforms, and tran
screates, and "newness enters the world" (Rushdie 1 99 1 , 394) .
Measures against Power/Marawara Mehewara
"I'd rather be a hammer than a nail, yes I would, if I could":
the performers of the Wayside and Open Theatre sing the first lines
of Simon and Garfunkel's song "El Condor Pasa" ( 1 970) to a pop
ular Sri Lankan folk rhythm and the accompaniment of a traditional
drum. After the first verse in English, they shift to the Sinhala tran
screation of the song where the affirmative lines in the original
transform into questions: "What is your preference for, is it the cen
tropus or the snail?" Following a slightly louder beat of the drum
and a pause, the song changes to Bob Marley and Peter Tosh's "Get
Up Stand Up" ( 1 973) as the drum continues to provide the beat
necessary for the singers . As these songs are sung in the back
ground, the performance space comes to life . Four actors enter, all
in black, and create a door with their bodies. Another performer be
gins a motion of sweeping the floor with a broom. As the songs
end, we hear someone utter "hello." The "guest"20 has arrived. What
we are about the witness is the transcreation of Bertolt Brecht's
parable "Measures against Power" as Marawara mehewara (Thug
Service/Thug Come, Come Here).2 1
"Measures against Power" is a commentary o n power
political, social, and personal . According to the Brecht parable an
agent arrives at Mr. Egger 's house and assumes an utterly privi
leged position .2� After forcing Mr. Eggers to feed him and attend
20 There are two characters in Brecht's "Measures against Power": the agent. and Mr. Eggers. In the per
formance, the characters are not given names; we encounter the self-identified guest and the silent host.
I will refer to the characters as the "guest" and the "host" in my analysis of The Wayside and Open Theatre's
Merawara Mehewara and refer to the character as the agent and Mr. Eggers when I talk refer to Brecht's
parable
:::i The Sinhala version has a double entendre. One of the main characteristics of Haththotuwegama·s work
is his wordplay, particularly his use of allusive puns and his penchant for imbricate phrases.
22 According to Mr. Keuner. who recounts the story, "[t]he agent showed a document. which was made in CV)
the name of those who ruled the city, and which stated that any apartment in which he set foot belonged ......._
to him; likewise. any food he demanded belonged to him; likewise. any man he saw. had to serve him" �
(Brecht 2001 , 3) ......._
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27
to his i n numerable needs , the agent, without even look ing at
Mr. Eggers , asks, "Will you be my servant?" M r. Eggers i s s ilent:
M r. Eggers covered the agent with a blanket, drove away the fl ies, watched
over his sleep, and as he had done on this day, obeyed him for seven years. But
whatever he did for h i m , one thing Mr. Eggers was careful not to do: that was,
to say a single word. Now, when the seven years had passed and the agent had
grown fat from all the eating, sleeping, and giving orders, he died. Then Mr.
Eggers wrapped him in the ruined blanket, dragged h i m out of the house,
washed the bed, whitewashed the walls, drew a deep breath and repl ied: "No."
(Brecht 200 I , 4)
Mr. Keuner2· recounts this story to his students when they
1
confront him about his stance towards Power. The story explores
di verse dimensions of power such as institutional systemic author
ity and personal relationships within contexts of oppression . The
parable, moreover, compl icates the relationsh ip between the op
pressor and the oppressed and examines the significance of s ilence.
The agent is aggressive and feels entitled, demanding to be treated
with utmost hospital i ty; Mr. Eggers does not utter a single word
until the end .
"Measures against Power" was transcreated as Marawara
Mehewara by Gamini Haththotuwegama i n 2000 and further de
veloped during rehearsals . A close exam i nation of Marawara
Mehewara i l lustrates how it weaves an intricate web of signifiers
from different contexts to comment on contemporary power politics
and the changi ng social ethos . Marawara Mehewara exami nes is
sues pertain ing to colon ial/neocolonial power, neol iberalism , gen
der, and class. The parable, as it is performed in the Sri Lankan
setting, retains the basic structure of Brecht's story, while absorbing
local lul labies , popular songs, and stories of foxes and grape preser
vatives . Not only does Marawara Mehewara present us with a sol id
example of a transcreation as it occurs in a postcolonial alternative
performance setting, but it also opens up the space to investigate
the dynamics inherent in a process where the translator transcreates
with the exclusive idea of performing the piece .
Haththotuwegama, the translating director or the directing
translator, has two tasks here: the first is to conceptualize the best
--
�. 2·1 Chalmers affirms that "[t]he fictional character of Mr. Keuner, 'the thinking man,' and the stories told by
or about him, originated in the second halt of the 1 920s" !Brecht 200 1 , 97).
--
Qj'
c...., 28
possible way to familiarize the somewhat abstract Brecht narrative
for diverse audiences in the country, the second is to envision the
performance aspects of the play including how to enact it with the
current members of the group . In the process, he also needs to take
heed of the conditions of the eventual performance spaces and fore
see how to visually enact the tension and the power imbalance be
tween the two characters. H e has to make the narrative appeal to
many different audiences, some of whose encounter with Brecht is
not extensive. Haththotuwegama, the translator, cannot "only
I point I out the problems" and leave the director "to solve them"
(Zuber 1 980, 73) because he is the director as well. He is aware of
the unpredictable and diverse audiences the group will encounter
during their performances. The conceptual mapping of the transla
tion thus encompasses visual, gestural and spatial elements, apart
from the linguistic and cultural transference. As a practitioner of
political street theater, he also has to consider the ideological di
mensions of the texts.
1 n Haththotuwegama 's transcreation, the agent's presumed
superiority and entitlement, his unwavering assumption that ''the
other" would serve him , adopts significations pertaining to the post
colonial setting, transporting images of the colonial narrative and
how the native inhabitants were exploited by a series of colonizers
who mistook their generosity for a sign of weakness. The guest
constantly reminds the host of the ways of traditional hospitality
and forces him to perform such rituals prevalent in Sri Lankan so
ciety. In his performative of "traditional hospitality," the host ap
pears submissive and unquestioningly complies with the guest 's
wishes. The entitled guest, on the other hand, acts with total ease
in the other 's space and expands and stretches his body, enclosing
the space visually, while the host remains withdrawn. The guest's
incessant chatter and aggressive manner stands as an absolute con
trast to the more subservient and silent mannerisms of the host . Fur
thermore, the play is particularly remarkable in the way in which it
makes use of the actors ' bodies in the construction of stage props.
The use of the human bodies is visually striking and metaphorically
contributes to the critique of the exploitation of fellow human be
ings. The human bodies transform into a bed, a bathtub , and a chair,
which the guest so freely makes use of; he sits and sleeps on them .......
in the most entitled manner. �
.......
·.;::;
29
Such power dynamics are implicated and explored not only
through the story of the "guest" and the "host," but also through a
story that the host reads to the guest: the transcreated fo x and the
bitter grapes fable, a considerable addition that takes up a majority
of the performing time . The "host" in Marawara Mehewara is
forced to read an animal fable to the "guest,"24 unlike Brecht's para
ble where Mr. Eggers is silent till the end. The story within the story
deserves close analysis because the animal fable depicts numerous
instances where varying dynamics of power and relationships are
explored. These additions bring up familiar elements from popular
culture, while elucidating the Brecht narrative, enabling differential
readings of it.
The folk stories are transformed in the new global eco
nomic order. The fox does not come across an unreachable bunch
of grapes on a vine higher up, but instead notices a little girl on top
of a tree,25 eating a slice of bread with Australian butter and grape
preservatives. These two items allow the Wayside group to engage
in their customary critique of the neoliberal economy and con
sumerism. Just as these economic transformations have changed
all areas of life, at the end of the fox fable, the familiar and perhaps
most sung Sinhala lullaby undergoes a change as well. The mother
is unable to feed her child not because the container of milk floated
in the river as the old lullaby has it, but because she cannot afford
to buy expensive dairy products. W hat is transcreated is not only
the Brecht narrative, but also centuries-old folk tales and popular
lullabies.
The fox-girl story further explores gender and power. The
cunning fox is defeated by the silent girl sitting on top of a tree;
she is unperturbed by his chatter. He tries to cajole her by stating
that he will procure her the opportunity to sing on a popular radio
station. Undisturbed by his words, she silently gobbles down the
slice of bread. Silence does not necessarily implicate weakness be
cause the little girl ends up getting the bread. The outcome of the
2·1 While Mr. Eggers only utters the powerful "No" at the end of Brecht's narrative, the "host" in Marawara
Mehewara is given more of a voice when he reads the story-he only reads and never comments or re
sponds to the guest's questions or remarks. Yet, his tonal variations are important.
25 In both instances, the two girls are unclothed. Their nudity does not add anything to the narrative except
for a crude sense of humor that creates laughter in the audience. Thus, though the question of gender and
�. power figure into the story, it simultaneously propagates sexist humor. The issue of gender in the works of
...__ the Wayside and Open Theatre require more extensive discussion.
a!'
...__
u.) 30
fox's next encounter with another little girl 26 remains ambiguous,
an ambiguity that reflects the relationship between the host and the
guest. This fact is further emphasized by the guest's imitation of
and identification with the fox: he disapproves when the child eats
the bread and is dismissive of girls on top of trees, exhibiting a cer
tain patriarchal viewpoint about proper behavior for women. The
guest enacts the fox's role as the host reads the story, and in the end
he is on all fours howling and hooting. He identifies and empathizes
with the fox by extolling his shrewdness. The story within the
story-read by the host-comments on the frame narrative and the
complex nature of power.
It is obvious that the Brecht parable has taken on a whole
different life in the streets of Sri Lanka. The postcolonial Sri
Lankan setting endows the narrative with multiple significations
-the old fox fable connecting with other narratives spatially and
temporally-as the story advances from the colonial narrative to a
neocolonial moment, the fable changes from a desire for grapes to
desire for a slice of bread with grape preservatives and Australian
butter, and the way to coax the girl is to tell her that she will be
given a chance to sing in a popular radio station, an allusion to re
ality shows that have become a pervasive element in the popular
culture. The story within the story captures the change in the social
fabric as a result of the open economy.
The guest does not notice the host's tonal variations as he
reads because he is more focused on the story and subsequently
disappointed by the story's abrupt ending, which occurs as the fox
approaches the second girl. The guest, who falls asleep disap
pointed by the ambiguous ending of the story, suddenly wakes up
with breathing difficulties; he signals the host to help him and the
host obeys. W hen the guest wakes up again gasping for breath and
furiously gestures for the host to help him, the host does not budge.
At this particular moment, the play changes direction; there is a
tangible shift in power. The host, immobile, stares as the agent
pain fully arrives at his death-a silent, wordless death. The host
checks the guest 's pulse to make sure that he is indeed dead. He
then thrusts him to the floor and repeats the demands made by the
(Y)
20 The words "little girl" are repeated and one can inquire as to why the littleness is emphasized multi .......
ple times. �
.......
C
·�
C
31
entitled guest in a stifled voice: "Will you feed me? Will you bring
me water?, etc." As he reiterates the demands, his voice rises in a
crescendo. The final act of defiance is exhibited when he screams
with certainty: "No"27 - the ultimate moment of his silent resist
ance, culminating in a powerful "no."
The "no," uttered with firmness, critically overturns the
actions of the guest. For the first time, the host is standing over the
guest's body-thus reversing their spatial levels . The enactment of
the scer>e with visual elements, the positioning of the guest and the
host, the particular gestures, pauses, and the sudden stillness of the
guest's body, who thus far was animated and free, contrasts with
his dead stillness in the end. In Haththotuwegama's transcreation
of the play, the signification of the word "no," as translated into
Sinhala, accompanies the visual enactment of the power dynamics,
which are most fuUy reversed through the movement of the other
performers-who thus far were bodies that created props-as they
push the guest's dead body out. We are faced with a situation where
the principal problem of the translation involves the transformation
of the verbal into the physical as well as finding solutions to the
linguistic issues. And at times the solutions to the linguistic issues
reside in physical ones . Such a process makes the task of the trans
lator/director more complicated and more exciting because the
"no" for the translating director is not a mere "no"; rather, it is sur
rounded by the actions, gestures, and movements of defiance and
subversion. The "no" is uttered against colonial oppression, neo
colonial power politics, exploitation in terms of class and cultural
hospitality, and gender. I t gives voice to the little girl on the tree,
relates to the other little girl in the front yard, and integrates all the
elements of the various folk stories . I am not stating that a theater
translator who is not simultaneously the director is unable to con
ceptualize such complications; they certainly do, as Lefevere has
comprehensively illustrated in his analysis of Bentley and Hayes's
translation of Mother Courage. His examples thoroughly illustrate
how the ideology of the target culture dominates their work because
they were intent on introducing Brecht to the United States . What
I want to point out is that the politics and the poetics of the target
�. 27 The "no" is translated into Sinha la as "Nae and Bae," and the host utters both words. They respectively
---- stand for "no" and "I woo't"
----
Lu 32
culture become all the more prominent and pressing when the
translator is the director because for him the audience, space, and
performance are not abstractions, but concrete events. The tran
screation process is one where all these elements are taken into
consideration simultaneously.
Conclusion
The Brecht narrative enables Haththotuwegama to explore
the power dynamics within contemporary society as he devours
the text with ease to create a product that not only captures Brecht 's
ideas of power, but also offers a critique of neocolonial, class, and
gender politics in Sri Lankan society. This text, "produced in the
borderline between two systems" ( Lefevere 2000, 234), not only
illustrates "the performativity of translation as the staging of cultural
difference" ( Bhabha 1 994, 325 ) , but also shows that "l t lranslation
is the performative nature of Cultural communication" ( Bhabha
1 994, 326) . In Haththotuwegama's words, it is "a two-way process."
Translating with the intent of performing necessitates the consid
eration of linguistic, ideological, and performative aspects of the
text. On such a level, what often occurs is a devouring of the text,
a radical act of transcreation. This creative act envisions spatial re
lations, the physical enactment of the text, and considers the diverse
live audiences. Hence, the translator/director is not the type who
faithfully copies and mimics, but one who transfuses, demonically
devours, and creates a new product . Thus, Haththotuwegama 's
transcreation is not a "passivizing theory of copy or reflection, but
I . . . I a usurping impulse in the sense of a dialectic production of
differences out of sameness" ( De Campos 1 997, 1 8) . The transla
tors/directors work in a setting where the linguistic, gestural, audi
tory, performative, ideological, cultural, and spatial dimensions
combine to generate the transcreation. It is with all these elements
in mind that the translating director and the directing translator set
to work and it is a multifaceted project-in other words, one of the
best moments of transcreation. In Brecht's words.
They do not, l i ke parrot or ape
Imitate just for the sake of im itation , unconcerned
What they imitate, just to show that they
--
(Y)
--
Can imitate; no, they
J§
Have a point to put across. (Brecht 1 976, 1 76)
C:
·_p
C:
33
References
Aaltonen, Sirkku. 2000. Time-Sharing on Stage. Drama Translation in Thea/er and
Sociely. C levedon: Multili ngual Matters Ltd.
Bakhtin, M ikhai l . 1 98 1 . The Dialogic Imagination. Edited by M ichael Holquist.
Translated by Caryl Emerson and Michael I lolquist. Austin: Uni versity of
Texas Press.
Bassoett, Susan. 1 980. Translation Studies. London and New York: Routledgt:.
-- -. 1 99 1 . "Translating for the Theatre: The Case Against Performabi lity."
TTR: lraduction, lerminologie. redaclion 4 ( I ): 99- 1 1 1 .
Bhabha, Hom i . 1 994. The Location of Cul!ure. London and New York: Routledge.
Brecht, Bertolt. 1 976. "On Everyday Theatre." Bertoli Brecht: Poems 1 9 13- / 956.
Translated by John Willet and Ralph Manheim. New York: Methuen.
---. 200 I . "Measures against power." In Slories of M1: Keuner, translated by
Martin Chalmers, 3-4. San Francisco: C ity Light Books.
De Campos, Haroldo. 1 997. "Tradition, Translation, Transculturation: The Ex
Centric's Viewpoint." Translated by Stella E. 0. Tagnin. Trad Term 4 O):
1 1 - 1 8.
Gentzler, Edwin. 2008. Trans/a/ion and ldenlity in !he Americas: New Directions in
Trans/a/ion Theory. London and New York: Routledge.
l lalpc, Ashley. "The Sharing I ndividualist." In Tales about Hatha, edited by Athula
Samarakoon and Sudcsh Manthi lake, 49- 60. Peradeniya: Arts Council or
Peradeniya.
H andk.e, Peter. 1 998. "Theater-in-the-street and the theater- in-theater." In Radical
Street Pe,jormance, edited by Jan Cohen-Cruz, 7 - 1 0. London: Routledge.
Gamini Haththotuwcgama. 2005. "Translation Theory Drives Me Mad: An Anti
Pedagogical Confession." Abstract subm itted to the second annual
translation conference held in Kandy, Sri Lanka.
---. 20 1 2. "Let Shakespeare Enrich Our Cultural Encounters." In Streets Ahead
with HaJhlhotuwegama, edited by Kanchuka Dharmasiri, Lohan
Gunawccra, and N icole Calandra, 34 1 -346. Maharagama: Ravaya.
Lefevere, Andre. 1 998. "Acculturating Bertolt Brecht." In Constructing Cu/lures:
Essays on Literary Translation, edited by Susan Bassnett and Al'.ldre
Lefevere. Clevedon: Multi l ingual Matters.
- - . 2000. "Mother Courage's Cucumbers: Text, System and Refraction in a
Theory or Literature." In The Translation Studies Reader, edited by
Lawrence Venuti. London and New York: Routledge.
N gugT wa Thiong'o. 1 993. Moving the Center. Nairobi: East A frican educational
Publishers Ltd.
Rushdie, Salman. 1 99 1 . lmaginatJ' Homelands: Essays and Crilicism 1 981-1991.
New York : Penguin.
Shakespeare, William. 2007. The Tempest. Reprint of the 1 863 London ( Macmi llan
and Co.) edition, Project Gutenberg.
a· http://www.gutenberg.org/li les/23042/23042-h/23042-h.hlm.
..___
ru
..___
w 34
Wool f, Virginia. 1 929. A Room ofOne s Own. New York: Harcourt, Brace & World, Inc.
Zatl in, Phil lis. 2005. Theatrical Translation and Film Adaptation: A Practitioner s
View. Clevedon: Multilingual Matters Ltd.
Zuber, Ortrun. 1 980. "The Translation of Non-Verbal Signs in Drama." Pacific
Quarterly Moana 5 ( I ): 6 1 -74.
Kanchuka Dharmasiri is a theater director and translator. She is currently teaching
postcolonial theater, performance theory, and alternative theater in the Fine Arts De
partment at the University of Peradeniya, Sri Lanka. She recently completed her PhD
in Comparative Literature at the University of Massachusetts Amherst. Kanchuka's re
search interests include translation studies, postcolonial studies, and early Buddhist
women's writing. She has translated and directed plays such as Eugene lonesco's La
--
Cantatrice Chauve and Woody Allen's God. She is the editor of Streets Ahead with (")
--
Haththotuwegama (2013), a selection of writings by and about Gamini Haththo
tuwegama, a pioneer of political street theater in Sri Lanka.
�
·.;:::,
35
| Unimi Open Journals |
translation | https://riviste.unimi.it/index.php/translation/article/view/17534 | [
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] | Translational Departures:
Rethinking Genre and Translation
C h a n d ra n i C h atte rjee
University of Pune. India.
eh and ran [email protected]. in
Abstract: The present paper attempts to read certain episodes in nineteenth cen
tury colonial Calcutta as processes of cultural translation. The translational aspect
of the colonial encounter has been largely unnoticed. The cul rural traffic, the
movement of languages, books, genres and ideas indicate a larger process of cul
tural translation at work. In rethinking how cultures relate to one another at
moments of cultural encounter, I have tried co emphasize the crucial role chat
genres play in such a process. Through a select reading of the novel and some
popular prinr genres in nineteenth cenrury Calcurt.a I suggest that instead of a
stable mimetic theory of art we need to approach the colonial encounter as a
process of constant negotiation and exchange, of translational departures which
in rum helps us unsercle conventional notions of the rigidity of genre boundaries
enabling a furthering of processes of translation.
Introduction
In the essay titled "The Law of Genre," Derrida comments
in the following fashion: "Genres are not to be mixed. I will not
mix genres . I repeat: genres are not to be mixed. I will not mix
them" ( Derrida 1 980, 55).
One of the least studied areas in translation studies is per
haps its relation to genre and the phenomenon of generic translation.
Derrida's comment opens new and interesting possibilities for un
derstanding genres and their translational aspects. With the "cultural
turn" 1 in translation studies, there has been a lot of scholarly dis
cussion and debate on the way in which translation informs and is
informed by its association with disciplines as diverse as culture
studies, gender studies, postcolonial studies, ethnography, and an
thropology to name just a few. This has definitely widened the
scope and the possibilities for translation studies and made it an
1 Susan Bassnett and Andre Lefevere were among the early proponents of the "cultural turn." The term
a·
--- then gained currency and has been used ever since by scholars and specialists across different disciplines.
---,.._,
s 36
u.)
interdiscipli nary if not a multidisc ipl i nary domain . However, it
seems to me that, despite this w ideni ng of boundaries , the relation
between genre and transl ation has not recei ved its due attention . It
seems to me that the notion of cultural translation is perhaps best
perceived in the translation of l iterary forms or genres . Not only
are words, phrases, and sentences translated, but often the entire
genre gets translated in the process of cultural interaction and trans
mission . Genre provides an appropriate site for cultural negotiation
and exchange. Genre translations become more interesting when
the period to be studied is that of a colonial encounter. In the
present paper I attempt to i l lustrate the process of generic translation
in n ineteenth-century Calcutta, h ighl ighting the possibil ities that
such an approach holds for scholars of translation studies and post
colonial studies alike. It seems to me that the opening assertion in
Derrida's essay is not workable when generic translations are con
cerned . Genre mixtures is the only possible way of understanding
the processes in which genres are shaped and reshaped over cultural
exchanges, of which the colonial encounter may be one. These
translational "departures" in genre formation ( I use the word "de
parture" both in the sense of difference, that is, departing from the
original and also indicating a movement, a crossing over, a ferrying
across , thereby i ndicating a process of dislocation and a relocation
in d ifferent spatial and temporal domains) open interesting ways
of locating and answering questions related to colon ial and post
colon ial phases in l iterary history. In the first section of this paper,
I w i l l try to contextual ize the phase in the colon ial history of Cal
cutta which was retrospectively cal led the Bengal Renaissance,
h ighlighting the translational aspect of this period . I n the second
section , I will discuss at some length the ways in which the colon ial
encounter fac i l itated translations of genres, taking the example of
the Bengali novel . I n the third section , I w i l l elaborate on the trans
lational aspect of the print phenomena in n ineteenth-century Cal
cutta and the ways in which print culture further faci l itated generic
translations.
The Bengal Renaissance
The much discussed Bengal Renaissance has been de
scribed as a phase of the beginning of modernity in the sociocultural ---
history of I ndia. It was a period when the English educational cur- ---
�
C
·.;:::.
C
37
riculum was successfully launched, and institutions for the dissem
ination of English education were set up with the hope of creating
a new class of Bengali intelligentsia. It was also a period of reform
movements, new laws being promulgated to replace older ones, a
phase of constant negotiation and exchange between the colonial
masters and the natives. It was a phase when popular printing really
took off in Calcutta, churning out a huge variety of texts and genres
that in turn inaugurated a new reading culture and a public sphere
in the city which boasted new marvels. Scholars who have tried to
revisit this immensely productive, vibrant, and rich phase in the
history of Bengal have also noted the difficulty of talking of the
Bengal Renaissance as a unified and monolithic phenomenon ,
thereby escaping holistic definitions.2 lt seems to me that one of
the defining features of the Bengal Renaissance which actually
problematizes the way in which we understand this phase in colo
nial history is the way in which translations played a very vital role
in shaping sensibilities and, in the process , manufacturing knowl
edge and intellectuals. The role of translation in defining the Ren
aissance has not been studied with proper care. J n fact , one of the
primary ways in which the cultural exchange in the colonial phase
was facilitated was through the translation of European texts into
Bengali in the nineteenth century. Often , these translations would
help import new forms which would then be negotiated by native
readers before they could be assimilated or rejected. These transla
tions thus redefined the way in which literature would be under
stood from this moment on . ltamar Even-Zahar, when discussing
the polysystem theory, mentioned three instances where translations
play and have played a vital role in the shaping of a literary culture.
These are 1 ) when a literature is young or in the process of being
established; 2) when a literature is peripheral or weak or both; and
3) wben there are turning points , crises , or literary vacuums in a
culture.1 Even though the nature of the nineteenth-century transla-
2 Resea�h on the phase which was retrospectively called the Bengal Renaissance has been stupendous.
Though scholars have held diverse opinions on the nature of this phase, however, they have all agreed on
the productivity of this phase. Some studies on the Bengal Renaissance would include David Kopf, British
- Drientalism and the Bengal Renaissance: The Dynamics of Indian Modernization 1773- 1835 IBerkley/Los
Angeles: University of California Press, 1 969); R. C. Majumdar, Renascent Bengal!Calcuna: Asiatic Society,
1 972); Susobhan Sarkar, On the Bengal Rer,aissance !Calcutta: Ppyrus, 1 985); Sum it Sarkar. Writing Social
�- History O)elhi: Oxford University Press, 1 997).
-- 3 ltamar Even-Zahar. "The Position of Translated Literature within the Literary Polysystem," in The Trans
lation Studies Reader, ed. Lawrence Venuti !London: Routledge, 2000). 1 92-1 97.
--
ru'
u.) 38
tions in Bengal cannot be understood in any of the abovementioned
ways , these translations nonetheless played a vital role in shaping
the culture of Bengal in particular and India in general. These trans
lations gave rise to new genres and challenged notions of existing
genres. In fact, Calcutta can be described in terms of a city found
in translation. The sheer bulk of translated literature produced in
the city from the late eighteenth through the nineteenth century in
dicates the ways in which cultural translation and exchange formed
the basis of the cultural plurality of the city as we know it even
today.
These translations cannot be appreciated without a brief
overview of the way in which the introduction of English education
transformed the sociocultural scene in Bengal in the nineteenth
century. The controversy between the 'Orientalists' and the ' An
glicists' over the utilization of the money that was set aside for ed
ucation4 by the act of 1 8 1 3 was finally resolved in William
Bentinck's tenure. By the Resolution of March 7, 1 835, it was re
solved that the funds would "be henceforth employed in imparting
to the Native population knowledge of English literature and science
through the medium of the English language" (Spear 1 970, 1 27).
Schools and colleges were set up by the British, and Persian gave
way to English as the official language of the colonial state and the
medium of the higher courts of law. Bentinck's administrative
methodology thereby led to an induction of more and more Indians
into the hierarchy, a possibility that was enabled by English educa
tion. According to Gauri Yiswanathan, the introduction of English
education can be seen as "an embattled response to historical and
political pressures: to tensions between the English Parliament and
the East India Company and the native elite classes" (Viswanathan
1 987, 24). The colonial practice of translation played a very sig
nificant role in the way in which prevalent practices were negotiated
and rearticulated in this phase of history. While the European trans
lations of Indian texts prepared for a Western audience provided
the educated I ndian with a whole range of Orientalist images , the
translations from the European languages into the native tongue
4 For more on the education debates in colonial India see Lynn Zastoupil and Moir Martin, eds., The Great --..
Indian Education Debate: Documents Relating to the Drientalist- A nglicist Controversy, 1781-1843 (Surrey: �
Curzon Press, 1 999) --..
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affords many more interesting instances of cultural translation , ne
gotiation , cross-overs , and departures , particu larly with respect to
a reconfiguration of generic boundaries.
Translational Departures:
Reconfiguring Generic Boundaries
With the introduction of the colonial l iterary models came
the initial desire to emulate them . We have records of the ways in
wh ich the English poets who were studied within the new educa
tional curriculum immensely inspired the first generation of English
learners in Calcutta . These new learners were not only avid readers
of English poetry but they were also attempting to write poetry l i ke
the poems they were reading. So we have evidence of the ways in
which poetry writing was encouraged in the H indu college, one of
the earl iest institutions set up for the teaching of English. It is in
teresting to note the translational practice at work in the choice of
themes , recurring images, and the procolonial discourse at work in
these early poems. Harachandra Ghosh's "Benaras" comes imme
diately to mind . Th is poem was listed as one that was selected for
an award at the Annual Prize distribution ceremony of the H indu
Col lege .5 What strikes the reader is the encomiastic nature of the
poem . Having l i sted the earl ier colonizers of India as dangerous,
the poetic persona sighs with relief at the way in wh ich the country
has been rescued by the English . The rest of the poem is in praise
of the present rulers interweaved through a history of the natives.
Such poetic compositions can perhaps best be read as works of
translation - a translation of the anxiety of a young group of Eng
l i sh learners who wanted to draw the attention of the ru lers and
please them . Harachandra Ghosh 's poem and several other poems
written in a similar vein cannot be understood without the colonial
context and the introduction of the new educational system. How
ever, poems of this genre cannot simply be understood, either, as a
mere copy of any of the English poets who were being read as part
of the new educational curricul u m . There was a desire to emulate,
but local history and culture added new dimensions to these poems ,
maki ng these new works of art.
�.
---ci!' 5 This poem is cited in R. K. Dasgupta, East -West Literary Relations !Calcutta: Papyrus, 1 995). 278.
---
u.) 40
In fact, a study of the history of translation reveals the
ways i n which orig inal texts are rewritten and also exposes the
routes through which innovations are introduced into the literary
f ield. The colonial context of these works inscribes the asymmetrical
relationship between the European originals and their Indian trans
lations. The proliferation of texts translated from European lan
guages, especially English, in colonial India i ndicates the multiple
layers of contact between the two cultures. A study of texts trans
lated into Bengali from 1 800 to 1 900 reveals the copious work
which was being done in translation around this time.6 Apart from
literature, which is divided into fiction, poetry, drama, and miscel
laneous works, there are translations of the B ible, biographies and
exemplary lives, economics, general science, geography, history,
law, medicine and child rearing, philosophy, political tracts, and
religion and history of rel igion. With particular reference to literary
genres one often notices a curious blurri ng of generic boundaries
and i nteresting examples of cultural translation. The Arabian Nights
was one of the most popular texts and was translated over and
over again by different translators. Nilmani Basak translated the
work as Arabya Upanyas in three parts. The term upanyas in Ben
gali translates to the genre category that is called the novel in Eng
lish. Moreover, the i nitial confusion and debate regarding the
nomenclature of this genre is interesting to note. In different parts
of India, writers and scholars debated what the correct Indian equiv
alent of this genre might be. In some cases new words were coined
for the new genre, while in others the English word was retained.
Supriya Chaudhuri notes how the term upanyas was still new, and
was used interchangeably with other more well known terms as
late as 1 93 1 :
I n an essay published in Prabasi ( 1 93 1 ) Rabindranath Tagore distinguished
the social realism of Bankimchandra's novel Bishabriksha ( 'The Poisoned
Tree' , 1 873) from historical romance, for which he used the te1m kahini (usu
ally translated as 'tale' ) as contrasted with akhyan (chronicle, nairntive). While
the term inology he was trying to establish (at a time when the choice of the
term upanyas for ' novel' was sti l l fairly recent) never found favour, Ra-
(")
6 See P. R. Sen, Western Influence in Bengali Literature (Calcutta: Academic Publishers. 1 966); see also
Time Charts of Events and Publications 1 798 -1900, prepared by the Department of English, Jadavpur Uni
---
versity, Kolkata. ---
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bindranath 's autobiographical account of the breathless anticipation with which
instalments of Bishabriksha were awaited (as they appeared serially in the
journal Bangadnrshan from its first issue in 1 872) memorably evokes an un
precedented literary experience . (Chaudhuri 20 1 2, I 08)
In fact, this "unprecedented literary experience" led to sev
eral sociocultural transformations interestingly through a new lit
erary genre. The innate tendency of genres to diffuse is best
witnessed in times of cultural exchange. In such situations, genres
become intermediaries between two cultures revealing not only its
formal and technical features but also the sociocultural and political
situation of its emergence. The emergence of the novel in nine
teenth-century Calcutta offers an interesting case study of the trans
lational aspects of the colonial encounter.
The Novel: A Translated G enre?
The novel in nineteenth-century Calcutta provides an in
teresting melange. Perhaps the only possible way to understand a
complex phenomenon like the novel is by examining the dynamics
of translatability that it puts forth and the "dialogic" activity that it
necessitates. The dialogic act enables translators to preserve the
difference between the "self' and the "other." Translation attains a
voice of its own that is neither an imitation of the source text nor a
completely detached work. Here I am referencing Mikhail Bakhtin's
postulation of translation as the "answering word." It seems to me
that the way in which the novel was introduced in the cultural
horizon of India in general and Calcutta in particular and the way
it was interpreted , understood , and translated makes it understand
able along Bakhtinian paradigms of the dialogic and the notion of
the answering word. Translation, according to Bakhtin, results from
an interaction between two languages and cultures situated differ
ently in time and space. A translation extends the influence of a
source text to another culture, and thus contributes to the open
ended nature of the text. It often keeps alive the source text's influ
ence among readers of the native tongue. These aspects allow us
to view translation as an "answering word" in the Bakhtinian sense.
Bakhtin argues that "every word is directed towards an answer
and cannot escape the profound influence of the answering word
---al' that it anticipates" ( Bakhtin 1 994, 280). Translators not only corn-
---
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pose an "answering word" referring to the source text but also pro
duce it so that this answering word will meet the anticipation of
target readers. Translation is thus the product of a dialogic triangu
lation between the source text, the translator, and the target text
audience. This "dialogic" demands that translators comprehend
both the source culture and the target culture as "the other." Thus
translation is the outcome of a "dialogic event," that is, open-ended
and a never- ending dialogue between the translators ' consciousness
and the source and target cultures. Bakhtin talks of translation as a
process of "active understanding" .7 Theories that consider transla
tion as a secondary and derivative activity, advocate "passive un
derstanding." Passive understanding is monologic because it allows
only one singular perspective to exist. In fact, active understanding
is what makes translation an "answering word." In appreciating
the novel in Calcutta as a phenomenon in cultural translation, I
will refer to the Bakhtinian notion of the "answering word" as "ac
tive understanding," for the novel was neither a pastiche of the
English model nor can it be understood without the backdrop of
the colonial encounter. It was a process of negotiation and exchange,
an active understanding and interpretation that led to the develop
ment of the novel in Calcutta.
Bankimchandra Chatterjee ( 1 838- 1 894) is regarded as the
first novelist of note so far as the development of Bengali prose is
concerned. An ardent admirer of Shakespeare, Scott and the
Romantic poets , Chatterjee utilized the form of the novel to
question the basic premise of western education in Bengal
namely, that western education acts as a morally uplifting, beneficial
reforming force in the social sphere. He adopts a revisionist stance
with regards to western education in the novels that deal with it.
Chatterjee's first novel, Rajmohan 's Wife ( 1 864) , remains his only
novel in English.8 Between the introduction of a new form and its
assimilation or rejection in any culture there is generally a lapse of
7 The terms "active understanding" and "passive understanding" are taken from Bakhtin's conceptualiza
tions on aesthetic activity Bakhtin draws attention to a conceptual category called "Being-as-event," which
presupposes an answerable participation IBakhtin 1 993, 1-77). In his words, "lt)he entire aesthetic world
as a whole is but a moment of Being-as-event, brought rightfully into communion with Being-as-event ('")
through an answerable consciousness - through an answerable deed by a participant" IBakhtin 1 993, 1 8).
8 This is in keeping with many writers of the nineteenth century who tried their hand at the English language ----
and then returned to their mother tongue. The obvious example that comes to mind is that of Michael Mad �
husudan Dutt. ----
·.;::,
43 �
time and several social and cultural factors play a role in it. ln the
West as well, the novel was not the outcome of the experimentation
of one single author or of some set conditions. It was a long-drawn
process of additions and alterations that ultimately resulted in such
a hybrid but distinct form.9 In the case of India as well, in the early
part of the nineteenth century, many writers produced various
kinds of prose writings claiming to be novels. However, it took
around two decades for the form to consolidate itself.
Bankimchandra's works depict this space of negotiation,
exchange, and translation almost like a palimpsest. The traces of
the �d world had to be written on. This world of rearticulation is
what I understand as translation. The Bakhtinian notion of "outsi
deness" becomes significant here. According to Bakhtin, " I i In order
to understand, it is immensely important for the person who under
stands to be located outside the object of their creative understand
ing in time, in space , in culture" ( Bakhtin 1 994, 7). The novel
writers in Calcutta were located outside in time space and culture
and could develop an active and creative understanding of the new
form that was made available to them again primarily through
transllations.
In his first English endeavor, Bankimchandra starts nego
tiating two worlds-one that was known to his readers, and another
that was unfamiliar. In Rajmohan 's Wife, "woman" is portrayed as
the traditional wife. However, the foregrounding of a female char
acter (although unnamed in the title and only referred to as "wife")
is worth noting. It is her story, the story of a suffering but coura
geous woman, which is rendered in a hybrid genre, drawing on the
tradition of the adventure story and romance. Certainly, the way a
strong, beautiful woman is wasted on a brutal, evil man is meant
to mark a critical stance towards the submission of woman to social
norms. Moreover, the central position of the female character in the
novel also hints at the implied criticism of gendered roles and fe
male identity, both strongly connected to women's marital status.
The "claustrophobia of women in incompatible marriages"
(Mukherjee 1 996, vi) is countered by the romance plot which is
based on a specifically Indian discourse on love and passion, al-
9
See Paul J Hunter. Before Novels: The Cultural Contexts of Eighteenth-Century English Fiction (New
---- York: Nortnn, 1 990).
ru
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luding to Radha and Krishna, 1 0 a story about romantic, but extra
marital, love. This very hybridity of genres is of interest to us. Not
only is the novel a quite audacious blend of genres, but it certainly
also draws together different discourses on women. As Makarand
Paranjape notes, "I c lreated from an amalgam of classical, medieval
and European sources and totally unprecedented imaginative leaps
into what might constitute a new female subjectivity 1 -. . 1. She,
moreover, embodies the hopes of an entire society struggling for
selfhood and dignity" ( Paranjape 2002, 1 58). The translational as
pect of this new genre can be located in the way it questioned and
negotiated earlier modes of existence. It needs to be noted here that
certain components of the novel, particularly the story and the plot,
are universally present in all forms of narratives. Within the Euro
pean tradition, too, one finds the epic and the romance, which are
considered to be precursors to the novel. In the Indian literary tra
dition there were fantastically sizeable narratives like the Ra
mayana and Mahabharata, the vast storehouse of kathas. Yet
readers almost immediately recognized the differences between the
novel and existing narrative traditions. In fact, this new form led
to several shifts in representation and interpretation and challenged
prevalent conventions. In Bakhtin's conceptual framework it can
be regarded as an active interpretation and an answering word for
native writers who were experimenting with this new form. It is
here that I locate the translational aspects of this new genre. Read
ers were attracted by the stories that the novels narrated and the
real-life men and women it conjured. When the novel appeared in
India, it knocked on the door of modernity as it were. However, the
shift in paradigms was not as easy and straightforward as it might
appear to us now. In fact, one can perceive the ways in which the
novel as a new genre became the site of a dual struggle against the
constraints of tradition on the one hand and the hegemonic tenden
cies inherent in the process of colonialism on the other. The early
novels in most Indian languages convincingly illustrate this point.
Traditions had to be reclaimed and revitalized as part of modernity
in order to establish their continuity, while at the same time the le-
10 In the story of Krishna, as told in the Mahabharata and the Bhagavata Purana (ancient Hindu religious (Y)
texts). he spends much of his childhood in the company of young cow-herd girls. called Gopis in the village
of Madhuvan. Radha is one of the gopis The Radha-Krishna amour is discussed in later texts like the Gita ---
Govinda. Radha pines and waits for Krishna who is married. This love outside the defined and conventional
institution of marriage has been rendered in a variety of ways in different parts of India. ---
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gitimacy of modernity depended on how it conformed to tradition.
The negotiation between these two worlds is what one notices in
the early experiments with the novel. What one perceives, perhaps,
is a process of cultural translation at work-an entire discourse re
garding human beings, nature, religion, and society being trans
lated. As Shivaram Padikkal notes:
Even when we employ - as we are often forced to-the terms of reference of
Western novel criticism, we real ize the unique nature of a Western genre as it
unfolds in the I ndian context . This is not to suggest that the I ndian novel is
merely imitative or derivative . The reception of a literary form is certainly not
such a simple process, being a complex historical transaction rather than the
decision of an individual author. (Padikkal 1 993 , 222)
Two such important locales of cultural transaction were
perhaps the emergence of new subjectivities, particularly with ref
erence to women and the sense of history. In trying to elaborate on
the translational nature of the novel in Calcutta, I would read some
of Bankimchandra Chatterjee's writing in this light.
However, before discussing Bankim 's contribution to the
development of the genre of the novel, let us briefly look at the
translations that in a way paved the emergence of the Bengali novel.
In 1 835, Bunyan's Pilgrim 's Progress was translated into Bengali
by the Calcutta Tract and Christian Book Society; in 1 837, Raja
Kali Krishna translated Rasselas into Bengali; in 1 849 , Romeo and
Juliet, the first of the dramatist 's stories to be thus rendered was
translated by one Gurudas H azra from Lamb 's Tales from Shake
speare. Some imaginative essays bordering on fiction proper but
with an allegorical significance were translated by Akshay Kumar
Dutta. His Svapna Darshan was a rendering of Addison's Vision of
Mirza in the Tatter, published in the issues of the journal Tattvabod
hini Patrika , 1 849-1 850. 1 1 It is, however, in the latter half of the
nineteenth century that we come across more energetic and suc
cessful attempts. The Vernacular Literature Society, with Govern
ment support, took a leading part in paving the way for Bengali
fiction by undertaking to translate many stories from English liter
ature. Robinson Crusoe was translated in 1 85 3 , Lamb's Tales (nine
�-
1 1 For similar details see Priyaranjan Sen's Western Influence in Bengali Literature (Calcutta: Academic
---- Publishers, 1 966)
al'
----
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tales) in 1 856, 1 857, and in 1 85 8 . Novel writing in Bengal also re
ceived an impetus from social reformers. 1 2 Jay Kissan Mookherji
of Uttarpra declared a prize of five hundred rupees for a novel in
Bengali or English on the "l s locial and domestic life of the rural
population of the working classes of Bengal." 1 ' The Viceroy also
offered a prize of five hundred rupees "for the best Bengali tale or
novel illustrating the social and domestic life of the Hindu." 1 4
Sisir Kumar Das, in an essay titled "Assimilation of For
eign Genres," quotes a few lines from a play spoken by a young
woman of modest education to an uneducated woman, a maidser
vant, representing two types of readers and the nature of the genre,
the novel:
A series of new publ ications , have appeared these days; they are known as
novels. No other works have so much knowledge to offer. Previously, how
wonderful it was to read the Mahabharata and the Ramayana. Now as I have
learnt to read the novels, I don't l ike even to touch them . l wish I could teach
you, you would have known the delight of reading novels. (Das 2004, 2 1 )
The young reader in the above conversation i s a woman
who is talking about both the pleasure and instructional value of
the novel. Moreover, the newness and the attractive nature of the
genre cannot be missed in the above description. The most exciting
aspect of this conversation, however, is the depiction of women
readers and the concept of private reading. In fact, the novel intro
duced a new form of female subjectivity that was a curious mixture
of the old and the new and was conscious of its translated nature.
The coexistence and often jostling of space between the prevalent
and new concepts and ideas can be witnessed in the novel.
Bankimchandra Chatterjee 1 5 provides an interesting entry
point. Historians of Bengali literature have explored the various
1 2 See Time Charts of Events and Publications 1798- 1900. Jadavpur University, Kolkata.
13 The Hindu Patriot. February 6. 1 87 1
14 The Hindu Patriot, April 24, 1 87 1 .
1 5 Bankimchandra Chatterjee (1 838-1 894) was a forceful thinker who embraced Western thought enthu
siastically and applied it to examine Hinduism within the framework of Positivist and Utilitarian thinking.
His fame largely rests on his fictional work. He is regarded as having introduced the form of the novel in
India. His first attempt at the novel was in English. Rajmohan's Wife ( l 864) remains his only novel written
in English. He was also a poet and a journalist. His later and mature novel Anandamath (The Abbey of (Y)
Bliss. 1 882) became a favourite during the nationalist struggle. In fact. this novel was the source of the
song "Vande Mataram" ("I worship my Motherland for she truly is my mother") which was set to music by ---
Rabindranath Tagore and was taken up by the freedom fighters. It is now recognized as the National Song
of India. ---
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47 £;
Western literary influences on Bankim's writings. The affinities be
tween his first novel in Bengali , Durgeshnandini ( 1 865) , 1 0 and
Scott's Ivanhoe ( 1 820) have been commented upon repeatedly.
Bankim himself acknowledged that his story of the blind girl, Ra
jani, was inspired by Bulwer-Lytton 's wst Days of Pompeii ( 1 834)
and Wilkie Collins's The Woman in White ( 1 860) . Both his roman
tic historical themes and the later "social novels" concerned with
ordinary men and women of his own days and the problems of the
human condition in a specific cultural context have very obvious
Western resonances as I iterary products. Our concern here is not to
accuse Bankim of consciously or unconsciously modeling his writ
ing on Western forms or styles , but to indicate the sensibilities
which informed his world of imagination and intellect and thereby
to locate the translational aspects involved in this process. There
was at least one attempt to write a novel in Bengali before Bankim,
the famous A/aler Gharer Dula! by Tekchand Thakur 1 7 • Bankim's
writing and this earlier literary effort do not belong to the same
world of emotional, aesthetic, or intellectual ambience. The differ
ences derive not simply from one man's individual genius but the
complex interaction between distinct cultural influences in a par
ticular historical situation resulting in new patterns of sensibilities
(Raychaudhuri, 2002, 1 27- 1 28 ) .
Perhaps the most striking new characteristic of Bankim's
novels is an intensely romantic mood expressed in a variety of
forms and contexts. It is a romanticism unmistakably different
from the delight in the miraculous and the wonderful that educated
Bengalis had acquired from their exposure to Arabic and Persian
tales. His romantic imagination was no doubt inspired by his pro
found reading of European, and particularly English, literature.
However, the discursive strategy that was employed was one of
recovering local history within western forms of writing. Those
who were familiar with English literature immediately realized the
deeper affinity between Durgeshnandini and the European romance.
16
Durgeshnandininarrates a story of the love triangle between Jagat Singh. a Mughal general. Tilottama.
the daugnter of a Bengali feudal lord. and Ayesha. the daughter of a rebel Pathan leader against whom
Jagat Si�h was fighting. The story is set against the backdrop of the Pathan-Mughal conflicts that took
place in West Bengal during the reign of Akbar.
17 Published in 1 857, this work is retrospectively regarded as one of the earliest novels in Bengali. It was
written by Peary Chand Mitra ( 1 8 1 4-1 883). The writer used the pseudonym "Tekchand Thakur" for this
novel, which describes the society of the nineteenth-century Calcutta and the bohemian lifestyle of the pro
---- tagonist Matilal. It is a landmark in Bengali literature because of its use of the colloquial in prose writing.
----
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It was not just an external resemblance analyzable in terms of plot
and structure but a resemblance in mood and spirit. Soon after the
publication of Durgeshnandini, some critics charged Bankim of
plagiarism, noticing similariti�s with Sir Walter Scott's Ivanhoe.
Ivanhoe deals with an episode in twelfth-century England , a period
of confusion and oppression when hostilities between the Saxons
and Normans still lingered. Durgeshnandini is set against the back
ground of the Pathan and Mughal conflicts in sixteenth-century
Bengal. Despite this parallel, the plan and policy of the two writers
are entirely different. The obvious similarities in plot and structure
cannot be overlooked, but this does not negate the originality of
Durgeshnandini. The novel in India was the result of a tension be
tween Western fiction and native traditions. Though the historical
novel introduced by Bankim drew its inspiration from the West, it
was also a product born out of the emotional requirements of the
nineteenth century. As Sudipta Kaviraj suggests, "the fundamental
asymmetry between the European and the Bengali made a simple
imitation of the European manner of doing history impossible. To
discover the truth of historical objects and connections is the ironical
privilege of the subaltern" ( Kaviraj I 995 , l 07). There is therefore
in nineteenth-century Bengal, a double turning towards history.
On the one hand it is a subject of empirical research, while on the
other it is a site of imaginative freedom. Nowhere is the engagement
with history more complex than in the fiction of Bankim. Thus ,
whether Bankim had read Ivanhoe before writing Durgeshnandini
will remain a matter of debate among scholars studying cross-cul
tural literary exchange and influence. But what is significant is the
way in which through his acquaintance with English literature,
Bankim created a new genre which not only became a site for
rewriting history but also gave the Bengali writers a new form of
writing that they had been struggling to create. This genre opened
new imaginative domains and redefined human relations which
have played a significant role in the shaping of Bengali culture in
the nineteenth century. It seems to me that Bankim used historical
material to create a space where history and romance mingled
freely. More than his concern with a particular form was his exper
imentation with a new aesthetics. In fact, the form of the historical (Y)
novel was found particularly suitable by the western educated Ben ---
galis as a means of critiquing the dominant ideology at the end of ---
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the nineteenth century. Chatterjee used this form to question the
malpractices of the contemporary society regarding.women's free
dom and the institution of marriage. The concept of premarital
love , a concept translated from English literature, was explored by
many writers of the time. When the socially sanctioned marriageable
age for girls was five or six and that of boys ten, premarital romance
was absurd. The historical romance provided the scope for dealing
with youthful and premarital life. In fact, the readers in Bengal be
gan to deal w ith love from the literary end. That is to say, at first it
was transferred to Bengali literature from English literature, and
then taken over from literature to life. It is perhaps necessary to
understand the translational aspect at work here. We are talking of
a new form, which is read and translated ( in the sense of each
reading/interpretation being a translation) into a completely different
sociocultural and literary environment. The process, of course , in
volves obvious transformations so far as the features of the genre
are concerned. The translational departure in the case of Bankim
was to use the framework of the historical romance to express
powerful ideas in a covert form. Chatterjee as a representative of
his generation , found the woman question one that required special
attention. Proper education of women and their engagement outside
the domestic sphere becomes a recurring theme in his novels. H is
novels became a powerful tool for the propagation of his religious
and social i deas. By deifying the Bengali woman into an aspect of
the Motherland and by repeatedly reviving a sense of a forgotten
past Chatterjee's literary works pioneered the Indian nationalist
movement.
According to Sudipta Kaviraj , "I h I is characters are people
who are nearly always living their lives close to these regions of
intersection, of liminality, where opposites come to play with each
other. If there is a central theme in his novels, I suggest it is this
enquiry, this concern about the nature of the liminal" ( Kaviraj 1 995 ,
1 5) . Taking Kaviraj's notion one step further, I suggest that the
"liminal" is largely a zone of translational departures.
----
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Print G enres and Translation
The translational departures of the kind discussed above
are also witnessed in the ways in which the advent of print tech
nology revolutionized practices of reading , introducing new and
transforming existing genres. Printing in India dates back to the
sixteenth century when the Portuguese set up the first printing press
on the subcontinent. However, indigenous printing and publishing
really took off in Bengal in the first half of the nineteenth century.
Bengal emerges as the focus of study for various reasons. It was
not only the seat of the first established vernacular press (The Ser
ampore Press) 1 8 and the earliest printing and publishing industry in
the country, but also the seed bed of Indian nationalism. In his
largely informative book titled Indian Response to European Tech
nology and Culture, Ahsan Jan Qaisar discusses at length the arrival
of this new technology in India and the way it was received. It is
amazing, says Qaisar, that the Chinese knowledge of wooden block
printing did not create a ripple of reaction in India. The early reac
tion to this new technology was varied-one of awe and fear, of
wonder and, of course, full of the contamination myth according
to which the printing press was an alien agent and, along with the
missionary project, designed to pollute and convert the natives.
However, one of the sections of society who resisted this new tech
nology the most were the organized calligraphers and illuminators
whose livelihood was threatened with the coming of the printing
press. As Francesca Orsini (2009) rightl y comments, unlike in Eu
rope, print did not take off immediately in the East and Far East,
because the infrastructure needed for the flourishing of a print cul
ture was not available. So , although the technique of woodblock
printing had been developed by the eighth century at the latest, and
that of metallic movable type no later than the twelfth century, sev
eral centuries elapsed before it was commercially exploited in Ming
China and seventeenth-century Korea and Japan . Thus in nine
teenth-century Calcutta, commercial publishing in particular faced
two daunting challenges: the low literacy rate and the strong pres
ence of oral and aural cultures which it was difficult to replace corn-
(Y)
18 The Serampore Press was established by William Carey in 1 800 in Serampore. in the Hooghly district of Bengal. Around
1818, the press started printing in the Bengal i language. For a detai led study of the beginnings of printing in Bengal in ...._
particular and India in general, see A. K. Priokar. The Printing Press in India.· Its Beginnings and Early Development I Mumbai: �
Marathi Samshodhana Mandala, 1 958). ...._
·.;::;
51
pletely with the printed book. Instead of looking on this as an ob
stacle or hurdle which printing was finally able to overcome, I
choose to read the early days of commercial printing in Calcutta as
an instance of translational departure. There was an attempt to in
crease the sale of printed books, but it was not done by outdoing or
replacing earlier practices of the oral and the aural. Rather, popular
commercial printing in Calcutta created new and translated genres
which would incorporate and also negotiate the new space that the
print medium had brought along with it. This negotiation was not
easy and required a rearticulation of ideas and sentiments and a
new semiotics of reception. A study of the emergence of the popular
print phenomena in Calcutta in the nineteenth century affords in
teresting examples of the translational phenomena at work. As has
already been mentioned, the shift from a largely oral and aural cul
ture to a print culture was not easy, nor was it one of complete re
placement. Print technology in certain ways facilitated a carrying
forward, a translation of the prevalent forms. Print created the space
for the oral and the aural to exist alongside the printed medium. In
other words, it translated the earlier forms into a new format. Let
us consider some examples. While the elite presses located in the
south of Calcutta 1 9 were primarily catering to the printing of the
Bible and other official treatises, the popular printing extravaganza
was located in the north of Calcutta in the area known as Bat-tala.20
The Bat-tala presses were run by the natives and were doing a brisk
trade in the publication and sale of cheap literature . The output of
these presses often exceeded those of the elite presses and was con
sumed by both the elite and the nonelite. Wherein lay the popularity
of Bat-tala literature? Social historians have commented on the con
sumers of Bat-tala literature, identifying them as consisting mainly
of office clerks who would commute via ferry from the neighboring
villages to Calcutta and would return to their villages in the
evening. These readers were looking for entertainment, and Bat
tala had a lot to offer. The Bat-tala printers and artists would take
19 The area in the north of Calcutta, called the Black Town, is the area where the natives had settled. while
the south of Calcutta, where the British had settled. was called the White Town.
10 The terra Bat-ta/a (literally Bat "'banyan tree," and ta/a '"beneath"') refers to the numerous presses that
operated im the north of Calcutta in the nineteenth century. They could be compared to the bibliotheque
bleue in e<l"ly modern France, and offered cheap texts which were adapted, abridged, or cannibalized with
...__ scant regard for scholarly decorum and put together for quick sale and wide circulation .
...__
w 52
contemporary polemical events, often spicing them up , and create
very cheap twenty- to thirty-page booklets with plenty of illustra
t ions. Often veering on the pornographic, Bat-tala almost became
synonymous with the lowly and was forbidden to be read among
the respectable. Bat-tala became a genre in i tself, coterminous with
the common and the deviant. But a critical reading of Bat-tala lit
erature would show that the pri nters and writers were social ob
servers often criticizing the changing sociocultural scenario with
utmost contempt and cynicism . Apparently conservative in content,
Bat-tala also produced much social farce, which was one of the
most popular genres. It therefore seems to me that Bat-tala was the
popular sociocultural register that was translating a rapidly chang
ing and transforming world for its readers. It is in the critical ob
servation and often cannibalization of ancient texts and the critical
rendition of contemporary sociocultural events that the translational
departures of Bat-tala may be located. Operating from the periphery
of a society that was undergoing rapid transformation, the Bat-tala
writers and printers were keen observers trying to record this tran
sitional phase, not as mere factual recorders, but as artists and aes
theticians who were crucially aware of the way in which readi ng
tastes were alteri ng with the advent of the new technology of pri nt
and several sociocultural readjustments. It is clear that in Bat-tala
and i ts cheap street l iterature lies one of those hidden spaces of ne
gotiation and exchange that often goes unnoticed. Moreover, in
translating the prepri nt world into the world of print, the Bat-tala
printers were careful about the way the book appeared to its readers.
The preponderance of images and p ictures in the Bat-tala printed
books is an obvious i ndicator of the shift these popular printers
were negotiating. For an audience accustomed to the oral and the
aural, the visual would have an immediate appeal. Instead of the
eye being guided along a page full of letters, the space for accom
modating the image was created. Also , we cannot forget the fact
that Bat-tala catered to a modestly literate audience. In this case,
too , the p ictures served a purpose-it was pictures, rather than
printed matter, that often guided a reader. This is one of the major
ways in which the earlier forms crept into the Bat-tala genres, mak
ing it not only a popular phenomenon but also a translational phe C0
nomenon. Furthermore, the language used in these pieces, rather ----
�
than the standardized Sanskritized Bengali of the elite presses, was ----
C
·.;:::;
"'
C
53
very close to the colloquial vernacular. While the government was
busy standardizing the Bengali language, trying to get rid of the
Persian and Arabic influences, Bat-tala-produced texts were often
full of Persian and Arabic words (Ghosh, 2006, 259). In defying
standardization, Bat-tala pri n ted texts opened further possibilities
of negotiation between the center and the periphery.
It is interesting to note that in the early days a large bulk of
Bat-tala printing comprised manuscripts that were bought from the
neighborhood villages. James Long, one of the most avid readers
of popular print in Calcutta, commented on the way in which the
best advertisement for the book was a living agent-the bookseller
himself. Hawkers were often employed to sell printed matter, and
these hawkers would not only sell the books, but in return would
also acquire manuscripts from households which they would then
bring to the printers. The printers would use these manuscripts,
often translate them (in the wider sense of the word) , embellish
them with pictures and images, and print them again.2 1 The printed
book here becomes the afterlife of the manuscript.
Apart from this direct translational aspect, a study of some
of the title pages of printed matter produced in Calcutta between
1 800 and 1 900 woul d show the broad use of the word "translation."
Often, translations of texts from the European languages would be
called a "new work" or modeled on some author's work. The notion
of "transcreation" was perhaps a quality that these early printers,
publishers, and writers were aware of. Moreover, in most instances
the English and the Bengali appeared together on the title page in
dicating a playful coexistence of the two languages in the early days
of printing. Apart from indicating a clear translational feature, these
title pages also point to the varied readership that the printers an
ticipated. It also undoubtedl y makes us contemplate the growing
literacy rate and the clear increase in the number of people who
could read English. The title pages provide interesting insights into
a culture in transition, a culture minimally inhabiting two linguistic
domains. Sherry Simon's (20 1 2) notion of the "dual city" is perhaps
best witnessed with respect to the transformations and transitions
2 1 See Sumanta Banerjee, The Parlour and the Street: Elite and Popular Culture in Nineteenth Century Cal
cutta (Calcutta: Seagull Books, 1 989); Anindita Ghosh, Power in Print(New Delhi: Oxford University Press,
a· 2006); Stuart Blackburn. Print, Folklore and Nationalism in Colonial South India (Delhi: Permanent Black,
---ru 2003)
---
<,.) 54
that print necessitated . Often, there are quotations from
canonical English writers on the title page. Some writ
ers are repeatedly quoted-Shakespeare and Dickens
being two of the most popular.
The sheer variety of the title pages is an indi
cation of the different generic experimentations that
nineteenth-century printers were practicing. While
there were popular and cannibalized renderings of clas
sical stories, moral tales, and educational tracts, these
presses also published new genres such as the social
Title page of a collection of poems
farce, the novel, and the almanac. on the occasion of the new year.
Interesting to note is a quotation
from Young's Night-Thoughts.
The social farce of nineteenth-century Calcutta
is probably the best example of the translational depar
tures that we have been discussing. It is in these farces
that one notices a vivid rendering of a society that is on
the threshold of change and also the apprehensions that
accompany such change. Often in these farces, conven
tional practices are pitted against new ways of life and
the former upheld. Moreover, the farces did not stop
there . With caustic remarks and hatred at a rapidly
transforming society, these social farces often used un
fortunate and scandalous contemporary events to make
their point about the evils of the new age. Churned out Title page of a compilation of lsh
warchandra Vidyasagar's Instruc
primarily by the popular presses in Bat-tala , these tive Stories. It is interesting how
the Bengali and English existed si
farces were also full of hatred of the elite, the babu as multaneously on the title page.
he was called, for his "translated" nature. He had not
only learnt the master 's language, but he was also fol
lowing a lifestyle modeled on the English . He had
changed the way he dressed, ate, and conversed in his
desire to be recognized by the masters . The popular
presses at Bat-tala were inundated with a variety of rep
resentations of the babu, including the visual. Most of
these farces were accompanied by woodcut prints,
which were sometimes also sold alone. The printers at
Bat-tala followed the indigenous technique of the Ka
lighat pat painters here. Themes, motifs, and concepts
were translated into the new medium of the printed ---
book at Bat-tala. Many scholars and book historians Title page of a social farce. ---
2
C
·.;:::,
C
55 �
have studied this phase in the colonial history of Calcutta, but the
translational aspect of the popular print phenomenon has not re
ceived due attention. I locate the translational departures of popular
printing in nineteenth-century Calcutta in two primary aspects. I n
the first place, the Bat-tala book market is, for me, the melting pot
of a wide variety of genres. That is to say, unlike the more estab
lished elite presses, which limited themselves to single , specific
genres, at BaHala, where no stipulations or rules applied , anything
could be printed. I ts readership had not been clearly defined and
the printers and publishers at Bat-tala were testing the waters, as it
were, in an attempt to determine popular reading tastes. It is in such
circumstances that Bat-tala creates new combinations, new genre
mixtures, which can be understood perhaps only in terms of trans
lational departures . There was nothing "original" about Bat-tala
genres-they were either retellings of ancient myths or rearticula
tions of stories and incidents whose source can be located else
where. However, it is this rearticulation that I am particularly
interested in as therein lay the possibilities of innovation , addition,
and, often , can nibalization. l n the second place, Bat-tala translates
a whole set of visual aesthetics into print. I am here referring to the
woodcut artists of Calcutta. As Ashit Paul comments,
Beginning as illustrators for the new books, they soon came to publish their
works as independent works of art. They drew inspiration from the Kalighat
artists. The Kalighat artists had not only severed the connections the picture had
had traditionally with the spoken word and the musical narrative, but had also
I iberated it from its ties with ritual . 1 . . . I The works of the woodcut artists and en
gravers had the same independence, and the same secular approach even though
dealing primarily w ith religious and mythological themes. (Paul 1 983, 8)
I n fact, the popular print phenomenon translated a whole set of re
ligious iconography to a more secular and polemical domain. Re
ligious and mythological representations were repeatedly used, but
their secularized contexts and translated natures were not difficult
to locate. Moreover, the new visual vocabulary was a translation
of a variety of Western motifs. The popular printers and woodcut
artists, developed the notion of perspective and distance in their il
lustrations, which was not to be seen before the nineteenth century.
�. I n the depiction of classical and mythological narratives, one often
----- finds European motifs and patterns being used. For example,
iii'
-----
w 56
though a representation of a nine
teenth-century babu would typically
portray him in his dhuti and kurta (tra
ditional Bengali attire for men) he
would be wearing English "pump"
shoes or would be smoking a pipe. In
the depiction of the interiors of a do
mestic setting, European furniture and
architecture would often be used. Mo
tifs and themes from European art
could even be discerned in Hindu Fig. 1-Scene from the childhood of Lord Krishna.
mythological depictions. For example
in figure I , which depicts a scene
from Lord Krishna's childhood, one
cannot fail to notice the Roman arches
and columns used as a backdrop.
Figure 2 and figure 3, both
depict Lord Krishna with the gopinis.
In figure 2 one notices the use of per
spective, a foregrounding of Lord Kr
ishna in the center surrounded by the
gopinis creating a kind of balance in
the depiction . Moreover, the two
scenes in the corners in the back
ground depicting episodes from Lord Fig 2-Krishna with gopis.
Krishna's life also creates a unique
balance, which was not found in ear
lier woodcut prints. Figure 3 is again
an episode from Lord Krishna's life,
stealing clothes of the gopinis. This is
one rare depiction of Krishna playing
the flute standing. Conventionally he
is depicted playing the flute sitting.
This vertical central motif is balanced
by two trees on either sides. It is clear
that the central tree and the trees on
the sides do not look similar. In fact, (Y)
"'
CJ
----
the side trees remind one of floral
Ei
marginal motifs which the woodcut Fig 3 -Another depiction of Krishna with gopis. ----
c
a
"' C
57 _fg
artist may have seen in some European book. ( Paul, I 983 , 50-56).
Such translational aspects of the popular print episode in Calcutta
have generally gone unnoticed.
Although woodcut print production declined rapidly with
the arrival of lithography and oleography in popular art, this phase
in the popular print history of Calcutta is one of experimentation
and translation-a cultural translation which was facilitated by the
colonial encounter.
Conclusion
In Mouse or Rat? Translation as Negotiation, Umberto
Eco questions the traditional way of viewing translation as fol
lows:
What I want to emphasize is that many concepts circulating i n translation
studies (such as adequacy, equivalence, faithfulness) will be considered in the
course of my lectures from the point of v iew of negotiation .
Negotiation is a process by virtue of which , in order to get something, each
party renounces somethi ng else, and at the end everybody feels satisfied since
one cannot have everything. (Eco 2003 , 6).
These "negotiations," in fact, defined the colonial period
in Calcutta. We have seen how the Bengali novel in the nineteenth
century was not just a product of the colonial encounter, but drew
upon a multiplicity of literary traditions , indigenous as well as for
eign. The fissures and uncertainties which accompanied such ne
gotiations in a way transformed our understanding of literature,
life, and society. As Supriya Chaudhuri remarks , "the 'realism' of
the novel clearly offers native writers a unique opportunity for the
self-representation of their class and people in a period of rapid
transition" (Chaudhuri 20 1 2, 1 04). Jn the case of the print genres,
too, there were similar negotiations which redefined visual aes
thetics along with transforming traditional iconography and a ques
tioning of social values and a rapidly transforming society. Stuart
Hall, in an essay titled "When was 'The Post-Colonial' ? Thinking
at the Limit," argues that
The term post-colonial is not merely descriptive of this society rather than that,
�-
or of then and now. It re-reads colonization as part of an essentially transna-
.......
.......
c..., 58
tional global process - and it produces a decentred, diasporic or global rewrit
ing of earlier, nation-centered imperial grand narratives. 1 - . . I I t obliges us to
re-read the binaries as forms of transculturation , of cultural translation, des
tined to trouble the here/there binaries forever. ( Hall 1 996, 242-260)
The colonial encounter in Bengali literature provided us
with rich material for similar explorations and theoretical debates.
While most analyses would agree on the translated nature of the
Bengal Renaissance of the nineteenth century, they often tend to
overlook the fact that the process of translation cannot be simply
understood as the effects of cultural imperialism. Rather, under
standing the colonial encounter as a process of cultural translation
enables us to look at the interactive, dialogic, two-way process in
volving complex negotiation and exchange. The cultural traffic, the
movement of languages, books, genres, and ideas indicate the larger
process of cultural translation at work, including the sociocultural,
economic, and political frameworks through which ideas are cir
culated and received. In rethinking how cultures relate to one an
other at moments of cultural encounter, I have tried to emphasize
the crucial role that genres play in such a process. Instead of a stable
mimetic theory of art, approaching the colonial encounter in Cal
cutta through the negotiations in the spaces of the liminal helps us
unsettle conventional notions of the rigidity of generic boundaries
enabling a furthering of processes of translation.
(Y)
-.......
�
-.......
C
·.;:::,
C
59
References
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Bakhtin. Edited by M ichael Holquist. Translated by Caryl Emerson and
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Texas Press.
Banerjee, Sumanta. 1 989. The Parlour and the Street: Elite and Popular Culture in
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Delhi: Permanent Black, 2003.
Chaudhuri, Supriya. 20 1 2 . "The Bengali Novel." In The Cambridge Companion to
Modern Indian Culture, edited by Vasudha Dalmia and Rashmi Sadana,
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Studies in India, 1 7-23 . Kolkata: Jadavpur University.
Derrida, Jacques. 1 980. "The Law of Genre." Translated by Avital RoneI I . Critical
Inquiry (On Narrative), 7 ( 1 ): 55-8 1 .
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Ghosh, Anindita. 2006. Power in Print. New Delhi : Oxford University Press.
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Post-Colonial Question: Common Skies, Divided Horizons, edited by l ain
Chambers and Lidia Curti, 242-260. London/New York: Routledge.
Hunter, Paul J. 1 990. Before Novels: The Cultural Contexts ofEighteenth-Century
English Fiction. New York: Norton.
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---
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Spivak, Gayatri Chakravorty. 1 985. "Reading the Archives: The Rani of Sirmur." In
Europe and Its Others: Proceedings ofthe Essex Conference on the Soci
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versity of Essex.
- - . 1 987. In Other Worlds: Essays in Cultural Politics. London: Methuen.
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edited by Lawrence Venuti, 397-4 1 6. London and New York: Routledge.
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Internet source: All images for the woodcut prints in nineteenth century Calcutta are
available at the following web address ( accessed April 22, 20 1 3) :
http://www.google.co.in/search?q = woodcut+prints+in+nineteenth+cen
tury+ca1cutta&hl=en&tbm= isch&tbo=u&source= univ&sa=X&ei=VL50Ub
nsH MX lrA fe6oDwDQ&ved=0CEgQsAQ&biw= I 366&bih=643 .
Chandrani Chatterjee is Assistant Professor of English at U niversity of Pune, India.
Her areas of interest include translation studies, comparative literature, gender studies,
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iting Lecturer, Fall, 201 3 at U niversity of Massachusetts, Amherst.
(Y)
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61 g
| Unimi Open Journals |
translation | https://riviste.unimi.it/index.php/translation/article/view/17535 | [
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] | Imperial and Anti-imperial Translation
in Native American Literature
E dwi n G entzler
University of Massachusetts Amherst
U.SA
[email protected]
Abstract: I n this paper I crace a brief history of translation o f Native American
texts, looking at both imperiaJ and anti-imperiaJ practices and strategies. The
opening section discusses a series of omissions and false substitutions by impe
riaJistic translators, whose goals may have been directed more at conversion and
domestication than translation proper. I then focus on ethnographic and ethnopo
etic translation strategies practiced by anthropologists and literary translators
that were less imperiaJ and more open to inclusion and diversity. FinaJly, I turn
to Arnold Krupat's conception of "anti-imperiaJ translation" chat aJlows Native
American terms, sounds, and structures to co-exist in the English language,
thereby enlarging the both English and Native American cultures and pointing
to a new way of thinking about translation in a (post)translation fashion.
The American I ndian is the vengeful ghost lurking in the back of the troubled
American mind. Which is why we lash out with such ferocity & passion, so
muddied a heart, at the black-haired young peasants & soldiers who are the
Viet Cong. That ghost will claim the next generation as its own." Gary
Snyder (Rothenberg 1 972, 475)
Preface: On Thanksgiving
In light of my being from Massachusetts, I wish to first
mention a ceremony held annually on Thanksgiving Day at Ply
mouth Rock, just south of Boston, Massachusetts, the site where
the William Bradford and the Mayflower Pilgrims landed in 1 620.
Every November, there is a large and well-attended recreation of
the first Thanksgiving in Plymouth, celebrating the day when the
Pilgrims gave thanks to the Native Americans for helping them
through that first year. This celebration in "America's Hometown,"
attended by hundreds of thousands of people, lasts three days , with
�-
food festivals, concerts, waterfront activities, and live streaming
-... web feeds. The counterceremony I wish to cite, however, is led by
-...
w 62
the Wampanoag Indians, and is called "Thanksgrieving." W hile
Thanksgiving is not a Christian Holiday, it is a day that most Amer
icans celebrate, and it has shifted from the white immigrants thank
ing the Indians for their help during the difficult early years , to
whites offering prayers to God, thanking Him for providing a boun
tiful harvest. The ceremony held by the Wampanoag. however, is a
bit different. It involves the people forming two concentric circles:
an inner circle, which is quite tight and is comprised of all Indians;
and an outer circle, where the non-Indians-mostly whites coming
to observe and witness-stand at a respectful distance. The Native
people hold hands, and, while there is some chanting, the Indians
mostly just hold each others' hands and cry-and there is much
crying. After a while, the Native Americans break the circle and
walk down to the ocean's edge where the Pilgrims landed and throw
objects into the water, with more tears and more holding on to each
other. The white observers are not asked to come. At the end, the
Indians quietly leave, and the observers are asked to stay in silence
until the Indians have passed ( Ayvazian 20 1 1 , A6).
Introduction
This paper stems from my interest in what I have been
calling "hidden" translation, exploring translational phenomena
that take place out-of-sight, behind the scenes. sous ratour or under
erasure (Gentzler 2008 , I 0- 1 3) . These translations often take place
in very private spheres-in the communities of so-called "lesser
known" languages, or "languages of limited diffusion." They take
place in private meetings, in families, between fathers and sons or
grandmothers and granddaughters. Often they involve trauma, re
pressed memories that are hard to talk about in the first place, let
alone in translation. Most frequently, they are oral, intimate, whis
pered. The chanting, tears, and hand-holding that take place in the
Thanksgrieving ceremony cited above serves as just one example
of such an intimate, private space. Another space where hidden
translations occur is in creative writing, passages adapted/recreated/
reinscribed in original work, blurring the boundaries between trans
lation and creative writing, which I will discuss toward the end of
--
this paper.
There are often good reasons for keeping such translations
out of sight, as invariably the ideas and knowledge communicated --
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63
do not fit with the domi nant language and culture, such as the im
m igrant, enslaved, and indigenous languages in the United States,
or the experimental, subversive, and nontraditional forms and
genres comprising contemporary writing. In the U n ited States,
the English-only policy is a powerful one, dat i ng back to the pre
Revotutionary War period. Invariably, the discipline of translation
studies tends to study texts and not oral tales, empirical printed
matter rather than oral stories, memoi re, song, and dance. The dis
cipline tends to focus on what gets translated and omits what does
not get translated, thereby coming up with little or no explanation
for the gaps, silences, repressions, and omissions that are also part
of any given translation and any literary or cultural system of trans
lated texts. Translation studies as a discipline is generally guilty of
conformi ng to the most traditional definitions of translation; al
though these may vary from culture to culture, unless the texts
being studied are designated as translations by some normative
defin ition, most translation studies scholars have avoided them.
Many of the "texts" I study have probably not been classified as
translations nor entered into any computer databases and made
available to corpus studies scholars.
How is such research carried out? Larger conceptual frames
are needed, ones which extend beyond what is normally considered
under the domain of translation studies. As Saussure has shown,
one cannot study sameness without also studying difference. Most
of my examples in this paper from the translation of Native Amer
ican texts are chosen precisely because they illustrate how a focus
on sameness covers up differences. English-only l inguistic policies,
European political philosophy, capitalist economic policies, and
Christian beliefs and m issionary causes aimed at colonization and
assimilation have led to the eradication of indigenous cultures.
Their wider adaptation by educational systems and govern mental
programs, not to mention the ideological domi nance, makes it im
possible to study Amerindian translation without the broader un
derstanding of the pervasive i nfluence of English l iterary forms,
European economic and philosophic structures, and Judea-Christian
i deas across all Native American writing.
::,
Surprisingly, postcolon i al scholars and translation studies
�- scholars have done little work on indigenous Amerindian texts.
----
::,
Given the nature of Native American writing, it seems as if it might
ru'
----
c,.:, 64
be perfectly suited for such postcolonial investigations. The subject
matter of resistance to colonization, the use of non-Western forms
of communication, the hybrid and heterogeneous nature of most
texts, and the embedded secret codes are perfectly suited for post
structuralist, postmodern, and postcolonial investigations. Certainly
the subversions, parodies, plays on words, and performances lend
themselves to deconstructive analysis. The concerns with opposi
tion, oppression, marginality, and otherness are perfect for post
colonial investigations. The social conflicts between tribals versus
whites, manifest in everyday life as well as periods of war, the
economic disparities, the power relations between tribal versus
European languages, and the native forms for art and poetry versus
European forms alJ might lend themselves to sociological, historical,
and literary translational studies investigations, but they really have
not. Apart from Eric Cheyfitz's The Poetics of Imperialism: Trans
lation and Colonization from The Tempest to Tarzan ( 1 997), the
field is pretty wide open. Even scholars such as Mary Louise Pratt
in her Imperial Eyes ( 1 992), which well documents the history of
European colonization of the Amerindian tribes, does not really
touch upon translation questions other than to talk about the erad
ication of indigenous languages. There is so much else that could
be discussed about the language issues in the contact zone, from
translation into indigenous languages, to translation of the Indians
into the European languages, to combinations thereof, to developing
a linguafranca, to ethnocentric translation, nonethnocentric trans
lation, ethnographic translation, adaptation, and transcultural trans
lation. Even nontranslation could be subject to a translational analy
sis . This paper hopes to begin such a discussion.
Instead of translation studies scholars' investigations, 1
draw upon the work by scholars of Amerindian texts, in which
translation is everywhere present. While many of these scholars
Eric Cheyfitz, Arnold Krupat, Gerald Vizenor, David Treuer, and
Winfried Simerling- are not well versed in translation studies dis
course, their work is informed throughout by translational phe
nomena: translation between languages, translation from oral to
written, translation of marginal into central, cultural translation,
adaptive translation, mistranslation, and silencing in translation.
I n many ways, the entire corpus of Native American literature is ---
already in translation, for, with very few exceptions, the oral histo- ---
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65 Jg
rians and storytellers have either passed away, or the remaining
native speakers have all died. W hat is left is the presence of a lan
guage, traditional forms or performance, and memories of events
in a lost or hidden culture. Most remaining elements consist only
of the traces. In The Turn to the Native: Studies in Criticism and
Culture , Arnold Krupat coined the term "anti-imperial translation"
(Krupat 1 996, 32) to refer to the way that contemporary Amerindian
writers use fiction to translate their ideas and beliefs into English,
which very much informs this paper. in his theory, there is a reversal
of source and target texts: rather than translating from the native
language into English, Krupat and his followers, while writing in
English, maintain that they are translating English into the Native
culture. Thus the Native American creative writing is viewed less
as "original" writing and more as a "translation" of English into
the Native, creatively remaking and rewriting American English
to include spaces for Amerindian ideas and forms of expression. I
find this to be a new and original idea for translation studies, and
one worth pursuing.
A quick note on term inology: there are great difficulties in
writing about this topic because neither the translation studies dis
course nor social studies discourse are adequate to the task. " Amer
ican" and " Indian" are misnomers, European labels applied to the
l and and people first encountered. Thus l use a variety of naming
strategies, varying the terms " indigenous," "aboriginal," "lndian,"
"Amerindian," and " Native American," none of which are adequate.
I also am not that happy with the term "postcolonial," as coloniza
tion continues in many Indian reservat ions and lands , none of
which, with the possible exception of certain Pueblo lands, might
be considered homelands anymore, and dispossession is widespread
throughout the United States.' I thus use both terms such as "post
colonial" and "(post)colonial," as well as "anticolonial" and "anti
imperi al ," to describe the ongoing situation. I am attracted to the
concept of "posttranslation studies," as coined by Siri Nergaard
and Stefano Arduini (20 1 1 , 8). I feel a strong need to move beyond
empirically based corpora and source- or target-based approaches
that limit seeing all those variable, exceptional, and creative texts
�-
---- See article within this article by Winfried Siemerling, 87.
ru'
----
w 66
and performances that border on translation, but are not called
such by scholars. I am currently leaning toward (post)translation
studies to indicate an expansion of the kjnds of texts considered
and an expansion of the kinds of methodologies used to analyze
the new translational phenomena, retaining many of the older
methodologies for analyzing empirical phenomena, but adding new
tools for assessing elements that extend beyond translation proper.
The paper is divided into two parts: ( I ) "Imperial Transla
tion," which includes sections on conversion, elimination, imperi
alism, and domestication; and ( II) "Anti-imperial Translation,"
which includes sections on anthropological translation, total trans
lation, disguise in translation, and anti-imperial translation.
I. Imperial Translation
1. Conversion
In my Thanksgiving example, above, does translation play a part
in this story? It certainly does. Tisquantum, also known as Squanto,
a member of the Patuxet tribe, a now extinct band belonging to
the Wampanoag confederacy, served as the first interpreter for the
Puritans. He had learned English
because he had been kidnapped http://www.nativcnewstoday.com/20 I 3/03/01 /squanto-paw-
tuxettisquantum-january- 1 - 1 585-november-30/
earlier in his life by one of John
Smith's soldiers, taken to Spain, Tisquarrtum (January 1, 1 585 - November 30, 1622). also known as
Squanto, was the Native American who assisted the Pilgrims after
to be sold into slavery by the Eng their first winter in the New World and was integral to their survival.
lish. Rescued by local friars, who He was a member of the Patuxet tribe, a tributary of the
Wampanoag Confederacy.
saw his value in terms of convert
ing Indians to Christianity,
Tisquantum made his way to London, and then back to the colonies,
only to find that many Massachusetts tribes had already been
decimated by infectious diseases brought by the white colonists.
In the 1 620s, he settled with the Pilgrims, to whom he taught sur
vival skills in the new world, including fishing and planting tech
niques, as well as serving as a guide and translator, especially in
communication with the Wampanoag sachems .
The 1 630s and '40s saw a massive increase in immigration (Y)
into New England and Massachusetts. Over twenty thousand new ---
settlers arrived during this period, often referred to as the Great ---
�
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67
Migration, and new towns were formed west of Boston, including
Hartford, Springfield, Northampton, and, a few years later, my
hometown of A mherst, founded in 1 658, "purchased" for 200
wampum and a few small gifts . All of these new settlements en
croached upon the land of the native Algonquin-speaking tribes,
and tensions predictably escalated. In addition to the unjust en
croachment upon the land, the English colonists were committed
to their missionary work: in 1 646, the Massachusetts General Court
ordered that "efforts to promote the diffusion of Christianity among
aboriginal inhabitants be made with all diligence" (Samworth
20 1 1 ). In 1 649, the English Par-
http://raunerl i brary.blogspoLcom/20 I I /09/el iot-bi ble .html
liament enacted an "Ordinance
for the Advancement of Civiliza
tion and Christianity Among the
Indians" that created The Society
NEGONNE OOSUKKUHWHONK JIC O S E S,
Ne .-.,w'!etan::uk for the Propagation of the Gospel
-C E N E S I S· in New England, the first Protes
tant missionary society. For the
next ten years, Eliot dedicated
himself to the task of translating
the Bible, with the assistance of
a Massachusetts Indian named
Wassausmon, also known in En
glish as John Sassamon, whose
ability to speak and write English
proved invaluable to Eliot. ( I will come back to Wassausmon later.)
Thus , at first, the early English policy for converting the Natives
was that of learning their languages and translating the Bible into
those languages-an early national translation policy, as it were.
However, it soon became apparent that that policy was not going
to work; it was simply too difficult to learn the various indigenous
languages. In his book Magnalia Christi Americana ( 1 702), Cotton
Mather, for example, a prominent Puritan minister, author of hun
dreds of books, sermons, and pamphlets, and well known for his
role in the Salem witch trials, claimed to be utterly baffled by the
A lgonquin language (Samworth 2006). With Cotton Mather and
subsequent Puritan leaders, the two-way flow of Amerindian
�. British communication ended. I would suggest that the mistrust and
------ misunderstandings that ensued over the next two centuries can
------
w 68
largely be attributed to the lack of effort by the colonists to learn
and understand the languages and cultures of the indigenous peo
ples.
2. Elimination
The translation policy became one of nontranslation into
non-English languages. The thanks exchanged at early Thanksgiv
ings ceased, the holiday disappeared, hostilities began, and soon
immigrant Europeans began their
http://www.history.org/Foundation/journal/Spring04/war-
killing, directly, and efficiently at fare.cfm?showSite=mobile
first. My town of "Amherst," Massa
chusetts, was named after Lord Jef
frey Amherst, commander-in-chief of
British forces in New England in the
1 700s, famous for winning battles in
the French and I ndian War, but also
infamous for committing the first
germ warfare known to man when he
ordered that blankets infected with
smallpox be given to Native Ameri
cans. Those who survived were
forced to assimilate to the English
language, customs, and laws, their
lands were taken away, and their lan
guages , religions, and native cultures
repressed. Estimates vary, but by Sir Jeffrey Amherst. shown here in Joseph Blackburn's 1 758 painting,
some estimates there were over ten suggested Bouquet infect the Indians with smallpox. (Mead Gallery,
Amherst)
million Native Americans when the
Pilgrims and Puritans arrived; by
1 900 there were only 230,000 left. As of the 1 880s, the US gov
ernment required all teachers in Native American schools to teach
in English, and many Indian ceremonies were banned. The policy
was quite successful: according to Ethnologue ( Lewis 2009), over
half of the Native American languages have been lost, with only
1 54 remaining, spoken by just over 300,000 people. Seven are only
spoken by one person. About 1 50,000 speak Dine, a Navajo lan
guage ( Reyhner 200 I ).
Jn The Name of the War: King Philip 's War and the Origins ---
ofAmerican Identity, Jill Lapore ( 1 998) suggests that the defeat of �
---
·.;::,
69
the Indians in King Philip's War ( 1 675- 1 678), sometimes called
Metacomet's War- Metacomet being the main leader of the Native
American side, who was called King Philip by the British-the
first war between Native Americans and the English colonists,
marked the beginning of the new American identity, one built upon
policies of extermination. As op
http://raunerlibrary.blogspot.com/20 1 1 /09/eliot-bible.html posed to a former identity which
considered the colonists as British
settlers, as the war had largely
been fought with American sol
diers, resources , and supplies
only, it lent the new Americans a
sense of independence and au
thority.
The war was one of the bloodiest
in American history, drawing in
English settlements throughout
New England and Indian tribes
from a variety of regions . There
were many casualties on both
sides , and , proportionally, more
English died in the war than in
any other war in history. But also
proportionally, six times as many
Amerindians died as British set
tlers. The eventual English victory
secured New England for the
British and opened up all of New
England for British colonization
and appropriation. As Lapore sug
gests, the new American identity was based upon the elimination
of Native American languages and cultures. As Emily Apter has
pointed out in The Translation Zone (2006), translation policy and
military policy are closely connected. Citing Carl von Clausewitz's
dictum that war is a mere continuation of policy by other means ,
Apter claims that war is a logical extension of a policy of mis
translation . She writes that "I w lar is, in other words , a condition of
�- nontranslatability or translation failure at its most violent peak"
..._ ( Apter 2006, 1 6, italics in original).
al'
..._
u.) 70
To return to the Wassausmon example, in addition to his
work translating the Bible, some argue that he was one of the pri
mary causes of King Phi l ip's War, showing how distrusted transla
tors were. Wassausmon served as a translator and interpreter for
both Metacomet and the Native Americans before returning to Pu
ritan society, where he became a minister in the Plymouth colony.
Because of his knowledge of language and culture, as wel l as his
contacts among chiefs and educators, he was both respected and
distrusted by al l parties. Wassausmon is best known today because
of his assassination. ln 1 674, he warned Josia Winslow, then gov
ernor of the Plymouth colony, that an attack was being organized
by Metacomet. Just a short while later, his body was found at the
bottom of a local pond, and the settlers were quick to accuse Meta
comet of ordering the assassination. Three of Metacomet's men
were arrested, found gui l ty at a hasti ly organized trial, and
executed. A year later, some say as a result of the trial which
Wampanoags say infringed upon their sovereignty, war broke out.
The descendants of the Algonquian Wampanoags ( Wompanaak)
are the very same Indians who are conducting the Thanksgrieving
ceremony of today.
3. Imperialism
A few translation studies scholars have written about trans
lation and imperialism, including Eric Cheyfitz, author of The Po
etics of Imperialism: Translation and Colonization from The
Tempest to Tarzan ( 1 997) and The ( Post)Colonial Construction of
Indian Country: U.S. American Indian Literatures and the Federal
Indian Law (2006); Stephen Jay Greenblatt, author of Marvelous
Possessions ( 1 992), an analysis of travel , judicial, and literary doc
uments on the discovery and appropriation of the New World, and
Vicente Rafael, author of contracting Colonialism: Translation and
Christian Conversion in the Tagalog Society under Early Spanish
Rule ( 1 993), who focused on the analogous example of the Spanish
translation and colonization process in The Phil ippines .
Cheyfitz is one of the best authors detailing the history of
imperial practices, and is not afraid to be very blunt about the atroc
ities committed in the name of European mil i tary, social, and reli
--
(Y)
--
gious practices. Here is how he begins the Columbian Guide to
American Indian Literatures of the United States since 1 945: �
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71
European settlers built the post- 1 492 Americas on stolen I ndian land with stolen
African and I ndian tabor. The very European name "Americas" marks the mo
ment of the beginning of this institutional theft. The United States is no excep
tion . Where the Spanish invaded and settled in Notth America, stolen Native
land and tabor were part and parcel of the same v iolent movement to dominate
Native territory and tabor through a system of encomiendas and repartimienlo
I . . . I The Catholic Church joined the state in playing a significant role in this
violence. (Cheyfitz 2006. vii)
Cheyfitz 's first "chapter" in the Columbian Guide goes on for 1 24
small-print pages, over 85,000 words, a book in and of itself, doc
umenting in detail the wars, enslavement, forced labor, extermina
tions, language policies, nontranslation policies, and theft of land,
rights, and indigenous religious and literary practices-in short, a
chronicling of the colonial reconstruction of Indian culture. Trans
lation and religious policies are at the heart of the imperial project
in all Indian affairs.
In The Poetics of Imperialism: Translation and Coloniza
tion from The Tempest to Tarzan, Cheyfitz ( 1 997) lays out his ar
gument that translation was a key factor, perhaps the most
important factor, in the Anglo-American imperial policy, first as
foreign policy toward the neighboring Indians, and later, after 1 824
and the creation of the Bureau of I ndian Affairs, as a domestic pol
icy as the U S boundary shifted westward. For Cheyfitz, the poetics
of imperialism refers to speech itself, the persuasive power of lan
guage and rhetoric into which Native American ideas and expres
sions were translated as fluidly as possible in European terms.
Cheyfitz analyzes the elegant orators who speak for Native Amer
icans-from Shakespeare's Prospero in The Tempest, through
Edgar Rice Burroughs in Tarzan of the Apes ( 1 9 1 2), to later Teddy
Roosevelt and Ronald Reagan, the "great communicator" of the
late twentieth century. Cheyfitz's point is that the portrayal of the
Native American in translation has been a fiction rather than fact,
and only by unpacking layers of fictional translations can one ex
pose the rhetorical technologies that have supported ongoing
Anglo-American imperialism to this day and the role of translation
in the construction of power.
�.
Signaling a shift of translation policy from the initial Puri
---al' tan attempt to learn and translate into indigenous languages, Chey-
---
w 72
fitz cites the Instructions given in 1 609 by the London Council to
the Virginia Company, headed by Sir Thomas Gates , to develop a
plan to educate the weroances ( Algonquian leaders) "in ! the Eng
lish I language, and manners" so that the Indians would "easily obey
you and become in t ime Civill and Christian" (quoted by Cheyfitz
1 997, 6). Cheyfitz continues:
The problem of translation , the complex interactions between cultures and h is
tories, is at once announced and annulled. This rewriting has significant repe r
cussions i n the conflict between oral and written cultures under consideration
here. And we can read these repercussions in the European travel narratives,
where what were necessarily the difficulties , discords, i ndeed absences of
translation, are displaced into fictive accords of communication , composed,
except for a scattering of transliterated naive terms, wholly in European
tongues. (Cheyfitz 1 997, 7)
Tracing a pattern of disfiguring Edgar Rice Burroughs, Tarzan of the Apes (191 2)
and demonizing in rewritings and
Tarzan is a Translator. Raised speaking the language of the apes,
translation, Cheyfi tz goes on to Tarzan teaches himself to read and write English by correlating pic
analyze the discourse represent tures (fantasized implicitly in this fiction as a universal ur-language)
and words in the books that his father transported from England to
ing Native Americans i n both po Africa. Tarzan discovers these books as a boy among the apes,
litical and l iterary texts. Tarzan, though he dies not learn to speak his father's tongue until the very
end of the romance, after ha has become fluent in French, his first
for example, i s seen as a transla spoken European language, which his mentor, O'Arnot, taught him.
tor: raised speaking the language Tarzan's search for identity, then, is a linguistic search, in which he
is literally translated from ape into man; in learning to read, what
of the apes, he teaches h imself to Tarzan learns centrally is that "[hie was a M-A-N, they were A-P-E
read and write Engli sh and S" (50), a distinction that the language of the apes cannot make, "for
in the language of the anthropoids there was no word for man" {85).
French. H i s search for identity is Translated through the power of books from ape into written English,
both linguistic, from animal lan Tarzan, with the aid of his father's knife (the mastery of a written, or
European, language and of an "advanced" technology are identical
guage into European languages, in this romance), gains an imperial power over what appeared to be
and physical, literally, from "sav his kin, precisely because they cannot follow Tarzan or can only fol
low him partially in his translation: "So limited was their vocabulary
age" ape into "civilized" man, a that Tarzan could never even talk with them of the many new truths,
process through which he gains and the great 'fields of thought that his reading had opened up be
fore his longing eyes, or make known ambitions which stirred his
imperial power over his savage soul" (91 ). Tarzan cannot fully converse with the apes because writ
ten English cannot be translated into their impoverished tongue,
kin. The power of books , in this which Burroughs represents in that self-consciously metaphoric lan
case the books Tarzan's father guage that "savages" typically speak in European discourse. And un
able to converse fully with the apes, Tarzan can only dominate them.
brought to the wild, is more pow The failure of dialogue, figured as genetic inability in the other,
erful than the armies that follow, rather than as a problem of cultural difference, is the imperial alibi
for domination.
and the idealistic result conforms CV:,
Eric Cheyfitz, The Poetics of Imperialism. Translation and Coloniza "'
---
CJ
to the civilizing ideological mis tion from The Tempest to Tarzan, (Expanded Edition, Philadelphia:
sion of the colonizers. So, too, in University of Pennsylvania Press, 1 997), 1 5--1 6. --
�
c::
a
·.;::,
<n
c::
73 �
Shakespeare's The Tempest is Caliban presented as having been
born a savage-"born devil, on whose nature / Nurture can never
stick" ( IY.i. 1 88- 1 89)-who subsequently learns English but con
tinues to be viewed as a monster and potential rapist despite his ed
ucation . Cheyfitz sees Caliban as always in translation (Cheyfitz
1 997 , 1 65 and following) , between the gabble of the animal and
the eloquence of English, perennially in conflict. Significantly, Cal
iban 's war against Prospero is aimed at Prospero's books and the
power of his magic. Through such figures as Tarzan and Caliban
emerges Cheyfitz's theory of translation:
T his theory of translation constitutes a theory of what is human. Put another
way, we could say that in the Renaissance and until the founding of biology in
the nineteenth century, theories of what is h uman are theories of translation ,
theories of cultare rather than nature. In Tarzan of the Apes, we read how a
theory of evolution , a theory of nature, is the repressed form of a theory of
translation that blurs the boundary between " human" and "ape" by a1ticulating
the boundary as literal, this is , scriptural, rather than natural. In other words ,
we speculate that theories of evolution are always theories of translation .
(Cheyfitz 1 997 , 1 67)
Cheyfitz radically expands the notion of translation theory from
its linguistic sense to a historical cultural theory of the human.
Cheyfitz views Tarzan, the displaced European, as a translator,
speaking both the language of the apes, and later French and Eng
lish. Tarzan translates himself on several levels: from oral to written,
from broken to fluent, and from impoverished to powerful. In the
process, he gains power. The translation is not merely a linguistic
one, but a mental and physical one as well, from animal to full
fledged human. Caliban, the indigenous native, is also multiply
transtated. His name, a mistranslation of some unknown Native
American term for "cannibal," marks him in the eyes of the invading
others , and in the eyes of himself, the figurative inscribed upon the
body. As Caliban enters Prospero's world, the culture is an imported
one: European ideas and values inscribed upon, translated into, the
New World. Caliban is forced to learn the language of the oppressor,
which only serves to further his enslavement and alienation. In the
Native American world, therefore, translation operates not a foreign
�-
policy, but a domestic one, carried out from within, and it has
---- drastic material consequences . This all too physical aspect, Cheyfitz
----
c,,:, 74
argues, has been repressed by trans http://prettycleverfilms.wordpress.com/2012/03/0l /tar
lation studies scholars, who focus con zan-of-the-apes- 1 9 1 8/
s iderably on the linguistic and cul
tural, and less on the human and
individual. In the Poetics of Imperi
alism, Cheyfitz looks both at transla
tion as a theory of communication,
and at the consequences, socially and
psychologically, of translation upon
live individuals . And in the case of
Native Americans, the consequences
have been devastating. Despite learn
ing the language of the colonizer, the
Tarzan
translator is never to be trusted, never
quite obtaining the eloquence of the
master, which remains in a pure/white
form. In the end, Caliban, the other,
the hybrid, the deformed, remains
alone and isolated on the island, only
his image remains in the imaginations
http://www.rsc.org.uk/explore/shakespeare/plays/the-tem
of the colonizers. Anglo-American pest/ 1 982-photo-gal lery.aspx
policies of Native American transla
tion have served to either fictionalize
or marginalize Native American lan
guage, culture, and concepts, to the
point that little is left. Populations
have been eradicated, languages lost,
and the few translations reduced to
cliches, such as trickster characters
refigured or Plains Indians hunting
buffalo. Often the representations add
layers of obfuscation, making it all
but impossible to unpack the images
and access any objective "truth." What
remains are mere traces of Indian ex
pressions in oral tales, literary texts,
and memoires passed on in translation (Y)
from generation to generation. ---
Caliban
---
�
·.p
75
4. Domestication
Perhaps the most influential translation studies scholar of
the past twenty years in North America has been Lawrence Venuti.
Author of The Translator 's Invisibility ( 1 995) and editor of Rethink
ing Translation: Discourse, Subjectivity, Ideology ( 1 992) , Venuti
criticizes the humanistic underpinnings of most literary translation
in the United States and shows how it reinforces prevailing domes
tic beliefs , forms , and ideologies. Venuti 's main thesis is that trans
lation tends to be an invisible practice in the United States, where
by invisible he means that translators tend to be self-effacing in
their work, denying their own voice. Translations are judged to be
successful when they read "fluently," giving the appearance that
they have not been translated (Venuti 1 992 , 4).
The problems with such a situation, according to Venuti ,
are twofold : fi rst , it marginalizes practicing translators , making
them subservient to the author and defining thei r practice as deriv
ative and secondary, ranking far below high quality creative writing
and in-depth literary analysis; and secondly, and perhaps more im
portantly, it erases the linguistic and cultural differences of the for
eign text that the very act of translation purports to carry over into
the receiving culture. By rewriting the text according to the pre
vailing styles of the receiving culture, and by adapting images and
metaphors of the foreign text to the target culture 's preferred sys
tems of beliefs , translators are not only severely constrained i n
terms of their options to carry out their task, but also forced to alter
the foreign text to conform to the receiving culture's forms and
ideas. Thi s kind of translation performs an act of domestication,
making the foreign familiar, providing readers with the experience
of recognizing their own culture in the foreign, and enacting, ac
cording to Venuti , a kind a cultural imperialism, one which pre
serves social h ierarchies, and maintains political and religious
conceptions.
This form of translation has characterized generations of
translators of Native American texts. Let me give just one example,
which has often been anthologized and serves as representative
Henry Row Schoolcraft's early nineteenth-century translation of
"Chant of the Fire-fly":
�.
----
----
<,.) 76
Ojibwa/Chippewa:
Wau wau tay see !
Wau wau tay see !
E mow e shin
Tshe bwau ne baun-e wee!
Be eghuan-be eghuan-ewee!
Wau wau tay see !
Wau wau tay see !
Was sa koon ain je gun
Was sa koon ain je gun.
(Schoolcraft's transcription, as cited by Day 1 95 1 , 27-28 ; Hymes
1 98 1 , 39; see also Treuer 2006, 1 7)
For which Schoolcraft's literal translation is:
Flitting-white-fire-insect ! waving-white-fire-bug! give me
light before I go to bed ! give me light before I go to sleep!
Come, little dancing white-fire-bug ! Come, little flitting
white-fire-beast ! Light me with your bright white-flame in
strument-your little candle.
(Schoolcraft's literal translation , quoted by Day 1 95 1 , 27-28;
Hymes 1 98 1 , 39)
While Schoolcraft's literary translation is:
Fire-fly, fire-fly ! bright little thing,
Light me to bed, and my song I will sing.
Give me your light, as you fly o'er my head,
That I may merrily go to my bed.
(Schoolcraft literary translation , quoted by Day 1 95 1 , 27-28; Hymes
1 98 1 , 39; see also Clements 1 996, 1 27-1 28)
The Schoolcraft translation of "Fire-fly" well illustrates Venuti's
portrayal of domestication in translation: adapting the complex
compound nouns to quite simple English terms, eliminating repe
tition, deleting the performative quality, adding new terms not pres (Y)
ent in the original to make it more fluid and accessible, and, ----
�
especially, trivializing the ideas and marvel at nature and turning it ----
·.;:::;
77
into an infantile children's lyric. Here is what Hymes has to say
about the Schoolcraft version: "Thanks to Schoolcraft's scholar
ship, we can appreciate in depth how bad his translation is . Almost
anyone sharing modern standards and taste I . . . I will prefer the lit
eral translation as more satisfactorily poetic, both in what it avoids
and in what it contains" ( Hymes 2004, 40) . Unfortunately, the
Schoolcraft style of translation, as Venuti successfully argues, was
prevalent in the United States in the past century, and, for example,
greatly influenced poets such as Henry Wadsworth Longfellow (see
his The Song of Hiawatha ( 1 855)) as well as other poets of his gen
eration. It continued well into the twentieth century, often based
more on empathy than on linguistic talent; intuited meaning rather
than cross-cultural skills . Generations of translators relied on trans
lation cribs and adapted Amerindian texts to English forms, expres
sions , and, especially, Anglocentric worldviews . For decades, the
use of domesticated words when no word exists in the receiving
language and the racial discrimination in language were readily vis
ible in such translations .
II. Anti-imperial Translation
1 . Anthropological translation
I n works such as Rethinking Translation ( 1 992) and The
Translator's Invisibility ( 1 995), Lawrence Venuti suggested that in
twentieth-century translations into North American English have
tended to be fluent and domesticating. This may have been true for
many literary translators, but not for all. For example, most anthro
pological translations , especially of Native American texts, have
tended toward the literal and foreignizing. Franz Boas, for example,
a German Jew who came to the United States in the early twentieth
century, was well versed in physics and geography, after which his
geographic interests took him to Canada and the American North
west, where he studied Inuit/Eskimo groups and recorded, tran
scribed , and translated Amerindian work. Perhaps because of
- growing resentment towards Jews in Europe, he took his first job
in anthropology at Clark University in Worcester, MA, and stayed
�- in the United States , moving to the Field Museum in Chicago and
--- later to Columbia University in NYC, where he founded the first
---
Qj'
w 78
PhD program in anthropology. Boas and his students, including Ed
ward Sapir, Paul Rivet, L. J. Frachtenberg, Melville Jacobs, and
later followers such as Dell Hymes, pioneered the recording and
preservation of Amerindian texts . Their approach combined lin
guistics and cultural factors, paying particular attention to sounds
and the perception of sounds, showing how different cultures per
ceive sounds in various fashion. Boas and his students would live
with the tribes being researched, conduct work in the native lan
guage, and collaborate with native speakers. Their descriptions of
texts were very scientific and based on empirical observations, but
still included musical and cultural data (https://en.wikipedia.org/
wiki/File: Dance_Song_of_the_Thompson_River_lndians.ogg).
Boas's group argued that one could only understand
cultural traits by observing behaviors, beliefs, and signing practices
in their local context. He and his students not only described the
language and grammar, but also the myths, folktales, beliefs, and
even recipes. The focus was not just on generalities and common
behaviors, but also on relationships, difference of opinions, and in
dividual agency within a language culture. Boas and his students
were very active in terms of combating racism in research and prac
tice, particularly against blacks in New York, and Native Americans
in the Northwest. This method later led to the Sapir-Whorf hypoth
esis, which holds that the structure of a language determines how
one conceptualizes the world, and is widespread in translation stud
ies, especially those who challenge meaning-based and functional
theories of translation and theories that posit laws or universals of
translation.
This hypothesis of linguistic relativity challenged the sense
of European and white Anglo-American superiority in terms of
language and cognition and changed the way translators translated.
Interests expanded to a new focus on music and image as well as
linguistic meaning. New forms of movement and dance lent varia
tions to tones and meaning. Certain songs were recorded in multiple
versions, highlighting the importance of the performer and individ
ual variation of the texts ( Krupat 1 989, 1 09). Their commitment to
science led them to prefer the most literal versions. Here is an ex
ample of the transcription of one of the Coyote tales from the Pa
--
(Y)
cific Northwest:
--
�
-�
79
Coyote was com ing. He came to G6t'a't. There he met a heavy surf. He was
afraid that he might be drifted away and went up to the spruce trees. He stayed
there a long time. Then he took some sand and threw it u pon that surf: "Th is
shal l be a prairie and no surf. The future generations shall walk on this prairie."
Thus Clatsop became a prairie. The surf became a prairie. ( Boas 1 894)
Or another example:
At Nia' xaqce a creek originated. He went and bu ilt a house at N ia' xaqce. He
went out and stayed at the month of N ia'xaqce . Then he speared two silver
side salmon , a steel -head sal mon , and a fall sal mon . Then he threw the salmon
and the fal l salmon away, say ing: 'Th is creek is too smal l . . . " On the next day
he went again and stood at the month of the creek . He d id not see anything until
the flood tide set in. Then he became angry and went home. He defecated . He
spoke and asked his excrements: " Why have these silve r -s ide salmon d isap
peared?" H i s excrements said to him: "I told you , you w ith your bandy legs,
when the first silver-side salmon are k i l led spits must be made, one for the head ,
one for the back, one for the roe , one for the body. The gills m ust be burnt."
"Yes," said Coyote . ( Boas 1 894)
These excerpts illustrate the anthropologists' preference for more
literal strategies, aimed at keeping indigenous place names, pre
serving syntactical structures, and maintaining an oral quality. In
terms of the content, the deep attachment to, and even conversation
with, nature is preserved, as are scatological references and exple
tives, often taboo in literary circles at the time.
Another anthropologist and Boas disciple, sociolinguist
Dell Hymes, also worked on languages of the Pacific Northwest,
and also focused on language and social relations, but his transla
tions are less descriptive and literal, and instead incorporate more
of the poetics and performative nature of the text. Here is an ex
ample of the firefly poem in a version by Dell Hymes:
Flitting insect of white fire !
Flitting insect of white fire !
Come, give me light before I sleep!
Come, give me light before I sleep!
Flitting insect of white fire !
Flitting insect of white fire !
----
ii3"'
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Light me with your bright instrument of flame .
Light me with your bright instrument of flame.
( Hymes 1 98 1 , 4 1 ; Krupat 1 992, 25 ; see also Treuer 2006a, 2 1 )
In contrast to the domesticated version above by Henry Row
Schoolcraft, in Hymes's version we see the preservation of the com
pound nouns, including the repeated lines, retaining an oral perfor
mative quality, similar syntactic structures, and literal adherence to
the original terms with no additions to make it more fluid, accessi
ble, or aesthetic. The translation demonstrates respect for the in
digenous ideas, rhythms , repetitions, and structure of the verse .
Hymes was one of the first anthropologists to point out that the eth
nologists' literal descriptions and transcriptions, while often reli
able , may not be taken as empirical factual accounts , and that
literary translation, while often better than their literal counterparts,
also at times distort and obscure . Again, what was needed in the
field was a methodology to uncover both what was easily dis
cernible as well as what was hidden by either ethnographic or lit
erary translation in the process, however well-intentioned.
2. Total Translation
While H ymes was open to restoring certain aesthetic mark
ers in his translation style, it was invariably with many reservations,
always checking against the original, and always in fear of going
to far. One translator. who also consulted the ethnographic record
but who also versed himself in Native American poetics and per
formance , was Jerome Rothenberg, who coined a new term for his
ethnographic and aesthetic approach as "total translation" ( Rothen
berg 1 972, xxii) . In his introduction to Shaking the Pumpkin : Tra
ditional Poetry of the Indian North Americans ( 1 993 ) , Rothenberg
lays out his approach, which combines a number of translational
methodologies. Rather than picking one approach (faithful versus
free , literal versus literary, domesticating versus foreignizing),
Rothenberg uses several at a time in his translations, combining
f
ethnography, cultural studies, poetry, art, and per ormance . While
not restricting himself to traditional methodologies for translation, (Y)
he also does not restrict himself to traditional definitions of a text. ---
He opens himself up not just the aesthetics of the text, but also to ---
�
·p
81 �
the time and place of the performance, including landscape, audi
ence, body movements, sounds, and responses, applying cultural
translation in its broadest sense. Native American culture, according
to Rothenberg, represents a vast array of languages, cultures, his
tories, and modes of communication, not the least important of
which include written, oral, and corporeal signs; rhythm and tone;
music and dance; and visions and dreams. Rothenberg writes about
his combined approach:
As a poet I was able to experiment with more direct approaches to translation:
( I ) in collaboration with Seneca songmen, who acted at the very least as
intermediary translators, & from whom I could get a clearer picture of how the
poetry (songs, prayers, orations, visions, dreams, etc.) fitted into the l ife; & (2)
through working with ethnomusicologist David McCallester on cooperati ve
translations 1 - . . I I became interested in the possibility of "total translation" -a
term I use for translation ( of oral poetry in particular) that takes into account any
or all elements of the original beyond the words. (Rothenberg 1 972, xxii-xxi i i )
Here are two examples of Seneca poems translated by Jerome
Rothenberg and Richard Johnny John:
( 12)
THE SONGS
I t he t r i B
s s o n he r E
T g sb ePn G
H eg i sUa I
E n h e o Mm N
I r ePnPe H
R UMP g KH E
N KINs J I R
A S i s h NG E
M t h e c Sll p
E i rn g iH u
H a me i s E M
I H IG n t E p
G H HE h h e K
H E EY e e v I
H E EY e e y N
• • . Now I'm dumping the whole bag oE songs in the middle,
& each oE you can sing whichever ones you want . • •
Rothenberg 1972. xxii
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iii'
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u.) 82
From the same volume, here is "Poem about a Wolf and Maybe
Two Wolves":
A POEM ABOUT A WOLF MAYBE 1WO WOLVES
be comes running
across the field where
he comes running
be comes running
along the hill where
he comes running
Rothenberg 1 972, xxxi
In the above two examples, readers get a quite different sense of
Amerindian poetry than from the ethnologists of the previous gen
eration . In the first poem, the poet/performer, copying the oral tra
dition, dumps a bag of texts, words, poems in the middle of a circle
and allows each of the audience to come up and forge his or her
own poem. The format allows readers to participate in the con
struction of the poem as their gaze shifts through the bag of
words/letters and combinations emerge. In the second poem about
one or two wolves, the translators mimic the oral howl of the
animal graphically, circulating it within the text while at the same cY)
time describing the wolves' movement as they run along the hills. --....
Equally fascinating in the texts themselves are the extensive foot- �
--....
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83 g
notes accompanying many of the poems and the large array of
people with whom Rothenberg consulted: translators, linguists,
ethnographers, and native speakers obviously, but also performers,
dancers, musicologists, poets, and philosophers in the indigenous
languages. The commentaries lend an aura of authenticity to the
methodology, one which values the creativity as well as the lin
guistic fidelity.
There is still little consensus regarding the contribution of
total translation. Some suggest that his translations tells us more
about Rothenberg and the poetry of the age, influenced maybe
more by concrete poetry, musical experimentation of the 1 960s,
and perhaps the peyote smoked by that generation. Others suggest
that Rothenberg made a significant contribution to the field, cap
turing many aesthetic dimensions neglected over the years, and al
lowing openings for future performances and creative interpretations
that are very much in the spirit of the originals. Elsewhere I have
talked about the importance of this generation of literary translators
in the United States (Gentzler 1 996); here I merely want to suggest
that Rothenberg's multifaceted theory of translation anticipated
contemporary translation theories that are beginning to be more
multi theoretical, multicultural, and performance oriented.
3. Disguise in translation
She was a bear and teased me in mirrors as she did the children, and at the same time she said
that tribal stories must be told and not recorded, told to l isteners but not readers,
and she insisted that stories be heard through the ear and not the eye.
(Yizenor 1 992 , 6)
As a caution against translation theories that show prefer
ence for ethnographic strategies and forms, or for those which use
an invigorating and multifaceted approach such as Rothenberg's,
despite consultations with any n umber of indigenous informers,
one of the hardest things for a scholar or translator to decipher is
when members of a tribe being studied behave truthfully, honestly,
and naturally when in the presence of an outsider. In a paper titled
"Covert and Overt Ideologies in the Translation of the Wycliff
Bible into H uao Terero," Antonia Carcelen-Estrada (20 I 0) discusses
the concept of disguise in translation. H uao Terero is the language
---- of the H uaorani people, an indigenous group living in the Amazon,
al"
----
c,.:, 84
primarily in the jungles of eastern Ecuador. The Huaorani, invari
ably called savages by outsiders, have proven to be highly intelligent
in resisting colonization, and one of their strategies is to learn the
norms of the invading group, be it Quechuas , Spaniards, Ecuado
rians, rubber industrialists, evangelists, translators, or most recently
oil companies, and write appropriate texts, or wear appropriate
clothes (jaguar- tooth necklaces, etc.), thus conforming to the cliched
image of their culture by
.outsiders so that they can In this context it is not possible to give a comprehensive survey of all the various in
disguise and protect their terests, cultural groups, and cultural systems interacting with the Huaorani people.
Figure 1 , however, gives an idea of the complexity of the systemic interactions, and,
own. Examples given by from a Western standpoint, represents a tentative hierarchy of those interacting cul
Carcelen- Estrada range tural systems.
from Bible translations, Center
in which indigenous de Transnational or corporate powers (e.g Texaco and other oil companies)
ity beliefs are hidden I Transnationli Missions (SIL) Anti-coipoiaie powers
I
within the translation; The national government ol Ecuador Ecological Organi zalrons
Scienul� NGOs
/':
court testimony, in which ( vepresenting the national society as well)
Other Minorities and CXllooos I
witnesses fabricate and "-...._ \ Kichwa communi1ies acting as mediators�
Yasuni Nalional Park
play dress-up for the � \/
Wood hunters
Tourism companies
West; and ethnographic
The Huaorani community (presented as an illusory unified whole)
/
performances, allowing Periphery
anthropologists to trans Fig. 1-Systems in interaction with the Huaorani from a Western perspective
late their culture into the Contrary to what one might conclude from Figure 1 , the relationship between the
texts and images that re Huaorani and other groups is not merely a top-down power relationship. Rather
searchers were looking there is a two-way flow; herein lies the hidden form of translational resistance tak
ing the form of silence and invisibility. It is a particularity of the Huaorani to silently
for in the first place. The resist outsider cultural impositions. This practice is consistent with indigenous poli
power of the disguise al tics of difference elsewhere that seek recognition apart from constructs that project
illusory homogenous national identities . Indigenous groups in Peru, Bolivia, Ecuador,
lows the culture to resist and Guatemala, for example, claim to have survived culturally be keeping the secrets
of their ancestors from reaching outsiders despite their seeming assimilation to
actual translation and ap Western cultural standards. This cultural strategy of survival through silence has
propriation by the West , been revealed to the world and become widely known through the writing of Rigob
erta Menchu about the descendants of the Mayans. Menchu believes that the hard
sacrificing certain ele ships her people endure must be overcome with the presence of their ancestors and
ments of their culture to that by hiding their true identity, the people have resisted Westernization and oblit
eration for five hundred years (Menchu 2005/1985, 220, 245). The deep cultural
preserve others. Signifi transformations endured by the Huaorani have likewise taught them to keep their se
cantly, the most inti crets to themselves while superficially appearing to be whatever the observer wants
to make of them. Silence is the strongest Huaorani weapon to resist encroachment,
mately preserved forms just as it has been for the descendants of the Mayans now fighting under the motto
of Huaorani culture have "we are still here."
to date outlasted all at Antonia Carcelen-Estrada, "Covert and Overt Ideologies in the Translation of the
tempts to access and pur
Bible into Huao Terero," in Translation. Resistance, Activism. ed. Maria Tymoczko
(Amherst and Boston: University of Massachusetts Press. 2010). 77-78. ---
loin them via translation. ---
2
C:
·.;:::;
C:
85
In many ways, through disguise in translation, the Huaorani mock
the invaders, be they industrial capitalists or born-again Christians,
making fun of their futile attempts to comprehend and rearticulate
their cultural space. Again, developing scholarly methodologies to
be able to read texts against the grain, to see processes of adaptation
and domestication by the scholars, and , as Carcelen-Estrada points
out, self-adaptation to conform to the expectations of the researcher/
translator become paramount to the field . While Carcelen-Estrada's
study concerns H uaorani in Ecuador, my guess is such practices of
disguise might also readily be found throughout the Americas.
4. Toward post-imperial translation
Disguise in translation, for whatever reason, tends to satirize
the translator; deny, delay, and defer access to any so-called "origi
nal," and extend beyond the boundaries of whatever is normally
termed translation. As soon as it may be detected, it effaces itself
only to reappear in another disguised form later. To return to Arnold
Krupat in The Turn to the Native: Studies in Criticism and Culture
( 1 996) , his concept of anti-imperial translation defies conceptions
of translation practiced by European-American translators, ethno
graphers, scientists, and scholars in all its guises . Anti-imperial
translation is a form of writing in English that allows Native Amer
ican ideas, concepts, sounds, structures, and meanings to coexist.
Translation is conceived less as a one-way process of bringing some
thing across from one language into another and more of a two-way
or muttidirectional flow that informs and changes both cultures. The
new definition of translation changes the very definition of separate
and distinct languages. Instead of saying that he is translating Native
American culture into English, the argument is reversed: Krupat and
his feUow writers, while writing in a language that appears to be
"English," claim they are translating English into Native American
languages. For Krupat, all languages are dynamically evolving in a
multilingual fashion . Anti-imperial translation produces texts that
look like novels and short stories in English, but they are not . For
Krupat, they are indigenous, part of Native American literature; Eng
lish , in this case, is the imperial, foreign, or other language. In anti
imperial translation, Anglo-American forms and ideas are adapted
and integrated into Native American culture. Winfried Siemerling,
---- who discusses Krupat's work in the New North American Studies
----
w 86
( 2005), suggests that this form of translation involves a "doubling
of both 'target ' and ' source' cultural practice" ( Siemerling 2005 ,
63). Native American thoughts and prac-
tices are doubled in their expression in Anti-imperial Translation, Native Writing, and
native tongues and English. As English Postcolonial Theory: Thomas King, Gerald
narrative forms and genres are incorpo Vizenor, Arnold Krupat
rated into Native American culture, so
too is English doubled, enriched by Win fried Siemerling (University of Waterloo)
restoring lost traces and ideas that disap
peared during the periods of extermina Adapted from The New North American Studies:
Culture, Writing, and the Politics ofRe/Cognition,
tion and extreme language assimilation.
(New York and London: Roucledge, 2005), 62-3.
The words , ideas, place names, prac
tices, flora, fauna, peoples, genres, and The encounter between Native humor and
myths have always been American with what Gerald Vizenor calls the "terminal creeds"
historical and cultural antecedents before of "social science monologues" is also about the
the Europeans an·ived, but have been lost need to balance closed interpretations chat are
and covered up over time. Both cultures often associated with writing in general with
thus expand and adapt into each other, principles derived from Native stories and oral
iry. In many Native written texts, the simultane
forming a kind of oral-written literary
ity and encounter of these two modes of
hybrid that, I contend, is'more indicative
reference lead to inven tive trickster strategies
of culture in the Americas than any for and performances.
eignized translation imported into it
(Gentzler 2008 , 38). While such encounters are generally a sub
In Native American Fiction, ject of posccolonial studies, Vizenor, Thomas
King, and the theorise Arnold Krupat all suggest
David Treuer (2006a) goes even further,
specific reservations with respect to the term
suggesting that there has been an
"postcolonial." Vizenor uses the term-if at all
overemphasis on translating Native -in phrases like "postcolonial domination"
American literature in order to uncover ( 1 989, 1 1 ), as if to drive home Anne McClin
facts about the culture with translators tock's critique of the term as "prematurely cel
adhering more to the literal expressions ebratory" ( 1 992, 88). King's article "Godzilla
and meanings than the art, poetics, style, vs. Postcolonial" ( 1 990) goes further by dis
and form. He suggests that Native cussing how the term actually (re)imposes the
American fiction has yet to be studied temporaliry of European contact and thus
" frames" Native cultures through problematic
as literature (Treuer 2006a, 3). The texts
recognition. Krupat notes in his essay " Post
should not be viewed as scientific ethno
colonialism, Ideology, and Native American Lit
graphic documents, but instead should erature" that the term is tempting in the context
be seen as literary texts, ones that read of contemporary Native American literatures;
--
(Y)
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N
ers can take pleasure in reading. He yet after having examined the glosses offered in
.f:
makes the distinction between reading Arif Dirlik's "The Postcolonial Aura" ( 1 994) -
c
a
·.;:,
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en
87 ,fg
that locate postcolonialism indeed after the end books as culture and reading books that
of colonialism, he finds it of l ittle use (Krupat suggest culture (Treuer 2006a, 5 ) . He
1 996, 30). In this sense of the term, as Krupat
wants the reader to think less about what
points out, with some notable exceptions "the
Native American texts tell us about past
material condition of contemporary Native 'so
cieties' is not a postcolonial one ( 1 996, 3 1 ) . "
and more about what they tell us about
Nonetheless, h e concedes that Native American the future, the future of good writing
fiction, albeit "produced in a condition of on that knows no ethnic or linguistic bor
going colonialism," often "has the look of pose ders . Style, innovation, performance,
colonial fiction" and also "performs ideological and original insight help create culture,
work that parallels chat of postcolonial fiction and Native American writing should be
elsewhere ( 1 996, 32)." seen within that inventive and creative
I nstead of the "postcolonial," however, he framework. He looks at the work of, for
proposes the category of "anti-imperial transla example, Loui se Erdrich, who writes
tion," which is here directly linked to the func both about Native American and Ger
tion of the oral tradition. A nti-imperial man immigrant cultures, and who has a
translation, as Krupat suggests with reference to distinctly innovative Ameri can voice .
a passage by Rudolph Pan nwitz (taken up also Her novel Love Medicine ( 1 984), while
in Benjam in's "The Task of the Translator" about Oj ibwa life, and in which she uses
( 1 969) and Talal Asad's "The Concept of Cul
a Native American form of the story
tural Translation in British Social Anthropol
ogy"( l 986)), creates perturbance in the target
cycle, also contains many Western liter
language and culture. In the case of Native writ ary techniques of plot, character, crisis,
ing, this kind of cultural translation, although and resolution. What is interesting in Er
it produces " texts that look l ike novels, short drich's work is the blended story and
stories, poems, and autobiographies" ( Krupat multiple techniques as Ojibwa charac
1 996, 36) , produces them in an English pow ters search to find their way in the pres
erfully affected by tongues that are, in this case, ent world, not the world of the past.
not foreign but rather indigenous (either liter
While Erdrich relies on inherited no
ally other languages, or figuratively other cul
tions of Indian life, she goes beyond
tural practices): "The language they offer, in
Asad's terms, derives at least in part from other
them into the realm of creating new
forms of practice, and to comprehend it might openi ngs for an individual and distinct
just require, however briefly, that we attempt to life and identity in the future, creating,
imagine other forms oflife" ( Krupat 1 996, 36). in Treuer 's view, a literary text that
stands on its own merits.
Krupat's category of "anti-imperial trans
Treuer has also done the same
lation" means transformation and doubling of
both "target" and "source" cul rural practice. Al
as Erdrich in his own creative writing.
though the "target language" of many written H is The Translation of Dr. Apelles: A
Native texts may be English where anti-impe Love Story (2006b), for example , is a
rialist cultural translation produces a critical fictional work that is a translation, and
percurbance and ironic doubling the translation a translation that is a fictional work. The
--
N
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main character, Dr. Apelles, a Native can simultaneously be seen to proceed in the
American who works as a librarian and opposite direction, as an adaptation and inte
translator of Native American texts , is gration of Western forms into Native practices.
The process of "translation" and transformation
very self-effacing in his ways, conform
is here a two-way street: what for one audience
ing to an orderly yet boring and lonely
only looks like a transposition of Native culture
life . Then he comes across an old man into a non-Native, "Western" medium is, in
uscript that only he can translate. As he many ways, aJso a curative i ntegration of what
begins this new work, he weaves a tale King caJls "the anomalies such as the arrival of
that moves between and among a vari Europeans in North America or the advent of
ety of forms of translation, including non-Native literature in this hemisphere" (King
translating a lost Native American text 1 990, 1 2) into a Native frame of reference or,
into English, remembering scenes from as Alessandro Porcelli puts it, an "extension and
cont inuation" ( 1 994, 2 1 1 ) of Native verbaJ and
his own past, trying to make sense of a
social practice. This curative, reverse perspective
love story of the present, narrating a sec comes to the fore in Thoma.� King's discussion
ond love story within the fictional trans of how Native oral traditions and creation sto
lation, and . all the while, erasing ries work (King 1 986, 2003). This problematic
boundaries between translation and informs both Ki ng's consideration of the term
original creative writing. Without giving "postcolonial" and his approach i n fictional
away the ending, which contains a trick texts like Green Grass, Running 'W'ater ( 1 993) or
of the imagination that transforms the One Good Story, That One ( 1 993) to the avail
entire novel, in the process of carrying ability of oral and written traditions.
out such multiple translations the main
character begins to find his own voice ,
one that draws upon past and present,
self and other, the power of love and human connections, and es
pecially the creative power of translation over the written word.
While there are many "traditional" insights into the oppression of
the Native American and the oppression of translators, the use of
translation to rework and rewrite not just the past, but the translating
self. the disappearance of the translation as it nears completion,
takes on a life of its own, with many new insights into the hidden
nature of translation in all its aspect. As the translation re-places
the original, readers are surprised to find themselves wondering
what the original was, or if there ever was an original. Through the
creative and fictional reworking of the text, the author discovers a
language for himself-not the source or target languages, but a lan
guage for talking about his own complex identity entwined in Na
--
(Y)
--
tive American and Anglo-American culture , caught between
translation and writing original fiction, now doubly translated into �
C
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89
Campaspe might ask about his life. He grew nervous, and he had never a no longer oppressed self.
thought og himself as a nervous man. And like all nervous men he was anx This newly transformed nar
ious to please, and the desire to please her made him feel trapped. His only
way out - he could not talk of tie past and he could not talk of the present rator is now capable of
because that told her very little - was to talk of his work as a translator. He love-and there is a power
spoke of translating as though it had something to do with his life.
And so it had become something between them. ful love story with a col
"Can I see it?" league at the library where
"I don't know. No. Maybe."
"Shouldn't we order? Should we get the usual? Two margaritas," she Dr_ Apelles works-and em
said to the waitress across the bar. powered to produce new and
"It's not finished and it's boring anyway. It's only interesting to me. I
don't want to bore you with it." original work. The novel su
"But I want to. I want to hear it". perbly illustrates anti-imper
"It seems like we always order the same thing. Just like that first time."
"It's not that I wouldn't understand it." ial translation at its best: no
No, no. No. It's a mess is al! and I don't know if you'd ever be able to longer a carrying across from
read my handwriting."
But it had become a thing fer them. one language to another, but
"Two margaritas." And to her, "Long day." rather using translation cre
" How's the translation? How is it?"
"Growing. Always growing." atively to invade self, leading
But it had become a thing foc her. to self-realization, and ex
"How's the translation? I'll get her. Margarita? Two."
And so it went. He could not tell her about himself. Not directly. So his
pressing oneself in new and
translation became the story he told her of himself, as a substitute for the original translational forms
story of his life.
that reshape culture from
Treuer 2006b, 206. within .
Conclusion
One of the great hidden tools in cultural construction has
always been translation_ A better understanding of how individuals
under specific circumstances react to propagated belief systems ,
how they conform, how they resist, and how such nonconformity
is expressed, can only open the field of possibilities for future ac
tions and translation strategies . I believe that an increased interplay
of languages in translation and an increased openness to new ideas
via translations can only help construct a freer, more diverse and
tolerant society. Some techniques may be simple: the "translation"
of a term such as "Thanksgiving" into "Thanksgrieving," by the
mere introduction of an additional phonetic sound alters signifi
cantly the conceptual field and (re)introduces an Amerindian per
spective into the frame, restoring a historical repercussion long
missing from the tradition. Others may be more complicated, such
as inventing new forms, as Erdrich and Treuer do, creating a mul
--
�. tidirectional flow of ideas, forms , translations , and narrative strate
gies in a truly posttranslation studies fashion. The goal is a rewriting
--
ru
Lu 90
for the future, broadening the imperial language, allowing private
translations and interpretations to enter the public space, thereby
opening avenues for healing, acceptance, and diversity.
By way of conclusion, I end with a poem by Gary Snyder,
one of the famous beat poets of the 1 960s and '70s in the United
States , who studied literature and anthropology at Reed College in
Oregon in the 1 950s and was good friends with fellow student Dell
H ymes. Snyder, also known for his Japanese translations , studied
the Amerindians of the Pacific Northwest, and lived and worked
on the Warm Spring Indian Reservation in central Oregon after
graduation and returned on several occasions. I suggest his creative
work is infused with similar forms of anti-imperial translation, as
he himself is in an inclusive and diverse Amerindian context. In the
poem "For All," below, "Turtle Island" is a translation of the Native
American term for the continent of North America.
Postscript
''For AW'
Ah to be al ive
on a mid-September morn
fording a stream
barefoot, pants rolled up,
holding boots, pack on ,
sunshine, ice in the shal lows,
northern rockies.
Rustle and shimmer of icy creek waters
stones turn underfoot, smal l and hard as toes
cold nose dripping
singing inside
creek music, heart music,
smell of sun on gravel .
I pledge allegiance
I pledge allegiance to the soi l
of Turtle Island,
and to the beings who thereon dwell
one ecosystem
in diversity
under the sun (Y)
With joyful i nterpenetration for all . ---
(Snyder 1 983, 1 1 3) ---
�
·;::;
91
References
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ton: Princeton University Press.
Asad, Talal. 1 986. "The Concept of C ultural Translation in British Social Anthropol
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James Clifford and George E. Marcus. Berkeley, CA: University of Cali
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Ashcroft, Bill, Gareth Griffiths, and Helen Tiffin. 1 989. The Empire Writes Back. Lon
don: Routledge.
Ayvazian, Andrea. 2 0 1 1 . "The Anguish of First Americans." The Daily Hampshire
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( trans. Harry Zohn). New York: Schocken, 69-82.
Boas, Franz. 1 894. Chinook Texts. U.S. Bureau of American Ethnology, Bul letin no.
20. Accessed May 1 7, 20 1 2. http://www.sacred-texts.com/nam/nw/chi
nook/index.htm.
Carcelen-Estrada, Antonia. 20 I 0. "Translation and the Emancipation of H ispanic
America," in Translation, Resistance, Activism, edited by Maria Ty
moczko, 65-88. Amherst: University of Massachusetts Press.
Cheyfitz, Eric. ( 1 99 1 ) 1 997. The Poetics of Imperialism: Translation and Coloniza
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versity of Pennsylvania Press.
-- - . ed. 2006. Columbia Guide to American Indian Literatures ofthe United
Stales since 1 945. New York: Columbia University Press.
Clements, Will iam M. 1 996. Native American Verbal Art: Texts and Contexts. Tuc
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Day, Arthur Grove. 1 95 1 . The Sky Clears: Poetty ofthe American Indians. New
York: Macmillan.
Dirlik, Ari f. 1 994. "The Postcolonial Aura: Third World Criticism in the Age of Global
Capital ism." Critical lnqui1y 20: 328-356.
Erdrich, Lousie. ( 1 984) 1 993. Love Medicine. New York: Henry Holt.
Gentzler, Edwin. 2008. Translation and Identity in the Americas: New Directions in
Translation Theory. London: Routledge.
- - -. 1 996. "Translation, Counter-culture, and The Fifties in the USA." In Trans
lation, Power, Subversion, edited by Roman A lvarez and M . Carmen
A frica Vidal, 1 1 6- 1 37. C levcdon: M ultilingual Matters.
Gentzler, Edwin, and Maria Tyrnoczko. 2002. Introduction to Translation and
Power, edited by Maria Tymoczko and Edwin Gentzler, x i-xxviii.
Amherst: University of M assachusetts Press.
Greenblatt, Stephen Jay. 1 992. Marvelous Possessions: The Wonder ofthe New
World. Chicago: University of Chicago Press.
--
Hymes, Dell . ( 1 98 1 ) 2004. In Vain I Tried to Tell You: Essays in Native American
--
Ethnopoelics. Omaha: University ol" Nebraska Press.
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K ing, Thomas. 1 986. Inventing the Indian: White Images. Native Oral Literature,
andContemporary Native Writers. Dissertation, University of Utah. Ann
A rbor, M l : University M icrofi lms I nternational.
--- . 1 990. "Godzil la Vs. Post-colonial." World literature Written in English 30(2):
1 0-- 1 6.
- - . 1 993. Green Grass, Running Water. Boston, MA: I loughton M i ffi in.
- - . 1 993. One Good Story, That One. Toronto: Harper Collins.
- - . 2003 . The Truth Abo111 Stories: A Native Narrative. Toronto: Ananasi.
Krupat, Arnold. 1 992. "On the Translation ofNative American Song and Story: A
Theorized 1- 1 istory." In On the Translation ofNative American Literatures,
edited by Brian Swann, 3-32. Washington: Smithsonian I nstitution Press.
--- . 1 996. The Turn to the Native: Studies in Criticism and Cul!ure. Lincoln:
The University of Nebraska Press.
-- - . ed. 2002. Red Matters: Native American Matters. Phi ladelphia: University
of Pennsylvania Press.
Lapore, J i l l . 1 998. The Name ofthe War: King Philip s War and the Origins of
American Identity. New York: Knopf.
Lewis, M. Paul, ed. 2009. Ethnologue: Languages of the World, Onl ine version. Ac
cessed November 1 8, 2 0 1 1 . http://,vww.ethnologue.eom/.
Mather, Cotton. ( 1 702) 1 820. Magnolia Christi Americana. Bedford: Applewood
Books.
MeCl intock, Ann. 1 992. "The Angel of Progress: Pitfalls of the Term ' Postcolonial
ism' ." Social Text 3 1 (2): 84-98.
Nergaard, Siri, and Stefano Arduini. 20 1 1 . "Translation: A New Paradigm," transla
tion, inaugural issue, 8-1 7.
Portelli, Alessandro. 1 994. The Text and the Voice: Wri1ing. Speaking, and Democracy
in American Literature. New York: Columbia University Press.
Pratt, Mary Louise. 1 992. Imperial Eyes: Travel Writing and Transculturation. Lon
don: Routledge.
Rafael, Vicente. 1 993. Contracting Colonialism: Translation and Christian Conver
sion in the Tagalog Society under Early Spanish Rule. Durham: Duke
University Press.
Reyhner, Jon. 200 1 . "Cultural Survival vs. Forced Assimi lation: The Renewed War
on Diversity." Cultural Survival Quarterly 25 (2). Accessed November
1 8, 2 0 1 1 . http://www.culturalsurvival .org/ourpubl ications/csq/article/cul
tura 1-surv i val-vs-forced-ass i 111 i lation-renewed-war-d i vers ity.
Rothenberg, Jerome, ed. and trans. 1 972. Shaking the Pumpkin: Traditional Poe/Jy
of the Indian North Americans. New York: Doubleday.
Samworth, I lerbert. 2 0 1 1 . "John El iot and America's First Bible." Sola Scriptura
Magazine. Accessed November 1 6, 2 0 1 1 . http://www.solagroup.org/arti
cles/historyo fthebible/hotb_0005. htm I.
Siermerling, Win fried. 2005. The New North American Studies: Culture, Writing,
and the Politics ofRe/cognition. London: Routledge.
Snyder, Gary. 1 983. "For A l l ." In Axe Handles, 1 1 3 . San Francisco: North Point (Y")
Press.
Spivak, Gayatri. 1 995 . "The Pol itics of Translation." In Outside in 1he Teaching .......
Machine, 1 79-200. London: Routledge. �
.......
·p
93 �
Treuer, David. 2006a. Native American Fiction. St. Paul: Graywolf.
- --. 2006b. The Translation ofDr. Apelles: A Love Story. St. Paul: Graywol[
Tymoczko, Maria, and Edwin Gentzler, eds. 2002 . Translation and Power.
Amherst: U niversity of Massachusetts Press.
Venuti, Lawrence, ed. 1 992. Rethinking Translation: Discourse, Subjectivity,
Ideology. London: Routledge.
- - -. 1 995. The Translator s Invisibility: A History of Translation. London:
Routledge.
Yizenor, Gerald. 1 992. Dead Voices. Norman: U niversity of Oklahoma Press.
- --. ed. 1 989. Narrative Chance: Postmodern Discourse on Native American
Indian Literatures. Albuquerque, N M : U niversity of New Mexico Press.
Edwin Gentzler is Professor of Comparative Literature and the Director of the Transla
tion Center at the University of Massachusetts Amherst. He is the author of Translation
and Identity in the Americas (2008) and Contemporary Translation Theories ( 1 993).
which was updated and revised in 2001 and has been translated into Italian, Portuguese,
Bulgarian, Arabic, and Persian. Gentzler coedited (with Maria Tymoczko) the
anthology, Translation and Power (2002). His research interests include translation the
ory, literary translation, and postcolonial theory. He serves as coeditor with Susan Bass
nett of the Topics in Translation Series for Multilingual Matters, and is a member of the
�. advisory board of several journals. Gentzler serves on translation's editorial board.
...__
or
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| Unimi Open Journals |
translation | https://riviste.unimi.it/index.php/translation/article/view/17536 | [
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] | AN INTERCULTURAL CRITICISM
OF NEW TESTAMENT TRANSLATIONS
J ea n- C l a u d e Loba- M ko l e ............... ................. .
University of Pretoria
South Africa
[email protected]
Abstract: The aim of rhis srudy is ro show s i m i larities and differences berween
Greek and Swal1i l i texts of the New Tesrament , especially ar the lexical, morpho
logical, syntactic, and semantic levels. It uses an i nrercultural approach char com
pares G reek, La r i n , and Swa h i l i texts, and argues that rhere is a great deal of
similarity berwecn the G reek and the Swahili languages ar the grammat ical level,
except for the G reek deponent form, which has no formal equivalent in Swahi l i .
O n e of rhe most stri king lexical fi ndi ngs concerns r h e m ismatch berween rhe
G reek form of Jesus's name and i ts Larin or Swahili translations. Borh Latin and
Swahili do not have formal articles, wh i le the G reek language uses them even
before proper names. The original, authentic, and meaningful form of Jesus's
name is the Hebrew or Aramaic ;:1i1VW , or :1V1l) ("he saves") . The La rin fesus
and the Swah i l i Yesul Yezu stand as correspondent transl iterations of rhe mean
ingless G reek 6 'Inaov�. In a Larin Church cu lture, the meaning of a proper
name in itsel f may nor be rhar i m portant, bur in rhe Swa h i l i target culture a
proper name is bound to be mea n ingful and i n formative through i ts own word
i ng. Consequently, the Swa h i l i Yehoshua or Yeshua would be a more considerate
rendering ofJesus's nan1e in view of th1.: target culture frame and chat of rhe most
original bibl ical culture.
I. Introduction
The New Testament was written in "common" Greek, and
"from the very first days of Christianity the NT has been translated
into other languages, for the benefit of people not acquainted with
the Hellenic language. This work of translation continues till today"
(Caragounis 20 1 1 ) . A translation inevitably involves a lower or
higher degree of equivalence and transgression between the target
text and its source (Engler 2007 , 308). ln other words, there is noth
ing that can be translated perfectly (i.e. a certain degree of mis
match is unavoidable), and there is nothing that cannot be translated (")
(i.e. a certain degree of "equivalence," "representation," or "ade ---
quacy" is possible).
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This study uses an intercultural approach that will be de
fined later on. The aim is to show similarities and differences be
tween the Greek, Latin, and Swahili texts of the New Testament
for the sake of a better understanding of some specific Swahili
renderings. Due to space restrictions, only few examples have been
taken at random to highlight similarities or differences at lexical,
morphological, syntactic, and semantic levels. These examples in
volve some basic issues and therefore are important for a fair com
parison between the languages and cultures concerned. Without
claiming to be exhaustive, this paper illustrates certain linguistic
patterns that substantiate how the Greek, Swahili, and Latin lan
guages might operate differently, though they are ultimately able
to communicate the same message through s imilar but not neces
sarily corresponding categories. The awareness of such lexical,
grammatical, and semantic similarities and dissimilarities can help
a translator avoid imposing some particular features of a given
language upon another one.
For this study, the Greek texts are taken from the Greek
New Testament edited by the United Bible Societies (2008), while
the Swahili gloss texts come from a Greek-Swahili NT I nterlinear
(2009). This Interlinear also includes the literal Swahili Union Ver
sion Revised (SUVR) and the common language Biblia Habari
Njerna ( BHN 2006). These two Swahili Bible versions appear to
be the most widely read in Tanzania and Kenya, where the use of
the standard Swahili is largely promoted. They also have the same
publisher as the Greek-Swahili NT Interlinear (GSNTI), namely
the Bible Societies of Tanzania and Kenya. Some cases of dissim
ilarity between the three Swahili renderings will be pointed out as
part of an internal dialogue within a same contemporary culture.
This shows that an intercultural mediation does not take place only
between external cultures. Furthermore, internal dialogues befit
both a horizontal and a vertical interculturality since the same cul
ture can produce many contemporary versions (horizontality) as
well as several versions from different generations (verticality). A
study of vertical interculturality will also be interact with Latin
texts of the Vulgate (V UL). Mediations between external cultures
and internal sub-cultures may certainly "reveal things that we did
�. not know or which we had chosen to forget" ( Bringhurst 2007 ,
---- 302).
or-
----
u.) 96
This study consists of two major parts, namely, the presen
tation of the underlying methodological framework and a consid
eration of some translation issues. The overall findings are expected
to contribute towards consolidating a more constructive dialogue
not only among the distinct Greek, Latin and Swahili texts of the
New Testament, but also among some different Swah i l i NT texts .
II. Contextual and Methodological Frameworks
1 . Eugene Nida's Legacy in Bible Translation
What is translation? There have been many theories and
app l ications of translation with an emphasis either on literal rendi
tions or meaning-based renderi ngs. [n the history of B ible transla
tion , Eugene N ida (assisted by Charles Taber) seems to have been
the first to elaborate a functional equivalence where ideally both
original form and meaning have to be communicated so that the
target audience can experience the same impact as if it were for
the original aud ience. In this perspecti ve, translation consists of
"reproducing in the receptor language the closest natural equivalent
of the SL message, in terms of meaning and style" ( N ida and Taber
1 969, 1 2) . This functional approach remains the first mi lestone in
the conceptualization of Bi ble translation work since translators of
the Septuagint, Coptic New Testament or Vulgate did not produce
such theory, even if they share a preference for common language
translation . l n other words, common language translation did not
start with N ida, nor will it end with him , yet his peculiar contribution
resides in the theorization of this approach under the name func
tional approach. Besides , N ida's translation method has been insti
tutionalized by the Un ited B ible Societies and widely adopted by
other Bible translation agencies. Continually nurtured and supported
by N ida and translation teams , this approach has been spreading
all over the world since the 1 960s. For example, N ida led the first
translation seminar i n K inshasa in 1 965 and , along with the Bible
Society of the Democratic Republic of the Congo, launched projects
for availing common language B ible translations in the Lingala,
Kongo, Tshi luba, Swah i l i , Luba, Uruund, and Songye languages. (V)
In spite of their worldwide success , some common language trans ---
lations did not rigorously convey Nida 's view of keeping the balance ---
�
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97
between the content and form, as they pushed more for meaning
based translations at the expense of the form.
A second important contribution from Nida was that of
maintaining the translation focus on specific target audiences. His
target audiences included both ordinary and scholarly communities,
but each had to be provided with an appropriate product. With
Nida, Bible translation becomes itself a missionary, ecumenical,
and scholarly endeavor. With Nida, a specific focus is placed on
the language accessible to the youth, women, and non-Christians ,
as they constitute the majority of ordinary people i n many countries.
As for academic audience , Nida initiated or promoted projects that
produced scholarly works such as the Biblia Hebraica Stuttgarten
sia, the Greek New Testament, the journal The Bible Translator,
and numerous translator 's guides. Unlike some of the great Bible
translators such as the Septuagint translators (third century B .C.E.),
U l fila (3 1 1 -383), Jerome (340-420) , Martin Luther ( 1 483- 1 546) ,
King James Bible translators (sixteenth-seventeenth century), Louis
Second ( 1 8 1 0- 1 885), Samuel Ajayi Crowther ( 1 809- 1 89 1 ), and
others who translated the Bible themselves but without a very elab
orate theory of translation , Nida's significant contribution to Bible
translation does not relate to the translation of a particu lar Bible.
H e excel led, rather, in translation consultancy and theorization ,
wh ich led to many Bible products. Nida became a wel l known
name in the fields of both translation studies and Bible translation,
with positive, constructive , and even controversial influence (Gent
zler 1 993 , 4; Mojola and Wendland 2003, I ; Porter 2009 , 1 1 7-
1 1 8; Stine 2005, 7 ; Stine 20 1 2, 38). Nonetheless, Nida remains in
a binary model involving the source text ("Biblia Hebraica Stuttgar
tentia" or the Greek New Testament) and the target text (the trans
lated text in making) , with less emphasis on any church canonized
translation. According to the intercultural approach, the latter is an
integral part of triple frame of reference. This view on the Church
culture is lacking not only in Nida's functional equivalence, but
also in other competitive models such as Ernst Gutt's "Relevance
Theory," Katarina Reiss, Hans J. Vermeer, Justa Holz-Mantarri,
Christiane Nord's "Functionalist Theory," and Ernst Wendland's
"Literary-Functional Equivalence" (See Mojola and Wendland
�- 2003, 1 -25; Loba-Mkole 2008, 253-266). A concrete application
---- of a functionalist translation is provided by Berger and Nord ( 1 999) .
Qj'
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2. Intercultural Approach to Bible Translations
An intercultural approach to biblical exegesis or to Bible
translation studies can fil l in the gap that has been widening between
these two disciplines. As Porter and Hess ( 1 999, 1 3) put it:
The translation and understanding of the B ible, whether by rendering it in the
vernacular or through careful study of the original languages in which it was
written , i s an essential step in study and i nterpretation of the text. For this rea
son , it is surprising that more studies are not devoted to the question i nvolved
in the process and the final product .
Intercultural mediation is a dialogical process that involves
not only literary works but also artistic symbols and human beings
who ensure the transmission of the biblical text from an original
culture to a contemporary one, including the critically assessed
heritage of a church culture ( See Loba-Mkole 2004a, 37-58; 2004b,
79- 1 1 5 ; 2005a, 58-80; 2005b, 29 1 -326; 2007, 39-68; 2008 , 253-
266; 20 1 2). Here , culture is to be understood not only as an artistic
component of a society but mainly as a totality of a human experi
ence in a given time and space . I t is never holistically apprehended
at once and for all , but it al lows itself to be progressively accessed
through languages and texts. The concept of cultural or cross-cul
tural mediation in not new in translation studies, however intercul
tural mediation as developed in this study needs some clarifica
tion.
"lntercultural" involves a relation between two or more
cultures while "mediation" evokes the idea of a representation. In
that sense , a translated Bible is a representation of two or more
cultures: a source-text culture , a target-text culture , and a church
culture (the latter is expected to be sensitive to both Christian and
non-Christian audiences). Even if intercultural mediation is less
known in biblical exegesis, it can be argued that an exegetical
study is a representation of the source-text culture, a church culture ,
and a target audience culture. The peculiarities of intercultural me
diations are stated below for the sake of a general overview; further
details can emerge when this method is being applied in other
works of Scripture translation or exegesis. It is worthwhile noting
that intercultural mediation could also refer to a process, a product
or a criticism (analysis, study) based on that approach. Research ---
on this method-like the current paper-can fall under the category ---
�
·.;:::;
99
of an intercultural criticism, analysis, or study, while a work that
applies this method to interpret and/or translate the Scripture can
be called an intercultural exegesis or intercultural translation ( Loba
Mkole 2004a; 2004b; 2005a). Intercultural process involves the
use of peculiar features of this method in order to deliver a relevant
product or criticism. For example, an intercultural process was
used in producing the New Testament in Lari and Beembe languages
of Congo-Brazzaville, respectively in 2005 and 20 1 3. In both proj
ects, the final product is a translated text negotiated between the
Greek New Testament (representing an original biblical culture),
the Yulgate (representing a church culture), and the Lari or Beembe
language (representing a contemporary culture). At the level of
contemporary culture, horizontal interculturality was applied in
the sense that some of the present-day translations in French and
Lingala were consulted. Models of intercultural exegesis have been
offered by Ukpong ( l 996) , Matand ( 1 998) , Cilumba (200 1 ) , Manus
(2003 ) and Loba-Mkole (20 I 0, 20 1 3) among others. Intercultural
method is applicable to both exegesis and translation; hence its
contribution to reducing the gap that some approaches have created
between exegesis and translation.
lntercultural mediation takes into account a triple frame of
reference: the original biblical culture, church culture, and a con
temporary target culture. Languages play an important role in the
expression and understanding of those cultures. The original biblical
culture is accessible through the languages in which the biblical
texts were originally written ( Hebrew, Aramaic, and Greek). Sim
ilarly, a church culture or a contemporary culture avails itself
through its particular languages, such as Latin for the Roman
Catholic Church culture or Swahili for an African contemporary
target culture. In view of Ethnologue data , Swahili is spoken by
approximately I 00 million people living in Tanzania, Kenya, the
Democratic Republic of the Congo, Somalia, Uganda , Rwanda ,
Burundi, Mozambique, Zambia, Malawi, South Africa, Yemen ,
Oman, the United Arab Emirates, Canada, the United States of
America, and possibly other parts of the world (Mulokozi 2008;
Lewis, Simons and Fennig 20 1 3).
QJ lntercultural mediation operates with a triple epistemolog
ical privilege; that is, the epistemological privilege is granted not
a·
--- only to the contemporary audience (contra Ukpong 2002, 62; Tamez
---
QJ
w 100
2002a, J O; 2002b, 58), but also to all three sets of cultures involved.
The unique epistemological privilege of canonicity is given to the
original biblical cultures because they contain authoritative books
for ruling in matters of faith and conduct. The unique privilege of
elderliness is conferred to the church cultures because on the one
hand they shape the original biblical cultures through the fixation
of the biblical canons, and on the other they spiritually engender
their target contemporary cultures through the evangelization min
istry. The unique epistemological privilege of liveliness is bestowed
upon the target contemporary cultures because they revitalize both
the original biblical cultures and the church cultures. In other words,
the target contemporary cultures are the only ones presently active
and who are responsible for improving their own lives while con
necting the past, the present, and the future. By definition, an epis
temological task refers to intellectual and practical efforts which
have to be deployed for the attainment of knowledge (See van
Aarde 1 994, 584; Loba-Mkole 2005b, 298; Pym 2007 , 1 95). Ac
cording to Arduini, translation epistemology is a rhizome where
"knowledge is the point where the rhizome's roots cross and overlap
and make paths" (Arduini 2004, 9). For intercultural mediation,
the rhizome of knowledge is located at the junction of paths from
the original biblical cultures, church cultures critically assessed,
and the target contemporary cultures. After that junction, the journey
has to continue on the road of the target contemporary cultures,
leading to the future.
lntercultural mediation embraces three epistemological val
ues: a target culture worldview (what is valuable is that which pro
motes life), a message from the historical Jesus (what is valuable
is that which concurs with a message of the historical Jesus) , and a
Christian culture value (what is valuable is that which is in conso
nance with the Church's critically assessed culture). In terms of
ethical values , intercultural mediation includes accuracy to the
original culture (ethics of accurate representation) , loyalty to the
current target culture (ethics of serv·ce) , and honesty toward a crit
ically assessed church culture (ethics of transparency).
Intercultural mediation integrates a triple cultural scope:
current cultural locations of the mediator, horizontal cultures , and
--
--
vertical cultures. Current cultural locations of the mediator consist
of diverse situations in which the mediator lives. The horizontal �
C
·.;::;
C
101 �
intercultural scope deals with the experiences between neighboring
cultures and the target culture, while the vertical intercultural scope
applies to the interplay between the present target culture and its
past, as well as its future. As a matter of fact, each of the triple cul
tural scope shapes the mind of the mediator, and their viewpoints
need to be clearly spelled out to avoid confusions on the one hand
and pave the way for genuine harmony on the other (See Akper
2006 , 1 - 1 1 ; August 2006, 1 2- 1 8 ; Jonker 2006, 1 9-28 ) .
The originality of the intercultural biblical mediations re
sides in its triple frame of reference, triple epistemological privilege,
triple epistemological value, and triple cultural scope. Furthermore,
it is impo11ant to bear in mind that an intercultural mediation re
quires the practitioner to be creative in order to invent points of
agreement between the cultures concerned. For van Binsbergen
lntercultural communication is always transgressive, innovative, subject to
bricolage. Genui ne differences [ . . . ] can only be reconciled in dialogue, love,
seduction, trade, diplomacy, therapy, ritual, ethnography and intercultural phi
losophy in an innovative way [ . . . ] that is not compel lingly imposed. (van
B insbergen 2003, 5 1 6)
Even without being exhaustive regarding each aspect of
an intercultural mediation, the present paper envisions to promote
intercultural approach to both exegesis and translation, viewed as
two distinct yet integral parts of the same interpretive endeavor.
I I I. Translation issues in Swahili Renderings of the Greek N ew
Testament
The Greek New Testament is a set of theological books.
One may raise the question whether the Swahili language is able
to express this set of theological ideas. Such a question assumes
that the Greek language has more epistemological privilege than
the Swahili language, which from intercultural perspective is not
the case. The epistemological privilege of the Greek language of
the New Testament is limited to the original biblical culture, which
it shares with Hebrew and Aramaic, while the epistemological priv
ilege of the Swahili language is limited to its contemporary target
audience, which it shares with various local and international lan
------ guages. The Swahili language cannot take the place of the Greek
a!'
------
w 102
language in the original biblic�I culture, nor can the Greek replace
Swahili in the target culture. Each language is unique and irreplace
able in its own symbolic world. Each expresses the theological
ideas of the New Testament books in a unique way, yet with a great
deal of similarity. None of the two languages is theological in itself,
except when argued from an incarnation perspective whereby Jesus
Christ is confessed as the Son of God who became human. But in
this case every human language (including Greek and Swahili) is
theological because Jesus shared his divine nature with all human
conditions, except sin. Succinctly, the content or ideas of the New
Testament books remain theological, but not the languages through
which those ideas are expressed (Greek or Swahili). These lan
guages are human though they have acquired theological status
through the incarnation of the Son of God and by the virtue of com
municating theological ideas. Nevertheless, this paper focuses on
the similarity and dissimilarity of the Greek and Swahili languages
with regard to the New Testament texts since the linguistic patterns
of each of them constitute a significant vehicle for theological
ideas. Language patterns seem to confirm that there is no language
that has inbuilt theological words. Theological ideas are, rather, ex
pressed through human languages like any type of human knowl
edge even if each science can develop a specific terminology.
1 . Contrastive features with regard to idiomatic expressions
Contrastive features will be examined based on the U BS
Greek New Testament (GNT), the Vulgate (VUL) and the three
Swahili versions: Swahili Union Version Revised (SUVR), Biblia
Habari Njema ( B H N) and Greek-Swahili NT Interlinear (GSNT I).
SUVR represents a formal sub-culture, while B H N and GSNT I
stand for a common language sub-culture and a scholarly sub-cul
ture, respectively.
It is obvious that Greek idioms cannot be rendered literally
into Swahili. For example GSNTI and SUVR render notiJaau
ovv xarprov in Matthew 3 : 8 with "zaeni basi matunda" (produce
then fruits) instead of ''fanyeni basi tunda" (make then fruit). In
addition to the idiomatic rendering of JTDtriom:£ by "zaeni ," the
Greek accusative singular xag:rcov is rendered in Swahili by the
plural "matunda" (fruits), since naturalness in Swahili cannot tol ........
erate the literal ''fanyeni tunda" (make fruit). B H N reads "Onesheni �
........
·.;:::.
103
kwa vitendo" (show by actions). Interestingly, the literal ''fanyeni
tunda", avoided by the three Swahili versions, corresponds to the
V U L rendering ''facite ergo fructum" (make therefore fruit). In ad
dition, J'COlfj� EAErJ!lOOVVrJV in Matthew 6:2 is translated in SUVR
with "utoapo sadaka" (as you give alms), while B H N translates it
with "unaposaidia maskini" (as you help the poor) , and GSNT J
has "ukitoa sadaka" (when you give alms). All three Swahili ver
sions agree not to literally render the idiom :,wdcv iJ...c17µoavv17
with ''fanya sadaka" (do or make alms): SUVR and GSNT replace
the verb "fanya" with "toa ," since the latter fits better with the
word "sadaka" in this context. B H N chooses a Swahili idiomatic
equivalent ("unaposaidia maskini"). V U L has "cum ergo facies
elemosynam" (as you then make an aim). These examples show
that the same Greek verb (:,wdcv + noun) can be rendered by dif
ferent Swahili equivalents: "zaa" (produce) , "toa" (give) , and even
"saidia" (help) when it is accompanied by EAcYJµoavv17v. V U L
constantly uses the equivalent ''facere" even where the context sup
ports an idiomatic meaning.
2. Contrastive features with regards to lexical items
There is no perfect equivalence between certain Greek terms
and Swahili because of the differences at the syntactical level or
word order in a sentence. For example, the Greek lexicon includes
a gender system (M/F/N) , where nouns are also categorized as
being definite, indefinite, or neutral. The gender is often enhanced
by the presence of an a,ticle, though an anarthrous use of a noun
does not affect its gender. In contrast , the Swahili lexicography is
characterized by noun class system which determines whether a
noun belongs to the category of human beings, animals, nature,
inanimate things, abstract things, etc. While the gender of a Greek
noun defines the gender of the qualifying article and adjective, the
class of a Swahili noun determines the form of the affix of the ad
jective and verb. Furthermore, it has to be noted that even if Swahili
does not have articles, it can express the definiteness by means of
an elaborate demonstrative system.
The Greek 'Ev G.QX'YJ (in + anarthrous "beginning") , 6 J...6 yo�
(definite aiticle "the" + the noun "word") as well as the anarthrous
0co� (god) in John I : I have all been rendered respectively as
a·
---- "katika mwanzo" (in beginning) or "hapo mwanzo" (there in be-
nr
----
w 104
ginning), "neno" (word) and "mungu" (god). As is to be expected
for a language that has no explicit articles, all the three Swahili
versions render a Greek noun with or without the article in a same
way ("mwanzo" for <iQX17, "neno" for 6 )..6yos, and "mungu" or
"Mungu" for 0eos) . Nevertheless, GSNTI gives "mungu" in lower
case as does GNT, while SUVR and BHN both give "Mungu" with
upper case. However, they use a lower case where GNT has an
upper case in John I 0:34: <9wi tare ("nyinyi ni miungu", you are
gods). VUL capitalizes the equivalent of 6 )..6yos ("Verbum ," Word)
and 0eos ("Deus") , but it uses a lower case for the capital letter of
<9wi tare ("dii estis," you are gods) . The word 0eos is not a
proper name, but a common noun which has both singular and
plural forms. It should not be capitalized everywhere as if it were a
proper name, as SUVR, BHN and V U L have done. Similarly, it
should not be written with a lower case where GNT has an upper
case (John J 0:34, contra SUVR, B H N, and V U L).
The exegetical and translation debate around the absence
of the article before dextf ("beginning") and 0eos ("God") in John
1 : I is almost irrelevant from the perspective of Swahili language
syntax. Nonetheless, the absolute or relative meaning of aexti
and
0eos can be determined from the context ( Wallace, I 996). But, the
vocative case of the Greek article in Colossians 3: I 8-4: l , also
known as "vocative span" ( Young 1 994, 253), is con veyed in
Swahili by a personal pronoun as shown in the following (Colossians
3 : 1 8; 4: I ):
Ai yuvaixcc:;, 'UJtO't<lOOW0£ wic:; avogaOtv
Enyi wake, Tiini waume
You wives, obey to the husbands
Ol X'U ()lOL, .o 6(x.awv x.a\, 'tf]V i,061:ri1:a wic:; oou1-..mc:; JIDQEXW0£
Enyi mabwana, haki na adili watumishi watendeeni
You masters, the just and the fair to the slaves do
GSNTI uses "enyi" where SUVR has "nyinyi." BHN alter
nates "nyinyi" and "nanyi," which is a shorter form of "na nyinyi"
--
(and you), but the addition of "na" (and) seems to be superfluous. (")
"Nyinyi" can be used for personal pronoun, second person plural,
nominative and vocative cases, but "enyi" is strictly used for the --
�
·;::;
105
vocative, second person plural . I t is worth noting that "enyi" or
"nyinyi" covers both Greek femin ine and mascul i ne forms because
Swah i l i does not have a gender system. S ince Latin has no articles,
VUL does not represent them, but the meaning of the Greek vocative
is conveyed by the correspondent Latin vocative ("mulieres subditae
estote," wives , be submissive; "domini quod iustum est et aequum
servis praestate ," masters exhibit to your servants what is just and
equal ) .
A Swah i l i reader who is accustomed to interact with the
New Testament through European l anguages such as Engl ish ,
French , and others may be surprised to see that the Greek uses ar
ticles even before proper names (e.g. "6 'J ryao iJr;," the Jesus) while
these l anguages use them only before common names . The Greek
form "6 J ryaofJr;" has no meaning, whi le the H ebrew or Aramaic
";;iiw1l_7"or ":ww" means "he saves." In Bantu culture a personal
name is mean ingfu l ; can a Bantu language like Swah i l i continue
translating a mean ingless Greek form of the mean ingful Hebrew
name of Jesus and others? From the perspectives of Semitic lan
guages, the Swah i l i rendering of Jesus's name would not be " Yesu"
(a mere S wah i l i transl iteration of the G reek form) , but rather
"Yehoshua" or "Yeshua." Un fortunately, the GSNT[ , S U V R and
B H N have all used "Yesu," wh ich is simi lar to the Latin transl iter
ation "lesu" (V UL).
Another lexical i ssue concerns the phrase "6 vlor; wiJ
av0g dxnov" ( the son of the man). S U V R translates it as "Mwana
wa Adamu" (son/daughter of Adam) , whereas B H N renders it
"Mwana wa Mtu" (a Son/daughter of H uman Person) , G S NTI
"mwana wa mtu" (son/daughter of human person) , and V U L "Filius
hominis" (Son of man) . I n many occurrences , this phrase records
Jesus's self-designation . On those grounds, V U L might be right in
using the upper case only for "Filius" which begins the whole
phrase but not for "hominis." In the Swah i l i l anguage, the expres
sions "mwana wa mtu," "mwana wa adamu," whether in upper or
lower case , refer unmistakably to any indefinite female or male hu
man being. First, the word "mtu" (a human being) belongs to the
noun class of human beings; secondly, the genitive marker "wa"
(of) associates "mwana" (daughter or son) with "mtu" to indicate
where she or he belongs. However, the NT phrase "mwana wa
--ru mtu" refers to a male because it translates the GNT phrase of mas-
--
<.,J 106
cul ine gender 6 vlor; wv dv0QWJWV . On that basis, the Swah i l i
"mwana wa mtu" can be understood not as daughter of a human
being, but more precisely as a son of a man . The phrase 6 vlor; wv
dv0Q WJWV, l ike the case of 6 0cor; or 0cor;, is not a proper name
but a common n ame wh ich has i ts pl ural form in vlo[ rwv
dv0QWJTOJV (see Mark 3 :28) as wel l as an anarthrous form vlor;
dv0QWJWV (John 5 :27; Revelation 1 : I 3 ; 1 4: 1 4) . Furthermore, the
Swah i l i phrase "mwana wa mtu," whether it appl ies to a female,
male, or both has an idiomatic meaning of "a human being."
The strange double determinative (definite article + genitive)
in the word 6 vlor; rov dv0Q WJWV (the son of the man) has led the
majority of New Testament scholars to insist on the titular use of
this expression , which is reflected in SUVR and B H N through cap
italization . An argument based on articles w i l l not work in Swah i l i ,
though the latter can sti l l indicate definiteness with regard t o a
word which is quali fied by an article in the source language (Loba
M kole 2000, 563 ; 2003, 853; 20 1 0, 1 25- 1 27; Casey 2007 , 3 1 9) .
I n the M asoretic text, "ben adam" 1$7□ �1 in Ezekiel occurs
n inety-three times, whereas the Aramaic �Jt.V �7 only appears in
Dan 7: 1 3 . The Septµagint has rendered both expressions with
dv0QdJJWr;, which means a man , a human being. Nevertheless, a
great number of bibl ical scholars consider the son of man i n Daniel
as the most subl i me messianic conception that the Bible offers
since he seems to be not a collective character, but a transcendent
Messiah with heaven ly and divine features (Feui l let 1 975 , 478;
K uzenzama 1 990 , 1 9 and 76; M ul holland 1 999, 1 87). Some extra
biblical writings ( ] Enoch 46-7 1 ; 4 Ezra 1 3 :3) have been brought
forward to support the expectation of the Messianic "Son of man"
in J udaism . However, this interpretation goes far beyond l iterary
evidence . The most persuasive view is that the Danielic son of man
is a symbolic expression which refers not to an individual messianic
figure, but to the people of I srae l . They are represented by a human
figure that antici pates the ki ngdom of God while other k ingdoms
have been compared to beasts ( Hampel 1 990, 32. 42, and 63) . This
view is shared by some exegetes, such as Leivestad ( 1 972, 244;
1 982, 234), B ietenhard ( 1 982, 337) , Coppens ( I 983, I 1 1 ) , Haag
( 1 993 , 1 67) and Koch ( 1 993, 84) , among others . (Y)
Phi lological research attributes three understandi ngs to �Jl.V ---
�7 , namely the generic sense (every human being), the indefinite ---
�
·
�
107
sense (someone), and the circumlocutional sense of the first person
personal pronoun ( ] ). At all levels, it refers to a human being in the
third or the first person (auto-reference). There are three types of
auto-designation conveyed by the phrase "son of man": exclusive
auto-designation (when the speaker refers to himself alone); the in
clusive auto-designation (when the speaker refers to himself and to
all other human beings); and the idiomatic auto-designation (when
the speaker refers to himself and to a class of persons he associates
with) ( Lindars 1 983, 23-24) . On linguistic grounds, the phrase 6
vios wiJ dv0QWJWV refers to a human being without implying
any divine or messianic connotation.
In the history of religions, there is no convincing evidence
indicating that this expression bore a divine or messianic meaning
that could account for its titular use. Nonetheless, Jesus of Nazareth
is the only religious and historical leader who is recorded as someone
who used this phrase to refer to himself, not for revealing his divine
nature but to confirm his human nature. Moreover, no church con
fesses Jesus's divinity through this expression.
The Swahili phrase "mwana wa mtu" (GSNTI) is not a lit
eral equivalent but an accurate rendering of the Greek 6 vios
dv0QwJWv and 6 vios roiJ dv0Qwnov in the sense of a human
being. The difference between the source and the target terms per
tains to the fact the Greek phrase is a masculine gender referring to
a male human being while the Swahili rendering is gender-inclusive.
The Latin.filius hominis also has its own peculiarity. While "filius"
is a masculine gender, "hominis" (homo) can be gender-inclusive
like the Swahili "mtu," but generally it cannot refer to a female hu
man being alone (as per the Greek dv0QWJWs) , whereas the Swahili
"mtu" can do so.
3. Swahili Equivalents ofGreek Moods, Tenses, Voices, and Aspects
The Swahili particle "na" is used to represent the Greek in
dicative mood, present tense, active voice, as in the following ex
ample (Matthew 3 : 1 1 ):
iJ µii£ �amO;o) £V 'UClfftl
ninawabatiza kwa maJI
I you baptize 111 water
�-
----
a!'
----
u.) 1 08
GSNT and SUVR have both the form "ninawabatiza" ( I baptize
you), while BHN records "ninawabatizeni", where the ending "ni"
emphasizes the plural form of the verb complement. This emphasis
can be left out without affecting the plural form of the verb com
plement "wa," which is a personal pronoun in second person plural.
"Ninawabatiza" and "ninawatizeni" are both accurate renderings
of the same "vµdr; f3ami�w." However, this example displays the
remarkable agglutinative character of the Swahili language, where
the personal pronoun subject "ni," the tense marker "na," the per
sonal pronoun object "wa," and the verb stem "batiza" are expressed
with a single word ("ni-na-wa-batiza"). V U L has "ego quidem vos
baptizo" (l indeed baptize you) , adding an extra personal pronoun
"ego" ( I) to the one included in the verb "baptizo" ( I baptize).
Another particular feature of the Swahili verb pertains to
the use of the particle "hu" (not translatable in English) at the be
ginning of a verb in the present active indicative to show a habitual
action (Matthew 8:9):
Myw 'W'lrt</), IlOQEU0rrn, xal, rrDQEUEi:aL
n inasema kwa huyo, Nenda, na huenda
I say to this one, "Go," and he goes
The GNTI, SUVR, and B H N use the particle "hu" as a
marker of a habitual verb action , but a mere present form such as
"anaenda" (s/he goes) can also convey the sense of a habit similar
to V U L's "dico huic vade et vadit et alio veni et venit" ( I say to th is
one go and he goes and to another come and he comes).
The particle "ta" is used to represent a Greek future tense
(e.g. Matthew 3: 1 1 ):
uµd.<; �am(oa EV JtVEUµa'tL ay(<p xat Jt\J QL
arnwabatiza kwa mtakatifu roho na moto
he will you baptize In holy spirit and fire
GSNTI, SUVR and BHN all have the same future tense
marker "ta", which corresponds to the Latin "h" ("haptizaf2.it," he
will baptize).
The aspect of aorist indicative active in Greek can be ren (Y)
dered by the Swahili particles "Ii" or "ka," which are markers of .......
J§
the past tense (e.g. Matthew l :2): .......
·;::;
109
A�gaaµ £YEVVT]O£V '"COV 'Ioaax
Abrahamu ali(m)zaa Isaka
Abraham begat Isaac
GS NTI , S U V R , and B H N all have the same "li" for the Greek in
dicative aorist while VUL has the perfect "genuit" (begat) .
However, in some cases the Greek aorist is rendered by the
Swahili perfect tense like in Matthew 1 4: 1 5:
nagf]A8ev
saa tayari imepita
the hour already has passed
BHN differs from GNTI and SUVR by using a plural form "saa
zimepita" (hours have passed), which is not in the Greek source
text. But the Swahili singular form "saa imepita" and the plural
form "saa zimgpita" can be used interchangeably.
The Swahili perfect "imgpita" or "zimgpita" conveys the
sense of a recent past, whereas the past tense "ifjpita" ( used as an
equivalent of Greek indicative aorist) evokes a distant past . V U L
has a pluperfect "hora praeteriit" (hour had passed).
The use of the aorist in Greek is wide ranging and complex .
I n Swahil i , the particle "li " is used to represent the indicative aorist
active (e.g. M ark 1 4:22).
E00LOV'"CWV ainu)v A.a�wv OQ'"COV eiJAoy�oai; £'XA.U0£V
wakiwa wanakula alipochukua mkate al ipobarik i al i(u )mega
eating they he took bread he blessed he broke
xal, £()(J)X£V ainoii; xal, ELJI£V
na ali(wa)pa na al isema
and he gave them and said
Unl ike GS NTI , SUYR and BH N use "ka" in some places to repre
sent both the i ndicative aorist active and participle aorist active
(e.g. Mark 1 4: 22): "walipokuwa wakila (SUVR) / wafjpokuwa
wanakula ( B H N ) , "afitwaa mkate, akabariki, akaumega, akawapa,
akasema" (as they were eating, he took bread , he blessed, he broke ,
�- he gave them, he said). The succession of verbs in this verse could
---- eventually explain the choice made by both SUVR and B H N for
----
w 1 10
the use of "ka" instead of "li." It is known that "the aorist participle
usually denotes antecedent time to that of the controlling verb. But
if the main verb is also aorist, this participle may indicate contem
poraneous time" (Robertson 1 934, 1 1 1 2- 1 1 1 3 ; Wallace 1 996 , 6 1 4).
The main verbs are in the aorist indicative (fxlaaEv -xai l!ow-xEv
I . . . I -xai cbrev). Moreover, laf3cvv and Evlo y iJaac; are aorist par
ticiples, suggesting that actions expressed by these participles took
place before those of the main verbs ( Porter, Reed, and O' Donnell
20 1 0, 1 J O). In addition , ia0t6vrwv avrwv is a genitive absolute
that provides background information. Y U L renders this genitive
absolute with an ablative absolute "manducantibus illis" (as they/
these ones were eating), and it uses an indicative perfect ("accepit,"
"fregit") or a present participle ("bendicens") in the place of Greek
aorist participle "accepit Jesus panem et benedicens fregit et dedit
eis et ait" (Jesus took bread and blessing he broke and gave to
them and said).
The Greek present indicative participle is represented by
the particle "ki" (e.g. Uy wv, "akisema ," "saying" by SUVR and
GSNTI, or V U L with "dicens" in Matthew 5:2). B H N drops this
present participle. In addition , when a participle is used as a noun ,
the particle "ye" serves to represent this noun participle (e.g. Luke
1 4: 1 1 ):
6 lJ'ljJWV tmnov xal 6 i:anHvwv eau,:ov
yule anayejikweza mwenyewe na yule anayejishusha mwenyewe
he who exalts himself and he who humbles himself
SUVR differs from GSNTI and B H N in another form of
nominal participle, namely "ajikwezaye ." In any case, "anayejik
weza" in GSNTI and BH N-or "ajikwezaye" in SUYR-also func
tions as a relative clause (he who exalts), thus corresponding to the
rendering "qui exaltat" by Y U L. When the participle or relative
pronoun marker "ye" is used in Swahili, it comes at the end of the
verb, and the present tense marker "na" disappears. It must be noted
that when the Greek article is used before an adjectival participle, it
can be conveyed in Swahili by a demonstrative pronoun adjective
(cf. "yule"). Likewise, the Greek article in vocative case can be
represented by the Swahili personal pronoun referring to the ad
dressee (compare the vocative span of Colossians 3: 1 8-4: I ). More ---
over, SUVR, GSNTI, and BHN have introduced the reflexive particle ---
J:!
C
·.;::.
C
111 g
"Ji," which is absent in GNT as well as in V UL. Unlike the Greek
and Latin languages, in Swahili the reflexive particle "Ji" is combined
with "mwenyewe" (him/herself) to indicate that the action of the
verb emphatically refers back to the subject involved. This particle
is not used when the action of the verb refers to a complement of
object (e.g: "yule anayekweza uzuri wake mwenyewe," the one who
exalts his/her beauty him/herself). The reflexive particle ''ji" can
also be used without "mwenyewe" in a context where the subject is
a beneficiary or victim of his/her own action. This case corresponds
to the Greek middle voice- for example ").vaaµEvoc;," "aliyeJi
fungua" (person who loosened him/herself) (see Olson 1 99 I, 1 09).
In Greek, a noun participle is usually accompanied by an
article (6, rj , or r6, which are respectively masculine, feminine, and
neuter), but in Swahili only the particle "ye" signals the presence of
a nominal participle, since Swahili has neither article nor gender.
As was suggested above, the particle "me" is used in Swahili
to represent a Greek perfect active indicative tense (e.g. Matthew
3:2):
'YJYYlXEV ya.g flamAda TWV ou gavwv
umekaribia maana ufalme wa mbinguni
it has approached for the reign of the heavens
The indicative perfect active in Mathew 3:2 is rendered by the
same "umekaribia" in GSNTI, SUV R , and BHN, or its equivalent
"adpropinquavit" (has approached) in V UL.
The Greek indicative plupe1fect active in Swahili is repre
sented by the particles " ... li-kuwa ... me-kwisha .... " (e.g. Mark
1 5 :7):
EV Tfl OTCt0£l cp6vov :iT£l10ll]X£LOUV
katika uas1 mauaji walikuwa wamekwisha fanya
in the insurrection murder they had committed
GSNTI uses the pluperfect "walikuwa wamekwishafanya," as does
V UL with ''fecerant homicidium" (who had done homicide). SUVR
has "waliosababisha" (who caused), which is a past participle or a
relative clause, while BHN has "kwa kusababisha" (for causing),
an infinitive form.
The Greek indicative imperfect active is rendered in Swahili
-- by the particles " ... li-kuwa ... na" (e.g. Matthew 8: 1 5 ):
--
w 1 12
Otl]XOVH ain:cp
alikuwa ana(m)tumikia yeye
she was serving him
GSNT [ uses the indicative imperfect active "alikuwa ana(m)tu
mikia ," while V U L likewise uses "ministrabat eis" (she/he was
serving them), though the two differ regarding the number of the
object complement (him or them). SUVR prefers "akawatumikia"
(she/he served them) and BH N "akamtumika" (she served him).
Both prefer to use the particle "ka ," which marks a succession of
actions but has the disadvantage of not accounting for different as
pects or tenses of the verbs involved among which some might be
in the indicative aorist. others in the imperfect, and so on.
The Greek present subjunctive is rendered by the Swahili
particle "e" at the end of the verb . The subjunctive mood is com
monly used to convey a wish or an order (e.g. Matthew 5:45):
OJW)£ ylvria0r uLo\, 1:01.J JUHQO£ uµwv
iii muwk. watoto wa baba yenu
so that you may become children of father your
GSNTI has a straightforward subjunctive form "muwe," as does
V U L with "sitis" (you may be), while SU V R and B H N use an aux
iliary form of the verb "mpate" before the verb "kuwa" ("mpate
kuwa ," you may become).
l n the protasis of a conditional sentence, Swahili uses the
particle "kama" (if) followed by a verb in the indicative mood
where the stem is preceded by the particle "nge" ( GSNT I) or its
variant "ngali" (SU V R and BH N). In the apodosis, Swahili also
uses a verb in indicative with "nge" or "ngali" particle (e.g. John
l l .2 1 ). This particle indicates that an undesirable action has taken
place in the past.
EL �£ (;)OE O'lJX O.V cmi:OaVEV 6 aoEAcp6£ mou
kama u�kuwa hapa ha�kufa kaka yangu
if you had been here he not had died the brother of mine
While GSNT I, SUVR, and BH N stick to the indicative mood where (Y)
the past aspect is suggested by the particle "nge ," V U L uses the ---
conditional pluperfect "si fuisses hie frater meus non fuisset mor- ---
�
C
'+:,
C
1 1 3 Jg
tuus" (if you could have been here, my brother would not have
died).
The Greek passive voice is represented by the Swahil i suffix
"wa" (added at the end of the verb stem; e.g. Matthew 1 5 : 1 2):
oi, <J.)ag Loaim fox.avoa11.Lo8rioav
Mafarisayo wali kwazwa
The Pharisees were scandali zed
Both SUVR and B H N have "walichukizwa" (they were annoyed)
with the same end ing suffi x "wa," l i ke GSNTI, to express the
passive voice. V U L has a gerundive with the verb "esse" (to be) in
the indicative present: "Pharisaei scandalizati sunt" ( Pharisees are
scandal ized).
The Greek also uses the m iddle voice, which is formed in
the same way as the passive voice although i t has the sense of the
active voice. However, it often underl ines an action intended for
the benefit (or detriment) of the subject of the verb (e.g. Matthew
I I :7):
JtOQEUOµ£VWV
wakiwa wanakwenda zao
they departing for themselves
S U VR uses the participle aorist "walipokwenda" (they having de
parted ) whi le B H N has the participle imperfect "walipokuwa
wanakwenda" (as they were departing). GSNTI sticks to the Greek
participle present "wakiwa wanakwenda," and it adds the emphatic
"zao" (for themselves) to indicate the sense conveyed by the middle
voice. V U L has an ablative absolute "illis beuntibus" (as they/these
ones were departi ng), where the emphasis is expressed by the
demonstrative pronoun "illis ."
The Greek uses deponent verbal forms, which are repre
sented in the passive voice but have the meaning of an active voice.
GSNTI uses a straightforward rendering in the active voice . For
example, the passive deponent dnEXQi0ry in John I :2 1 has been
rendered by the active "alijibu" (he/she answered) instead of the
�. passive "alijibiwa" (he/she was answered). SUVR and BHN do
---- the same, even though they prefer the particle "ka" to "Ii" to render
----
L.) 1 14
an indicative aorist. VUL also has an indicative active, albeit in the
present tense, "respondit" ( he answers) . The Greek deponent verbs
do not necessari ly correspond to Latin deponent, semideponent , or
gerundi ve verbs. For example, GNT has a present participle 6
naeaxaJ,.,wv (he who exhorts) in Rom 8: 1 2 , but V U L uses a de
ponent or gerundive "qui exhortatur" ( he who exhorts). I n ancient
Greek, some verbs were defective rather than deponent as far as
voice is concerned (some did not have all tenses in both active and
middle voices) ( Robertson I 934, 332); this is also the case with
Latin .
Summary of Basic Equivalence between NT Greek, Latin, and Swahili
Greek/Latin Swahili Swahili Renderings
Noun +/+ + Translatable
Nominative, accusative, +/+ + Translatable ( Bound or Unbound)
dative
Vocative +/+ + Personal pronoun or "ee" before nouns
Genitive +!+ + Possessive particle (e.g. "wa," "ya")
Pronoun +/+ + Translatable
Adjective +/+ + Translatable
Article +/- Not translatable as definite or indefinite
article
Conjunction +/+ + Translatable
Adverb +/+ + Translatable
Preposition +/+ + Translatable
Interjection +/+ + Translatable
Verb +/+ + Translatable
Active Voice +/+ + Translatable
Middle Voice +/+ + Addition of a pers.pron. or "Ji" particle
Passive voice +/+ + "wa" at the end of the verb ---
Indicative present active +/+ + "
na ,. ---
2
·.;:::;
115
Greek/Latin Swahili Swahili Renderings
I nd icative future active +!+ + "ta"
I ndicative aorist active +/- + "ii"
I ndicative present participle +!+ + "ki"
Indicative aorist participle +/- + "po "
Pa11iciple noun +!+ + "ye"
Indicative Imperfect +//+ + "alikuwa . . . ana . . ."
I ndicative perfect active +!+ + " me"
Indicative Pluperfect +/+ + "aliku wa . . . amekwisha . . ."
Subjunctive (exhortation) +!+ + "e"
Subjunctive (or condition) +/+ + "kama" . . . ."nge"
Imperative +/+ + "a"
I nfin itive +/+ + "ku" at the beginning of the verb
Deponent +!+ Active voice
Verbal endings +!+ Person + N umber + tense are
(person + n umber + tense expressed at the beginning of the
markers are generally at verb ( " ni"-"u"-"a"-" tu"-"m u"-
the end , except for Greek " wa"+ "na," "ta ," " Ii," etc)
aor, imp, perf, and pluper)
Gender (masc , fem . neut) +!+ Persons and things
Bound morphemes (Verb +/+ + Subject Personal
+ Personal Pronoun Endings) Pronaouns+Verb+Objects
+: l iteral presence of l i nguistic item; - l iteral absence of a l i nguistic item
�-
w 116
Conclusion
The study of the New Testament both in its original language
and translation can prove to be enriching, as similarities and differ
ences between the two or more types of texts are being highlighted
for the sake of a constructive dialogue. This dialogue is challenging
but possible when the epistemological privileges are equally yet
distinctively granted to original biblical cultures, church cultures,
and contemporary target cultures . An overview of the Greek and
Swahili New Testament texts with regard to their lexical, morpho
logical, syntactic, and semantic similarities and differences has
shown how both languages strive to communicate the same message
with accuracy and naturalness , even if some mismatch is inevitable.
The first striking difference is related to idioms: the Greek
and Swahili languages have different idioms, which do not match
in mean ing when translated literally. A second important difference
between the Greek and the Swahili languages concerns the presence
of articles in Greek and their absence in Swahili , though in some
cases Swahili is able to convey definiteness by the means of an
elaborate demonstrative system or even by personal pronouns in
vocative case (cf. Colossians 3 : 1 8-4: I ). Thus, in Greek the presence
of the definite article before nouns 0Eor;;, vior;; roiJ dv0ewnov .
A6yor;;, and others is not explicitly marked in Swahili, yet their
original meanings are well conveyed, taking into account the Semitic
background of some of these familiar terms, especially in the case
of via� wv av0e wnov . A third substantial difference between the
Greek and Swahili words of the New Testament pertains to proper
names such as Jesus and others. The Swahili " Yesu" is a meaningless
transliteration of the Greek mean ingless 6 'JryaoiJr;;. But the mean
ingful Hebrew or Aramaic ;;"!illllll or ":w1j]'' could be rendered in
Swahili as " Yehoshua" or the shorter form " Yeshua" (both mean
i ngful transliterations) and be given the same original mean ing. As
for certain grammatical elements such as moods, tenses, voices, or
aspects, the Swahili language has all the equ ivalents of the Greek
of the New Testament moods, except for deponent verbs, though
they may be conveyed in Swahili through active forms . In brief, a
comparison between Greek, Latin, and Swahili linguistic patterns
indicates that both Latin and Swahili do not have formal equivalence ('")
of all Greek words, but they still find ways of conveying at least ---
some aspect of these lexical and grammatical features (see the case ---
�
-�
117 �
of articles , aorist aspect, deponent verbs , gender, verbal affixes and
suffixes, agglutinative or nonagglutinative features).
One of the most striking lexical findings concerns the mis
match between the Greek form of Jesus's name and its Latin or
Swahili translations. Neither Latin nor Swahili have formal articles ,
while Greek even uses them before proper names. The original ,
authentic, and meaningful form of Jesus's name is the Hebrew or
Aramaic 7;-iiww or �WW (he saves). The Latin "Jesus" and the Swahili
" Yesu"l" Yezu" stand as correspondent transliterations of the mean
ingless Greek 6 'Jrwovr;. In Latin church culture, the meaning of a
proper name in and of itself may not be that important, but in the
Swahili target culture a proper name is bound to be meaningful and
informative through its own wording. Consequently, the Swahili
" Yehoshua" or " Yeshua" would be a more considerate rendering of
Jesus's name in view of the target culture frame and that of the
most original biblical culture.
�-
----
ru'
----
w 118
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van B insbergen, Wim. 2003. lntercultural Encounters. African and Anthropological
Lessons towards a Philosophy of fnlerculturality. Munster: Lit.
Wallace, B. Daniel . 1 996. Greek Grammar beyond the Basics. An Exegetical Syntax
ofthe New Testament. Grand Rapids, M l : Zondervan.
Young, Richard A. 1 994. Intermediate New Testament Greek. A Linguistic and Ex
egetical Approach. Nashville, TN : Broadman and Holman.
Jean-Claude Loba-Mkole (OP) is Professor Extraordinary at the University of Pretoria,
a Research Fellow at Stellenbosch U niversity, a Visiting Professor at Hekima College
(Nairobi), and a Bible Translation Consultant with the Bible Society of the Democratic
Republic of Congo. He holds a PhD in T heology (University of Leuven). His (co)publica
tions include: Triple Heritage: Gospels in lntercultural Mediations (WordAlive, 201 2);
New Testament Interpretations in Africa (SAGE, 2007); Cultural Readings of the Bible
g
::::,
in Africa (Cle, 2007); Interacting with Scriptures in A frica (Acton, 2005); Biblical Texts
en and A frican Audiences (Acton, 20Q4). His current research focuses on an intercultural
approach to New Testament texts and Bible translations.
-
N
� 122
| Unimi Open Journals |
translation | https://riviste.unimi.it/index.php/translation/article/view/17538 | [
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] | A Media Ecology
of the King James Version
Paul Soukup
Santa Clara University, U.SA
[email protected]
Abstract: The media ecology approach to communication study proposes the
analysis of the environments of communication-technological, h istorical, lin
guistic, psychological, and so on-in an attempt to better understand how some
times hidden aspects of communication work together to affect the
understanding, impact, and use of communication and communication prod
ucts. As with any environment, the interaction of the elements offers new op
portunities; an unstable or changing environment provides a particularly fruitful
laboratory to understand communication. This essay applies the media ecology
methodology to the translations project of the King James Version of the English
Bible, first published in 1 6 1 1 , during a tumultuous period of change in com
mun ication media and social relations. It examines eleven of the contexts of that
translation project-Gutenberg's invention, the book trade, the scholarly world,
the practices of translation, l ibraries, politics, language, rhetoric, the media, the
ology, and reception. Each of these involves some aspect of communication and
the social practices that developed along with it. In addition to its relevance to
communication study, the method also offers a set of tools for translation studies,
which in habit a world similar to that of com munication.
As far as material objects go, a personal or family Bible
differs from most.
Even though it is an i mportant spiritual text, it is also an object of mass pro
duction with a vast circulation . At odds w ith the status of a sacred text, a B ible
originates from nowhere special, essentially having the same qualities as any
other mass-produced textbook or magazine . (Woodward 2007 , 1 1 )
Of course, the content, not the properties of the object matter, but
as an object, the Bible was not always the mass-produced object
familiar to contemporary culture. It existed and exists in oral mem
ory; written upon skins (vellum) or papyrus rol ls; bound in carefully
�
:::,
illuminated and preserved manuscripts; and among the first products
� -
a
----
:::, of the printing press. And it existed and exists in ancient Hebrew
ru
----
"'
s 150
c,:,
and Greek . Apart from its material condition, the Bible provides
both a record of theology (that is, faith reflecting on its meaning)
and a source for further theology. As a combination of spiritual
and material , the.Bible offers a glimpse into media ecology, partic
ularly at the moment that transformed the Bible into a mass-pro
duced object: the translation into a vernacular destined for publi
cation as an "authorized" version for a national church.
Media ecology refers to an approach to communication
study that "looks into the matter of how media of communication
affect human perception , understanding, feeling, and value." It ex
amines "environments: their structure, content, and impact on peo
ple." Building on the biological metaphor of the ecosystem, media
ecology regards communication media themselves as parts of a
larger system, which they in tum affect. Such an ecosystem specifies
what people and their communication do and can do. "In the case
of media environments (e.g., books, radio, film , television , etc.),
the specifications are more often implicit and informal, half con
cealed by our assumption that what we are dealing with is not an
environment but merely a machine" (Postman 2009). Media ecology
aims to illuminate the environments and to help people understand
how the ecology works and how communication structures human
lives.
As a communication phenomenon , the Bible in this sense
holds interest for study and opens communication study to alterna
tive means of examining the object. Rather than addressing envi
ronments per se, communication theory or communication study
historically begins with messages and audiences. Rhetoric, as Ar
istotle proposes, deals with finding the available means of persua
sion (Aristotle, 1 .2). He lists three main headings: ethos, pathos,
and logos-characteristics of the speaker, of the audience, and of
the message. The three find their way into more contemporary
communication study, with ethos and logos often collapsed into
studies of persuasion or media technology, and pathos firmly fixed
as audience studies, especially studies of message reception or the
measurement of the effects of messages upon audiences.
Each of the three (ethos, pathos, logos) does offer a way to
understand the ecology of communication intertwined with Chris M
tian theology-the translation and dissemination of its texts. Almost --....
from its beginnings, Christianity depended on translation: the Ara- �
--....
151 g
maic stories of Jesus quickly spread in the Greek-speaking Jewish
Diaspora (who themselves used the Septuagint Greek translation
of the Hebrew Scriptures) . Then , as Christianity spread both farther
west and farther east, its adherents and missionaries rendered the
sacred texts from Greek into Latin, Coptic, Syriac, or other lan
guages with, as Jaroslav Pelikan ( 1 974, 4 1 ) points out, doctrinal
significance found in word choices and linguistic differences. These
texts, and the debates flowing from them , offer yet another oppor
tunity to think about how communication and theology interact.
And while they do suggest places to examine persuasion and audi
ence effects, they also even more strongly suggest the fruitfulness
of a media ecology approach that expands the scope of communi
cation studies.
Translation and any particular translation-like any other
aspect of communication-does not exist in a vacuum, lying open
to examination separate from a wider context. As the media ecology
metaphor suggests, each communication act or artifact exists in an
ongoing and living set of relationships both with other communi
cation acts, tools, or products and with things that coexist with
them in the human environment. As the biological metaphor of
media ecology makes clear, all of these interact: change one and
all the others adjust. The introduction of a new means of commu
nication will affect everything else.
The sixteenth- and seventeenth-century context of the King
James Bible offers precisely this situation of a changing environ
ment, where communication technologies and social practices in
teract to create a new balance. H ere a revised English translation
of the Bible emerged in the midst of major shifts in communication
practices, which in turn fed the ferment of religious debate. And
the theological world took advantage of the affordances provided
by the new communication infrastructure. The most immediate of
these communication tools is, of course, the printing press. But the
"printing press" entails a much larger world of social practices.
People had to find ways to use the printing press before it could
have an effect on everyday life, religious practice, and theological
understanding. Those uses fit into a number of contexts.
A media ecology of the King James Bible involves at least
eleven contexts: those of Gutenberg's invention, of the book trade,
a·
---ai' of the scholarly world, of the practices of translation , of libraries,
---
w 152
of politics, of language , of rhetoric, of the media, of theology, and
of reception . Each of these involves some aspect of communication
and the social practices that developed along with it. Culture scholar
Roger Silverstone's remark about the analysis of television as a
communication technology applies here as well as to television,
"It involves a consideration . of technology as being a part of. and
not separated from, the social institutions that produce and consume
it" (Silverstone 1 994, 80) . The King James Bible, coming as it
does in 1 6 1 1 , in the relative early maturity of the printing press,
offers a privileged look at the social institutions surrounding this
mass medium of the pre-Enlightenment era.
The G utenberg Context
Johannes Gutenberg introduced printing from moveable
type in the West in the middle of the fifteenth century; in 1 455 he
printed the 42-line Latin Bible. Though popularly identified with
that edition of the Bible, the Gutenberg press issued many other
texts. ln so doing, the invention dramatically transformed learning
and life in Europe, if in no other manner than by making books
widely available . Before Gutenberg, copyists produced books in
multiple copies but even the best scriptoria could only produce a
limited number of books each year ( Bobrick 200 I , 82). Increasing
the speed of making copies meant not only that more copies of a
given book circulated, but also that a greater variety of books cir
culated. The time saved in copying meant that those produci ng
books could print more things, that is, a greater selection of things
(Eisenstein 1 979, 1 69). And at this time, there was no shortage of
things to print. Historian Benson Bobrick notes that Gutenberg's
invention "was launched on a rising tide" of demand for material.
In the century before him, the wealthy, who could afford manu
scripts and the education to read them, drove the market . "Books
of all sorts-cookbooks, medical manuals, educational treatises,
tales of courtly love, and so on-appeared, variously illustrated
and in a number of different calligraphic styles" ( Bobrick 200 1 ,
82) . After the printing press , mass market forces take over as de
mand shifts from the wealthy to a wider group of readers.
The making of multiple copies from a single master set in (Y)
type also meant that workers could more easily find errors and ---
correct them - an important aspect of quality control and one that ---
�
·.;:::;
153
helped establish the reputation of printers. On the other hand, mak
ing multiple copies from a single master also meant that when
errors occurred they became widely circulated, as several well
known instances attest, even in the first editions of the King James
Bible (the "he" and the "she" Bibles, after an error in gender in the
book of Ruth; or the "wicked Bible" after an edition that omitted
"not" in the commandment regarding adultery).
The timing of the invention of the Gutenberg press also
meant that it became a tool for the Renaissance and served the Hu
manist rediscovery of Greek and other language texts from the
East. Among other things, the early printers issued the texts of
Greek philosophy, drama, and poetry; commentaries on language
and learning; dictionaries; and, of course, the Hebrew and Greek
texts of the Bible, along with translations into vernacular languages.
The Gutenberg context meant that the King James version transla
tors had not only the original language editions before them but
also several English-language translations to consult.
The Book Trade Context
Printers built on an existing network of a book trade, a
trade that existed at least since the stationers in thirteenth-century
Paris who sold and traded manuscript copies. The sixteenth-century
printers increased that trade dramatically, with more editions and
copies for the market. Clearly, printers published texts in order to
sell them, something they did both locally and through traveling
sellers. Italy alone produced I 0,000 printed works in the fifteenth
century; the printers of Venice some 27,000 editions in the sixteenth
century (Nuovo 20 I 0). These ranged from devotional works to ed
ucational texts to poetry and popular stories, anything to satisfy
the tastes of the buyers. During the course of the sixteenth century,
the proportion of books printed in Latin to those printed in the ver
nacular shifted, with a decided preference for vernacular material
( Nuovo 20 1 0). Similar things occurred in other cities and regions,
with centers of printing well known in Venice, Paris, Mainz, Stras
bourg, Nuremberg, Zurich, Augsburg, Cologne, London, Oxford,
Cambridge, Basel, and Geneva ( Hoffmann 1 999). Even today
scholars still recognize the names of the leading sixteenth-century
printers Aldus Manutius, Johann Froben, William Caxton, and
ci'
----- Robert Estienne.
oJ'
-----
w 154
The Renaissance printers combined business and scholar
ship, though in different degrees. Some focused more on quickly
issuing editions to capture the market; only later did printers rec
ognize that their sales depended on the quality of their books. Print
ing also grew with governments' fostering the print trade, through
various licensing schemes; traders organized book fairs to promote
the exchange of books and create a kind of European market . The
book fairs also benefitted from the Reformation , with works by
key reformers like Martin Luther selling widely-according to
Dickens, quoted in Eisenstein ( 1 979, 303), "between 1 5 1 7 and
I 520, Luther 's thirty publications probably sold well over 300 ,000
copies." The competing religious groups quickly took to printing
to spread their respective ideas, something that increased the book
trade itself ( Eisenstein 1 979, 407). Of course, the printers' output
ranged far beyond the religious or the Scriptural or even the classical
languages. The mix of texts led to a vibrant business, with printers
setting up in every major city and selling books even in remote
areas through the services of book peddlers ( Eisenstein 1 979, 376).
Depending on the country, the printing and book trade busi
ness also depended on government patronage, permission , or li
censing. In England , the crown could seize illegal copies and
destroy the presses that produced them. During the century prior
to the King James or Authorized Version, English translations of
the Bible took place mostly outside of England and depended on
smugglers to reach their intended audience. The sixteenth-century
book trade became a huge business, spurred on by profits, of course,
but also by religious conviction when it came to the Bible, and by
imaginative ways to deliver finished or partly finished texts to the
market. The history of the translations includes the accounts of nu
merous smugglers, secret agents , spies. and scholars .
Later, with a change of monarch and an authorized version,
printers and the printing business had a strong commercial moti
vation to promote that version. Literary scholar David No11on com
ments:
In spite of the later perception of the KJB 's superiority, this publ ishing triumph
owed nothing to its merits (or l the l Geneva I B ible I 's demerits) as a scholarly (Y)
or l iterary rendering of the originals: economics and pol itics were the key fac ---
tors. I t was in the very substantial commercial interest of the K ing's Printer, ---
�
·.;;:;;
155 f;
who had a monopoly on the text, and the Cambridge University Press, which
also claimed the right to print the text, that the KJB should succeed. (David
Norton 2000, 90)
Like the text, the relatively new communication medium
of printing succeeded less on its own merits than on those of the
industry it joined.
In the end, this context and the competition among printers
and traders led to an environment that increased the availability of
books, improved the quality of those printed, promoted sales, and
lined up alliances with state and trade. This provides a good exam
ple of Silverstone's idea that communication technology, like any
successful technology, must become part of social institutions for
it to succeed. For the printing press and the printing of vernacular
Bible translations, the social institutions included business, both
legal and illegal.
The Scholarly Context
Having readily accessible texts in sufficient numbers led to
an explosion of study and of language skills. Some of the printers
mentioned already produced dictionaries and lexicons. Henri Esti
enne 1 1 "carried on the pioneering lexicographical work that his fa
ther had begun in the Thesaurus linguae latinae of 1 53 1 and the
Latin-French and French-Latin dictionaries of 1 538 and I S39-40 ,
with his own monumental Thesaurus linguae graecae in 1 S72-73"
( Hoffmann 1 999, 390). These dictionaries provided one foundation
for general and translation education. Another foundation appeared
in the educational system itself. No longer did students have to
travel to find a text; in fact, the sixteenth-century printers increased
the availability of school texts . Hoffmann recounts the innovation
of the Parisian printer Thomas Brumen, "three-quarters of whose
production consisted of interfoliated and double-spaced quarto edi
tions in which the student copied the translation between lines and
their teacher's literary and grammatical commentaries in the mar
gins and extra leaves" ( Hoffmann 1 999, 386).
The printers aided scholarship in two other ways, one of
which would have great significance. The lesser contribution came
�- first from Aldus Manutius, who introduced Greek fonts; a Venetian
---- type-cutter, Francesco Griffo, "surmounted the technical problems
or
----
w 156
associated with designing Greek fonts which included all the nec
essary diacritics" (Hoffmann 1 999, 387). Even more valuable was
the practice of producing corrected critical editions of the Greek
and Latin texts. Erasmus led the way. "The publication of an
emended Greek text of the New Testament with a parallel Latin
translation in 1 5 1 6 established Erasmus as the premier evangelical
humanist" ( Boyle 1 999, 44). Not only did he provide a text, but he
corrected it in subsequent editions. Despite his criticism of the slop
piness of early printers , Hoffman explains a key point:
Printing in fact boasted an undeniable advantage over manuscripts: if one proof
read early enough , one could reset type, whereas a scribe enjoyed fewer options
with regard to a pen stroke already indelibly committed the page. In other
words, although the initial typesetting could easily prove inferior to scribal
work , movable type afforded the opportunity to achieve a level of correction
unattainable even in the best scriptorium. (Hoffman 1 999, 388)
Such scholarly collaboration between Humanists like Eras
mus and his successors and the best printers (particularly Manutius,
Froben, and Estienne) led to the establishment of accurate texts.
Hoffman gives the example of Estienne, whose careful work led to
the situation
that h is editions remained standard references centuries afterwards. He intro
duced innovations such as verse numbering still in practice today, and for his
I 550 edition of the Greek New Testament, he collated no fewer than fifteen man
uscripts-demonstrating just how far the qual ity of printed editions had come
i n the hundred years since Gutenberg 's 42-line Bible. ( Hoffman 1 999, 390)
But as in any social practice, the collaboration between
scholars and printers amplified the importance of the communica
tion technology and spilled over into other areas as well. The avail
ability of the materials to study language and texts went hand in
hand with the expectation-indeed the demand, at least by Eras
mus-that theologians know the Scriptures. Marjorie O' Rourke
Boyle explains:
Although grammatical knowledge did not make a theologian , neither did its (Y)
ignorance. Erasmus corrected the scholastic neglect and abuse of grammar by ---
requ iring a classical tri l ingual education and by commending its util ity. The ---
�
·.::;
157
comprehension of the mysteries of Scripture often depended on knowing the
nature of the thing designated . Knowledge was double: of thi ngs and of words.
( Boyle 1 999 , 46)
The renaissance of texts and of classical l anguages also in
fl uenced the great ed ucational i nstitutions, which promoted the
study of these new material s . Such educational reform in the six
teenth century prepared the way for a l ater generation of B ible
translators , giving them the social practices of educat ion , textual
emendation , and ongoi ng correction that has come to define learn
ing. By the time K i ng James cal led for work on the B ible translation
to commence, he cou ld draw transl ators from Oxford and Cam
bridge and entrust the work to these universities.
The Translation Context
The scholarly context of " B ibl ical h uman ism , which re
ceived a new i mpetus after typefonts cou ld be cast" (Eisenste i n
1 979, 33 1 ) and o f critical editions, opened t h e way for translations.
Key elements came together: the increased study of classical l an
guages , the avai labi l i ty of corrected texts, interl inear editions, a
w i l l ingness to revise existing translations (as seen , for example, in
Erasmus's work on the Yulgate), and a market for comparing trans
lations . By the early sixteenth century, scholars had two critical edi
tions in the works of Erasmus and of Cardinal X imenes. In addition,
they had wider access to a number of vernacular language transla
tions . I n the period of the Reformation many groups published
translations of the B ible, since they encouraged B ible readi n g
among the people, most o f whom did not read Lat i n .
I n the Engl ish-speaking world, translations o r partial trans
lations had existed for centuries , w ith texts first prepared in Old
English. By the fourteenth century the Engl ish-speaking world had
the translation of Wycliffe in manuscript form , and in the sixteenth
century W i l l iam Tyndale began work on a complete Engl ish trans
lation (English New Testament printed l 526) . Others soon fol
lowed: the Coverdale B ible ( 1 535), the Matthew B ible ( 1 537), the
Great B ible ( 1 539) , the Geneva B ible ( 1 560) , the B ishops ' B ible
( 1 568) , the R heims New Testament ( 1 582) , and the Douai ful l B ible
( 1 6 1 0) . In addition , revisions and new editions appeared regularly,
--o:r
�.
with or without crown approval ( Metzger 200 I , 5 6-67) .
--
w 158
The translators and revisers working on the King James
Version drew on all these translations and more. Bobrick points out
some of the translation resources:
They pored over all previous Engl ish versions; consulted the Complutensian
Polyglot of 1 5 1 7 ; the A ntwerp Polyglot of 1 572 (wh ich i ncluded a fresh inter
linear Latin translation of the Hebrew by Arias Montanus); the Tremellius-Ju
n i us B ible of 1 579 (which contained a Lati n translation of the Old Testament
from the Hebrew and the New Testament from Syriac); Sebastian Munster's
Latin translation of the Old Testament; Theodore Beza's Latin translation of
the New; Latin translations of the whole B ible by Sanctus Pagninus, Leo
Juda, and Castalio; the Zurich B i ble; Luther's B ible; the French translations
of Lefevre ( l 534) and Olivetan ( l 535); the Span ish translations of Cassiodoro
de Reyna and Cypriano de Valera ( 1 602); and G iovann i D iodati 's Ital ian B ible
( 1 607) . ( Bobrick 200 1 , 238)
The translators themselves clearly understood that they
acted in a long tradition of Bible translation. In the preface, "The
Translators to the Reader," of the 1 6 1 1 edition, one section, "The
Translating of the Scripture into the Vulgar Tongues," provides a
brief history of translation from Jerome to at least the fourteenth
century.
The media context for the King James Version translators
consists, then, of a variety of printed books in the original biblical
languages, Latin, and the key languages of Europe and of an inter
personal network of scholars and translators. Indirectly, the com
munication ecology also includes the expectation that people should
have the Bible in translation and that some, at least, should develop
the language skills for translation .
Libraries
Libraries provide another element in the media ecology of
the King James Version. While libraries had long existed in monas
teries and cathedral schools, they had limited and noncirculating
collections. Printing and the book trade led not only to an increase
of books but to an increase of private libraries. Printers, scholars,
and noble families kept collections of books, thus making reference
easier. James I, who authorized the translation,
was a true bibl ioph ile. He built up a considerable private l ibrary in the classics;
----
�
owned a host of theological works (including those by Calvin, which he read ----
159
in Latin); was especially well read in the French poets, such as Ronsard , Du
Bellay, and Marot; and of course had many writings in English and Scots .
(Bobrick 200 I , 206)
Such collections add another dimension to the communi
cation background of the King James Version: the habit of having
books in many languages available increases the likelihood or the
expectation of people's knowing those languages and being pre
pared to translate them. Private libraries also made it more likely
that the translators themselves had access to a fairly broad spectrum
of sources, in a number of languages.
The Political Context
The existing English translations raised a number of theo
logical and political issues, another circumstance that constitutes
the larger environment of the King James Version. These extend
beyond the specific communication contexts, but they do affect
the communication. Some of the areas of contact illustrate how
media ecology works.
The religious and political elite recognized that the Bible
formed a teaching tool and that it communicated particular expec
tations to the people. King James himself objected to glosses in
the Geneva Bible that implied a limitation on the power of the
monarch. He also recognized the problem of keeping both the es
tablished church group and the Puritan group aligned with the
monarchy and the church. At the Hampton Court conference in
1 604, most of the decisions supported the Anglican group. Some
commentators suggest that one reason James commanded a revised
translation was to offer something to the Puritan group. When John
Rainolds (or Reynolds), the Puritan head of Corpus Christi College,
asked for a new translation, the King quickly agreed. This "group
process" model suggests that a political communication influenced
the King's actions.
Another political factor also played a role: the fact that the
King "authorized" the revision meant that the translators could
both work freely and draw on royal support. This has at least two
consequences for the work. On the one hand, in contrast to the six
teenth century, the translators did not need to work outside of Eng
---- land, in places free from persecution or other external constraints
Qj'
----
w 160
(Ellingworth 2007 , I 08) . On the other hand, the royal authorization
of the work implied a possible interference or at least a subtle in
fluence on the work. James already had reservations about the
Geneva Bible-when Rainolds requested a new translation, the
King replied that he "could never yet see a Bible well translated in
English; but I think that, of all, that of Geneva is the worst" ( Bruce
1 978, 96) . The translation/revision teams working under royal com
mand would have understood the political limits to their charge.
The guidelines for their work included instructions about lexical
items and about the use of marginal notes, including
3. The old ecclesiastical words to be kept; as the word church, not to be trans
lated congregation , &c . . .
6. No marginal notes at al l to be affixed, but only for the explanation of the
Hebrew or Greek words, which cannot, without some circumlocution , so
briefly and fitly be expressed in the text. (Campbell 20 1 0 , 36-37)
In addition to royal politics, ecclesiastical politics played a
role. The Anglican and Puritan groups differed theologically and
each used a Bible to support their positions. The more radical re
formers, those influenced by Calvin and Knox, rejected church hi
erarchy and translated key terms differently: "elder" rather than
"priest" for the Greek presbyteros; "overseer/manager" rather than
"bishop" for episcopos; "assembly" rather than "church" for
ekklesia; and so on (Ellingworth 2007 , 1 09). The choice both sup
ported an ecclesiology and presumed one. "The decision to retain
'bishop' (instead of 'elder' or ' senior ' ) reflects a decision to favor
episcopacy rather than presbyterianism as a model of church gov
ernment; as disagreement about the forn1 of government was a
gaping fault line between the church hierarchy and the Puritan mi
nority, this decision was critically important" (Campbell 20 1 0 , 82) .
The Roman Catholics, in their Douai-Rheims translation, often
chose Latinate terms, opting to maintain a continuity with accepted
theological usages (Norton 2000, 45-47) . Each transmitted its po
sition in the word choices of their translations. Here, ecclesiastical
politics guided linguistic choices in the King James Version.
A final aspect of the political context emerges only after
the translators completed their work. Done at royal command and ..__
funded by the crown, the translators produced an "authorized ver- �
..__
·.;::;
161 �
sion," commanded to the churches and commended to the people.
But it took time for the Authorized Version to gain favor. "It is one
thing to be the Bible of the official Church, another to be the Bible
of the people. In 1 6 1 1 the people had their Bible, the Geneva, and
the KJB was simply the Church's third attempt to produce its own
Bible" (Norton 2000, 90). Within forty years the situation changed.
"The last regular edition of the Geneva Bible was published in
1 644. Thereafter, to buy a Bible meant to buy a King James Bible"
(Norton 2000, 90). Norton acknowledges that the eventual triumph
of the King James Version arose not from any sense of its superi
ority, but from "economics and politics." The "authorized" certifi
cation made it attractive and profitable to printers.
Linguistic Context
The translators' wrestling with word choices in their work
something of concern for English Bible translators from Tyndale in
the I 520s to Gregory Martin working on the Catholic Rheims New
Testament published in 1 582 (Norton 2000, 4 1 -45)-serves an a
reminder that the English language itself was still developing and
evolving as a language in the sixteenth and seventeenth centuries.
Unlike many languages , English has freely adopted (and adapted)
words from other languages (Crystal 20 I 0), leading to its huge vo
cabulary today. Largely German and Celtic, English received an in
flux of French words at the Norman conquest in I 066, with the
upper classes bringing their French across the English Channel.
The tradition of Latin in academic, learned, legal, and administrative
circles added yet another set of often specialized vocabulary. Trade
across the English Channel brought renewed contact with German
and Dutch peoples and words. Regional dialects added more varia
tion. William Caxton, the first English printer, "was keenly aware
of the impact of his work on English diction, then in considerable
flux, and in his own translations tried not to overemphasize unusual
words (or 'curious terms ,' as he called them) while not wanting his
language to seem too plain" ( Bobrick 200 1 , 83).
The Bible translators could choose from a variety of words
and themselves introduced both words and phrasing. The English
penchant for importing words and the resemblance of Anglo
Saxon's stress rhythms to Hebrew patterns in some ways made the
---o:r translators' work easier. Bobrick comments on both as he discusses
---
w 162
the work of Tyndale. First, the Anglo-Saxon patterns enabled
Tyndale to draw on traditions of native expression to give the Hebrew an
English feel. H is fidelity to the original also gave rise to the quintessential
"noun + of + noun" construction of English bibl ical prose. I nstead of "Moses'
book" we have "the book of Moses"; instead of "a strong man ," "a man of
strength." This extended to the way superlatives were expressed: instead of
"the holiest place" or "the best song," Hebrew had "the holy of holies" and
"the song of songs." This imparted to English a certain rhythmic sonority it
had not formerly possessed . (Bobrick 200 I , 1 1 9)
He continues, addressing the easy ability to bring new
words into English:
Tyndale also boldly adopted a number of Hebrew words and compounds,
such as "scapegoat," "passover," and "mercy seat," which English has kept,
as well as various Hebraic turns of phrase among them, "to die the death,"
"the Lord's anointed," "the gate of heaven," "a man after h is own heart," "the
l i ving God," "sick unto death ," "flowing w ith milk and honey," "to fall by the
sword," "as the Lord liveth ," "a stranger in a strange land," "to bring the head
down to the grave," and "apple of h i s eye." It is said that he also introduced
into English the adjective "beautiful." ( Bobrick 200 1 , 1 1 9)
Later translators, both the King James Version team and
the Douai-Rheirns team , did the same, though not all their choices
successfully entered the language. Many of Martin's terms in the
Rheims New Testament (especially the Latin ate ones) come into
English through the King James Version, which took them over.
However, other terms like "exinanited" were not accepted into
English (Norton 2000, 46).
The freedom and the necessity with which the translators
imported words comes as a heritage of Elizabethan England. Ebel
notes that an earlier generation had to import a vocabulary.
B ut it i s useful to recall here that at the outset of English printing, and well
into the early years of Elizabeth's reign , translators were apologetic and uneasy
about their " inadequate" language; that their embarTassment was justified by
the real poverty of the English vocabulary ; and that in the course of the
century, as vocabulary and idiom seeped into English from the continental
vernaculars (partly by means of translations) , English actually experienced a
resplendent triumph . ( Ebel 1 969, 596)
-�
163
Motivated by a desire to make learning available in English
and not restricted to universities and Latin speakers (Ebel 1 969 ,
598), Elizabethan translators extended Tyndale's and the Reformers'
desire to make the Bible available in common English to a desire
to make everything available in English. But it required a linguistic
flexibility. "Florio prefaces his translation of Montaigne with a list
of neologisms which includes 'conscientious, endeare , tarnish,
comporte , efface, facilitate, ammusing, debauching, regret, effort,
emotion"' (Ebel 1 969, 596 note 1 7) . That practice of listing new
words in prefaces appears in tables at the end of Tyndale's work as
well as at the end of Martin's Rheims New Testament ( Norton
2000, 45).
Rhetorical Context
The religious, political, and linguistics contexts of language
choice hight ight yet another part of the media ecology of the King
James Version: the rhetorical context. "Rhetoric" here refers to the
sixteenth-century usage , indicating the decoration of language ,
belles lettres, the arrangement of words, the use of imagery, and
other stylistic things, rather than to the classical Greek and Latin
understanding of rhetoric as the finding of available arguments or
the use of probable proofs.
Every language has its canons of style. For a translator, a
key question emerges as to how to render such aspects of language
as well as the verbal meaning of a given text. This challenge for
Bible translators dates back at least to Jerome's work on the Yulgate:
how much of the style of the H ebrew or Gre�k should become a
part of the translation (into Latin, in Jerome's case), particularly
when "style" itself differs from one language to another? That is, a
given tum of phrase or word arrangement (or alliteration, assonance,
etc.) may prove elegant and meaningful in one language but not in
the other. A given word arrangement, alliteration, or assonance
may prove impossible to recreate in another language . Bible trans
lators face a choice between translating words in the word order of
Greek or Hebrew or translating the high (or low) style into Latin
or English, even though that means that they have to abandon the
"literal" approach. Jerome , who translated both classical Greek
texts as well as the Bible, followed different principles at different
--a· times. "In his letter to Pammachius, he says that while translating
--
cii'
w 164
literary works he followed the classical idea of a 'free translation,'
with one exception, the Bible. He saw 'mystery even in the word
order of the Bible "' (Jinbachian 2007 , 33). At the same time ,
Jerome was not slavish, recognizing with Cicero , Horace , and
Boethius that a word-for-word correspondence could betray the
original text (Jinbachian 2007, 32). As justification for this, he
cites the Scriptures themselves:
The Apostles and the Evangelists in q uoting from the Old Testament sources
have tried to communicate the meaning rather than the literal words, and that
they have not cared greatly to preserve exact phrases and sentence construc
tions, so long as they could clearly present the substance of their subj ect to
men's understanding I...I In dealing with the Bible one must consider the
substance and not the literal words. ( Jinbachian 2007 , 33)
The situation takes on greater complexity with the variety
of material in the Bible. "The contrasting forms of the Bible made
it necessary to render it 'word-for-word' ( verbum e verbo) where it
was a legal document, and to translate 'sense-for-sense' (sensus de
sensu) where it was a literary work" (Jinbachian 2007 , 34; see also
Burke , 2007 , 88-89) . This marked a change from the Old Latin
(that is, pre-Jerome) translations, which "is largely 'word-for-word,'
probably because that was understood to have been the Septuagint
approach, and because it was, after all, the word of God being
translated" ( Burke 2007, 84).
Later generations of translators would further distinguish,
for example , between formal correspondence translation and dy
namic equivalence translation, resembling in some ways these two
approaches, though drawing on contemporary social science (an
thropology, ethnology) , as Pym points out in regards to the work
of Eugene Nida ( Pym 2007, 202). While informative, Pym's sub
stantive criticism of these approaches as following a "representa
tional epistemology"-that there exists a meaningful source text
with an existence independent of language such that its meaning
can be separated and reinserted into another language-raises more
questions than it settles about the role of rhetoric. It does, however,
support the wider media ecology approach, which indicates that
all factors play a role. While not taking sides, media ecology does (Y)
affirm that the translation choice itself is meaningful. The commu ---
nication event or experience consists of all aspects of the ecology. ---
�
C
·.:,
C
165
The rhetorical choices taken by the various translators leave
their marks . Tyndale's identification of Hebrew poetic structure
with that of Middle English led him to translate the Psalms, for ex
ample, with a more literal dependency on the Hebrew texts ( Bobrick
200 I , 1 1 9). The use of the Psalms in the daily prayer of the church
in turn established a preference for this style of poetic translation,
which itself influences the later development of English stylistics .
The King James Version similarly cultivates a growing preference
for Elizabethan expression and vocabulary among subsequent gen
erations of English speakers, long after Elizabethan and Jacobean
English had passed from popular usage.
The Media
The King James Version, like the earlier English versions
since Tyndale's, appears as a printed book rather than as a manuscript
or other form of communication. That matters for media ecology.
The book form itself also involves any number of communicative
choices: the page size, the type face(s), decorative capitals, the use
of images, the quality of the paper, the quality of the editing, the
use of white space (that is, the arrangement of type on the page,
with or without marginal notes), the binding, and so on. Each of
these contributed to the look and to the cost of the book. And each
of these things communicates something about the book itself. For
example, the Great Bible, intended as a pulpit Bible, had a size too
large for personal use. The King James Version appeared first as a
pulpit Bible "of great volume" or size and only later in smaller
sizes for individual use. Bobrick describes the first editions:
The text itself, printed Gothic type and fol io format ( 1 6 inches by I O½ inches),
was laid out in double columns enclosed within rules. Ornamental capitals
adorned the beginnings of chapters, but the chapter summaries , head i ngs, and
marginal notes were set in roman type. Also in roman were those words not in
the original but inserted to make the meaning clear. ( Bobrick 200 1 , 253)
This latter usage led to the unintended consequence in later
editions of people misinterpreting the change of typeface to signal
importance rather than addition.
During the early years of its publication, though, the King
James Version appeared as one among several other Bible transla
a·
---iii' tions , with the most popular alternative the Geneva Bible favored
---
C,.) 166
by the Puritans. Anglican Bishops commended the King James
Version to the people, using phrases referring to the book's ap
pearance. Norton comments on an interesting consequence of this .
"It may have gone without saying that Bibles 'of the largest volume'
and Bibles without notes meant the KJB, but such phrases do sug
gest that people found it difficult to distinguish the KJ B from the
Geneva Bible as a version, but relatively easy to distinguish it as
an artefact" ( Norton 2000, 92). The physical appearance of the
text acted as a carrier of meaning or identity. The printer and the
translators may have deliberately used the physical appearance to
signal other things as well. "In keeping with the idea that the new
version was but a revision of the old, there were emblems of con
tinuity; for example, some of the general ornamentation of the title
page had been borrowed from the Geneva Bible, while the Bishops'
Bible supplied a figure or two as well" (Bobrick 200 1 , 253).
The Theological Context
The King James Version was produced during a period of
intense theological dispute, starting with the Reformation debates
about Catholic practices in the early sixteenth century and contin
uing throughout Europe and England. Those debates became in
creasingly public with controversialists on every side publishing
tracts and books , which became best sellers for both private and
public reading. "Under the aegis of patrons like the Earl of Leicester,
corps of translators labored to convert useful and edifying works
of every kind into the mother tongue. The missionary zeal of lay
evangelists, who objected to withholding Gospel truths from any
man, was completely compatible with the new movement" (Eisen
stein 1 979, 360). Not only did the Reformers want the Scriptures
translated, they wanted to highlight passages that supported their
positions. Thus, as noted already, they and their Catholic opponents
debated over how to translate words - for example, was ecclesia
better rendered "church" or "assembly"? But they also fought a
war over marginal notes , with the Geneva Bible, among others ,
taking a strident tone against the papacy. The same theological ur
gency marked out the parties in England, the Puritans arguing for
a position more compatible with that of Continental reformers and (Y)
the Anglicans remaining closer to Roman positions . The theological ..___
competition most likely improved the overall translation enterprise �
..___
167
as more and more individuals undertook translation. W hatever the
particulars, this heated theological atmosphere spurred translators
on. King James, as we have seen , approved the translation/revision
project for theological as well as political reasons.
The translations became part of a virtuous theological circle,
since those trained in theology undertook more education in Scrip
ture. Moreover, since even the untrained could read the Bible, more
people engaged in the reflection on faith that defines theology
itself.
The Reception of the King James Version
Communication study often concerns itself with audiences
and with audience reaction to and interpretation of messages
Aristotle's pathos . Lacking survey research for the seventeenth
century publication of the King James Version , we must turn to
proxy measures in the publication history and contemporary dis
cussion. Even here, the evidence remains slim. From the perspective
of four hundred years, we see the success of the King James Version.
H owever, this did not happen immediately. Norton comments:
It is one thing to be the Bible of the official Church, another to be the B i ble of
the people . l n 1 6 1 1 the people had their B ible, the Geneva, and the KJB was
simply the Church's third attempt to produce its own B ible. To become the
Bible of the people it had to dom inate the field of B ible production and to be
the form of words habitually used when a text is quoted, for that is the hallmark
of acceptance and the key to specific literary appreciation . (Norton 2000, 90)
The eventual successful reception of the Authorized Version
depended on its authorization. The King's printer 's exclusive con
tract (along with that of Cambridge University) made it very much
in the commercial interests of these presses for the Authorized Ver
sion to succeed. In effect , they stopped printing the Geneva Bible
"for 'private lucre, not by vi1tue of any public restraint, l and so l
they were usually imported from beyond the seas "' ( Norton 2000,
9 1 ) , usually through Amsterdam. "The ultimate success of the new
Bible would owe much to the enthusiasm of James. Published by
royal authority, it 'swept forward with a majestic stream of edi
tions' -in folio, quarto, and octavo-which eventually left all its
rivals behind" ( Bobrick 200 I , 253 ) . But it took time. And it had
--
�.
time, with editions regularly coming off the presses.
--
ai'
w 168
Popular opinion about the King James Version is difficult
to determine. Norton offers an interesting observation: "If there
was instant acclaim for the KJB, all evidence of it has been lost,
whereas evidence of dissatisfaction has survived" (Norton 2000,
90). The latter evidence consists of critiques by contemporaries
like Hugh Broughton and Ambrose Ussher. Broughton, a scholar
omitted from the translation teams-some say because of his diffi
cult personality-published a Censure of the late translation for
our churches. In it, he writes "l had rather be rent in pieces with
wild horses" than to recommend the King James Bible. He goes
on to criticize everything from word choices to the translation of
proper names. Given his personality and perhaps resentment at his
exclusion, it is hard to know how much to credit his critique.
Ussher, writing around 1 620, sought to revise the translation. "He
offers a large number of new interpretations not to be found in any
other translations, and I . . . I he implies that he is offering a more el
egant translation. Unlike the translators so far discussed, he suggests
that elegance of style is to be found in the originals and preserved
in the translation" (Norton 2000, 94). As Norton noted, little else
remains in the record.
The eventual success of the King James Version comes
partly from its monopoly position and, as a consequence of that,
from its familiarity in the language of the church. As people heard
it and prayed with it, its phrases and cadences helped shaped the
l i nguistic practices of English speakers throughout the world. But
that took time and appears more varied than many suppose. David
Crystal, the eminent English Iinguist and historian of the language,
specifically addresses the question of the influence of the King
James Version on the language, noting that "if there is an influence
on our present-day written language, it has to appear in grammar,
vocabulary, spelling, punctuation, or the broader patterns of usage
that we impressionistically refer to as matters of ' idiom' or 'style'"
(Crystal 20 I0, 4). He discounts any influence on grammar, spelling,
and punctuation as these do not show any appreciable influence of
the King James Version.
Conducting a careful review of the text, Crystal concludes
that he finds "only 257" stylistic influences, though he acknowl (Y)
edges that these far outnumber the idiomatic influences of the next ---
ranking sources, the plays of Shakespeare (Crystal 20 1 0, 258). ---
]?
169
However, this inheritance as wel l as that of vocabulary comes from
the set of translations that the K i ng James Version team drew on .
The greater i nfluence , Crystal thinks, comes from an infl uence on
spoken and written Engl ish - the result of people's hearing and
read ing the text in church or in school . Here he credits the King
James Version as creating preferences for rhetorical expressions
( bathos , ch iasmus, hyperbole, i rony, oxymoron , person ification ,
and satire), language play, phonetic properties (iambic rhythms,
alliteration, assonance , euphony, monosy llabicity, and rhyme), and
brevity of expression (Crystal 20 l 0, 26 l ) .
From a publ ishing perspective and from a communication
perspective, the K ing James Version eventually had a most im
pressive reception . Other measures of i nfl uence find a substantial
infl uence, but one perhaps measured more in perceived infl uence
than grammatical or graphological characteristics .
The media ecology of the K i ng James Version gives some
idea of the complex interaction of commun ication and other factors
that affected the translation . As w ith any human project, thi ngs did
not have to turn out as they did, but the new communication tech
nology and its associated social practices al lowed them to take the
path that they took. Without these communication technologies ,
that path wou ld not have opened in the same way and the K ing
James Version's production and subsequent h istory would not have
been the same .
�-
---
---
u.) 170
References
Aristotle, The art ofrhetoric. Translated by H. C. Lawson-Tancred. London and
New York, Penguin, 1 99 1 .
Bobrick, Benson. 200 I . Wide as the Wafers: The Story of the English Bible and !he
Revolution It Inspired. New York: Simon & Schuster.
Boyle, M ar:jorie O' Rourke. 1 999. "Evangelism and Erasmus." I n The Cambridge
Histo1y of Lilerary Criticism, Vol. 3, The Renaissance, edited by G. P.
Norton, 44-52. Cambridge: Cambridge University Press.
Bruce, F. F. 1 978. His/o,y of!he Bible in English: From the Earlies/ Versions. New
York: Oxford University Press.
Burke, David G. 2007. "The First Versions: The Septuagint, the Targums, and the
Latin." I n A Histoty a/Bible Trans/a/ion, edited by Philip A. Noss, 59-
89. Rome: Edizioni di Storia e Let:teratura.
Campbell, Gordon. 20 1 0. Bible: The Story ofthe King James Version, / 6 1 1-2011.
Ox ford: Oxford University Press.
Crystal, David. 20 I 0. Begot: The King James Bible and 1he English Language. Ox
ford: Oxford University Press.
Ebel, J. G. 1 969. "Translation and cultural nationalism in the reign of Elizabeth."
Journal ofthe HisLory of Ideas 30: 593- 602.
Eisenstein Elizabeth L. 1 979. The Printing Press as an Agenl ofChange: Communi
cations and Cultural Transformalions in Early-Modern Europe. Cam
bridge: Cambridge University Press, 1 979.
Ellingworth, Paul. 2007 . "From Martin Luther to the English." I n A History ofBible
Translation, edited by Phi lip A. Noss, I 05-39. Rome: Edizioni di Storia e
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Folger Shakespeare Li brary. "The Road to Hampton Court." Accessed June 20,
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Hoffinann, G. 1 999. "Renaissance Printing and the Book Trade." In The Cambridge
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J inbachian, Manuel. 2007. "I ntroduction : The Septuagint to the Vernaculars." In A
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Maltby, J udith, and Helen Moore. 20 1 1 . "Origins of the Project." In Manifold
Greatness: The Making ofthe King James Bible, edited by Helen Moore
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McCullough, Peter, and Valentine Cunni ngham. 20 1 1 . "A lterlives of the K ing
James B ible, 1 6 1 1 - 1 769". I n Manifold Greatness: The Making ofthe
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ford: Bodleian Library.
Metzger, Bruce M . 200 1 . The Bible in Translation: Ancient and English Versions. ........
Grand Rapids: Baker Academic. �
........
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171 £;
Norton, David. 2000. A History ofthe English Bible as Literature. Cambridge:
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N uovo, A. 20 1 0. ''The Book Trade in the I talian Renaissance: Structure and Regula
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Postman, Neil . 2009. "What Is Media Ecology?" Accessed November 2, 20 1 1 .
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Pym, Anthony. 2007. "On the Historical Epistemologies of Bible Translating." I n A
History ofBible Translation, edited by Philip A. Noss, 1 96---2 1 5. Rome:
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Silverstone, Roger. 1 994. Television and Everyday Life. London and New York:
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Woodward, I an . 2007. Understanding Material Culture. Los Angeles: Sage Publica
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Paul A. Soukup, S.J., explores the connections between communication, theology,
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Ong, S.J., and, most recently, O f Ong & Media Ecology (201 2). a collection 'of essays
applying Ong to media ecology. He has worked with the American Bible Society's new
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a· Clara University. Soukup serves on translation's editorial board.
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c...., 172
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] | translation speaks to
Robert J.C. Young
translation editor Siri Nergaard met with Robert J. C. Young i n New Your City o n September
1 4th 201 2 at the Nida Research Symposium. During the conversation Young expresses how, as
a scholar of postcolonial studies, he became interested in translation and how he discovered
that " translation in some sense is what postcolonial studies is all about. " After a discussion on
the centrality of power in translation, the conversation shifts to empowerment and how, in the
colonial context and elsewhere, this involves a three-stage process that includes the exper�
ence of being translated, then of de-translation, and finally of retranslation of the self.
Young explains how he intends " cultural translation, " a process in which he is particularly inter
ested, especially in the sense of a specific practice. With examples from both Freud and
Fanon, he explains how we can reconstruct such a practice-a practice that encloses a theory
-through a kind of archaeology of how it has been performed in earlier idioms.
( I ssue 1 of translation contains Young's article " Frantz Fanon and the enigma of cultural trans
lation"); (Robert Young's lecture at the 201 3 Nida Research Symposium was devoted to how
Freud can be considered a theoretician of translation and how his psychoanalysis can be seen
as a form of translation. The lecture can be accessed at the NSTS website:
http://nsts.fusp.it/events/conferences-and-symposia).
The discussion then deals with the question of whether it is necessary to limit the definition
and use of the concept of translation, the authors who have meant the most to Young, and the
theme of national languages and multilingualism.
The interview with Young was recorded and can be viewed at the journal's website:
http://translation.fusp. it/interviews
NERGMRD: Since we are i nterviewing you for o u r journal called translation,
the first question I would like to ask-and we a re very pleased to learn
that you have been tor a quite long while now working and focusing more
and more on translation-is why? How did you get into the question of
translation ?
YOUNG: Well, that's a n i nteresting question. I suppose in practical terms
the fi rst time I cried to chink about translation in a postcolonial
frame was when I was invited to give a talk at Mona Baker's MA
i n Translation Studies at Manchester. There was a developing in
terest i n translation i n my own field, postcolonial studies, with
respect to translation studies, so I started getting people i n trans
lation studies contacting me to ask about it. That led me to focus
on an area of post-colonial studies that actually had al ready been
developed quite considerably. Translation, after all, in some sense
is what postcolonial studies is all about because it is about the (Y)
degree to which h istorically colon ialism performed acts of trans
lation, if we can speak metaphorically.
---
---
�
C
C
173
What it added to that idea of cultural contact and transformation
was of course the relation of power, which maybe had not been
so prominent in translation studies i tself, although people l i ke
Lawrence Venuti, from a slightly different angle, but in some
sense already not entirely foreign to the postcolonial, had been
developing i deas about the question of power in translation. So
along with that was the role that translation actually performed
h istorically as part of the colonial project or whatever you might
l ike to call it. And chat agai n brings up the question of power,
because the people who performed the acts of translation were
generally the o nes who were empowered, and the translations
chat they produced usuall y reflected their own concerns and
needs, though of course chat's not unique co them, that happens
today. Every translation in a way is l i ke that, but in the postcolo
nial context it means that i t's possible to chart the transforma
tions that translations produce in terms of translating one culture
to another.
An obvious example would be the translation of law in India,
which began in the eighteenth century: the need of the British
to establish information about how law operated in India i n Eng
l ish rather than in either Persian or Sanskrit, because the re
sources, particularly the Sanskrit, were inaccessible to chem. And
yet when they translated, they did not j ust translate faithfully,
they actually transformed the law in the act of translation. That
transformation is particularly what I am i nterested in . The
process which follows from that becomes the colonial question:
how do I, as a colon ized person, or as a person who is in a situ
ation being dominated by another power more generally-how
do I retranslate myselP.-if my culture has been translated by a
dominant foreign culture and I have been transformed into a dif
ferent kind of being. The anticolon ial question, we could say,
was precisely "How do I retranslate myself?" Boch Gandhi and
Fanon argue, in di fferent ways, that before liberation could be
successful, the people, the colonized people, needed to perform
acts of translation personally in order to achieve independence.
So there has been a long history of interaction of translation
within the procedures of colonial and decolonizing acts.
NERGMRD: It is interesting that you insist on the aspect of power, and I think
the power question is an example of how much translation studies had
learned from postcolonial studies so much that Edwin Gentzler and Maria
-
Tymoczko published a book called Translation and Power. They proposed
that there is, or should be, or is on the way, a "turn " in translation studies
al
�
:::, and that is the turn of power. That is interesting and I think that is a good
� example of that dialogue. Another thing I would just ask you a little more
a·
---al'
:::,
about is how do colon ized peoples retranslate themselves? There are
---
s
N
w 174
also examples of the suba ltern who finds another way to translate him
or herself, that is not as a dominated-but turn ing the terms arou nd so
the question of power becomes more complex because it is not " I am
dominated and you are the dominator" but I turn the terms around and
maybe empower myself in retranslating myself.
YOUNG: And that idea of empowering through translation is a very i n
teresting one. Of course the very word "empower" is a relatively
new word in many languages. We can l i nk it dramatically to the
term "translate" in this context. Probably in that process there is
going to be somethi ng of a procedure of de-translation in order
to effect retranslation. You have got probably a three-way / three
part scheme there, in terms of being translated, then de-trans
lating yourself in order to retranslate yourself and that is, I would
say, the procedure chat needs to be followed in the colonial con
text. It is a procedure chat we can think of operating or using i n
all sorts o f other contexts too--intellectually for example, as well
as pol i tically. How do we de-translate ourselves out of certain
i deological assumptions that we've been brought up with i n
order to perform new aces o f translation ?
NERGMRD: To describe this process, is that when you can use the term "cul
tural translation" 7
YO UNG: Well, chat could be a way of describing what cultural transla
tion performs and chat is something I have been particularly in
terested i n. le is a difficult phrase, because translation is a hugely
complex issue and culture is equally problematic, perhaps more
problematic than translation. So, for example, the idea of cultural
translation came from anth ropology; anthropologists i nvented
that term, but actually they do not use it any more-it has been
appropriated into cultural studies. And it tends to be used in a
relatively loose way com pared to the way people use the term
translation in translation studies. One of my int erests is to th ink
more about chat concept of cultural translation and to develop
ideas of how we can think about it as a more specific practice. It
is not going to be obviously just a si ngle practice, but what does
it really mean and what use is the word, either cultural or partic
ularly translation, what is it doing there? Do people mean j ust
change, or is there something more significant goi ng on? That is
someth ing I have been i nterested i n recen tly.
NERGAARD: And do you have some hypothesis-some clearer idea of where a
deeper understanding of the concept of cultu ral translation might lead us7
a
M
YO UNG: What I have been tryi ng to do recently is to look for examples ---
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of where people have in some sense written or theorized about ---
�
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0
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1,1
C
175 fg
cultural translation, probably not even usi ng the term because it
is a relatively new term. I n creasi ngly it seems to me that i t is
something that there has been written about quite extensively in
the twentieth century without actually been given that label. To
take one example from Freud's Civilization and Its Discontents:
of course he did not use the word "civilization," he used the word
Kultur, a term that was not used i n English translation because
i n the 1 920s the word "culture" in Engl ish already had a specific
meaning relating to Engl ish-German rivalries, so it was not a
neutral term. But i f we th ink abour that book as Culture and Its
Discontents, you can see that Freud was actually talking about
the effect of culture on individuals, i n a way he was talking about
the process of cultural translation that we all undergo, and mak
ing a rather bleak argument about it, but producing, it seems to
me, a theory of it. So there are ways l ike that that we can usefully
think about cultural translation as it has been performed in ear
l ier idioms.
N ERGAARD: Very interesting. Are there other authors who develop a theory
of cultural translation, in you r opinion ? You have written on Fa non for the
journal, and in his work, you see the concept of cultural translation, too.
YOUNG: Yes, Fanon is very interesting. I have kept my eye open, but I
have not actually found him using the word translation, and i n
fact it i s an i nteresting gap i n h is work. But h e does use the
word "muration" quite a lot, and when he uses the word muta
tion, he is talking about chat process of transformation chat I
was describing earlier. Obviously, i n some sense it is Fanon I
was thi nking about when I was talking about that three-stage
process of transformation. I n his famous essay "On Linguistic
Aspects of Translation," Jakobson also uses that term as a syn
onym for translation, although he calls it "transmutation," i n
his third category. I chink it i s not unrealistic, i t is not stretching
a point too far, to carry that transmuracion as a concept i nto
Fanon and see chat as a form of translation, i n some sense; not
in a literal translation, "translation proper," but in a wider sense.
I chink Farron really makes translation central co h is whole argu
ment. Throughout his l i fe, it's a guiding thread.
NERGAARD: As you said, it is not translation in the literal sense. As you know,
there is a debate regarding these different uses and definitions of trans
lation and Harish Trivedi, for instance, argues that we should not speak
-
about cultural translation because then everything is translation. It seems
that you are a bit on both sides.
al
"'
:::,
-
� YOUNG: I n-between.
---
0
:::,
---
OJ
s
N
w 176
N ERGAARD: In one sense you say-Yes, that's a problem, if we use it in this
loose way it loses significance, but on the other hand you reformu late it
or you redefine it through your reading of authors who invoke a form of
cultural translation, maybe even without calling it translation. Maybe that
is the kind of solution you find, or do you feel you are in-between these
two?
YOUNG: Well, yes, f sympathize with the arguments that Trivedi makes
and many other people who are working within the practice of
translation in terms oflinguistic translation. I mean I can certainly
see their point and i t is a reasonable one. On the other hand,
they do not have a kind of legal copyright over translation. I n
fact, i fyou look at the h istory of the word, the practice o f I i nguisric
translation is not the earliest way in which the term translation
i tself was used. In different languages, translation as a concept
also i nvolves different words that have different h istories so that
is very varied as well. What you might call the metaphorical use
of the word translation, or what seems to us now to be the non
l iteral use of the word translation, is as old as translation i tself So
i t is a lost cause in the first place to try and limit i t to language
only; and secondly, since i t has never been limited to language
only, it seems to have survived perfectly well. At the end of the
day it still works for what people want i t to mean i n a precise
way. As the word translation i tself suggests, all meani ng is
metaphorical. Therefore when th i nking about translation, which
has the advantage of being a specific practice, ifyou feel you have
lost your bearings, you can always go back to that. But it can be
used as a way of thinking about other ki nds of translation. Equally,
doing that works back into translation i tself, because when you
start thinking about cultures, for example, which of course i n
any modern contemporary description are heterogeneous and
not bounded, you start wondering about translation and the de
gree to which it assumes separate languages char are bounded,
where you need some act of moving one to the other. That may
be the case now because it has been constructed in that way, say
in Europe, though even i n Europe actually it is not entirely the
case. For example, French and Italian are not totally separate lan
guages i n practice, as you know, particularly if you go to the bor
ders of France or I taly or Switzerland. Sim ilarly in India, for ex
ample, where languages have a different kind of relation, or Arabic
would be a good example- Arabic is officially one language, but
actually in a way it is many languages. So should we assume that
translation is about the transformation of these entirely separate
languages, or should we start to rethi n k that and think about the (")
0
d ifferences between interlingual and intrali ngual in Jakobson's
terms? Of course it is useful to separate languages, but maybe
---
N
they are not so strictly demarcated as we rend to assume. ---
�
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0
·.;:::;
!le
<n
177 g
N E RGAARD: Yes, maybe because we a re very conditioned by national lan
guages, languages as national languages.
YO UNG: Yes, exactly. When you think about any national language it is
already languages. Take Icalian--of course in a written form it is
usually one language, but spoken I talian is actually many lan
guages, and that is true for most languages i n fact.
N ERGAARD : I personally agree completely and we need to delve m uch more
deeply into culture to learn more about how it works and then come back
to practice and translating in order to u nderstand what it is. We have to
go not directly from one language to the other or only focusing on the
practice.
YOUNG: Right.
NERGAARD: When we understand what is happening in cultu re, then we u n
derstand what is happening directly in the practice.
YOUNG: Yes, because it is culture that has produced our concept of what
a language is, so we cannot j ust operate with those terms without
thinking about them-they are not just given thi ngs.
N ERGAARD: We have been speaking about authors who do not speak explic
itly about translation, except for Jakobson. But among authors who do
discuss translation, who has been i mportant for you ?
YOUNG: F o r m e I suppose most o f the classic texts o n translation I find
very i n teresting- Benjamin, obviously, j ust as for everybody i n
the world it seems sometimes, i s totally fascinating because he is
so enigmatic-his "The Task of the Translator" is such an odd
essay. I n particular the metaphors he uses are so tantalizing be
cause i n certain respects they do not seem to be the correct
metaphors for translation at all, so that is very engaging. The de
gree to which Heidegger turns i nto issues of translation in phi
losophy, issues about etymology that have been so differently,
b ut i n a very related way, developed by Derrida, are particularly
i nteresting to me. But of course, as soon as p h ilosophers start to
talk about translation, they im mediately move i nto the register
of language, because (aside from Derrida) they want to find a
language which can i n some sense speak "truth" of some kind
and that is always a problem for philosophers-they keep going
i nto that but translation makes it problematic. At the same time
� they also want to extend the idea of translation, so they want to
al
::J
'c'?.. also say translation happens not j ust between languages, but it
�- actually happens within languages-i t happens actually with
---
0
::J
every kind of conceptualization. So they too are always extending
---"'
o!'
s
w 178
the concept of translation into, not cultural translation, but you
might say conceptual translation, or conceptualization as a form
of translation, so that I find fascinating too.
And then l am also particularly interested in ideas of polylin
gualism, linguistic multiplicity, and the theorists who have ap
proached that issue, because I think again few of us actually think
or operate-and certainly few societies- in one language. And
again there is an assumption that societies are monolingual and
that translation is about translating into the language of another
society in some sense. But o ne of the things you see very quickly
if you work in the field of the postcolonial is that certainly every
postcolonial society that J can think of, as well as the metropol
itan societies that embody that postcoloniality-they are all mul
tilingual. We do not really recognize the degree to which in fact
we live in a very mul tilingual environment all the time. We do
not j ust hear one language; any day of the week we hear many
languages and different people have different relations to those.
So that again complicates this relation of fixed single languages.
NERGAARD: Thank you very m uch.
YO UNG: Pleasure.
Robert J.C. Young, FBA, is Julius Silver Professor of English and Comparative Literature
at New York U niversity. He has published White Mythologies. Writing History and the
West ( 1 990); Colonial Desire: Hybridity in Culture, Theory and Race (1 995); Postcolo
nialism: An Historical Introduction (2001 ); Postcolonialism: A Very Short Introduction
(2003); and The Idea of English Ethnicity (2008). He is Editor of the bimonthly Inter M
5
ventions.· International Journal of Postcolonial Studies, and was also a founding editor
of the Oxford Literary Review. His work has been translated into over twenty languages.
---
N
Young is a member of translation's advisory board. E-mail: rjy2@nyu .edu ---
�
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0
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Cl)
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179 g;
=
=
translation / fall / 201 3
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] | Introduction
Sandro Mezzadra and Naoki Sakai .................................
University of Bologna, Italy
[email protected]
Cornell University, U.S.A.
[email protected]
Over the last decades the encounter with cultural and postcolonial
studies has deeply influenced the development of translation stud-
ies.1 The study of the conditions of translation, and more radically
of what Antonio Gramsci would call “translatability,” has led to an
emphasis on the issue of power and deep asymmetries between lan-
guages, and social and “cultural” groups. The “politics of transla-
tion” has emerged as a fundamental topic, even for the more
technical debates within translation studies, while the concept of
translation itself has been politicized and used as a theoretical tool
in discussions of nationality, citizenship, multiculturalism, and glob-
alization.
The relations between translation, violence, and war, to give
just one example, have been productively at play in these theoretical
developments (cf. Apter 2006; Rafael 2012). Translation can be pro-
ductive or destructive, by inscribing, erasing or redrawing borders;
it is a process, political par excellence, which creates social relations
and establishes new modes of discrimination. Far from being con-
ceived of as the “other” of violence, translation has emerged as a
deeply ambivalent concept and practice. Put simply, translation al-
ways cuts both ways: at once a mechanism of domination and lib-
eration, clarification and obfuscation, commerce and exploitation,
opening up to the “other” and appropriation. Translation, to further
explicate its constitutive relation with the concept and institute of
the border, produces both bridges and walls (see Mezzadra & Neil-
son 2013). To insist on this requires, however, some critical remarks
on the ways in which translation has been traditionally conceived
of. This will clear the way for a better understanding of the stakes
translation / spring / 2014
..........................
1
On “Translation and the Postcolonial,” see the recent special issue of Intrverntions. International Jour-
nal of Postcolonial Studies, 15 (2013): 3, edited by Francesca Orsini and Neelam Srivastava. Among the
founding postcolonial texts on translation, we limit ourselves to mentioning Spivak 1993, considered its
importance for the topic of this issue of Translation.
9
of current discussions surrounding the politics of translation and the
politicization of the concept of translation.
1. Translation beyond communication
Often, translation has been apprehended within an implicit
framework of the communication model. Just as a verbal interaction
between individuals is typically and schematically construed ac-
cording to the model of communication in which a message sup-
posedly travels from a speaker’s consciousness to a listener’s con-
sciousness, the action of translation is represented in a similar
schema of communication in which a message is transferred from
one language to another. Whereas the verbal communication occurs
between two individual minds through the common medium of the
same language, presumably translation is distinct from verbal com-
munication in general precisely because the common medium is
absent in the case of translation. Instead, two languages are involved
in translation so that a message cannot be deciphered in terms of a
common code. It is expected that translation takes place where,
due to language difference, there is no immediate comprehension.
In this view of translation as a communication, the trope of border
works powerfully to make and determine a particular incident of
social and political transaction as translation. From the outset,
whenever translation takes place, a border between one language
and another is given as a gap or distance that separates one group
of people from another and differentiates one language from another.
Let us call this particular image or representation of translation ac-
cording to the model of communication “the modern regime of
translation.” But, the status of discontinuity or incommensurability
that prompts translation is far from self-evident in this representation
of translation between the preestablished unities of languages. Ac-
cordingly, we are led to further investigate the workings of the
communication model in our understanding of translation.
We are thus skeptical of the model of communication that
underlies the view of translation readily accepted in some translation
studies today. First of all, as the tropes of war, battle, or violence
capture some aspects of translation very well, translation cannot be
translation / spring / 2014
simply regarded as an act of overcoming a gap or of bridging a dis-
tance between languages. Neither can it be merely an operation of
diplomacy and conciliation between national polities, distinct ethnic
10
groups, religious communities, or political orders. The relation be-
tween translation and borders is again crucial here. There is a need
to repeat that translation can inscribe, erase, and distort borders; it
may well give rise to a border where there has been none before; it
may well multiply a border into many registers; it may erase some
borders and institute new ones. Similar to the maneuver of occupa-
tion at war, translation deterritorializes and reterritorializes languages
and probable sites of discommunication. It shows most persuasively
the unstable, transformative, and political nature of border, of the
differentiation of the inside from the outside, and of the multiplicity
of belonging and nonbelonging.
In short, a border is not something already accomplished,
something engraved in stone, so to say, but in constant motion and
metamorphosis. It is rather in the register of action than of substance,
rather a verb than a noun. It is a poietic act of inscribing continuity at
the singular point of discontinuity. Viewed from the peculiar angle of
this constitutive relation with processes of bordering, new and in a
way unexpected political implications of translation come to light.
2. Modernity in translation
The role of translation in the epistemic structure of modern
colonialism and the formation of the modern state and national sov-
ereignty, as well as in the operations of global capitalism, has there-
fore been underscored by several scholars, while often the same
scholars have emphasized the need to rework the concept and prac-
tice of translation as a cornerstone of a new politics of liberation.
The very unity of the concept and practice of translation has con-
sequently been challenged and productively exploded. This is the
very site where, as Gavin Walker insists, the politicality of transla-
tion ought to be explored. What we called above “the modern
regime of translation” has been contested, and it has been acknowl-
edged that different, even antagonistic, regimes of translation were
prevalent in previous eras and in many regions in the world. What
must be investigated is a specific structure of homolingual address
that characterizes “the modern regime of translation”(see Sakai
1997).2 The different regimes may also be “homolingual,” but the
translation / spring / 2014
..........................
2
The modern regime of translation does not immediately imply that it is “homolingual,” as the opposition
between “homolingual” and “heterolingual” is primarily concerned with the two contrasting attitudes of
11
modern regime of translation institutes a particular and strict econ-
omy of homogeneity and heterogeneity through translational trans-
actions. It is important to note that the “identities” we take for
granted in the world today—ethnic, national, cultural, and civiliza-
tional identities—are premised upon “homolingual” addresses in
the modern regime of translation.
Some genealogical remarks are needed here. What must be
emphasized with respect to the formation of the modern state and
nationality is the particular role played by the modern regime of
translation by means of which the unities of national languages
were projected and manufactured. The so-called modern era, which
witnessed the emergence of national languages—German, French,
English, and so forth in Western Europe, Chinese, Japanese, and
Korean in Northeastern Asia, and many others in other parts of the
world—is fundamentally different from previous eras in the iden-
tification of language.3
..........................
the interlocutors: the homolingual attitude assumes that, within the same language—the sameness of
which is in dispute—transparent communication is somewhat guaranteed, whereas the heterolingual at-
titude sees the failure of communication in every utterance, so that every interlocutor is essentially and
potentially a foreigner. See Sakai, 1997.
The “modern regime of translation” indicates a different classification of translational institutions. Histor-
ically there have been many modes of translation, some of which do not clearly distinguish one language
to translate from and another to translate into. In the present-day world, “Spanglish” is a good example of
such a mode, which is widely used in North America to link many different groups and individuals. “Spang-
lish” cannot be accommodated within the “modern regime of translation” precisely because it is neither
English nor Spanish. Seen from a slightly different perspective, it is both English and Spanish. What is re-
markable about this mode of translation is that, instead of clearly demarcating one language unity from
another, it confuses the two, preventing one unity of language from becoming distinct from another. Pre-
cisely because it cannot be accommodated in the modern regime of translation it is not regarded as a “le-
gitimate” form of language.
There used to be many modes of translation like “Spanglish” in Northeast Asia, and as a result it was ex-
tremely difficult to develop the sense of a distinct national language. Our suspicion is that, prior to the de-
velopment of national languages, medieval Europe was not so different from Northeast Asia in this respect.
In the eighteenth century, the Japanese established a new mode of translation, as a result of which they
discovered the Japanese language for the first time. When it was discovered, however, the scholars of the
Japanese classics did not say the Japanese language existed in the present. Instead, they said that there
used to be a Japanese language in antiquity, but it became so contaminated by the Chinese that it was
dead by the eighteenth century in their present world. Thus the Japanese language was discovered as
stillborn. It is astonishing yet true that people in the Japanese archipelago did not know that the language
they spoke in their everyday life had unique phonetics and syntax totally distinct from classical Chinese,
the then universal language of Northeast Asia (Sakai, 1991).
3
The terms “modernity” and “premodernity” are deployed in this article so as to demonstrate that social
translation / spring / 2014
formations in many parts of the world have transformed in a remarkably uniform manner in the last several
centuries. Even though the eras of premodernity and modernity are used to guide our explication concerning
the particular values, methods, and procedures of translation—the modern regime of translation—it is
not assumed that these eras can be determined with a strict chronology. Our presumption is that the contrast
of premodernity and modernity clearly indicates the historical tendency from a wide variety of social for-
12
In the eras prior to the one we understand as modernity,
there was no political entity—empire, kingdom, city–state—whose
subject population was monolingually unified. In the premodern
eras, there were only multilingual societies, where belonging to a
polity was never equated to the possession of an ability to speak a
single language. Of course, the multiplicity of languages did not
mean an egalitarian recognition of different languages. Language
use was always associated with social rank, so that different lan-
guages were hierarchically ordered and regarded as markers of the
social station an individual speaker or interlocutor occupied, but in
the eras of premodernity it was impossible to find the legitimacy
of government based on an official monolingualism or of a nativist
heritage by which the identity of the individual was determined in
the last instance by whether or not he or she was a native speaker
of the official language. The very idea of the native speaker, which
plays the decisive role in the identity politics of national recognition
in modern cultural politics, was invented in the transitional phases
from the premodern eras to the modern era.
It is evident that what is crucial in this diagnosis of moder-
nity and its politics of language is a presumption that language is
countable—that is, that language is some being in the world which
can be subsumed under the grammatical category of the countable.4
Here the countability consists in separating one language from an-
other (externality) on the one hand, and juxtaposing these separated
units within a common genre (commensurability) on the other. The
transition from the premodern eras to the modern era seems to have
given rise to two essential conditions to render the monolingualism
..........................
mations in premodernity to a comparative uniformity of the modern international world. The chronological
pattern of development in one area is so vastly different from that of another area that the historical de-
velopment in Western Europe, for instance, cannot be said to replicate itself in East Asia and the rest of
the world. In this respect, we believe that the developmentalist history of modernization, in which the
modernity of Western Europe is expected to be reproduced in other, less developed areas in later eras, is
incapable of apprehending the historical situation of the present, in which the stability of the West can no
longer be taken for granted. Nevertheless, we also believe that there are a number of tendencies along
which each area is transformed. What is suggested by the contrast between premodernity and modernity
is this tendency or direction from one polarity (premodernity) to another polarity (modernity).
4
To elucidate whether or not language is a being-in-the-world requires a lengthy discussion, which cannot
translation / spring / 2014
be undertaken here. Tentatively, we must be satisfied to say that, as far as it is a representation, language
is a being-in-the-world. It is well known that the grammatical category of the countable is limited to some
linguistic formations. Many languages in Northeast Asia, for instance, do not have this category as an es-
sential rule of syntax. Nevertheless, the concept of the countable is equally important to these Northeast
Asian languages, roughly classified as Chinese, Korean, Japanese, and so forth.
13
of national language available. To separate one language from an-
other is to locate a language outside another and thereby establish
an externality of one language to another.5
Of course, this process of separation is generally called
“translation,” which is again a process of inscribing a border. As
one can see, the externality of one language and another is neces-
sarily accompanied by a certain practice of “bordering” (Mezzadra
& Neilson 2013).
The language unit thus separated, however, is not unique
beyond comparison in each case—language A is separated from
language B, and language B is separated from language C. Despite
different operations of separation, the languages thus isolated—A,
B, C, D, and so on—form one common genre; they are commen-
surate among themselves so that, from the outset, they are posited
as comparable units in the common genre. In this respect, transla-
tion is also a procedure of comparison. To use the terminology of
Aristotelian logic, each language is a species in the general class of
languages, with the separation of one language from another, mark-
ing the instance of “species difference or specific difference (di-
aphora)”; this thus accommodates languages within the classical
conceptual economy of species and genus. It goes without saying
that the operation that measures this “species difference” is nothing
but a historically specific form of translation, and this particular
regime of translation conforms to the design of the modern inter-
national world. Translation may be carried out in many different
forms, but modernity does not allow for forms of translation that
do not accord with the modern international world. Let us call this
particular assemblage of the methods, criteria, and protocols regu-
lating the conduct of translation, as distinct from other forms, “the
modern regime of translation.”
It is important to note that the explication of modernity of-
fered here is not descriptive of the empirically valid reality of the
modern international world. It is essentially prescriptive. The
regime of translation is said to project and produce the supposed
..........................
translation / spring / 2014
5
It is precisely because of its rejection of externality that “Spanglish,” for instance, is not recognized as a
proper and legitimate language (see note 3, above).
Here one must not confuse externality with the idiom of “exteriority” or “outside” referred to by Maurice
Blanchot and Michel Foucault, since externality is nothing but an erasure and displacement of “exterior-
ity.”
14
unity of a national language, the externality of one language to an-
other, and the idea of the international space in which ethnic and
national languages supposedly coexist and are compared. The op-
eration of national translation, of translation conducted in terms of
the modern regime of translation, asserts and institutes these com-
ponents—the unity of a national language, the external relationship
of one language to another, and the presupposition of the interna-
tional space—not on a descriptive but a prescriptive basis.
What this theoretical elucidation reveals is the prescriptive
design of the international world. The unity of a national language,
for example, is not an empirically ascertainable objectivity; rather
it is what Immanuel Kant called “the regulative idea,” which does
not concern itself with the possibility of experience. It is no more
than a rule according to which a search in the series of empirical
data is prescribed. What it guarantees is not the empirically verifi-
able truth. Therefore, the regulative idea gives only an object in
idea; it only means “a schema for which no object, not even a hy-
pothetical one, is directly given” (Immanuel Kant 550 [A 670; B
698]). Therefore, what takes place performatively in accordance
with the modern regime of translation might also be called “the
schematism of cofiguration.” Schematism means a working of
schema, so, in this case, it represents a working of two schemata
projecting two different language unities between which a message
is transferred.
The unity of language cannot be given in experience be-
cause it is nothing but a regulative idea; it enables us to comprehend
other related data about languages “in an indirect manner, in their
systematic unity, by means of their relation to this idea” (Kant 550
[A 670; B 698]). It is not possible to know whether a particular lan-
guage as a unity exists or not. The reverse is true: by subscribing to
the idea of the unity of language, it becomes possible for us to sys-
tematically organize knowledge about languages in a modern, sci-
entific manner. And the occasion on which the schemata of national
languages are projected is the process of translation, prescribed by
the protocols of the modern regime of translation.
translation / spring / 2014
3. Bordering the international world
In this respect, the regime of translation, which helped to
institute national languages and sustain the view of the international
15
world as a forum for a juxtaposition of distinct ethnic or national
languages, is distinctly modern. In the premodern eras, as we con-
tended above, the population was not unified through the common
language imposed by the state; rather it was fragmented into many
different kinship lineages, classes, ranks, and regions. Until the
eighteenth century in Western Europe and until the nineteenth cen-
tury in East and South Asia, Eastern and Northern Europe, and Rus-
sia, there hardly existed the idea of integrating the entire population
under the norm of one ethnic or national language. Consequently
some universal languages—Latin, Classical Chinese, Arabic, San-
skrit, Classical Greek, and so forth—prevailed across regions, king-
doms, fiefdoms, and various graduated zones of power and
suzerainty. The elite minority was skilled at one of these universal
languages while the vast majority of commoners lived in a multi-
plicity of local dialects and pidgins.
Two points must be noted with regard to the modernity of
the international world. The first is the historical particularity of
the concept of nationality. The word “nationality” signifies the re-
lationship between an individual and a territorial national sovereign
state. However, it is important to note that this relationship is me-
diated by the “nation.” The institution of a territorial state sover-
eignty came into existence in the system of the Jus Publicum
Europaeum in the sixteenth and seventeenth centuries and the
process of its “nationalization” took off quite later even in Western
Europe.6 As the relationship between an individual and a territorial
national sovereign state, the concept of “nationality” means a for-
mula of identification according to which a particular individual
subjects him or herself to the sovereignty of the state. It is a specif-
ically modern form of communal belonging for an individual and,
to our knowledge, was not to be found anywhere in the world before
the eighteenth century. Nationality connotes an individual’s exclu-
sive belonging to the state, but this feeling of belonging is primarily
expressed in one’s sympathy with other individuals belonging to
the same state. And this community of shared sympathy is called a
“nation.” Even when the word is used in the sense of ethnicity or
race, it necessarily implies an exclusivity of belonging. The concept
translation / spring / 2014
..........................
6
For a brilliant analysis and description of modern state sovereignty and the Jus Publicum Europaeum,
see Schmitt, 2006.
16
of nationality is erected upon the assumption of a one-to-one cor-
respondence between an individual and a nation, and indirectly be-
tween an individual and a state sovereignty.
The second point that must be stressed is how the unity of
language is appropriated into the assumption of one-to-one corre-
spondence between an individual and a particular state sovereignty.
It is through the concept of the native speaker that one-to-one cor-
respondence between an individual and a particular nation is most
unambiguously expressed. With the native speaker, the possession
of a language is equated to the innate identity of the individual’s
destiny. It is a truism that a language is something one acquires after
birth, but against all counterevidence, the concept of the native
speaker reconstitutes an individual’s belonging to the nation in
terms of his or her innate and almost biological heritage. This is
how the concept of nationality is most often asserted in ethnic
terms, and the ethnic identity of an individual is recognized in ref-
erence to his or her native language.
In the new international configuration of modernity, there
is no room for universal languages that transcend nationalities and
ethnicities. It is no accident that all the universal languages—except
perhaps for Arabic—gradually declined as national languages were
established to symbolize the cultural homogeneity of the national
community (while at the same time, due to colonialism, some lan-
guages were spread across continents, gaining a status that was nev-
ertheless completely different from previous universal languages).7
Regardless of whether or not a language is actually spoken by the
vast majority of the nation in the territory of the national state, the
national language is held as a norm with its use as a prescriptive
marker of nationality. The institution of national language thereby
acquired an incredible force of command with which to nationalize
the population.
For a long time, however, as if to reiterate ultranationalist
mythology, it has been assumed that national language is a transhis-
..........................
7
It goes beyond the scope of this introduction to discuss the problems connected with this colonial spread
translation / spring / 2014
of such languages as Spanish, Portuguese, Dutch, French, Russian, and Japanese. Postcolonial scholars
have long focused on such problems and on the related challenges for translators of literary works char-
acterized by the presence of a multiplicity of languages. In the present global conjuncture further problems
are posited by the status of English as the universal language of exchange and communication as well as
by the emergence of competing universal languages (e.g., Spanish and Mandarin Chinese).
17
torical entity and can be traced back to the ancient origin of the na-
tion. But as soon as the historical vicissitudes of national or ethnic
languages are in question, one can no longer evade a series of prob-
lems—how the modern national language came into being in the
first place, how a language could be conceived of as an internally
coherent entity distinguished from other languages in an analogy
to the territorial integrity of the modern territorial state, and ulti-
mately in what modality the national language can be understood
to be a unity unambiguously distinguished from other national lan-
guages. Once again we must go back to translation, a process of
border—or bordering, to use the terminology of Mezzadra and
Neilson once again—in which a distinction is inscribed and rein-
scribed between a language and another, a quite violent process of
negotiation in which two figures of a language to translate from and
another language to translate into (schemata of cofiguration) are
projected to regulate the conduct of translation. Let us note that the
distinction of one language from another is primordially figured out
in this process of translation, without reference to which the very
externality of one language to another could not be established.
4. Citizenship and translation
By staging an encounter between scholars who work on
the politics of translation and those involved in the politicization
of the concept of translation, this special issue of Translation at-
tempts to take stock of the theoretical developments and achieve-
ments in the field. At the same time, it aims to lay the basis for
future conversations and new directions of research. It needs to be
repeated that the politicization of the concept of translation in recent
years has run parallel to the discovery of its deep ambivalence. As
Rada Iveković writes in her contribution to this issue, “translation
does not guarantee freedom of any kind, and […] it can be as much
a politics of conquest, capture, exploration–and–exploitation and
colonialism, whether inner or outer.” “But politics of translation,”
she adds, “may be invented.” It is in working through this deep
ambivalence that some of the main concepts and topics at stake in
contemporary political debates can be productively reframed. No
translation / spring / 2014
doubt, what is unambiguously declared—and this is a guiding motto
of this special issue of Translation—is that translation is not a
matter confined solely to the domain of linguistics.
18
Take citizenship, for instance. There have been several at-
tempts to rethink the concept of citizenship through translation in
order to open it up and delink it from the national norm. Étienne
Balibar comes to mind here, among others. In his contribution to
this issue, Balibar dwells very effectively on the opposition as well
as the tricky entanglement of the “paradigm of war” and the “par-
adigm of translation” in the construction of the “other” of the
citizen, which means of the “foreigner” and the “stranger.” At stake
in his essay is the emergence of the very opposition (of the borders)
between “us” and “them” upon which modern citizenship is predi-
cated. While it is rather obvious to think of “war” as the most cat-
astrophic modality of the relation between “us” and “them,” the
role of translation as a “transcendental” condition of possibility for
the existence of reified political identities can easily pass unno-
ticed.
The essay by Boris Buden is particularly relevant here. It
draws a convincing parallel between the scene of translation and
the seminal scene of the “state of nature” in European modern po-
litical philosophy. Thinking of an original “state of language,”
within which the “first translation” produces the emergence of dis-
tinct languages and linguistic communities, works on both sides.
On the one hand it sheds light once again on the deep political im-
plications of the very concept and practice of translation—“All
Contract,” Thomas Hobbes symptomatically writes in Leviathan
(1981, 194), “is mutuall translation, or change of Right.” On the
other hand, it opens up a peculiar angle on the development, and
even on the technical apparatus, of the modern regime of translation
we discussed above (starting with the important instance of the
German Romantic tradition, emphasized by Buden). Simply put,
this regime of translation does not merely reinforce the distinctive-
ness of national languages upon which the bordering of citizenship
is predicated. Rather, it contributes to their production—as well as
to the production of the “other” of citizenship.
A whole set of questions arises here—ranging from debates
on multiculturalism (as well as on its multiple current crises) to the
contemporary transformations of border and migration “manage-
translation / spring / 2014
ment” regimes. When considering such issues, it is clear that the
role of translation cannot be confined to the one we have just high-
lighted. It is clear, in other words, that here and now, not in some
19
remote future utopia, “vernacular” practices of translation are work-
ing the boundary between “distinct” and reified linguistic commu-
nities, building platforms that enable the daily crossing of fortified
borders and are fostering new experiences of identity and “other-
ness.”8 It is definitely possible and productive to envisage a kind
of clash between the ordered regime of translation staged by borders
and the translational practices connected to the production of sub-
jectivity, which meshes with migration as a social movement. What
Naoki Sakai has called “heterolingual” address nicely captures
these subversive aspects of practices of translation, which point to
the emergence of a “multitude of foreigners” (Sakai–Solomon
2006). “There is no absolute translation,” Rada Iveković writes in
her contribution. This impossibility (notwithstanding the many at-
tempts to deny it) opens up a wide and heterogeneous field of
social conflict and political experimentation.
While what we can call “homolingual citizenship” oscillates
between the extreme of war and a benevolent “integration” within
an already constituted and bordered assemblage in dealing with
the “other,” the heterolingual practices of translation outside the
modern regime of translation disrupt this very polarity and keep
open both the space of citizenship and the production of subjectivity
that inhabit it. This is the reason why a particularly important task
today is an exploration of spaces of citizenship below and beyond
the nation–state—from cities to regions.9 As far as the production
of subjectivity is concerned, the relevance of translation in the forg-
ing of the modern Western subject has often been highlighted in
recent years. Both Rada Iveković and Jon Solomon refer to it in
their contributions to this issue. It is therefore crucial to insist on
the fact that to point to an opposition and a conflict between radically
different regimes of translation is to open up a field of investigation
..........................
8
For a rich discussion of these topics, and more generally of cultural translation, see the essays collected
by Ghislaine Glasson-Deschaumes for the special issue of Révue Transeuropéenne, 22 (2002), entitled
“Traduire entre les cultures.”
9
On “cities in translation” see, for instance, the fascinating book by Sherry Simon (2011). As far as “regions”
are concerned, translation has, for instance, been key to the attempt to rethink the European space by Éti-
translation / spring / 2014
enne Balibar (2009). But we may also recall Gayatri Spivak’s reflections on a “critical regionalism,” which
led her to speak of a “practice of othering ourselves into many Asia-s,” making Asia “a position without
identity” (Spivak 2008, 235 and 240). Interestingly, she draws inspiration from José Martí’s essay “Our
America” and from W. E. B. Du Bois’s Pan-Africanism (217–223), engaging in what could be termed an ex-
ercise in transregional translation.
20
where the very constitution of the subject, itself crisscrossed by
lines of antagonism, is always at stake.
While it is rooted, as we stressed above, within concrete
practices of translation, our use of the “heterolingual” address here
also works more broadly, shedding light on practices and dynamics
well beyond the translational and even linguistic field. The concept
of the institution itself deserves to be reassessed from this angle; it
must open up towards the imagination of a continuous labor of
translation between its stabilizing function and the multifarious so-
cial practices that the institution targets and that at the same time
make its existence possible.
5. Translating capital
As Brett Neilson’s contribution to this issue demonstrates
in particular, one of the multifarious ways in which the concept of
translation has been politicized in recent years lies in its use as a
tool for the critique of political economy, or, in other words, for
critical understanding of the operations of contemporary (global)
capital. In highlighting the growing relevance of “machine transla-
tion” in our time, Neilson focuses on two crucial aspects of these
operations: so-called “knowledge management,” and logistics. More
generally, Neilson is keen to register “the link between translation
and the production of value,” referring to the parallel drawn by
Marx in the Grundrisse “between translation and the role of money
in facilitating circulation and making possible the universal ex-
change of commodities.” This is a crucially important point dis-
cussed by several scholars in recent years. By placing the problem
of translation within the “political economy of the sign,” several
years ago Lydia Liu, for instance, mapped some intriguing connec-
tions “between the exchange of commodity and that of the sign in
Marx” (Liu 2000, 23; see also Spivak 1985, 83).
The crucial point here, as both Neilson and Liu recognize,
is the commensurability and equivalence—between languages, sys-
tems of signs, and values of commodities. From this point of view,
it becomes possible to use what was previously discussed as the
“homolingual” address to critically grasp the modalities with which
translation / spring / 2014
capital translates the heterogeneous contexts, ways of human activity
and life, modalities of labor it encounters in its “development” into
the homogeneous language of value (Mezzadra 2010). How does
21
capitalism repeatedly sanction this specific regime of translation,
according to which it is an act whereby to establish an equivalence
between different languages on the one hand, and a linguistic dif-
ference represented as a gap to be bridged by translation on the
other? The international space of commensurability on the one
hand and the externality of one language to another on the other?
How is the formula of equivalence prepared in the modern interna-
tional world as a space of commensurability? We think these ques-
tions are becoming increasingly urgent today.
One of the ways in which they emerge, as Neilson shows,
is the challenge of achieving “interoperability” between systems in
the governance of supply chains through logistical protocols. An-
other way in which it surfaces is, as Gavin Walker succinctly ob-
serves in his contribution to this volume, the refusal of the political
in translation, of the potentiality in translation of contestation, by
the “flattening of the uneven and hazardous practice of translation”
into simplistic forms of commensurability. Thus, the question of
equivalence brings us back to the topic of the politics in and of
translation. “To insist on the historical,” Walker argues, “is also an
insistence on the instability of this two [of the contrasting figures
in the regime of translation], an emphasis on the point that this two
is in no way a coherent or natural arrangement but rather itself a
historical product of the encounter of translation.” What Gavin
Walker uncovers in this politics of translation is exactly what Marx
called the historically practical character of relation “in which the
very terms of its relation itself is subject to a fluid motion, a flux of
radical singularity.”
6. Framing the world
There is a need to emphasize this link between capital and
translation within the more general discussion that surrounds the
multiple roles played by translation in the historical and conceptual
constitution of modernity. In particular, it is looking at the global
scope that has characterized it since its inception, which means
looking at colonialism and imperialism as constitutive aspects of
modernity, that it “cannot be considered unless in reference to trans-
translation / spring / 2014
lation” (Sakai 2000, 797). In his contribution to this issue, Jon
Solomon proposes to critically consider “the various forms of social
domination and exploitation that have accompanied modernity”
22
from the triple perspective of capitalist accumulation (which pro-
duces “the subjects of political economy”), translational accumu-
lation (which produces “the subjects of civilizational and
anthropological difference”), and erudite accumulation (which pro-
duces “normalized bodies of knowledge”). Needless to say, what
counts more is the interweaving between these three regimes of ac-
cumulation. Translation, in particular, is deeply implicated in cap-
italist accumulation, as just mentioned, and apparently it has
prominent roles to play in the production of “normalized bodies of
knowledge” through what Solomon calls “erudite accumulation.”
The combination of these three angles allows light to be
shed on the constitution of “the West” through the encounter with
its multiple “others”; this necessarily required multiple exercises in
translation, linguistic as well as conceptual. Both the spatial parti-
tions that organized the global geography of modernity (from the
“global lines” described by Carl Schmitt in The Nomos of the Earth
to the “areas” of area studies) and the cognitive partitions, upon
which modern knowledge and rationality are predicated, bear the
traces of these translational exercises. While it is still necessary to
investigate these traces and the reproduction of “Eurocentrism” in
the present, there is also a need to carefully analyze current global
developments and trends in order to grasp elements of continuity
and discontinuity.
7. Translation, universalism, and the common
Among other things, the financial crisis of 2007–2008 has
exposed the shattering of old spatial hierarchies, the reshuffling of
geographies of development, and the emergence of new region-
alisms and patterns of multilateralism that are among the most im-
portant tendencies of contemporary capitalist globalization. For the
first time since the beginning of “modernity,” the hegemony of “the
West” within the world system appears unstable and challenged.
Constructed as “particular” and “ubiquitous” at the same time
through the “homolingual address” (Sakai 1997, 154–155), “the
West” can definitely reproduce itself, even in a situation in which
Western hegemony destabilizes. But again, it is urgent to map the
translation / spring / 2014
practices of translation emerging in the current geographical turmoil
that point to different frames of encounter, transnational and
transcontinental entanglement. In her contribution to this issue,
23
Lydia Liu’s reconstruction of the development of “Afro-Asian”
writers’ solidarity after the 1955 Bandung conference is especially
important from the point of view of the construction of the historical
archives of such practices in the past. A new theory and practice of
translation can help us to imagine new spatial and political constel-
lations that emerge out of the current spatial turmoil, and also test
and challenge the stability of the “international world,” and the Eu-
rocentricity upon which the internationality of the modern world
was initially erected.
Considering the prominent role played by translation both
in the production of national languages and in the “regulation” of
the intercourses between them, it is not surprising that the modern
regime of translation, as we insisted above, was also pivotal to the
shaping of the modern world as an international world, i.e. as a
world organized around the (legal and political) norm of the “na-
tionality.” The Chinese translation of Henry Wheaton’s Elements
of International Law (1836) by the American missionary W. A. P.
Martin and his Mandarin collaborators, published in 1864, is a good
case in point, and Lydia Liu discusses it in her essay (see also Liu
2006, chapter 4). Wang Hui also shows very effectively in his recent
The Politics of Imagining Asia (2011, 233–242) the ways in which
this particular translation traveled very quickly to Japan and became
an important tool for the disruption of the “tribute system” that pre-
vailed in the region of today’s East Asia, particularly along China’s
borders.
The Japanese elite was already aware before the Meiji
Restoration that the tribute system was incompatible with the in-
ternational world. The Japanese takeover of the Ryukyu archipel-
ago, with the establishment of the Okinawa prefecture in 1879, and
the occupations of Taiwan and Korea are part and parcel of the
process through which the national norm and the aesthetics of na-
tionality—with its imperial implications—were imposed on the
population of the regions. The “translation” of Western international
law prompted this process, legitimizing it “on the basis of a new
kind of knowledge and new rules of legitimacy” (Wang 2011, 241).
It is important not to overlook that in the process of modernization,
translation / spring / 2014
while the Japanese state effectively undermined the tribute system
in East Asia and subsequently appropriated Okinawa, Taiwan, and
Korea externally on the international stage, the Japanese national
24
language was formed internally or domestically. It goes without
saying that the Japanese national language was invented through
the regime of translation (Sakai 1991).
New borders were drawn in this process, both on maps and
in minds. The role of translation in law deserves careful study both
in past history (think for instance of the Japanese adoption of the
French and, later, German model of civil law, and the British model
of commercial law in the late nineteenth century through transla-
tion10) and in the present (think for instance of the global transfer
of the American standard of “rule of law”11). In her contribution to
this issue, Lydia Liu points to a rather different instance with her
analysis of the drafting of the Universal Declaration of Human
Rights (1948). In reconstructing the multilingual making of that his-
torical document, Liu shows how the contribution of a multiplicity
of languages, as well as the translations, clashes, and even misun-
derstandings between them, potentially opened the Declaration to
“the radical multiplicity and translingual plurality of the philoso-
phies and cultures of the world, first in its moment of genesis and
..........................
10
A massive importation of European institutions to Japan was already underway in the 1870s and ran
parallel to the development of the study of foreign languages. In the first two decades after the Meiji
Restoration, the most studied European languages were English, French, and some Russian. Initially, no
one studied German. But in the late 1880s and 1890s Germany became an important country for the Japan-
ese. The Japanese State began adopting German examples in such a variety of fields as constitutional,
civil, and criminal law and jurisprudence, industrial engineering and natural sciences, medicine, and the
army. It is important to note that the modern Japanese language itself was created in these processes of
introducing and translating European institutions into Japan.
11
There is a growing literature on the role of translation in law, both with reference to specific historical
instances and more generally within the framework of theoretical debates. From this latter point of view
see, for instance, Hasegawa 2009 and Ost 2009. For a critical analysis of the global transfer of the American
standard of “rule of law,” see Mattei and Nader 2009. To follow up on the Japanese example, in the first
few years of the Meiji period (1868–1910) many Euro-American legal and political texts were translated
into Japanese because a knowledge of European institutions was absolutely necessary for the new Japan-
ese State administrators to ensure the Japanese State be recognized as a legitimate sovereignty in the in-
ternational world. For them international recognition was absolutely necessary, for this was the only way
to escape colonization. It was during this period that the Napoleonic civil code was first introduced to
Japan, and a radically different institution of family—the modern family—was introduced to replace the
previous institution of family. “Translate the Napoleonic Civil Code as soon as possible!” was the order
Etô Shimpei, the first Minister of Justice, issued to his staff at the new Meiji Government in 1871. But
there was no systematic civil code in the first few decades of Meiji. Many ordinances were sporadically
issued by the state so as to establish new civil rules and procedures, but there was no systematic civil law
until 1898, when the systematic civil code, modeled after German civil law (which is to say after the circu-
translation / spring / 2014
lating drafts of what would become the German Civil Law Code of 1900), was first legislated. German civil
law theory was particularly influential in Japan until the First World War and shaped the interpretation of
the civil code in its first two decades. After the war the main trend was toward a “re-Japanization” of civil
law, balanced by the need to accommodate international—i.e., Western—standards. US influences be-
came particularly important at that time (see Schröder and Morinaga 2005).
25
then in subsequent translations.” It is necessary to keep in mind, as
Liu herself does, that this moment of “openness” was foreclosed
by the hegemony of the United States of America, which largely
monopolized the interpretations and uses of the document. Never-
theless the multiple temporalities and the dense fabric of cultural
and political encounters hidden behind the text of the Declaration
point to a conflict between different regimes of translation which
deserves further investigation.
It is important to remember in this regard that African
American leaders like W. E. B. Du Bois played an important role
in the process that led to the constitution of the UN and to the draft-
ing of the Declaration (see Anderson 2003). More generally, Du
Bois (as well as the late Malcolm X) interpreted “human rights” in
a particularly radical way. One of the earliest African American po-
litical texts, David Walker’s Appeal to the Coloured Citizens of the
World (1830), may be quoted here in order to highlight the back-
ground of this peculiar interpretation. “There is a great work for
you to do,” Walker wrote to his “coloured” fellows, “as trifling as
some of you may think of it. You have to prove to the Americans
and the world, that we are MEN, and not brutes, as we have been
represented, and by millions treated” (Walker 2003, 32). Put simply,
it was this experience of a “failed recognition,” this violent negation
of humanity, common to colonized and enslaved peoples (men and
women, of course), that allowed Du Bois to see in the claim for
human rights something more than a merely juridical or political
device. The “human” itself could not be taken for granted; rather,
it was something to be (re)constructed as a fundamental “ontolog-
ical” stake in politics.
Once we consider it from this standpoint, Lydia Liu’s dis-
cussion of the roles played by translation in the multilingual making
of the Universal Declaration of Human Rights acquires new, and
more general, meanings. It effectively points to the potentialities of
the very concept of translation in the contemporary discussions sur-
rounding the topics of universalism, universality, and the common.
In brief, we think there is a need to even go beyond the notion of
alternative and competing universalisms, which risks ending up re-
translation / spring / 2014
producing the familiar picture of “equivalent” (universal) lan-
guages, with translation playing the role of arbitrator and mediator
among them, thereby restoring the modern regime of translation for
26
national translation rather than undermining it. The point is, instead,
to insist that the universal itself (as the example of the “human” in
the African American experience shows) has to be produced, and
to focus on the necessary roles of translation in this aleatory process
of production. These roles cannot but be profoundly ambivalent,
and this ambivalence (discussed in this introduction from the point
of view provided by the distinction between “homolingual” and
“heterolingual” addresses) shapes universalism as such. Keeping
universalism open (open in translation to multiplicity and hetero-
geneity) means keeping it accessible to the common process of its
production, as a basis for the invention of new processes of libera-
tion. It is here that the “hazardous and contingent possibility of the
common,” to quote once more from Gavin Walker’s contribution
to this issue of translation, emerges as a fragile but necessary key
to the collective invention of “a new mode of life desperately
needed in the global present.”
translation / spring / 2014
27
References
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American Struggle for Human Rights, 1944–1955. Cambridge and New
York: Cambridge University Press.
Apter, Emily. 2006. The Translation Zone. A New Comparative Literature. Princeton:
Princeton University Press.
Balibar, Étienne. 2009. “Europe as Borderland.” Environment and Planning D: Soci-
ety and Space, 27 (2): 190–215.
Hasegawa, Kō. 2009. “Incorporating Foreign Legal Ideas through Translation.” In
Theorizing the Global Legal Order, edited by A. Halpin et al., 85–106. Ox-
ford: Hart Publishing.
Hobbes, Thomas. 1981. Leviathan. Edited by C. B. Macpherson. Harmondsworth:
Penguin.
Kant, Immanuel. 1929. Critique of Pure Reason. Translated by Norman Kemp Smith.
New York: St Martin’s Press.
Liu, Lydia H. 2000. “The Question of Meaning Value in the Political Economy of the
Sign.” In Tokens of Exchange. The Problem of Translation in Global Cir-
culations, edited by Lydia H. Liu, 13–41. Durham, NC, and London: Duke
University Press.
———. 2006. The Clash of Empires: The Invention of China in Modern World Mak-
ing. Cambridge: Harvard University Press.
Mattei, Ugo, and Laura Nader. 2009. Plunder: When the Rule of Law is Illegal. Ox-
ford: Blackwell.
Mezzadra, Sandro. 2010. “Living in Transition. Toward a Heterolingual Theory of
the Multitude.” In The Politics of Culture. Around the Work of Naoki Sakai,
edited by R. F. Calichman and J. N. Kim, 121–137. New York: Routledge.
Mezzadra, Sandro, and Brett Neilson. 2013. Border as Method, or, the Multiplication
of Labor. Durham, NC–London: Duke University Press.
Ost, François. 2009. Le droit comme traduction, Le droit comme traduction. Québec:
Presses de l’Université Laval.
Rafael, Vicente L. 2012. “Targeting Translation. Counterinsurgency and the
Weaponization of Language.” Social Text, 30 (4): 55–80.
Sakai, Naoki. 1991. Voices of the Past: the Status of Language in Eighteenth Century
Japanese Discourse. Ithaca and London: Cornell University Press.
———. 1997. Translation and Subjectivity. On “Japan” and Cultural Nationalism.
Minneapolis–London: University of Minnesota Press.
———. 2000. “‘You Asians’: On the Historical Role of the West and Asia Binary.”
South Atlantic Quarterly, 99 (4): 789–817.
Sakai, Naoki, and Jon Solomon. 2006. “Introduction: Addressing the Multitude of
Foreigners, Echoing Foucault.” In Biopolitics, Colonial Difference, edited
translation / spring / 2014
by Sakai and Solomon, 1–35. Hong Kong: Hong Kong University Press.
Schmitt, Carl. 2006. The Nomos of the Earth in the International Law of the Jus Pub-
licum Europaeum. Translated by G. L. Ulman. Candor, NY: Telos Press
Publishing.
28
Schöder, Jan, and Yoshiko Morinaga. 2005. “Zum Einfluss des BGB auf das Japanis-
che Zivilrecht.” Rechtstransfer durch Zivilgesetzbücher, issue edited by
Elisabeth Berger, 2005 (29): 38–44.
Simon, Sherry. 2011. Cities in Translation. Intersections of Language and Memory.
New York: Routledge.
Spivak, Gayatri Chakravorty. 1985. “Scattered Reflections on the Question of Value.”
Diacritics, 15 (4): 73–93.
———. 1993. “The Politics of Translation.” In Outside in the Teaching Machine,
200–225. New York: Routledge.
———. 2008. Other Asias. Oxford: Blackwell.
Walker, David. 2003. Appeal to the Coloured Citizens of the World. Edited by Peter
P. Hinks. University Park, Pennsylvania: The Pennsylvania State University
Press.
Wang Hui. 2011. The Politics of Imagining Asia. Edited by Thomas Huters. Cam-
bridge: Harvard University Press.
Sandro Mezzadra teaches political theory at the University of Bologna and is adjunct
fellow at the Institute for Culture and Society of the University of Western Sydney. In
the last decade his work has particularly centered on the relations between globaliza-
tion, migration, and citizenship as well as on postcolonial theory and criticism. He is an
active participant in the “post-workerist” debate. Among his works: Diritto di fuga. Mi-
grazioni, cittadinanza, globalizzazione (2006) and La condizione postcoloniale (2008).
With Brett Neilson he is the author of Border as Method, or, the Multiplication of Labor
(2013).
Naoki Sakai teaches in the departments of Comparative Literature and Asian Studies
and is a member of the graduate field of History at Cornell University. He has published
in a number of languages in the fields of comparative literature, intellectual history,
translation studies, the studies of racism and nationalism, and the histories of semiotic
and literary multitude—speech, writing, corporeal expressions, calligraphic regimes,
translation / spring / 2014
and phonographic traditions. His publications include: Translation and Subjectivity ;
Voices of the Past. He has edited a number of volumes including: The Translation,
Biopolitics, Colonial Difference (with Jon Solomon) Vol. 4, Traces: A Multilingual Series
of Cultural Theory and Translation (2006).
29
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] | The Regime of Translation and the Figure
of Politics
....................................
McGill University in Montréal, Canada
Gavin Walker
[email protected]
Abstract: What is a “politics” of translation? How does translation—a general
theoretical term that indicates a social process of articulation or disarticulation
through which some phenomena in a given social field appear as a “two”—relate
to politics as such, that is the practice of politics? Frequently, a phrase such as “the
politics of translation” presupposes that “translation” is a complex and multiva-
lent term to be unpacked, but “politics” is, in this style of composition, often
treated as if it were self-evident, as if it were possible to simply affix the term
“politics” to various concepts in order to politicize them. But I want to disrupt
this easy notion of politics and politicization by suggesting that we must seek
another means of entry into the relationship of politics and translation than sim-
ply a facile imbrication of two presuppositions. What I will be primarily con-
cerned with here is the clarification of the question of the two—duality, two
“sides,” complementarity, comparison, division, scission, antagonism, perhaps
even the figure of the “dialectic.” The question of translation, and particularly
the status of the two in translation, has important consequences for the thinking
of politics, even the politics of politics, a metapolitics or archipolitics. I will at-
tempt to elaborate these consequences at length in order to disrupt two comple-
mentary misunderstandings: the notion of politics as ubiquitous or constant,
and the notion of translation as a simple transposition or transference between
two already established positions or fields.
______________
In recent years, the question of translation has been deep-
ened and extended by numerous important interventions in theory.
This concept—and I want to insist on the full plenitude of transla-
tion as a concept—is not, however, merely a theoretical question.
Translation is also a means of naming or marking a real arrange-
ment of forces that organizes real social relations. In this sense,
Naoki Sakai has alerted us to an important conceptual distinction
translation / spring / 2014
within the work of this concept: the distinction between translation
itself and what he calls “the regime of translation.” I want to try to
develop this distinction, so crucial to Sakai’s work, in a specific di-
30
rection: the direction of politics proper. What is a “politics” of trans-
lation? How does translation—a general theoretical term that indi-
cates a social process of articulation or disarticulation through
which some phenomena in a given social field appear as a “two”—
relate to politics as such, that is the practice of politics? Frequently,
a phrase such as “the politics of translation” presupposes that
“translation” is a complex and multivalent term to be unpacked,
but “politics” is, in this style of composition, often treated as if it
were self-evident, as if it were possible to simply affix the term
“politics” to various concepts in order to politicize them. But I want
to disrupt this easy notion of politics and politicization by suggest-
ing that we must seek another means of entry into the relationship
of politics and translation than simply a facile imbrication of two
presuppositions. We should be equally careful here to avoid a dis-
ciplinary separation of registers that would simply equate “politics”
with presumed political acts—practical/concrete acts—and “trans-
lation” with “culture” in a metonymic style of substitution. Instead,
I want to enter into this relation by treating these two terms, these
two concepts, in a divergent manner: what is at stake in the concept
of politics? What is at stake in the concept of translation? And
above all, what is at stake for an act of theoretical articulation be-
tween them? What I will be primarily concerned with here is the
clarification of the question of the two—duality, two “sides,” com-
plementarity, comparison, division, scission, antagonism, perhaps
even the figure of the “dialectic.” The question of translation, and
particularly the status of the two in translation, has important con-
sequences for the thinking of politics, even the politics of politics,
a metapolitics or archipolitics. We will attempt here to elaborate
these consequences at length in order to disrupt two complementary
misunderstandings: the notion of politics as ubiquitous or constant,
and the notion of translation as a simple transposition or transfer-
ence between two already established positions or fields.
There are essentially two dominant registers of inherited
knowledge in which the figure of the two has been extensively de-
veloped: politics and psychoanalysis. We can think of figures of
politics such as the distinction between friend and enemy (Schmitt),
translation / spring / 2014
the primacy of partisanship (Gramsci), the choice of one line or an-
other (Lenin), the geopolitics of the right wing (one putative “civ-
ilization” or another), the geopolitics of the left (the revolutionary
31
camp or the capitalist camp), questions of historiography (the tran-
sition from one mode of production to another and the articulation
between them), and, of course, questions of psychoanalysis. In the
case of psychoanalysis, the figure of the two is perhaps most widely
developed: we can immediately recall such instances as the two of
analyst and analysand in the clinical scenario, the field of love (“the
scene of the Two” in Badiou’s terms), but also the two of the split—
the splitting of the drive between its self-negating effects and its
compulsive repetition, the splitting of the subject between the enun-
ciation and the enunciated, the splitting of the law between its pre-
tension to eternality and its unstable institution in every scenario
of domination. But what is the two on the most abstract or concep-
tual level? (Perhaps this is in fact the most truly “practical” level,
in the sense that the concept is precisely what allows for the fullest
development of what is constrained in the “real” social field). Here,
we must return to the broad question of how to explain three terms
or fields: translation, politics, and the politics or politicality of trans-
lation. Let us then begin with translation.
Translation: The Regime of the Two
The typical presentation of the concept of translation is not,
in fact, referential to “translation” at all but rather to the represen-
tation of translation, what Naoki Sakai has called the “regime of
translation.” In order to set the scene for an articulation between
the concept of politics and the concept of translation, we must first
expand and delineate what is actually referred to by this term
“translation” and the ways in which a clear understanding of this
term is covered over, hidden, or obscured by its confusion with its
own representation. In the commonsensical usage of this word, we
often assume a simple and formal transposition of content from one
signifying system to another. The individual terms, linguistic struc-
ture, and field of meanings are meant to pass through and detach
from one system of signification and reattach themselves, trans-
ferred into another system, to a new home. More broadly, we are
no longer simply accustomed to translation as a concept linked
solely to national language, yet national language nevertheless re-
translation / spring / 2014
mains the general historical concept implied in the term translation:
one putatively unitary language system’s set of codings are disar-
ticulated and reassembled in the terms of another putatively unitary
32
system. English is “translated” into Japanese, French is “translated”
into Russian, and so forth. Beyond this basic sense, however, we
are now used to another use of this term—the whole field of dis-
cussions of “cultural translation,” for example.
These discussions, however, often reproduce the worst
tropes related to the representation of translation—the image of
translation as communication, translation as simple transfer, trans-
lation as a “bridge” between two self-identical elements, translation
as a “filter” or screen (see Sakai 2009). All of these concepts of
translation essentially imagine that translation is nothing more than
an act of articulation between two already existing entities. Hence,
“Western” products are “culturally translated” in Asia, Africa, Latin
America, and so forth, or vice versa, essentially leaving the concept
of “cultural translation” as a mere substitution for something like
the local inflection of ostensibly “foreign” elements. Here, there-
fore, there is no reflection on the process of the formation of the
local and the foreign as modes of classification; instead, they are
simply treated as the presupposed boundaries or edges of terms that
are posited as “two sides” of a relation, a relation that could be con-
nected in multiple ways, to be sure, but always a relation of one
thing and another.
It is exactly this representation of translation that sup-
presses or conceals the more basic question of translation as such:
Strictly speaking, it is not because two different language unities are given that we have
to translate (or interpret) one text into another; it is because translation articulates lan-
guages so that we may postulate the two unities of the translating and the translated
languages as if they were autonomous and closed entities through a certain represen-
tation of translation. (Sakai 1997, 2)
In other words, translation is an open and inconclusive act
of articulation in the space of radical incommensurability, in the
space of indeterminacy prior to coalescence into the form of rela-
tion. Translation is represented as if this zone of indecidability was
not the primary scene of engagement, but rather the outcome of its
own processual motion. But the basic problem is that translation
describes what Gramsci called a “historical act,” an act with polit-
translation / spring / 2014
ical and historical contents. However, the representation of trans-
lation represses this aspect of history, and therefore, the aspect of
politics, which is always involved in the necessity of reducing cir-
33
cumstances to one line and another. We will return to this aspect
when we take up the question of politics proper. If we reduce trans-
lation to its representation, we undertake an act of dehistoricization,
by which the originary differential, the acting and poietic dimen-
sion of translation, is repressed and reduced to an ahistorical con-
stant, a relation already established between two elements that are
themselves not called into question.
The paradox presented by this gap or rupture between the
work of translation and its representation is that it is only through
translation that we can enter into this gap itself, exposing us to a
theoretical dynamics in which translation appears as a structure that
works on itself. But how does this operate? And what kind of prob-
lem does this disclose, not only for translation but also for trans-
latability?
What makes it possible to represent the initial difference as an already determined dif-
ference between one language unity and another is the work of translation itself. This
is why we always have to remind ourselves that the untranslatable, or what can never
be appropriated by the economy of translational communication, cannot exist prior to
the enunciation of translation. It is translation that gives birth to the untranslatable.
Thus the untranslatable is as much a testimony to the sociality of the translator, whose
figure exposes the presence of a nonaggregate community between the addresser and
the addressee, as to the translatable itself. However, the essential sociality of the un-
translatable is ignored in the homolingual address, and with the repression of this in-
sight, the homolingual address ends up equating translation to communication. (Sakai
1997, 14)
Here Sakai introduces the concept of “homolingual ad-
dress,” a term that plays a crucial role in explicating the specifically
theoretical physics of this question. The homolingual address pre-
supposes that not only the language community (or let us say more
broadly social community) of the addresser but also that of the ad-
dressee is unitary, or perhaps, more specifically, univocal, and that
it can be expressed in a relation of integrity or totality. In this
schema, the unity of the community of the addresser and that of the
addressee do not have to be the same. In fact, they can be radically
divergent from each other. But they must each be presupposed as
two unities. That is, the surrounding economies of address and re-
ceipt must be understood or imagined as two islands, two self-con-
translation / spring / 2014
tained and self-identical spaces without excess or escape. These two
spaces would each constitute an interior and an exterior, a hard ker-
nel of solidity inside and a fluid, indeterminate space outside. But
34
this structure of presupposition is itself based on another intervening
set of determinations, a schema—and here we should emphasize
the centrality of the Kantian thinking of the concept of schema for
Sakai’s work, in which important and original theoretical results
are generated around this figure of thought—through which social
circumstances are represented as if they corresponded to this prior
image of isolated, unitary, and identical communities.
But what happens in such a schematic? What is elevated
and what is repressed from view? In turn, what is accidentally or
fortuitously disclosed to us by means of another dynamics that
would inhere in such relations? First and foremost, a complex tem-
porality is installed here. Translation, as we have been arguing, is
above all a historical act, in the Gramscian sense. What Gramsci
suggests by this formulation is that the concept of the act—the prac-
tice—that is crucial to us never occurs merely at the level of a con-
ceptual dynamics or an empty, contentless purity. The act for
Gramsci is always historical, always immersed in a context, a genre,
a category of statements, movements, alliances, spontaneous and
emergent political allegiances, forms of intelligibility, and so forth.
In this sense, translation—the act of articulation in a social space
of incommensurability—is always historical insofar as it never
merely occurs as an interval, but rather creates the conditions for
an interval or gap to assert itself. But where this gap should be lo-
cated, how it should be formed, and what conditions inform its
emergence, are all questions linked to the specific historical and po-
litical dynamics of the particular circumstantial conjuncture within
which the act of translation is undertaken. In this sense, translation
is an instance of the historical present, a historicity suffused with
an openness and sense of intervention, while translation’s represen-
tation is saturated by a conception of the past as closure, the past as
fixity, in which two sides are structurally presumed.
What plays the essential role here is the prefix, in the strict
sense: the always-already determined nature of supposition:
By erasing the temporality of translation with which the oscillation or indeterminacy
of personality in translation is closely associated and which can be thought in an anal-
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ogy to the aporetic temporality of “I think”, we displace translation with the represen-
tation of translation. […] The representation of translation transforms difference in
repetition into species difference (diaphora) between two specific identities. (Sakai
1997, 15)
35
Here, a new and crucial point is presented: we see how
translation as a historical act is conflated with or covered over by
the representation of translation, or the regime of translation, but
we also see how this conflation creates a specific modality of the
presentation of difference as such. As Sakai points out, here differ-
ence in repetition—translation as a historical act, an act of articu-
lation that is incessantly repeated but always in divergent
conjunctures with divergent compositional elements and out-
comes—is instead transformed into a sort of specific difference, in
the schematic sense of genus, species, and individual. It is in this
sense that the representation of translation, in which the open his-
toricity of articulation is foreclosed as a mere encounter between
two presupposed “sides,” comes to be not an expression of a dif-
ference that must be bridged, but rather a difference that takes place
always-already within the economy of commensurability. Two sides
are presupposed, two unities are preposited. These two unities come
to be capable of an encounter, of being represented as two fields
between which translation passes, because they already are pre-
sumed as unities within a field of commensurability, in which an
encounter is possible at all. But this, as Sakai demonstrates through-
out his body of work, is precisely the theoretical mode by which
translation as an act of articulation in the space of incommensura-
bility, is repressed or hidden. In this sense, the regime of translation
is the repression of the historical, despite its appeal to history – the
supposed “natural” basis of national linguistic community and so
forth – an appeal that might be linked here also to the psychoana-
lytic concept of “drive,” a force of pulsion towards an object of de-
sire that nevertheless must undermine its own satisfaction or
fulfillment.
This entire theoretical structure is what Sakai calls “the
schema of cofiguration,” “the discursive apparatus that makes it
possible to represent translation” (Sakai 1997, 15). This apparatus
or mechanism is immersed in discourse, that is to say, in history.
The schema of cofiguration is a mechanism that is itself profoundly
historical, a product of the historical process, but one that allows
through a certain evasion of the implications of this historicity. This
translation / spring / 2014
schema in essence names or marks the gap between the historicity
of translation and the historicity of its own representation, a repre-
sentation that acts as if translation could from the outset be a pre-
36
supposition rather than a rupture or contingent act in the incom-
mensurable and irreconcilable field of historical flux. This is again
why the historicity of translation that is repressed by the regime of
translation finds its resolution in practice, in the historical act: “the
practice of translation remains radically heterogeneous to the rep-
resentation of translation” (Sakai 1997, 15). As an act of social ar-
ticulation, in which a previously existing set of terms and relations
emerges and develops, translation is always first and foremost prac-
tical. It involves an intervention, or what we might call a forcing
(following Alain Badiou), the production of an economy of ele-
ments and relations between them that the prior conjuncture could
not theoretically anticipate in its own logical structure. This open-
ness of practice and historical contingency must always be “radi-
cally heterogeneous” to the regime of translation, the schema of
cofiguration in which two sides are posited from the outset as if
their own conditions of production were mere teleological out-
comes of necessity, and not themselves subject to the same histor-
ical flux that enabled even the discursive apparatus through which
they could be apprehended at all.
This is why, in the question of translation, we must pay ex-
tremely close attention to the position of the translator, the site in
which the entire process remains open to a certain flux, even within
the representation of translation, which desperately attempts to re-
press the historicity of the image of “two sides”:
At best she can be a subject in transit, first because the translator cannot be an “indi-
vidual” in the sense of individuum in order to perform translation, and second because
she is a singular that marks an elusive point of discontinuity in the social, whereas
translation is the practice of creating continuity at that singular point of discontinuity.
Translation is an instance of continuity in discontinuity and a poietic social practice
that institutes a relation at the site of incommensurability. (Sakai 1997, 13)
Here the concept of the singular needs to be unpacked at length,
and in reference to a series of theoretical problems linked to the
question of the subject. Sakai locates the concept of singularity in
the figure of the translator, what he calls the subject in transit, that
is, the “point of discontinuity” in the representation of translation
translation / spring / 2014
as a smooth transposition of meaning between one signifying sys-
tem and another. The singular here is thus a marker of interruption,
an emblem of a split, a break, or a rupture. Equally, however, the
37
singular is also that mechanism through which continuity attempts
to renew or renovate itself, needing to always be articulated through
concrete instances and thereby attain a social solidity. As a conse-
quence, singularity is that form in which both continuity and dis-
continuity find a foothold or grounding, a paradox or dynamic
tension that furnishes the point of rupture in the regime of transla-
tion. It is in this sense that singularity is the site of connection be-
tween the historical practice of translation and the representation
of translation that hides or shields it from view. Equally, however,
singularity is also the point around which our investigation of pol-
itics must circulate.
Politics: The Torsion of the Two
Just as the concept of translation is in fact a divided con-
cept, suspended between the regime of translation (the work of its
representation) and translation as such, so too is the concept of pol-
itics divided between at least two dominant instances. Translation
itself is a marker of instability, a point or site within the social mo-
tion at which there is an active process of institution, the formation
of a relation out of the field of radical incommensurability. But the
regime of translation is a repression of this radical singularity, one
that instead relies on an ahistorical insistence on the ubiquity of the
two. Here is where a theoretical relation can be drawn between
translation and politics. But let us first investigate the concept of
politics as such, before we enter into the relational concept of a pol-
itics of translation.
The two dominant instances through which the concept of
politics is broadly understood can be conceived in terms of ubiquity
and rarity. What do these two relations signify? Our global moment
is one in which politics appears to be everywhere: in our personal
lives, in our increasing capacities to participate in supposedly po-
litical processes (polls, questionnaires, the interactive space of on-
line news, the massification of opinion via social media, and so
forth). Our tendency today, therefore, is to imagine that politics is
something ubiquitous: always available, easily accessible, a ques-
tion of simply “choosing” or “thinking” within a field of immedi-
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acy, a direct plane of outcomes that lies within our proximate
horizon. But is this thesis not in fact the death of politics as such?
What specificity could we even accord to politics if every social–
38
historical instance were considered “political”? The concept of
ubiquity presupposes that everything is political, that politics suf-
fuses our situation. In a sense, this concept of politics is one that
conceives of it as a continuity, as a constantly present field of in-
stances that emerge in and through everything. But what if instead
we were to say that politics is rare? In other words, what if we were
to state that politics is not what is included throughout the social–
historical world, but rather what is excluded? The argument for the
rarity of politics is one that suggests something quite different from
the thesis of ubiquity. Here, instead, politics would be conceived
as a specific, concrete, historical, and practical figure, something
with specific moments of institution, something that emerges in and
through a specific conjuncture, rather than a presupposed immanent
and universally accessible field.
Such a concept of politics could be said to have a certain
genealogy of recent and contemporary thinkers associated to it:
Foucault, who rejected the ubiquity of politics, and instead spoke
of the possibility of politicization, the “making-political” of social
instances through practical interventions; Badiou, who insists on
the event, which punctures the seemingly smooth and closed situ-
ation by introducing new and inventive contradictions, grounding
a political sequence and thus retroactively convoking a political
subject through a fidelity; Rancière, in whose work we find an em-
phasis on the strong intervention of an egalitarian proposal that sus-
pends the representations possible in the dominant order, an
opposition that he names the antagonism between “politics” and
“police.” In essence, all these thinkers oppose the basic thesis that
“everything is political,” insisting instead that, strictly speaking, if
everything is political, then in truth nothing is political, because
politics here would be indistinguishable from the situation of its
emergence, eliminating entirely any element of contestation or nov-
elty. If everything were political, the very act of politicization would
be meaningless. There would be no need for political analyses or
political interventions that above all introduce an element of exte-
riority into the situation, exposing it to new limits, boundaries, and
combinations rather than simply accepting the status quo as a set
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of rigid givens. In this sense, contestation itself would merely be
enclosed within an economy of inclusion, such that any force of the
outside would itself already be presupposed as internal to the all-
39
encompassing, entirely immanent situation. Here, of course, there
would be no need to speak of politics as such, because if politics is
anything, it is precisely the rare moment when the existing social
and historical arrangement is called into question by means of novel
and inventive acts of contestation, the creation of new antagonisms
that previously could not be represented in the conjuncture.
In thinking this concept of politics, let us take an example
from Rancière, who offers an apt formulation: “Politics exists when
the figure of a specific subject is constituted, a supernumerary sub-
ject in relation to the calculated number of groups, places, and func-
tions in a society” (Rancière 2004, 51). Here a series of terms
emerge that are crucial for our analysis. First, as Rancière points
out, the question of politics is always linked to the question of the
subject. But there is an important proviso, in that the subject – that
is, the subject of a political process – is not considered here to be a
given, something that would be presupposed. Rather, the typical or
commonsensical order of the process is inverted: the subject is un-
derstood as an effect of politics rather than its guarantor, justifica-
tion, or legitimating force. It must also be said that here the subject
is specific, that is, the product of specific circumstances, trends,
and forces. But what Rancière also emphasizes here that is most
crucial for our analysis is his emphasis that this subject is always
supernumerary. What does he indicate with this concept? There is
here a thought of countability or calculability: as we know, a given
social formation is composed of groups, interests, communities,
forms of relation, and types of social linkages. For this given soci-
ety, the social body itself apprehends these elements; certain groups
are recognized, acknowledged, and counted, or accounted for in
the body of society as a whole, by means of statistical interventions,
censuses, and surveys. In other words, these groups and communi-
ties constitute a specific number rather than an infinite series. This
must be the case because for a group to count as one it must be ac-
knowledged as such.
But what Rancière points us toward here is a concept of
politics that exceeds or that cannot be encompassed by this calcu-
lability, this preestablished count through which society constitutes
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itself in a given situation. Instead, he claims, politics proceeds when
a supernumerary—some element, statement, concept, action, in-
vention, creation—that is not calculable within the given hierar-
40
chies, taxonomies, and arrangements presents itself within a social
formation. This figure of politics would be precisely an excess el-
ement escaping calculation that, by presenting itself within an order
of the count, suspends that order by its very existence, calling into
question the very foundations of the forms of ordering making up
the social status quo. Elsewhere, Rancière provides us with a sug-
gestive historical episode that might clarify the process by which
this rare conception of politics erupts, inserting into the conjuncture
an entirely new mode of contestation that, strictly speaking, was
absent prior to its enunciation, prior to the historical act of politics:
The difference that political disorder inscribes in the police order can thus, at first
glance, be expressed as the difference between subjectification and identification. It
inscribes a subject name as being different from any identified part of the community.
This point may be illustrated by a historic episode, a speech scene that is one of the
first political occurrences of the modern proletarian subject. It concerns an exemplary
dialogue occasioned by the trial of the revolutionary Auguste Blanqui in 1832. Asked
by the magistrate to give his profession, Blanqui simply replies: “Proletarian.” The
magistrate immediately objects to this: “That is not a profession,” thereby setting him-
self up for the accused’s immediate response: “It is the profession of thirty million
Frenchmen who live off their labour and who are deprived of political rights.” (Rancière
1999, 37)
In essence, the crucial point of this historical moment is ex-
pressed in terms of a “subject name” that is “different from any
identified part of the community.” What is already included or
counted within the existing situation is a compositional part of that
situation, something “identified” (sighted or cited) within the set
of available relations produced by the status quo, the arrangement
of forces at work. Thus, when Blanqui refers to himself before the
magistrate as a “proletarian,” he presents the subject-name of some-
thing paradoxically foundational to the existing order, but in a neg-
ative or absent sense. The figure of the proletariat appears as the
negative ground of the status quo, the element that must be included
insofar as it is a core element of the situation (“the profession of
thirty million Frenchmen who live off their labour and who are de-
prived of political rights”), but that must be excluded as calculable
within the existing social and political arrangements, because to do
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so would expose the instability, the contingency and accidental na-
ture of the dominant discursive apparatuses for the ordering of so-
ciety (the figure of the citizen, legal personhood, state recognition).
41
All of these elements are themselves historical products, but prod-
ucts whose contingent and historical origins must be erased or cov-
ered over in order to function as putatively “natural” givens in the
maintenance of the social order. It is here that Rancière points out
that politics is exactly what emerges at the point when this erasure
of historicity is exercised, when the element that is excluded in rep-
resentation presents itself.
Here, we might profitably take up another complimentary
discussion, this time in the work of Alain Badiou, who has exten-
sively developed the generic conceptual schema behind such an un-
derstanding of politics by drawing a clear distinction between
representation and presentation, and the position of an evental rup-
ture in the supposedly “normal” course of the situation, a circum-
stance linked in his thought to the figure of the State.
The ultimate effect of an evental caesura, and of an intervention from which the intro-
duction into circulation of a supernumerary name proceeds, would thus be that the truth
of a situation, with this caesura as its principle, forces the situation to accommodate it:
to extend itself to the point at which this truth – primitively no more than a part, a rep-
resentation – attains belonging, thereby becoming a presentation. The trajectory of the
faithful generic procedure and its passage to infinity transform the ontological status
of a truth: they do so by changing the situation “by force”; anonymous excrescence in
the beginning, the truth will end up being normalized. However, it would remain sub-
tracted from knowledge if the language of the situation was not radically transformed.
(Badiou 2005, 342)
Here Badiou, in a dense and concentrated formulation,
points out something crucial for this discussion of the supernumer-
ary “subject-name” in the question of politics: the role of force. In
essence, when Rancière relates the story of Blanqui’s trial, what he
points out is that something derived from the situation but not co-
extensive with it erupts into being and “forces the situation to ac-
commodate it.” More specifically than merely its supernumerary
character, it is this forcing that expresses the nature of politics. A
political process does not merely present something absent from
the situation that nevertheless must play a role within it; rather, it
forcibly punctures the situation by means of an insistence. What is
“counted” in the situation is given a place within it. But what is su-
translation / spring / 2014
pernumerary, what exceeds calculability in the optic of a putatively
constant and stable scenario, never attains a clear “place” within
the logic of the situation into which it intervenes. This is because,
42
as a forcing, such a supernumerary intervention always compels
the situation to modify its equilibrium in order to persist.
What we might then say is that, if politics is the rare and
evental forcing of a modification of the situation by means of the
intervention of a supernumerary element, then the representation
of politics as a calculable, easily accessible, and immediate field
obscures and represses politics as such. This we could call “the
regime of the political,” the mode of inquiry that reduces the in-
stance of politics proper—a forceful and hazardous intervention
that institutes a novel modality of the situation—to a mere set of
choices already presented within the field of commensurability. Let
us expand more on this point.
What is commensurable is capable of a relation, capable of
being included in a preestablished or presupposed set of potential
relations. What is incommensurable is a radical difference, a dif-
ference that cannot be “explained” or resolved, even into a rela-
tional concept of “difference” itself. Concepts of difference that we
frequently encounter in theoretical analysis—cultural difference,
linguistic difference, sexual difference, national difference, etc.—
are not, strictly speaking, incommensurable. One putative cultural
space is contrasted with another, instituting a relation of “differ-
ence”; one presupposed linguistic community is placed into relation
with another, establishing a system of ordering “differences” be-
tween the two zones; physical elements, social behaviors, cultural
practices, and so forth are formed into categories of belonging,
thereafter establishing modalities of detecting supposed “abnormal-
ities” and forming a regime of differences with types of relations,
modes of contrast, means of comparison, and so on. But all these
“differences” are forms of specific difference, differences that are
gradations of contrast within a conceptual species. In other words,
rather than being markers of difference as such, these are all rela-
tions included within a regime of homogeneity, one in which the
heterogeneous is ordered on the interior of a bordered space of uni-
vocality.
When politics is thought as the simple oscillation between
already-established positions within the field of commensurability,
translation / spring / 2014
what is desperately repressed is the historicity of politics as such,
politics as an historical act. Paradoxically, however, it is always
history that is appealed to in the service of this erasure: the situation
43
is treated as a necessary outcome of a circumscribed history, a lan-
guage is retrospectively made a unity through appeals to national
history, a social circumstance is made “natural” by means of retro-
jecting a historical development onto a contingent process. But in
this way, the historical possibility of politics, the fact that politics
has no guarantee or legitimating force, is covered over and re-pre-
sented as a set of necessities. The radical historicity of politics is
contained precisely in its excess over the historical narrative, the
inability of appeals to history to exhaustively account for the his-
torical materiality of the institution of a new mode of social exis-
tence, or to account (or “count”) for the historicity of singularity
(see Haver 1986). If politics then, is a fidelity to a concept of his-
toricity as incompletion, it is never an incompletion that would lead
to abstention or withdrawal. Such a concept of politics, by empha-
sizing the incompletion of the historical process and the radical
incommensurability of interventions supernumerary to the conjunc-
ture, is instead a theory of partisanship. And this concept of the
partisan is always a thought of the two. From the outset, politics
has its own concept of “two”—the situation and the intervention,
the field of the countable and the supernumerary, for instance. It
might be argued that such a conception of politics can never be re-
ducible to the two precisely because it is supernumerary and there-
fore exceeds all forms of the count. But this would be to
misunderstand the status of the two, a decisive concept that we now
must clarify in knitting together the questions of politics and trans-
lation.
The Politics of Translation: The Distribution of Force
Having considered two separate concepts—the relation be-
tween translation and its representation (the “regime” of translation)
and the relation between two conceptions of politics (ubiquity and
rarity)—I want to consider the possibilities for thinking the politics
of translation through an articulation of these two fields of inquiry.
First and foremost, let us revisit the basic problem: the representa-
tion of translation is a regime in which two sides are made to ap-
pear. It is not the case that these two sides are “already there”—
translation / spring / 2014
translation is an act in which this division or separation is enacted.
This division or separation occurs for at least two reasons. On the
one hand, it expresses the forms of political subjectivation that are
44
given by means of social relations and that express social forms of
power and subordination. On the other hand, the intervention into
this regime—which cannot be simply or easily overcome, as it es-
sentially expresses the social-historical forms through which sig-
nifications such as language itself are inherited—cannot consist in
refusing the act of division or separation either. To do so would
simply mean valorizing a flattened concept of immanence, in which
the copresence of all phenomena was treated as one indistinguish-
able plane. The political consequences of this are stark: the status
quo is thus treated as the immanent expression of the existing field
of elements, which only have to be differentially arranged to enact
a political intervention. Everything is interior to this schema, it ends
in proposing a certain univocality of politics and of thought, in
which an actual break remains impossible.
In other words, if our reaction to the concept of translation
as a schema, as a modality of analysis, remains at the level of sim-
ply refuting the parceling out of phenomena into “two,” we will be
unable to sustain a genuine politics of translation. A politics of
translation must not take the immanentist route, which presumes
that the response to the simplistic binaries of modernity is to pro-
pose instead one unitary field in which everything is arrayed for
experience. This would be to deny the politicality of politics proper,
which consists precisely in following through the consequences of
what cannot be included within a unitary field of experience. In
other words, if we are to create a politics of translation that is not
merely an acting correlate to the regime of translation, in which we
are consistently given “two sides” of a false choice, we must at-
tempt to inhabit this relation of the Two in a divergent manner, to
see how this separation might function differently. If we were to
say that politics is rare, while the regime of politics is ubiquitous,
we might also say that, although the discursive apparatus of the
regime of translation makes us think otherwise, in fact translation
is rare.
Let us now take up this question of the two, the question of
how to think this problem without simply valorizing the false bi-
nary structure of the schema of cofiguration. In the case of transla-
translation / spring / 2014
tion, the representation of this concept always relies on the image
of the structure of communication—one successful and unitary se-
quence is “translated” (here transposed, recoded, reframed) into an-
45
other. In this representation, therefore, a figure of the two is always
being generated: two sides, two languages, two systems of enunci-
ation. This sense of equivalence—the insistence that translation is
a smooth transfer of meaning from one “side” to the other—is given
by means of the regime of translation itself, in which the structure
of presupposition is always relied on as a primary driving force.
Language itself is presupposed as coextensive with national com-
munity or with an instituted and given community of belonging,
thus rendering all instances of translation into modes of communi-
cation or transfer between these already-presupposed entities. In
this sense, to insist on the historical act or practice of translation is
also an insistence on the instability of this two, an emphasis on the
point that this two is in no way a coherent or natural arrangement
but rather itself a historical product of the encounter of translation,
which is then retrospectively attributed to its origins, and then once
again conjured up in order to derive itself from its own presuppo-
sitions. This peculiar and circular logic of origin is a general phe-
nomenon of capitalist society, one that we must insist is in no way
limited to the questions here under consideration (see Walker 2011,
and 2012). But for our purposes, what is distinctive and crucial
here is to try to think of how we can understand this figure of the
two—of division, scission, torsion, and so forth—without repro-
ducing the other two, the binary structure of cofiguration presented
to us in the regime of translation.
If the two of the regime of translation is a two that is lo-
cated, as we have discussed, within the presupposed terrain of com-
mensurability, we might profitably ask: is this cofigurative pairing
really a Two at all? Is it not the case that the secret of the regime of
translation is in fact its flattening of the uneven and hazardous prac-
tice of translation, in which neither “side” preexists the process, it-
self never a simple teleological instance? If this is all true, should
we not refer to the regime of translation not as a Two but as a One?
In fact, what the regime of translation and the regime of the political
share, in flattening their respective practices into simplistic forms
of commensurability, is a refusal of contestation, of the truth of the
two, the truth of division and rupture, that another direction is pos-
translation / spring / 2014
sible, and one must choose. One must choose because politics,
while contained in the supernumerary eruption that suspends the
dominant order by introducing or presenting a structuring principle
46
that is nevertheless absent, consists also in upholding the conse-
quences of this eruption (see Walker 2013). In the guise of the two,
what is really presented to us in the regime of translation and in the
regime of the political is a concept of the one, of a field without
real scission, a space of preordained “difference” within which
everything has already been decided, placed into a regime of rela-
tion that excludes critical contestation.
In considering this duality of the two, suspended between
the historical practice of translation and its representation, we might
proceed here by entering into the thinking of the concept of the di-
alectic, this embattled and even “scandalous” term, a term over
which fierce contestations in the theoretical field have been fought.
The question of the relation between the analysis of translation and
the thought-form of the dialectic is fraught and complex. How can
we think these two instances of relation or non-relation together?
What is at stake in doing so? First and foremost, before we enter
fully into the elaboration of this question, I want to state from the
outset my basic thesis: the politics of translation remain fundamen-
tally linked to the dialectic precisely because the dialectic is the es-
sential form through which the critical force of antagonism and
contestation is preserved. But what is it, in the form of dialectical
thought, that remains linked to this split of translation and its rep-
resentation? Marx reminds us:
The dialectic in its rational form is a scandal and an abomination to the bourgeoisie and
its doctrinaire spokesmen, because it includes in its positive understanding of what ex-
ists a simultaneous recognition of its negation, of its inevitable destruction; because it
regards every historically developed form as being in a fluid state, in motion, and there-
fore grasps its transient aspect as well; and because it does not let itself be impressed
by anything, being in its very essence critical and revolutionary. (Marx 1996, 20)
The dialectical torsion between elements is an expression,
not of simple commensurability, but of the historically practical
character of relations, in which the very terms of the relation itself
are subject to a fluid motion, a flux of radical singularity, in which
the terms—and the putative division between them—torsionally
invert into each other, each in turn containing the seeds of the prior
translation / spring / 2014
results and cyclically passing between forms of solidity. The di-
alectic is in essence a refusal of the simplistic commensurable stra-
tum of specific difference, a refusal that posits a new and restless
47
Two, ceaselessly changing in history and practice, against a mere
binary treated as two sides of a given field. This “rational form”
here is of course the Hegelian “rational,” the figure of intelligibility,
not the concept of rationality linked to the questions of “rational
choice,” homo economicus, and so forth. What is this “rational”
figure in the field of translation? It is precisely politics. Politics is
the form through which the potentiality of translation—the histor-
ical act of making, creation, relation in the space of incommensu-
rability—realizes itself in the social life world. In this sense, the
politics of translation is an entirely literal phrase: translation, rather
than its representation, realizes itself in and through politics, un-
derstood here as the field of contestation, raised to a principle: the
principle of the supernumerary historical intervention that cannot
be merely reduced to an outcome of the existing situation.
The politicality of the split between the historical practice
of translation, the pure articulation in the space of the incommen-
surable, and the representation of translation as communication or
exchange between two given sides is a conflict between two images
of duality: the regime of translation or schema of cofiguration es-
sentially produces a false image of the two in order to neutralize the
real of the Two, the radicality of intervention that the Two expresses.
This latter duality is not the simple exchange between one “side”
and another, but a two that expresses the split between the state of
the situation, in which difference is flattened into commensurability,
and the eruptive intervention of singularity that presents the void
core of the situation, that exposes its regime of cofiguration.
To apprehend the singular is frequently nothing but a reduc-
tion to a genealogical or taxonomical structure, a process through
which the singular is itself erased as singular, precisely in an act of
attempting to “locate” it, to “site” (or cite) it. The structure of the
citation, the historicization, whereby the singular comes to be a sta-
bilized meaning, a stable signification, places the singular into an
economy of signification, one that then saturates the original in-
stance with a full density of meaning. When we cite a quotation we
do more than simply “locate” a text: we refer a series of words, con-
cepts, and statements to a group of significations—places, names,
translation / spring / 2014
publishing houses, networks of knowledge, linkages of power, pa-
tronage, intellectual heritage and genealogy, modes of analysis, par-
tisan groupings within the production of knowledge, etc.—thereby
48
overwriting the cited text with a deeply sedimented, ingrained his-
tory. This interjection of the historical into the text constitutes one
of the key elements through which the singular tends to always van-
ish, emergent but interrupted, in the process of its own elaboration.
In turn, just as a statement once cited transforms from an irruptive
interjection into a genealogical referent, so too a politics that pres-
ents itself as a natural outgrowth of a set of givens or field of histor-
ical necessities erases the element of politics proper—antagonism,
contestation, the singular exposure of the void of the situation.1
One of the peculiar aspects of the question of translation,
one crucially pointed out by Sakai, is that translation names both
the negative system of capture in which social phenomena are
bracketed into simple dualisms (the schema of cofiguration or
regime of translation), but also names the affirmative politics
through which this gap itself is negotiated or intervened into, in
practice, in strategy. Translation always implies strategy. We know
that there is a politicality of translation—but the real question is, if
this politicality is merely the expression in the political field of the
double bind of the regime of translation, how can we develop a
specifically affirmative politics of translation? Here part of the es-
sential question is the distance, separation or split between the one
shore of translation and the other. Can we learn something essential
here from the question of politics more broadly? In the political
sphere the problem is exactly that you must take a distance from a
relationship of antagonism in order to develop your forces on your
own terrain. What does this tactical consideration mean for the pol-
itics of translation?
The representation of translation makes the social space of
incommensurable and radical heterogeneity into a simple relation
of two already-determined sides. But this two, as we have noted, in
fact functions in a univocal manner, suspending the radical differ-
ence of the two under the homogenizing force of the one, the field
in which specific difference is already included in its count of the
situation. In contrast to this false pairing, politics consists in the ac-
tive and forceful production of a two where previously there was
translation / spring / 2014
..........................
1
On the thought of singularity, see Lazarus, especially 1996 and 2013. I intend to extensively discuss the
unique and original work of Lazarus on another occasion.
49
only one: the act of division here is of a decisively different char-
acter than that of the regime of translation, in which division is only
a simulacrum of difference. Politics, in this sense, precisely consists
in the radical act of making two sides appear—two antagonistic
classes, two lines, two positions—and in refusing the two (the
schema of cofiguration) produced by the situation itself and in
which we find nothing but a field of mutually reinforcing complic-
ities. Let us take the example of class—the quintessential social cat-
egory of capitalist society—in thinking the possibility of a politics
of translation:
The simple class contradiction is a permanent structural fact, economically locatable
(weak correlation), while the class struggle is a process of particular conditions, entirely
political in essence, which is not deducible from the simple weak correlation. To con-
fuse the class contradiction with the class struggle, to practice the correlative indistinc-
tion of the contradiction, is the philosophical tendency of economism, workerism, the
Marxism of drowsiness and the classroom. (Badiou 2009, 24)
In the same way that the “simple class contradiction” is a structural
fact of the situation under which it exists (world capitalism), so too
the “regime of translation” which establishes the civilizational-
colonial division of labor is a structural fact of the “international
world,” the world constructed from the unit of the nation–state.
What this means in practice is that a politics of translation cannot
begin from the mere “structural fact” of translation—the fact that
significations and social relations are parceled out and distributed
according to the schema of separation and classification as discrete
and holistic entities—but must begin instead from the active nega-
tion of this fact. Such a politics would not refuse the concept “trans-
lation,” but would attempt to enter into it from another direction,
another mode of possibility, a way to “apprehend singularity with-
out making it disappear” (Badiou 2005, 30), without making it dis-
appear under the weight of its own name.
Just as politics can never confuse the class contradiction—
the mere fact of the situation—with the class struggle, the active
and inventive intervention that cannot be accounted for in the terms
of the situation, so too a politics of translation must never conflate
translation / spring / 2014
the representation of translation with the rare and singular en-
counter of translation. A politics of translation would consist in the
apprehension of singularity, an apprehension that would hold it in
50
tension, refuse to subsume it under the weight of its own surround-
ing economy, but that would sustain its visibility in the midst of a
regime of representation dedicated to rendering it invisible. In a
time when the mutually reinforcing civilizational narcissisms of
area studies and the representations of the international world are
being constantly presented in the schema of cofiguration, the po-
litical and historical work of translation remains a decisive task.
Elaborating new political modes of relation, actively creating new
linkages and solidarities beyond the simplistic communicative
model that we are given by the regime of translation in which we
are immersed is a task that reminds us of the center of a politics of
translation: a new and open search for the possibilities of the com-
mon, but an uncanny common, a common that disturbs our sense
of inherited belonging and that suspends our fantasies of natural
affiliations. Only through a careful consideration of the politics of
translation can we hope to produce this hazardous and contingent
possibility of the common, a new mode of life desperately needed
in the global present.
translation / spring / 2014
51
References
Badiou, Alain. 2005. Being and Event. Translated by Oliver Feltham. London: Con-
tinuum.
Badiou, Alain. 2005. Metapolitics. Translated by Jason Barker. London: Verso.
Badiou, Alain. 2009. Theory of the Subject. Translated by Bruno Bosteels. London:
Continuum.
Haver, William. 1996. The Body of This Death: Historicity and Sociality in the Time
of AIDS. Stanford: Stanford University Press.
Lazarus, Sylvain. 1996. Anthropologie du nom. Paris: Seuil.
———. 2013. L’Intelligence de la politique. Paris: Al Dante.
Marx, Karl. 1996. “Afterword to the Second German Edition.” Volume 1 of Capital,
volume 35 of Marx–Engels Collected Works. New York: International Pub-
lishers.
Rancière, Jacques. 1999. Disagreement: Politics and Philosophy. Translated by Julie
Rose. Minneapolis: University of Minnesota Press.
———. 2004. The Politics of Aesthetics. Translated by Gabriel Rockhill. London:
Continuum.
Sakai, Naoki. 1997. Translation and Subjectivity. Minneapolis: University of Min-
nesota Press.
———. 2009. “Translation and the Schematism of Bordering.” Translated by Gavin
Walker and Naoki Sakai. Presentation at Gesellschaft übersetzen: Eine
Kommentatorenkonferenz, October 29–31, 2009, Universität Konstanz, Ger-
many.
Walker, Gavin. 2011. “Primitive Accumulation and the Formation of Difference: On
Marx and Schmitt.” Rethinking Marxism 23 (3): 384-404.
———. 2012. “Citizen-Subject and the National Question: On the Logic of Capital
in Balibar.” Postmodern Culture 22 (3). Project MUSE. Web.
<http://muse.jhu.edu/>.
———. 2013. “The Body of Politics: On the Concept of the Party.” Theory & Event
16 (4). Project MUSE. Web. <http://muse.jhu.edu/>.
Gavin Walker is Assistant Professor of History and East Asian Studies at McGill Uni-
versity in Montréal, Québec. He has been a Mellon Graduate Fellow in the Society for
the Humanities at Cornell University and a visiting researcher at Hitotsubashi University
in Tokyo, Japan. He works on modern Japanese intellectual history, Marxist theory and
historiography, and contemporary critical theory. Recent publications include “The Ab-
sent Body of Labour Power: Uno K z ’s Logic of Capital” in Historical Materialism 21
translation / spring / 2014
(4) and “The Body of Politics: On the Concept of the Party” in Theory & Event 16 (4).
He is currently completing his book, entitled The Sublime Perversion of Capital: Marxist
Theory and the Politics of History in Modern Japan.
52
| Unimi Open Journals |
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] | Translation and national sovereignty.
The fragility and bias of theory 1
Rada Iveković
.................................
[email protected]
Abstract: The author starts by describing her own relationship to language and
translation, which is the result of her growing up between languages and among
several. She proceeds to explain why she uses elements of “Indian” philosophies
to highlight her point about language and translation, just as she uses elements
of “continental” philosophy, with the advantage that exposing “our” problems
to that “elsewhere” sheds unexpected light on them. She then explains difficulties
in language, translation, and understanding as a result of the division between
“theory” and “practice,” and gives examples (such as those from ancient Indian
languages and writings) of cultures where that division was avoided. The divide
takes sharper contours in the relation between the “west” and the “rest.” As-
sumptions of superiority are based on the tacit cognitive precondition of separating
theory from practice by an insurmountable wall. Historically located polities have
each a general corresponding cognitive order and translation regime. Which means
that whole genealogies of knowledge have remained invisible to European lan-
guages, untranslated, apparently untranslatable to the hegemonic gaze. The con-
clusion points to the disaster of national subjectivation in Yugoslavia, in the
post-Yugoslav states, and elsewhere.
______________
Translation always raises the question of its politics. I will
try to argue for the inevitability of an inter-con-textual and political
approach to translation, quite beyond the textual one.
I start from the observation that any “origin” is located,
therefore oriented, therefore interested, and therefore concealing a
politics; that knowledge is historically informed and that so is there-
fore translation. Language and translation are not neutral: translata-
translation / spring / 2014
..........................
1
This paper was partly written while i was Visiting Senior Research Fellow at the Asia Research Institute,
National University of Singapore, from February to June 2013. I thank ARI and in particular professor Prasen-
jit Duara, ARI’s director, for their input and for giving me the opportunity to carry out this work in excellent
conditions.
53
bility, not only as a possibility, but also as a fundamental mecha-
nism, is already there in any language capacity, even before we can
name the language. Both have associated themselves since moder-
nity with the constitution of the nation.
Translation is both on the side of a metaphor as well as, lit-
erally, of language(s) and of the material production of worlds, in
both cases as political. They involve a declared or hidden politics
of translation. Languages traverse each other, bear one another, and
rub against each other, even beyond our awareness. They are not
mutually excluding. No child is born monolingual. Monolingualism
is inculcated in and through a national horizon and the definition
of a national language. In this sense a world of translation—trans-
lational—is still a transnational world. Because languages are com-
municating vessels decanting into each other, content is never
transferred from a source language into a target language without
rest or excess. Translation cannot be reduced to a binary, and it ac-
tually precedes the definition or establishment of national and lin-
guistic difference. It happens not between but within languages. It
is a complex relationship fleeing in various directions, including
all the way through languages, and it transforms the translator as
well. The writings of protagonists translate to themselves and to
others, but above all, to later generations, their lives, imaginaries
and historical conditions. Understanding them from outside their
context, from a later generation, or from another translation regime
requires some ability of brokering between parallel, circulating, and
intersecting histories, where everything is moving and changing
meaning: translation takes place on uncertain ground, according to
uncertain principles, without guarantee, and gives vacillating, un-
certain results. Translation is inevitable, although its politics is un-
predictable. The question of learning from others’ experience, or
from experience tout court arises. How do we translate from one
regime of sentences (Wittgenstein, Lyotard), or from one world,
into another? But how do we translate from one translation regime
to another?
An example: the impossibility and difficulty to translate
“caste” (as well as many other terms): the concept of caste is a nor-
translation / spring / 2014
mative concept of Western sociology for India. How does it trans-
late into India, and back to and from India? It is a “travelling”
concept, lost between theories and undermining the construction
54
of hegemonic knowledge, which is oblivious of translation regimes
or of the politics of translation. The question concerns a minimum
rhetorical rule: since we can only speak of language from within
language itself, don’t the rules about language also apply to the
would-be metalanguage?
Lost in languages
I was born into Serbo–Croatian which, rather than a clearly
and once-and-for-all standardized language, was a constellation
consisting of a number of different language feelings, stylistic val-
ues, competing standardizations, carrying of course various accents,
some syntactical variations, and multiple vocabulary choices. By
the accidents of life, i was exposed early on to a series of variants
of that language (once going under that common name, though no
more). These corresponded to different places in Yugoslavia. The
language feeling was regional and local rather than national, be-
cause the national/state framework itself was fragmented by ac-
cents, syntax, scripts, writing, and various rival standardizations.
The language could be “more Croat” or “more Serb,” with a grada-
tion and no absolute distinguishing principles. I could read the two
scripts before going to school. Across that nébuleuse of multiple
possible ways of speaking and writing that were however heavily
disputed by politicians and by some language-policing linguists,
and that were used to express other political disagreements, i, like
everyone else, could find my way at large throughout the country,
understand and be understood. Speaking was no issue at all. Pub-
lishing was, however, depending on the linguistic politics of your
editors, of the journal, the publisher, or the local academy. I was
constantly negotiating with editing rereaders—bearers of a great
variety of language views and believers in different standardization
conventions—about my articles and books. We called them “lec-
tors.” Some of them were my great enemies, in general those who
were staunch advocates of a strong official codification of separate
national languages (whether Serb or Croat). You could tell from
their editing (submitted to us before publication for proofreading)
not only their linguistic and translation politics most of the time,
translation / spring / 2014
but their politics tout court (Iveković 2007a).
The result is that i have published, depending on how i man-
aged to negotiate my personal language and how my own relation
55
to it evolved, in a great variety of forms of Serbo–Croatian, com-
pletely “inconsistently” over time. It was never like French, which
you can write in only one way. Not everyone was as fickle as i was,
and most probably adopted the language of his or her social context
at the time of writing. But i moved a lot between Belgrade and Za-
greb and lived in both. You could write according to various codes
and in several ways of which each meant a political statement if
you stuck to it. That language contained a contested, competing,
and disputed inner multiplicity. Yet i couldn’t help but be utterly in-
consistent, not out of carelessness, but on the contrary out of a con-
stant concern for language, meaning, and translation. Such
inconsistency was paradoxically dictated by my continuous con-
stancy regarding language. The very spirit and most important fea-
ture of that language was that it had plural and inconclusive
standardizations as well as plentiful options, and the official rules
for writing (pravopis, which included spelling and some additional
sets of usages) also changed constantly, sometimes due to political
disputes disguised as linguistic disputes. Being consistent either
meant being dogmatic about form and sticking to only one way of
writing, or being inconsistent with the form but consistent with the
spirit of this language that was always in transformation. Great writ-
ers such as Miroslav Krleža and Ivo Andrić had written in different
modes of the language—ekavski and ijekavski—which have only
recently become (and only superficially and, in the final analysis,
wrongly, irrespective of language history) identified respectively
with Serbian and Croatian. People who had not been exposed, like
myself, to various vernaculars and manners of speaking and writing,
could stick to one form, although even there official rules changed
all the time.2
Since i started publishing predominantly in foreign lan-
guages, the fate of my writing is exactly the same: it is corrected,
..........................
2
A number of spellings and writing rules were made official for all during the lifetime of Yugoslavia, and
alternative proposals were occasionally issued by nationalist institutions. One spelling (pravopis) was the
Novosadski pravopis, or “The Novi Sad writing agreement,” of 1954 (and the revised 1962 version), which
focused on similarities, which i had decided to stick to when i started publishing, not so much because it
translation / spring / 2014
was midway between Serbian and Croatian, but rather because i thought it would be good to stick to one
as the rules kept changing all the time. It was contested by linguistic nationalists. Another attempt in 1967,
the Deklaracija o nazivu i položaju hrvatskog književnog jezika, or “Declaration on the name and condition
of the Croatian literary language,” insisted on dissimilarities and announced a first nationalist turn a few
years later (1971).
56
depending on the sensibility of the reader or reviewer, because it is
perceived to be inadequate in terms of an ideal form of the lan-
guage.
Many were those who refuted that multiplicity, who held
monolithic, sovereignist, national politics of language and transla-
tion. That language was many languages at once, or in one, always
itself in the process of translation. It was both one and many. The
comparisons were to me linguistically delectable, ruminating on
language was exciting and sometimes frustrating. The one-and-
multiple language was fluctuating in its definitions, grammars,
spelling, writing codes, and even names, which were occasionally
changed and decreed by academies, uncertain to some, loved and
disputed by many. All styles were cultivated, from the extreme
purism of each “national” language to rather syncretic approaches
where “languages” and their accents or vocabularies were mixed.3
Croatian was much more language sensitive at first sight
in its national language politics and also more concerned about
written form, but it turned out later that Serbian as a national lan-
guage (somewhat more at ease with oral expression) was no less
dogmatic, including in its apparent carelessness about form. What
was later (after the war in the 1990s) called Bosnian was more flex-
ible, less standardized, and fluctuating between the two other forms.
Yugoslavia was this peculiar country composed of six re-
publics, two “autonomous regions,” two scripts, and half a dozen
main languages, of which several were Slavic, and where Serbo–
Croatian was the most widespread, spoken in four of the federal
states (Bosnia–Herzegovina, Montenegro, Croatia, Serbia) and
taught at school in all. Serbo–Croatian was thus imposed on every-
one and was also the lingua franca. All instructions on Yugoslav
goods were in all Yugoslav languages, including minority lan-
guages. These are now all considered and named as four different
national languages, linked to the idea of each national state, and
more could appear at any time, with theoretically possible, though
..........................
3
Naoki Sakai (2013): “I do not think that difference at stake in this instance can be subsumed under the
concept of species difference.” It is worth emphasizing the fact that the determination of the species dif-
translation / spring / 2014
ference is offered as a solution to the initial problem of us being at a loss, in response to the perplexity we
come across in such a locale.” “[I]t is imperative to keep in mind that it is not because some person or
people are different—in the sense of species difference—from me or us that we are at a loss. On the
contrary, it is because we are at a loss or unable to make sense in the first place that we attempt to deter-
mine this encounter with difference within the logical economy of species and genus.”
57
now less likely, further partitions. The other two Slavic languages
were Slovenian and Macedonian, to a great extent understandable
with a little good will at least to neighbors, speakers of Serbo–Croa-
tian, who, however, did not learn them at school. Important minor-
ity languages were Albanian, Hungarian, Italian, and Romani, and
many other languages also circulated. The distinction between
Macedonian and neighboring Bulgarian responds to the same pat-
tern, and is a matter of convention, a convention governed by the
political stand on the nation. In Yugoslavia and successor states,
the language of Macedonia was and is Macedonian. But that may
change for those Macedonians who now opt for Bulgarian citizen-
ship (and get it) because it gives them an easy entrance into Europe.
There is no doubt about the hegemony of Serbo–Croatian, which,
by the end of Yugoslavia, caused a lot of bitterness in particular
with the Slovenes (the small difference) and the Albanians (the big-
ger language difference). In Yugoslavia, the languages flanked Yu-
goslavia’s constitutive “nations” and “nationalities.” 4
Only where languages are distinguished can the unity of
one language be established, says Naoki Sakai (2013). Languages
and nations tend to construct each other reciprocally in an endless
process (Iveković 2008).
I have always doubted the existence of the language i was
born into. “Lectors” often made you believe that your own language
was violating some “pure” form. Competing and coexisting stan-
dardizations did so too.
When i started university in Zagreb, i enrolled at a “general
linguistics and oriental studies” department where i read “Indian
studies,” to a great extent from a linguistic and philological per-
spective, quite old-fashioned. I came to philosophy through “In-
dian” philosophy, “in the reverse” as it were if compared to a usual
European trajectory. The nonaligned political orientation of the
country that came to introduce such and similar studies after the
1961 Belgrade first summit of leaders of the Non-Aligned coun-
tries, in view of its nonaligned and third-world friendships and pri-
..........................
translation / spring / 2014
4
“Nations” and “nationalities” (narodi i narodnosti) were supposed to be constitutive and equal, and most
had a federal republic that went by their name, while more-mixed-than-the-others Bosnia-Herzegovina
was a conundrum of its own. “Nationalities” (national minorities) had a more complex status: they were
supposed to be constitutive in their main national body as nations, in another Yugoslav republic or abroad,
as was the case for Albanians in Kosovo or Hungarians in Vojvodina.
58
orities, still relied to a great extent on an Orientalist reading,
notwithstanding the decolonization wind blowing in the 1960s that
had reached our shores with, especially, much empathy for the Al-
gerian war of liberation. We studied Sanskrit, Pāli, and Hindi,
among Indian languages, and read secondary literature not only in
our language5 but also in German, French, and English, while i soon
read Max Weber on Asia in Italian, because that seemed to be the
only available edition, or translation.
I started translating ancient texts from Sanskrit and Pāli into
Serbo–Croatian,6 besides translating contemporary philosophy
from European languages. The technical problem of transcription
and transliteration presented itself immediately with Indian sources,
and came to feed our engagement with scripts, language, writing
of foreign names and words (disputes among several options sup-
ported diversely by the script). Sanskrit has a declension of eight
cases, while Serbo–Croatian has seven. How do you decline a San-
skrit noun in Serbo–Croatian? How—and where—do you add suf-
fixes from the Serbo–Croatian declension to Sanskrit nouns? There
were many different usages and clashes over them. Sanskrit has the
sonant “r,” which operates like a syllable-forming vowel, that we
also have in our language. But English and French language tran-
scription conventions require “ri”: should we do the same, or should
we write simply “r” as we do in our language in words like “prst”?
In that case we should write (and we did) “sanskrt.” Consider ṛ (“r”
with a dot underneath) as is done in some transcriptions? Should
we write, as the English transliteration does, ś and sh, or, as the
French one does, ç and ṣ? Or should we write, in analogy with our
ć and č (two distinct sounds that foreigners usually do not differ-
entiate in our names), ś and š, something that speakers of Serbo–
Croatian understand immediately by analogy? We used to do the
..........................
5
“Our [language],” naški, has become a most widespread and neutral appellation of the common language
without naming it, since the partition of Yugoslavia, with nonnationalists. It indistinctly denotes Bosnian,
Montenegrin, Serbian, Croatian, or any future split-off language that may come. The Indian–Pakistani anal-
ogy would be de and de i. NB: i deliberately have no use for the word “dialect,” which has no meaning
outside a national vertical hierarchy of languages. Languages and dialects are of course the same, as much
as nations and ethnicities, fixed constructs within a regime of rigid “identities.”
translation / spring / 2014
6
At that time, the correct and official appellation of that language in Croatia, where i studied and started
writing (though my first book came out in Sarajevo), was “Croato–Serbian,” simply called “Croatian” in
popular parlance, just as “Serbian” was shorthand for “Serbo–Croatian” in the Serbian context. In order
to avoid further complication, i do not use the form “Croato–Serbian” when writing in English or French,
where it is in fact unknown.
59
latter, and immediately created problems for ourselves with any
quotation or reference we introduced from Western Indology, and
with local nonacademic usages.
The language problems from Sanskrit transposed into
Serbo–Croatian were a direct continuation of the language dynamics
and complications we had with our own language. Sanskrit and Pāli
became for me inner problems of Serbo–Croatian, and of the same
kind. And again, i had to deal with more or less understanding
rereading and editing. The problems raised by the alternative script,
Cyrillic, can be added to these. Cyrillic makes foreign words and,
above all, names, unrecognizable, and by the same token it also
erases some of the historic depth and traces from the written word.
Other subterfuges are needed when writing or publishing in Cyrillic,
and they, too, are diversely (non)standardized. So my experience
with mediating Indian culture in Yugoslavia and dealing with Indian
languages only continued my experience with the now nameless
language, one-and-multiple.
Since very early infancy, too, and again without any merit,
i was deeply exposed to other languages—French and Italian at first
as my parents were living in Belgium and Italy. I spoke Serbo–Croa-
tian, French, and Italian with different people surrounding me. Those
languages never left me, although they went and returned with ab-
sences or vacations, and Italian was somewhat neglected. I then
went to a French school in Germany, where i spoke French and lis-
tened to German. Later at school in Belgrade, from grade 5, i took
English as a foreign language. From there on, other European lan-
guages came through reading or listening. They also came through
the other languages and thanks to them, sometimes weighing against
each other. They came particularly thanks to Serbo–Croatian into
which i tended to translate the new words and to compare them. The
welcome diversity of those languages somehow mirrored my own
multiplicity, rather than their “national” limitations. It was only nat-
ural for me to continue between languages, understood both as
medium and mediator. I believe that the diversity, profusion, exten-
sion, complexity, burgeoning, and abundance those languages gave
me through their simultaneity and intertwining were suitable pat-
translation / spring / 2014
terns structuring my thinking and work, somehow never in straight
lines. I could not be disciplined. When writing in French or English,
i continued the same passionate relationship to language that i had
60
with Serbo–Croatian, brokering styles and writing conventions with
more or less success.
The world has changed vertiginously since i was born into
Serbo–Croatian. Not only have i been brought to learn other lan-
guages, but i have also come to construct with others intersecting
spaces of many languages with which i dealt at various levels. It is
not my merit. Estranged at a mature age from my first language, es-
pecially for publishing and work, since the dismantlement of Yu-
goslavia, i am in the—regular—situation of constantly hesitating
between languages and always being beside a language, or at a
crossroads of several languages. Stumbling, faltering, forgetting,
double and even treble consciousness help us overcome the double-
talk rhetoric, the frozen language (langue de bois), the officialese
of the pensée unique. It is a condition of epistemological diversity
and of ontological uncertainty, but it is also some kind of normalcy
and way of life. I now write in the language i was asked for a paper,
which is mainly French or English, and only rarely Serbo–Croat.
The dilemma is devastating not regarding articles, but when it comes
to fictional writing: here, no language suits me any more.
But why the hesitation, since displacement is the rule? Un-
certainty is critical and part of the technology of becoming in dis-
placement. It is part of a translated world. It may not be the easiest
thing to live and it doesn’t guarantee any progressive politics, but
we are lucky it is there and lucky to be able to mold a world without
absolute translation (Iveković 2007a, 21–26; 2007b). Stumbling
ushers us into the wasteland, the terrain vague, that will give the
hors champ, the off camera, the tiers instruit (Serres 1991), the dis-
tance necessary for writing, translating and working. Uncertainty
comes as the necessary third “language” or other, the third element,
an operator and broker.
Brahmā’s Net
Brahmā’s net is the name Buddhists give to ideology.7
Avijjā, ignorance about both the origin and the functioning
of the world, keeps us within that net. In a very early linguistic turn
translation / spring / 2014
..........................
7
Brahmā-jāla: Brahmā’s net is also “the all-embracing net of views,” a hegemonic point of view that, in
the eyes of the Buddhist, would be Brahmanistic. There is a speech attributed to the Buddha, Brahmajāla
Suttam (Dīgha-nikāya 1, 1), which deconstructs under that name different doctrines, including unorthodox
ones, existing at that time. Višṇu, Śiva, Brahm are the Trimūrti, the “troika.” Like all three, Brahm is a
61
in Indian philosophy (6th–7th century BCE), Buddhists discovered
that language couldn’t say it all, being itself part of that whole.
There is no metalanguage different from language. The “beginning”
being unknown, Buddhists cultivated cognitive uncertainty and
self-decentering.
Let me, however, clarify that i do not take Buddhism as a
model to follow, nor do i preach it. I only take it as arguably the
clearest example, possibly with Daoism, of a series of ancient
“Asian” epistemes having certain characteristics highlighted here
through the example of Buddhism. Some of these features are: not
cultivating the putative split between subject and object (which is
really a capturing apparatus of hegemony), between theory and prac-
tice, or between sovereignty and exception—amongst others. This
does not mean that Buddhism, much as any other philosophy, cannot
be used and misused to enhance nationalistic politics—as it has been
in many examples, particularly Japan, or recently more locally in
Myanmar and Sri Lanka, if these things can be measured. So Bud-
dhism doesn’t give any guarantee for an equitable translation
regime, nor should it be idealized. No philosophy carries within it-
self the guarantee of its infallibility.8
I use elements of “Indian” philosophies to highlight my
point just as i use elements of “continental” philosophy, with the ad-
vantage that exposing our problems to that “elsewhere” sheds un-
expected light on them.
Untranslatability is a paradox: there are untranslatables (Bar-
bara Cassin 2004; Lyotard 1983; Balibar 2009); there are also con-
ditions of (un)translatability. What is untranslatable according to one
translation regime, may be translatable in another. There is no ab-
solute translation. There are degrees between untranslatables and
translatables (Iveković 2002a, 121–145; also at Iveković 2002b), in-
dicative of a multitude of options. There are levels and registers of
translation, which all point to the circulation of (non)intended mean-
..........................
masculine figure and, although without rites, he is also the anthropomorphic personification of the Brah-
manist universalist ideal brahman (n.), the absolute. I distinguish between Brahmanic and Brahmanist, the
latter involving ideology and a universalist project.
translation / spring / 2014
8
I would like to thank Naoki Sakai for pointing out to me the danger that talking about Buddhism may
lead to some kind of its idealization: this is not the intention here, nor am i pleading for any kind of indi-
genism. We should also meditate on the fact that this is very difficult to get through under the ordinary
hegemonic translation regime. I am not dealing with the existing political instrumentalizations of Buddhism,
but with the Buddhist conceptual apparatus.
62
ing and implications, with possible incalculable gaps between the
two. Because we have the option between an infinite number of
translations (including impossibility and unwillingness), and an
equally infinite number of methods, we either translate in sheer ig-
norance of our subject-position as translators/mediators, or we must
have a politics of translation and know or ignore that we do.
Lyotard’s Le Différend (1983) was a turning point in con-
tinental philosophies as these opened to the possibility (not the
guarantee) of other epistemes in principle. Since any utterance re-
leases myriad possible worlds,9 as Lyotard would have it after
Wittgenstein; and since a concatenation of sentences is inevitable
although there is no guarantee or predictable indication—theoreti-
cally—concerning their contents and “sentence regime,”10 we must
count with the coexistence (and confusion) not only of sentence
regimes, but of “translation regimes” as well. We might be under a
sentence regime unwittingly, or apolitically, but we can also form
a politics of translation by choosing this or that translation code.
There are translation regimes even when there is no “translation”
as such, since there is no zero degree of language, of translation,
or of the human condition, including in extralinguistic matters. But
then, for humans, as Buddhist philosophy knows, there is no ex-
tralinguistic condition, except outside Brahmā’s net, a very unlikely
although possibly desirable ambition, as in nirvāṇa. Some transla-
tion from one condition to another is always at work.
The difficulty of theory
There is some problem with the concept of theory. One
could indeed invoke Kant here, but here is a simpler approach. The
problem comes from the paradox of the concept of theory’s origi-
nation in the West, yet its propagation everywhere as a normative
idea in science especially with modernity, and from its vertical hi-
erarchy. Theory is a must. It is a contentious notion dividing the
West from the rest (see Sakai 2010a; 2010b; 2011a; 2011b; 2011c;
Mignolo 2011; 2012), assigning ideological advantages to the West
in keeping the monopoly of theory.
..........................
translation / spring / 2014
9
One and the same utterance may open up many diverse universes, as “open the window,” which may be
a command or a prayer, may imply that it is cold, that it is hot, that there is an earthquake, that there is a
bat in the room, that Romeo is waiting outside etc.
10
Sentence régimes, régimes de phrases: performative, imperative, interrogative etc.
63
How to translate from one episteme to the other without es-
sentializing them?11 We may temporarily forego the philosophical
self-critical breakthrough achieved in principle regarding the lin-
gering, but eventually receding, superciliousness of Western
thought, ridden with immunity. In principle, for “Western” philoso-
phers, self-critique is self-understood. They have even theorized
this self-critique as the achievement of Western modernity, and
claimed that theirs is the only self-critical episteme. Non-Western
scholars have repeated this, though it may be questionable whether
anyone is non-Western at all by now (Chakrabarty 2012). The prob-
lem remains. Assumptions of superiority are based on the tacit cog-
nitive precondition of separating theory from practice by an
insurmountable wall, an abyssal line. This division has a normative
function. It grounds the ideology of western superiority but presents
this as neutrality.
Assumptions of preeminence sharply separate subject from
object, theory from practice, “civilized” from “uncivilized,” “us”
from “others.” Such divisions are characteristic of modern Western
knowledge inasmuch as it is colonial, its coloniality being concomi-
tant and coextensive with the historical construction of capitalism.
Such bipolar structuring of knowledge serves a predatory purpose,
the purpose of appropriative sciences at the service of nations and
states.
Academic disciplines and status–knowledge, which differ
from language to language, are constructed in collusion with hege-
monic colonial knowledge, which is still to a great extent operative
in spite of the post-Cold War devolution into a network of biopo-
litical control through various outsourcings of state prerogatives.
Disciplines are circularly based on the nation, and reproduce it.
Historically located polities each have a general corresponding
cognitive order and translation regime, with variations, intercon-
nections, interferences and overlaps.
On the other hand, there is in general no separating subject
and object, body and soul, theory and practice in most of ancient
Asian philosophical systems or other extra-European knowledge
translation / spring / 2014
..........................
11
In the next three paragraphs, i draw on my as yet (2013) unpublished paper “The immunity paradigm’s
contradictory / complementary facets” from the conference Except Asia: Agamben’s Work in Transcultural
Perspective, Department of English, National Taiwan Normal University, Taipei, June 25–27, 2013.
64
configurations. Something of this cognitive condition is still avail-
able culturally although refuted by modern sciences, coming
through in various new assemblages—(post)modernity, and “West-
ern” hegemony not withstanding. What has been the condition of
Western understanding of the relationship sovereignty–subjectivity,
namely the separation between subject and object or theory and
practice, has been neither the condition of the making of politics in
the “rest” nor that of sovereignty, and has not been understood as
being at the root of the becoming of political subjects in the “rest.”
Which means that whole genealogies of knowledge have been kept
invisible to European languages, untranslated, indeed apparently
untranslatable to the hegemonic gaze. But untranslatability (like
absolute translatability) is also a politics.
In another conceptual and translation regime, experience
and “practice” can outweigh ontological consideration, theory, the
latter being in any case only an attribution, a random predication
onto some reified object. The implications of śūnya-vāda (the teach-
ing of naught in Buddhism) are even more radical: This “theory”
(śūnya-vāda) is really here an antitheory invalidating in advance,
by an implacable logic, any economic reason, material interests,
selfish vital interests, any speculation trusting language and reason
or daring ontological qualifications and metaphysical judgments.
But both the Brahmanists, who resorted to the absolute,
who believed in unconditional given knowledge (Veda), as well as
the philosophically nuanced Buddhists, refused building separately
such concepts as “subject” or “object.” This is the advaita, nondu-
alism, in both, which however doesn’t amount to monotheism. It
is a disposition that is decisive even today, and present in art, liter-
ature, aesthetics, much of philosophy, in some political dispensa-
tions, in forms of life, and in general culture. The historical
distinction subject–object known to the West and disseminated all
over the world for modernity-useful purposes, is part of an appro-
priating conceptual and language apparatus that always has the ten-
dency to reappear. It is part of a pursuit limited and burdened by
the vital interest, situated within the horizon of “lower” knowl-
edge.12
translation / spring / 2014
..........................
12
Buddhist philosophers introduced the somewhat problematic but philosophically rich distinction between
ordinary and higher knowledge. The two are intertwined and the former leads to the latter, which allows
65
The preoccupation with subject and subjectivation, specific
to “Europe” and the “West,” stems from monotheism. It emerges
as a Mediterranean particularity, and becomes all-pervasive,
through colonial history. But there were originally no comparable
monotheisms in Asia (except for a late Islam). Something of the
mahāyānian Buddhist philosophy can be extrapolated to most
philosophies of Asia: The subject–object relationship together with
the realm of politics is part of the experiential, conventional truth,
limited by language and within “Brahmā’s net.” We perceive the
world as plurality through the appropriational mode.
Reluctant theory and unreflected theory. Théorie malgré elle
If we agree that “theory” is a normative, somewhat para-
doxical concept, difficult to sustain and to prove since subsequent
ones will correct any theory, and if we agree that it is a normative
concept originating, again, in the conceptual “West,” we then must
admit that “theory” is a fragile concept.
If there is no neutral theory, the normativity in a theory will
be its political bias depending on its ideological, geographical, cul-
tural, class, gender etc. interests. It will have an origin in a specific
concern that can be defined as political and vital, with a tendency
to be universalized if possible and neutralized in order to pass un-
noticed.
Sundar Sarukkai (2013)13 mentions examples that identify
ideological biases of theories, particularly in the area of history and
of philosophy of science, and also their critique. We couldn’t agree
more with him, principally as he argues “that non-Western philoso-
phies might actually contribute more usefully to the understanding
of the complex scientific description of reality compared to the
tools available in dominant western traditions” (Sarukkai 2013, 6).
Indeed, there is a blatant incapacity of philosophy and of history
of science to translate from one cultural register to another. I
would call this failure political, a politics with a deep historic con-
dition. I must quote Sarukkai extensively, before suggesting some
comments and complements to his excellent work.
translation / spring / 2014
..........................
for an unphilosophical jump to esoteric knowledge in popular Buddhism and elsewhere, later. But it also
allows important philosophical speculation.
13
I would like to thank Sundar Sarukkai for letting me engage with his important paper here.
66
What is striking about these [Western or after the Western pattern] discussions is that
there is no mention of the non-European traditions in all these debates about H[istory
of] S[cience] and P[hilosophy of] S[cience]. Even in the invocations of “tradition” and
the “ever-changing fabric of human culture” there is no mention of the possible histories
of the non-West which might be of interest to this debate. (Sarukkai 2013, 3)
Sarukkai displaces his argument on the political terrain
without announcing it. He switches from the HS and PS level to
the political. Indeed, silencing a discourse is a political act, besides
being a cognitive one. The two registers (scientific and political)
come in the same wording, but have different implications. Yet as
Sarukkai expects an answer from history of science and philosophy
of science, he withdraws from the political register again (although
a broader reading would have both history of science and philoso-
phy of science as political, but this is not Sarukkai’s option.)
Elsharky14 makes the important observation that it was the creation of the new disci-
pline of history of science that begins to propagate a global ideology of science based
on universal values. This effort, beginning before WW I, began to use a new ideology
of internationalism in order to reshape the idea of science. Using notions such as Sci-
entific Revolution, this discipline departed from the earlier syncretic model in order to
frame the new global science which became synonymous with western science.
(Sarukkai 2013, 5)
Here, Sarukkai acknowledges a political and ideological
dimension to history of science and philosophy of science, and he
would be right in expecting an answer in political terms. But he
stops short. He fails to acknowledge the national character and
framework of the discipline of history of science—part and parcel
of the international and colonial configuration of “Western sci-
ence.” History, be it of science, was born as the foremost national
discipline.
If, as enough work in H[istory of] S[cience] clearly shows, colonialism and imperialism
influence the very creation of the larger historical and philosophical themes associated
with modern science then why is there still appreciable resistance to a critical engage-
ment with other scientific traditions in the world? Ignoring them only continues this
translation / spring / 2014
..........................
14
Referenced by Sarukkai as M. Elshakry, “When Science Became Western: Historiographical Reflections,”
Isis 101, 2010. See also Jack Goody (2007).
67
process of colonialism and imperialism and this is more dangerous since it is now done
implicitly. (Sarukkai 2013, 5)
But the “other scientific traditions in the world” are also
national, since the nation has prevailed as an organizational princi-
ple even retrospectively, when we say “Indian philosophy” or
“Greek philosophy,” meaning antiquity. We are now clearly on po-
litical terrain. But where does the identified “resistance to critical
engagement with other scientific traditions” occur? Presumably,
again in history and philosophy of science only, which are also
pointed to by the author as coming from the Western cognitive
hegemony. Why not seek alliances where doors are open, in (some)
political philosophy? Why not break out of a limiting discipline,
discourse, and translation regime?
Sarukkai further remarks that philosophy of science ignores
Indian logic because the latter doesn’t distinguish between the em-
pirical and the formal (Sarukkai 2013, 7), or indeed between theory
and practice. This observation is fine, but the problem is now defin-
ing “Indian logic” as if it were a fact given once and for all, as some
kind of retroactively operating national logic. If we wish to over-
come historical unfairness due to the national construction of
knowledge and its transmission, the solution cannot be to claim
fairness for one nation or “national” science, “ours,” but only to
critique that general national blueprint of knowledge construction.
In the Indian case, the extensive work on Indian metallurgy, chemistry and mathemat-
ics—to give a few examples—have conclusively proved the presence of an active the-
oretical and practical engagement with activities that seem to be similar to other such
activities in early Greek and later Europe. However, this does not mean that there was
a universal way of doing and creating science. (Sarukkai 2013, 7, italics mine)
Again—the comparison is national for all examples, and
the nations fixed and defined as preexisting the translation opera-
tion. More importantly, Sarukkai doesn’t link whatever he notes in
the just quoted paragraphs with the absence of divide between the-
ory and practice in “Indian” philosophy (reproached by “Western”
views to “Indian” thought). Surprisingly, he invokes it without clar-
translation / spring / 2014
ifying the relation between “theory” and “practice,” without defin-
ing them or tracing their genealogy. But the divide between theory
and practice (a marked hierarchy too) is originally a typically mod-
68
ern Western one. Why would it oblige Sarukkai to conform in any
way, if he contests the latter’s logic? There is a
skewed mainstream history of science which does not take into account non-Western
contributions in the creation of science (ironical considering the work in H[istory of]
S[cience] which questions this view!). We need to take this ideology of the mainstream
history of science seriously for the harm it has created to non-Western societies—the
harm extends from their students to government policies and indeed has had a great
impact on these cultures. An exclusivist history of science that keeps the possibility of
the scientific imagination within a constructed Greek and European history does great
violence not only to other non-Western cultures but also to the very spirit of the scien-
tific quest. (Sarukkai 2013, 8)
It is the national configuration of knowledge that needs to
be overcome. One step further is needed. Why not combat Western
history and philosophy of science with the help of “Western” and
“non-Western” political philosophy and other disciplines of the
kind that take into account those other epistemologies? Why not
draw a broader picture involving a critique of the logic of the epis-
teme? If we do that, we will also find that an episteme is coexten-
sive, coexistent, and enmeshed with a mode of production, forms
of life, a political regime, a construct of culture and language, and
that we need to look for a broader context. As Solomon writes,
“One of the qualities that distinguishes the West as a paradigm of
the modern apparatus of area is the institutionalization of transla-
tion-as-cultural transference through the disciplinary control of
bodies of knowledge” (Solomon 2013).
[T]he social formation that we have come to know as ‘the West’ is precisely that form
of community that reserves for itself, among all other forms of human community, the
key position in the speciation of the human, the place where the epistemological project
is articulated to the politico-ontological one. Seen in this light, the West aspires to be
the sole community that is self-aware, through scientific knowledge, of humanity’s ac-
tive participation in its own speciation. Yet it is not simply by virtue of a proprietary
claim over knowledge that the West has been able to form itself as the pole or center
or model of human population management in general. In order to occupy this position,
it has been necessary to construct out of the contingency of historical encounter (colo-
nialism) a political system for effective population management (effective from the
point of view of capitalist accumulation). (Solomon 2013, n. p.)
translation / spring / 2014
I argue that the separation reproduced by Sarukkai between
hard sciences on the one hand as well as the social sciences and po-
69
litical philosophy on the other coincides with the problematic dis-
tinction between theory and practice mechanically taken over from
positivism and from some unsophisticated forms of Marxism. It is
itself “Western” in origin and manner, but, what is more important,
it belongs to appropriative knowledge. It has also become quite uni-
versal by now. History of science
still draw[s] on philosophical concepts that are also available in alternate philosophical
traditions. There is no reason to believe that these philosophical ideas are irrelevant to
these contemporary concerns of philosophy of science. (Sarukkai 2013, 8)
I agree.
Connective history of science will by necessity have to deal with and incorporate al-
ternate worldviews and philosophical concepts. (Sarukkai 2013, 8)
I agree, but additional efforts are needed to achieve this and
get out of the system.
Connective history of science is a move towards a “global history of local science.”
(Sarukkai 2013, 9)
Agreed, but it is also a move towards a “global history of
science” tout court, since the local–global distinction reproduces
the other divides that are at the basis of objectal, and eventually
predatory knowledge—particularly congenial to globalized capi-
talism. Such knowledge was alien to and discarded by ancient
“Asian” philosophical systems. Although this has been revised as
modernity made its way, refusing objectal, appropriative knowledge
instrumental to production has nevertheless persisted as an alter-
native scientific temper in “India” and generally in Asia as well as
elsewhere. But Sarukkai only insists that Indians did have all the
rationality needed for modern industry, and that their knowledge
was merely stolen by the British through distinguishing between
“theory” and “practice.” That is surely only part of the story.
When the British encountered many Indian inventions in science and technology, they
translation / spring / 2014
made use of them in order to establish their own industries but refused to acknowledge
that these processes were part of scientific rationality. Claims that these Indian inven-
tions were more a product of “doing” rather than “knowing,” specifically a theoretical
70
mode of knowing, made it easy for them to reject the claim of science to almost all in-
tellectual contributions from India.” (Sarukkai 2013, 9)
How can we project India back, a later and national forma-
tion, onto ancient science? The fact that Western philosophy has
always done exactly that with ancient Greek thought does not jus-
tify the mimetic gesture. That would keep us within the system in-
stead of showing ways out. We need some other “scientific” and,
eventually, political imagination. A useful investigation here, in line
with Sarukkai’s attempt, would be to probe into the parallel, inter-
twined, interrelated structures of knowledge, power and produc-
tion.
About the normativity of science and theory: “One of the
primary ways by which the title of science is denied to non-Western
intellectual traditions is through the invocation of terms such as
logic, scientific method, evidence, prediction and so on” (Sarukkai
2013, 9).
While discovering the normativity of hegemonic forms of
knowledge, Sundar Sarukkai fails to investigate the relationship be-
tween knowledge, production and political system, and thus de-
prives himself of the help that political thought could bring,
including a consideration of the terms of translation. He remains
riveted to a world with fixed identities, which reduces translation
to a sterile bipolar exercise that ignores the fluidity of relations.
Sarukkai further significantly argues that western mathe-
matics are irreparably linked to Platonism, unlike Indian mathe-
matics. This makes it impossible for the former to recognize the
latter. From seeing the trees, Sarukkai doesn’t see the forest! His
claim about Platonism is extremely important: It implies the body-
and-soul, theory-and-practice divisions. It will become systemic
and institutionalized through monotheism (Christianity) among oth-
ers, and hence, in modernity, through the grounding of state sover-
eignty and all this implies. Platonism will pervade all spheres of
life, labor, and culture, not only mathematics, so that understanding
and deconstructing it will require social sciences, one step further
from the history and philosophy of science because these too need
translation / spring / 2014
to be questioned (not that social sciences are in any way a guaran-
tee). It is the whole framework, the regime of translation that re-
quires interrogation.
71
What is really so mysterious (a word used by Einstein in this context) about the use of
mathematics? The major reason for this mystery is Platonism. If mathematical entities
exist in a nonspatiotemporal world then how do we spatiotemporal beings have knowl-
edge of them? For these scientists, who viewed mathematics along such a nonempirical
axis, the use of mathematics was surprising. Its “natural match” with physical concepts
was a source of mystery only if we first begin with a clear disjunction between math-
ematics and the world.15 (Sarukkai 2005, 11)
Very well: a clear disjunction between subject and object,
theory and practice, body and soul, man and woman could also be
stated in the same line. The disjunction between mathematics and
the world corresponds to that between body and soul of the Chris-
tian episteme. It has been the main apparatus of capturing the ma-
terial world by the vested interests of dominant classes, and thus
of hegemony. Sarukkai proceeds:
It is precisely this point which Indian mathematics would challenge. Mathematics is
essential to this world; it arises from this world and through human action. The puzzle
of applicability will take on a completely different form if we begin with the assumption
that mathematics is enworlded and embodied. Interestingly, this is a position that has
now gained some ground through the framework of cognitive studies but in a pre-
dictable replay these approaches also make no mention of such approaches in non-
Western traditions. (Sarukkai 2005, 11)
The disjunction of mathematics with the world also implies
that of theory with practice, of soul with body, of man with woman,
as it entails hierarchical normative relations. One could be more
ambitious than Sarukkai, while supporting his critique, and claim
that it is not only mathematics but the whole episteme which is af-
fected by such disjunctions; and that these do not appear, or not to
the same extent, in extra-European epistemes—that is, in non hege-
monic epistemes (except for the universal divide, diversely imple-
mented, between men and women). There is a historic reason for
this: these extra-European epistemes, far from being more right-
eous, have not been able to impose themselves as hegemonic, con-
sidering the colonial leaning and attraction for power involved in
any knowledge. No answer can come solely from traditional phi-
losophy of science or history of science here, but rather through a
translation / spring / 2014
..........................
15
The author’s reference here is Sarukkai, 2005.
72
more comprehensive approach and critique of translation regimes,
by way of political philosophy, or through an all-encompassing ap-
proach that will question the whole hegemonic episteme and con-
crete national epistemes too, their genealogy and apparatus.
Sarukkai convincingly argues that contributions of “Indian
philosophies and sciences” to science in general have been occulted
and obscured, impoverishing the history of science of important
parts of its heritage. He also gives examples of how varied and rich
“Indian physics” or metaphysics (considerations of matter, sub-
stance, nature, elements, quality, inherence, motion, etc.) have been
ignored, how different schools of “Indian logic” have been uncared
for, while similar views from “Greek” philosophy have become the
only reference and terminus even though “Indian” examples could
have been offered. This additionally left out of sight original “In-
dian” contributions. Sarukkai therefore proposes the method of a
connective history of science which would take into account the
philosophical context of the different historic configurations where
all contributions to “global science” would be acknowledged, help-
ing the advancement of both science and its history. But without
an extra step, he will remain within the system he pledges to cri-
tique. Sarukkai has the enormous merit of identifying the non-Pla-
tonism in “Indian” sciences, which has earned it nonrecognition on
the side of “Western” universalized knowledge.
Another important characteristic may be mentioned con-
comitantly here that added to “Indian” philosophies being rejected
by the “Western” ones, and that has been mediated especially
through Buddhism: the purposeful nonrecognition of any kind of
subject (or any kind of subject/object divide) on the “Indian” side,
and thus the not grounding of any kind of (state) sovereignty at the
other end of the scale (Iveković, 2014). While i share Sarukkai’s
observations about the configuration of “Indian” philosophies and
while i think that they can be enlarged and applied to other areas
of knowledge, i would also suggest that it would be more than nec-
essary to define or discard terms such as “Indian,” “Indian science”
etc. in the way of deconstructing the national scaffolding, if we
wish to overcome the given national and transnational framework
translation / spring / 2014
and inner logic we critique.
73
For a critical (Anti)Theory of Translation: competing transla-
tion politics
Theories are built by subjects and sovereigns, and when
successfully hegemonic, also in support of sovereignties. Sover-
eigns need to have a monolithic national language that is also the
language of command and of maintaining the system. Theories are
linked to conjuncture, to places, to specific and interested readings
of history, to fending for the dominant regime of thinking, of lan-
guages, of translation, and, once they prevail, for mainstream.
Today it is global capitalism. The reluctant “theories” we are nev-
ertheless practicing as processes, for better or for worse, can at best
attempt to deconstruct the national framework of knowledge as well
as of its transmission (theory), through inventing new politics of
liberation and new imaginaires of translation. It must be understood
that translation does not guarantee freedom of any kind, and that it
can be as much a politics of conquest, capture, exploration-and-
exploitation,16 and colonialism, whether inner17 or outer. But poli-
tics of translation may be invented. Since they will necessarily be
forever amendable, such politics of translation may rather not re-
spond to the high name of theory. They will be checked by transla-
tion practices in view of their resistance to new enclosures within
an “unsurpassable” capitalist horizon.
Theory tends to correspond within knowledge, in a figure
of co-figuration,18 to the sovereignty of the political sphere. It
tends to be absolutized, to produce transcendence and an absolute
other. It has also been historically self-attributed, self-complacent,
and reserved by the West to itself. This construction originally
comes from the monotheistic Mediterranean context where god
as the supreme subject (sovereign) is the necessary condition to
the projection of the human (epi)subject: no god, no subject. The
theory has its modern developments and versions. One of the sub-
ject’s declensions will be the nation. Theory is a kind of (barely)
..........................
16
One and the same word, exploração appropriately denoting “exploitation” and not “exploring” in Por-
tuguese.
translation / spring / 2014
17
By inner colonialism i mean the treatment of such groups as women, Roma, migrants, minorities, or
whoever the excluded beyond the abyssal lines (Boaventura de Sousa Santos) or subordinated of one time
are. See de Sousa Santos (2000) and de Sousa Santos (2007).
18
Sakai’s important term in a slightly different application. See N. Sakai (1997).
74
secularized cognitive variant of divine transcendence.19
“Scientific knowledge” has been intertwined with and in-
separable from theology. Theory will sustain the sovereign
(whether godly or human) and its emanation, the subject, as well
as their separation from life experience. The subject (and, in its/his
stead, derivatively, the epi-subject), custodian of Revelation (San-
skrit: śruti), kicks a “beginning” as if it were absolute. The multiple
genealogies, origins, and inheritances of theory, however carefully
hidden and silenced, resurface again and again, disputing its high
and unique status. In fact, what is hidden is the whole apparatus of
theory-established hierarchies and exclusion—that is, the mecha-
nism of its sovereignist claim (see Solomon 2013). Theory’s tools
are language and narration, just as in less theoretical matters. In
South Asian ancient philosophies in Sanskrit, this corresponds to
the hammered—but really constructed and ideological—difference
between śruti and smṛti.
Theory will also distribute names and set grades, in which
its function—as well as that of language through master-narra-
tives—is not very different from that of foundational myths (smṛti).
The Greek divide and constructed abyssal gap between logos and
muthos (taken over into the Christian religion in corresponding
form, and parallel to the developing split between theory and prac-
tice) reinforces and maintains the coloniality of knowledge and
power: all “others,” whether inner or outer, have systematically
been reduced to muthos and nontheory (mere “practice”), as irra-
tional and incapable of science. This separation, downgrading, ex-
ception, is also an exemption from sovereignty. “Others” were
deemed bereft of autonomy out of their own limitation: other con-
tinents, women, and any other group, form of life, or translation
regime under that label. Theory, as much as god, designates the
other.
There are certainly ways, and historic experiences, of not
complying with such a diktat, that amount to “other possibilities of
the spirit.” François Jullien says that such “other possibilities” are
translation / spring / 2014
..........................
19
See François Jullien (2012, 107): “[L]es ‘Grecs’ ont-ils jamais existé? N’ont-ils pas été forgés par nos
Humanités?” A similar point is made in Prasenjit Duara (forthcoming). I would like to thank Duara for al-
lowing me to read chapters of his work in progress.
75
not always played out, and he goes on unveiling them by “compar-
ing” Greek, Christian, and Chinese thinking histories: they become
particularly visible when various civilizational options are rubbed
against each other. We mentioned some, stemming from what
would ultimately be known as (ancient) “Indian” philosophies,
while Jullien has been showing it for the Chinese worldviews. Chi-
nese or “Indian” philosophies did not delve the insuperable gap
between logos and muthos, or theory and practice. No grand nar-
ratives were therefore constructed in China, according to Jullien:
China had no need to posit god, and the word is not foundational
there (see Jullien 2012, 68, 69, 70, and 98).20
Jullien pleads in favor of reading a system of thought “from
outside,” through “contrasting parallels” (which is not a dichotomic
hierarchical comparison of the classical Western type, and does not
presuppose prior categorization), through letting go, letting play
parallels, through yielding, through detachment from one’s
own/unique culture. The contrastivity, letting the effects of a gap
work, will shed light on avenues of thought that have not been ful-
filled (Jullien 2012, 65 and following). He calls the contrasting of
Chinese and Western thought “entering a way of thinking” (entrer
dans une pensée). Such an entry is not afforded through a narrative
or a subject behind it. It is operated from a declension or inclination
of the reader, of the translator, of the one who approaches a “way
of thinking,” who is changed in the process: the translator is trans-
lated as she discovers the unthought (l’impensé) lying at the base
of thought. It would be difficult to translate this into Sakai’s trans-
lation theory, but, like the latter, the former doesn’t believe in neu-
tral translation or a neutral ground between contrasted elements. In
both, this entails concrete political responsibility from case to case.
Discarding one’s armature of thinking, deconstructing and dislo-
cating the national construction and fixed framework of knowledge
(see Iveković 2007b; 2009–2010) is a necessary precondition and
way of doing this.
Contrasting without establishing categories and hierarchies,
without heeding disciplines (molded by national cultures and insti-
translation / spring / 2014
..........................
20
Although an “Asian” disposition, this does not fully correspond to Brahmanic (consider the Veda, Ma-
habharata, and Ramayana) or Hindu thought (see Rada Iveković 1992).
76
tutions), may be particularly helpful in highlighting unexpected
possibilities, unfulfilled options, or eschewed results. Given that
disciplines denote borders of theoretical territories, ignoring them
sometimes allows passing beside, below, above, or through dividing
lines. This might be a possible way indeed in systems where there
is no dominant narrative or vertical epistemological hierarchy, no
historic construction of sovereignty and of the concept of a subject
(Iveković 2013), such as is sometimes the case in Asia or elsewhere
in once colonized continents, or where there has been some consti-
tutive (even merely) structural resistance to monolithic national
narratives. Times of crises put an accent on the subject’s wavering
(Europe today), but can prompt these other thinking options where
the concept of a subject was purposely avoided.
The great writer and philosopher Radomir Konstantinović
wrote about the tension resulting from the inner cleavage of the cit-
izen and of the communist, important figures of the subject in twen-
tieth-century Yugoslavia (but metaphorically, also elsewhere),
ending in the failure of both (Konstantinović 1981).21
Konstantinović’s pessimistic message concerning Western
modernity in general was that the political subjectivation of the cit-
izen may end in nationalism/Nazism.22
He exemplifies it with the Serbian case. His optimistic
message comes with, in principle, open possibilities (the blank of
the borderline spirit of the crisis, palanka) and through the split
subject. Paradoxically, this is best shown in art, writing, and trans-
lation, as in the self-fulfilled prophecy of the novel or drama that
can only signal the impossibility of a novel (as the form par excel-
lence of national citizenship) or of drama: in the same way in which
the only possible subjectivation from perhaps the end of the 1960s
is—the impossibility of constituting a subject.
Did Yugoslavia not implode because of that impossibility,
having no middle class and no nation, supposed to be only a secu-
larized administrative, common post-national frame? No drama
was to oppress its nonsubject citizens, who were to be spared the
..........................
translation / spring / 2014
21
See also French excerpts in Konstantinović (2001a), Konstantinović (2001b), and Konstantinović (2001c).
Other French excerpts can also be found in Becket and Konstantinović (2000), and Iveković (1998).
22
Konstantinović talked about modernity as such, irrespective of whether capitalist or socialist: the pattern,
for him, was the same, and socialism was a form of modernity.
77
need to engage in politics (my generation), because everything had
been taken care of by our revolutionary fathers in the Second World
War through resistance to the Nazis? Revolution was “museified,”
drama excluded. Radomir Konstantinović tried to think the non-
subjectified subject of our times,23 the one incapable of, or refusing
translation as exchange and fluidity; the one allowing only for ab-
solute translation (see Iveković 2011), entrenching borders, social
relations and inequalities.24
Naoki Sakai however deems that nation is not a fatality or
a necessity, and that it could have been avoided. What forms in Asia
could have helped such an alternative? It is difficult to imagine
other options, he insists, from within the prevailing one. We could
have had another world, with no nationalities and no nation states.
In particular, it was not the destiny of Asia, which took a very long
time to adapt to the international world. According to Sakai, na-
tionality was not given, being “a restricted and distorted derivative
of transnationality.” Like language being the result of translation
(and not vice-versa), so is nationality the outcome of transnation-
ality that precedes it. “A bordering turn must be accompanied the-
oretically by a translational turn: bordering and translation are both
problematics projected by the same theoretical perspective” (Sakai
2013).
Writing of the scandals with the cartoons of prophet Mo-
hammad, Judith Butler analyses the ways in which, according to
different frameworks (Christian or Muslim), we may diversely un-
derstand the term “blasphemy”: “the translation has to take place
within divergent frames of moral evaluation. […] in some ways the
conflict that emerged in the wake of the publication of the Danish
cartoons is one between competing moral frameworks, understand-
ing ‘blasphemy’ as a tense and overdetermined site for the conver-
gence of differing schemes of moral value” (Butler 2009, 103–104).
..........................
23
See not only Konstantinović (1981), but also downloadable texts by and on him in Serbo-Croatian, in-
cluding Konstantinović (n.d.). The site from which these texts can be downloaded () is an archive of impor-
translation / spring / 2014
tant Yugoslav intellectual and political works and is run by Branimir Stojanović Trša. On Konstantinović,
see also Sarajevske Sveske, an on-line Serbo–Croat journal. See also Klaus Theweleit (1977 and 1988),
and Iveković (2009).
24
On bordering as a process, see Sandro Mezzadra and Brett Neilson (2003) and (2013). See also Sakai in
general, but (2013) in particular.
78
There are thus competing translation codes or regimes, much as
Balibar identifies competing universalisms.25
They may go hand in hand. Wendy Brown has it that cri-
tique (and theory?) have been identified with secularism. As we
know from Balibar (see especially 2012), secularism or cosmopoli-
tanism and religion compete on the same terrain. It is all a matter
of translation.
It is on that contested terrain that various political options
for translation can unfold. Alas, there is “normally” no imaginative
power or political imagination enabling us to think a world without
nations, nationalities and borders, or translating them: in order to
do so, we must step without that frame through our mind’s eye.
This is a contribution towards an attempt to start thinking one. The
question of political translation becomes a concrete one at times of
crisis and reshuffling. We are currently in one such age, and trans-
lation may well be one of the tools.
translation / spring / 2014
..........................
25
Étienne Balibar, from “Les universels” (1997) through “Sub specie universitatis” (2006), develops the
observation of competing universalisms, then, logically, with his paper “Cosmopolitanism and Secularism:
Controversial Legacies and Prospective Interrogations” (2011), that of competing national sovereignties
and competing religions or secularisms. This matter is taken up once again in Balibar (2012).
79
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82
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"title": "At the Borders of Europe: From Cosmopolitanism to Cosmopolitics",
"url": "https://riviste.unimi.it/index.php/translation/article/download/15504/135",
"volume": "4"
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] | At the Borders of Europe
From Cosmopolitanism to Cosmopolitics
Étienne Balibar ...........................
Kingston University, London, UK
[email protected]
Abstract: The essay addresses uses of “cosmopolitanism” and “cosmopolitics” in
the current global political conjuncture, from a European point of view. Against
the assumption (by Jürgen Habermas in particular) that Europe could become
the typical cosmopolitan continent through a natural continuation of its uni-
versalist traditions, it argues that the universal exists only in the form of con-
flicting universalities. Eurocentrism therefore deserves not only a refutation, but
a genuine deconstruction. Expanding on previous contributions, I focus on the
historical transformation or the “border” as a quasi-transcendental condition for
the constitution of the political, which is paradoxically reflected in its center.
The “central” character of the “periphery” acquires a new visibility in the con-
temporary period. A “phenomenology of the border” becomes a prerequisite for
an analysis of the citizen. I examine tentatively three moments: first, the antithesis
of war and translation as contradictory overlapping models of the Political, which
I call “polemological” and “philological” respectively; second, the equivocality
of the category of the stranger, who tends to become reduced to the enemy in
the crisis of the nation-state; third, the cosmopolitical difficulty of Europe to deal
with its double otherness, regarding other Europeans and non-Europeans who are
targeted by complementary forms of xenophobia.
______________
In this essay, I want to address questions of common inter-
est about the use and relevance of such notions as “cosmopoli-
tanism” and “cosmopolitics” in the current global political
conjuncture, and I will do so mainly from a European point of view.
This might seem a contradiction in terms, since the overcoming of
a certain Eurocentrism forms one of the preconditions for the de-
velopment of a cosmopolitical discourse. I have two reasons for
doing so, both linked to a certain practice of critical theorizing.
The first is that—in spite of some very interesting refer-
translation / spring / 2014
ences to the idea of cosmopolitanism, or its transformation, in so-
called postcolonial discourse—the continuous reference to
cosmopolitanism today seems largely a product of the self-con-
83
sciousness of Europeans seeking to understand, if not to promote,
Europe’s autonomous contribution to the regulation of conflicts in
the new Global order. Habermas’s “return to Kant” (and others as
well, from which I do not except myself) is typical in this respect.
It is as if, after becoming the first imperial “center” of modern his-
tory, Europe could become the typical cosmopolitan continent
through a natural continuation, or perhaps a dialectical reversal,
building its new political figure in this perspective. This implicit
claim, shared by many of us, has to be compared with realities, and
examined as a discursive formation.
The second reason refers to an even more general perspec-
tives of “politics of the universal,” which would take into account
the conflictual character of universality as such, or the fact that the
universal historically exists only in the form of conflicting univer-
salities, both inseparable and incompatible. Universalities become
conflictual because they are built on the absolutization of antithetic
values, but also because they are enunciated in different places by
different actors in the concrete process of world history. From this
point of view, “Eurocentrism” has a paradoxical, if not unique, po-
sition: it is the discourse whose pretense at incarnating universalism
in the name of reason, or culture, or legal principles, is most likely
to become increasingly challenged and refuted, as the history of the
European and “new European” conquest of the world becomes re-
examined from a critical point of view. But it is also a symbolic or
conceptual pattern which is likely to remain untouched while re-
jected or reversed or to become transferred to other imagined com-
munities. As a consequence, Eurocentrism deserves not only a
rejection or a refutation, but a genuine deconstruction—that is, a
critique which dissolves and transforms it from the inside, in order
to produce a self-understanding of its premises and functions. In
this sense, a deconstruction of Eurocentrism performed by the Eu-
ropeans themselves—with the help of many others—is not only a
precondition for the undertaking of any postimperial “cosmopoli-
tics,” it is part of its construction itself.
A distinction of cosmopolitan discourse (or theory) and
practical cosmopolitics seems now to have gained a very wide ac-
translation / spring / 2014
ceptance, and, while I make use of it, I certainly claim no particular
originality. It apparently results from three interrelated considera-
tions. First, from the idea of reversing utopia into practice, or re-
84
turning from the elaboration of a cosmopolitan idea (which could
serve as a regulatory model for the development of institutions) to
the programs, instruments, objectives, of a politics whose actors,
be they states or other social individualities, immediately operate
and become interrelated at the world level. Note that such an idea
can be associated with the consideration of globalized processes in
the field of economy, strategy, communications, in opposite ways.
It can be argued that the overcoming of the utopian moment of cos-
mopolitanism arises as a consequence of the globalizing phenom-
ena themselves. The material conditions would now exist for
cosmopolitanism to pass from utopia into reality, if not “science.”
There would even exist already something like an “actually existing
cosmopolitanism,” to recall the title of one of the sections in Pheng
Cheah and Bruce Robbins’s influential anthology (1998), which
could become politicized or provide a cosmopolitics or Weltinnen-
politik with its practical and affective support. But it can be argued
also that globalization destroys the possibility of a cosmopolitan
utopia, or deprives it of any nonideological function, because cos-
mopolitanism was only possible as an idealized counterpart for the
fact that, however global or transnational its objectives might be,
which is particularly the case of socialist internationalism in the
nineteenth and twentieth centuries, actual politics remained rooted
in local, and particularly national, communities (see Balibar 2006a).
This ideal projects a solution or final settlement for the actual con-
flicts, and for that reason would grant a foundational value to the
prospect or project of peace, in particular the establishment of
peace through the implementation of law.
This leads us to another powerful reason for the substitution
of a practical notion of cosmopolitics for the classical ideal of cos-
mopolitanism, which has to do with the broadly shared idea that
the proper realm of politics is conflict. What Globalization has
mainly achieved is a generalization of conflicts of multiple forms,
reviving old ones (for example, between religious and secular
forces) and perpetuating recent ones, displaying them all at the level
of the whole world: and so the ultimate horizon of politics in the
global age, with no predictable end, would be the fighting of con-
translation / spring / 2014
flicts or the attempt at regulating them, but never putting an end to
them. Such an idea is common to many authors today, albeit with
important nuances: it is there in Ulrich Beck’s thesis that the “cos-
85
mopolitical gaze” presupposes that “war is peace” or their respec-
tive realms are no longer fully discernible (Beck 2006). It is there
also in Chantal Mouffe’s representation of an “agonistic pluralism”
that informs the macropolarities of the progressively emerging post-
national political sphere (see Moufffe 2000). And it is there in Eti-
enne Tassin, who along Arendtian lines, but also drawing the
consequences from a postmodernist critique of the notions of po-
litical consensus and collective identities, seeks to articulate differ-
ent concepts of resistance to the destruction of the “common world”
which results from the uncontrolled processes of capitalist global-
ization (see Tassin 2003). But again there is a wide range of dis-
cursive positions here, including a certain equivocity of the use of
the category “conflict.” At one end we have conflict understood as
a specific form of political practice, in a tradition that could be
Marxist but also Weberian and, indeed, Schmittian; at the other, we
have the idea of conflict as matter or object of political intervention,
which takes the form of regulation or, to use the now fashionable
terminology, “governance.” The core of contemporary politics,
which pushes it to the level of “cosmopolitics,” would be to find
how to keep regulating or governing conflict, that is ultimately es-
tablish consensus and hegemonies, beyond the declining monopoly
of the nation–state in its violent or legal capacity to create peace
and order within certain territorial boundaries. Such is clearly the
prospect evoked in the work of David Held, with its opposition be-
tween a growing state of injustices, disorders, and inequalities cre-
ated by Globalization as a counterpart for the universalization of
exchanges and communications, and a global “social-democratic
governance,” whose quasi-legal instrument would be a “planetary
contract” among states and social actors (see Held 2013). But it is
also the horizon of Mary Kaldor’s (2013) idea of the “Global Civil
Society” and its politicization as “an answer to war,” although in a
more nuanced and empirical style.
And finally this leads us to the third interrelated motive that
I believe underlies the current insistence on “cosmopolitics” as the
concrete form of cosmopolitanism or an alternative to its utopian
character, which lies in the primacy of the issue of insecurity or—
translation / spring / 2014
to put it again in Ulrich Beck’s terms—“risk society” at the global
level. This is an additional element because the issue here is not
simply to confront alternative replies to the same insecurity, or to
86
the same dominant form of insecurity (be it terrorism, war, eco-
nomic instability, mass poverty, the destruction of the environment,
and so forth), but more fundamentally, in a sort of generalized
Hobbesian problematic, to define and hierarchize the different
forms of “insecurity” which are perceived and expressed by actors
and power structures in today’s world. It is this second degree in
the political contest on insecurity that, far from remaining purely
theoretical, directly impacts the antithetic positions on the function
of international institutions, inherited from the ancient cosmopoli-
tan ideal, as was plainly illustrated by the controversy between
George Bush and Kofi Annan in 2003 at the opening of the United
Nations’ General Assembly, just before the invasion of Iraq.
Again, I claim no originality in my discussion of these
themes. My specific contribution, which I have been trying to elab-
orate in a more or less explicit manner in the last two decades, has
progressively focused on the historical transformation or the “bor-
der” (or the “frontier”) as a concrete institution which, far from
forming simply an external condition for the constitution of the po-
litical, empirically associated with the hegemony of the territorial
nation–state, represents an internal, quasi-transcendental condition
of possibility for the definition of the citizen and the community of
citizens, or the combination of inclusion and exclusion which de-
termines what Arendt called the “intermediary space,” or Zwischen-
raum, of political action and contestation, where the right to have
rights becomes formulated. In this sense, the border is only seem-
ingly an external limit: in reality it is always already interiorized
or displaced towards the center of the political space. This could
be considered since the origins—even before the emergence of the
modern Nation–State—a “cosmopolitical” element, which pro-
foundly transformed the meaning and institution of borders but did
not invent them. The question then becomes how to understand
why this paradoxically “central” character of the “periphery” ac-
quires a new visibility and a more controversial status in the con-
temporary period, in any case in Europe. The same kind of issue is
currently being discussed and investigated in depth, especially in
Italy, by Sandro Mezzadra and Enrica Rigo from a more juridical
translation / spring / 2014
and constitutional point of view (see Rigo 2006). But I also try to
develop what I call a “phenomenology of the border” as prerequi-
site of an analysis of the globalized citizen, which combines sub-
87
jective experiences with objective structural transformations in a
highly unstable, overdetermined manner. It is this kind of phenom-
enology that I would like to evoke now, by sketching three devel-
opments: first, on the antithesis of war and translation, or
polemological and philological models of the border; second, on
the equivocity of the category of the stranger and the tendency to
reduce it to a figure of the enemy through the development of bor-
der wars against migrants; and third, on what I call the “double oth-
erness” affecting the status and representation of foreigners in
today’s Europe, to reach a final interrogation on the paradoxical
identity of what we might call the “subject of cosmopolitics,” as a
figure determined locally as well as globally. But before that, I must
return, as briefly as possible, to some considerations concerning
Europe, “Eurocentrism,” and the cosmopolitical issue.
It will be easier and also politically revealing, I believe, to
refer here to some well-known propositions by Jürgen Habermas
and the way they have progressively evolved under the impact of
the recent “war on terror.” This is not only a way to pay a well de-
served tribute to a great living philosopher, whose questions and
interventions continuously inform our reflection even when we dis-
agree with his premises or depart from his conclusions, but also a
way to illustrate this self-critical, internal relationship to the “Eu-
ropean” definition of cosmopolitanism that I mentioned at the be-
ginning. It did not remain unnoticed that Habermas’s positions
concerning cosmopolitanism had significantly changed in the last
period, before and after 9/11 and the subsequent new wave of US
military interventions in the world, especially the unilateral inva-
sion of Iraq in 2003 without a warrant from the Security Council.
Many of his declarations and contributions have been internation-
ally widespread, including the declaration from May 2003 reacting
to the statement by European States supporting the US invasion,
which was also endorsed by Jacques Derrida, with the title “After
the War: Europe’s Renaissance,” in which he hailed the simultane-
ous anti-war demonstrations in various European countries as a mo-
ment of emergence of the long-awaited European public sphere (see
translation / spring / 2014
Habermas and Derrida 2003). This was later developed in the ac-
knowledgement of a “split” within the Western liberal–democratic
alliance, arising from the antitotalitarian commitment in the post-
88
World War II period, which separated the unilateralist power poli-
tics of the US from the orientation of the European “core states”
(Kerneuropa) which was supposed to act in the direction of the con-
stitution of a “global domestic politics without a global govern-
ment” (Weltinnenpolitik ohne Welregierung) in the Kantian spirit
(see Habermas 2006). This involved not only a limitation of na-
tional claims to absolute sovereignty, but the equivalent of a “con-
stitutionalization of international law,” subjecting and transforming
the national politics of states through the self-imposed recognition
of the primacy of universal legal and moral rules forming a politics
of human rights.
More recently, Habermas has expressed disappointment
and skepticism with respect to this cosmopolitan function attributed
to Europe, or its historical avant-garde, but he has maintained the
commitment to the same general objective (see Habermas 2009).
This amounted to granting a practical reality and effectivity, in a
critical situation which would appear as a turning point in Modern
history, to the more speculative idea already explained at length in
Habermas’s “post national constellation” essays from the previous
decade: the constitution of a supranational European ensemble, lim-
iting the sovereignty of its member–states without giving rise to a
new imperial superstate, was presented there as a form of “transi-
tion” between the old power politics of states based on their iden-
tification as substantial historical communities, in other terms the
hegemony of nationalism, and the coming of the new cosmopolitan
order where the relationship of individuals to their communities
and allegiances is subjected to the formal and ethical recognition
of universal legal norms. The argument bears analogies with the
manner in which, in Kant’s practical philosophy, the respect for the
moral law or categorical imperative is supposed to impose a con-
straint on the “pathological” affective element of individual per-
sonality, or in Kant’s own terms, to permanently “humiliate” its
power. Accordingly, we would have the unmistakable sign of a shift
from nationalism to the dominance of a pure “patriotism of the con-
stitution” (Verfassungspatriotismus), intrinsically governing the de-
velopment of the European Union, and conferring upon it a
translation / spring / 2014
meaning and an influence widely superseding its local function.
Now, it would be too easy to dismiss Habermas’s views as
utopian and grossly overestimating the cosmopolitan content and
89
capacities of the European construction, and to call for a sobering
return to the facts, showing that the Weltpolitik of the European
Union, or perhaps we should say, rather, its lack of a Global project
of its own in the last period, has patently refuted any illusion of a
progressive function, especially with respect to the creation of a
Global order and a system of international law genuinely independ-
ent from power interests. I believe that a more interesting series of
remarks can be proposed. With a nasty spirit, I was always tempted
to draw a formal analogy between the way Habermas presented the
European construction as an intermediary step between nationalism
and the coming cosmopolitical juridical order and the way, after
the adoption of the idea of “socialism in one country” around which
the world revolutionary movement should gather and redefine its
strategy, the construction of the Soviet Union and the Socialist
camp was presented as a “transitional phase” in the long process
of political transition from capitalism to communism. This is only
a formal analogy indeed, but that testifies to the extent to which
teleological models of historical progress arising ultimately from
the Enlightenment permeate both the cosmopolitan and the inter-
nationalist discourses, or dominate their concepts of history in a
manner that is relatively independent from the divisions between
rival political ideologies. It testifies also to the extent to which such
discourses are inseparable from a deep Eurocentric representation
of history, even when they claim to be critical of something like a
“European nationalism,” or “pan-European ideology.”
But there is more to be said, and namely that such a paradox
also affects discourses which, in the same circumstances, tried to
be more critical with respect to the achievements of the European
construction. I am thinking of the way in which, in their book on
“cosmopolitical Europe,” Ulrich Beck and Edgar Grande (2004)
described the European construction as a “reflective moment” or
the emergence of a “politics of politics” in which the feedback ef-
fect of globalization and its specific problems associated with
“global risks” would progressively transform the very idea of a na-
tional interest and allow Europe to correct its own Eurocentrism
and lack of cosmopolitanism. Accordingly, the intermediary posi-
translation / spring / 2014
tion in which Europe finds itself would dialectically foster its own
internal transformation and allow it to play a crucial role in the
transformation of the global distribution and definition of power.
90
And, if I may invoke my own elaborations here, I am even thinking
of the manner in which, borrowing the dialectical image of the
“vanishing mediator,” I tried to explain in 2003 that Europe as a
society, a new moment in the history of political forms, could only
exist on the condition of becoming the instrument of a resistance
to the polarizations of the War on Terror as well as a multilateral
competition between Grossräume or geopolitical rival entities,
which is centered on a combination of state power and cultural ex-
ceptionalism. It should “decenter” its self-consciousness and ac-
knowledge the extent to which it had become itself transformed
and reshaped by the aftereffects of its violent interaction with the
world, particularly through the postcolonial transformation of its
population and culture (see Balibar 2003a). However “dialectical”
this presentation of Europe may appear (as a potential vanishing
mediator in contemporary politics, which could transform others
on the condition of becoming transformed itself by the others), it
clearly contained an element of European messianism which I
shared with many others.
It is perhaps owing to my self-critical reflection on the ex-
tent to which the messianic idea of Europe as the “vanishing medi-
ator” in fact reproduces or pushes to the extreme the Eurocentric
scheme inherent in other contemporary uses of the cosmopolitan
ideal that I can put into question what I believe is one of the deep
philosophical structures underlying the combination of universal-
ism and Eurocentrism in the cosmopolitan tradition: namely, the
idea that the transformation of the local, particular, national citizen
into a “citizen of the world” through a relativization of member-
ships and borders requires a singular mediation (or even a media-
tor), which turns the empirical interest against itself, performing
the negation of particularity from the inside. There is no doubt to
my mind that the cosmopolitical discourse in its classical form, as
it was elaborated philosophically in Kant and others—including
Marx, in his own way—formed a conceptual system organized
around the transcendental dualism of the empirical individual and
the universal person, or the “generic individual” (as Hegel, Feuer-
bach, and the young Marx would reformulate it), namely the indi-
translation / spring / 2014
vidual who carries within themselves a representation of the
species, therefore also a commitment to the superior interest of the
human community as such. The universal subject can be a “univer-
91
sal class,” or a “universal political project” called post national con-
stellation. In any case the mediation has to be performed by a mem-
bership or a community endowed with the character of a
self-negating subject, which means a community (of citizens) with-
out a “communitarian” collective identity, or not reducible to it,
therefore without exclusionary effects, and with a revolutionary po-
tential of universalization. Such is the case of “cosmopolitan Eu-
rope” in the discourses that I was quoting.
What I am suggesting is, in fact, a reversal of this pattern
(which perhaps in the end will prove to be again one of its
metonymic reformulations). At the same time I am admitting that
the incapacity of Europe to emerge as a cosmopolitical mediation
is not to be separated from its only too obvious current stalemate
as a political project. There is something intrinsically contradictory
in the idea of framing a postnational Europe which is a public space
of conflicts, regulations, and civic participation, although it does
not take the form of constructing a superstate—perhaps especially
if it does not take that form. In a moment I will try to indicate that
this intrinsic contradiction can be linked to the fact that the Euro-
pean construction as such emphasizes all the elements of otherness
inherent in the representation of Europe as a whole, or simply as
an ensemble. But this requires a detour through the consideration
of the role of borders, from which I hope to gain a metamorphosis
in the self-perception of Europe, in which its definition never sim-
ply comes from its own history, but returns to it from outside, from
the consequences of its externalization. This is a point of view that
seems more likely to become adopted in what constitutes the pe-
ripheries of Europe in the broad sense: cultural and political zones
of interpenetration with the rest of the world—Britain or Turkey or
Spain, say, rather than France or Germany, where Habermas im-
plicitly localized the European “core states.” But in reality, owing
to the consequences of colonialism, and later postcolonial migra-
tions and hybridization of cultures, it is also a possibility open for
the whole of Europe that should be discussed in common, passing
from one country to the other and one language to the other.
translation / spring / 2014
Let me now concentrate on what I called a “phenomeno-
logical approach” of the border as institution—and in a sense an
institution of institutions, whose fundamental characteristics appear
92
historically when it determines specific political practices, setting
their quasi-transcendental conditions, as it were. In the the past, an-
alyzing the repressive functions performed by the border especially
with respect to some strangers, but also some nationals, I coined
the formula “a nondemocratic condition of democracy” (Balibar
2003b). I now want to emphasize the ambivalent characteristics of
this condition, which represents both closeness and aperture, or
their permanent dialectical interplay. Thus, a phenomenology of
the border is a very complex undertaking. It is now becoming one
of the major objects of reflection and points of interdisciplinary co-
operation for anthropologists, historians, geographers, political the-
orists, and so on. Even philosophers may have something to say
from within their intellectual tradition and disciplinary logic (see
Balibar, Mezzadra, and Samaddar 2012, and Mezzadra and Neilson
2013). To take the institution of the border as privileged vantage
point in the discussion on cosmopolitics and its tensions does not
produce the same effect as adopting, say, the point of view of cul-
ture, or territory, or urban society—although there clearly are rec-
iprocities between these different paradigms. In previous essays I
suggested, following a suggestion from Kant’s early Latin disser-
tation on the “regions of space,” that borders are never purely local
or bilateral institutions, reducible to a simple history of conflicts
and agreements between neighboring powers and groups, which
would concern only them, but are always already “global”—that
is, a way of dividing the world itself into places, a way of config-
uring the world or making it “representable” (as the history of maps
and mapping techniques testifies). Hence the development of a
“mapping imaginary” which has as much anthropological impor-
tance as the imagination of historical time and is not to be separated
from it. I should add that borders are, therefore, constitutive of the
transindividual relationship to the world, or “being in the world”
when it is predicated on a plurality of subjects. This might already
explain why the imagination of borders has a privileged relation-
ship with utopias, albeit in a very contradictory manner. Either it
works through the assumption of their closure, when utopian soci-
eties are imagined as isolated from the world, or it works through
translation / spring / 2014
the anticipation of their suppression, their withering away giving
rise to a “borderless world” for the whole of mankind. But the bor-
ders are not only structures of the imagination; they are a very real
93
institution, albeit not with a fixed function and status. And as con-
ditions for the construction of a collective experience, they are char-
acterized by their intrinsic ambivalence.
Here I generalize a reflection on the category of the for-
eigner and “foreignness” that I find in particular in Bonnie Honig’s
excellent book (2001), to which I will return. This ambivalence be-
gins with the fact that borders are both internal and external, or
subjective and objective. They are imposed by state policies, ju-
ridical constraints, and controls over human mobility and commu-
nication, but they are also deeply rooted in collective identifications
and a common sense of belonging. We may continue with the fact
that borders are at work within opposite paradigms of the political,
particularly what I call the paradigm of war and the paradigm of
translation, with antithetic models for the construction of the
“stranger,” or the institution of difference between the “us” and the
“them,” which are both exclusive and nonexclusive. As a conse-
quence, while recognizing the importance of the border in the de-
velopment of utopian discourses, I prefer to consider that the border
as such is a heteroropia or a “heterotopic” place in Foucault’s
sense—that is, both a place of exception where the conditions of
normality and everyday life are “normally suspended,” so to speak;
and a place where the antinomies of the political are manifested
and become an object of politics itself. It is borders, the drawing
and the enforcing of borders, their interpretations and negotiations
that “make” or “create” peoples, languages, races, and genealo-
gies… Let me try to indicate three moments of this heterotopic phe-
nomenon of borders from the point of view of their current
transformations, especially across and beyond Europe. The emer-
gence of “European borders” which need to be constantly displaced
or redrawn is indeed one of the main concerns underlying this very
sketchy theorization.
The first element I want to emphasize is the fact that bor-
ders and frontiers are simultaneously defined as functions of war-
fare (or the interruption of warfare in the form of territorial
settlements and an equilibrium of power codified by international
law), and as functions of translation, or linguistic exchange: I call
translation / spring / 2014
this second aspect a philological model of the construction of the
political space—particularly the nation in modern history—where
the appropriation of a collective identity and its equivalence with
94
others mainly rests on establishing a correspondence as tight and
effective as possible between linguistic communities and political
communities. They must have the same boundaries, which are en-
forced and developed through education, literature, journalism, and
communication (as Benedict Anderson famously demonstrated in
his study of “imagined communities” and the becoming hegemonic
of the national form of the state—see Anderson 1983). The con-
struction of borders through war and the suspension of war, and
their interiorization through the community of language and the
possibility of translation (namely the activity that takes place when
one stands on the border itself, either very briefly or for a long pe-
riod, sometimes coinciding with the whole life), are clearly anti-
thetic, but it does not mean that the two models are completely
external to one another. On the contrary they are bound to contin-
uously interfere and merge. In a sense, or in specific circumstances,
war arises about translation and translation remains a war—because
it involves a confrontation with the conflictual difference, or the ir-
reducible “differend” with the other (in Lyotard’s terminology) that
can be displaced but not abolished, returning under the very ap-
pearance of consensus and communication. This reciprocity of war
and translation within the establishment of lasting cultural power
structures or hegemonies has been particularly emphasized by post-
colonial studies which concern both the old peripheries and the old
“centers,” where so called “universal” or “international” languages
have been created and institutionalized, and more recently by critics
of the idea of a “world literature” (see, for example, Apter 2005).
This is one of the major themes in Chakrabarty’s work, Provincial-
izing Europe (2000), where he insists on the conflict between an-
tagonistic ways of “translating” life worlds, or the experience of
the world, into labor (that is, abstraction in the merchant and capi-
talistic sense), and history (that is, majoritarian and minoritarian
traditions and belonging). Perhaps we could suggest that what char-
acterizes our experience of the globalized world, both virtually
common and divided among incompatible representations of the
sense of history, is a new intensity of this overlapping or undecid-
ability of the relationship between war and translation. This would
translation / spring / 2014
come also, on the side of war, from the fact that war has become
immersed in a much more general economy of global violence,
which is not less but more murderous, and in fact includes perma-
95
nent aspects of extermination. Ethnocide or culture wars are part
of this economy.
The pattern of a “global civil war” that is looming in such
diverse interpretations as those proposed by Hans Magnus Enzens-
berger, Negri and Hardt, or Agamben, is useful here but it is also
misleading because it tends to quickly reduce to unity the enormous
heterogeneity of the violent processes overlapping in this global
economy, ranging from so-called “new wars” which involve state
and nonstate actors, and subvert international law, to the seemingly
natural catastrophes which foremost affect the populations targeted
by mass impoverishment and made “superfluous” from the point
of view of the capitalist rationality. On the other side the labor of
translation which permanently confronts the antinomy of equiva-
lence and difference, is a way of acknowledging the irreducible na-
ture of the untranslatable elements: through its confrontation with
this “impossible” task it produces a universal community of lan-
guages, or a “pure language,” as Benjamin explained in somewhat
messianic terms in his famous essay on “The task of the translator”
(on this point, see Balibar 2006b). With the process of globalization,
especially as it is seen “from below”—that is, not from the global
Republic of Letters, but from the working populations themselves,
this labor has also become much more complex and conflictual. In
a postcolonial world the hierarchy of idioms, therefore of possibil-
ities of translation towards the same “languages of reference,”
which serve as general equivalent for all the others, is becoming
less and less indisputable and unilateral; it is therefore continuously
enforced in a brutally simplified manner through the monolinguistic
discipline of internet communication. The association of linguistic
hierarchies with borders and collective identities appears much
more clearly as a structure of national and transnational power:
there is as much violence and latent political conflict, as much ques-
tioning of established sovereignties, in the possibility for Algerian
citizens to simultaneously use their three historical languages (in-
cluding Arabic, French, and Amazigh), as there is for Urdu, Turkish,
Arab, and African languages to become recognized as equal parts
of the “conversation” among the populations of multinational and
translation / spring / 2014
multicultural Europe, therefore granted the same educational and
administrative status as the “genuinely European” national or re-
gional languages (some of which have for centuries been ex-pro-
96
priated—that is, they no longer “belong” to the populations of Eu-
ropean descent). I suspect that similar problems could be raised with
respect to Spanish and Asian languages in the North American
realm.
This brings me to the second aspect of a phenomenology
of borders as preliminary to the cosmopolitical issue. Zygmunt
Bauman, who is certainly one of the great anthropologists of the
cultural side of “globalization” today, emphasized that “all societies
produce strangers, but each kind of society produces its own kind
of strangers, and produces them in its own inimitable way” (Bau-
man 1997). I take this phrase to mark an important step in a story
of sociological and philosophical reflections on the figure of the
stranger and the foreigner (the duality of categories already marking
the difficulty in assessing the priority of the interior or the exterior,
the juridical or the cultural aspect), which derive from the famous
essays by Simmel and Alfred Schutz, and continues today with
Gilroy, Babha, Honig, Spivak. Whether it was the existence of bor-
ders that created the stranger, imposing an institutional mark of oth-
erness on the complexity of cultural and local differences, or the
preexisting difference among nations and genealogies that led to
the institution of borders and the closure of territories, is a question
that was never completely solved. It would seem that the establish-
ment of the new borders of Europe, and the way they are enforced
against the self-determination and the right of circulation of migrant
and refugee populations, with the continuous relocation of these
police demarcations, sheds a brutal light on this issue because of
its discretionary character, as embodied in the Schengen rules.
In previous essays, I intentionally gave a provocative di-
mension to this discussion by suggesting that the introduction of a
notion of European citizenship based on national memberships
within the European Union produces something like a European
apartheid, a reverse side of the emerging of a European community
of citizens, by incorporating anybody who is already a national cit-
izen in any of the member states, and excluding anybody, however
permanently settled and economically or culturally integrated, who
comes from extra-Communitarian spaces. The exclusionary aspect
translation / spring / 2014
arises from the simple fact that differences of nationality, distin-
guishing the national and the foreigner, which formerly applied in
the same manner to all aliens within each nation state, now institute
97
a discrimination: some foreigners (“fellow Europeans”) have be-
come less than foreigners, in terms of rights and social status (they
are no longer exactly strangers), while other foreigners, the “extra-
Communitarians,” and especially immigrant workers and refugees
from the South, are now more than foreigners, as it were—they are
the absolute aliens subjected to institutional and cultural racism. To
this general idea, Alessandro Dal Lago and Sandro Mezzadra
(2002), Didier Bigo (2005), and other sociologists or politologists
who work on the “normalized state of exception” to which migrants
are increasingly subjected in order to uphold the distinction between
legal and illegal categories of immigrants, have added another ele-
ment: the violent police operations (including the establishment of
camps) performed by some European states on behalf of the whole
community (with the help of neighboring client States, such as
Libya or Morocco), amount to a kind of permanent border war
against migrants (see, also, Balibar 2003c). The extent to which
this policy is an intentional one can be disputed, but what I draw
from their analysis is especially the growing indiscernibility of the
concepts of police and war (also present in other forms of sovereign
violence in today’s world): hence the tendency towards a reduction
of the foreigner, or the “real stranger,” to a notion of virtual enemy,
which pertains to a power permanently running behind a lost sov-
ereignty, or the possibility of controlling populations and territories
in a completely independent manner (see Brown 2010).
Reducing the figure of the stranger to that of the enemy is
one of the clearest signs of the crisis of the nation–state, or the his-
torical national form of the state, as was already signaled by Han-
nah Arendt (1951). It shows that the crisis of the nation–state,
focusing on its borders but also continuously dislocating these bor-
ders, does not coincide with a linear process of withering away. On
the contrary, it makes the nation–state, or any combination of na-
tion–states, return to a relatively lawless mode of exercising power,
which strongly suggests a comparison with the early modern mo-
ments in the construction of the monopoly of violence that Marx
interpreted as “primitive accumulation.” They probably have to do
with a new phase of primitive accumulation of capitalism on a
translation / spring / 2014
global scale. But, as Bonnie Honig (2001) rightly suggests, they
also testify for an extremely ambivalent character of the political
process itself: in fact, whole populations of strangers are now os-
98
cillating between a condition of outsiders and insiders in the con-
struction of a postnational and postcolonial order, for which Europe
appears as a violent, conflictual “laboratory.” Strangers could be-
come (and very often actually become), either internal enemies,
who are looked upon with suspicion and fear by the state and the
“majoritarian” population, or additional citizens, whose very dif-
ference enlarges the fabric of rights and the democratic legitimacy
of the institutions. Their inclusion in the domain of the “right to
have rights” would illustrate what French political philosopher
Jacques Rancière called granting the shareless their share (Ran-
cière 1998). Indeed, this symmetry is heavily unbalanced yet never
completely destroyed, or it is at stake in the daily resistances and
vindications of basic rights on the part of the foreigners, making
them members of an active community of citizens even before they
are granted formal citizenship, thus concretely anticipating a cos-
mopolitical transformation of the political.
This consideration may sound very optimistic indeed, and
I will qualify it through adding a third and last point. I became
aware of this when I started reflecting on the consequences of the
failed attempt at establishing a European Constitution in 2005, and
its relationship to the development of so-called “populist” attitudes
in Europe, in fact a revival of nationalist feelings, of which the
strangers are the inevitable victims—not only when they come from
outside Europe, but between its own “peoples.” What is cause and
what is effect in this matter can be disputed, but perhaps it does not
matter so much, and we must develop a symptomatic interpretation.
The French and the Dutch played the role of the bad Europeans in
the story, but shortly after the even former German Chancellor Hel-
mut Schmidt—not a bad connoisseur—expressed his conviction
that, if popular referendums had been called everywhere in Europe,
the result would probably have been a “no” in a majority of coun-
tries, including Germany. I don’t believe this to illustrate the per-
petual conflict between reactionary nationalism and enlightened
cosmopolitanism. I also don’t think that the reason for the failure
of the “federal” project entirely lies in the social and economic
causes that were emphasized by the French Left, when it insisted
translation / spring / 2014
that the draft constitution had been rejected because it completely
endorsed a legitimization of the neoliberal conception of the public
sphere, and a dismantling of collective social rights. Even if this is
99
largely true, which I tend to believe it is, it would not produce a na-
tionalist revival on its own. It could also—at least ideally—foster
the development of pan-European social movements, for which
democratic advances written into the Constitution (notably in the
Charter of fundamental rights) could serve as an instrument. Some-
thing else must be acting as well. I believe this might lie in a vicious
circle created by the addition of different kinds of xenophobia: on
the one hand, negative feelings toward other European peoples, or
“fellow Europeans,” in each European country; and on the other
hand the xenophobia directed against non-European populations
of migrants (or of migrant descent)—with such highly ambivalent
cases as Romanians, Turks, Balkan peoples, or populations of
North African descent who have been part of “European history”
for centuries in a colonial or semicolonial framework.
This is what I call the cosmopolitical difficulty of Europe
to deal with its double otherness, an internal and an external other-
ness which are no longer confronted in absolutely separated spaces.
This is also the difficulty of Europe to completely distinguish be-
tween internal borders (between member states) and external bor-
ders (with the rest of the world, and especially the South), or
abolish this distinction and return to a classical status of the national
border and the definition of the stranger. To put it in one phrase,
European racism directed against immigrant “extra-European” pop-
ulations, which hampers the development of social movements
against neoliberal policies, also results from a projection of the na-
tionalist feeling opposing European nations to one another, which
the European construction in its current form has only superficially
cloaked. It forms a derivative for a repressed mutual xenophobia.
But the reverse is also true: it is the incapacity of European nations,
and the unwillingness of European states, to grant migrants and
populations of migrant descent equal rights and recognition, as well
as the permanent temptation from populist parties and leaders to
exploit antimigrant fears and hatreds for domestic purposes, which
prevents Europeans from imagining that they could address their
most urgent common social and political problems as a single con-
stituency, thus giving rise to a new more “cosmopolitical” moment
translation / spring / 2014
in the history of democratic citizenship. There is something like a
“missing nation” in the middle of Europe, a nation made of several
long-established migrant communities with different histories but
100
a similar final destiny, and also some common cultural characters
easily seen as threats to European culture. Once it might have been
called the “sixteenth nation” when there were fifteen official mem-
ber states, now it could be called the “twenty-sixth nation” (an idea
already proposed by Catherine di Wenden—see Wenden 1997; with
more recent admissions to the EU, including Croatia, one should
perhaps more accurately say “the twenty-ninth state”). And it is this
missing nation in the middle returning in a fantastic manner as a
virtual internal enemy that makes it so difficult for all the other na-
tions to perceive themselves as building a single constituency, au-
tomatically depriving them of the capacity of collectively
influencing the global trends of politics, culture, and the economy.
translation / spring / 2014
101
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translation / spring / 2014
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103
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] | Knowledge on the Move:
Between Logistics and Translation
Brett Neilson ............................
University of Western Sydney, Australia.
[email protected]
Abstract: Translation and logistics are often considered distinct and opposed ac-
tivities. The former is a social practice that produces boundaries and connections
between languages, cultures and forms of life. The latter is a technical operation
that contributes to the production of value by creating efficiencies of communi-
cation and transport. This paper takes translation and logistics as twin analytical
pincers in which to examine the changing politics and economy of knowledge
in the contemporary capitalist world. Particular attention is given to the socio-
technical systems that enable practices of translation and the role of social and
cultural negotiation in facilitating movement along the logistical chains that sup-
port global production. By examining the terms and the limits of the overlap
between translation and logistics, the paper investigates its implications for the
global arrangement of space and time as well as the subjective stakes of labor in
the production of knowledge.
______________
How does knowledge travel? The question is profound to
the point of being banal. Movement is intrinsic to knowing.
Whether the passage is between subject and object, through space
and time, or across the boundaries of disciplines or other gardens
of knowledge, knowledge seems unable to submit to stillness. The
present essay investigates two dimensions of knowledge movement
that have come to the fore under conditions of capitalism and glob-
alization: the first associated with logistical operations and the sec-
ond deriving from translation. The aim is to show the intertwining
and interdependence of these different aspects of knowledge move-
ment, despite the seeming tension between them in terms of open-
ness to political and cultural life, subordination to technological
processes and coordination with economic activity.
Logistics organizes and produces the heterogeneity of
translation / spring / 2014
global space and time. Tuned to the turnover of capital, it mobilizes
material and infrastructural implementations to produce communi-
cation, transport, and economic efficiencies. With its origins in mil-
129
itary supply, it has, since the 1960s, become a software-driven
process that coordinates production and assembly processes across
planetary expanses. No longer an exercise in cost reduction, it has
become integral to the maximization of profit. Essential to its op-
erations is the governance of supply or commodity chains. Logis-
tical networks rely on internal standards and protocols to establish
interoperability between systems and facilitate the movement of
people, goods, and things. Attention to the logistics of knowledge
movement thus requires awareness of techniques and technologies
that enable sorting, classification, distribution, and storage. Increas-
ingly these processes are inseparable from the production of knowl-
edge itself, making it unfeasible to consider them post hoc
arrangements that pertain merely to the movement of already
formed or commodified knowledge. The metaphor of knowledge
transfer, which circulates widely in academic and commercial con-
texts, registers some of the limits and dilemmas associated with
such an approach to knowledge. It signals at once the dream that
knowledge might travel efficiently and unaltered between a source
and a target and the reality that such movement is always inter-
rupted by social and cultural factors. In other words, it shows how
the logistics of knowledge movement is always entangled with the
politics of translation.
Translation is a privileged cultural operation and social
practice that produces bridges and barriers between languages, civ-
ilizations, and forms of life. It is an iterative operation that facili-
tates movement through an active process of mutation in which
difference and incommensurability tend to win over standardization
and protocols. This is to say it is a vernacular or idiomatic practice
that creates social relations within a force field marked by differ-
entials of power, culture, and economy. At once sparking connec-
tions and active in processes of domination, not least those
associated with modern colonialism and global capitalist expansion,
translation is an inherently double-sided political concept and prac-
tice. It can open channels of communication and understanding be-
tween communities and cultures but only at the risk of establishing
boundaries in ways that further a politics of rigidified identity. His-
translation / spring / 2014
torically this has been one of its major functions. When the practice
of translation establishes equivalence between languages or groups
of people, it enforces the idea of distinct communities, nations, or
130
civilizations traveling coevally through time. It thus contributes to
the creation of dominant geopolitical constructs: the West and the
rest, center and periphery, and so on. In the contemporary world,
where such an approach to translation remains prevalent, it plays a
part in dividing the planet into blocs or regions and producing nor-
mative figures of continentalization: the European, the Asian, the
African, et cetera. Yet, as several critical scholars (Sakai 1997,
Iveković 2010, Mezzadra 2010) have emphasized, translation con-
tinues to hold a potential for radical subversion or the unsettling of
established identities, boundaries, and the social relation of capital.
Here is the dilemma. Translation is seen as the cultural op-
eration par excellence, a creative act with the power to rearrange
social relations whether in politically liberating or constraining
ways. By contrast, logistics is widely understood as a set of tech-
nical operations driven by algorithmic processes and subordinated
to the imperatives of capital or war. Attempting to shift these es-
tablished views is perhaps a futile exercise. The current paper holds
these shibboleths in place, even as it questions them by probing the
borders between the cultural and the economic, and querying the
separability of the creative and the technical. The argument is de-
ceptively simple: without logistics no translation, and without trans-
lation no logistics. This is an analytical and political claim rather
than a logical proposition or dialectical formulation. The intertwin-
ing of translation and logistics comes into view with the histori-
cization of these practices. Particularly in current conditions of
capitalism (where cooperative networks are crucial to systems of
production, and value creation depends ever more on distribution
and access to knowledge), translation and logistics have developed
in ways that make them increasingly indistinguishable. This article
explores the terms and limits of this overlap, investigating its im-
plications for the global arrangement of space and time as well as
the subjective stakes of labor in the production of knowledge.
Traveling Theory
In an article entitled “Traveling Theory” (1983, 226), Ed-
ward Said identifies “a discernible and recurrent pattern to the
translation / spring / 2014
movement” of ideas and theories. Although widely read within crit-
ical and postcolonial circles, the paper’s delineation of four distinct
stages of “travel” reads like a familiar narrative of immigration and
131
acculturation:
First, there is a point of origin, or what seems like one, a set of initial circumstances in
which the idea came to birth or entered discourse. Second, there is the distance trans-
ferred, a passage through the pressure of various contexts as the idea moves from an
earlier point to another time and place where it will come into a new prominence. Third,
there is a set of conditions—call them conditions of acceptance or, as an inevitable part
of acceptance, resistances—which then confronts the transplanted theory or idea, mak-
ing possible its introduction or toleration, however alien it may appear to be. Fourth,
the now full (or partly) accommodated (or incorporated) idea is to some extent trans-
formed by its new uses, its new position in a new time and place. (Said 1983, 226–227)
Said’s essay focuses on the geographical movement of
ideas and theories, which, although part of knowledge, are not the
whole of it. Yet the typology he offers provides a schema by which
to assess the evolution of knowledge movements across the past
three decades. A distinct absence from his analysis is an account of
the material forces and technical factors that compel knowledge to
move. Said recognizes a “commerce of theories and ideas” but does
not interrogate the economic and material processes that underlie
this trade or exchange (226). The movement of knowledge, in this
account, seems almost disconnected from economic forces or tech-
nical parameters. It is the result of patterns of influence between
prominent thinkers.
Said’s primary example is the transfer of Lukács’s concept
of reification into the works of Lucien Goldmann and from there
into the writings of Raymond Williams. Although he examines the
conditions of acceptance, pressures, and resistances that surround
this transplantation of ideas, he does not explore the material con-
duits that make it possible. The movement of knowledge between
the works of these figures is attributed to patterns of “indebtedness”
and “use” (235, 242). There is little attention to histories of publi-
cation, translation, or dissemination—say, in the manner of Franco
Moretti’s (1999) rewriting of the history of the European novel.
Said mentions that Goldmann was Lukács’s student and that
Williams heard Goldmann deliver two lectures in 1970. But in his
account, the transfer of knowledge is almost entirely restricted to
translation / spring / 2014
philological and hermeneutic concerns. As a result “Traveling The-
ory” has little to say about how the movement of knowledge is
linked to infrastructural conditions of transport, communication,
132
memory, or economy. Implicit in Said’s argument is the claim that
Lukács’s concept loses its revolutionary potential as it travels, a po-
sition he revises in a later essay entitled “Traveling Theory Recon-
sidered” (1994) by considering Frantz Fanon’s reception of Lukács.
In both of these pieces, however, the focus is on matters of concept
production, reading, and reception. Transplanted knowledge is sub-
jected to pressures of context and interpretation but the exact man-
ner in which it moves through space and time remains obscure.
This is surprising given Said’s (1978) writings on how ori-
entalist knowledge practices have shaped and in turn been shaped
by colonial adventures in Asia and the Islamic world. Following
from this work, there has been an ongoing concern across a number
of disciplines with the material and discursive practices that have
led to the emergence (and maintenance) of a distinction between
the West and the rest. One result of this is a/the growing attention
to how the practice of translation facilitates the circulation of
knowledge across geopolitical and social boundaries. As Irrera
(2013, 2) explains, the “notion of translation, although rarely men-
tioned by Said, is actually at the very heart of the cultural practices
of Saidian humanism.” At stake is partly an emphasis on transla-
tion’s capacity to create mutual understanding and reciprocity be-
tween human groups. In a late article published in the Egyptian
newspaper Al-Ahram, for instance, Said (2001) argues against a
campaign to stop the translation of Arabic books into Hebrew on
the grounds that greater availability of Arabic writings in Israel will
better enable Israelis to understand Arabs “as a people.” But as a
practitioner of comparative literature, a discipline that maps lin-
guistic differences over bodies of expression and thought, Said
would have been aware of the ambivalent position of translation as
both a border-breaking and border-making practice. Although com-
mitted to humanist precepts and the opening of world-historical
horizons, he remained acutely aware of the politics of cultural im-
perialism and the capacity for translation to serve the ends of dom-
ination and separate populations into distinct identity groups.
The limit of Said’s work for understanding current knowl-
edge movements lies less in its muted engagement with translation
translation / spring / 2014
than its neglect of what today is called knowledge management—
that is, the codification and collection of processes and devices for
governing the production, circulation, and utilization of knowledge.
133
“Traveling Theory” was written at a time when the rise of a knowl-
edge economy oriented toward services, intellectual property rights,
innovation and information technology was just getting underway.
Thirty years later, the implication of translation in practices of lo-
gistical calculation that pertain to the production and transfer of
knowledge has become a crucial part of globalizing capitalism.
There is a need to move beyond the paradigm of traveling theory
with its cultural and exegetical bias and to probe translation’s role
in the production of subjectivity and the making and unmaking of
worlds. This means investigating translation’s entanglement with
operations of capitalism. The capacity of capital to translate het-
erogeneous forms of life into the homogenous language of value is
only one aspect of this entanglement. Efforts to make capital’s
turnover productive also invest practices of translation, whether
they take a linguistic, cultural, or more generally social form. Only
by disentangling translation from these efforts can we begin to dis-
cern a knowledge politics adequate to the invention of new modes
of social cooperation.
The Logistics Revolution
If Said’s “Traveling Theory” supplies an icon of thinking
about knowledge movements and translation without a developed
account of relevant logistical arrangements, there is a plethora of
approaches that do the opposite. Logistics is a technological and
pragmatic field, increasingly driven by computational modes of
control and forever pushing deadlines. It is hard to imagine logis-
ticians entertaining an interest in the subtleties of translation theory
or its implications for issues of economy and politics. Nonetheless
the transfer and sharing of knowledge is crucial to logistical
processes, particularly when they connect up supply chains in
which efficiencies can be established through the implementation
of standards or other mechanisms of internal governance. Accord-
ing to Ballou (1992, 5), the “mission of logistics is to get the right
goods or services to the right place at the right time, and in the de-
sired (right) condition, while making the greatest contribution to
the firm.” This definition, with its identification of the firm as the
translation / spring / 2014
exemplary logistical subject, registers the commercial imperatives
that drive contemporary logistical practices. Yet this was not always
the case. Until the mid twentieth century, logistics was primarily a
134
military practice associated with the supply of food and arms to
fighting forces.
This is not the occasion to explore the history of military
logistics and its implications for the relation of war to politics (Neil-
son 2012). Suffice it to say that logistics was considered one of the
three arts of war alongside strategy and tactics. Prominent nine-
teenth-century military thinkers such as Carl von Clausewitz (2007)
attributed a lesser role to logistics insofar as it was understood as a
preparatory exercise that established the conditions for these more
warlike arts. As technological innovations such as the introduction
of railways and the use of fossil fuels changed military campaigns,
logistics became a central part of modern warfare. Meanwhile, with
the spread of the industrial revolution, practices of transport and
spatial economics drew mounting interest in the civilian sphere. In
seminal publications such The Theory of the Trace (1900), the Ger-
man civil engineer Wilhelm Launhardt built on the mathematical
formulations of Pierre de Fermat to derive efficiency criteria for
commercial transport networks with regard to topography. This
work was replicated and extended by Alfred Weber, the younger
brother of Max, in his Theory of the Location of Industries (1929).
Weber’s book closed with a mathematical appendix, written with
Georg Pick, which offered a formula purporting to derive the opti-
mal location for an industrial plant based on variables such as the
cost of transport, the agglomeration of industrial facilities and the
cost of labor across different sites. These are among the earliest
precedents for a mathematical approach to logistics. It is not until
the 1960s, however, that the introduction of a systems analysis ap-
proach to transport and distribution management began to remake
geographies of production and circulation at the global scale, giving
rise to the distinct economic sector of logistics.
Scholars who study the evolution of the field call this the
logistics revolution (Allen 1997). Changes in this period and its af-
termath include the spatial reorganization of the firm, the perform-
ance monitoring of labor, the interlinking of logistics science with
computing and software design, the introduction of the shipping
container, the formation of business organizations and academic
translation / spring / 2014
programs for the production and dissemination of logistical knowl-
edge, the building of global supply chains, and the search for cheap
labor rates in poorer areas of the world. Logistics moved from being
135
an effort of cost minimization to become an integrated part of
global production systems and a means of maximizing profit. The
myth that production stopped at the factory gates, challenged in
feminist theory and politics, was shattered in the mainstream world
with the evolution of more efficient transport and communication
systems. The assembly of goods across different global locations,
with objects and knowledge constantly moving between them,
served to blur the processes of production and distribution. Logis-
tics also made the organization of global space more complicated
and differentiated. Geographical entities such as special economic
zones and logistics hubs sprang up to attract investment and organ-
ize the business of global production. Increasingly, logistics also
came to play a role in service economies and production processes
not involving the manufacture of material goods. From financial
operations to television production, translation services to the for-
mation of global care chains, the logistical organization of work
and mobility became central to the expansion of capitalist markets
and logic.
The technological and representational systems that en-
abled this shift have seen vast changes since the 1960s. The evolu-
tion of supply chain management and just-in-time production
would have been impossible without the controlled feedback of lo-
gistical data into production and distribution systems. Enterprise
Resource Planning (ERP) and Electronic Data Interchange (EDI)
software platforms aided efforts to digitally record, communicate,
and analyze every aspect of production, transport, display, and
sales. This resulted in more expansive and articulated logistical sys-
tems that sought to continuously map out the position and trajectory
of objects in motion. The real-time integration of these systems pro-
vided an unprecedented ability to rationalize labor at every point
along the chain, intensifying the pace and squeezing workers for
greater productivity. But the desire to match ideals of lean produc-
tion to agile and adaptable logistical processes proved elusive. The
reduction of costs, elimination of waste, and optimization of flow
could only be pushed so far without jeopardizing the robustness
and flexibility of production systems. Issues of supply chain re-
translation / spring / 2014
silience sparked efforts to minimize contingency by simulating the
decisions of actors on both supply and demand sides of the equa-
tion. Today complex techniques of scenario planning, sometimes
136
involving the use of software adapted from financial market appli-
cations, are deployed to smooth out discrepancies and interruptions.
The challenge of achieving interoperability between systems and
building “fault tolerance” into them has underscored the difficulties
that underlie programs of standardization. Nonetheless, the internal
governance of supply chains continues to demand protocols of hi-
erarchy, codifiability, capability, and coordination (Gereffi, Hum-
phrey, and Sturgeon 2005).
To some extent, the problem of interoperability can be con-
ceived as one of translation. The attempt to coordinate discrepant
systems, smooth out glitches, and exchange data via common for-
mats means working across gaps and connections to relationally
produce, arrange, and conceptualize information. Often this in-
volves the creation of standards to which different systems must
conform to enable the transfer of information between them. In
such instances, translation is flattened out and directed toward a
single and tightly controlled set of protocols. But such standards
are hard to create, technically and in terms of the time, labor, and
resources that must be invested in them. They also tend to prolifer-
ate, leading to a situation where standards conflict with other stan-
dards. Even in cases where technical interoperability has been
established, social and cultural factors tend to interfere, making the
task of translation tricky and unstable. This is not an observation
made only by social and cultural thinkers such as the anthropologist
Anna Tsing (2005), who writes about the “friction” that inhabits
the global supply chains of contemporary capitalism. Engineers
also recognize the cultural and social barriers to interoperability,
writing of the need to establish “cultural interoperability” and of
the imperative to establish “supply chain integration” by facilitating
“the exchange of knowledge across dissimilar cultures and in dif-
ferent native languages” (Whitman and Panetto 2006, 235-36). It
is in this sense that logistics must reckon with the politics of trans-
lation. The question is whether such a politics provides resources
for smoothing out the operations of capital or whether it supplies
methods for organizing against current practices of exploitation and
dispossession.
translation / spring / 2014
137
In the Translation Machine
The proximity of the social practice of translation to the
worlds of the technologist, engineer, and logistician is evident not
only in discourses about “cultural interoperability” and supply
chain integration. It is also present in processes of translation them-
selves, which are increasingly powered by algorithmic technologies
and codes. Any attempt to reckon with the politics of translation
must confront the rising prevalence of machine translation, which
submits the social practice of translation to logistical protocols and
software routines that purport to accomplish direct transfers be-
tween languages. Think of the interface of online translation plat-
forms such as Babelfish or Google Translate. Two text boxes of the
same size face each other. One can write (or more usually cut and
paste) into the first, choose the language into which the text is to
be translated, and click the button. The program has the capacity
to detect the input language. Such a technique of translation pow-
erfully reinforces what Sakai (1997) calls the schema of cofigura-
tion. The copresence and equal size of the text boxes suggests a
parallel between languages that are conceived as separate prior to
and independently of the act of translation. Rhetoric and context
fall away. The screen divides source from target, incomprehensible
from comprehensible. As the user’s eyes are drawn from left to
right, she is sealed as member of one language community as op-
posed to another. As much as this is a machine for translation, it is
also a machine for the production of what Jon Solomon (2013) calls
the “speciation of the human”—the division of the genus human
into distinct and fixed blocs of identity and culture. From philology
to imperialism, comparative literature to algorithms, the movement
is seamless and seemingly instantaneous.
Yet there is a glitch. As anyone who has used these plat-
forms knows, the results are patchy. Machine translation offers an
antidote to dreams of a pure or universal language, such as that of-
fered by Walter Benjamin (1968, 80) when he describes the trans-
lator’s task as releasing “in his own language that pure language
that is under the spell of another.” Benjamin’s impulse is theolog-
ical, but the dream of machine translation has equally been driven
translation / spring / 2014
by a vision of universal language, albeit one that is much more in-
strumental. The cyberneticist Warren Weaver (1955), a pioneer in
the field, writes: “When I look at an article in Russian, I say: ‘This
138
is written in English, but it has been coded in some strange sym-
bols. I will now proceed to decode’” (18). He also described the
need to “descend, from each language, down to the common base
of all human communication—the real but as yet undiscovered uni-
versal language—and then re-emerge by whatever route is conven-
ient” (23).
Such an approach, which treats language as code, has
proved a dead end in machine translation (see Kay 2003, Neilson
2010). Today rule-based methods have all but been replaced with
corpus-based approaches, which deploy statistical techniques and
huge libraries of translated texts to move between languages. The
results are sketchy and often only partly legible. It as if culture has
taken its revenge against logistics. But what is the politics of all
this?
Benjamin’s vision of a universal language may have been
undermined by machine translation techniques but his writing sup-
plies us with at least one powerful image to describe the fate of
contemporary translation. In the first of his “Theses on the Philos-
ophy of History” (1968, 253), he writes of an “automaton” that can
play a winning game of chess. The contraption, which makes it ap-
pear as if the game is being played by a “puppet in Turkish attire,”
actually conceals an “expert chess player” who guides “the puppet’s
hand by means of strings.” Benjamin uses this image to argue for
the role of theology in supporting and driving historical material-
ism. Today, when the theological drive toward a universal language
has been displaced by machine translation, this image of the me-
chanical Turk has a much more cynical connection to the business
of translation. In 2005, Amazon opened its platform Mechanical
Turk (https://www.mturk.com/mturk/), a web-based service that of-
fers users the possibility to bid to perform paid work by completing
various tasks that cannot be fulfilled by artificial intelligence. As
the FAQ for the site explains, “[t]oday, we build complex software
applications based on the things computers do well, such as storing
and retrieving large amounts of information or rapidly performing
calculations. However, humans still significantly outperform the
most powerful computers at completing such simple tasks as iden-
translation / spring / 2014
tifying objects in photographs—something children can do even
before they learn to speak.” Not surprisingly, this model of micro-
contracting, pioneered by Mechanical Turk, has also found its ap-
139
plication in the translation world, particularly via sites such as
http://ProZ.com, which allow translators to submit quotes to per-
form translation jobs, often cleaning up the results of machine
translations. The site claims to serve “the world’s largest commu-
nity of translators” and to be the “number one source of new client’s
for translators.” In this way, the glitches in machine translation rou-
tines have become occasions for the crowd sourcing of labor in the
most precarious and flexible of circumstances.
In his article “The Freelance Translation Machine,” Scott
Kushner (2013, 2) explores how online translation platforms such
as ProZ.com negotiate “the encounter between the computational
and the human in the service of capital.” He is interested in how
“algorithmic power” harnesses “human thought, precisely because
it does not conform to machine logic.” The task of the translator,
in the context of sites like this, is to “complete the algorithm” in a
way that obscures the act of translation or makes it appear auto-
mated, despite the fact that the translator exists in a social world
(4). Kushner explains that ProZ features social networking tools
that allow clients to rate the work of translators. The 300,000 free-
lance translators who work on the platform pay for membership,
bid for jobs, accumulate a record of ratings and have the opportu-
nity to display credentials and qualifications on the site. Vendors
are granted easy access to a global workforce by filling out a sub-
mission form that specifies language pairs, number of words, and
deadlines. This has allowed ProZ to emerge “as a temporary stand-
in for the ultimate translation dream: friction-free machine transla-
tion” (12).
Platforms like ProZ reinforce what Sakai (1997) calls ho-
molingual address, posing as if it is possible to translate seamlessly
between languages that are conceived as always already separate
entities. At stake is “the idea of the unity of language,” which makes
it possible “to systematically organize knowledge about languages
in a modern, scientific manner” (Sakai 2009, 73). In observing that
“such an idea is essential for any standardized, automated, algo-
rithmic approach to translation,” Kushner (2013) draws an inter-
esting parallel. ProZ, he comments, is interested not in the contents
translation / spring / 2014
of translation but rather in the protocols that allow it to occur in as
frictionless a manner as possible. To this extent, translation be-
comes a logistical proposition: “ProZ.com is no more interested in
140
a translation project’s contents than a barge captain is in the con-
tents of the shipping containers piled upon his deck.” Furthermore,
the “smooth functioning of the translation industry under global-
ization demands conceptual containers (‘unified languages’) just
as transoceanic transport requires uniform containers.” With this
parallel between container shipping and the workings of online
translation platforms, Kushner suggests a strong relation between
the protocols and algorithms of the global logistics industries and
the protocols and algorithms that facilitate the “do loops” of con-
temporary freelance translation practice. He is fully aware, how-
ever, that platforms like ProZ require humans to tease out “the finer
points of language and its social wrappings” and recognizes that
these “social wrappings are the stuff of Sakai’s (1997) ‘heterolin-
gual address.’” He thus understands the freelance translation ma-
chine to develop “an interface connecting (and simultaneously
separating) the homolingual and the heterolingual, the machine and
the human” (Kushner 2013, 13). But what are the politics of this
implied association of the homolingual with the machine and the
heterolingual with the human? Is the politics of heterolingual ad-
dress something more or less than an attempt to salvage humanitas
from logistical operations?
On Seamlessness
Writing with Sandro Mezzadra, I have posed the question
of the politics of translation as one of the rubbing up of concepts
against material circumstances. Taking our cue from a comment by
Gramsci on a speech delivered by Lenin in 1922, Sandro and I seek
to derive a political concept of translation that reaches beyond the
linguistic and cultural dynamics usually implied by the term. In
particular, we are interested in how the question of translation be-
comes constitutive for political organization in a globalized
world—an aspect of translation that is strongly evident in political
struggles concerning migration and border crossing. We also seek
to understand “the role of translation in the operations of capital”
to provide a “framework for analysing the conditions under which
translation can become a tool for the invention of a common lan-
translation / spring / 2014
guage for contesting capital” (Mezzadra and Neilson 2013a, 276).
Capital is a social relation that reduces all differences to a homo-
geneous measure of value, and, to this extent, it functions like a
141
regime of homolingual translation. The heterogeneity of labor—
which means its fragmentation beyond the figure of the waged in-
dustrial worker—offers a counterpoint to this homogeneity but also
poses the problem of organization across different borders and so-
cial, cultural, and economic boundaries. The challenge of translat-
ing between disparate and divergent struggles is one of the most
pressing political tasks of the day.
Logistical supply chains provide a privileged point of in-
tervention for this challenge. This is because they organize and con-
nect labor forces in the name of capital. The aim of supply chain
management is to make the operations of such chains as efficient
as possible. Software optimization is a crucial part of these efforts,
which must continually balance the leanness of the chain, or its
ability to eliminate redundancies and function in a responsive just-
in-time manner, against its agility, or capacity to route around dis-
turbances such as resource shortages or labor strikes. As Tsing
(2009) writes, supply chains focus “our attention on questions of
diversity within structures of power” (149). They link up dissimilar
firms, distant locations, and distinct labor forces, showing “that di-
versity forms a part of the structure of capitalism rather than an
inessential appendage” (150). Logisticians dream of creating a
seamless world, where borders and differences become not barriers
to be overcome but parameters within which to establish efficien-
cies. In practice, however, they know that designs and programs
encounter obstacles and frictions of all kinds and even contribute
to their creation, from traffic bottlenecks to unruly workforces. The
analytical temptation is to associate such disturbance with the
human element in logistical transactions. Society and culture be-
come interruptive forces that disrupt the efficiency of capital’s lo-
gistical operations, playing havoc with relations of interoperability
and value creation.
Earlier I outlined how the question of interoperability re-
lates to that of translation, but it is important also to register the
link between translation and the production of value. In the Grun-
drisse, Marx famously draws a parallel between translation and the
role of money in facilitating circulation and making possible the
translation / spring / 2014
universal exchange of commodities. He writes about “ideas which
first have to be translated out of their mother tongue into a foreign
language in order to circulate, in order to become exchangeable”
142
(1973, 163). This is a familiar metaphor but it is worth considering
how this logic of exchange relates to the question of capital’s
turnover, or the process of circulation by which it turns through
commodity production to resume its original monetary form. It is
this process of turnover that logistics seeks to optimize or render
more profitable. The dream of seamless production is strongly
linked to that of smooth and efficient circulation. Indeed, in con-
temporary global production networks, where objects and knowl-
edge move constantly between distant sites, these processes become
ever more indistinguishable. It thus seems to make sense to equate
or draw a parallel between the homogenizing logic of capital’s ex-
change and the creation of logistical standards and protocols that
facilitate its turnover. The concept of homolingual translation pro-
vides a powerful tool for understanding both of these movements.
There is limited analytical grip, however, in equating ho-
molingual translation with a mechanical action that is upset by the
unpredictability of the human. The example of translation platforms
like ProZ, already discussed above, shows how the social context
of translation can contribute precisely to the appearance of a seam-
less movement between supposedly distinct and comparable lan-
guages. Perhaps here the Deleuzian notion of the machine, which
describes a complex assemblage that crosses the human and the
technical, is more applicable than that of the mechanism, which
designates a technical apparatus. In any case, the social dynamics
of translation and logistical operations appear inextricably linked.
This link becomes evident in the historical context of contemporary
capitalism, in which the production and transfer of knowledge is a
privileged domain of value creation.
I do not wish to suggest that logistics provides the primary
or the only ambit of contemporary capital’s operations. As I have
argued with Sandro Mezzadra (Mezzadra and Neilson 2013b), it is
crucial to approach the logistical dimension of global capitalism in
the context of its financial and extractive operations, which inter-
sect the logistical domain in complex ways. This article points to a
privileged link between the dynamics of translation and those of
logistics. Doubtless it would be possible to make a similar argument
translation / spring / 2014
about the workings of finance or extraction. But the case of logistics
is interesting in this regard because it is a practice that enables and
drives the material forms of global mobility that have made trans-
143
lation a pressing social and cultural issue. To insist on a relation
between translation and subjectivity in the context of logistics is to
raise the question of the labor of translation. It is to highlight the
unrest, energy, and movement that are constitutive of translation as
well as the bodily and cognitive relations that make it possible. It
is also to emphasize the susceptibility of such labor to processes of
abstraction and measure which are enmeshed in capital, state, and
law. The tension between such abstraction and what Marx calls
labor’s “form-giving fire” (1973, 361) not only crosses bodies and
minds but also shapes the heterogeneity of global space and time.
Piecing apart these tensions and uncovering their political poten-
tialities requires an analytical attention to the intersection of trans-
lation and logistics.
translation / spring / 2014
144
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———. 2001. “Defiance, Dignity and the Rule of Dogma.” Al-Ahram Weekly. May
17–23. http://weekly.ahram.org.eg/2001/534/op1.htm.
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———. 2009. “How Do We Count a Language? Translation and Discontinuity.”
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of Area.” Transversal. http://eipcp.net/transversal/0613/solomon/en.
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(2): 148–176.
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Weaver, W. 1955. “Translation.” Machine Translation of Languages: Fourteen Essays,
edited by W. N. Locke and A. D. Booth, 15–23. Cambridge: MIT Press.
Weber, A. 1929. Theory of the Location of Industries. Chicago: University of Chicago
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146
| Unimi Open Journals |
translation | https://riviste.unimi.it/index.php/translation/article/view/15508 | [
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] | The Eventfulness of Translation:
Temporality, Difference, and Competing
Universals
Lydia H. Liu ........................
Columbia University, USA
[email protected]
Abstract: The article seeks to develop a new angel for translation studies by re-
thinking its relationship to the political. It begins with the question “Can the
eventfulness of translation itself be thought?” Since neither the familiar model
of communication (translatable and untranslatable) nor the biblical model of
the Tower of Babel (the promise or withdrawal of meaning) can help us work
out a suitable answer to that question, the author proposes an alternative method
that incorporates the notions of temporality, difference, and competing universals
in the reframing of translation. This method requires close attention to the
multiple temporalities of translation in concrete analyses of translingual practices,
or what the author calls “differentially distributed discursive practices across
languages.” The author’s textual analysis focuses on a few pivotal moments of
translation in global history—chosen for their world transforming influences or
actual and potential global impact—to demonstrate what is meant by the “event-
fulness of translation.” These include, for example, the nineteenth-century Chi-
nese translation of Henry Wheaton’s Elements of International Law or Wanguo
gongfa, the post-World War II multilingual fashioning of the Universal Declara-
tion of Human Rights with a focus on P. C. Chang’s unique contribution, and
the Afro-Asian writers’ translation project during the Cold War.
______________
Imagine a poem fluttering down from the sky and somehow
falling into your hands like snowflakes. You might think that this
scenario comes from a surrealist movie, but I am referring to neither
surrealist fantasy nor a writer’s delirium. It is related to one of the
scandals of translation in modern history. The scandal gripped my
attention when I first learned that the Central Intelligence Agency
of the United States had prepared a Russian translation of T. S.
Eliot’s poem Four Quartets and airdropped it onto the territory of
translation / spring / 2014
the Soviet Union in the Cold War (see Stonor Saunders 2001, 248).
This minor escapade quickly passed into oblivion, but the CIA’s
and IRD’s (Information Research Department of the British spy
147
agency) worldwide promotion of post-War modernist art and liter-
ature appears singularly effective in hindsight—so effective, in fact,
that Frances Stonor Saunders, who researched the CIA archives,
came to the conclusion that the West won the Cold War mainly by
conquering the world of arts and letters with weapons of the mind
rather than with the arms race or economic sanctions that allegedly
brought down the Socialist bloc.
Critics need not accept Saunders’s conclusion to heed a few
curious consequences of the cultural Cold War. One of them is that
the majority of CIA-backed artists and writers—and there is a long
list of them—have made their way into the modernist literary and
artistic canon of the West and have systematically been translated
as “world literature” around the globe where, for instance, George
Orwell’s 1984 and Animal Farm are read and taught in more lan-
guages than Michail Aleksandrovich Sholokhov’s And Quiet Flows
the Don, even though the latter, in the opinion of a literary critic
like myself, is a superior writer. And as we turn to twentieth-century
poets, T. S. Eliot is perhaps taught in more languages of the world
than are Pablo Neruda, Federico García Lorca, Nâzım Hikmet, and
Bei Dao combined. It seems that the bets the CIA placed on Eliot,
Orwell, abstract expressionists, and other writers or artists they fa-
vored—airborne or subterranean—paid off handsomely. Critics
sometimes attribute their success to the sophisticated taste and fore-
sight of CIA and IRD covert operators and their collaborators.
There may be some truth to this, but taste or aesthetic judgment can
be mystifying. It cannot explain, for example, the remarkable co-
incidence whereby many of the writers blacklisted by Senator Mc-
Carthy and disfavored by the CIA on non-artistic grounds during
the Cold War have simultaneously been marginalized in contem-
porary literary studies or dropped out of the canon altogether after
World War II (see, for example, Goldstein 2001, and, on blacklist-
ing in the UK, Hollingsworth and Norton-Taylor 1988). Why is it,
then, that aesthetic judgment takes a backseat when it comes to ex-
cluding certain writers but would play a decisive role when it comes
to including other writers in the literary canon? This begs the fur-
ther question of where politics stands in regard to literature, an old
translation / spring / 2014
or perhaps not so old a question. Is the making of the literary canon
fundamentally political? Or is it merely a case of politics interfering
with literature? What role, if any, does global politics play in the
148
struggle over literary productions and their chances of survival in
the modern world?1 Can such politics throw fresh light on some of
the blind spots in the field of translation studies?
These questions have prompted my study of translation as
a political problem in this article as well as in my earlier work. The
more I learn about the cultural politics of the Cold War, the less I
feel inclined to treat global politics as outside interferences. Rather
than closing off the boundaries of literature and politics and ren-
dering them external to each other, I propose that, first, we examine
the dynamic interplay of forces and circumstances that precipitate
the act of translation as an act of inclusion and exclusion. Such
forces and circumstances are not so much external to translation as
prior to any translator’s determination of texts to be chosen and
translated while excluding other works. To anticipate my argument,
the study of these processes can help illuminate the meaning of the
political better than citing the intentions of writers and translators,
or their idiosyncratic tastes.
Secondly, there is a formidable obstacle to overcome if we
decide to undertake this line of investigation in translation studies.
The obstacle, which often stands in the way of our understanding
of the political, is the familiar mental image of translation as a
process of verbal transfer or communication, linguistic reciprocity
or equivalences, or an issue of commensurability or incommensu-
rability. It is almost as if the promise of meaning or its withdrawal
among languages were the only possible thing—blessing or catas-
trophe—that could happen to the act of translation.2 I have critiqued
these logocentric assumptions in translation studies elsewhere (Liu
1995, 1–42; Liu 1999, 13–41) and will not reiterate my position
here. To do so would take us through another round of critiques of
linguistics, philology, theology, the philosophy of language, and
cultural anthropology which would take us too far afield. I should
..........................
1
Most scholars of literature who are familiar with Pierre Bourdieu’s work would probably
concur that canon formation cannot but be political. I find Bourdieu’s notion of the lit-
erary field useful in a national setting but limited for thinking across national borders,
especially when it comes to international politics in cultural life. See Bourdieu 1993.
translation / spring / 2014
2
Although more sophisticated than that of other theorists, Walter Benjamin’s concep-
tion of translation in “The Task of the Translator” ultimately endorses this manner of
reasoning. In his notion of Pure Language, translation holds out a promise of meaning
in messianic time, if not in secular temporality. See my critique, in Liu 1995, 14-16.
149
mention briefly, though, that when I proposed the idea of translin-
gual practices twenty years ago, I was grappling with epistemolog-
ical issues about how we study translation and deal with conceptual
pitfalls in philological methods (see Liu 1995). One question I came
very close to asking but did not ask in the mid-1990s was “Can the
eventfulness of translation itself be thought?” This question, as it
now appears to me, may lead to a more promising approach to the
study of translation than either the communication model or the
biblical model.3 And in the context of my essay in this special issue
on translation and politics, such a question allows me to develop a
new critical method for discerning and analyzing the political in
regard to translation.
I have long felt that a new method and a new conceptual
framework are necessary because the problem of translation trou-
bles not only the study of language, literature, philosophy, and cul-
tural anthropology but also cuts across other disciplines and fields.
In molecular biology, for example, the idea of translation is ubiq-
uitous and appears in the guise of a metaphor—unquestioned and
under-theorized—that is used to conceptualize the biochemical
processes of DNA and RNA. The mobility of this metaphor in the
hands of scientists and social scientists has greatly outpaced our
ability to think clearly about the idea, much less come up with a
method to analyze its discursive behavior across the disciplines. In
short, translation is no more just a linguistic matter than can lin-
guistic differences be reduced to cultural differences. I believe we
have reached the point where the eventfulness of translation itself
must be interrogated.4
In the first section, below, I introduce my methodological
reflections and try to develop some ideas about the multiple tem-
poralities of translation in what I call differentially distributed dis-
cursive practices across languages. This analysis leads to a
discussion of universalism and cultural difference in the second sec-
..........................
3
The story of the Tower of Babel has hitherto dominated our framing of translation as
a theoretical problem. I am doubtful that an endless rehashing or deconstruction of this
biblical story will get us any closer to a better understanding of translation. For earlier
translation / spring / 2014
critiques of the biblical story, see George Steiner 1978; Paul de Man 1986, 73–105; and
Derrida 1985, 165–208.
4
In recent decades, new approaches have been developed here and there to open up
the field beyond established translation studies. See, for example, Naoki Sakai 1997
and Liu 1995.
150
tion, which focuses on the multilingual making of one of the best-
known documents of the post-War period: the Universal Declaration
of Human Rights (hereafter, UDHR) of the United Nations. Here I
examine P. C. Chang’s contribution as Vice-Chair on the Drafting
Committee of the UDHR document—along with Chair Eleanor
Roosevelt and other members—and analyze his philosophical con-
testation of parochial universalism at the UN in 1947–1948. I turn
next to a remarkable vision of competing universalisms with a focus
on Afro-Asian Writers, Conferences and their translation projects
in the 1950s. The third section shows how some of these projects
were organized and pursued in response to the post-War geopolitics
of that time. I conclude with some final reflections on translation,
and literary diplomacy and internationalism in the Cold War.
1. In light of my initial question—“Can the eventfulness of
translation be thought?”—I would say yes, but not until we begin
rethinking the relationship amongst text, interpretation, and event.
If all acts of translation—and by extension, all textual work—take
place within specific registers of temporality and spatiality, do all
translated texts qualify as events? The answer hinges on how the
idea of “event” is defined or philosophically worked out, but such
is not the task of the present essay (I assume that the reader is fa-
miliar with Alain Badiou’s rigorous philosophical work on the sub-
ject—see, especially, Badiou 2005 and 2009). Instead of indulging
in exercises of pure thought or compulsive definitions which belong
elsewhere, I choose to focus on the multiplicity of differentially
distributed discursive fields as the site—spatiality and mobility—
of any translated text and explore their temporalities as instances
of events. For no event that is worthy of the name—as naming is
always part of the process—could possibly exist outside of the dis-
cursive practices that organize it and make it emerge as such, much
less the event of translation which always presupposes the multi-
plicity of discursive fields across different languages. The first step
toward a fruitful understanding of the eventfulness of translation,
therefore, is to develop a conceptual framework to analyze the in-
terplay of temporality and discursive practices across languages.
translation / spring / 2014
Before we contemplate the possibility of such a framework,
we must address a potential objection: What is to be achieved with
the proposed study of the eventfulness of translation? Why not be
151
content with our good old philological methods? Is it not sufficient
to analyze, say, a word for word rendering of a poem from English
to Russian, or the case of a mismatched verb in translated text? I
would not rule out the value of this kind of philological work so
long as it does not limit our understanding of how a work of trans-
lation is brought into being in the first place and why a writer is
deemed worthy of translation into foreign languages more than
other writers. As a matter of fact, T. S. Eliot found himself com-
pelled to address these issues when he accepted the Nobel Prize in
Literature. In his acceptance speech at the Nobel Banquet in Stock-
holm in 1948, Eliot states:
If this were simply the recognition of merit, or of the fact that an author’s reputation
has passed the boundaries of his own country and his own language, we could say that
hardly any one of us at any time is, more than others, worthy of being so distinguished.
But I find in the Nobel Award something more and something different from such
recognition. It seems to me more the election of an individual, chosen from time to
time from one nation or another, and selected by something like an act of grace, to fill
a peculiar role and to become a peculiar symbol. A ceremony takes place, by which a
man is suddenly endowed with some function which he did not fill before. So the ques-
tion is not whether he was worthy to be so singled out, but whether he can perform the
function which you have assigned to him: the function of serving as a representative,
so far as any man can be of thing of far greater importance than the value of what he
himself has written. (Eliot 1948)
Eliot’s disavowal of his unique accomplishment as a poet
could have been motivated by real modesty but it inadvertently
touches on the truth of what it means to “fill a peculiar role and to
become a peculiar symbol” or to “perform a function” and serve
“as a representative.” And of what is he a representative? When the
poem Four Quartets leapt over the spatial, linguistic, and ideolog-
ical divide of the Cold War to fall from the sky—let’s hope not di-
rectly into rivers— the Russian translation was probably taken by
covert operators to represent good poetry from the Free World as
opposed to the dogma of socialist realism. In that case, the poet
could do very little about the idiosyncratic decisions of those oper-
ators who instrumentalized his work under the circumstances.
It is interesting that Eliot is keenly aware of his own pas-
translation / spring / 2014
sivity when it comes to being selected, being endowed, being sin-
gled out, being assigned by others, and so on. To emphasize his
passive role is not to extricate him from the complicity with the CIA
152
but to point out that, in spite of himself, Eliot’s name and poetry do
indeed float around like a symbol, perhaps more mobile and air-
borne than other symbols, but nevertheless a symbol, which is often
beyond his control but which he must live up to. Furthermore, the
symbol called T. S. Eliot is assigned to function in a multiplicity of
languages and discursive fields that inevitably mark a literary work
for translation and international distribution. This preferential mark-
ing, I emphasize, holds the potential of turning a symbol into an
event, or an event into a symbol, back and forth.
In this sense, the question as to which translated or trans-
latable text qualifies as an event, or even a global event, depends
very much on the ways in which we analyze the temporality and
spatiality of its discursive mobility, hence its historicity. To bring
the eventfulness of translation into critical view, one must stop
thinking about translation as a volitional act of matching words or
building equivalences of meanings between languages; rather we
should start by taking it as a precarious wager that enables the dis-
cursive mobility of a text or a symbol, for better or for worse. The
wager releases the multiplicity of the text and opens it up to an un-
certain future, more often than not to an uncertain political future.
The confluence of forces that enable the discursive mobility of a
text or those forces that can mobilize the energy of translators or
cause a poem to be airdropped from the sky should give us the first
clue regarding the political in translation.
This is something I have learned from my previous study
of the first Chinese translation of international law—Henry
Wheaton’s Elements of International Law (1836)—by the American
missionary W. A. P. Martin and his Chinese collaborators in 1863-
1864. In The Clash of Empires, I analyzed the military and political
conflicts of the Second Opium War to understand who determined
the selection of Wheaton’s text and how its translation Wangguo
gongfa (literally, “Public law of ten thousand countries”) was
brought to fruition in 1863–1864 (see Liu 2006, Chapter Four). Re-
flecting on the temporalities of this translation and its dissemination,
I was immediately struck by its peculiar eventfulness and realized
that this translated text was by no means a singular event—I saw at
translation / spring / 2014
least a triple event at the moment of its creation.
What do I mean, though, by the triple event of the Wangguo
gongfa? The first and immediate event was the creation of the Chi-
153
nese text itself, a textual event that required a great deal of negotia-
tion and compromise among the Chinese translators and the Amer-
ican missionary. Words and their meanings were made up,
suspended, substituted, or banished in the course of translation. Next
came the diplomatic event. As a matter of fact, the textual and diplo-
matic events became inextricably entangled before there was even a
translated text. For example, the act of preferential marking in regard
to which text of international law ought to be selected and which ex-
cluded from translation mirrored the diplomatic conflicts among the
imperial powers in China. The timely interventions made by the
American ministers William B. Reed and Anson Burlingame and by
Sir Robert Hart—the second British Inspector-General of the Impe-
rial Maritime Custom Service of the Qing—all played into the hands
of Prince Gong and his Foreign Office Zongli yamen in Beijing, who
agreed to sponsor the translation project. Even more interesting is
the third aspect of this happening, which I have called the epistemo-
logical event, because the historical unfolding of the Wangguo
gongfa was predicated on a certain view of the global that was yet
to come. That process requires a somewhat different temporality—
spanning the late Qing through the Republican era up to our own
time—before the geopolitical consciousness could emerge among
the Chinese elite. I attribute the rise of so-called global (and belatedly
national) consciousness in East Asia to this triple event. In this sense,
the multiple temporalities of the Wangguo gongfa as one of many
translations of Elements of International Law vastly complicate our
understanding of translation and its historicity. These temporalities
were thoroughly embedded in the precarious wager I suggested ear-
lier. Through the discursive mobility of the Wangguo gongfa, the
wager in the realm of international politics unleashed the linguistic
multiplicity of Wheaton’s text from English to Chinese, then from
Chinese to Japanese, and so on to open it up to an uncertain political
future. That future, in hindsight, converged in the Japanese annexa-
tion of Korea, Taiwan, Manchuria, and other colonial enterprises, all
worked out in the legal terms of the Wangguo gongfa or Bankoku
kōhō (Japanese pronunciation for the kanji characters).
But what about cultural differences? Are cultural differ-
translation / spring / 2014
ences not more central to the work of translation than the problem
of temporality and spatiality? Do these differences matter? My an-
swer is yes, they do matter, but no more and no less than the uni-
154
versalist aspirations that inspire any acts of translation or episte-
mological crossings through languages in the first place. As I ar-
gued elsewhere (Liu 1999, Introduction), universalism thrives on
difference; it does not negate difference so much as absorb it into
its familiar orbit of antithesis and dialectic. The situated articulation
of cultural difference has been embedded in the universalizing
processes of past and present all along, which determine what
counts as difference and why it should matter. Such processes can
indeed tell us a great deal about how cultural differences are dif-
ferentially distributed through the eventfulness of translation and
how these differences undergo discursive markings—inclusion, ex-
clusion, comparison, dispersion, cutting, abstraction, et cetera—
before they appear as such from the vantage point of the universal.
Indeed, it is the struggle over the universal where the political as-
serts itself persistently with respect to cultural differences. And as
we turn our attention to the twentieth century, what could be more
universal than the claims of the Universal Declaration of Human
Rights? In the next section, I discuss the drafting of this important
document at the United Nations in 1947–1948 to illustrate how the
dialectic of universalism and cultural differences is played out in
translations where the struggle over words and concepts across lan-
guages becomes the very site of international politics.
2. The UN Commission on Human Rights began its discus-
sion informally in the spring of 1947. John P. Humphrey (1905–
1995), the first Director of the UN Secretariat’s Division on Human
Rights, recalls that the Chairman of the Human Rights Commis-
sion, Mrs. Eleanor Roosevelt, undertook the task of formulating a
preliminary draft international bill of human rights, working with
elected Vice-Chairman Peng-chun Chang (1892–1957) and the
Rapporteur Charles Habib Malik (1906–1987) with the assistance
of the Secretariat. On Sunday February 17, 1947, Mrs. Roosevelt
invited Chang, Malik and Humphrey to meet in her Washington
Square apartment for tea and discuss the preparation of the first
draft of the UDHR by the Secretariat. Humphrey records a snippet
of their conversation below:
translation / spring / 2014
There was a good deal of talk, but we were getting nowhere. Then, after still another
cup of tea, Chang suggested that I put my other duties aside for six months and study
Chinese philosophy, after which I might be able to prepare a text for the Committee.
155
This was his way of saying that Western influences might be too great, and he was look-
ing at Malik as he spoke. He had already, in the Commission, urged the importance of
historical perspective. There was some more discussion mainly of a philosophical char-
acter, Mrs. Roosevelt saying little and continuing to pour tea. (Humphrey 1984, 29)
This seems to be the uncertain first moment of what would
become decades of conversations and intellectual debates that even-
tually gave birth to the International Bill of Human Rights in three
landmark documents in the history of mankind: the UDHR (1948),
the International Covenant on Civil and Political Rights (1966),
and the International Covenant on Economic, Social, and Cultural
Rights (1966).
Malik was a Lebanese Christian and Thomist philosopher.
He had studied philosophy in Europe before World War II working
briefly with Heidegger before arriving in the United States to com-
plete his doctoral degree in philosophy at Harvard University.
Malik was a man of strong convictions, and his Christian person-
alism was the main source of his universalism, even though his life-
long passion was anticommunism.5 By contrast, Chang was a
secular humanist, musician, and a man of letters. Educated in China
and the United States, he was thoroughly bilingual and bicultural.6
Chang and Malik had different upbringings and were steeped in
very different intellectual traditions, but they both were scholar–
diplomats and hailed from the non-Western world. At the UN, they
were joined by other non-Western members of the eighteen-mem-
ber Commission on Human Rights, including Filipino diplomat
Carlos Romulo, Indian feminist educator Hansa Mehta, and Latin
American delegates who made important contributions to the con-
ceptualization of the International Bill of Human Rights (see Glen-
don 2002, and Morsink 1999, 2245-2248).
..........................
5
Malik was Edward Said’s uncle by way of his marriage to Said’s mother’s first cousin.
Said’s reminiscences show some mixed feelings about Malik’s politics and personality.
See Edward Said 2000.
translation / spring / 2014
6
P. C. Chang (or Zhang Pengchun, in the pinyin Romanization system) was born on April
22, 1892, in Tianjin. He was the younger brother of P. L. Chang (Zhang Boling), who was
the founder of Nankai University and one of the most preeminent educators in the Re-
public of China. Both brothers studied at Columbia University. For Chang’s life, see Cui
Guoliang and Cui Hong 2004, 615–710.
156
Upon his election as Vice-Chairman of the UN Human
Rights Commission, Chang resolved to refashion the idea of
“human rights” into a universal principle—more universal than
ever before—and he envisioned the ground of that universalism
somewhere between classical Chinese thought and the European
Enlightenment. Records of the drafting processes involving the
Declaration suggest that Chang was impatient with cultural rela-
tivism and engaged in a relentless negotiation of competing uni-
versals between Chinese and European philosophical traditions.
His method was that of a translingual reworking of ideas across
these traditions—a constant back and forth—to open up the uni-
versal ground for human rights. And he did so by crossing the con-
ceptual threshold of linguistic differences in the face of an old
conundrum of incommensurability: Does the idea of the “human”
in English mean the same thing in a language that does not share
its linguistic roots or philosophical traditions? On the one hand,
Chang takes a pragmatic approach to the question of cultural dif-
ference and incommensurability in order to bring about consensus
among member states on the Human Rights Commission and on
the other hand—philosophically more interesting for us—he makes
a wager of commensurability through a mode of intellectual per-
suasion and translation that required an unwavering commitment
to his vision of universalism.
The numerous interventions Chang made in the drafting of
the UDHR illustrate this commitment very well. Take Article 1, for
example. The language of this article reads: “All human beings are
born free and equal in dignity and rights. They are endowed with
reason and conscience and should act towards one another in a
spirit of brotherhood.” This statement is deceptively straightfor-
ward; in actuality, the finalized words are the outcome of one of
the most contentious debates on the Third Committee concerning
God and religion. In what is known as the Geneva draft, which was
produced by the Second Session of the Commission on Human
Rights in the Geneva meetings on December 2–December 17,
1947, the draft article states: “All men are born free and equal in
dignity and rights. They are endowed by nature with reason and
translation / spring / 2014
conscience and should act towards one another like brothers” (ital-
ics mine; see Glendon 2002, 289). The words “by nature” in the
Geneva draft were introduced by the Filipino delegate as a deistic
157
reference to natural law.7 While the Lebanese philosopher Malik
wanted to substitute the words “by their Creator” for “by nature,”
other delegates tried to introduce similar references to God in the
UDHR (see Glendon 2002, 89). Johannes Morsink’s study shows
that when the Third Committee began its meeting in the fall of
1948, two amendments were proposed to insert overt references to
God in Article 1. The Brazilian delegation proposed to start the sec-
ond sentence of Article 1 thus: “Created in the image and likeness
of God, they are endowed with reason and conscience.” The Dutch
delegation came up with a similar assertion of religious faith:
“Whereas recognition of the inherent dignity and of the equal and
inalienable rights of all members of the human family, based on
man’s divine origin and immortal destiny, is the foundation of free-
dom, justice and peace in the world.” These amendments led to in-
tense debates. In the end, neither of the amendments was voted on,
although the Third Committee did vote to remove “by nature” from
Article 1 (the proposal was approved 26 to 4, with 9 abstentions—
see Morsink 1999, 287).
Mary Ann Glendon has noted (2002, 146) that on that oc-
casion it was Chang who carried the majority by reminding every-
one that the Declaration was designed to be universally applicable.
His intervention and reasoning were essential to the decision of the
Third Committee to remove the phrase “by nature” from the
Geneva draft. Chang’s argument was that the Chinese “population
had ideals and traditions different from that of the Christian West.
Yet [...] the Chinese representative would refrain from proposing
that mention of them should be made in the declaration. He hoped
that his colleagues would show equal consideration and withdraw
some of the amendments to article 1which raised metaphysical
problems. For Western civilization, too, the time for religious in-
tolerance was over.” The first line of Article 1, he suggested, should
refer neither to nature nor to God. But those who believed in God
could still find the idea of God in the strong assertions that all
human beings are born free and equal and endowed with reason
..........................
translation / spring / 2014
7
The same theological reference also framed the language of the Virginia Declaration
of Rights (1776) and the American Declaration of Independence (1776), as well as nu-
merous other documents on the rights of men which were promulgated before World
War II and served as templates for the UDHR.
158
and conscience, but others should be allowed to interpret the lan-
guage differently. (See Third Committee, Ninety-sixth meeting on
October 7, 1948, 98 and Third Committee, Ninety-eighth Meeting
on October 9, 1948, 114) Obviously, Mrs. Roosevelt was per-
suaded by his argument, for she adopted the same language when
she had to explain to her American audience why the Declaration
contained no reference to the Creator (Glendon 2002, 147).
Chang urged the Third Committee not to indulge in meta-
physical arguments and succeeded in sparing the Committee from
having to vote on theological questions. Rather than debating on
human nature again, he asked the Committee to build on the work
of eighteenth-century European philosophers and ancient Chinese
philosophy. From this, Morsink (1999, 287) speculates that the
motivation behind Chang’s support for the deletion of “by nature”
was that some delegates understood the phrase as underscoring a
materialistic rather than a spiritual or even humanistic conception
of human nature. I am inclined to think that Chang’s argument is
remarkably consistent with what he had termed the “aspiration
for a new humanism” (Twiss 2009, 110). His new humanism goes
so far as to attempt to overcome the conceptual opposition be-
tween the religious and the secular and that between spiritualism
and materialism.
That vision emerged early on in one of the most interesting
interventions Chang made to the Cassin draft of the UDHR. The
Cassin draft was based on the first draft of the Declaration written
by Humphrey the Secretariat. Article 1 of the Cassin draft was very
different from what it has since become. It states: “All men, being
members of one family, are free, possess equal dignity and rights,
and shall regard each other as brothers” (consult “The ‘Cassin
Draft,’” in Glendon 2002, 276). In June 1947, when the French del-
egate René Cassin presented this draft to the Drafting Committee,
the group revised the language of Article 1 to read: “All men are
brothers. Being endowed with reason and members of one family,
they are free and equal in dignity and rights.” In the course of dis-
cussion, Chang found the implied concept of human nature limited
and biased, so he proposed that Article 1 should include another
translation / spring / 2014
concept as an essential human attribute next to “reason.” He came
up with a literal translation of the Confucian concept he had in
mind, namely ren 仁 which he rendered as “two-man-mindedness”
159
(Glendon 2002, 67).8 Drawing implicitly on classical Chinese
sources, Chang glossed this written character as a composite of the
radical for “human” 人 and the written character for number “two”
二 . Interpreting ren as “two-man-mindedness” through his epi-
graphic analysis of the discrete parts of the written character, Chang
sought to transform the concept of “human” for human rights by
regrounding that idea in the originary plurality of humanity rather
than in the concept of the individual.
Yes, no equivalents of this classical Confucian concept ex-
isted in English or French to help Chang explicate the meaning of
this important concept which can be traced back through the mil-
lennia-long philosophical tradition in China. That tradition, in my
view, has produced an overly abundant discourse on the concept of
“human,” its ethical being, and so on, but had almost nothing to say
about “rights” until the second half of the nineteenth century.9
Chang, straddling both traditions, found himself in a strange, pre-
carious situation of having to use words like “sympathy” and “con-
sciousness of his fellow men” to convey what he had in mind (see
Commission on Human Rights 20 June 1947). That effort misfired,
and it certainly fell flat on Cassin, Mrs. Roosevelt, and all other
members of the drafting committee who promptly accepted Chang’s
proposal but agreed to let the word “conscience” translate the idea
of ren. That word was added to the word “reason” to make the sec-
ond line of Article 1 read: “They are endowed with reason and con-
science…” With great insight, Glendon writes that “that unhappy
word choice not only obscured Chang’s meaning, but gave ‘con-
science’ a far from obvious sense, quite different from its normal
usage in phrases such as ‘freedom of conscience’” (Glendon 2002,
67–68). Not surprisingly, the metropolitan languages were not about
to surrender themselves to the Confucian term to produce a novel
concept in English or French, thus missing an extraordinary oppor-
tunity to reimagine what it means to be “human” in other terms.10
..........................
8
Chang’s epigraphic reading derived from the Shuowen jiezi (100 CE), the first dictionary
of Chinese written characters compiled by the Han dynasty scholar Xu Shen.
translation / spring / 2014
9
The language of “rights” and “human rights,” like “sovereignty,” was first introduced
to China via the 1864 translation of Wheaton’s Elements of International Law discussed
above.
10
I used the word “surrender” in Gayatri Chakravorty Spivak’s sense. In “The Politics
160
Perhaps all is not lost in translation. Anyone who has had
the opportunity to peruse the Chinese version of UDHR prepared
by the United Nations will be surprised to learn that the Confucian
concept has somehow worked its way back into the document
through the delegation of another term, liangxin (see http://www.
un.org/zh/documents/udhr/). The word liangxin is made up of two
written characters 良心 , the character liang for “innate goodness”
and the character xin for the “mind/heart.” This translation openly
takes the place of “conscience” and interprets the English word
back into Chang’s classical term ren, which articulates a more fun-
damental sense of what makes a human being moral than the idea
of “conscience.”11 The concept liangxin is closely associated with
that of ren in Confucian moral philosophy, denoting the empathetic
endowment of the human psyche toward another human being prior
to the formation of individual conscience. In the Chinese version
of the UDHR, Chang’s original explication of ren as “two-men-
mindedness”—though lost to the English and French texts—is re-
found through an associated concept.12
I have covered only one of numerous textual examples to
be gleaned in the multilingual making of that historic document. In
fact, a good number of languages besides Mandarin and classical
Chinese contributed to the making of the UDHR, and these lan-
guages opened the document to the radical multiplicity and translin-
gual plurality of the philosophies and cultures of the world, first in
its moment of genesis and then in subsequent translations. If we
but lend an ear to the plurality of voices and substitutions across
numerous multilingual editions of this document, we are bound to
encounter other temporalities and universals that are waiting to be
rediscovered and mobilized for the benefit of future politics. The
fact that Chang’s pluralist vision of the universal “human” fails to
register in the texts of hegemonic metropolitan languages and
..........................
of Translation,” she argues that the translator must “surrender to the [original] text.”
See Spivak 1993, 179–200.
11
The notion liangxin was elaborated by ancient Chinese philosopher Mencius (ca. 372–
ca. 289 BCE) to explicate Confucius’s concept ren and was subsequently developed
translation / spring / 2014
by Song dynasty philosophers for the Neo-Confucian theory of moral personhood.
12
The official languages at the UN were initially English and French, while Russian, Chi-
nese, and a couple of other languages were soon added to the list of official languages,
rendering the linguistic landscape extremely variegated.
161
philosophical traditions suggests that it will take more than indi-
vidual scholar–diplomats, no matter how resourceful they are, to
overcome the tremendous odds of East–West or South–North dis-
parity in the arbitration of moral discourse. Within less than a
decade after the UN adopted the UDHR, however, self-determina-
tion or national independence movements swept across the globe
and, suddenly, another extraordinary opportunity emerged where-
upon the peoples of Asia and Africa began to stage their competing
universals worldwide. Following the 1955 Bandung Conference, a
number of worldwide events played a critical role in this episode
of Afro-Asian solidarity to which we now turn.
3. I first developed an interest in Afro-Asian Writers, Confer-
ences while researching the origins of the literary journal Shijie
wenxue [World Literature] that began publication in the People’s Re-
public of China in 1959.13 As I was going through the past issues of
Chinese translations of poets and writers from around the world, the
Nigerian novelist Chinua Achebe’s name caught my attention im-
mediately. His novel Things Fall Apart (1958) was printed in the
February issue of 1963 (select chapters) and was read in Chinese
translation long before this novel became known to the mainstream
readership of the West, and certainly long before Achebe’s works
were relegated to so-called Anglophone literature. I was struck by
the fact that Achebe had been recognized first as a distinguished
Afro-Asian writer in China, Egypt, India, the Soviet Union, and other
countries before he became a postcolonial Anglophone (African)
writer, as he is currently known and taught in the English depart-
ments of American academia and elsewhere. And there is a world of
difference between these two modes of recognition. To my mind,
that difference lies mainly in the forgotten history of post-Bandung
Afro-Asian writers’ interactions and solidarity in 1958–1970. I
should emphasize that a great deal of its politics lies in the work of
translation and its organization in the name of world literature.
The first of the Afro-Asian Writers’ Conferences—an off-
shoot of the newly formed Afro-Asian People’s Solidarity Organi-
translation / spring / 2014
..........................
13
The journal was originally called Yiwen [Translations] when it was founded in 1953
and changed its name to Shijie wenxue in 1959 after the first Afro-Asian Writers’ Con-
ference in Tashkent in 1958.
162
zation which had been inspired by the Bandung Conference and
met in Cairo on December 26, 195714—took place in Tashkent,
Uzbekistan, in Soviet Central Asia in October 1958. Asian and
African delegates and Western observers flew in from all directions
and landed in the new airport of Tashkent. Reporting on the arrival
of these airborne poets and novelists, one journalist observed:
“[W]e had come to meet the writers of Asia and Africa, gathering
for the first time. A new airport; a smiling reception committee; a
drive along avenues of acacia and poplar hung with coloured lamps
and banners lettered in Chinese, Arabic, and Hindi” (Parker 1959,
107–111).15 The conference was attended by leading writers of
thirty-six countries, including renowned Turkish poet Nâzım Hik-
met, Yashpal, Mulk Raj Anand and Tarasankar Bandyopadhyay of
India, Ananta Toer Pramoedya of Indonesia, Burma’s U Kyaw Lin
Hyun, Cambodia’s Ly Theam Teng, Vietnam’s Pham Huy Thong,
African American writer W. E. B. Du Bois, and Mao Dun and Zhou
Yang who led a delegation of twenty-one members from China.
Interestingly, W. E. B. Du Bois and his wife Shirley were
invited to Tashkent as the honored guests of the first Afro-Asian
conference in October 1958. Long deemed a dangerous radical in
the eyes of the US government, Du Bois drew the only standing
ovation to an individual from the Asian and African authors at the
conference. In an informal discussion of African unification prob-
lems with writers from Nigeria, Madagascar, Ghana, Somaliland,
Senegal, and Angola, Du Bois told them that “a socialist Africa was
inevitable” (Horne 1985, 321). Such was the optimism of the
Tashkent conference.
Still, the Third World delegates represented a broad spec-
trum of literary and political persuasions. They came together not
to debate about their national or political priorities but to discuss
an agenda that concerned them all. First, what role would the de-
velopment of literatures and cultures in different Asian and African
countries play in the progress of mankind, for national independ-
..........................
14
On the history of the Afro-Asian People’s Solidarity Organization and China’s role in
it, see Neuhauser 1968.
translation / spring / 2014
15
For the day-to-day events, see the diaries of Guo Xiaochuan, who served on the
preparatory committee of the Tashkent conference in Guo Xiaochuan in 2000. See also
Sh ichi Kat ’s (1999) reminiscence of his representation of Japan on the same prepara-
tory committee.
163
ence against colonialism, for peace and freedom throughout the
world? Many writers commented on how colonialism has destroyed
traditional cultural ties between Asia and Africa. Efua Theodora
Sutherland, representing the Ghana Society of Writers, saw that oc-
casion as “a step towards the reunification of the disrupted soul of
mankind,” further remarking that
It is up to us to seek practical ways and means of strengthening our cultural links. There
is a need to channel to our continent some of your best literary contributions. We need
to know the works of Asian and African writers, to be in touch with the wider horizon
which those works represent, and which have hitherto been unavailable in our country.
(quoted in Parker 1959, 109)
Her enthusiasm was shared by all and it was decided that a
Permanent Bureau of Afro-Asian Writers would be set up for the
purpose of maintaining future interaction and activities and that its
headquarters would be located in Sri Lanka, then still known as
Ceylon (these were moved to Cairo a few years later).
Unlike the scholar–diplomat P. C. Chang, who staged a lone
battle at the UN to recast the moral concept of “human” on the basis
of plurality (ren, “two-human-mindedness”) before granting uni-
versal validity to the concept of human rights, the Asian and African
writers pursued a much more ambitious course of action. They
mounted a full range of activities, forming international alliances,
setting up transnational institutions, and creating journals to educate
themselves and educate each other through translations, conversa-
tion, and so on. In the following decades, for example, the Bureau
coordinated numerous meetings, translations, and publications.
There were, no doubt, attempts made by the Soviet Union and
China to set the political agenda, either for the purpose of pushing
the world revolution or undermining each other when the relation-
ship between the Kremlin and Beijing deteriorated. But, just as in
the Afro-Asian People’s Solidarity Organization over the years,
these attempts often met with resistance from the United Arab Re-
public (Egypt), India, and other Third World countries (on this his-
tory, see Shinn and Eisenman 2012, 60–61, and Larkin 1971).
Clearly, no one wanted a USSR-front organization. Egypt and India
translation / spring / 2014
played a central role in the Permanent Bureau. After the second
Afro-Asian Writers’ Conference in Cairo, the Bureau started a quar-
terly called Lotus in Arabic, English and French and launched a
164
prize for African and Asian literature—named the Lotus Prize—to
honor distinguished poets and writers from Asia and Africa. Nov-
elists and poets honored by this prize include Chinua Achebe from
Nigeria, Ousmane Sembène from Senegal, Ngugu wa Thiong’o
from Kenya, Malek Haddad from Algeria, and Mahmoud Darwish
from Palestine. It is often forgotten that that these Afro-Asian writ-
ers—now thoroughly canonized as Anglophone or postcolonial
writers in English Departments across North America and else-
where after the Cold War—first emerged within a global socialist
intellectual network where their recognition by the West as “post-
colonial” writers was neither necessary nor important. Instead, the
Afro-Asian writers were striving toward a new humanism—a uni-
versalism about life and liberty—that was pitted against colonial
violence.
This was unequivocally expressed by Mulk Raj Anand who
led the Indian delegation to the second Afro-Asian Writers’ confer-
ence in 1962. In his speech, Anand elaborated the new humanism
as follows:
Our literatures and arts are thus the weapons of a new concept of man—that the sup-
pressed, the disinherited and the insulted of Asia and Africa can rise to live, in broth-
erhood with other men, but in the enjoyment of freedom and equality and justice, as
more truly human beings, individuals, entering from object history, into the great history
when there will be no war, but when love will rule the world, enabling man to bring
the whole of nature under self-conscious control for the uses of happiness, as against
despair. (Arora 2007, 17–18)
Interestingly, Garcia Lorca’s poem “Ode to Walt Whitman”
was evoked to express the sentiment of the socially engaged writers
from Asia and Africa:
I want the strong air of the most profound night
to remove flowers and words from the arch where you sleep,
and a black child to announce to the gold-craving whites
the arrival of the reign of the ear of corn.16
Anand states that the mission of the writer is to
translation / spring / 2014
..........................
16
Here I have substituted a translation of this poem by Stephen Spender and J. L. Gili,
in Lorca and Allen 1995, 135.
165
act as the conscience of the people aware of their pain. To have a creative vision of all
that affords joy in life, to release the vital rhythms in the personality, to make man more
human, to seek apperceptions of freedom from all forms of slavery and to give this
freedom to other people throughout the world—in fact to awaken men to the love of
liberty, which brings life and more life. (Arora 2007, 18)
This call for freedom was not empty rhetoric but was
echoed by writers from the socialist bloc as well as from the newly
independent nations of Asia and Africa. To those who had person-
ally experienced slavery and racial and economic exploitation
under colonialism, liberty had a specific meaning: it meant decol-
onization, national liberation, and world peace in the spirit of the
Bandung Conference.
The Afro-Asian Writers’ Conference in Tashkent made a
tremendous impact on China. Almost immediately, the journal
Yiwen (Translations), which used to predominantly feature Soviet
and Western authors, began to shift focus and publish works by Iran-
ian, Iraqi, Egyptian, and Mozambique writers. In January 1959, the
journal was renamed Shijie wenxue [World literature] and began to
devote its bimonthly issues to systematic translations of Afro-Asian
writers, African American writers, and, later, Latin American writ-
ers. By 1962, more than 380 titles from over thirty Asian and
African countries had been printed in its pages. Irene Eber’s survey
indicates that by 1964 and 1965, Afro-Asian and Latin American
writers began to outnumber Western authors. The October 1964
issue was specifically dedicated to black literature, which included
African writers as well as African American writers such as W. E. B.
Du Bois and Margaret Walker (on this, see Eber 1994, 34–54).
Following the Tashkent conference, the Chinese Writers
Union extended invitations to their Afro-Asian friends and, over
the years, many of them visited China more than once. The great
Indonesian writer Pramoedya Ananta Toer made his second trip to
China after the Tashkent conference. His interactions with Ding
Ling, Mao Dun, Guo Moruo, Zhou Yang, and other Chinese writers
were frequent and helped transform his ideas about what a writer’s
responsibility was toward society. Hong Liu’s study suggests that
translation / spring / 2014
Pramoedya’s contact with the Chinese delegation and the Chinese
embassy goes back to as early as the 1955 Bandung Conference.
After that, Pramoedya began to follow the works of Chinese writers
166
and came to admire the social prestige enjoyed by socialist writers
in the PRC, “where literature is considered to be one of the political
and economic forces” and where writers were paid generously for
their publications, in stark contrast with conditions in Indonesia
(see Liu 1996, 124).
Pramoedya regarded Mao Dun and Lu Xun as the foremost
writers of modern China, and he not only translated some portions
of Lu Xun’s short story collection Diary of a Madman but also pub-
lished his translation of one of Ding Ling’s long articles, “Life and
Creative Writing.”17 Perhaps more than anyone else in Indonesia,
Pramoedya took the socialist credo of “living with peasants and
workers” to heart and fervently believed that writers should go into
social life and live with the people. He himself “went down” to the
countryside of the Banten area to investigate the lives of peasants
and miners.
Conclusion
I began my discussion by trying to raise some new ques-
tions about translation and its relationship to the political. My ap-
proach has been to work through the ideas of event, temporality,
difference, and competing universals as a conceptual alternative to
the familiar model of linguistic communication or the theological
model with which we are all familiar in translation studies. The al-
ternative method I have developed involves analyzing the multiple
temporalities of translation in differentially distributed discursive
practices across languages. To bring such a method to bear on con-
crete analyses of the eventfulness of translation, I have taken the
reader through the nineteenth-century translation of Henry
Wheaton’s Elements of International Law in Chinese, the post-
World War II multilingual fashioning of the Universal Declaration
of Human Rights with a focus on P. C. Chang’s contribution as well
as the Afro-Asian writers’ collective translation projects during the
Cold War.
..........................
translation / spring / 2014
17
See “Duer Fanwen Ji” (An interview with Toer), Hsin Pao (Jakarta), November 17,
1956; cited in Liu 1996, 125. It is unclear if Pramoedya’s translation of Lu Xun’s short
story collection (Catatan Harian Orang Gila) was published, although his translation of
Ding Ling’s “Hidup dan Penulisan Kreatif” did appear in the journal Indonesia 7,3 (March
1956): 102-110.
167
Just as I was about to bring my reflections to a close, one
of Benedict Anderson’s observations about Pramoedya came back
to haunt me. Anderson has been familiar with Pramoedya’s work
and communicated with this Indonesian writer on numerous occa-
sions. One afternoon, as I was reading Anderson’s discussion of
Pramoedya in Language and Power, I was struck by this statement:
“More broadly, Pramoedya gave me an inkling of how one might
fruitfully link the shapes of literature with the political imagination”
(Anderson 1990, 10). What could Anderson have meant by “the
political imagination”?
This question has led me to speculate whether Anderson’s
personal correspondence with Pramoedya had touched upon the
Afro-Asian Conference in Tashkent, where Pramoedya had been
the leader of the Indonesian delegation. I wonder further if Ander-
son became aware of Pramoedya’s extensive interactions with Mao
Dun and Ding Ling and of his published translation of the Chinese
writers. It is interesting that Anderson has translated Pramoedya for
the English-speaking audience just as the latter had translated Ding
Ling or Lu Xun for his Indonesian audience. These unexpected
crossings of translations suggest that the future itself might be the
ultimate preserve of multiple temporalities. I am hopeful that the
legacies of the Afro-Asian Writers’ Conferences— their political
imagination, their encouragement to think differently about the fu-
ture of universalism, their ambitious translation projects along with
their reinvention of world literature—will live on through the tem-
poralities of potential translations yet to come.
translation / spring / 2014
168
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Oxford University Press.
Stonor Saunders, Frances. 2001. The Cultural Cold War: The CIA and the World of
Arts and Letters. New York: New Press.
Third Social and Humanitarian Committee of the UN General Assembly. 1948. “Draft
International Declaration of Human Rights (E/800) (continued).” Ninety-
sixth meeting, October 7, 1948, 98; Ninety-Eighth Meeting, October 9,
1948, 114; Ninety-Eighth Meeting, October 9, 1948, 114. Summary records,
Official Records of the Fifth Session of the General Assembly. Lake Success,
N.Y.
Twiss, Sumner B. 2009. “Confucian contributions to the Universal Declaration of
Human Rights: A Historical and Philosophical perspective.” In The World’s
Religions After September 11: Volume 2 Religion and Human Rights, edited
by Arvind Sharma, 153–173 Westport, CT, and London: Praeger.
Lydia H. Liu is a theorist of media and translation living in New York. She is Wun Tsun
Tam Professor in the Humanities at Columbia University and has published on literary
theory, translation, digital media, Chinese feminism, and empire in English and Chinese.
Her English works include The Freudian Robot: Digital Media and the Future of the Un-
translation / spring / 2014
conscious (2010), The Clash of Empires: The Invention of China in Modern World Mak-
ing (2004) and, more recently, a coedited translation with Rebecca Karl and Dorothy Ko
called The Birth of Chinese Feminism: Essential Texts in Transnational Theory (2013).
170
| Unimi Open Journals |
translation | https://riviste.unimi.it/index.php/translation/article/view/15511 | [
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] | The Postimperial Etiquette and
the Affective Structure of Areas
Jon Solomon .............................
University of Lyon, France
[email protected]
Abstract: This essay examines the role of translation in building the affective
structure of postcolonial/postimperial areas, identifying ressentiment, erudition
and disavowal, and homolingual address as the three main aspects to be studied.
The postimperial etiquette is an agreement concerning the recognition of “le-
gitimate” subjects and objects formed in the crucible of the apparatus of area in-
herited from the imperial–colonial modernity. This agreement functions as an
ideology for contemporary cognitive capitalism. The essay ends by suggesting
strategies for transforming the postimperial etiquette and proposes that energy
be redirected away from both resubstantialized objects and anthropocentric sub-
jects towards social relations that are both the point of departure for and the
final determination of intellectual work.
______________
Translation as a “Bridging Technology” with Ideological
Functions
There is a series of terms beginning with translation that
needs to be mapped out and connected, end-to-end. This is the se-
ries that runs through translation–culture–nation–race/species and
can be rehearsed as follows: Translation is what enables people
from different cultures to bridge the gaps that separate them, yet in
the age of nation–states, culture has been appropriated by the prac-
tices and discourse of national identity. As for the modern nation
itself, none of its claims to natural, organic status can hide its birth
in colonial theories of race and species (which I shall denote by the
term “anthropological difference”). Though translation therefore
bears some intrinsic historical connection to anthropological dif-
ference, how are we to understand it today?
The culture–nation–race/species nexus takes us directly to
translation / spring / 2014
the heart of historical capitalism. If we follow Elsa Dorlin as she
charts the birth of the French nation in colonial theories and prac-
tices of anthropological difference, then we will agree that these
171
theories arose principally as a historical response to the new and
accelerated practices of human migration growing out of mercan-
tilism and colonial conquest (Dorlin 2009, 211). Dorlin’s analysis,
which is too interested in bringing our attention to the sadly over-
looked connection between gender and race to make room for a full
consideration of capitalism, draws my attention for one further rea-
son whose importance to this essay will become greater as we pro-
ceed: the role of the body. The transition from royal to popular
sovereignty was accomplished, according to Dorlin, by substituting
the body of the nation, composed of supposedly natural traits (what
would later be called “national character”), for the royal individual.
The need for these nationalized traits to be “natural” unleashes an
essential imbrication between race and gender that forms the core
of Dorlin’s important account, leading her to conclude that “[t]he
question of the nation constantly refers back to its corporeality”
(Dorlin 2009, 208). My interest in citing this passage will be to
show how translation operates today as a somatic technology, teth-
ering bodies to the apparatus of area that hides the matrix of an-
thropological difference by naturalizing the nation–state.
Following the new and growing visibility of the “constant
crisis” that is the state at the end of the twentieth century, a broad
spectrum of theorists, activists, and artists have been interested in
exploring the potential of a nonrepresentational politics. My interest
in nonrepresentational politics is limited exclusively to its potential
ramifications for disrupting the schema of anthropological differ-
ence that forms the backbone of our common, global modernity.
This article assumes that representational politics, that is, the poli-
tics of identity, is invariably tied to the state. The state is the point
of reference that makes it possible to imagine complete congruence
between taxonomies of anthropological difference, social organi-
zation, and divisions of knowledge without which identity politics
would be meaningless. Hence, a nonrepresentational politics is by
nature insurrectional, which means that it must fight against the
“agents and agencies active in the invention of the ideological prac-
tices of everyday life in support of the reproduction of state power”
(Kapferer 2010, 5). In relation to translation I would argue, in other
translation / spring / 2014
words, that it must be considered in light of the reproduction of
stateness (which is a way of producing and managing “anthropo-
logical difference” for the sake of capital accumulation), and that
172
it (translation) plays a crucial role in the management of the tran-
sition to a new type of world order based on the “corporate–state.”
While an analysis of the world order imposed among and
by corporate–states is beyond the purview of this essay, it will be
helpful to offer a quick review of the period prior to this time, the
period of a world order constructed around the nation–state. If we
follow Antony Anghie’s work on the colonial origins of the modern
world system based upon state sovereignty, we are struck by his
assertion that international law instantiates or “postulates” a “gap”
within the global human population and then, having naturalized
this gap, proceeds to enumerate for itself the task of developing all
manner of techniques to bridge the gap (Anghie 2004, 37). Of
course, you will immediately see the irony of a technique that is it-
self responsible for the problem that it is supposed to solve. (Per-
haps Anghie has found the most economical definition of
humanism around.) The reason that irony has remained largely hid-
den, we may conclude after reading Anghie, is to be found, with
regard to the discipline or field of international law, in the ideology
of cultural difference. As long as the “gap” of cultural difference
was assumed, as the field of international law asserted, to preexist
the practices of colonial encounter (just as the practices and insti-
tution of modern state sovereignty supposedly developed in Europe
were assumed to preexist colonialism), the only viable question left
for the development of that field of practice concerned the appro-
priate types of political and social technologies to bridge that gap.
Now, this is exactly the role that translation has been called upon
to play in the modern era of nation–states. Operating at a quotidian
level, with a reach equal to or perhaps greater than law, translation
has been a crucial technique for the establishment and consolidation
of areas—that quintessential apparatus of modernity that correlates
via a system of geo-mapping subjective formation to hierarchical
taxonomies of knowledge and social organization.
I say it is a quintessentially modern apparatus precisely be-
cause of its importance to the fundamental project of modernity.
According to modernity’s self-definition, the “modernity-project”
should be defined through the principles of liberty, equality, and
translation / spring / 2014
reason, but I think that we are now ready to admit that there is an-
other side to the project of modernity, the succinct definition of
which would be: a belief that technological progress and aesthetics
173
can be joined together in a single effort to develop the perfect
race/species. Modernity is thus a project in species–being the work
of which is manifested or located exactly in the body. This body
should ideally be understood as the physical manifestation of an
area, which is neither climate (Hippocrates) nor temperature (Aris-
totle), but is rather an instrument of endogenous genotechnology
(Dorlin 2009, 209). This “area” is hardly a unitary phenomenon,
but rather a series of nodal points relayed in constantly shifting as-
semblages among bodies, tongues, and minds. These assemblages
are then grouped into populations. Hence, the project of perfecting
the species through a concrete population of bodies grouped into
areas invariably has to posit a split within the human species. This
split, which was also present in Kant’s contradictory definition of
“humanity” as both a universal quality shared by all members of a
species and an ideal that was nevertheless unequally realized by
different members or populations, has been a core component of
the “modernity-project” throughout its history. I see a precursor of
this Kantian strategy in Anghie’s description of Vitoria’s charac-
terization of native peoples, who share universal reason but are bur-
dened by a “personality” (which will later be called, once again,
“national character”) that causes them to deviate from the universal
norm. I do not wish to dwell on this history, but merely call atten-
tion to the need to provide a critical counterhistory that will provide
an account of the political and governmental technologies invented
and mobilized, as translation has been, “to bridge the gap,” when
they were in fact participating in the consolidation and prolongation
of the entire anthropological edifice of the colonial/imperial moder-
nity (a racism vaster than any phenomenon known by that name
today, for it includes virtually all other manner of social difference).
It is my hypothesis that we do not see (or at least have not seen up
to now) the ideological effects of these technologies precisely be-
cause we are (or at least have so far been) so deeply invested in the
apparatus of area. These technologies, such as translation and in-
ternational law, hide the essential strangeness of the areas into
which the globe has been divided, as a means of population man-
agement for the benefit of capital accumulation, through the history
translation / spring / 2014
of colonial/imperial modernity.
Ostensibly resembling the latter-day inheritors of premod-
ern empires, kingdoms, feudalities, et cetera, these areas (typified
174
by the nation–state) could best be understood as an enormous ap-
paratus of capture designed to subsume the productive capacity of
society into the needs of capital. Within the organizational structure
of the nation–state, the work of perfecting the race/species is always
an aesthetic question as much as a technological one. Hence, we
might refer to the anthropological work of modernity as perfiction-
ing (a neologism that combines the two words “perfection” and
“fiction”) inasmuch as it invariably involves a typology of fanta-
sized images concentrated around, or projected upon, the link be-
tween bodies and nations.
As capitalism transitions to a new historical form, the role
of the area–apparatus is undergoing a concomitant change. Today’s
areas are designed not so much to capture as to “pool” populations
within. As capitalism moves from its industrial phase to a cognitive
phase, the “pooling” of population takes on its greatest significance
within the emerging bioeconomy of semiocapitalism and the cor-
porate surveillance state. The call-word of this configuration is “life
is code, primed for transaction.” 1 Although the contemporary con-
figuration draws its symbolic resources from the cultural imaginary
of the imperial–colonial modernity, its greatest ideological use is
to cover up the total subsumption of population into the bioinfor-
matic economy. No longer a source of surplus value simply through
its role as labor, population is becoming a source of value through
its role as an inexhaustibly mutable source of bioinformatic code.
Population is, other words, pooled not just as labor—that is, pro-
ducers—nor even just as consumers, but also for its role as source-
code. The reason why the corporate-state “needs” to put just about
everybody under surveillance ultimately amounts to the potential
of all source-code to be “pirated.”
Translation today continues to play the role of ideology,
preventing us from seeing how the “bridging technologies” are in
fact prolonging the agony of the domination under which we live,
labor, and perish. In the hope of providing elements for a critique
of this ideology, I attempt in this essay to describe the affective
structure of area, typified today by what I call the postimperial eti-
translation / spring / 2014
..........................
1
My thanks to Julian Elam for this phrase, which he developed in our seminar “The Ap-
paratus of Anthropological Difference and the Subjective Technologies of Speciation,”
held at Université Jean Moulin (spring, 2013).
175
quette. I propose that one part of the insurrection-to-come against
the postimperial etiquette of the corporate surveillance state will
emerge out of the subjectivity of the translator–subaltern.
Translation and Subjectivity
Naoki Sakai has been telling us for a long time that trans-
lation is a social practice (Sakai 1997). In it, the essential indeter-
minacy, hybridity, and openness of social relations is evident. Yet,
Sakai also tells us, the dominant form of sociality established
through the regime of translation in the modern era deliberately ef-
faces such originary hybridity. The technical term that is used by
Sakai to denote this form of sociality is the “schema of cofigura-
tion,” which is premised upon the representational practices of the
“homolingual address.” The identities created out of cofiguration
are posterior to the translational encounter and mutually codepen-
dent, yet claim to be anterior and autonomous. This is the form of
sociality that is essentially codified in the homogenizing machine
of the nation–state, which would always like to present itself as an
organic, historical entity when it is in fact an apparatus of posterior
superimposition. The reason Sakai uses the term figuration is be-
cause the figure stands for an absent totality that cannot be grasped
experientially and for which the imagination substitutes a schematic
figure, like a map, that is essentially aesthetic. It is important to re-
member that in Sakai’s account the totality does not correspond to
anything other than the schema itself. Rather than absent, it is fic-
tive, in an active, generative sense. The power of this fiction is that
it enables originary difference to be captured and plotted onto a
grid of identifiable positions. Hence the schema of cofiguration is
much more about establishing a field of representation in which
identities are constructed in such a way that they appear to precede
the establishment of the representational field upon which they de-
pend (and within which they will certainly be organized in hierar-
chical fashion) rather than being about the content of specific
identities.
Against representation, Sakai invites us to engage in the
“heterolingual address.” Seen in light of Sakai’s critique, the dif-
translation / spring / 2014
ference between the hetero- and homolingual forms of address as-
sumes the character of a political choice, bearing clear ethical
dimensions. The ethics of national language, which Sakai identifies
176
with racism, exemplifies the stakes involved. It might be useful to
point out, however, that the ethics of national language is not a char-
acteristic unique to this or that particular language but rather a com-
mon denominator shared by all languages when they are “counted”
according to a “Romantic Ideology” (Agamben 2000, 65) of cul-
tural individuation (Sakai 2009). This understanding views both
language and people as individualized, determinate entities, and as-
sumes an organic link of equivalency between the two. The
“schema of cofiguration,” as described by Sakai, is precisely the
means by which the “Romantic ideology” of language and people
is transformed into an ethics and an aesthetics of everyday, lived
experience. To engage in the practice of heterolingual address con-
stitutes a refusal of the aesthetico-ethical constellation of cofigura-
tion and a desire for liberation from it.
The Affective Structure of Area and the Postimperial Etiquette
If, as Balibar writes, “the emancipation of the oppressed
can only be their own work, which emphasizes its immediately eth-
ical signification” (Balibar 1994, 49), then the emancipation from
the apparatus of area, which oppresses all or else oppresses none,
can only be undertaken collectively. Yet by the same logic, the re-
pression of emancipatory movements against the apparatus of area
can be expected to have a definite collective face as well. This is
the difference between complicity and cooperation. Bearing in
mind recent discussions that underscore the displacement of this
problem at an ontological level by contrasting different forms of
collectivity (often positing the state/people pairing against that of
the Common/singular), I would like to direct our attention to the
problem of affect, where it immediately becomes evident that the
practice of ressentiment is by far the most ubiquitous response on
both sides of the colonial/imperial divide to a refusal of cofiguration
and an exodus from the apparatus of area.
The phenomenologist Max Scheler, who devoted a mono-
graph to the subject of ressentiment, argues that one of the reasons
it arises is because one side or the other in a typical social dyad
(such as Master and Slave, or Male and Female) experiences the
translation / spring / 2014
existence of the other in terms of existential foreclosure: since I can
never have/be/feel what the other has/is/feels, I am motivated by
an insatiable rancor. The critique of “egalitarianism” at the heart of
177
Scheler’s work, which mistakes social equality for exchange value 2
rather than indeterminacy (and leads Scheler to see Jews, women,
and socialists as representative sources of ressentiment), is not the
subject of my concern here. Rather, I would like to suggest that
there is another form of ressentiment undetected by Scheler, the
type that arises not between the terms of a dyadic pair, but in the
relation of complicity that unites them. In the midst of their differ-
ence and relative struggle, they nevertheless work together. Al-
though their mutual fear is undeniably real and strong, it is not as
strong as their mutual fear and anticipation of the emergence of
something new, something that neither falls within the dyadic pair
nor is part of its trajectory. It is, rather, this form of ressentiment—
a form of crisis management that aims to sustain a certain regime
of biopolitical production—that is most common today. Ressenti-
ment is not a personal psychological problem; it is an affective
structure peculiar to the institutions of national translation in which
we work, and it opens up subject positions for bodies placed within.
Those who pretend that they are free from this structure are pre-
cisely the ones who contribute, through their disavowal, to the
structure’s reproduction—even when they are deemed to be “fight-
ing the good fight.”
The reasons why this form of ressentiment is now evident
but was not yet visible a century ago when Scheler was writing are
as much historical as methodological. Besides the revolution within
phenomenology led by Martin Heidegger in the first part of the
twentieth century that led to the rise of the philosophies of differ-
ence in its latter half (paving the way, in effect, for the ontological
shift to which we alluded above), there is also the progression of
geopolitical events that brought a formal end to colonialism and
destabilized the sovereignty of the nation–state, gradually replacing
it with the transnational corporate–state. As the philosophies of dif-
ference began to infiltrate humanistic disciplines outside of philos-
ophy, the foundational oppositions of civilizational difference and
national sovereignty were being thrown into disarray by the col-
lapse of the Eurocentric system of international law that had dom-
translation / spring / 2014
..........................
2
Ironic, since Scheler bemoans the effect that exchange value has wrought upon social
relations. To understand how equality can be understood as a form of indeterminacy in
the social, it is necessary to link it to liberty, forming an inherently contradictory and
unstable pair that Étienne Balibar calls the proposition of equaliberty. See Balibar 1994.
178
inated the world system throughout several centuries of colonial/
imperial modernity. In other words, the “constant crisis” that is the
state (Kapferer 2010) became visible. With the visibility of this cri-
sis it suddenly became possible to imagine, in the concrete arena
of history, subjectivities and relations that were completely unfore-
seen by the old oppositions between the “West” and the non-
“West,” or between the native and the foreign.
Yet alongside these historical openings, we also undoubt-
edly see today a reinforcement of those anachronistic oppositions
that take the form of complicity. A particular feature of capitalism,
one which was undoubtedly present throughout its history but
which has become easily visible today, lies in its penchant for cre-
ating profitable crisis. Under neoliberal “biocapitalism,” crisis has
become a more or less permanent mode of operation for capitalist
accumulation, so much so that there is a greater interest in the pro-
longation of crisis through regimes of permanent crisis manage-
ment than there is in the resolution of crisis.
Within that context, academic exchange and the modes of
address in today’s world are characterized by a relation that I would
like to call the postimperial etiquette.3 My hypothesis is that the
postimperial etiquette constitutes an affective structure, or subjec-
tive technology, that plays a crucial role in the contemporary biopo-
litical production.
Ressentiment, as I have proposed, is the first of its essential
affective structures. The second element essential to the affective
structure of postcolonial etiquette is an investment in the homolin-
gual address, such as I have previously analyzed in twentieth cen-
tury thinkers such as Michel Foucault (Solomon 2010, Solomon
2011), Jean-Luc Nancy (Solomon 2013), Giorgio Agamben
(Solomon 2014), and Ernst Cassirer (Solomon 2009). The regime
of translation constructed through the homolingual address lures
even these great figures of twentieth century thought into projecting
between retroactive and proactive alternatives: the images of a past-
that-never-happened and those of a future-that-will-have-to-be-
abandoned—that is, the West as both a tradition and a destiny.
translation / spring / 2014
..........................
3
Although it is a postcolonial/postimperial phenomenon, for the sake of convenience I
will use the term postimperial.
179
Recently, I have been trying to work out the implications
of Sakai’s critique of translation with respect to a phenomenon,
which I call speculative superimposition, that is characteristic of
modern postcolonial/postimperial societies in general (Solomon
2012). Here, we may refer to the affective trait of mournfulness ex-
pressed by deconstructive authors such as Philippe Lacoue-
Labarthe when faced with a world beyond the apparatus of area. In
a 1992 conference in Strasbourg, “Thinking Europe at Its Borders,”
Lacoue-Labarthe centers his intervention on the question of “after-
wardsness” (l’après-coup 4): “In its most abrupt, and hence most
paradoxical, definition, afterwardsness designates the belated—but
recognized—manifestation of something that did not happen or did
not have even the slightest chance of happening. Of something that
took place, thus, without taking place” (Collectif Géophilosophie
de l’Europe 1992, 74). I am hardly persuaded that the “retroactive”
quality identified by Lacoue-Labarthe as the philosophically essen-
tial movement of European modernity can be simply contained
within and ascribed exclusively to an area called “Europe.” On the
contrary, this is, I would argue, a characteristic of the modern logic
of area in general. As much as the modern nation–state would like
to claim organic anteriority, it is always both an internal imposition
and an expropriation from the outside. (This predicament is what
eventually disqualifies the distinction between constituent and con-
stituting powers, forcing the search for “destitute” powers instead—
see Nowotny 2007.) The same “afterwardsness” is evident in the
construction of the “West,” which relies on translation to superim-
pose upon the image of spatiality a temporal process that leads to
“exceptionally universal,” metaphysical subjects. The deconstruc-
tive school of the postwar philosophies of difference that formed
the locus in which Lacoue-Labarthe and other philosophers, such
as Jacques Derrida and Jean-Luc Nancy, worked was steeped in an
historical awareness of the “end” of the “West.” Hence it is no won-
der that Lacoue-Labarthe warns us (or is it invites us to lament?):
“afterwardsness can also, quite simply, take the form of regret or
repentance” (Collectif Géophilosophie de l’Europe 1992, 76). Re-
translation / spring / 2014
..........................
4
Lacoue-Labarthe explicitly takes up the Freudian–Lacanian theme of Nachträglichkeit.
English translations of this term are either “deferral” or “afterwardsness,” neither of
which is fully satisfactory.
180
gret differs from repentance with regards to the recognition of guilt
and the desire for repetition. One may regret the past not just be-
cause of some regrettable action, but simply because it is past, or
has been fantasized as past, and hence desire its repetition without
the slightest iota of contrition, much less repentance. Nostalgia for
the bonds of a fantasized “lost community” that never really existed
(or has been idealized and turned into an image) forms, according
to Jean-Luc Nancy (1991, 9), one of the essential structures of
modernity.
The phenomenon of “afterwardsness” through which areas
are constructed finds expression in the postimperial etiquette
through the affective quality of ressentiment. The reason why we
use the French term, instead of an English translation such as “re-
sentment,” is because of the etymological structure of the French
word, which emphasizes a temporal dimension (re-) of repetition.
Re-sentir: to feel again and again what one has not really experi-
enced (which is the same as turning experience into a phenomeno-
logical fetish). Ressentiment plays such an important role in the
affective structure of the postimperial etiquette precisely because
it is intrinsically related to the temporal construction of the modern
area–apparatus.
The regime of translation constructed through the homolin-
gual address lures subjects into projecting between retroactive and
proactive alternatives: the images of a past-that-never-happened
and those of a future-that-will-have-to-be-abandoned.
The past-that-never-happened refers to the representation
of translation as an encounter between two discrete languages.
Sakai shows how this idea can only be retrospectively superim-
posed upon the translational exchange as a schema or an image.
What this superimposition effaces is the essential hybridity and in-
determinacy seen in the position of the translator, as well as the pe-
culiar interruption of linear temporality in translation. This aspect
of the translator corresponds to the problem of individuation, which
makes it impossible to speak of language(s) as one would speak of
countable nouns (Sakai 2009).
The future-that-will-have-to-be-abandoned refers to the
translation / spring / 2014
way that the homolingual address guides action towards the future.
Sakai explains:
181
By the schema of cofiguration, I want to point out the essentially “imaginary” nature
of the comparative framework of Japan and the West, since the figure in cofiguration
is imaginary in the sense that it is a sensible image on the one hand, and practical in its
ability to evoke one to act toward the future on the other. (Sakai 1997, 52)
The “future” that is thereby constituted is reduced, accord-
ing to the figural logic of the schematism, to a spatialized repre-
sentation. The dimension of future temporality as irruptive
discontinuity is effaced. “This is why,” writes Sakai, “difference in
or of language that incites the act of translation comes as a repre-
sentation only after the process of translation. Involved in transla-
tion is a paradox of temporality that cannot be accommodated in
the worldly time of the past, the present and the future” (Sakai
2009, 86). Acting toward the future according to the schema of
cofiguration constituted by the homolingual address produces a
spatialized representation that effectively cuts off the temporality
of the future as unrepresentable negation and creation. It eliminates,
in other words, the possibility for new subjectivities that do not cor-
respond to the oppositions installed by the schema of cofiguration.
As an affective structure, the homolingual address operates exactly
like that “angel of history” seen in Paul Klee’s painting and fa-
mously described by Walter Benjamin as being propelled “into the
future to which his back is turned, while the pile of debris before
him grows skyward” (Benjamin 1969, 258). The “future” promised
by this form of sociality, typical of the apparatus of area, is a future
of ruins. One of the characteristic symptoms of this mode of cap-
turing the future particular to the apparatus of area is the peculiar
dialectic between historical preservation and environmental de-
struction everywhere in evidence today. One does not have to look
to ancient Mayan temples in the Guatemalan rain forests, regularly
“mined” for gravel by developers to see the concrete nexus of this
opposition. A much more potent example could be seen, for in-
stance, in postwar France, one of the active world-leaders in the in-
stitutionalization of historical monument preservation and which
holds it to be an absolute human value essential to collective iden-
tity. Yet as a nation that derives ¾ of its energy needs from nuclear
translation / spring / 2014
power and is one of the main exporters of nuclear technology
around the globe, France can be said to be playing an active, if
ironic, role in the production of the ultimate form of “preserva-
182
tion”—the radioactively contaminated wasteland.
The third element in the affective structure of area to which
I would like to draw attention is erudition. In the meaning to which
I would like to ascribe to this term, it refers not just to the problems
of access and class mobility, but also more generally to the socially
meaningful qualification of “knowledge” and the distribution of it
among bodily bearers. Erudition operates through division—the di-
vision of labor, to begin with, but also the disciplinary divisions of
knowledge, the economic divisions of affect, and finally the indi-
viduating divisions of the body. Translation and address play an
important role here, too, as erudition excludes or devalorizes certain
kinds of knowledge that cannot be “translated” into the quantitative
forms and standardized denominations to which the definition of
“knowledge” is limited. In today’s neoliberal regime, such exclu-
sion is exercised through the standards set by financially motivated
evaluation bureaucracies. In today’s neoliberal regime, such exclu-
sion is exercised through the standards set by financially motivated
evaluation/surveillance bureaucracies, intellectual property
regimes, and disciplinary boundaries.
Erudition is time-consuming. It signals both an unprece-
dented expropriation of the intellectual worker’s time, such that one
is never fully off work, as well as a consumption of time by making
affective experience a direct source of value (“consumers hungry
for new experience”). Working-too-much, often under precarious
conditions, is fast becoming the main way in which subjective dis-
avowal, a fetishism of the object under the sign of erudition, is in-
stituted, even among those of us who would otherwise like to be
alert to the problem of disavowal. The technical term that Marx
uses for “working-too-much” is absolute surplus value, typically
produced by extending the worker’s labor time. Several decades
ago, Gayatri Spivak used Marx’s technical term globally to char-
acterize relations between the West and the non-West in the post-
colonial era (Spivak 2009b, 123). Today, it would appear that the
extraction of absolute surplus value through excessive labor time
is fast becoming one of the principal ways to assure not just a hier-
archy of relations but the unquestioned acceptance of the field of
translation / spring / 2014
oppositional terms through which hierarchies are constructed and
reversed. What is being forgotten is that the terms of specific dif-
ference, such as the West and the non-West, always contain a core
183
component of negativity, freedom, indeterminacy, and antagonism,
and are never simply given.
Due to a Cartesian habit, we might not think of erudition
in terms of affect, but under the definition that I would ascribe to
it, affect “sneaks” into erudition through the particular way it indi-
viduates the body. Erudition constitutes a singular appropriation of
the relation between body and knowledge by granting exclusive le-
gitimacy to the abstract, accumulational form that we call, in Eng-
lish, the body of knowledge. The affective form that is closely
related to this appropriation of the multiplicity of the body is the
sense of knowing. Nationalism is precisely the modern political
form that turns knowing into affect. While foreigners can know
about the other nation, they cannot understand it in the same way
as nationals; they cannot, in other words, partake in knowledge as
an affective structure of feeling that is based in “experience” and
shared among members of an imaginary community. Yet the cate-
gory of experience-that-can-be-shared-sympathetically is deter-
mined in advance by the arena that capitalism, in the process of
appropriating the state, establishes for the process of valorization.
This is the arena of exchange value. Sympathetic knowledge, or
national knowledge, is the form of exchange value that is being ap-
plied to the act of knowing understood in terms of fantasy—the
fantasy of shared experience reflected in knowledge.
As an apparatus of fantasy, erudition’s most important role
is found in recoding the body. It is not simply that distantiation,
based on the Cartesian stance of objectivity, becomes the principle
mode of relation, with all of its known symptoms. Erudition is also
a means of maintaining an attitude of indifference or disavowal.
The most common form of this attitude of indifference with regard
to knowledge in the postimperial configuration can be seen in the
institutionally sanctioned assumption that issues related to anthro-
pological difference fall under the purview of specific disciplines
or fields within the human sciences—what are commonly termed
“area studies” in North America. The matrix of anthropological dif-
ference per se as an organizing principle for the human sciences
must never be brought into question at an organizational level. The
translation / spring / 2014
organization must be naturalized so that participants never see their
own disciplinary commitments, including language and object-
choice, in terms of the history of social relations under conditions
184
of colonial population management. It is not simply that objects re-
flect the desires and tastes of certain kinds of subjectivity (forming
in effect a socially instituted form of prejudgment or simply preju-
dice), but rather that objects become means of disavowal by which
people can ignore and forget the mediations and negations that con-
stitute subjectivity as a social practice.
As an affective form, erudition is thus characterized by ob-
ject-obsession and subjective disavowal. It is globally institution-
alized and legitimized through the supposedly “natural”
correspondence between disciplinary divisions in the order of
knowledge and various social divisions in the order of political or-
ganization. And while it may look as if the university institutions
in North America, in which greater anxiety about the status of ob-
jects is often seen (accompanied by all kinds of institutional inno-
vations to accommodate interdisciplinary approaches), has an
advantage in this respect, the truth is rather that an imperial nation-
alism, such as seen today in the United States, invariably calls forth
performative gestures, such as transdisciplinary object-anxiety, in
order to garner the sacrifice of minority populations for the benefit
of the capital-state nexus. Disciplinary rigidity and obsession with
the legitimacy of “pure” objects as seen in the other nations today
outside North American high academia is not a sign of their “back-
wardness,” but simply the function of cultural nationalism formed
in relation to imperial nationalism.
In short, the regime of erudition oversees the silent articu-
lation of the reproduction of cleavages (reason vs. myth, speech vs.
writing) and identities inherited from the imperial/colonial moder-
nity to the neoliberal production of value through affect. The bearer
of various forms (racial, ethnic, national, gendered, sexual, linguis-
tic, et cetera) of social domination and exploitation that have ac-
companied modernity, erudition is above all concerned with bodies
of accumulation. Whereas capitalist accumulation produces the
bodies coded by political economy and translational accumulation
produces bodies coded by civilizational and anthropological differ-
ence, erudite accumulation produces normalized bodies of knowl-
edge as well as bodies normalized by knowledge.
translation / spring / 2014
It is through a process of identification with the body of
knowledge as a site of accumulation associated with specific
“areas” that intellectuals continually abstract themselves from the
185
production of knowledge as translational, social practice. In the
postimperial scholar, this is seen most readily in the prolongation
of disciplinary divisions and linguistic competencies and homolin-
gual modes of address that form the obverse complement of the
postimperial area studies specialist. The postimperial specialist of
philosophy, for instance, is not expected to acquire linguistic and
affective competencies associated with postcolonial areas, and typ-
ically relies on the homolingual address to negotiate anthropolog-
ical difference. Or again, the postimperialist specialist of racism
studies does not have to negotiate the composition of her classes
and articles in relation to the demands of an academia-publishing
industry complex in a postcolonial language organized by a post-
colonial state that is itself composed through various forms of in-
stitutionalized racism.
Given the recent demonstrations of admiration for public
intellectuals in the “West” whose politics are characterized by their
admirers with epithets such as “fuck off!” (Rancière),5 or who gain
notoriety for scandalously scatological humor (Žižek), it might be
necessary to explain just what we intend to get at by a critique of
“etiquette.” Etiquette is part of the “immunitarian” apparatus de-
scribed by Alain Brossat in his critique of modern liberal democ-
racy. The English usage of the word, which is associated with “good
breeding” (Merriam–Webster), underscores its relation to the theme
of racial exclusion that forms the hidden backbone of liberalism
(Cole 2000)—and modern sociality in general (Quijano 2000). As
such, it is a biopolitical technology, for which Brossat offers a won-
derfully succinct description: “the distribution of bodies in a dense
space, via the mediation [truchement] of a system of rules named
etiquette” (Brossat 2003, 36). In the dense space of knowledge, the
trio of erudition, homolingual address, and ressentiment constitutes
the affective structure according to which bodies of knowledge are
constituted and areas populated. It is immunitarian to the extent
that it protects the anthropological matrix that supports capitalist
accumulation in the colonial–imperial modernity from being over-
turned.
translation / spring / 2014
..........................
5
http://critical-theory.com/who-the-fuck-is-jacques-ranciere/ accessed on May 20, 2013.
186
Brossat uses the French word truchement to speak of a me-
diating role played by a “system of rules.” Although the term’s
usage here certainly refers to a general effect of mediation, it is
worth noting an older, yet still current, literary usage of the term
that refers to a translator and translation. We might thus take this
usage as an invitation to think about what would happen were we
to substitute traduction for truchement—that is, “translation” for
“mediation.” Doing so, we would find that etiquette is precisely the
governmental technology that uses translation as a means of dis-
tributing bodies across dense space—that is, the space delineated
by the apparatus of area. This definition of etiquette approximates
Naoki Sakai’s understanding of translation based on homolingual
address. As such, it constitutes the main operation of capture exer-
cised by the apparatus of area.
Can the Subaltern Translate?
The importance of subjective transformation in the postim-
perial/postcolonial age was highlighted at the beginning of North
American postcolonial studies in 1988 by Gayatri Spivak in her fa-
mous essay “Can the Subaltern Speak?” (Spivak 2009a). In that
work, Spivak deftly displaces the practice of cultural knowledge
production in the wake of colonialism and capitalism away from
the image of objects, no matter how marginalized or “illegitimate”
in the eyes of dominant representations they may be, towards the
production of subjectivity. It is the role of intellectual elites—on
both sides of the imperial/colonial divide—that is targeted by the
critique of subjectivity in Spivak’s essay.
As usual, translations of the postimperial discourse into a
postcolonial context can be extremely helpful for understanding the
stakes involved. In the discussions of Spivak’s article in Taiwan,
two of the most common translations of “subaltern” are 庶 民
(shu4min2) and 賤民 (jian4min2). These are classical terms that both
share the same cognate min2 as part of there two-character com-
pound. Skipping over the possible parallels between min2 and the
Latin-derived word “people,” what the two Chinese terms share in
common is a description of the people as common or low. In other
translation / spring / 2014
words, what we have here are translations that add a biopolitical el-
ement to the original term subaltern (which describes not a people
but a quality of subjugation, and is hence technically limited to the
187
element of politics). The biopolitical translation risks resubstantial-
izing the term “subaltern” through the matrix of anthropological
difference—which, as I will show, is precisely what Spivak fights
against. Needless to say, this resubstantialization has received priv-
ileged institutionalization in the postimperial academic world, and
it is precisely here that a look at translation becomes especially in-
formative.
Let me explain this message by citing another variant trans-
lation of the term “subaltern” that I have seen circulating within
Taiwan: 從屬階級 (cong2shu3 jie1ji2) , the “class of subordinates.”
Once again, this translation runs afoul of the reading of Spivak’s
article that I favor. The inclusion of the word “class” (jie1ji2) in the
translated term effectively reintroduces the very point that Spivak’s
essay problematizes: people are something else before they are a
class or a type or a figure—before they are a people, which is al-
ways what the state elites and their prefab minorities want them to
be. “Subalterns” share aspects of the “unrepresentable”—except
that they do not stand heroically “outside” the register of represen-
tation guaranteed by the state form of social organization, but are
rather hidden or silenced in the biopolitical warehouse of the indus-
trial reserve army, the “pool” of a genetic population, or the sweat-
shops and brothels of illegal migrant labor. Here, representation is
not a formalistic problem, but a practice connected to capital’s ap-
propriation of species–being precisely at the point where the mode
of production meets the mode of subjection. Hence the necessity
Spivak felt to remind her readers of the difference between relations
of domination and relations of exploitation, and the need to read
across both registers without conflating the two in a schema of rep-
resentation. Needless to say, a recuperative reading of the subaltern
that reinstates the original Gramscian formula (“subaltern class”)
that Spivak had explicitly attempted to rework (by eliminating, first
of all, the term “class,” which always refers us back to the state), is
hardly a problem limited to Chinese translations. Indeed, the exis-
tence of such a translation can only be explained by the realization
that it is, of course, a translation not of “the text itself,” but rather
of the way in which the North American university-publishing com-
translation / spring / 2014
plex has bestowed upon it the honor of domestication by canoniza-
tion. So, it is not a mistranslation at all, but a translation that is
coldly accurate. The subjective effects of this domesticating canon-
188
ization become all too apparent when one considers the frequency
with which the term “subaltern” becomes conflated with or simply
substitutes for “the non-West,” leading to the use of nonsensical
terms such as “the non-subaltern” to refer to the West.
For Spivak, the precise location of this appropriation cannot
be identified, it can only be reconstructed as it were, on the basis of
a rift in subjective formation. Through a series of brilliant readings
of Marx, Foucault, and Deleuze, Spivak shows that there exists a
split in subjective formation that corresponds to the two meanings
of the English term to represent (which are treated, in the vocabu-
lary of German philosophy utilized by Marx, through the two verbs
vertreten and darstellen). These two meanings correspond to the
difference between the subjects formed in relations of domination
and those formed in the relations of exploitation. The former re-
quires an analysis of relations to power, the latter an analysis of re-
lations to production. It is the modern state—which of course can
now include suprastate organisms and nonstate ones as well—that
offers the promise of “fixing” the relation between the two, offering
a precise location, as it were, such that two projected images seem
to merge, just as happens in the optical viewfinder of a coincident
rangefinder camera. The image, or fiction, of this “place” in which
location and identity, past and future, language and people coincide
is an essential feature of the aesthetic representation crucial to the
modern apparatus of area. Spivak’s essay thus contributes to the
classic Marxist notion of class, which is summarized, as Jacques
Bidet would say, by the formula “the state is always a state of class.”
Spivak shows, by displacing domination and exploitation, that the
notion of “class” must be expanded (without losing the specificity
of “class”) far beyond the limits of political economy to accommo-
date a vast tableau of dynamic, minoritarian relations (of which gen-
der is only the tip of the iceberg) within the construction of
anthropological difference. The “subaltern” is thus the name for the
spacing that is undecidably both the concrete body of this or that
downtrodden and marginalized individual and the possibility of a
being that can no longer be configured through the matrix of an-
thropological difference. Not “humanity,” not species–being, not an
translation / spring / 2014
inheritor of the entire anthropological project of the colonial–im-
perial modernity devoted to perfictioning, but a true (and truly car-
ing) stranger.
189
From the perspective of a concern with translation, the rea-
sons for the necessity of this expansive analytic find themselves in
the correlation between the history of linguistic transformations
under the auspices of the modern nation–state and the transitions
of capitalist “development.” Although the creation of national lan-
guage in Europe was linked to class through the rise of the bour-
geoisie and their need to create a political community opposed to
that of a kingdom, this narrative obfuscates that part of the Euro-
pean nation that was forged, as Elsa Dorlin shows, in the colonies.
There, the class element was concomitantly fused to an anthropo-
logical element (beginning with race and gender). “Europe” and its
nations only became “European” through this process of fusion (be-
tween gender, race, class, language, ethnicity, sexuality, et cetera)
that established the anthropological matrix of modernity and natu-
ralized it via the apparatus of area.
The crux of Spivak’s essay lies, as we have said, not with
the identification of objects and their historical deconstruction, but
rather with the constitution of subjects, particularly the subjects of
knowledge forming under the shadow of capital and the state in the
apparatus of area. For this reason, I must confess that the one thing
that is strangest to me in the extraordinary reception this widely
circulated essay has received is that so many commentators have
looked at the subaltern as a problem to be solved or an idea to be
applied, rather than, as Spivak writes in an entirely different context
(one that is actually about translation), a locus to inhabit (Spivak
2005, 95)—or, as an invitation to cohabitation. We need, in other
words, to develop practices of “being there” that are different from
those normally catalogued under the Apparatus of Area.6 This is
not a call for a new aesthetic piety of place, but rather a plea to de-
finitively end the essential project of modernity: the idea that tech-
nological progress and aesthetics could be allied together in the
creation of a perfect species—what I want to name by the neolo-
gism “perfictioning.”
..........................
translation / spring / 2014
6
I do not think that I have yet compiled a complete catalogue, but there are several se-
ries whose importance is evident: 1) typology: character–figure–image; 2) ontology: ori-
gin–individuation–hylomorphism; 3) anthropology: animal–human–milieu; 4) economy:
production–exploitation–accumulation; 5) statistics and logistics: temporality–event–
control
190
While her emphasis on unrepresentability leads Spivak to
conclude that the subaltern by definition cannot speak (which
means that the subaltern always disappears under the weight of rep-
resentation when subjects are made to conform to identities that ig-
nore their constitutive, originary difference), she does not consider
her startling answer from the perspective of translation. Or, more
precisely, the position of the translator. The translator, of course, is
in the position of someone who speaks without ever meaning any-
thing herself. She is never authorized to say “I.” Strategies based
on the disclosure of the “invisibility of the translator” (Venuti 1995)
are important to the politics of translation, and for that very reason
they ultimately amount to a reinvestment in the nexus between
modes of production and modes of subjectification through the cat-
egory of identity. In lieu of invisibility, Sakai (1997) calls attention
to the hybridity and indeterminacy of the translator, and he proposes
a practice of heterolingual address that accounts for discontinuity
as a constitutive moment of the social. This outline of the position
of the translator leads me to suggest that for the professional uni-
versity-based intellectual the ethical response to the problem of
subalternity will not be found in speaking or listening, but rather
in “translating.”
To suggest that an ethics of subalternity can be found in
translation is quite different from suggesting either that the subal-
tern “herself” translate or that intellectuals translate “for the subal-
tern.” A negative example will help to illustrate my point, and
prevent the confusion that might occur by modifying an idea that
was first described in a remarkable text by a North American grad-
uate researcher in political science, Jay Maggio, titled “Can the
Subaltern Be Heard?” (Maggio 2007). This article, which demon-
strates formidable familiarity with Spivak’s oeuvre, proposes trans-
lation as a viable means of displacing Spivak’s original question.
The genius of Maggio’s formula is, however, not well
served by its elaboration. Symptomatically, the article falls into the
well–populated ranks of those respectables who have assigned
themselves the task of finding “a possible solution to the Spivakian
puzzle” (Maggio 2007, 438). More disturbingly, the author relies
translation / spring / 2014
upon a notion of cultural translation, whose presuppositions of ho-
molingual address we do not share, to “advocate a benevolent trans-
lator in the West who offers a sympathetic reading of the subaltern”
191
(Maggio 2007, 437). Although the rhetoric of benevolence and
sympathy—as well as “respect” (Maggio 2007, 435)—offers a fine
opportunity to remind ourselves about the merits of Christiane Vol-
laire’s (2007) more materialist analysis of the politics and aesthetics
of humanitarian aid in its relation to war, the arms trade, and the
politics of “regime change,” I would like to focus our attention on
this idea of being “in the West.” In spite of the unmistakable spirit
of charity and humility that characterizes this text, the one reform
that is not contemplated is subjective—the crucial one, as far as
subalternity is concerned. If “the translator must recognize the im-
plicated relationship of the Westerner and the subaltern” (Maggio
2007, 434), the translator in Maggio’s text never dislodges itself
from its self-assurance about identity. In order to get a sense of the
magnitude of this self-assurance, I would ask the reader to bear
with a lengthy list of textual citations that refer to the “West,” in-
cluding: “Western discourse,” “the Western translator,” “the West-
ern academy,” “Western thought,” “the intellectual Western
scholar,” “a Western critic (citizen),” “Western philosophical tra-
ditions,” “the Western approach,” the “Western viewer,” “the West-
ern self,” “the modern Western subject,” “Western metanarratives,”
“a uniquely Western notion of the subject,” “the very Western con-
cept of an active speaker,” “the careful Western [sic.],” et cetera.
Such self-assurance might be taken in this postimperial era as the
sign of humility and respect; countless theorists of much greater
sophistication than myself and Maggio have been known to engage
in the same repetitive obsession. Essentially a catalogue of trans-
lational tropes, this manner of invoking the West inevitably leads
the author to ask, halfway through the article, “how can the Western
scholar study the subaltern?” (Maggio 2007, 431).
My response to this question is to repeat the mantra “away
from the study of objects and back to the formation of subjects and
social composition.” The lessons that the subaltern has to teach us
about representation and its objects extend equally to the translator.
Even the longest list of supposed civilizational traits combined with
the most well-intentioned discourse that “recognizes the conditional
nature of the constitution of both the dominant group as well as the
translation / spring / 2014
subaltern” (Maggio 2007, 436) cannot immunize the translator
against her own essential hybridity—much less against what Fou-
cault dryly terms the “form of a relation with power” (Foucault
192
2000, 162). Hence it is no surprise to find discussions of subalter-
nity, among those who would like to treat it as an ethical relation
to objects of study, conducted in a confessional mode whose ulti-
mate effect is to reinstantiate identity as a subject of representation.
Undoubtedly, there is a postimperial etiquette at work here. Given
that the history of colonialism is seen as a massive project of ex-
propriation, the postimperial scholar signs on to a pact (the postim-
perial etiquette), in which his identification with the West is to be
taken as the sign of a historic eschewal of the politics of imperialist
expropriation. An overwhelming proportion of today’s postimperial
scholars—even the ones who specialize in postcolonialism—have
embraced this ethics of positionality associated with their respectful
acceptance of the area in which they are supposed to be assigned.
It is precisely at this point that Naoki Sakai’s unique ac-
count of the position of the translator really shines. What is revealed
here is an essential, original hybridity and indeterminacy, present
in every social relation, yet whose presence can never be fully rep-
resented or conveyed or captured. I would like to suggest that it is
this “position” that is the only viable option for the intellectual of
any location on today’s postcolonial/postimperial geocultural map
who is concerned about the ethics of subalternity. So, for profes-
sional intellectuals, it is a question of becoming subaltern with re-
gard to the postimperial etiquette, and then of using this process of
becoming to expand the ranks of subalternity without end. This
process of becoming must not be viewed through the terms of sym-
pathy, much less appropriation; it must not, in other words, become
an aesthetic project of mimesis and figuration through which the
modern project of perfictioning, or fabricating racial/species per-
fection, can be realized technologically! Instead, the process of be-
coming subaltern has to be directly aimed at the apparatus of area,
which is the main impediment to the maximization of subalternity
without end. That injunction means that intellectuals will have to
undertake or commit to a series of revolutionary changes in the op-
positions that structure the “area–institutions” in which they work,
beginning, in the context of a discussion about translation, with the
valorization of authorship over that of translation, and extending
translation / spring / 2014
beyond that specific context to the affective economy that is mobi-
lized in support of the apparatus of area. The invention of new
forms of inhabitance outside of the apparatus of area—or, to use a
193
less jargonistic language, the abandonment of the postimperial/
postcolonial, civilizational state and the exodus from the future-
ruins and past-images in which it has trapped us—is, to my mind,
the only way to “adequately address the damage done by colonial-
ism” (Maggio 2007, 431). Which is to say, of course, that the only
form of reparation that makes any sense in the face of that unre-
payable debt is to recyle the affective debris of area into a being
that does not accumulate, but grows through shedding.
Transforming the Postimperial Etiquette
A collective pact concluded precisely over the apparatus of
area could never function without an affective component. In a re-
cent work, Franco “Bifo” Berardi has described what he sees as
the major affective traits of “semiocapitalism” (Berardi 2009a).
Chief among them is the pendulum that swings between depression
and panic, from bear market to bull market. Berardi talks about in-
terrupting the obsessive repetitions in order to create alternate re-
frains. My very un-Spinozist response to Bifo is that we replace
depression with sadness. In the context of this essay, I will define
this as the positive affirmation associated with carefully observing
the way in which the trio of homolingual address, ressentiment,
and erudition entraps us and prevents our liberation from the ap-
paratus of area. Such sadness becomes the platform not for reject-
ing the affective structure of area, perhaps claiming ourselves to
be liberated from it while others languish (or revel) within, but for
embracing it within the transformations of the collective bodies–
tongues–minds assemblage(s). In other words, while depression is
individual, sadness is transindividual. Depression is the form that
sadness takes as it goads us into individuating in the retroactive–
proactive way that is typical of the apparatus of area. Sadness is
affirmative in the sense that it restores depression to its transindi-
vidual element.
Undoubtedly, this transformation of affect from the indi-
vidual to the noncollective transindividual is part of an ontological
shift. Scheler’s text on ressentiment, for example, can be read, as
Olivier Agard’s neat analysis of Scheler shows (Agard 2009),
translation / spring / 2014
through the twin themes of an antihumanist problematization of hy-
lomorphic anthropology and resistance to capitalist modernity. First
published in 1912 and rereleased in an expanded, revised edition
194
in 1915, Scheler’s work in this text presages his incursions in the
1920s into the debates over philosophical anthropology taking
place in the Weimar Republic. Agard’s excavation of Scheler’s
work reveals a philosopher who stands, problematically, at the cen-
ter of a paradox between an “anthropocentric tendency” and an “in-
verse tendency towards a rupture with anthropomorphism” (Agard
2009, 185). As both the “measure of every reality” and a “cultural
construction” or bit of “stardust,” summarizes Agard, “man is both
central and decentered at the same time” (Agard 2009, 185). In Res-
sentiment, Scheler bemoans the way in which modern capitalist so-
ciety perverts the Christian notion of love, directing it towards
humanity in its generic qualification as a species (Scheler 1994,
99). Under capitalism, “the will of the species” substitutes itself for
the good, which is reduced to a function of utility. As a result, a
“new man” is produced. The new man is a hylomorphic type, de-
fined by his relation to animality (not God). For Scheler, it is pre-
cisely this sort of hylomorphism (a word that he does not use, as
far as I am aware) that creates of man a figure that oscillates be-
tween the “overman” and the “overanimal” (Scheler 1994, 105; my
translation of Übertier). Even as Agard warns against conflating
Scheler’s antihumanist problematization of anthropology with the
likes of Michel Foucault (leaving aside the details of Agard’s fas-
cinating, yet brief, comparison between the two thinkers), his de-
scription of Scheler implicitly recalls the Foucaultian critique of
man as an empirico-transcendental doublet. Agard concludes that
“[t]his dilemma remains valid today” (Agard 2009, 185). The con-
clusion I take from his analysis is that, at its base, ressentiment
arises when the nonhylomorphic pair “Common/singular” (Virno
2009) is diverted to serve the interest of accumulation, becoming a
state–people nexus instead. When Scheler speaks of affect in terms
of a contrast between being a “passive feeling” (what is translated
into French as a “state”) as opposed to an “action” and “movement”
(Scheler 1994, 93), he betrays the productive negativity in his an-
tihumanism and falls back into anthropology. The vocabulary of
state, act, and movement is political as well as physical. Behind
this physics of power lies a Hobbesian anthropology. In place of
translation / spring / 2014
this classical political physics and its attendant anthropology, it
would be well to recall what Bifo says about power: it is not a force,
but a field of relations (Berardi 2009b, 118).
195
With regard to reclaiming erudition, the most stubborn ob-
stacle to a reappropriation of this relationship today is the coloniza-
tion of time. I feel embarrassed to admit that the only strategies I
can propose in the face of this time-consumption system are the re-
fusal of work and volunteerism. The latter is undoubtedly a com-
promise, and bears an uncomfortably close resemblance to the way
in which “free” labor is an integral part of the neoliberal model of
labor management. The former is simply not an option for many—
work, in the capitalist logic of surplus population, refuses them.
For these reasons and others, the liberation from the colonization
of time through the refusal of work is only the beginning, and could
never be an end in itself. The most important ways of reappropri-
ating erudition will have to come from transformations in the rela-
tion between knowledge and the body. This is another facet of
permanently leaving behind the anthropological project modernity.
We start by refusing to adopt an exceptional position, such as seen
in the Cartesian split. For professional intellectuals, this means first
and foremost that the construction of disciplinary objects must al-
ways be contested, if not refused. First, by questioning codes of
domination in the objects presently considered “legitimate”; sec-
ond, by questioning and rejecting the institutional imperative to de-
vote one’s work to disciplinary objects at all. In place of disciplines
devoted to objects that accumulate in the body of knowledge, we
need disciplines devoted to knowledgeable practices of subjective
transformation.
By way of conclusion to this section, let me quote a passage
from a fascinating work on the capitalist mobilization of affect by
a member of the French Regulation School, Frédéric Lordon: “[I]t
is once again Spinoza who gives us perhaps the definition of true
communism: exploitation of affect will come to an end when men
know to direct their common desires—and form an enterprise, yet
a communist one—towards objects that are no longer material for
unilateral capture, or, in other words, when they understand that the
true good is that which wishes that others possess it at the same time
as I” (Lordon 2010, 195–196). Lordon is expressing nothing less
than an ontological revolution away from possessive individualism.
translation / spring / 2014
For Lordon, this means going beyond the notion of objects as “ma-
terial for unilateral capture.” Yet, based on my experience engaging
in and reading through a critique of the apparatus of area, Lordon’s
196
formula still leaves too much room for the subjective investment in
objects that is known as disavowal. No longer taking the individual
as the legitimate unit of analysis means precisely rethinking the na-
ture and status of objects. Ultimately, the constative part of the in-
tellectual sphere rejoins the performative part. Social relations enjoy
the singular position of being the nonrepesentable, practical fulcrum
between those two moments: they are both the originary point of
departure and the element of determination-in-the-last instance.
Armed with this sort of awareness, our interest in objects, be they
disciplinary or transdisciplinary, pales in comparison to our eager-
ness to embrace the realm of cooriented ontology, “neither a return
to the substantial object nor a so-called necessary anthropocentrism
[but] an existentialism resolutely opposed to all homogeneity, to all
ontological flattening as to all foreclosure of the common—an ex-
istentialism without reserve” (Neyrat 2013, 25). The critique of area
studies shows that what is crucial to the transition to a world that
has nothing to do with colonialism, and perhaps capitalism, is nei-
ther the accumulation of critically powerful troves of knowledge
about specific objects nor so-called maturation and growth in the
sphere of the subject, but rather the simplicity of thinking relation
before the emergence of the two terms of which it is supposedly the
expression—something like what the philosopher Jean-Luc Nancy
calls Mitdasein.7
Once we focus firmly on relations, all those “bridging tech-
nologies” can no longer operate their ideological functions. Just as
the citation above is a passage from Spinoza to Lordon, now it be-
comes here a passage of mine and yours. The wish to be as numer-
ous as possible in the sharing of indeterminate relations is a vow
that befits the practice of the translator–subaltern, and the multi-
tude(s).
Areas in the Age of the Logistical Population
The postimperial etiquette’s function is to leave the appa-
ratus of area intact. This is what “being tactful” in the era of post-
colonial/postimperial globalization means: it is an affective
translation / spring / 2014
..........................
7
Unfortunately, it is precisely in the relation between the constative and the performa-
tive elements that Nancy’s philosophical writings sometimes most grievously betray
his ontological discovery of the importance of being-in-common. See Solomon 2013.
197
economy that obviates the need to link a radical reorganization in
the mechanisms of accumulation to subjective transformation. This
understanding of the postimperial etiquette is corroborated by Gay-
atri Spivak’s observation that “a hyperreal class of consolidated so-
called international civil society is now being produced to secure
the post-statist conjuncture” (Spivak 1999, 399). Although the
postimperial etiquette promises to mitigate the possibility that his-
torical resentment will break out into open struggle, it does so at
the cost of instituting a highly normative regime. Clothed in an os-
tensibly ethical discourse of respect for “cultural difference,” the
postimperial etiquette prolongs racism, in the broadest sense of the
term, by naturalizing the apparatus of area.
Transnational complicity is acquiring a new face in the age
of global semiocapitalism and biocapitalism, while the institutions
and practices that constitute areas are changing rapidly. As we move
from the age of the nation–state to the corporate–state, fueled by
unprecedented privatizations of state functions, one has to be con-
cerned that the postimperial etiquette today may well be operating
as an ideological “justification” for the political legitimacy of the
neoliberal corporate–state. Given the increasing integration of
biotechnology, information technology, and nanotechnology within
the context of capitalist accumulation, the meaning and role of pop-
ulation is undergoing vast change. The shift from “statistical pop-
ulations” to “logistical populations” (Harney 2010) takes on its
greatest significance, to my mind, in the apprehension of population
in terms of a “pool.” As biocapitalism identifies life with code and
code with value, populations themselves essentially become ware-
houses of value–code available for the development of virtually un-
limited new products to be advanced by biocapitalism. Genetic
code, as seen in the expression “DNA pool,” is thus the first level
of meaning that I would ascribe to the “pooling” effect of logistical
populations. The second and third levels occur in the moments of
production and consumption. As the products of biocapitalism will
be marketed directly back to the populations from which the value–
code was originally sourced, logistical populations are also com-
posed of a “consumer pool” and a “labor pool,” both of which are
translation / spring / 2014
essentially held captive to, or made targets for, the extraction of
surplus value out of the bioeconomy. Needless to say, the mainte-
nance of discipline and control within each of these pools requires
198
an elaborate security apparatus capable of monitoring in real time
the movements and borders that constitute pooling as such. The
utopian vision behind logistical populations considers the possibil-
ity of aligning in perfect synchronicity the global supply chain with
the food chain of the global biosphere, thereby realizing the tran-
shumanist dream of overcoming the limits of the individual body
to create the perfect species–being. Yet within the context of social
action motivated by the pursuit of surplus value, this utopian vision
functions in the mode of ideological alienation, covering up the
separation between a present and a future whose real function is to
be found not in the promised alignment of cosmic supply and de-
mand, but in the temporal circulation of the capitalist circuit that
transforms money into commodities and then back into money.
In order to see the ways in which logistical populations
function as transactionable pools for the corporate surveillance
state, we will unquestionably need to develops ways of looking be-
yond the ideology of cultural difference and identity that naturalizes
the pooling effect. Even as the state moves away from a classic na-
tional form of organization, the ideology of the nation–state con-
tinues to play an enormously influential role in the mobilization of
affect and the short-circuiting of collective transnational resistance
to the corporate surveillance machine. In view of this situation, I
expect that translation and the heterolingual form of address will
play an increasingly important role in the insurrections-to-come for
a coinhabitable planet.
translation / spring / 2014
199
References
Agamben, Giorgio. 2000. Means Without End. Translated by Vincenzo Binetti and
Cesare Casarino. Minneapolis: University of Minnesota.
Agard, Olivier. 2009. “La question de l’humanisme chez Max Scheler.” Revue germanique
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———. 2009b. The Soul at Work: From Alienation to Autonomy. Translated by
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Dorlin, Elsa. 2009. La Matrice de la race: Généalogie sexuelle et coloniale de la Na-
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Harney, Stefano. 2010. “From Statistical to Logistical Populations.” http://transit-
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Nowotny, Stefan. 2007. “The Double Meaning of Destitution.“ Transversal.
http://eipcp.net/transversal/0507/nowotny/en. Accessed September 24, 2011.
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Quijano, Anibal. 2000. “The Coloniality of Power, Eurocentrism, and Latin America.“
Nepantla: View from the South 1: 3.
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———. 2009. “How do we count a language? Translation and discontinuity.” Trans-
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Marquette University Press.
Solomon, Jon. 2009. “The Proactive Echo: Ernst Cassirer’s ‘Myth of the State’ and
the Biopolitics of Global English”, Translation Studies (New York & Lon-
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———. 2010. “The Experience of Culture : Eurocentric Limits and Openings in Fou-
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penings_in_Foucault.
———. 2011. “Saving Population from Governmentality Studies: Translating Be-
tween Archaeology and Biopolitics.” 2011. In eds. Deotte, Brossat, Liu &
Chu. Biopolitics, Ethics and Subjectivation Paris: L’Harmattan. 191-206.
———. 2012. “Another European Crisis? Myth, Translation, and the Apparatus of
Area.” http://eipcp.net/transversal/0613/solomon/en. Accessed June 5, 2013.
———. 2013. “Zai shijie shuju yushang gongcundashi: ping Nonxi ‘Lun sixiang de
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———. 2014. “Invoking the West: Giorgio Agamben’s ‘Romantic Ideology’ and the
Problems of Civilizational Transference.” Forthcoming. Eds. Huang, Cory
and Jon Solomon. Concentric.
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London: Harvard University Press.
———. 2005. “Translating into English.” Nation, Language, and the Ethics of Translation.
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———. 2009a. “Can the Subaltern Speak?” Marxism and the Interpretation of Culture.
Edited by Cary Nelson and Lawrence Grossberg. Urbana and Chicago: Uni-
versity of Illinois Press.
———. 2009b. Outside in the Teaching Machine. London and New York: Routledge.
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don and New York: Routledge.
Virno, Paolo. 2009. “Angels and the General Intellect: Individuation in Duns Scotus
and Gilbert Simondon.” Translated by Nick Heron. Parrehsia 7: 58–67.
Vollaire, Christiane. 2007. L’Humanitaire, le coeur de la guerre. Paris: L’Insulaire.
Jon Solomon was born in the United States and trained at Cornell University. He lived
in east Asia for twenty-five years before relocating to Europe to assume a position as
professor in the Institute of Transtextual and Transcultural Studies, Université Jean
Moulin, Lyon, France. His extracurricular interests include backpacking and Vajrayana
(Tibetan) Buddhism. His current project is to develop a discussion of “area” as an es-
sential operation for the governing capacity of the state in parallel to the question of
translation / spring / 2014
“population,” a form of the investment of state power within life, what might be re-
ferred to as "biopower," following Foucault. Within this project, an examination of the
biopolitics of translation occupies a privileged place for understanding the relations be-
tween anthropological difference, geocultural area, and regimes of accumulation.
201
| Unimi Open Journals |
translation | https://riviste.unimi.it/index.php/translation/article/view/15513 | [
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............................
Bauhaus University, Germany.
Boris Buden
[email protected]
Abstract: The case of NSA leaker Edward Snowden, accused of treason by the
United States, reveals its true political meaning in the context of a problem with
which the traditional theory of translation is so obsessively concerned—the quasi
dialectics between fidelity and betrayal. To put it more simply: to betray in trans-
lation always means to break a contract in which modern society and its political
container, the nation–state, is ideologically grounded, namely the so-called social
contract. It is because the commonsense concept of translation, whose meaning
Naoki Sakai epitomized in the notion of homolingual address, not only concep-
tually parallels the social contract theory, but is, even in its most recent versions
(Rawls, Habermas), directly involved in the construction of the bourgeois polit-
ical sphere and the modern liberal democratic state. For the same reason, an
abandoning of the regime of homolinguality—that is, traditional understanding
of translation with its crude binarism and its obsession with the question of fi-
delity—cannot be reduced to a simple shift in the paradigm within translation
theory. It implies an agonistic—and therefore genuinely political—act of chal-
lenging the very mode of sociality that is reproduced by the modern liberal dem-
ocratic state. In short, it implies the traumatic betrayal of the very regime of
fidelity on which it is based.
______________
Treason
It didn’t take long for the infamous T-word to appear. Not
only were notorious American conservatives like Dick Cheney
quick to accuse the NSA leaker Edward Snowden of treason, but
they were promptly joined by Democrats like California Senator
Dianne Feinstein and the most prominent John Kerry, Barack
Obama’s Secretary of State. Those rightly shocked by the use of
such a scary word in a public discourse supposed to be governed
by rational argument, a word that not only moralistically sabotages
a possible debate on the problem but is itself heavily charged with
translation / spring / 2014
almost mystical dimensions of guilt, crime, and punishment, just as
quickly responded with a no less irrational rejection of the accusa-
tion of treason. An article in The New Yorker (Herzberg 2013) pro-
104
vides a good example of how desperate such justification strategy
is: first, Snowden has committed no crime. According to the Con-
stitution (Article III, Section 3), the treason against United States
consists only in levying War against them, or in adhering to their
Enemies, which, as it can be easily proved, he hasn’t done. Sec-
ondly, even if he has violated a law (“he is manifestly a law-
breaker”), Snowden is not a traitor. The proof: his intentions were
innocent. Not only did he never intend to damage national security,
but he acted, rather, on the basis of a belief that he was serving the
true interests and highest values of his country. Thus, regardless of
whether he has broken the law or betrayed his country, Snowden is
a true patriot. And finally, guilty or not—a lawbreaker, a traitor, a
patriot or not—he has already been severely punished by sentencing
himself to perpetual exile.
However helpless in its attempt to rationally reject the ac-
cusation, this argumentation succeeds perfectly in foreclosing the
problem it has touched upon. It deals with the symptoms of the in-
toxication caused by the public use of the world “treason”—“the
word is pure poison,” writes Herzberg in the same article—not with
the toxic substance itself. What is actually so poisonous about the
word “treason” is precisely the fact that its meaning transcends far
beyond the moral–juridical discourse that reigns over the public of
today’s liberal democratic regime. The motif of treason and fi-
delity—which is intrinsically tied to it—evokes fundamental ques-
tions on the formation of the social.
More than a hundred years ago, the sociologist Georg Sim-
mel stated that society would not be able to exist for any time at all
without the phenomenon of fidelity, or Treue (Simmel 1908). He
understood fidelity as a “sociological affect” that aims to foster the
persistence of social relations. His favorite example is the well-
known expression “faithful love.” Why is there a need for fidelity,
Simmel asks, if love that once brought two people together still per-
sists in their long-lasting relationship? Fidelity is obviously needed
when the cause that initiated the relationship at the very beginning
has in the meantime disappeared. It is, for instance, what makes an
erotic relationship survive even if the physical beauty that brought
translation / spring / 2014
it about diminishes and turns into ugliness. This is why Simmel sug-
gests that the notion of “faithful love” simply be replaced by a more
appropriate one: “enduring love.” It is precisely because of the mat-
105
ter of time, or, rather, of endurance that “fidelity and its opposite
become important […] as the bearer of the existing and self-pre-
serving kinds of relationship among members.” It is “one of the
most universal patterns of action significant for the most diverse in-
teractions among the people” (Simmel 2009, 517).
“Fidelity and its opposite,” writes Simmel, where by “its
opposite” he obviously means “betrayal,” which in this context ac-
quires an unexpected meaning. To stay within Simmels’s example:
the expression “betrayal of love” makes no more sense than the al-
ready mentioned “faithful love.” Behavior that appears to us, and
is often described, as “betrayal of love” is nothing other than an ef-
fect of the simple absence of love. How can we say that a person
who leaves his or her partner, or begins a love relationship with an-
other, has betrayed the love of this person, if the fact that this love
vanished before is precisely what brought about the demise of the
relationship? Paradoxically, one can betray only a former love, or,
more precisely, one can betray what has been brought into existence
by this love—be it marriage, family, children, friendship, or similar.
It is in this context that Simmel questions the well-known truism
“that it is easier to destroy than to build.” It doesn’t actually hold
for certain human relationships. While it is true for a relationship
that it requires certain conditions to come into existence, this doesn’t
mean that the subsequent loss of these conditions will necessarily
cause its collapse. Once it has begun, it doesn’t permanently rely
on the feeling or practical occasion without which it would not have
arisen in the first place—as long as it relies on the fidelity that com-
pensates for the absence of these conditions and keeps the relation
unchanged in its social structure. This is why it is sometimes harder
to destroy than to build.
But what does this tell us about the case of Snowden’s “trea-
son,” which has shocked public opinion the world over? First of all,
it tells us that the whole juridical dimension of the accusation of
treason, including its rejection, completely misses the point—its
temporal meaning. Although juridical discourse correctly addresses
the agonistic character of the problem by situating it in the relation
between friends and enemies—“Treason against the United States,
translation / spring / 2014
shall consist only in levying War against them, or in adhering to
their Enemies, giving them Aid and Comfort,” states Article Three
of the United States Constitution—it understands treason and im-
106
plicitly addresses fidelity primarily in terms of belonging to a
friendly inside that automatically presupposes loyalty and is op-
posed to a hostile outside that deserves no such feelings. This quasi
dialectic between fidelity and treason is based on a spatial percep-
tion of political and cultural entities. Precisely as such, it reminds
us directly of the commonsense view of translation and its obsession
with the same subject.
According to this view, translation takes place between two
already existing languages that automatically imply two different
cultures, respectively two separate social and political entities—
mostly a nation and a nation–state—each enclosed in a homoge-
neous, often also clearly demarcated space. The task of translation
in this situation is then to bridge linguistic and other differences so
as to facilitate communication between the two entities. Once we
have accepted this view, the proper position of translational practice
becomes problematic. It can, in fact, never occupy a location equi-
distant from the two sides, one of which is always defined as orig-
inal while the other is a sort of secondary production—that is, its
translation.1 This circumstance is the source of an endless discussion
about which side to adhere to—either the linguistic and cultural
realm of the original, or the respective one of its translation. Since
in either case there is always at stake more than a simple correspon-
dence of linguistic meaning—namely cultural but above all social
and political effects of translational practice—such discussion as-
sumes dimensions of much greater importance that go back to the
very formation of the social. The already-mentioned quasi dialectic
between fidelity and treason is nothing but a moralistic—and in this
sense ideological—expression of a simple truth according to which
translation has always been more than a purely linguistic issue, and
namely a social and political act.
As in the case of the accusation of treason leveled against
Snowden, this endless moralistic discussion about whom a transla-
..........................
1
One of today’s widely preferred solutions to this problem is to declare “inbetween-
ness” as a cultural space in its own right, endowed with authentic emancipatory po-
translation / spring / 2014
tential. Precisely in promising an easy escape from the crude binarism of the traditional
concept of (cultural) translation, it fosters the illusion of an emancipation without a rad-
ical conflict with the powers that have themselves generated this same binarism. To
challenge an imposed “either/or” implies an even more decisive “either/or,” of which
the case of Edward Snowden is the most cogent proof.
107
tor should be faithful to has an ideological function, which is to sup-
press the problem it tackles, and in this way support the social re-
lations that inform the existing reality.
Security or Freedom
As is well known, the public debate surrounding recent
cases of leaking classified information—not only in Snowdon’s
case, and not only in the USA—is generally framed by the alterna-
tive “security or freedom” that is typical for the whole debate on
“terrorism.” Rastko Močnik 2 compared it with Lacan’s concept of
vel, or a “forced choice” (Močnik 2003, ix). Confronted with some-
one who says “your money or your life,” we actually have no alter-
native. If we choose money we lose both. So there is no other option
than to choose life (without money). Something similar happens in
the “security or freedom” alternative. If we choose security, we will
have security without freedom; if we choose freedom, we will lose
both.
In the case of Edward Snowden, it seems at first sight that
he has crossed a fine line that demarcates a proper relation between
freedom and limitations to this freedom imposed in the name of se-
curity. In a democratic society, such a line is supposed to be drawn
as a result of a rational public debate, which cannot be decided a
priori and is in itself endless. Yet we have seen that such a debate
was quickly interrupted by the accusation of treason and deterio-
rated into an a posteriori sophistry on individual guilt and inno-
cence.
So it seems that Snowden mistook “security or freedom”
for a true alternative, while it was, in fact, a vel—a non alternative.
..........................
2
At this point, an editor at a typical publisher’s or journal would ask me to further specify
who this name actually refers to, expecting me to provide additional information usually
comprising profession and geopolitical location. In this particular case, this information
would probably read “Slovenian philosopher.” This would most certainly help readers
quickly orientate themselves on the map of today’s global production of knowledge,
yet the question is, what sort of orientation is this in point of actual fact? It opportunis-
tically follows the model of representation and classification of epistemological subjects
that is fully in accordance with today’s still dominant picture of the world as a colorful
translation / spring / 2014
cluster of nations and ethnicities located in their own, clearly demarcated linguistic, cul-
tural, and political spaces. But this is precisely the model that supports—and is sup-
ported by—the traditional concept of translation and the corresponding regime of
fidelity, which are the object of criticism here. This is why I refuse—at least in the main
text—to provide any such “stylistic” specification.
108
By choosing freedom, it had to end in treason. But why was his the
wrong choice? The answer seems obvious: Snowden seems to be a
naive essentialist. In his decision to reveal to the general public clas-
sified details of the mass surveillance programs put in place by the
US and UK governments, he actually addressed and claimed a
value—freedom manifested as civil liberty—for which he believed
to be the very essence of the society and the state he served, or as
we would rather put it today, an essential part of the US American
identity. The fact that the addressee responded with the accusation
of treason proves that this value has already evacuated its political
embodiment, the institution of the state as well as the decisive part
of civil society both still claiming to have originated in this value.
This is the reason why there is a need for fidelity. It alone is capable
of preserving the duration of a social relation beyond the presence
of the values and forces that once initiated it. Fidelity assures that
this social relation, including the whole institutional edifice built
on it, will outlive these values and forces with the same synthesizing
effect. What Snowden did not know is that by choosing freedom
instead of security he has claimed a former freedom whose place
within the American imaginary has in the meantime been occupied
by security.
By the same token, we might say more generally that the
accusation of betraying the so-called American values—or, for ex-
ample, “Western values”—does not make much sense. One can only
betray what has been created by and built upon those values and
now persists after they have passed. The same applies to the accu-
sations of betraying love of country as well as the attempts to justify
such a betrayal—a claim, for instance, that Snowden in his “wrong-
doings” was actually motivated by a genuine love for his country.
The moment a patriotic feeling becomes a matter of fidelity, then
the so-called love of country has already vanished.
This, however, does not mean that an endless public debate
over the proper dose of love of country or a harmonic coexistence
of freedom and security makes no sense whatsoever. Such discus-
sions, as Močnik argues, have a clear ideological function—to re-
produce the relation between the state and individual in the
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immediacy of this relation. At stake is a situation that has been con-
ceptualized in the grounding myth of the modern bourgeois state,
in the so-called social contract theory. As is well known, it explains
109
the establishment of political order, above all of its most important
institutional form, the state, as a result of a contract among individ-
uals. It also presupposes that these individuals, before they enter
into the contract, were not bound by any social relation. They enter
into the contract directly, as it were, from the state of nature, as
purely natural beings, so that the social character of their mutual re-
lations is nothing but a retroactive effect of the contract itself. There
is also an element of gain and loss in the social contract, at least in
its Hobbesian form, where individuals have to surrender some of
their freedoms to their ruler in exchange for protection of their re-
maining rights, a meaning that brings us back to the topic of free-
dom and security, or, respectively, of treason and fidelity. Seen from
this perspective, treason is simply a violation of that original con-
tract by which an individual egoistically usurps too much freedom,
thus jeopardizing the security of others. As a response, society can-
cels the contract with this particular individual and excludes him.3
Translation and Social Contract: a Parallel
At this point, we should draw a parallel between the theory
of social contract and the already mentioned commonsense concept
of translation, whose meaning Naoki Sakai has epitomized in the
notion of homolingual address (Sakai 1997, 1–17). Sakai shifted at-
tention from the paradigm of communication in which translation
appears as the transferring of a message from one language to an-
other to the problem of address, which reveals the linguistic en-
counter that takes place in translation as essentially a social relation.
What he calls the regime of homolingual address is a particular rep-
resentation of translation in which one side of the translational en-
counter addresses the other as though both are representatives of
different linguistic communities. It reduces the initial situation of
not understanding, which prompts translation, to one single differ-
ence between two language societies. Thus, the already mentioned
commonsense notion of translation according to which translation
always takes place between two separate languages perceived as
enclosed, homogeneous, internally transparent linguistico-cultural
spaces—and necessarily implies the whole drama of fidelity and
translation / spring / 2014
..........................
3
It either prosecutes a traitor like Bradley Manning, or leaves him in a quasi-stateless
limbo by canceling his travel documents, as in the case of Snowden.
110
treason—is in fact a retroactive effect of the homolingual mode of
address.
At stake is a constellation that, as mentioned above, is rem-
iniscent of the social contract, that fairytale regarding the formation
of state and society. First of all, the relation between languages and
language communities, as structured under the regime of homolin-
gual address, resembles the relation between individuals in the so-
cial contract. As is well known, individuals enter into the original
contract directly, as it were, from the state of nature—that is, as
though they have never before been involved in any sort of social
relation. In other words, they become social beings only and for the
first time at the moment of entering into the contract. Is this not sim-
ilar to the perception of languages and language communities that
enter into translational encounter? It makes an impression that they
have never encountered each other before and have no traces of for-
mer relations, no shared experiences, no history of mutual hy-
bridizations, no memories of being in the past mere moments of
same linguistic continuities. Like individuals at the moment of en-
tering into the social contract, languages and language communities
appear at the moment of translation in their absolute isolation and
solitude, a condition that is constantly reproduced under the regime
of homolingual address.
It is therefore probably even wrong to say that this regime
suppresses the fact that translation is a social relation. Rather, it
completely usurps and monopolizes the very sociality of linguistic
practice. Translation appears as the only social relation a language
is able to articulate, but as a relation between languages not between
humans. Now there are languages that, as isolated monads, socialize
freely among themselves thanks to translation. Humans who speak
these languages, who understand, misunderstand, or do not under-
stand them, who therefore cannot but constantly translate and hence
reproduce their linguistic praxis (a praxis of which translation is an
unavoidable element) and themselves through it, are supposed to
socialize too—but only within the enclosed space of one single
“own” language. Do they have any social life beyond that? No. Out-
side of this space there is nothing but a (linguistic) wilderness, a
translation / spring / 2014
presocial state of language qua nature. Once again, we are describ-
ing a reality that is retroactively structured as such through a certain,
historically particular, and ideologically framed perception of trans-
111
lation based on the paradigm of homolingual address. It would be
wrong to say that it simply desocializes translational praxis. Rather,
it seizes the social truth of translation and redistributes it according
to its ideological function. Its modus operandi is dehistoricization.
In order to achieve its ideological goals, the homolingual address
imposes a sort of structural oblivion on the translational praxis.
It is only after having got rid of its history, which is the his-
tory of its social relations, that translation in the homolingual mode
of address can feature its three main characteristics, typical of a
commonsense understanding of translation. The first is its posteri-
ority, the impression that translation enters the scene only after the
two languages have already completed their development and
reached their final form—that is, as though they meet for the first
time without having had anything to do with each other before. This
automatically has another effect: the externality of translation. It
appears that it confronts an already existing, enclosed, and internally
homogenous linguistic space from its outside. So the perception of
such a language–space excludes translational praxis in both way
temporally and spatially. Finally, these two features merge into one
for the traditional understanding of translation’s essential feature,
its secondary character. At stake is the notorious binary relation be-
tween the so-called source and target language, which implies a
qualitative difference between the original in one language and its
secondary production in another.
It is also on the grounds of this same dehistoricization that
the regime of homolingual address in principle doesn’t recognize
any qualitative difference between and among languages. Rather,
it presupposes an abstract equality of all of them and grants each
the freedom to enter into relation with any other language according
to its own need or will. In this sense, too, it repeats the logic of the
modern bourgeois political sphere that is imagined as emerging out
of the social contract and consisting of abstract, mutually separated
individuals that are all “free and equal.” In fact, we can think of the
regime of homolingual address as a linguistic pendent to the bour-
geois political sphere. It also creates a homogeneous space, clearly
differentiated from other spheres of life, in which, instead of indi-
translation / spring / 2014
viduals, languages and respective language societies appear in trans-
lational encounter as free and equal—only after and because they
have been radically separated from each other, which actually
112
means separated from their social relations and the history of their
social interactions.
But beyond the abstract postulate of equality among lan-
guages, the reality of translational praxis looks quite different. The
statistical data on international flows of translated books show how
the world system of translation is hierarchically organized (see, on
this point, Heilbron 2010). The so-called hypercentral position is
occupied by one single language. Almost sixty percent of all trans-
lated books in the world are translations from English. Only two
languages, German and French, have a central position each with a
share of about ten percent of the global translation market. It is fol-
lowed by seven to eight languages in a semicentral position, each
with one to three percent of all translated books (Spanish, Russian,
Italian, etc). The remainder of almost two hundred languages,
among which quite large ones such as Chinese or Arabic (from
which less than one percent of all translations worldwide are un-
dertaken), are peripheral (Heilbron 2010, 2).
As in the case of the social contract, the regime of homolin-
gual address does not simply hide the reality of hierarchies, hege-
monies, and relations of domination and submission. It is, in fact,
like the bourgeois political sphere that is retroactively constructed
by the social contract, an institution of domination itself. The rela-
tion of domination is intrinsic to the very formation of such a sep-
arate homogeneous sphere of abstract linguistic equality, which is
why there is no space for an alternative within its horizon.
Good, Bad, Faithful
The conceptual and ideological alliance between the regime
of homolingual address and the social contract theory can also be
historically traced down to German Romantic translation theory. As
is well know, it is still praised for its so-called welcoming of the
foreign (see Berman 1992). In the perspective of German Roman-
tics, the foreign (das Fremde), which should be clearly perceptible
in translation, is a sort of added value that is supposed to refine the
language of the translator and the spirit of his or her nation, or as
we would say today, its culture. Concretely, in their case it was a
translation / spring / 2014
classical quality that German originally lacks and can acquire only
through translations from the classical languages—Greek and Latin.
This, however, implies a certain original form of the German lan-
113
guage that could be imagined as a kind of linguistic state of nature,
a condition of language before its first encounter with other lan-
guages. We can think of it as a state of language prior to its first
translation. Precisely as such it again clearly resembles the concept
of an individual existing before its first encounter with other indi-
viduals in the abstractness from any social relations, that is, before
the emergence of society—a constellation akin to the concept of the
social contract.
In relation to the principle of fidelity that implies a for-
eignizing of the language and culture of translation, both emphati-
cally preferred by German translation theorists—in contrast to the
so-called French school, which proclaimed the principle of license
and domestication—the German Romantic concept of translation
operates according to the following scenario: a language, respec-
tively a language community, represented through the figure of the
translator, gives up a part of its natural originality and accepts con-
tamination by the foreign in order to achieve the state of culture.
But the translator, in accomplishing this cultural mission, must
therefore also sacrifice part of his or her freedom and stay faithful
to a certain cultural task, which is always already a social and po-
litical one—the task of nation-building. Accordingly, the fidelity of
translation is not a matter of its quality in terms of a degree of faith-
fulness to the original, but, rather, a matter of loyalty to the linguistic
community, and, concretely, to the nation. It refers directly to a so-
cial relation that must be preserved and developed beyond any given
essence, or to recur to Simmel’s notion of fidelity, it refers to a social
relation that must be constantly cultivated after the pregiven origi-
nality—as it is retroactively projected into the state of nature—has
been replaced by culturally generated sociality. Thus, not being
faithful in translation does not mean betraying the original text, or
any sort of original essence, but betraying the social relation that
has been cultivated upon and beyond this originality. In the final
analysis, this means betraying a very specific and a very specifically
binding political commitment.
The consequences of such a betrayal, of course, run far
deeper than the consequences of an inaccurate or bad translation.
translation / spring / 2014
In fact, the differentiation between a good and a bad translation is
itself ultimately a political issue. So, Antoine Berman (1992, 5) de-
fines bad translation as an ethnocentric translation that systemati-
114
cally negates the strangeness of the foreign work. It is clearly the
fidelity to a particular political cause—here, obviously, a commit-
ment to what we may call liberal inclusivism—that makes such an
assessment possible. However, Berman cannot admit a political and
ideological bias. Rather, he insists on a purely ethical position, ar-
guing that translation gets its true sense only from the ethical aim
by which it is governed. Moreover, he is convinced that defining
this ethical aim will liberate translation from “its ideological
ghetto,” which is for him one of the tasks of a theory of translation.
For Berman, ethics is what translation is all about, not politics or
ideology. What he calls the “ethics of translation” consists of deter-
mining the pure aim of translation as such. It consists, finally, “of
defining what ‘fidelity’ is” (Berman 1992, 5).
That such an expansion of the ethical dimension of transla-
tion has itself an ideological function, namely to avoid confrontation
with the political meaning of translational praxis and the role fi-
delity plays in it, is already revealed by opening the historical di-
mension of translation. Referring to Leonard Forster’s research on
multilingualism in literature, Antoine Berman reminds us himself
that the lettered public of the sixteenth century used to read a literary
work in its different linguistic variants, which is why it ignored the
issue of fidelity and treason (Berman 1992, 4). How, then, has this
issue become, since the eighteen century, of such crucial importance
for different translation theories and is even believed to determine
the very essence of translational praxis? People started to hold their
mother tongue sacred, says Berman. Not only that, we can add. Peo-
ple began to think of the origins of their social order, the state, and
their very sociality in terms of contractual relationships, which sig-
nificantly raised the importance of the ethical dimension of social
and political life including the issue of fidelity and treason. More-
over, people started to imagine their common being in cultural
terms. They began to create nations, unique national cultures, and
languages enclosed in homogeneous, clearly differentiated spaces.
It was in the age of Enlightenment in the seventeenth and eighteenth
century that the ground was laid for the most important political in-
stitution of our time, the nation–state, and for the political structure
translation / spring / 2014
of the modern world, the so-called Westphalian order. Needless to
say, both translation and fidelity have important roles in this
process, which they have played up to the present. The best example
115
is one of the most prominent political philosophies of the liberal
age—John Rawls’s theory of justice, a modern revival of the clas-
sical social contract theory.
No Justice Without Translation: a Proviso
John Rawls introduces the notion of translation at the most
traumatic point of his concept of a liberal democratic society, at the
dividing line between the private and the public, which in our age
of radical desecularization has become a true frontline along which
today’s societies threaten to break apart and fall back into the con-
stant war of all against all, as is the case today with the sinister af-
termaths of the so-called Arab spring.
This historical event is in a way a double failure of transla-
tion. First, the translation of an allegedly universal concept of West-
ern democracy into a local, “predemocratic” idiom of a non-Western
world, supposed to be deeply contaminated by tribalism, ethnocen-
trism, religious fundamentalism, and authoritarianism—a transla-
tion that undoubtedly follows the track of the old imperialist
expansionism—resulted in chaos and violence. It only rearticulated
this particular non-Western location as historically belated, con-
cretely, not yet mature for democracy. But at the same time the po-
litical concept of translation that was built into the very project of
Western liberal democracy as the instrument of its universal trans-
latability, designed to deal with particular claims of all sorts, espe-
cially with those of different religious communities, has also failed,
revealing a corrupt element within the original itself that renders its
translation impossible.
As is well known, in his conceptual reenactment of the old
social contract theory, Rawls constructed the so-called original po-
sition, an imaginary standpoint projected behind what he calls “the
veil of ignorance,” an imagined boundary that makes all particular
facts like ethnicity, gender, class, religion, and so forth external to
our reasoning that now, protected from and cleansed of all the par-
ticularities, can arbitrate between rival parties out of the only knowl-
edge available within this sphere—the knowledge of the general
principle of justice.
translation / spring / 2014
Rawls later revised this argument—making concessions to
the ever stronger ideology of liberal multiculturalism—and included
the so-called proviso, which allows for the expression of religious
116
arguments in public debates so long as they can be translated into
the language of public reason (see Rawls 1997).
Thus, the bourgeois political sphere falls apart into two lin-
guistic spaces that are at the same time separated and connected
through translation, which articulates and controls the divide within
this sphere and at the same time provides for its homogeneity.
In his own dealing with the problem of desecularization,
Jürgen Habermas (1989) basically adopted Rawls’s “translational
proviso.” He, too, believes that religious citizens—whom he calls
“monolingual citizens” (!) since their religious language is the only
one they understand—should be allowed to use their religious ar-
guments in the public sphere as long as these are translated into a
language that is accessible to all citizens. But he also explicitly
states who is supposed to undertake this translation, namely the sec-
ular citizens, and precisely where it should occur—at what he calls
the “institutional threshold,” a boundary that separates the so-called
informal public sphere, which allows for articulation of religious
arguments and which is therefore contaminated with private rea-
sons, from another that informs a sort of pure, or primal, public
sphere, the sphere of parliaments, courts of justice, ministries, pub-
lic administrations, et cetera.
Within the informal public, which we can imagine after the
multicultural model as a sphere of linguistic diversity, prevails a ca-
cophony (Habermas calls it the “babble of voices” of public com-
munication) of mutually incomprehensible languages of different
religions, or, as Rawls would put it, comprehensive doctrines. Placed
on the threshold to the institutional part of the public sphere, where
no religious arguments are allowed, translation, which Habermas
explicitly compares with a filter, lets pass only secular inputs,
cleansing the language of religious particularities and turning it into
a homogenous, totally transparent language of the secular state.
The political sphere of a bourgeois democratic society is
thus multilingual. It speaks many languages, of which only one is
considered to be its original language—the mother tongue of a lib-
eral secular state. From the point of view of this proper language of
the state and society, all its other languages appear foreign, which
translation / spring / 2014
is why they must be translated. And yet this translation is a one-
way translation. Is the proper language of the public sphere sup-
posed to be accessible to all, thus requiring no translation?
117
The source of this ambiguity actually lies in the fact that
Habermas understands translation according to an a priori, given
homolinguality—that is, in terms of a preexisting linguistic unity.
He thus reduces its meaning to the function of linguistic purification
and homogenization. This is only possible on the assumption of a
homogenous target language, the language of a public reduced to
an exclusively institutional realm. However, this language doesn’t
seem to preexist translation. Rather, it appears to be its product, a
performative result of the homolingual address, in which Haber-
mas’s idea of translation is grounded. This is why this ultimate lan-
guage of the political public—purified from any sort of religious or
doctrinaire particularity, a language into which all the languages of
the “informal public” can be and should be translated—itself eludes
any further translation. It is a language in which all foreignness is
finally sublated, which makes it the mother tongue of a society en-
closed in a democratic, secular state. It alone is able to generate a
total transparency of the political public in which, in the sense of
an act of self-reflection, society as society is grounded. We should
not forget that Habermas, in his Structural Transformation (1989,
24–29), already starts from the assumption that public debates are
fully comprehensible and linguistically transparent.
On the other hand, the linguistic heterogeneity that is as-
cribed to the informal public turns out to be a mere plurality of the
already existing, homogenous languages of a particular religion, a
political doctrine, or a Weltanschauung. From the point of view of
the mother tongue of the society—that is, on the part of a presumed
total transparency of the proper, institutional political public—the
linguistic diversity of the informal public appears as a domain of a
specific clandestinity, the clandestinity of the so-called alien word.
Translation: a Return of the Repressed
We should, at this point, recall the “grandiose organizing
role of the alien word” of which Vološinov writes in Marxism and
the Philosophy of Language (1973).4 He defines the “alien word,”
or the “foreign-language word,” primarily as a word that eludes gen-
translation / spring / 2014
..........................
4
In this section, I rely on Nowotny’s “Kontinua der Verwandlung. Sprachphilosophische
und linguistische Aspekte der Übersetzung.” See Nowotny 2008, 95–131.
118
eral use; it hides within itself a secret that can be deciphered and is
administrated by “rulers” or “priests” who alone have at their com-
mand its “true meaning.” It is not difficult to recognize here a ho-
mogenous religious language of Habermas’s informal public. This
also explains his translational proviso. What religion has alienated
from general use must now be made “generally accessible” again
through translation at the institutional threshold.
This becomes clear if we remember that Habermas, in fact,
conceives of translation according to the psychoanalytic model (see
Habermas 1987, and, for a more detailed consideration, Buden
2005, 85–89). Its primal task is not simply to enable understanding
between two partners who speak different languages, but rather to
sublate the suppression (Verdrängung), which he understands as the
splitting-off of one part of the language from public communica-
tion—in other words, the privatization of one part of its meaning.5
The goal of psychoanalytic cure, which Freud already explicitly
compares with translation, (see Freud 280) is to enable the self-re-
flection, that is the reappropriation, of a previously privatized part
of public language—made foreign and clandestine due to mental
illness—so that the self can restore itself in its totality and trans-
parency.
This generally explains Habermas’s model of seculariza-
tion: religious language is allowed to take part in the articulation of
the public sphere because it is in principle understood as a split-off
part of this same public sphere, a language that is alienated from
society, which, precisely as such, obscures one part of the social
self-formation process (Bidlungsprozess) that is closely connected
with the public sphere. Just as the patient reappropriates alienated
parts of the history of her development in performing translation/
self-reflection together with the analyst, so too does society recon-
struct its own self-formation process in performing translation/self-
reflection cooperatively via secular and nonsecular citizens, thus
establishing itself in its totality and transparency.
This clearly confirms that translation for Habermas has a
primarily socially formative function, concretely playing a crucial
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..........................
5
Here, we should not forget that psychoanalysis is not an auxiliary means of commu-
nication for Habermas, but rather the paradigm of communicative self-reflexion.
119
role in the Bildungsprozess—not only a process of both collective
and individual self-creation, but also a process in which society and
culture inextricably merge.
However, precisely in fulfilling its social function, transla-
tion opens up a paradox similar to the one of the theories of the so-
called social contract, in which liberal political concepts still try to
ground society. Louis Althusser has pointed to this problem in deal-
ing with Rousseau’s contrat social concept: at the moment of the
conclusion of the contract, as a contract between individuals and
the community, the second contractual partner, the community,
doesn’t exist since it is only its product (Althusser 1987, 146 and
following pages). Thus, the result of the contract—the community
that does not preexist the contract—is preinscribed in the very con-
dition of the contract.
This completely applies to Habermas’s translational pro-
viso, which presupposes that translation occurs between two lan-
guages—a religious language articulated in the so-called informal
public and the language of the proper political public that is spoken
behind the institutional threshold. Namely, at the moment of trans-
lation one of these languages, the “mother tongue” of the liberal,
democratic state, does not exist yet since it should first emerge as
the product of this translation. In terms of the filter metaphor—as
has been said before, Habermas explicitly compares the institutional
translation with a filter that extracts only secular reasons—this lan-
guage has the form of a “language filtrate.” The perception that it
was already there before the translation is, in fact, an effect of a par-
ticular representation of translation that necessarily compels us to
the assumption of preexisting, distinct, and closed linguistic enti-
ties—in short, the performative effect of what Sakai calls the ho-
molingual address.6 So both the existence of homogenous religious
communities and the existence of a secular, liberal democratic so-
ciety are grounded in the ideological perception of a homogenous
linguistic unity. This is the reason why we say that translation has
..........................
translation / spring / 2014
6
See Nakai (1997, 2): “[I]t is not because two different language unities are given that
we have to translate (or interpret) one text into another; it is because translation artic-
ulates languages so that we may postulate the two unities of the translating and the
translated languages as if they were autonomous and closed entities through a certain
representation of translation.”
120
a socially formative function. It is translation that finally makes out
of a diversity of different, religious, ethnic, doctrinaire, and so forth,
linguistic communities a homogenous secular society.
This society, too, is a linguistic community, yet it does not
originate in “natural”—or, from the perspective of the secular state,
alienated, privatized—languages, but in a linguistic extract filtered
out of these natural languages, which is considered the mother
tongue of a liberal democratic society enclosed in the secular state.
The nature–culture difference, which is clearly heard here, again
evokes the theory of the social contract. One can easily imagine
what Habermas and liberal theory would expect to happen to a so-
ciety that ignores the translational proviso and does not properly
guard the boundary between private and public—a regression into
the state of nature, into a Babylonian confusion of tongues and lin-
guistic communities that can no longer agree on any common in-
terest, since they only speak languages that are foreign to one other.
In short, a society without the internal border between private and
public, without a borderline drawn by the translation–filter would
collapse and end in some sort of Hobbesian bellum omnium contra
omnes.
Come Home and Face the Consequences
Referring to the impossibility of literally translating the fa-
mous Italian aphorism on translation traduttore traditore into Eng-
lish as “the translator is a betrayer,” Roman Jakobson suggests that
this rhyming epigram be translated in the form of “a more explicit
statement and to answer the questions: translator of what messages?
betrayer of what values?” (Jakobson 2000, 143).
Let us avoid being seduced by the allegedly high stakes of
“messages and values.” There is more at stake here: fidelity and be-
trayal in translation refer directly to the socially formative role of
this linguistic practice. As we have tried to show here, under the
regime of homolingual address—which is precisely the name for a
historically contingent, ideologically functional, and politically
pragmatic form of translational practice—the meaning of linguistic
translation, as well as the meaning of fidelity and betrayal in trans-
translation / spring / 2014
lation, cannot be separated from the concept of social contract. To
betray in a translation does not mean to send a wrong message or
to violate a precious value but to break a social contract and in this
121
way jeopardize the existing form of social being—that is, con-
cretely, a particular society enclosed in a nation–state and defined
primarily through its identity that implies a unique culture, history,
ethnicity, and language.
The regime of homolingual address, which almost uncon-
testedly dominates present-day understanding of translation, struc-
turally and historically corresponds to the formation of the
bourgeois political sphere, which still provides the backbone for the
system of actually existing democracy. Moreover, the concept of
translation, forged under the same regime, plays a crucial role—as
we have seen in Rawls’s and Habermas’s theories of the secular
state—in the way this system creates and maintains the values in
which it sees itself grounded: the rule of law, civil liberties, legal
equality, secularity, human rights, et cetera. In other words, what is
at stake is not only how the concept of translation based on homolin-
gual address performatively reproduces the social and political con-
ditions of its possibility, the “objective reality” of separate
languages, linguistic communities, and nation states, but rather how
the system of actually existing democracy—which implies this “ob-
jective reality” of separate languages, linguistic communities, and
nation–states as the condition of its possibility—ideologically re-
produces itself through this same concept of translation. It plays a
crucial role in the strategy of its self-legitimation. We would prob-
ably not be exaggerating if we were to say that removing this con-
cept of translation from the ideological construction of the liberal
democratic state—abandoning, for instance, the homolingual mode
of address implied in it—would bring the whole edifice down. Can
we imagine a secular democratic state without translation at the
threshold between its separate spheres that is a necessary precondi-
tion for its values claims? Can we imagine a democracy without the
claim to transparency and rationality of its political sphere that is
provided through translational filtering on its boundaries? Can we
imagine a society and its nation–state without its mother tongue that
is created through homolingual translation, both in linguistic and
political terms? And, finally, can we imagine a democracy, or what-
ever might replace it for the better, beyond the homosociality of the
translation / spring / 2014
nation–state and its claims to a unique cultural, linguistic, or ethnic
identity? No we cannot—as long as we obey the regime of homolin-
gual address. It has captured our (political!) imagination, disguised
122
as a natural, self-explanatory concept of a relative humble form of
linguistic practice called translation. It has also morally blackmailed
our political will, pressing it into the irrational and terrifying limbo
between fidelity and treason. There is therefore no other escape but
to betray it. And face the consequences.
This is precisely what American television journalist Bob
Schieffer said in his commentary on CBS News to Edward Snow-
den: “Come home and face the consequences.” In his view, Snow-
den is not a hero like Rosa Parks and Martin Luther King Jr. who
led the civil rights movement, broke the law, and suffered the con-
sequences. They didn’t put the nation’s security at risk, run away
and hide in a foreign country, like Snowden did.
For Schieffer, there is no value—such as civil rights for in-
stance—without “home.” One cannot claim one without claiming
the other. His heroes of the civil rights movement sacrificed them-
selves for their home, or more precisely for a value they believed
would make this home better. For them, therefore, the whole drama
of fidelity and treason was not an issue. But it has now become an
issue in the case of Snowden, where the value he claimed has de-
tached itself from “its” home. Now fidelity is needed—to preserve
a home without value, or, as Georg Simmel once put it, to preserve
a social relation after the reasons that initiated it have disappeared.
This is why Schieffer calls on Snowden to come home. He wants
him to reconcile value and home and to revive the old harmonic
unity of both from the time of the American civil rights movement.
And this is also why Schieffer maliciously accuses Snowden of
being motivated by his private pathology: he is “just a narcissistic
young man who has decided he is smarter than the rest of us.” Not
only does he deny any social relevance to Snowden’s act, he sees
nothing socially relevant outside of home. So he could easily stage
the drama of fidelity and treason and cast the NSA leaker in the role
of repentant traitor. “Come home and face the consequences” is
merely an empty, moralistic blackmailing ploy that relies on no val-
ues whatsoever, except on an equally empty appeal to honor. Yet,
brought together, honor and fidelity make for a poisonous mixture:
Meine Ehre heißt Treue (“My honor is fidelity”) was the motto of
translation / spring / 2014
the Nazi Waffen Schutzstaffel (SS) organization, and was engraved
on its members’ belt buckles.
123
Dare to Betray!
Before bringing this story to an end, we should not forget
to ask ourselves what actually made Snowden a traitor. Was he truly
a freak who naively mistook public transparency for an essential
American value? In fact, as a person working for state institutions
(the NSA and the CIA) he occupied—in terms of the languages spo-
ken in the public sphere—a contradictory position. On the one hand,
he was clearly situated in the midst of what we have called the
mother tongue of the liberal democratic state, the language of the
state institutions that is, according to Habermas, supposed to be un-
derstandable by all citizens. At the same time, it was a place of total
clandestinity, of a language that is completely excluded from public
use since it originates in a secret that can be administrated only by
the rulers themselves, regardless of whether they are democratically
elected or not.
Kant was already familiar with the contradictory character
of such a position. In his famous essay on the nature of the Enlight-
enment (Kant 1996), he states that those who occupy a civil post or
office entrusted to them are actually destined to use their reason pri-
vately, meaning not freely, since they are bound by the interest of
the community whose affairs they have to deal with. So it is pre-
cisely the position within a state institution that automatically pre-
vents a person from using their reason publicly. What Kant calls the
public use of one’s reason takes place only when a person as a
scholar (Gelehrter) makes use of it before the entire public of the
world of readers (Leserwelt). Only this public use of reason is free,
precisely in terms of a freedom that is required for the Enlighten-
ment.
But the difference between private and public use of reason
can also be understood in terms of a difference in the mode of ad-
dress. One makes private use of reason insofar as one addresses
one’s own political community and its particular interests. In polit-
ical terms, we might call it a homosocial mode of address, and it
consequently implies its linguistic correlate, homolingual address.
The use of reason in this case is limited within the scope of one par-
ticular society that is almost automatically perceived as a particular
translation / spring / 2014
language society. So it is limited within one—mostly national—
language and within the idea of its exclusive transparency as well
as its exclusive political impact. In other words, one addresses the
124
public privately when, in doing so, one assumes a position that is
representative of a particular political and linguistic community. It
is this limit that not only renders our addressing the public private,
but also deprives it of freedom.
A public use of reason, on the contrary, knows no such lim-
its. We use our reason publicly when we address the world of read-
ers beyond any particular society or language. And we do so, as
scholars, not as representatives of this or that political or linguistic
community, and not even as representatives of this or that academic
community. It is the mode of address here that defines scholar, not
a particular professional competence. A scholar is someone who ad-
dresses an entire world whose boundaries are drawn only by liter-
acy. Since the literacy in this case is supposed to transcend all
linguistic and cultural differences as well as political demarcations,
it obviously presupposes the praxis of translation. This then also
means that we have to deal, here, with some sort of translational lit-
eracy that is performatively evoked in the scholar’s mode of ad-
dress.
This throws new light on Snowden’s treason. It certainly
consists in his breaking the social contract in which today’s norma-
tively dominant political form of sociality—the liberal democratic
nation–state—is still ideologically rooted. The question is, however,
how has he done it? Obviously, by performing another mode of ad-
dressing the public that transcends the limits of his own political
community and its interests as well as the limits of one single lan-
guage. Concretely, Snowden has addressed a value, which has aban-
doned that particular universe called home—a transparency that has
spilt over from the enclosed space of a single society, from a clearly
demarcated area of an alleged cultural originality, from the concep-
tual frame of a democracy locked up within the container of the na-
tion state, from the vocabulary and the grammar of a single national
language and its respective community. But he has addressed a
transparency, too, that has liberated itself from the quasi-dialectical
clinch with its “mirror-value,” the secrecy that is constitutive of any
institutional articulation of the so-called national interests; a trans-
parency that at the same time liberates both him as the addresser
translation / spring / 2014
and his addressee, the Kantian “world of readers” or what Naoki
Sakai nowadays calls the “nonaggregate community of foreigners,”
from the confines of a privately enclosed public.
125
In radically going public, Snowden’s treason also clearly
consists in his using reason publicly in the original Kantian sense.
Does this then mean that precisely in committing his treason he also
acted as a Kantian scholar? Why not? His treason is a political act
par excellence, yet such that it simultaneously produces and dis-
seminates knowledge. It implies and fosters an emancipatory hy-
bridization of a radical democratic politics and knowledge
production whose effects recall the forgotten ideals of the Enlight-
enment. It is a treason that performatively evokes what it norma-
tively addresses—a translational literacy: an ability to act politically
and comprehend cognitively beyond the homosociality of the na-
tion–state, beyond the homolinguality of a language society but also
beyond the gated communities of cognitive competence.
As is well known, for the Enlightenment project to work, it
had to rely on what Kant called maturity (Mündigkeit). He defined
it as the emergence from self-imposed immaturity and dependence
whose cause lies not in a lack of intelligence but in a lack of deter-
mination and courage to use one’s own intellect freely and inde-
pendently, without the direction of another. Kant summed up this
idea in the famous slogan of the Enlightenment: Sapere aude!, or
“Dare to know! Dare to think independently!”
It is precisely in terms of Kant’s maturity that we should
think of Edward Snowden’s treason. It presupposes his liberation
from a self-imposed regime of fidelity. However, to accomplish it,
determination and courage are needed. The slogan of the emanci-
patory transformation the leakers like Manning and Snowden have
announced would therefore read: Prodere Aude!—“Dare to betray!”
(see Buden 2008).
translation / spring / 2014
126
References
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Verschiebungen.” In Machiavelli - Montesquieu - Rousseau. Zur politischen
Philosophie der Neuzeit, Schriften volume II, translated by Henning Ritter
and Frieder Otto Wolf, 131–172. Berlin: Argument.
Berman, Antoine. 1992. The Experience of the Foreign: Culture and Translation in
Romantic Germany. Translated by S. Heyvaert. Albany: State University of
New York Press.
“Bob Schieffer To Snowden: Come Home And Face The Consequences.” 2013.
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den_come_home_and_face_the_consequences.html. Accessed August 2013.
Buden, Boris. 2005. Der Schacht von Babel. Ist Kultur übersetzbar? Berlin: Kadmos.
———. 2009. “A Tangent that Betrayed the Circle: On the Limits of Fidelity in Trans-
lation.” http://translate.eipcp.net/transversal/0608/buden/en. Accessed Au-
gust 2013.
Freud, Sigmund. 1982. Traumdeutung. Studienausgabe Band II, edited by Thure von
Uexküll and Ilse Grubrich-Simitis. Frankfurt am Main: Fischer Taschenbuch
Verlag.
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———. 1989. Structural Transformation of the Public Sphere. Translated by Thomas
Burger. Cambridge, MA: MIT Press.
Heilbron, Johan. 2010. “Structure and Dynamics of the World System of Translation.”
http://portal.unesco.org/culture/en/files/40619/12684038723Heilbron.pdf/H
eilbron.pdf. Accessed May 10, 2013.
Herzberg, Hendrik. 2013. “Some Dare Call It Treason.” The New Yorker, June 28.
Jakobson, Roman. 2000 [1959]. “On Linguistic Aspects of Translation.” In The Trans-
lation Studies Reader, edited by Lawrence Venuti, 138–143. Oxon–New
York: Routledge.
Kant, Immanuel. 1996. “An Answer to the Question: What is Enlightenment?” In Im-
manuel Kant. Practical Philosophy, translated and edited by Mary J. Gregor.
Cambridge UK: Cambridge University Press. http://www.marxists.org/ref-
erence/subject/ethics/kant/enlightenment.htm.
Močnik, Rastko. 2003. Tri teorije: Ideologija, nacija, institucija. Translated by Branka
Dimitrijević. Beograd: Vesela nauka.
Nowotny, Stefan. 2008. “Kontinua der Verwandlung. Sprachphilosophische und lin-
guistische Aspekte der Übersetzung.” In Boris Buden and Stefan Nowotny,
Übersetzung: das Versprechen eines Begriffs, 95–131. Vienna: Turia und
Kant.
Rawls, John. 1997. “The idea of public reason revisited.” The University of Chicago
Law Review 64 (3): 765–807.
Sakai, Naoki. 1997. “Introduction: Writing for Multiple Audiences and the Heterolin-
translation / spring / 2014
gual Address.” In Translation and Subjectivity. On “Japan” and Cultural
Nationalism, 1–17. Minneapolis: University of Minnesota Press.
Simmel, Georg. 1908. “Treue: Ein sozialpsychologischer Versuch.” Der Tag n. 225,
Erster Teil: Illustrierte Zeitung (Berlin), June 10.
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———. 2009. Sociology: Inquiries Into the Construction of Social Forms. Translated
and edited by Anthony J. Blasi, Anton K. Jacobs, and Mathew Kanjira-
thinkal. Leiden: Brill NV.
Vološinov, V. N. 1973. Marxism and the Philosophy of Language. Translated by
Ladislav Matejka and I. R. Titunik. Cambridge, MA: Harvard University
Press.
Boris Buden is a writer, cultural critic, and translator based in Berlin. He studied philos-
ophy in Zagreb (Croatia) and received his Ph.D. in cultural theory from Humboldt Uni-
versity, Berlin. His essays and articles cover topics relating to philosophy and politics
as well as art and cultural criticism. He has translated some of Freud’s most significant
works into Croatian, and has authored several books, including Der Schacht von Babel
[The Pit of Babel] (2005) and Zone des Übergangs [The Zone of Transition] (2009). Buden
translation / spring / 2014
is currently visiting professor at the Faculty of Art and Design, Bauhaus University,
Weimar.
128
| Unimi Open Journals |
translation | https://riviste.unimi.it/index.php/translation/article/view/15512 | [
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] | translation speaks to
Vicente L. Rafael
translation editor Siri Nergaard met with Vicente Rafael in Misano Adriatico, Italy in May
2013 at the Nida School of Translation Studies where he gave a series of three lectures.
During the conversation, Rafael explains how he, as a historian, became interested in
translation and how he sees translation in connection to war and weaponization. The imperial
ideology of translation to gain control over linguistic plurality and diversity is threatening
translation, he says, and can be seen as a war of both and on translation. The control over
linguistic plurality through English is our own contemporary example of the United States’
imperial project of dominating the world, according to Rafael.
The conversation continues with Rafael’s telling about his interest in translation play as an
opposite mechanism to war, enabling an undoing and reconfiguration of the power relations
between languages and cultures. Via the example of the Philippines, the talk touches upon the
role colonial education plays in regulating language, creating a linguistic hierarchy, and how
translation nevertheless appears in surprising forms and expressions.
The interview with Rafael was recorded and can be accessed at the journal’s website:
http://translation.fusp.it/interviews
NERGAARD: Hello, Vicente
RAFAEL: Good Morning
NERGAARD: Since our journal translation has the subtitle “a transdisciplinary
journal,” you are really the perfect person for us to talk to in this interview
for our journal: you are not a traditional scholar of translation studies, but
you work deeply on translation from your perspective as a historian.
Translation offers a unique perspective on, or a new way to analyze, colo-
nialism, power, and language, especially in the Philippines, and even
today in the United States. I would like you to tell the story of how trans-
lation became such a central theme for you.
RAFAEL: Well, like all good things in life it happened quite accidentally.
By accident I mean that when I was in graduate school two
things—one I [was] looking for a topic to do and I got interested
in the early modern period, sixteenth century, looking at the
Spanish colonization of the Philippines among other things. I
noticed that there were very, very few sources written by colo-
nized natives themselves. Most of the history was written by
Spanish missionaries. I was also quite surprised to see that a lot
of the writings of Spanish missionaries had to do with problems
translation / spring / 2014
of translating the gospel because they had to preach in the native
languages in order to be understood, which is much easier than
translating the native languages into Spanish. It is much easier
for the missionaries to learn the local languages than for the na-
203
tives to learn Spanish. And this is, of course, a practice consistent
with what they had been doing in Latin America, so I got very
interested in this topic and asked myself what would happen if
one were to take a look at native languages as historical agents.
Because we often think of historical agents as human beings, but
there is a certain way in which you can also think of language as
a historical agent that is somehow free of human control, in excess
of human control, and that’s exactly what happened. One result
is that I wrote my book, Contracting Colonialism, where I talked
about the centrality not just of translation, but the relationship
between translation and Christian conversion. And it turns out
that in the missionary tradition the two are in fact almost syn-
onymous. To translate and to convert are very closely related. And
these in turn were absolutely essential for carrying out a kind of
imperial project of colonization. So from then on it seemed like
translation, conversion, and colonization seemed to all resonate
with each other as part of a continuum, and that has been a re-
curring obsession on my part, where I started looking at my sub-
sequent work. In my later work I started looking at the American
empire and the American colonization of the Philippines. But I
also became very, very interested lately in the emergence of Eng-
lish as a kind of hegemonic language. So those are the things that
have led to my becoming very interested in translation. Origi-
nally, the interest in translation grew out of my interest in larger
historical issues relating to empire and colonialism.
NERGAARD: As a historian this attention to language and translation in relation
to history became a kind of obsession, as you said. How did the institu-
tions, the universities react to this? The departments of history have not
paid so much attention to language—the role of language and translation.
So how was your work accepted, how was it received in the universi-
ties?
RAFAEL: First of all I think you are absolutely right. Not just history,
but in many other Social Sciences, even in the Humanities, trans-
lation has been ignored.
NERGAARD: Even Comparative Literature ignored translation for many years…
RAFAEL: It is for the same reason that there is a tendency to see language
in purely instrumental terms, as a means to an end, as if thought
was possible without language—as if actions were possible with-
out language. I was very, very lucky again to be at the conjunction
translation / spring / 2014
of things. I started my graduate training in the late ’70s and I
went to Cornell, which is in upstate New York, and at that time
the United States was just opening up to a fresh wave of Conti-
nental theory, mostly from France and Germany. Everything
204
ranging from Hermeneutics to Deconstruction, to French Fem-
inism—all of which paid close attention to the workings of lan-
guage. So it was a time that was very hospitable to what they used
to call the Linguistic Turn and so it allowed me space and re-
sources to do my own work. But it is still a struggle. In other
words, the question of language is not something that is easily
thought about in the historical profession. In that sense, my work
is still sort of idiosyncratic, but that is OK because then I always
feel like I have something different to say than what most other
historians have to say. I am not doing the same old thing. I have
got something different to contribute. There are certain advan-
tages to being on the margins. One just has to know how to take
advantage of that position.
NERGAARD: You are speaking about a period in which the so-called Linguistic
Turn took place in philosophy, but it also ignored translation.
RAFAEL: There is another aspect in my case to what I was doing that
made translation absolutely essential—that I was involved in the
US in what was called Area Studies, which is this thing that
emerged in the post-Cold War period. The United States was
very interested in competing with the Soviet Union, and one of
the things that they did was try to extend not just their military
influence, but their cultural influence around the world. Part of
that was to fund universities to put up what they called Area
Studies so they would study different regions of the world and
develop a kind of scholarly expertise in these areas. Very similar
to what Britain and France and Holland and all the other Euro-
pean countries had done. And in the process of funding these
Area Studies programs they began to emphasize language training
and of course that brought out the question of translation. So
people became very adept, or at least there was a whole generation
of Area Studies experts that emerged from these centers that de-
veloped fluency in the languages and some of them became in-
terested in the problem of translation. This included two of my
advisors at Cornell—one of whom was Benedict Anderson, an-
other of whom was James Siegel—and they had written particu-
larly on problems of translation around the emergence of things
like nationalism, the emergence of authoritarianism in various
parts of Southeast Asia. So, in a way, again I was very fortunate
to be working with people who already assumed the importance
of translation. In my case, as I said, translation emerges organi-
cally from the very sense of the problems I was looking at, be-
translation / spring / 2014
ginning with religious conversion and then later on with... more
lately thinking about problems of counterinsurgency and milita-
rization and so forth, where once again language and the attempt
to tame language through translation becomes absolutely crucial.
205
NERGAARD: In the last works you mentioned, you introduced new terms and
a new vocabulary with which to discuss translation studies. War of trans-
lation, translation in wartime, weaponization of translation, targeting
translation in the counterinsurgency. This is really a new vocabulary and
it is quite strong.
RAFAEL: Well it’s not so much that it is new. The other day I was reread-
ing The Translation Studies Reader by Lawrence Venuti. It is very
interesting to read his historical introduction about translation
studies in which he talks about, for example, Roman Antiquity
and the status of translation as it was understood by the late
Roman writers—Cicero and Horace and others. I am not very
familiar with that history, but I was very surprised to realize that
even then there were competing notions of translation. For ex-
ample, a part of the idea of translating Greek authors into Latin
in part had to do with the late Roman desire to rival the legacy
of Greece. Not only were they appropriating Greek literature and
Greek writing and Greek thought, they also wanted to, as it were,
conquer it in the sort of imperial vein and so you realize that the
idea of translation, at least in the West, was always implicated in
the idea of rivalry, competition—which is another word for war.
Not only that, but there has always been a contest between
rhetorical approaches to translation and grammatical approaches
to translation—word-for-word, sense-for-sense—and that ten-
sion has animated, for example, translations of the Bible from St.
Jerome to Luther. And, of course, it has figured in the history of
missionary translations of the gospel all the way up to today. At
the Nida School of Translation Studies we are talking about this.
So it is not surprising translation should figure in imperial proj-
ects of all sorts including the latest one, which is the United
States’ project to maintain their dominant position in the world.
So in a sense what I am doing is simply reminding people of a
feature of translation that tends to get lost, which is it tends to
turn on not just the transfer of meaning, but also on the struggle
to control that process of transferring meaning. It relates to all
sorts of tensions around procedures, around the limits of what
can be translated. In that sense, translation is always fraught, so
it is always at war, as it were. And, finally, something I was trying
to talk about yesterday is that there is what Derrida calls a kind
of logocentric tradition in Western thinking, which tends to priv-
ilege thought over speech and then, of course, speech over writing
and so, for instance, there is this hierarchical chain of signs. And
translation figures very prominently there because within the lo-
translation / spring / 2014
gocentric context, as I have tried to argue, translation becomes a
means to an end. And that end, at least in the Western logocen-
tric context, is the end of translation, so you can say the end of
translation is the literal end of translation—the point where peo-
206
ple will feel like everything is so transparent that there is no need
to translate. That itself is part of this war of domination that is
going on.
NERGAARD: And it is almost always there as a ghost, as if that transparency
was the ideal, where translation is not necessary any more.
RAFAEL: Yes, exactly.
NERGAARD: With that transparency—the end of translation—we would lose
everything. We would lose plurality. We would lose meaning. We would
lose everything. Nevertheless, that’s the kind of ideal ghost right there.
RAFAEL: Right.
NERGAARD: As if we could avoid difference.
RAFAEL: And it not so much, really, to avoid difference or to avoid plu-
rality. It is to be able to have total control over linguistic plurality,
to make this control totally mechanical. And that is the dream,
for example, of automatic translation systems. Now, the attempt
to develop automatic translation systems, which I have also writ-
ten about, is precisely to make everything perfectly equivalent to
everything else, which of course is the dream of capitalism. This
would be a perfectly capitalized world where everything could
be exchanged for a single medium and measure of exchange, and
in this case that medium and measure of exchange is increasingly
English. English is now becoming the equivalent of the dollar,
the capitalist “sign par excellence.” So, again, it is not so much
the disappearance of difference—it is about the ability to control
the production and circulation of differences that this imperial
ideology of translation, in my opinion, has set out to do. And,
of course, there are all kinds of resistances to that, and that is part
of the story that I am very, very interested in: to try and plot the
way in which not only this war on translation is progressing—
that is, the war of as well as on translation—but also the way in
which this war is being evaded, the way this war is being dis-
placed, the different responses to this war in such a way as to
make the kind of final victory impossible. So what you get, in-
stead, is the emergence of what I call ongoing insurgency, lin-
guistic insurgencies of all sorts: puns, jokes, the creation of slang.
And there is, of course, the most important arena for linguistic
insurgency, which I believe to be literature. So long as you have
translation / spring / 2014
literature you have hope. Because so long as you have literature,
you have the need for translation. It works both ways: to the ex-
tent that you have translation, literature becomes possible, and
to the extent you have literature, translation becomes essential.
207
NERGAARD: Necessary and essential.
RAFAEL: Right, to that extent you cannot have a single ideology of trans-
lation controlling the production of difference, because differ-
ence will always proliferate beyond the control of any particular
translation ideology, thanks to literature.
NERGAARD: Thanks to literature…
RAFAEL: Yes, so literature is a principle of hope as far as I am concerned,
or I should say a resource, a resource of hope in a world where
translation tends to get reduced to merely instrumental terms,
such as, for example, when the US Department of State calls
translation a complex weapons system.
NERGAARD: Very interesting. And the connections to other areas in translation
studies becomes clear. But I still suggest that you introduce a new vo-
cabulary. With postcolonial criticism we are familiar with concepts like
“power” and “conflict,” but you use “war.” You use other concepts, too,
such as “weaponization”...
RAFAEL: In part, that grows out of the influence of the events of the last
ten years, including the “Global Wars on Terror,” the kind of
brazen attempt at colonial occupation on the part of the United
States in Afghanistan and in Iraq as well as interventions in places
like Syria, Yemen, Lebanon, and so forth. Not to mention, of
course, the occupation of the Palestinian territories by Israel,
which would not be possible without the aid of the United States.
All of that has placed the question of war, I think, in a lot of peo-
ple’s minds, and my attempt to talk about translation in terms
of war grows out of my concern with more recent events. There
is also another aspect to it, which is that there is a way in which
war has always played a central part in the formation of social re-
lations and the formations of society. When you think about how,
for example, modern national states have arisen, almost every sin-
gle modern state has arisen precisely in the wake of, or in the
process of, engaging in war both against other nation–states, as
well as against certain peoples within that particular nation–state.
So I would think that, to the extent that war is constitutive of
social relations, it would then also have a constitutive role in the
processes of translation, as indeed one can see by looking at the
history of translation, showing how it is always fraught, it is al-
ways involved in all sorts of conflict. That there is, just as Derrida
translation / spring / 2014
many years ago said about the violence of writing, so too I think
there is a violence that is intrinsic to every act of translation. I
think in certain cases it helps to think about translation in those
terms. I do not, of course, assume it is an appropriate way to
208
think about translation in every possible context, but, especially
in contexts I have been looking at, I think the connection be-
tween translation and war is very useful.
NERGAARD: You probably could relate this to what Antoine Berman says—
that all translation is naturally ethnocentric. So you sense this violence
again, because you want to change what is foreign and make it look more
like what you are familiar with.
RAFAEL: I mean, I agree with that to a certain extent in that the trans-
lation might begin in a sort of ethnocentric vein, but to the extent
that translation also signals a kind of ineluctable opening to the
other, it also initiates a kind of ongoing alterity. Its war-making
powers, as it were, invariably become attenuated. Again, as I sug-
gested yesterday in my talk, the other possibility in thinking
about translation as war is translation as play, and the question
of play then turns conflict, violence, and so forth in a different
direction. It is about the displacement of conflict. It is not the
banishment of conflict, but the reformulation of conflict as a kind
of indeterminate, ceaseless displacement that allows for the desta-
bilization of any particular power relations. And play, this is
something I would like to explore further. I have only just begun
to think about this question of play and of course there is an
enormous literature about this. But the question of play as that
which attenuates, not just a particular kind of dialectical conflict,
which is at the heart of war, but the question of play is that which
opens up into other possibilities, the possibilities of the literary,
for example, as I was trying to suggest yesterday. Play as that
which is connected to the question of freedom. Why do we play?
We play because in some sense play offers a kind of escape. It of-
fers a kind of release. It opens up an alternative world where noth-
ing is stable, where no one is permanently on top, no one is
permanently on the bottom, where there is a certain kind of joy
and happiness in being able to not just control the world, but
also in allowing oneself, as it were, to be controlled by the world;
so there is a kind of delight in the loss of identity, or the fluidity
of identity.
NERGAARD: But you have to be empowered with language before you can
allow yourself to play in such a fashion.
RAFAEL: Well, you have to know the rules, of course, you have to know
the rules before you can play the game, so it also brings in a cer-
translation / spring / 2014
tain kind of discipline, but a discipline that is not about surveil-
lance. It is a discipline that is not about submitting to a particular
power. It is a discipline that enables you precisely to participate
in the loss of power, if you will. So much of play is predicated on
209
this loss of power, and, as I said, a kind of opening up to a certain
kind of freedom. It is to think about translation as that which is
connected to an emancipatory project. That is the other side. So
on the one hand translation is war, which is to think of transla-
tion as ineluctably implicated in power relations, but on the other
side of it is translation as play, which is to think of translation as
that which also has the potential to undo and reconfigure, and
perhaps do away with these power relations in the name of a more
just and a more free world.
NERGAARD: Yesterday, during your talk at The Nida School in Misano Adriatico,
you were discussing the school system back in the Philippines. Can you
tell us a bit more about that situation in which local languages are pro-
hibited and the use of a foreign language is imposed?
RAFAEL: What I was talking about yesterday was colonial education and
the role colonial education plays in regulating language and in
the creation of what I have been calling a linguistic hierarchy. I
think this is typical with all, not just in a colonial context. I think
this is typical of all schools, the majority of schools, where the
idea of going to school, among other things, is the idea of learn-
ing how to behave in a certain socially acceptable way. And in-
trinsic to that mode of behavior is the ability to be able to speak
in a certain accessible way. So one is educated, but one is educated
in a particular way, so one becomes recognizably “grown up,” be-
comes developed. There is this whole developmentalist philoso-
phy that is, I think, intrinsic in all modern educational systems,
colonial and postcolonial. And that has to do with being able to
speak in a certain way. Speaking in a certain way, speaking in a
way that is educated, as they say, and this is something that can
be empirically verified in lots and lots of different situations. But
this idea of appearing to be, or sounding to be, educated means
being able to speak language in a kind of standardized conven-
tional way. That often entails repressing the more idiomatic, more
colloquial, more dialectical versions of that language. So one
speaks Italian correctly, which means not speaking the local di-
alects. This is intensified and amplified in the colonial situation.
The colonial situation I was talking about yesterday, where Fil-
ipino students were expected to speak English, but in the process
of speaking English, they were expected to repress the vernacular.
And then, of course, the question becomes to what extent is this
repression successful? Or does the repressed always return? And
obviously in the case of the Philippines that is what happens. It
translation / spring / 2014
returns to haunt, as it were, various attempts to speak in a stan-
dardized conventional fashion. How do we know this? Very sim-
ply, we know this because of the persistence of accents. To the
extent that people still speak with accents is the extent to which
210
their speech is always marked by the very thing they were sup-
posed to suppress. And what is that very thing they were sup-
posed to suppress? They were supposed to suppress their mother
tongue, which is their origin, right? So the origin always comes
back, as it were, in displaced fashion. In the form of an accent,
and I think this is true every time people speak, they always speak
with accents and those accents always betray where they came
from, their accents always betray another speech. Deleuze has this
wonderful short essay called “He Stuttered,” where what he says
about stuttering we can say about accents. Stuttering, he says, re-
veals the existence of another language within language. And he
goes on to talk about this in another register when he talks about
style. He says style is the foreign language that dwells within con-
ventional speech, and to the extent that we all have our own style
of speaking, that we try to develop our own style of speaking
when we speak with an accent, is the extent that we are always
speaking another language within the language that is socially ac-
ceptable. So that means we are always translating whenever we
speak, whether our own or another’s language.
NERGAARD: And can I use the accent because I want to keep my identity,
too? It is not that I am not able to speak proper English, but I keep my
accent because that is part of my origin.
RAFAEL: Yes, perhaps, perhaps. As you know the sounding of accents is
always the sign of translation at work, so another way of thinking
about accents is that accents are always the points where transla-
tion occurs, where it fails or it succeeds, right? Now, I don’t know
how you do this, but for example in my case, my English would
be standard American English, but when I go to the Philippines
I cannot speak like this. If I spoke like this people would have
difficulty understanding me, or they would think that I was put-
ting on airs, that I was trying to be better than them because I
spoke a different, more Americanized English, and so they would
expect me to speak in the local register. I would have to change
accents and usually within a day or two I am speaking entirely,
as it were, “native.” I have to “go native,” right? Perhaps this hap-
pens to you too when you go to Norway? And this usually is the
case, so we are always translating back and forth, not only be-
tween languages, but between accents, because accents are ways
of marking our identity, which is to say, difference, right?
NERGAARD: Exactly, exactly. I was thinking about the history of Norway when
translation / spring / 2014
the Danish dominated Norway and the official language was Danish. Our
written language was Danish, but the accent persisted: no Norwegian
speaker used the Danish pronunciation. These languages are very close,
so you have the language, the nonlanguage and the in-between, and the
211
Norwegians were still always in-between—they wrote in Danish, but the
pronunciation was Norwegian.
RAFAEL: Fantastic, fantastic. And there is a question of whether or not
it is a matter of intention. We like to think it is a matter of in-
tention. We like to think we are in control of our accents, but in
fact, to the extent that we always speak with an accent, is the ex-
tent that we cannot help but speak with an accent. That suggests
that there is something physiological about speech that is beyond
intentionality. Which is to suggest, if you take it one step further,
that there is something about translation that is beyond our in-
tention. There are different ways to think about it. One can think
maybe translation is hardwired into our body. We must translate,
we have no choice but to translate within language, across lan-
guages, within accents, across accents. It is precisely something
that we are compelled to do, which is to say it is compulsive. It
is beyond our intentionality. That is the other interesting thing,
too, about accents: we find it is not just the sign of translation at
work, it is also the sign of a certain kind of resistance to inten-
tionality. Right?
NERGAARD: That’s very interesting. That’s another area that has not been ex-
plored in translation studies at all. The psychological aspect of it, too, de-
serves study, so I will look forward to your next book, Vicente.
RAFAEL: It will be on accents.
NERGAARD: Of course. Thank you very much.
RAFAEL: You are very welcome. It has been a pleasure.
NERGAARD: Thank you.
Vicente L. Rafael, is Professor of History at the University of Washington in Seattle.
Much of his work has focused on such topics as comparative colonialism and national-
ism, translation, language and power, and the cultural histories of analog and digital
media especially in the context of Southeast Asia, the Philippines, and the United
translation / spring / 2014
States. His books include Contracting Colonialism: Translation and Christian Conversion
in Tagalog Society Under Early Spanish Rule (1993); White Love and Other Events in
Filipino Histories (2000), and The Promise of the Foreign: Nationalism and the Technics
of Translation in the Spanish Philippines (2005).
212
| Unimi Open Journals |
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] | Introduction
Sandro Mezzadra and Naoki Sakai .................................
University of Bologna, Italy
[email protected]
Cornell University, U.S.A.
[email protected]
Over the last decades the encounter with cultural and postcolonial
studies has deeply influenced the development of translation stud-
ies.1 The study of the conditions of translation, and more radically
of what Antonio Gramsci would call “translatability,” has led to an
emphasis on the issue of power and deep asymmetries between lan-
guages, and social and “cultural” groups. The “politics of transla-
tion” has emerged as a fundamental topic, even for the more
technical debates within translation studies, while the concept of
translation itself has been politicized and used as a theoretical tool
in discussions of nationality, citizenship, multiculturalism, and glob-
alization.
The relations between translation, violence, and war, to give
just one example, have been productively at play in these theoretical
developments (cf. Apter 2006; Rafael 2012). Translation can be pro-
ductive or destructive, by inscribing, erasing or redrawing borders;
it is a process, political par excellence, which creates social relations
and establishes new modes of discrimination. Far from being con-
ceived of as the “other” of violence, translation has emerged as a
deeply ambivalent concept and practice. Put simply, translation al-
ways cuts both ways: at once a mechanism of domination and lib-
eration, clarification and obfuscation, commerce and exploitation,
opening up to the “other” and appropriation. Translation, to further
explicate its constitutive relation with the concept and institute of
the border, produces both bridges and walls (see Mezzadra & Neil-
son 2013). To insist on this requires, however, some critical remarks
on the ways in which translation has been traditionally conceived
of. This will clear the way for a better understanding of the stakes
translation / spring / 2014
..........................
1
On “Translation and the Postcolonial,” see the recent special issue of Intrverntions. International Jour-
nal of Postcolonial Studies, 15 (2013): 3, edited by Francesca Orsini and Neelam Srivastava. Among the
founding postcolonial texts on translation, we limit ourselves to mentioning Spivak 1993, considered its
importance for the topic of this issue of Translation.
9
of current discussions surrounding the politics of translation and the
politicization of the concept of translation.
1. Translation beyond communication
Often, translation has been apprehended within an implicit
framework of the communication model. Just as a verbal interaction
between individuals is typically and schematically construed ac-
cording to the model of communication in which a message sup-
posedly travels from a speaker’s consciousness to a listener’s con-
sciousness, the action of translation is represented in a similar
schema of communication in which a message is transferred from
one language to another. Whereas the verbal communication occurs
between two individual minds through the common medium of the
same language, presumably translation is distinct from verbal com-
munication in general precisely because the common medium is
absent in the case of translation. Instead, two languages are involved
in translation so that a message cannot be deciphered in terms of a
common code. It is expected that translation takes place where,
due to language difference, there is no immediate comprehension.
In this view of translation as a communication, the trope of border
works powerfully to make and determine a particular incident of
social and political transaction as translation. From the outset,
whenever translation takes place, a border between one language
and another is given as a gap or distance that separates one group
of people from another and differentiates one language from another.
Let us call this particular image or representation of translation ac-
cording to the model of communication “the modern regime of
translation.” But, the status of discontinuity or incommensurability
that prompts translation is far from self-evident in this representation
of translation between the preestablished unities of languages. Ac-
cordingly, we are led to further investigate the workings of the
communication model in our understanding of translation.
We are thus skeptical of the model of communication that
underlies the view of translation readily accepted in some translation
studies today. First of all, as the tropes of war, battle, or violence
capture some aspects of translation very well, translation cannot be
translation / spring / 2014
simply regarded as an act of overcoming a gap or of bridging a dis-
tance between languages. Neither can it be merely an operation of
diplomacy and conciliation between national polities, distinct ethnic
10
groups, religious communities, or political orders. The relation be-
tween translation and borders is again crucial here. There is a need
to repeat that translation can inscribe, erase, and distort borders; it
may well give rise to a border where there has been none before; it
may well multiply a border into many registers; it may erase some
borders and institute new ones. Similar to the maneuver of occupa-
tion at war, translation deterritorializes and reterritorializes languages
and probable sites of discommunication. It shows most persuasively
the unstable, transformative, and political nature of border, of the
differentiation of the inside from the outside, and of the multiplicity
of belonging and nonbelonging.
In short, a border is not something already accomplished,
something engraved in stone, so to say, but in constant motion and
metamorphosis. It is rather in the register of action than of substance,
rather a verb than a noun. It is a poietic act of inscribing continuity at
the singular point of discontinuity. Viewed from the peculiar angle of
this constitutive relation with processes of bordering, new and in a
way unexpected political implications of translation come to light.
2. Modernity in translation
The role of translation in the epistemic structure of modern
colonialism and the formation of the modern state and national sov-
ereignty, as well as in the operations of global capitalism, has there-
fore been underscored by several scholars, while often the same
scholars have emphasized the need to rework the concept and prac-
tice of translation as a cornerstone of a new politics of liberation.
The very unity of the concept and practice of translation has con-
sequently been challenged and productively exploded. This is the
very site where, as Gavin Walker insists, the politicality of transla-
tion ought to be explored. What we called above “the modern
regime of translation” has been contested, and it has been acknowl-
edged that different, even antagonistic, regimes of translation were
prevalent in previous eras and in many regions in the world. What
must be investigated is a specific structure of homolingual address
that characterizes “the modern regime of translation”(see Sakai
1997).2 The different regimes may also be “homolingual,” but the
translation / spring / 2014
..........................
2
The modern regime of translation does not immediately imply that it is “homolingual,” as the opposition
between “homolingual” and “heterolingual” is primarily concerned with the two contrasting attitudes of
11
modern regime of translation institutes a particular and strict econ-
omy of homogeneity and heterogeneity through translational trans-
actions. It is important to note that the “identities” we take for
granted in the world today—ethnic, national, cultural, and civiliza-
tional identities—are premised upon “homolingual” addresses in
the modern regime of translation.
Some genealogical remarks are needed here. What must be
emphasized with respect to the formation of the modern state and
nationality is the particular role played by the modern regime of
translation by means of which the unities of national languages
were projected and manufactured. The so-called modern era, which
witnessed the emergence of national languages—German, French,
English, and so forth in Western Europe, Chinese, Japanese, and
Korean in Northeastern Asia, and many others in other parts of the
world—is fundamentally different from previous eras in the iden-
tification of language.3
..........................
the interlocutors: the homolingual attitude assumes that, within the same language—the sameness of
which is in dispute—transparent communication is somewhat guaranteed, whereas the heterolingual at-
titude sees the failure of communication in every utterance, so that every interlocutor is essentially and
potentially a foreigner. See Sakai, 1997.
The “modern regime of translation” indicates a different classification of translational institutions. Histor-
ically there have been many modes of translation, some of which do not clearly distinguish one language
to translate from and another to translate into. In the present-day world, “Spanglish” is a good example of
such a mode, which is widely used in North America to link many different groups and individuals. “Spang-
lish” cannot be accommodated within the “modern regime of translation” precisely because it is neither
English nor Spanish. Seen from a slightly different perspective, it is both English and Spanish. What is re-
markable about this mode of translation is that, instead of clearly demarcating one language unity from
another, it confuses the two, preventing one unity of language from becoming distinct from another. Pre-
cisely because it cannot be accommodated in the modern regime of translation it is not regarded as a “le-
gitimate” form of language.
There used to be many modes of translation like “Spanglish” in Northeast Asia, and as a result it was ex-
tremely difficult to develop the sense of a distinct national language. Our suspicion is that, prior to the de-
velopment of national languages, medieval Europe was not so different from Northeast Asia in this respect.
In the eighteenth century, the Japanese established a new mode of translation, as a result of which they
discovered the Japanese language for the first time. When it was discovered, however, the scholars of the
Japanese classics did not say the Japanese language existed in the present. Instead, they said that there
used to be a Japanese language in antiquity, but it became so contaminated by the Chinese that it was
dead by the eighteenth century in their present world. Thus the Japanese language was discovered as
stillborn. It is astonishing yet true that people in the Japanese archipelago did not know that the language
they spoke in their everyday life had unique phonetics and syntax totally distinct from classical Chinese,
the then universal language of Northeast Asia (Sakai, 1991).
3
The terms “modernity” and “premodernity” are deployed in this article so as to demonstrate that social
translation / spring / 2014
formations in many parts of the world have transformed in a remarkably uniform manner in the last several
centuries. Even though the eras of premodernity and modernity are used to guide our explication concerning
the particular values, methods, and procedures of translation—the modern regime of translation—it is
not assumed that these eras can be determined with a strict chronology. Our presumption is that the contrast
of premodernity and modernity clearly indicates the historical tendency from a wide variety of social for-
12
In the eras prior to the one we understand as modernity,
there was no political entity—empire, kingdom, city–state—whose
subject population was monolingually unified. In the premodern
eras, there were only multilingual societies, where belonging to a
polity was never equated to the possession of an ability to speak a
single language. Of course, the multiplicity of languages did not
mean an egalitarian recognition of different languages. Language
use was always associated with social rank, so that different lan-
guages were hierarchically ordered and regarded as markers of the
social station an individual speaker or interlocutor occupied, but in
the eras of premodernity it was impossible to find the legitimacy
of government based on an official monolingualism or of a nativist
heritage by which the identity of the individual was determined in
the last instance by whether or not he or she was a native speaker
of the official language. The very idea of the native speaker, which
plays the decisive role in the identity politics of national recognition
in modern cultural politics, was invented in the transitional phases
from the premodern eras to the modern era.
It is evident that what is crucial in this diagnosis of moder-
nity and its politics of language is a presumption that language is
countable—that is, that language is some being in the world which
can be subsumed under the grammatical category of the countable.4
Here the countability consists in separating one language from an-
other (externality) on the one hand, and juxtaposing these separated
units within a common genre (commensurability) on the other. The
transition from the premodern eras to the modern era seems to have
given rise to two essential conditions to render the monolingualism
..........................
mations in premodernity to a comparative uniformity of the modern international world. The chronological
pattern of development in one area is so vastly different from that of another area that the historical de-
velopment in Western Europe, for instance, cannot be said to replicate itself in East Asia and the rest of
the world. In this respect, we believe that the developmentalist history of modernization, in which the
modernity of Western Europe is expected to be reproduced in other, less developed areas in later eras, is
incapable of apprehending the historical situation of the present, in which the stability of the West can no
longer be taken for granted. Nevertheless, we also believe that there are a number of tendencies along
which each area is transformed. What is suggested by the contrast between premodernity and modernity
is this tendency or direction from one polarity (premodernity) to another polarity (modernity).
4
To elucidate whether or not language is a being-in-the-world requires a lengthy discussion, which cannot
translation / spring / 2014
be undertaken here. Tentatively, we must be satisfied to say that, as far as it is a representation, language
is a being-in-the-world. It is well known that the grammatical category of the countable is limited to some
linguistic formations. Many languages in Northeast Asia, for instance, do not have this category as an es-
sential rule of syntax. Nevertheless, the concept of the countable is equally important to these Northeast
Asian languages, roughly classified as Chinese, Korean, Japanese, and so forth.
13
of national language available. To separate one language from an-
other is to locate a language outside another and thereby establish
an externality of one language to another.5
Of course, this process of separation is generally called
“translation,” which is again a process of inscribing a border. As
one can see, the externality of one language and another is neces-
sarily accompanied by a certain practice of “bordering” (Mezzadra
& Neilson 2013).
The language unit thus separated, however, is not unique
beyond comparison in each case—language A is separated from
language B, and language B is separated from language C. Despite
different operations of separation, the languages thus isolated—A,
B, C, D, and so on—form one common genre; they are commen-
surate among themselves so that, from the outset, they are posited
as comparable units in the common genre. In this respect, transla-
tion is also a procedure of comparison. To use the terminology of
Aristotelian logic, each language is a species in the general class of
languages, with the separation of one language from another, mark-
ing the instance of “species difference or specific difference (di-
aphora)”; this thus accommodates languages within the classical
conceptual economy of species and genus. It goes without saying
that the operation that measures this “species difference” is nothing
but a historically specific form of translation, and this particular
regime of translation conforms to the design of the modern inter-
national world. Translation may be carried out in many different
forms, but modernity does not allow for forms of translation that
do not accord with the modern international world. Let us call this
particular assemblage of the methods, criteria, and protocols regu-
lating the conduct of translation, as distinct from other forms, “the
modern regime of translation.”
It is important to note that the explication of modernity of-
fered here is not descriptive of the empirically valid reality of the
modern international world. It is essentially prescriptive. The
regime of translation is said to project and produce the supposed
..........................
translation / spring / 2014
5
It is precisely because of its rejection of externality that “Spanglish,” for instance, is not recognized as a
proper and legitimate language (see note 3, above).
Here one must not confuse externality with the idiom of “exteriority” or “outside” referred to by Maurice
Blanchot and Michel Foucault, since externality is nothing but an erasure and displacement of “exterior-
ity.”
14
unity of a national language, the externality of one language to an-
other, and the idea of the international space in which ethnic and
national languages supposedly coexist and are compared. The op-
eration of national translation, of translation conducted in terms of
the modern regime of translation, asserts and institutes these com-
ponents—the unity of a national language, the external relationship
of one language to another, and the presupposition of the interna-
tional space—not on a descriptive but a prescriptive basis.
What this theoretical elucidation reveals is the prescriptive
design of the international world. The unity of a national language,
for example, is not an empirically ascertainable objectivity; rather
it is what Immanuel Kant called “the regulative idea,” which does
not concern itself with the possibility of experience. It is no more
than a rule according to which a search in the series of empirical
data is prescribed. What it guarantees is not the empirically verifi-
able truth. Therefore, the regulative idea gives only an object in
idea; it only means “a schema for which no object, not even a hy-
pothetical one, is directly given” (Immanuel Kant 550 [A 670; B
698]). Therefore, what takes place performatively in accordance
with the modern regime of translation might also be called “the
schematism of cofiguration.” Schematism means a working of
schema, so, in this case, it represents a working of two schemata
projecting two different language unities between which a message
is transferred.
The unity of language cannot be given in experience be-
cause it is nothing but a regulative idea; it enables us to comprehend
other related data about languages “in an indirect manner, in their
systematic unity, by means of their relation to this idea” (Kant 550
[A 670; B 698]). It is not possible to know whether a particular lan-
guage as a unity exists or not. The reverse is true: by subscribing to
the idea of the unity of language, it becomes possible for us to sys-
tematically organize knowledge about languages in a modern, sci-
entific manner. And the occasion on which the schemata of national
languages are projected is the process of translation, prescribed by
the protocols of the modern regime of translation.
translation / spring / 2014
3. Bordering the international world
In this respect, the regime of translation, which helped to
institute national languages and sustain the view of the international
15
world as a forum for a juxtaposition of distinct ethnic or national
languages, is distinctly modern. In the premodern eras, as we con-
tended above, the population was not unified through the common
language imposed by the state; rather it was fragmented into many
different kinship lineages, classes, ranks, and regions. Until the
eighteenth century in Western Europe and until the nineteenth cen-
tury in East and South Asia, Eastern and Northern Europe, and Rus-
sia, there hardly existed the idea of integrating the entire population
under the norm of one ethnic or national language. Consequently
some universal languages—Latin, Classical Chinese, Arabic, San-
skrit, Classical Greek, and so forth—prevailed across regions, king-
doms, fiefdoms, and various graduated zones of power and
suzerainty. The elite minority was skilled at one of these universal
languages while the vast majority of commoners lived in a multi-
plicity of local dialects and pidgins.
Two points must be noted with regard to the modernity of
the international world. The first is the historical particularity of
the concept of nationality. The word “nationality” signifies the re-
lationship between an individual and a territorial national sovereign
state. However, it is important to note that this relationship is me-
diated by the “nation.” The institution of a territorial state sover-
eignty came into existence in the system of the Jus Publicum
Europaeum in the sixteenth and seventeenth centuries and the
process of its “nationalization” took off quite later even in Western
Europe.6 As the relationship between an individual and a territorial
national sovereign state, the concept of “nationality” means a for-
mula of identification according to which a particular individual
subjects him or herself to the sovereignty of the state. It is a specif-
ically modern form of communal belonging for an individual and,
to our knowledge, was not to be found anywhere in the world before
the eighteenth century. Nationality connotes an individual’s exclu-
sive belonging to the state, but this feeling of belonging is primarily
expressed in one’s sympathy with other individuals belonging to
the same state. And this community of shared sympathy is called a
“nation.” Even when the word is used in the sense of ethnicity or
race, it necessarily implies an exclusivity of belonging. The concept
translation / spring / 2014
..........................
6
For a brilliant analysis and description of modern state sovereignty and the Jus Publicum Europaeum,
see Schmitt, 2006.
16
of nationality is erected upon the assumption of a one-to-one cor-
respondence between an individual and a nation, and indirectly be-
tween an individual and a state sovereignty.
The second point that must be stressed is how the unity of
language is appropriated into the assumption of one-to-one corre-
spondence between an individual and a particular state sovereignty.
It is through the concept of the native speaker that one-to-one cor-
respondence between an individual and a particular nation is most
unambiguously expressed. With the native speaker, the possession
of a language is equated to the innate identity of the individual’s
destiny. It is a truism that a language is something one acquires after
birth, but against all counterevidence, the concept of the native
speaker reconstitutes an individual’s belonging to the nation in
terms of his or her innate and almost biological heritage. This is
how the concept of nationality is most often asserted in ethnic
terms, and the ethnic identity of an individual is recognized in ref-
erence to his or her native language.
In the new international configuration of modernity, there
is no room for universal languages that transcend nationalities and
ethnicities. It is no accident that all the universal languages—except
perhaps for Arabic—gradually declined as national languages were
established to symbolize the cultural homogeneity of the national
community (while at the same time, due to colonialism, some lan-
guages were spread across continents, gaining a status that was nev-
ertheless completely different from previous universal languages).7
Regardless of whether or not a language is actually spoken by the
vast majority of the nation in the territory of the national state, the
national language is held as a norm with its use as a prescriptive
marker of nationality. The institution of national language thereby
acquired an incredible force of command with which to nationalize
the population.
For a long time, however, as if to reiterate ultranationalist
mythology, it has been assumed that national language is a transhis-
..........................
7
It goes beyond the scope of this introduction to discuss the problems connected with this colonial spread
translation / spring / 2014
of such languages as Spanish, Portuguese, Dutch, French, Russian, and Japanese. Postcolonial scholars
have long focused on such problems and on the related challenges for translators of literary works char-
acterized by the presence of a multiplicity of languages. In the present global conjuncture further problems
are posited by the status of English as the universal language of exchange and communication as well as
by the emergence of competing universal languages (e.g., Spanish and Mandarin Chinese).
17
torical entity and can be traced back to the ancient origin of the na-
tion. But as soon as the historical vicissitudes of national or ethnic
languages are in question, one can no longer evade a series of prob-
lems—how the modern national language came into being in the
first place, how a language could be conceived of as an internally
coherent entity distinguished from other languages in an analogy
to the territorial integrity of the modern territorial state, and ulti-
mately in what modality the national language can be understood
to be a unity unambiguously distinguished from other national lan-
guages. Once again we must go back to translation, a process of
border—or bordering, to use the terminology of Mezzadra and
Neilson once again—in which a distinction is inscribed and rein-
scribed between a language and another, a quite violent process of
negotiation in which two figures of a language to translate from and
another language to translate into (schemata of cofiguration) are
projected to regulate the conduct of translation. Let us note that the
distinction of one language from another is primordially figured out
in this process of translation, without reference to which the very
externality of one language to another could not be established.
4. Citizenship and translation
By staging an encounter between scholars who work on
the politics of translation and those involved in the politicization
of the concept of translation, this special issue of Translation at-
tempts to take stock of the theoretical developments and achieve-
ments in the field. At the same time, it aims to lay the basis for
future conversations and new directions of research. It needs to be
repeated that the politicization of the concept of translation in recent
years has run parallel to the discovery of its deep ambivalence. As
Rada Iveković writes in her contribution to this issue, “translation
does not guarantee freedom of any kind, and […] it can be as much
a politics of conquest, capture, exploration–and–exploitation and
colonialism, whether inner or outer.” “But politics of translation,”
she adds, “may be invented.” It is in working through this deep
ambivalence that some of the main concepts and topics at stake in
contemporary political debates can be productively reframed. No
translation / spring / 2014
doubt, what is unambiguously declared—and this is a guiding motto
of this special issue of Translation—is that translation is not a
matter confined solely to the domain of linguistics.
18
Take citizenship, for instance. There have been several at-
tempts to rethink the concept of citizenship through translation in
order to open it up and delink it from the national norm. Étienne
Balibar comes to mind here, among others. In his contribution to
this issue, Balibar dwells very effectively on the opposition as well
as the tricky entanglement of the “paradigm of war” and the “par-
adigm of translation” in the construction of the “other” of the
citizen, which means of the “foreigner” and the “stranger.” At stake
in his essay is the emergence of the very opposition (of the borders)
between “us” and “them” upon which modern citizenship is predi-
cated. While it is rather obvious to think of “war” as the most cat-
astrophic modality of the relation between “us” and “them,” the
role of translation as a “transcendental” condition of possibility for
the existence of reified political identities can easily pass unno-
ticed.
The essay by Boris Buden is particularly relevant here. It
draws a convincing parallel between the scene of translation and
the seminal scene of the “state of nature” in European modern po-
litical philosophy. Thinking of an original “state of language,”
within which the “first translation” produces the emergence of dis-
tinct languages and linguistic communities, works on both sides.
On the one hand it sheds light once again on the deep political im-
plications of the very concept and practice of translation—“All
Contract,” Thomas Hobbes symptomatically writes in Leviathan
(1981, 194), “is mutuall translation, or change of Right.” On the
other hand, it opens up a peculiar angle on the development, and
even on the technical apparatus, of the modern regime of translation
we discussed above (starting with the important instance of the
German Romantic tradition, emphasized by Buden). Simply put,
this regime of translation does not merely reinforce the distinctive-
ness of national languages upon which the bordering of citizenship
is predicated. Rather, it contributes to their production—as well as
to the production of the “other” of citizenship.
A whole set of questions arises here—ranging from debates
on multiculturalism (as well as on its multiple current crises) to the
contemporary transformations of border and migration “manage-
translation / spring / 2014
ment” regimes. When considering such issues, it is clear that the
role of translation cannot be confined to the one we have just high-
lighted. It is clear, in other words, that here and now, not in some
19
remote future utopia, “vernacular” practices of translation are work-
ing the boundary between “distinct” and reified linguistic commu-
nities, building platforms that enable the daily crossing of fortified
borders and are fostering new experiences of identity and “other-
ness.”8 It is definitely possible and productive to envisage a kind
of clash between the ordered regime of translation staged by borders
and the translational practices connected to the production of sub-
jectivity, which meshes with migration as a social movement. What
Naoki Sakai has called “heterolingual” address nicely captures
these subversive aspects of practices of translation, which point to
the emergence of a “multitude of foreigners” (Sakai–Solomon
2006). “There is no absolute translation,” Rada Iveković writes in
her contribution. This impossibility (notwithstanding the many at-
tempts to deny it) opens up a wide and heterogeneous field of
social conflict and political experimentation.
While what we can call “homolingual citizenship” oscillates
between the extreme of war and a benevolent “integration” within
an already constituted and bordered assemblage in dealing with
the “other,” the heterolingual practices of translation outside the
modern regime of translation disrupt this very polarity and keep
open both the space of citizenship and the production of subjectivity
that inhabit it. This is the reason why a particularly important task
today is an exploration of spaces of citizenship below and beyond
the nation–state—from cities to regions.9 As far as the production
of subjectivity is concerned, the relevance of translation in the forg-
ing of the modern Western subject has often been highlighted in
recent years. Both Rada Iveković and Jon Solomon refer to it in
their contributions to this issue. It is therefore crucial to insist on
the fact that to point to an opposition and a conflict between radically
different regimes of translation is to open up a field of investigation
..........................
8
For a rich discussion of these topics, and more generally of cultural translation, see the essays collected
by Ghislaine Glasson-Deschaumes for the special issue of Révue Transeuropéenne, 22 (2002), entitled
“Traduire entre les cultures.”
9
On “cities in translation” see, for instance, the fascinating book by Sherry Simon (2011). As far as “regions”
are concerned, translation has, for instance, been key to the attempt to rethink the European space by Éti-
translation / spring / 2014
enne Balibar (2009). But we may also recall Gayatri Spivak’s reflections on a “critical regionalism,” which
led her to speak of a “practice of othering ourselves into many Asia-s,” making Asia “a position without
identity” (Spivak 2008, 235 and 240). Interestingly, she draws inspiration from José Martí’s essay “Our
America” and from W. E. B. Du Bois’s Pan-Africanism (217–223), engaging in what could be termed an ex-
ercise in transregional translation.
20
where the very constitution of the subject, itself crisscrossed by
lines of antagonism, is always at stake.
While it is rooted, as we stressed above, within concrete
practices of translation, our use of the “heterolingual” address here
also works more broadly, shedding light on practices and dynamics
well beyond the translational and even linguistic field. The concept
of the institution itself deserves to be reassessed from this angle; it
must open up towards the imagination of a continuous labor of
translation between its stabilizing function and the multifarious so-
cial practices that the institution targets and that at the same time
make its existence possible.
5. Translating capital
As Brett Neilson’s contribution to this issue demonstrates
in particular, one of the multifarious ways in which the concept of
translation has been politicized in recent years lies in its use as a
tool for the critique of political economy, or, in other words, for
critical understanding of the operations of contemporary (global)
capital. In highlighting the growing relevance of “machine transla-
tion” in our time, Neilson focuses on two crucial aspects of these
operations: so-called “knowledge management,” and logistics. More
generally, Neilson is keen to register “the link between translation
and the production of value,” referring to the parallel drawn by
Marx in the Grundrisse “between translation and the role of money
in facilitating circulation and making possible the universal ex-
change of commodities.” This is a crucially important point dis-
cussed by several scholars in recent years. By placing the problem
of translation within the “political economy of the sign,” several
years ago Lydia Liu, for instance, mapped some intriguing connec-
tions “between the exchange of commodity and that of the sign in
Marx” (Liu 2000, 23; see also Spivak 1985, 83).
The crucial point here, as both Neilson and Liu recognize,
is the commensurability and equivalence—between languages, sys-
tems of signs, and values of commodities. From this point of view,
it becomes possible to use what was previously discussed as the
“homolingual” address to critically grasp the modalities with which
translation / spring / 2014
capital translates the heterogeneous contexts, ways of human activity
and life, modalities of labor it encounters in its “development” into
the homogeneous language of value (Mezzadra 2010). How does
21
capitalism repeatedly sanction this specific regime of translation,
according to which it is an act whereby to establish an equivalence
between different languages on the one hand, and a linguistic dif-
ference represented as a gap to be bridged by translation on the
other? The international space of commensurability on the one
hand and the externality of one language to another on the other?
How is the formula of equivalence prepared in the modern interna-
tional world as a space of commensurability? We think these ques-
tions are becoming increasingly urgent today.
One of the ways in which they emerge, as Neilson shows,
is the challenge of achieving “interoperability” between systems in
the governance of supply chains through logistical protocols. An-
other way in which it surfaces is, as Gavin Walker succinctly ob-
serves in his contribution to this volume, the refusal of the political
in translation, of the potentiality in translation of contestation, by
the “flattening of the uneven and hazardous practice of translation”
into simplistic forms of commensurability. Thus, the question of
equivalence brings us back to the topic of the politics in and of
translation. “To insist on the historical,” Walker argues, “is also an
insistence on the instability of this two [of the contrasting figures
in the regime of translation], an emphasis on the point that this two
is in no way a coherent or natural arrangement but rather itself a
historical product of the encounter of translation.” What Gavin
Walker uncovers in this politics of translation is exactly what Marx
called the historically practical character of relation “in which the
very terms of its relation itself is subject to a fluid motion, a flux of
radical singularity.”
6. Framing the world
There is a need to emphasize this link between capital and
translation within the more general discussion that surrounds the
multiple roles played by translation in the historical and conceptual
constitution of modernity. In particular, it is looking at the global
scope that has characterized it since its inception, which means
looking at colonialism and imperialism as constitutive aspects of
modernity, that it “cannot be considered unless in reference to trans-
translation / spring / 2014
lation” (Sakai 2000, 797). In his contribution to this issue, Jon
Solomon proposes to critically consider “the various forms of social
domination and exploitation that have accompanied modernity”
22
from the triple perspective of capitalist accumulation (which pro-
duces “the subjects of political economy”), translational accumu-
lation (which produces “the subjects of civilizational and
anthropological difference”), and erudite accumulation (which pro-
duces “normalized bodies of knowledge”). Needless to say, what
counts more is the interweaving between these three regimes of ac-
cumulation. Translation, in particular, is deeply implicated in cap-
italist accumulation, as just mentioned, and apparently it has
prominent roles to play in the production of “normalized bodies of
knowledge” through what Solomon calls “erudite accumulation.”
The combination of these three angles allows light to be
shed on the constitution of “the West” through the encounter with
its multiple “others”; this necessarily required multiple exercises in
translation, linguistic as well as conceptual. Both the spatial parti-
tions that organized the global geography of modernity (from the
“global lines” described by Carl Schmitt in The Nomos of the Earth
to the “areas” of area studies) and the cognitive partitions, upon
which modern knowledge and rationality are predicated, bear the
traces of these translational exercises. While it is still necessary to
investigate these traces and the reproduction of “Eurocentrism” in
the present, there is also a need to carefully analyze current global
developments and trends in order to grasp elements of continuity
and discontinuity.
7. Translation, universalism, and the common
Among other things, the financial crisis of 2007–2008 has
exposed the shattering of old spatial hierarchies, the reshuffling of
geographies of development, and the emergence of new region-
alisms and patterns of multilateralism that are among the most im-
portant tendencies of contemporary capitalist globalization. For the
first time since the beginning of “modernity,” the hegemony of “the
West” within the world system appears unstable and challenged.
Constructed as “particular” and “ubiquitous” at the same time
through the “homolingual address” (Sakai 1997, 154–155), “the
West” can definitely reproduce itself, even in a situation in which
Western hegemony destabilizes. But again, it is urgent to map the
translation / spring / 2014
practices of translation emerging in the current geographical turmoil
that point to different frames of encounter, transnational and
transcontinental entanglement. In her contribution to this issue,
23
Lydia Liu’s reconstruction of the development of “Afro-Asian”
writers’ solidarity after the 1955 Bandung conference is especially
important from the point of view of the construction of the historical
archives of such practices in the past. A new theory and practice of
translation can help us to imagine new spatial and political constel-
lations that emerge out of the current spatial turmoil, and also test
and challenge the stability of the “international world,” and the Eu-
rocentricity upon which the internationality of the modern world
was initially erected.
Considering the prominent role played by translation both
in the production of national languages and in the “regulation” of
the intercourses between them, it is not surprising that the modern
regime of translation, as we insisted above, was also pivotal to the
shaping of the modern world as an international world, i.e. as a
world organized around the (legal and political) norm of the “na-
tionality.” The Chinese translation of Henry Wheaton’s Elements
of International Law (1836) by the American missionary W. A. P.
Martin and his Mandarin collaborators, published in 1864, is a good
case in point, and Lydia Liu discusses it in her essay (see also Liu
2006, chapter 4). Wang Hui also shows very effectively in his recent
The Politics of Imagining Asia (2011, 233–242) the ways in which
this particular translation traveled very quickly to Japan and became
an important tool for the disruption of the “tribute system” that pre-
vailed in the region of today’s East Asia, particularly along China’s
borders.
The Japanese elite was already aware before the Meiji
Restoration that the tribute system was incompatible with the in-
ternational world. The Japanese takeover of the Ryukyu archipel-
ago, with the establishment of the Okinawa prefecture in 1879, and
the occupations of Taiwan and Korea are part and parcel of the
process through which the national norm and the aesthetics of na-
tionality—with its imperial implications—were imposed on the
population of the regions. The “translation” of Western international
law prompted this process, legitimizing it “on the basis of a new
kind of knowledge and new rules of legitimacy” (Wang 2011, 241).
It is important not to overlook that in the process of modernization,
translation / spring / 2014
while the Japanese state effectively undermined the tribute system
in East Asia and subsequently appropriated Okinawa, Taiwan, and
Korea externally on the international stage, the Japanese national
24
language was formed internally or domestically. It goes without
saying that the Japanese national language was invented through
the regime of translation (Sakai 1991).
New borders were drawn in this process, both on maps and
in minds. The role of translation in law deserves careful study both
in past history (think for instance of the Japanese adoption of the
French and, later, German model of civil law, and the British model
of commercial law in the late nineteenth century through transla-
tion10) and in the present (think for instance of the global transfer
of the American standard of “rule of law”11). In her contribution to
this issue, Lydia Liu points to a rather different instance with her
analysis of the drafting of the Universal Declaration of Human
Rights (1948). In reconstructing the multilingual making of that his-
torical document, Liu shows how the contribution of a multiplicity
of languages, as well as the translations, clashes, and even misun-
derstandings between them, potentially opened the Declaration to
“the radical multiplicity and translingual plurality of the philoso-
phies and cultures of the world, first in its moment of genesis and
..........................
10
A massive importation of European institutions to Japan was already underway in the 1870s and ran
parallel to the development of the study of foreign languages. In the first two decades after the Meiji
Restoration, the most studied European languages were English, French, and some Russian. Initially, no
one studied German. But in the late 1880s and 1890s Germany became an important country for the Japan-
ese. The Japanese State began adopting German examples in such a variety of fields as constitutional,
civil, and criminal law and jurisprudence, industrial engineering and natural sciences, medicine, and the
army. It is important to note that the modern Japanese language itself was created in these processes of
introducing and translating European institutions into Japan.
11
There is a growing literature on the role of translation in law, both with reference to specific historical
instances and more generally within the framework of theoretical debates. From this latter point of view
see, for instance, Hasegawa 2009 and Ost 2009. For a critical analysis of the global transfer of the American
standard of “rule of law,” see Mattei and Nader 2009. To follow up on the Japanese example, in the first
few years of the Meiji period (1868–1910) many Euro-American legal and political texts were translated
into Japanese because a knowledge of European institutions was absolutely necessary for the new Japan-
ese State administrators to ensure the Japanese State be recognized as a legitimate sovereignty in the in-
ternational world. For them international recognition was absolutely necessary, for this was the only way
to escape colonization. It was during this period that the Napoleonic civil code was first introduced to
Japan, and a radically different institution of family—the modern family—was introduced to replace the
previous institution of family. “Translate the Napoleonic Civil Code as soon as possible!” was the order
Etô Shimpei, the first Minister of Justice, issued to his staff at the new Meiji Government in 1871. But
there was no systematic civil code in the first few decades of Meiji. Many ordinances were sporadically
issued by the state so as to establish new civil rules and procedures, but there was no systematic civil law
until 1898, when the systematic civil code, modeled after German civil law (which is to say after the circu-
translation / spring / 2014
lating drafts of what would become the German Civil Law Code of 1900), was first legislated. German civil
law theory was particularly influential in Japan until the First World War and shaped the interpretation of
the civil code in its first two decades. After the war the main trend was toward a “re-Japanization” of civil
law, balanced by the need to accommodate international—i.e., Western—standards. US influences be-
came particularly important at that time (see Schröder and Morinaga 2005).
25
then in subsequent translations.” It is necessary to keep in mind, as
Liu herself does, that this moment of “openness” was foreclosed
by the hegemony of the United States of America, which largely
monopolized the interpretations and uses of the document. Never-
theless the multiple temporalities and the dense fabric of cultural
and political encounters hidden behind the text of the Declaration
point to a conflict between different regimes of translation which
deserves further investigation.
It is important to remember in this regard that African
American leaders like W. E. B. Du Bois played an important role
in the process that led to the constitution of the UN and to the draft-
ing of the Declaration (see Anderson 2003). More generally, Du
Bois (as well as the late Malcolm X) interpreted “human rights” in
a particularly radical way. One of the earliest African American po-
litical texts, David Walker’s Appeal to the Coloured Citizens of the
World (1830), may be quoted here in order to highlight the back-
ground of this peculiar interpretation. “There is a great work for
you to do,” Walker wrote to his “coloured” fellows, “as trifling as
some of you may think of it. You have to prove to the Americans
and the world, that we are MEN, and not brutes, as we have been
represented, and by millions treated” (Walker 2003, 32). Put simply,
it was this experience of a “failed recognition,” this violent negation
of humanity, common to colonized and enslaved peoples (men and
women, of course), that allowed Du Bois to see in the claim for
human rights something more than a merely juridical or political
device. The “human” itself could not be taken for granted; rather,
it was something to be (re)constructed as a fundamental “ontolog-
ical” stake in politics.
Once we consider it from this standpoint, Lydia Liu’s dis-
cussion of the roles played by translation in the multilingual making
of the Universal Declaration of Human Rights acquires new, and
more general, meanings. It effectively points to the potentialities of
the very concept of translation in the contemporary discussions sur-
rounding the topics of universalism, universality, and the common.
In brief, we think there is a need to even go beyond the notion of
alternative and competing universalisms, which risks ending up re-
translation / spring / 2014
producing the familiar picture of “equivalent” (universal) lan-
guages, with translation playing the role of arbitrator and mediator
among them, thereby restoring the modern regime of translation for
26
national translation rather than undermining it. The point is, instead,
to insist that the universal itself (as the example of the “human” in
the African American experience shows) has to be produced, and
to focus on the necessary roles of translation in this aleatory process
of production. These roles cannot but be profoundly ambivalent,
and this ambivalence (discussed in this introduction from the point
of view provided by the distinction between “homolingual” and
“heterolingual” addresses) shapes universalism as such. Keeping
universalism open (open in translation to multiplicity and hetero-
geneity) means keeping it accessible to the common process of its
production, as a basis for the invention of new processes of libera-
tion. It is here that the “hazardous and contingent possibility of the
common,” to quote once more from Gavin Walker’s contribution
to this issue of translation, emerges as a fragile but necessary key
to the collective invention of “a new mode of life desperately
needed in the global present.”
translation / spring / 2014
27
References
Anderson, Carol. 2003. Eyes off the Prize. The United Nations and the African
American Struggle for Human Rights, 1944–1955. Cambridge and New
York: Cambridge University Press.
Apter, Emily. 2006. The Translation Zone. A New Comparative Literature. Princeton:
Princeton University Press.
Balibar, Étienne. 2009. “Europe as Borderland.” Environment and Planning D: Soci-
ety and Space, 27 (2): 190–215.
Hasegawa, Kō. 2009. “Incorporating Foreign Legal Ideas through Translation.” In
Theorizing the Global Legal Order, edited by A. Halpin et al., 85–106. Ox-
ford: Hart Publishing.
Hobbes, Thomas. 1981. Leviathan. Edited by C. B. Macpherson. Harmondsworth:
Penguin.
Kant, Immanuel. 1929. Critique of Pure Reason. Translated by Norman Kemp Smith.
New York: St Martin’s Press.
Liu, Lydia H. 2000. “The Question of Meaning Value in the Political Economy of the
Sign.” In Tokens of Exchange. The Problem of Translation in Global Cir-
culations, edited by Lydia H. Liu, 13–41. Durham, NC, and London: Duke
University Press.
———. 2006. The Clash of Empires: The Invention of China in Modern World Mak-
ing. Cambridge: Harvard University Press.
Mattei, Ugo, and Laura Nader. 2009. Plunder: When the Rule of Law is Illegal. Ox-
ford: Blackwell.
Mezzadra, Sandro. 2010. “Living in Transition. Toward a Heterolingual Theory of
the Multitude.” In The Politics of Culture. Around the Work of Naoki Sakai,
edited by R. F. Calichman and J. N. Kim, 121–137. New York: Routledge.
Mezzadra, Sandro, and Brett Neilson. 2013. Border as Method, or, the Multiplication
of Labor. Durham, NC–London: Duke University Press.
Ost, François. 2009. Le droit comme traduction, Le droit comme traduction. Québec:
Presses de l’Université Laval.
Rafael, Vicente L. 2012. “Targeting Translation. Counterinsurgency and the
Weaponization of Language.” Social Text, 30 (4): 55–80.
Sakai, Naoki. 1991. Voices of the Past: the Status of Language in Eighteenth Century
Japanese Discourse. Ithaca and London: Cornell University Press.
———. 1997. Translation and Subjectivity. On “Japan” and Cultural Nationalism.
Minneapolis–London: University of Minnesota Press.
———. 2000. “‘You Asians’: On the Historical Role of the West and Asia Binary.”
South Atlantic Quarterly, 99 (4): 789–817.
Sakai, Naoki, and Jon Solomon. 2006. “Introduction: Addressing the Multitude of
Foreigners, Echoing Foucault.” In Biopolitics, Colonial Difference, edited
translation / spring / 2014
by Sakai and Solomon, 1–35. Hong Kong: Hong Kong University Press.
Schmitt, Carl. 2006. The Nomos of the Earth in the International Law of the Jus Pub-
licum Europaeum. Translated by G. L. Ulman. Candor, NY: Telos Press
Publishing.
28
Schöder, Jan, and Yoshiko Morinaga. 2005. “Zum Einfluss des BGB auf das Japanis-
che Zivilrecht.” Rechtstransfer durch Zivilgesetzbücher, issue edited by
Elisabeth Berger, 2005 (29): 38–44.
Simon, Sherry. 2011. Cities in Translation. Intersections of Language and Memory.
New York: Routledge.
Spivak, Gayatri Chakravorty. 1985. “Scattered Reflections on the Question of Value.”
Diacritics, 15 (4): 73–93.
———. 1993. “The Politics of Translation.” In Outside in the Teaching Machine,
200–225. New York: Routledge.
———. 2008. Other Asias. Oxford: Blackwell.
Walker, David. 2003. Appeal to the Coloured Citizens of the World. Edited by Peter
P. Hinks. University Park, Pennsylvania: The Pennsylvania State University
Press.
Wang Hui. 2011. The Politics of Imagining Asia. Edited by Thomas Huters. Cam-
bridge: Harvard University Press.
Sandro Mezzadra teaches political theory at the University of Bologna and is adjunct
fellow at the Institute for Culture and Society of the University of Western Sydney. In
the last decade his work has particularly centered on the relations between globaliza-
tion, migration, and citizenship as well as on postcolonial theory and criticism. He is an
active participant in the “post-workerist” debate. Among his works: Diritto di fuga. Mi-
grazioni, cittadinanza, globalizzazione (2006) and La condizione postcoloniale (2008).
With Brett Neilson he is the author of Border as Method, or, the Multiplication of Labor
(2013).
Naoki Sakai teaches in the departments of Comparative Literature and Asian Studies
and is a member of the graduate field of History at Cornell University. He has published
in a number of languages in the fields of comparative literature, intellectual history,
translation studies, the studies of racism and nationalism, and the histories of semiotic
and literary multitude—speech, writing, corporeal expressions, calligraphic regimes,
translation / spring / 2014
and phonographic traditions. His publications include: Translation and Subjectivity ;
Voices of the Past. He has edited a number of volumes including: The Translation,
Biopolitics, Colonial Difference (with Jon Solomon) Vol. 4, Traces: A Multilingual Series
of Cultural Theory and Translation (2006).
29
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] | The Regime of Translation and the Figure
of Politics
....................................
McGill University in Montréal, Canada
Gavin Walker
[email protected]
Abstract: What is a “politics” of translation? How does translation—a general
theoretical term that indicates a social process of articulation or disarticulation
through which some phenomena in a given social field appear as a “two”—relate
to politics as such, that is the practice of politics? Frequently, a phrase such as “the
politics of translation” presupposes that “translation” is a complex and multiva-
lent term to be unpacked, but “politics” is, in this style of composition, often
treated as if it were self-evident, as if it were possible to simply affix the term
“politics” to various concepts in order to politicize them. But I want to disrupt
this easy notion of politics and politicization by suggesting that we must seek
another means of entry into the relationship of politics and translation than sim-
ply a facile imbrication of two presuppositions. What I will be primarily con-
cerned with here is the clarification of the question of the two—duality, two
“sides,” complementarity, comparison, division, scission, antagonism, perhaps
even the figure of the “dialectic.” The question of translation, and particularly
the status of the two in translation, has important consequences for the thinking
of politics, even the politics of politics, a metapolitics or archipolitics. I will at-
tempt to elaborate these consequences at length in order to disrupt two comple-
mentary misunderstandings: the notion of politics as ubiquitous or constant,
and the notion of translation as a simple transposition or transference between
two already established positions or fields.
______________
In recent years, the question of translation has been deep-
ened and extended by numerous important interventions in theory.
This concept—and I want to insist on the full plenitude of transla-
tion as a concept—is not, however, merely a theoretical question.
Translation is also a means of naming or marking a real arrange-
ment of forces that organizes real social relations. In this sense,
Naoki Sakai has alerted us to an important conceptual distinction
translation / spring / 2014
within the work of this concept: the distinction between translation
itself and what he calls “the regime of translation.” I want to try to
develop this distinction, so crucial to Sakai’s work, in a specific di-
30
rection: the direction of politics proper. What is a “politics” of trans-
lation? How does translation—a general theoretical term that indi-
cates a social process of articulation or disarticulation through
which some phenomena in a given social field appear as a “two”—
relate to politics as such, that is the practice of politics? Frequently,
a phrase such as “the politics of translation” presupposes that
“translation” is a complex and multivalent term to be unpacked,
but “politics” is, in this style of composition, often treated as if it
were self-evident, as if it were possible to simply affix the term
“politics” to various concepts in order to politicize them. But I want
to disrupt this easy notion of politics and politicization by suggest-
ing that we must seek another means of entry into the relationship
of politics and translation than simply a facile imbrication of two
presuppositions. We should be equally careful here to avoid a dis-
ciplinary separation of registers that would simply equate “politics”
with presumed political acts—practical/concrete acts—and “trans-
lation” with “culture” in a metonymic style of substitution. Instead,
I want to enter into this relation by treating these two terms, these
two concepts, in a divergent manner: what is at stake in the concept
of politics? What is at stake in the concept of translation? And
above all, what is at stake for an act of theoretical articulation be-
tween them? What I will be primarily concerned with here is the
clarification of the question of the two—duality, two “sides,” com-
plementarity, comparison, division, scission, antagonism, perhaps
even the figure of the “dialectic.” The question of translation, and
particularly the status of the two in translation, has important con-
sequences for the thinking of politics, even the politics of politics,
a metapolitics or archipolitics. We will attempt here to elaborate
these consequences at length in order to disrupt two complementary
misunderstandings: the notion of politics as ubiquitous or constant,
and the notion of translation as a simple transposition or transfer-
ence between two already established positions or fields.
There are essentially two dominant registers of inherited
knowledge in which the figure of the two has been extensively de-
veloped: politics and psychoanalysis. We can think of figures of
politics such as the distinction between friend and enemy (Schmitt),
translation / spring / 2014
the primacy of partisanship (Gramsci), the choice of one line or an-
other (Lenin), the geopolitics of the right wing (one putative “civ-
ilization” or another), the geopolitics of the left (the revolutionary
31
camp or the capitalist camp), questions of historiography (the tran-
sition from one mode of production to another and the articulation
between them), and, of course, questions of psychoanalysis. In the
case of psychoanalysis, the figure of the two is perhaps most widely
developed: we can immediately recall such instances as the two of
analyst and analysand in the clinical scenario, the field of love (“the
scene of the Two” in Badiou’s terms), but also the two of the split—
the splitting of the drive between its self-negating effects and its
compulsive repetition, the splitting of the subject between the enun-
ciation and the enunciated, the splitting of the law between its pre-
tension to eternality and its unstable institution in every scenario
of domination. But what is the two on the most abstract or concep-
tual level? (Perhaps this is in fact the most truly “practical” level,
in the sense that the concept is precisely what allows for the fullest
development of what is constrained in the “real” social field). Here,
we must return to the broad question of how to explain three terms
or fields: translation, politics, and the politics or politicality of trans-
lation. Let us then begin with translation.
Translation: The Regime of the Two
The typical presentation of the concept of translation is not,
in fact, referential to “translation” at all but rather to the represen-
tation of translation, what Naoki Sakai has called the “regime of
translation.” In order to set the scene for an articulation between
the concept of politics and the concept of translation, we must first
expand and delineate what is actually referred to by this term
“translation” and the ways in which a clear understanding of this
term is covered over, hidden, or obscured by its confusion with its
own representation. In the commonsensical usage of this word, we
often assume a simple and formal transposition of content from one
signifying system to another. The individual terms, linguistic struc-
ture, and field of meanings are meant to pass through and detach
from one system of signification and reattach themselves, trans-
ferred into another system, to a new home. More broadly, we are
no longer simply accustomed to translation as a concept linked
solely to national language, yet national language nevertheless re-
translation / spring / 2014
mains the general historical concept implied in the term translation:
one putatively unitary language system’s set of codings are disar-
ticulated and reassembled in the terms of another putatively unitary
32
system. English is “translated” into Japanese, French is “translated”
into Russian, and so forth. Beyond this basic sense, however, we
are now used to another use of this term—the whole field of dis-
cussions of “cultural translation,” for example.
These discussions, however, often reproduce the worst
tropes related to the representation of translation—the image of
translation as communication, translation as simple transfer, trans-
lation as a “bridge” between two self-identical elements, translation
as a “filter” or screen (see Sakai 2009). All of these concepts of
translation essentially imagine that translation is nothing more than
an act of articulation between two already existing entities. Hence,
“Western” products are “culturally translated” in Asia, Africa, Latin
America, and so forth, or vice versa, essentially leaving the concept
of “cultural translation” as a mere substitution for something like
the local inflection of ostensibly “foreign” elements. Here, there-
fore, there is no reflection on the process of the formation of the
local and the foreign as modes of classification; instead, they are
simply treated as the presupposed boundaries or edges of terms that
are posited as “two sides” of a relation, a relation that could be con-
nected in multiple ways, to be sure, but always a relation of one
thing and another.
It is exactly this representation of translation that sup-
presses or conceals the more basic question of translation as such:
Strictly speaking, it is not because two different language unities are given that we have
to translate (or interpret) one text into another; it is because translation articulates lan-
guages so that we may postulate the two unities of the translating and the translated
languages as if they were autonomous and closed entities through a certain represen-
tation of translation. (Sakai 1997, 2)
In other words, translation is an open and inconclusive act
of articulation in the space of radical incommensurability, in the
space of indeterminacy prior to coalescence into the form of rela-
tion. Translation is represented as if this zone of indecidability was
not the primary scene of engagement, but rather the outcome of its
own processual motion. But the basic problem is that translation
describes what Gramsci called a “historical act,” an act with polit-
translation / spring / 2014
ical and historical contents. However, the representation of trans-
lation represses this aspect of history, and therefore, the aspect of
politics, which is always involved in the necessity of reducing cir-
33
cumstances to one line and another. We will return to this aspect
when we take up the question of politics proper. If we reduce trans-
lation to its representation, we undertake an act of dehistoricization,
by which the originary differential, the acting and poietic dimen-
sion of translation, is repressed and reduced to an ahistorical con-
stant, a relation already established between two elements that are
themselves not called into question.
The paradox presented by this gap or rupture between the
work of translation and its representation is that it is only through
translation that we can enter into this gap itself, exposing us to a
theoretical dynamics in which translation appears as a structure that
works on itself. But how does this operate? And what kind of prob-
lem does this disclose, not only for translation but also for trans-
latability?
What makes it possible to represent the initial difference as an already determined dif-
ference between one language unity and another is the work of translation itself. This
is why we always have to remind ourselves that the untranslatable, or what can never
be appropriated by the economy of translational communication, cannot exist prior to
the enunciation of translation. It is translation that gives birth to the untranslatable.
Thus the untranslatable is as much a testimony to the sociality of the translator, whose
figure exposes the presence of a nonaggregate community between the addresser and
the addressee, as to the translatable itself. However, the essential sociality of the un-
translatable is ignored in the homolingual address, and with the repression of this in-
sight, the homolingual address ends up equating translation to communication. (Sakai
1997, 14)
Here Sakai introduces the concept of “homolingual ad-
dress,” a term that plays a crucial role in explicating the specifically
theoretical physics of this question. The homolingual address pre-
supposes that not only the language community (or let us say more
broadly social community) of the addresser but also that of the ad-
dressee is unitary, or perhaps, more specifically, univocal, and that
it can be expressed in a relation of integrity or totality. In this
schema, the unity of the community of the addresser and that of the
addressee do not have to be the same. In fact, they can be radically
divergent from each other. But they must each be presupposed as
two unities. That is, the surrounding economies of address and re-
ceipt must be understood or imagined as two islands, two self-con-
translation / spring / 2014
tained and self-identical spaces without excess or escape. These two
spaces would each constitute an interior and an exterior, a hard ker-
nel of solidity inside and a fluid, indeterminate space outside. But
34
this structure of presupposition is itself based on another intervening
set of determinations, a schema—and here we should emphasize
the centrality of the Kantian thinking of the concept of schema for
Sakai’s work, in which important and original theoretical results
are generated around this figure of thought—through which social
circumstances are represented as if they corresponded to this prior
image of isolated, unitary, and identical communities.
But what happens in such a schematic? What is elevated
and what is repressed from view? In turn, what is accidentally or
fortuitously disclosed to us by means of another dynamics that
would inhere in such relations? First and foremost, a complex tem-
porality is installed here. Translation, as we have been arguing, is
above all a historical act, in the Gramscian sense. What Gramsci
suggests by this formulation is that the concept of the act—the prac-
tice—that is crucial to us never occurs merely at the level of a con-
ceptual dynamics or an empty, contentless purity. The act for
Gramsci is always historical, always immersed in a context, a genre,
a category of statements, movements, alliances, spontaneous and
emergent political allegiances, forms of intelligibility, and so forth.
In this sense, translation—the act of articulation in a social space
of incommensurability—is always historical insofar as it never
merely occurs as an interval, but rather creates the conditions for
an interval or gap to assert itself. But where this gap should be lo-
cated, how it should be formed, and what conditions inform its
emergence, are all questions linked to the specific historical and po-
litical dynamics of the particular circumstantial conjuncture within
which the act of translation is undertaken. In this sense, translation
is an instance of the historical present, a historicity suffused with
an openness and sense of intervention, while translation’s represen-
tation is saturated by a conception of the past as closure, the past as
fixity, in which two sides are structurally presumed.
What plays the essential role here is the prefix, in the strict
sense: the always-already determined nature of supposition:
By erasing the temporality of translation with which the oscillation or indeterminacy
of personality in translation is closely associated and which can be thought in an anal-
translation / spring / 2014
ogy to the aporetic temporality of “I think”, we displace translation with the represen-
tation of translation. […] The representation of translation transforms difference in
repetition into species difference (diaphora) between two specific identities. (Sakai
1997, 15)
35
Here, a new and crucial point is presented: we see how
translation as a historical act is conflated with or covered over by
the representation of translation, or the regime of translation, but
we also see how this conflation creates a specific modality of the
presentation of difference as such. As Sakai points out, here differ-
ence in repetition—translation as a historical act, an act of articu-
lation that is incessantly repeated but always in divergent
conjunctures with divergent compositional elements and out-
comes—is instead transformed into a sort of specific difference, in
the schematic sense of genus, species, and individual. It is in this
sense that the representation of translation, in which the open his-
toricity of articulation is foreclosed as a mere encounter between
two presupposed “sides,” comes to be not an expression of a dif-
ference that must be bridged, but rather a difference that takes place
always-already within the economy of commensurability. Two sides
are presupposed, two unities are preposited. These two unities come
to be capable of an encounter, of being represented as two fields
between which translation passes, because they already are pre-
sumed as unities within a field of commensurability, in which an
encounter is possible at all. But this, as Sakai demonstrates through-
out his body of work, is precisely the theoretical mode by which
translation as an act of articulation in the space of incommensura-
bility, is repressed or hidden. In this sense, the regime of translation
is the repression of the historical, despite its appeal to history – the
supposed “natural” basis of national linguistic community and so
forth – an appeal that might be linked here also to the psychoana-
lytic concept of “drive,” a force of pulsion towards an object of de-
sire that nevertheless must undermine its own satisfaction or
fulfillment.
This entire theoretical structure is what Sakai calls “the
schema of cofiguration,” “the discursive apparatus that makes it
possible to represent translation” (Sakai 1997, 15). This apparatus
or mechanism is immersed in discourse, that is to say, in history.
The schema of cofiguration is a mechanism that is itself profoundly
historical, a product of the historical process, but one that allows
through a certain evasion of the implications of this historicity. This
translation / spring / 2014
schema in essence names or marks the gap between the historicity
of translation and the historicity of its own representation, a repre-
sentation that acts as if translation could from the outset be a pre-
36
supposition rather than a rupture or contingent act in the incom-
mensurable and irreconcilable field of historical flux. This is again
why the historicity of translation that is repressed by the regime of
translation finds its resolution in practice, in the historical act: “the
practice of translation remains radically heterogeneous to the rep-
resentation of translation” (Sakai 1997, 15). As an act of social ar-
ticulation, in which a previously existing set of terms and relations
emerges and develops, translation is always first and foremost prac-
tical. It involves an intervention, or what we might call a forcing
(following Alain Badiou), the production of an economy of ele-
ments and relations between them that the prior conjuncture could
not theoretically anticipate in its own logical structure. This open-
ness of practice and historical contingency must always be “radi-
cally heterogeneous” to the regime of translation, the schema of
cofiguration in which two sides are posited from the outset as if
their own conditions of production were mere teleological out-
comes of necessity, and not themselves subject to the same histor-
ical flux that enabled even the discursive apparatus through which
they could be apprehended at all.
This is why, in the question of translation, we must pay ex-
tremely close attention to the position of the translator, the site in
which the entire process remains open to a certain flux, even within
the representation of translation, which desperately attempts to re-
press the historicity of the image of “two sides”:
At best she can be a subject in transit, first because the translator cannot be an “indi-
vidual” in the sense of individuum in order to perform translation, and second because
she is a singular that marks an elusive point of discontinuity in the social, whereas
translation is the practice of creating continuity at that singular point of discontinuity.
Translation is an instance of continuity in discontinuity and a poietic social practice
that institutes a relation at the site of incommensurability. (Sakai 1997, 13)
Here the concept of the singular needs to be unpacked at length,
and in reference to a series of theoretical problems linked to the
question of the subject. Sakai locates the concept of singularity in
the figure of the translator, what he calls the subject in transit, that
is, the “point of discontinuity” in the representation of translation
translation / spring / 2014
as a smooth transposition of meaning between one signifying sys-
tem and another. The singular here is thus a marker of interruption,
an emblem of a split, a break, or a rupture. Equally, however, the
37
singular is also that mechanism through which continuity attempts
to renew or renovate itself, needing to always be articulated through
concrete instances and thereby attain a social solidity. As a conse-
quence, singularity is that form in which both continuity and dis-
continuity find a foothold or grounding, a paradox or dynamic
tension that furnishes the point of rupture in the regime of transla-
tion. It is in this sense that singularity is the site of connection be-
tween the historical practice of translation and the representation
of translation that hides or shields it from view. Equally, however,
singularity is also the point around which our investigation of pol-
itics must circulate.
Politics: The Torsion of the Two
Just as the concept of translation is in fact a divided con-
cept, suspended between the regime of translation (the work of its
representation) and translation as such, so too is the concept of pol-
itics divided between at least two dominant instances. Translation
itself is a marker of instability, a point or site within the social mo-
tion at which there is an active process of institution, the formation
of a relation out of the field of radical incommensurability. But the
regime of translation is a repression of this radical singularity, one
that instead relies on an ahistorical insistence on the ubiquity of the
two. Here is where a theoretical relation can be drawn between
translation and politics. But let us first investigate the concept of
politics as such, before we enter into the relational concept of a pol-
itics of translation.
The two dominant instances through which the concept of
politics is broadly understood can be conceived in terms of ubiquity
and rarity. What do these two relations signify? Our global moment
is one in which politics appears to be everywhere: in our personal
lives, in our increasing capacities to participate in supposedly po-
litical processes (polls, questionnaires, the interactive space of on-
line news, the massification of opinion via social media, and so
forth). Our tendency today, therefore, is to imagine that politics is
something ubiquitous: always available, easily accessible, a ques-
tion of simply “choosing” or “thinking” within a field of immedi-
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acy, a direct plane of outcomes that lies within our proximate
horizon. But is this thesis not in fact the death of politics as such?
What specificity could we even accord to politics if every social–
38
historical instance were considered “political”? The concept of
ubiquity presupposes that everything is political, that politics suf-
fuses our situation. In a sense, this concept of politics is one that
conceives of it as a continuity, as a constantly present field of in-
stances that emerge in and through everything. But what if instead
we were to say that politics is rare? In other words, what if we were
to state that politics is not what is included throughout the social–
historical world, but rather what is excluded? The argument for the
rarity of politics is one that suggests something quite different from
the thesis of ubiquity. Here, instead, politics would be conceived
as a specific, concrete, historical, and practical figure, something
with specific moments of institution, something that emerges in and
through a specific conjuncture, rather than a presupposed immanent
and universally accessible field.
Such a concept of politics could be said to have a certain
genealogy of recent and contemporary thinkers associated to it:
Foucault, who rejected the ubiquity of politics, and instead spoke
of the possibility of politicization, the “making-political” of social
instances through practical interventions; Badiou, who insists on
the event, which punctures the seemingly smooth and closed situ-
ation by introducing new and inventive contradictions, grounding
a political sequence and thus retroactively convoking a political
subject through a fidelity; Rancière, in whose work we find an em-
phasis on the strong intervention of an egalitarian proposal that sus-
pends the representations possible in the dominant order, an
opposition that he names the antagonism between “politics” and
“police.” In essence, all these thinkers oppose the basic thesis that
“everything is political,” insisting instead that, strictly speaking, if
everything is political, then in truth nothing is political, because
politics here would be indistinguishable from the situation of its
emergence, eliminating entirely any element of contestation or nov-
elty. If everything were political, the very act of politicization would
be meaningless. There would be no need for political analyses or
political interventions that above all introduce an element of exte-
riority into the situation, exposing it to new limits, boundaries, and
combinations rather than simply accepting the status quo as a set
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of rigid givens. In this sense, contestation itself would merely be
enclosed within an economy of inclusion, such that any force of the
outside would itself already be presupposed as internal to the all-
39
encompassing, entirely immanent situation. Here, of course, there
would be no need to speak of politics as such, because if politics is
anything, it is precisely the rare moment when the existing social
and historical arrangement is called into question by means of novel
and inventive acts of contestation, the creation of new antagonisms
that previously could not be represented in the conjuncture.
In thinking this concept of politics, let us take an example
from Rancière, who offers an apt formulation: “Politics exists when
the figure of a specific subject is constituted, a supernumerary sub-
ject in relation to the calculated number of groups, places, and func-
tions in a society” (Rancière 2004, 51). Here a series of terms
emerge that are crucial for our analysis. First, as Rancière points
out, the question of politics is always linked to the question of the
subject. But there is an important proviso, in that the subject – that
is, the subject of a political process – is not considered here to be a
given, something that would be presupposed. Rather, the typical or
commonsensical order of the process is inverted: the subject is un-
derstood as an effect of politics rather than its guarantor, justifica-
tion, or legitimating force. It must also be said that here the subject
is specific, that is, the product of specific circumstances, trends,
and forces. But what Rancière also emphasizes here that is most
crucial for our analysis is his emphasis that this subject is always
supernumerary. What does he indicate with this concept? There is
here a thought of countability or calculability: as we know, a given
social formation is composed of groups, interests, communities,
forms of relation, and types of social linkages. For this given soci-
ety, the social body itself apprehends these elements; certain groups
are recognized, acknowledged, and counted, or accounted for in
the body of society as a whole, by means of statistical interventions,
censuses, and surveys. In other words, these groups and communi-
ties constitute a specific number rather than an infinite series. This
must be the case because for a group to count as one it must be ac-
knowledged as such.
But what Rancière points us toward here is a concept of
politics that exceeds or that cannot be encompassed by this calcu-
lability, this preestablished count through which society constitutes
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itself in a given situation. Instead, he claims, politics proceeds when
a supernumerary—some element, statement, concept, action, in-
vention, creation—that is not calculable within the given hierar-
40
chies, taxonomies, and arrangements presents itself within a social
formation. This figure of politics would be precisely an excess el-
ement escaping calculation that, by presenting itself within an order
of the count, suspends that order by its very existence, calling into
question the very foundations of the forms of ordering making up
the social status quo. Elsewhere, Rancière provides us with a sug-
gestive historical episode that might clarify the process by which
this rare conception of politics erupts, inserting into the conjuncture
an entirely new mode of contestation that, strictly speaking, was
absent prior to its enunciation, prior to the historical act of politics:
The difference that political disorder inscribes in the police order can thus, at first
glance, be expressed as the difference between subjectification and identification. It
inscribes a subject name as being different from any identified part of the community.
This point may be illustrated by a historic episode, a speech scene that is one of the
first political occurrences of the modern proletarian subject. It concerns an exemplary
dialogue occasioned by the trial of the revolutionary Auguste Blanqui in 1832. Asked
by the magistrate to give his profession, Blanqui simply replies: “Proletarian.” The
magistrate immediately objects to this: “That is not a profession,” thereby setting him-
self up for the accused’s immediate response: “It is the profession of thirty million
Frenchmen who live off their labour and who are deprived of political rights.” (Rancière
1999, 37)
In essence, the crucial point of this historical moment is ex-
pressed in terms of a “subject name” that is “different from any
identified part of the community.” What is already included or
counted within the existing situation is a compositional part of that
situation, something “identified” (sighted or cited) within the set
of available relations produced by the status quo, the arrangement
of forces at work. Thus, when Blanqui refers to himself before the
magistrate as a “proletarian,” he presents the subject-name of some-
thing paradoxically foundational to the existing order, but in a neg-
ative or absent sense. The figure of the proletariat appears as the
negative ground of the status quo, the element that must be included
insofar as it is a core element of the situation (“the profession of
thirty million Frenchmen who live off their labour and who are de-
prived of political rights”), but that must be excluded as calculable
within the existing social and political arrangements, because to do
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so would expose the instability, the contingency and accidental na-
ture of the dominant discursive apparatuses for the ordering of so-
ciety (the figure of the citizen, legal personhood, state recognition).
41
All of these elements are themselves historical products, but prod-
ucts whose contingent and historical origins must be erased or cov-
ered over in order to function as putatively “natural” givens in the
maintenance of the social order. It is here that Rancière points out
that politics is exactly what emerges at the point when this erasure
of historicity is exercised, when the element that is excluded in rep-
resentation presents itself.
Here, we might profitably take up another complimentary
discussion, this time in the work of Alain Badiou, who has exten-
sively developed the generic conceptual schema behind such an un-
derstanding of politics by drawing a clear distinction between
representation and presentation, and the position of an evental rup-
ture in the supposedly “normal” course of the situation, a circum-
stance linked in his thought to the figure of the State.
The ultimate effect of an evental caesura, and of an intervention from which the intro-
duction into circulation of a supernumerary name proceeds, would thus be that the truth
of a situation, with this caesura as its principle, forces the situation to accommodate it:
to extend itself to the point at which this truth – primitively no more than a part, a rep-
resentation – attains belonging, thereby becoming a presentation. The trajectory of the
faithful generic procedure and its passage to infinity transform the ontological status
of a truth: they do so by changing the situation “by force”; anonymous excrescence in
the beginning, the truth will end up being normalized. However, it would remain sub-
tracted from knowledge if the language of the situation was not radically transformed.
(Badiou 2005, 342)
Here Badiou, in a dense and concentrated formulation,
points out something crucial for this discussion of the supernumer-
ary “subject-name” in the question of politics: the role of force. In
essence, when Rancière relates the story of Blanqui’s trial, what he
points out is that something derived from the situation but not co-
extensive with it erupts into being and “forces the situation to ac-
commodate it.” More specifically than merely its supernumerary
character, it is this forcing that expresses the nature of politics. A
political process does not merely present something absent from
the situation that nevertheless must play a role within it; rather, it
forcibly punctures the situation by means of an insistence. What is
“counted” in the situation is given a place within it. But what is su-
translation / spring / 2014
pernumerary, what exceeds calculability in the optic of a putatively
constant and stable scenario, never attains a clear “place” within
the logic of the situation into which it intervenes. This is because,
42
as a forcing, such a supernumerary intervention always compels
the situation to modify its equilibrium in order to persist.
What we might then say is that, if politics is the rare and
evental forcing of a modification of the situation by means of the
intervention of a supernumerary element, then the representation
of politics as a calculable, easily accessible, and immediate field
obscures and represses politics as such. This we could call “the
regime of the political,” the mode of inquiry that reduces the in-
stance of politics proper—a forceful and hazardous intervention
that institutes a novel modality of the situation—to a mere set of
choices already presented within the field of commensurability. Let
us expand more on this point.
What is commensurable is capable of a relation, capable of
being included in a preestablished or presupposed set of potential
relations. What is incommensurable is a radical difference, a dif-
ference that cannot be “explained” or resolved, even into a rela-
tional concept of “difference” itself. Concepts of difference that we
frequently encounter in theoretical analysis—cultural difference,
linguistic difference, sexual difference, national difference, etc.—
are not, strictly speaking, incommensurable. One putative cultural
space is contrasted with another, instituting a relation of “differ-
ence”; one presupposed linguistic community is placed into relation
with another, establishing a system of ordering “differences” be-
tween the two zones; physical elements, social behaviors, cultural
practices, and so forth are formed into categories of belonging,
thereafter establishing modalities of detecting supposed “abnormal-
ities” and forming a regime of differences with types of relations,
modes of contrast, means of comparison, and so on. But all these
“differences” are forms of specific difference, differences that are
gradations of contrast within a conceptual species. In other words,
rather than being markers of difference as such, these are all rela-
tions included within a regime of homogeneity, one in which the
heterogeneous is ordered on the interior of a bordered space of uni-
vocality.
When politics is thought as the simple oscillation between
already-established positions within the field of commensurability,
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what is desperately repressed is the historicity of politics as such,
politics as an historical act. Paradoxically, however, it is always
history that is appealed to in the service of this erasure: the situation
43
is treated as a necessary outcome of a circumscribed history, a lan-
guage is retrospectively made a unity through appeals to national
history, a social circumstance is made “natural” by means of retro-
jecting a historical development onto a contingent process. But in
this way, the historical possibility of politics, the fact that politics
has no guarantee or legitimating force, is covered over and re-pre-
sented as a set of necessities. The radical historicity of politics is
contained precisely in its excess over the historical narrative, the
inability of appeals to history to exhaustively account for the his-
torical materiality of the institution of a new mode of social exis-
tence, or to account (or “count”) for the historicity of singularity
(see Haver 1986). If politics then, is a fidelity to a concept of his-
toricity as incompletion, it is never an incompletion that would lead
to abstention or withdrawal. Such a concept of politics, by empha-
sizing the incompletion of the historical process and the radical
incommensurability of interventions supernumerary to the conjunc-
ture, is instead a theory of partisanship. And this concept of the
partisan is always a thought of the two. From the outset, politics
has its own concept of “two”—the situation and the intervention,
the field of the countable and the supernumerary, for instance. It
might be argued that such a conception of politics can never be re-
ducible to the two precisely because it is supernumerary and there-
fore exceeds all forms of the count. But this would be to
misunderstand the status of the two, a decisive concept that we now
must clarify in knitting together the questions of politics and trans-
lation.
The Politics of Translation: The Distribution of Force
Having considered two separate concepts—the relation be-
tween translation and its representation (the “regime” of translation)
and the relation between two conceptions of politics (ubiquity and
rarity)—I want to consider the possibilities for thinking the politics
of translation through an articulation of these two fields of inquiry.
First and foremost, let us revisit the basic problem: the representa-
tion of translation is a regime in which two sides are made to ap-
pear. It is not the case that these two sides are “already there”—
translation / spring / 2014
translation is an act in which this division or separation is enacted.
This division or separation occurs for at least two reasons. On the
one hand, it expresses the forms of political subjectivation that are
44
given by means of social relations and that express social forms of
power and subordination. On the other hand, the intervention into
this regime—which cannot be simply or easily overcome, as it es-
sentially expresses the social-historical forms through which sig-
nifications such as language itself are inherited—cannot consist in
refusing the act of division or separation either. To do so would
simply mean valorizing a flattened concept of immanence, in which
the copresence of all phenomena was treated as one indistinguish-
able plane. The political consequences of this are stark: the status
quo is thus treated as the immanent expression of the existing field
of elements, which only have to be differentially arranged to enact
a political intervention. Everything is interior to this schema, it ends
in proposing a certain univocality of politics and of thought, in
which an actual break remains impossible.
In other words, if our reaction to the concept of translation
as a schema, as a modality of analysis, remains at the level of sim-
ply refuting the parceling out of phenomena into “two,” we will be
unable to sustain a genuine politics of translation. A politics of
translation must not take the immanentist route, which presumes
that the response to the simplistic binaries of modernity is to pro-
pose instead one unitary field in which everything is arrayed for
experience. This would be to deny the politicality of politics proper,
which consists precisely in following through the consequences of
what cannot be included within a unitary field of experience. In
other words, if we are to create a politics of translation that is not
merely an acting correlate to the regime of translation, in which we
are consistently given “two sides” of a false choice, we must at-
tempt to inhabit this relation of the Two in a divergent manner, to
see how this separation might function differently. If we were to
say that politics is rare, while the regime of politics is ubiquitous,
we might also say that, although the discursive apparatus of the
regime of translation makes us think otherwise, in fact translation
is rare.
Let us now take up this question of the two, the question of
how to think this problem without simply valorizing the false bi-
nary structure of the schema of cofiguration. In the case of transla-
translation / spring / 2014
tion, the representation of this concept always relies on the image
of the structure of communication—one successful and unitary se-
quence is “translated” (here transposed, recoded, reframed) into an-
45
other. In this representation, therefore, a figure of the two is always
being generated: two sides, two languages, two systems of enunci-
ation. This sense of equivalence—the insistence that translation is
a smooth transfer of meaning from one “side” to the other—is given
by means of the regime of translation itself, in which the structure
of presupposition is always relied on as a primary driving force.
Language itself is presupposed as coextensive with national com-
munity or with an instituted and given community of belonging,
thus rendering all instances of translation into modes of communi-
cation or transfer between these already-presupposed entities. In
this sense, to insist on the historical act or practice of translation is
also an insistence on the instability of this two, an emphasis on the
point that this two is in no way a coherent or natural arrangement
but rather itself a historical product of the encounter of translation,
which is then retrospectively attributed to its origins, and then once
again conjured up in order to derive itself from its own presuppo-
sitions. This peculiar and circular logic of origin is a general phe-
nomenon of capitalist society, one that we must insist is in no way
limited to the questions here under consideration (see Walker 2011,
and 2012). But for our purposes, what is distinctive and crucial
here is to try to think of how we can understand this figure of the
two—of division, scission, torsion, and so forth—without repro-
ducing the other two, the binary structure of cofiguration presented
to us in the regime of translation.
If the two of the regime of translation is a two that is lo-
cated, as we have discussed, within the presupposed terrain of com-
mensurability, we might profitably ask: is this cofigurative pairing
really a Two at all? Is it not the case that the secret of the regime of
translation is in fact its flattening of the uneven and hazardous prac-
tice of translation, in which neither “side” preexists the process, it-
self never a simple teleological instance? If this is all true, should
we not refer to the regime of translation not as a Two but as a One?
In fact, what the regime of translation and the regime of the political
share, in flattening their respective practices into simplistic forms
of commensurability, is a refusal of contestation, of the truth of the
two, the truth of division and rupture, that another direction is pos-
translation / spring / 2014
sible, and one must choose. One must choose because politics,
while contained in the supernumerary eruption that suspends the
dominant order by introducing or presenting a structuring principle
46
that is nevertheless absent, consists also in upholding the conse-
quences of this eruption (see Walker 2013). In the guise of the two,
what is really presented to us in the regime of translation and in the
regime of the political is a concept of the one, of a field without
real scission, a space of preordained “difference” within which
everything has already been decided, placed into a regime of rela-
tion that excludes critical contestation.
In considering this duality of the two, suspended between
the historical practice of translation and its representation, we might
proceed here by entering into the thinking of the concept of the di-
alectic, this embattled and even “scandalous” term, a term over
which fierce contestations in the theoretical field have been fought.
The question of the relation between the analysis of translation and
the thought-form of the dialectic is fraught and complex. How can
we think these two instances of relation or non-relation together?
What is at stake in doing so? First and foremost, before we enter
fully into the elaboration of this question, I want to state from the
outset my basic thesis: the politics of translation remain fundamen-
tally linked to the dialectic precisely because the dialectic is the es-
sential form through which the critical force of antagonism and
contestation is preserved. But what is it, in the form of dialectical
thought, that remains linked to this split of translation and its rep-
resentation? Marx reminds us:
The dialectic in its rational form is a scandal and an abomination to the bourgeoisie and
its doctrinaire spokesmen, because it includes in its positive understanding of what ex-
ists a simultaneous recognition of its negation, of its inevitable destruction; because it
regards every historically developed form as being in a fluid state, in motion, and there-
fore grasps its transient aspect as well; and because it does not let itself be impressed
by anything, being in its very essence critical and revolutionary. (Marx 1996, 20)
The dialectical torsion between elements is an expression,
not of simple commensurability, but of the historically practical
character of relations, in which the very terms of the relation itself
are subject to a fluid motion, a flux of radical singularity, in which
the terms—and the putative division between them—torsionally
invert into each other, each in turn containing the seeds of the prior
translation / spring / 2014
results and cyclically passing between forms of solidity. The di-
alectic is in essence a refusal of the simplistic commensurable stra-
tum of specific difference, a refusal that posits a new and restless
47
Two, ceaselessly changing in history and practice, against a mere
binary treated as two sides of a given field. This “rational form”
here is of course the Hegelian “rational,” the figure of intelligibility,
not the concept of rationality linked to the questions of “rational
choice,” homo economicus, and so forth. What is this “rational”
figure in the field of translation? It is precisely politics. Politics is
the form through which the potentiality of translation—the histor-
ical act of making, creation, relation in the space of incommensu-
rability—realizes itself in the social life world. In this sense, the
politics of translation is an entirely literal phrase: translation, rather
than its representation, realizes itself in and through politics, un-
derstood here as the field of contestation, raised to a principle: the
principle of the supernumerary historical intervention that cannot
be merely reduced to an outcome of the existing situation.
The politicality of the split between the historical practice
of translation, the pure articulation in the space of the incommen-
surable, and the representation of translation as communication or
exchange between two given sides is a conflict between two images
of duality: the regime of translation or schema of cofiguration es-
sentially produces a false image of the two in order to neutralize the
real of the Two, the radicality of intervention that the Two expresses.
This latter duality is not the simple exchange between one “side”
and another, but a two that expresses the split between the state of
the situation, in which difference is flattened into commensurability,
and the eruptive intervention of singularity that presents the void
core of the situation, that exposes its regime of cofiguration.
To apprehend the singular is frequently nothing but a reduc-
tion to a genealogical or taxonomical structure, a process through
which the singular is itself erased as singular, precisely in an act of
attempting to “locate” it, to “site” (or cite) it. The structure of the
citation, the historicization, whereby the singular comes to be a sta-
bilized meaning, a stable signification, places the singular into an
economy of signification, one that then saturates the original in-
stance with a full density of meaning. When we cite a quotation we
do more than simply “locate” a text: we refer a series of words, con-
cepts, and statements to a group of significations—places, names,
translation / spring / 2014
publishing houses, networks of knowledge, linkages of power, pa-
tronage, intellectual heritage and genealogy, modes of analysis, par-
tisan groupings within the production of knowledge, etc.—thereby
48
overwriting the cited text with a deeply sedimented, ingrained his-
tory. This interjection of the historical into the text constitutes one
of the key elements through which the singular tends to always van-
ish, emergent but interrupted, in the process of its own elaboration.
In turn, just as a statement once cited transforms from an irruptive
interjection into a genealogical referent, so too a politics that pres-
ents itself as a natural outgrowth of a set of givens or field of histor-
ical necessities erases the element of politics proper—antagonism,
contestation, the singular exposure of the void of the situation.1
One of the peculiar aspects of the question of translation,
one crucially pointed out by Sakai, is that translation names both
the negative system of capture in which social phenomena are
bracketed into simple dualisms (the schema of cofiguration or
regime of translation), but also names the affirmative politics
through which this gap itself is negotiated or intervened into, in
practice, in strategy. Translation always implies strategy. We know
that there is a politicality of translation—but the real question is, if
this politicality is merely the expression in the political field of the
double bind of the regime of translation, how can we develop a
specifically affirmative politics of translation? Here part of the es-
sential question is the distance, separation or split between the one
shore of translation and the other. Can we learn something essential
here from the question of politics more broadly? In the political
sphere the problem is exactly that you must take a distance from a
relationship of antagonism in order to develop your forces on your
own terrain. What does this tactical consideration mean for the pol-
itics of translation?
The representation of translation makes the social space of
incommensurable and radical heterogeneity into a simple relation
of two already-determined sides. But this two, as we have noted, in
fact functions in a univocal manner, suspending the radical differ-
ence of the two under the homogenizing force of the one, the field
in which specific difference is already included in its count of the
situation. In contrast to this false pairing, politics consists in the ac-
tive and forceful production of a two where previously there was
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..........................
1
On the thought of singularity, see Lazarus, especially 1996 and 2013. I intend to extensively discuss the
unique and original work of Lazarus on another occasion.
49
only one: the act of division here is of a decisively different char-
acter than that of the regime of translation, in which division is only
a simulacrum of difference. Politics, in this sense, precisely consists
in the radical act of making two sides appear—two antagonistic
classes, two lines, two positions—and in refusing the two (the
schema of cofiguration) produced by the situation itself and in
which we find nothing but a field of mutually reinforcing complic-
ities. Let us take the example of class—the quintessential social cat-
egory of capitalist society—in thinking the possibility of a politics
of translation:
The simple class contradiction is a permanent structural fact, economically locatable
(weak correlation), while the class struggle is a process of particular conditions, entirely
political in essence, which is not deducible from the simple weak correlation. To con-
fuse the class contradiction with the class struggle, to practice the correlative indistinc-
tion of the contradiction, is the philosophical tendency of economism, workerism, the
Marxism of drowsiness and the classroom. (Badiou 2009, 24)
In the same way that the “simple class contradiction” is a structural
fact of the situation under which it exists (world capitalism), so too
the “regime of translation” which establishes the civilizational-
colonial division of labor is a structural fact of the “international
world,” the world constructed from the unit of the nation–state.
What this means in practice is that a politics of translation cannot
begin from the mere “structural fact” of translation—the fact that
significations and social relations are parceled out and distributed
according to the schema of separation and classification as discrete
and holistic entities—but must begin instead from the active nega-
tion of this fact. Such a politics would not refuse the concept “trans-
lation,” but would attempt to enter into it from another direction,
another mode of possibility, a way to “apprehend singularity with-
out making it disappear” (Badiou 2005, 30), without making it dis-
appear under the weight of its own name.
Just as politics can never confuse the class contradiction—
the mere fact of the situation—with the class struggle, the active
and inventive intervention that cannot be accounted for in the terms
of the situation, so too a politics of translation must never conflate
translation / spring / 2014
the representation of translation with the rare and singular en-
counter of translation. A politics of translation would consist in the
apprehension of singularity, an apprehension that would hold it in
50
tension, refuse to subsume it under the weight of its own surround-
ing economy, but that would sustain its visibility in the midst of a
regime of representation dedicated to rendering it invisible. In a
time when the mutually reinforcing civilizational narcissisms of
area studies and the representations of the international world are
being constantly presented in the schema of cofiguration, the po-
litical and historical work of translation remains a decisive task.
Elaborating new political modes of relation, actively creating new
linkages and solidarities beyond the simplistic communicative
model that we are given by the regime of translation in which we
are immersed is a task that reminds us of the center of a politics of
translation: a new and open search for the possibilities of the com-
mon, but an uncanny common, a common that disturbs our sense
of inherited belonging and that suspends our fantasies of natural
affiliations. Only through a careful consideration of the politics of
translation can we hope to produce this hazardous and contingent
possibility of the common, a new mode of life desperately needed
in the global present.
translation / spring / 2014
51
References
Badiou, Alain. 2005. Being and Event. Translated by Oliver Feltham. London: Con-
tinuum.
Badiou, Alain. 2005. Metapolitics. Translated by Jason Barker. London: Verso.
Badiou, Alain. 2009. Theory of the Subject. Translated by Bruno Bosteels. London:
Continuum.
Haver, William. 1996. The Body of This Death: Historicity and Sociality in the Time
of AIDS. Stanford: Stanford University Press.
Lazarus, Sylvain. 1996. Anthropologie du nom. Paris: Seuil.
———. 2013. L’Intelligence de la politique. Paris: Al Dante.
Marx, Karl. 1996. “Afterword to the Second German Edition.” Volume 1 of Capital,
volume 35 of Marx–Engels Collected Works. New York: International Pub-
lishers.
Rancière, Jacques. 1999. Disagreement: Politics and Philosophy. Translated by Julie
Rose. Minneapolis: University of Minnesota Press.
———. 2004. The Politics of Aesthetics. Translated by Gabriel Rockhill. London:
Continuum.
Sakai, Naoki. 1997. Translation and Subjectivity. Minneapolis: University of Min-
nesota Press.
———. 2009. “Translation and the Schematism of Bordering.” Translated by Gavin
Walker and Naoki Sakai. Presentation at Gesellschaft übersetzen: Eine
Kommentatorenkonferenz, October 29–31, 2009, Universität Konstanz, Ger-
many.
Walker, Gavin. 2011. “Primitive Accumulation and the Formation of Difference: On
Marx and Schmitt.” Rethinking Marxism 23 (3): 384-404.
———. 2012. “Citizen-Subject and the National Question: On the Logic of Capital
in Balibar.” Postmodern Culture 22 (3). Project MUSE. Web.
<http://muse.jhu.edu/>.
———. 2013. “The Body of Politics: On the Concept of the Party.” Theory & Event
16 (4). Project MUSE. Web. <http://muse.jhu.edu/>.
Gavin Walker is Assistant Professor of History and East Asian Studies at McGill Uni-
versity in Montréal, Québec. He has been a Mellon Graduate Fellow in the Society for
the Humanities at Cornell University and a visiting researcher at Hitotsubashi University
in Tokyo, Japan. He works on modern Japanese intellectual history, Marxist theory and
historiography, and contemporary critical theory. Recent publications include “The Ab-
sent Body of Labour Power: Uno K z ’s Logic of Capital” in Historical Materialism 21
translation / spring / 2014
(4) and “The Body of Politics: On the Concept of the Party” in Theory & Event 16 (4).
He is currently completing his book, entitled The Sublime Perversion of Capital: Marxist
Theory and the Politics of History in Modern Japan.
52
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] | Translation and national sovereignty.
The fragility and bias of theory 1
Rada Iveković
.................................
[email protected]
Abstract: The author starts by describing her own relationship to language and
translation, which is the result of her growing up between languages and among
several. She proceeds to explain why she uses elements of “Indian” philosophies
to highlight her point about language and translation, just as she uses elements
of “continental” philosophy, with the advantage that exposing “our” problems
to that “elsewhere” sheds unexpected light on them. She then explains difficulties
in language, translation, and understanding as a result of the division between
“theory” and “practice,” and gives examples (such as those from ancient Indian
languages and writings) of cultures where that division was avoided. The divide
takes sharper contours in the relation between the “west” and the “rest.” As-
sumptions of superiority are based on the tacit cognitive precondition of separating
theory from practice by an insurmountable wall. Historically located polities have
each a general corresponding cognitive order and translation regime. Which means
that whole genealogies of knowledge have remained invisible to European lan-
guages, untranslated, apparently untranslatable to the hegemonic gaze. The con-
clusion points to the disaster of national subjectivation in Yugoslavia, in the
post-Yugoslav states, and elsewhere.
______________
Translation always raises the question of its politics. I will
try to argue for the inevitability of an inter-con-textual and political
approach to translation, quite beyond the textual one.
I start from the observation that any “origin” is located,
therefore oriented, therefore interested, and therefore concealing a
politics; that knowledge is historically informed and that so is there-
fore translation. Language and translation are not neutral: translata-
translation / spring / 2014
..........................
1
This paper was partly written while i was Visiting Senior Research Fellow at the Asia Research Institute,
National University of Singapore, from February to June 2013. I thank ARI and in particular professor Prasen-
jit Duara, ARI’s director, for their input and for giving me the opportunity to carry out this work in excellent
conditions.
53
bility, not only as a possibility, but also as a fundamental mecha-
nism, is already there in any language capacity, even before we can
name the language. Both have associated themselves since moder-
nity with the constitution of the nation.
Translation is both on the side of a metaphor as well as, lit-
erally, of language(s) and of the material production of worlds, in
both cases as political. They involve a declared or hidden politics
of translation. Languages traverse each other, bear one another, and
rub against each other, even beyond our awareness. They are not
mutually excluding. No child is born monolingual. Monolingualism
is inculcated in and through a national horizon and the definition
of a national language. In this sense a world of translation—trans-
lational—is still a transnational world. Because languages are com-
municating vessels decanting into each other, content is never
transferred from a source language into a target language without
rest or excess. Translation cannot be reduced to a binary, and it ac-
tually precedes the definition or establishment of national and lin-
guistic difference. It happens not between but within languages. It
is a complex relationship fleeing in various directions, including
all the way through languages, and it transforms the translator as
well. The writings of protagonists translate to themselves and to
others, but above all, to later generations, their lives, imaginaries
and historical conditions. Understanding them from outside their
context, from a later generation, or from another translation regime
requires some ability of brokering between parallel, circulating, and
intersecting histories, where everything is moving and changing
meaning: translation takes place on uncertain ground, according to
uncertain principles, without guarantee, and gives vacillating, un-
certain results. Translation is inevitable, although its politics is un-
predictable. The question of learning from others’ experience, or
from experience tout court arises. How do we translate from one
regime of sentences (Wittgenstein, Lyotard), or from one world,
into another? But how do we translate from one translation regime
to another?
An example: the impossibility and difficulty to translate
“caste” (as well as many other terms): the concept of caste is a nor-
translation / spring / 2014
mative concept of Western sociology for India. How does it trans-
late into India, and back to and from India? It is a “travelling”
concept, lost between theories and undermining the construction
54
of hegemonic knowledge, which is oblivious of translation regimes
or of the politics of translation. The question concerns a minimum
rhetorical rule: since we can only speak of language from within
language itself, don’t the rules about language also apply to the
would-be metalanguage?
Lost in languages
I was born into Serbo–Croatian which, rather than a clearly
and once-and-for-all standardized language, was a constellation
consisting of a number of different language feelings, stylistic val-
ues, competing standardizations, carrying of course various accents,
some syntactical variations, and multiple vocabulary choices. By
the accidents of life, i was exposed early on to a series of variants
of that language (once going under that common name, though no
more). These corresponded to different places in Yugoslavia. The
language feeling was regional and local rather than national, be-
cause the national/state framework itself was fragmented by ac-
cents, syntax, scripts, writing, and various rival standardizations.
The language could be “more Croat” or “more Serb,” with a grada-
tion and no absolute distinguishing principles. I could read the two
scripts before going to school. Across that nébuleuse of multiple
possible ways of speaking and writing that were however heavily
disputed by politicians and by some language-policing linguists,
and that were used to express other political disagreements, i, like
everyone else, could find my way at large throughout the country,
understand and be understood. Speaking was no issue at all. Pub-
lishing was, however, depending on the linguistic politics of your
editors, of the journal, the publisher, or the local academy. I was
constantly negotiating with editing rereaders—bearers of a great
variety of language views and believers in different standardization
conventions—about my articles and books. We called them “lec-
tors.” Some of them were my great enemies, in general those who
were staunch advocates of a strong official codification of separate
national languages (whether Serb or Croat). You could tell from
their editing (submitted to us before publication for proofreading)
not only their linguistic and translation politics most of the time,
translation / spring / 2014
but their politics tout court (Iveković 2007a).
The result is that i have published, depending on how i man-
aged to negotiate my personal language and how my own relation
55
to it evolved, in a great variety of forms of Serbo–Croatian, com-
pletely “inconsistently” over time. It was never like French, which
you can write in only one way. Not everyone was as fickle as i was,
and most probably adopted the language of his or her social context
at the time of writing. But i moved a lot between Belgrade and Za-
greb and lived in both. You could write according to various codes
and in several ways of which each meant a political statement if
you stuck to it. That language contained a contested, competing,
and disputed inner multiplicity. Yet i couldn’t help but be utterly in-
consistent, not out of carelessness, but on the contrary out of a con-
stant concern for language, meaning, and translation. Such
inconsistency was paradoxically dictated by my continuous con-
stancy regarding language. The very spirit and most important fea-
ture of that language was that it had plural and inconclusive
standardizations as well as plentiful options, and the official rules
for writing (pravopis, which included spelling and some additional
sets of usages) also changed constantly, sometimes due to political
disputes disguised as linguistic disputes. Being consistent either
meant being dogmatic about form and sticking to only one way of
writing, or being inconsistent with the form but consistent with the
spirit of this language that was always in transformation. Great writ-
ers such as Miroslav Krleža and Ivo Andrić had written in different
modes of the language—ekavski and ijekavski—which have only
recently become (and only superficially and, in the final analysis,
wrongly, irrespective of language history) identified respectively
with Serbian and Croatian. People who had not been exposed, like
myself, to various vernaculars and manners of speaking and writing,
could stick to one form, although even there official rules changed
all the time.2
Since i started publishing predominantly in foreign lan-
guages, the fate of my writing is exactly the same: it is corrected,
..........................
2
A number of spellings and writing rules were made official for all during the lifetime of Yugoslavia, and
alternative proposals were occasionally issued by nationalist institutions. One spelling (pravopis) was the
Novosadski pravopis, or “The Novi Sad writing agreement,” of 1954 (and the revised 1962 version), which
focused on similarities, which i had decided to stick to when i started publishing, not so much because it
translation / spring / 2014
was midway between Serbian and Croatian, but rather because i thought it would be good to stick to one
as the rules kept changing all the time. It was contested by linguistic nationalists. Another attempt in 1967,
the Deklaracija o nazivu i položaju hrvatskog književnog jezika, or “Declaration on the name and condition
of the Croatian literary language,” insisted on dissimilarities and announced a first nationalist turn a few
years later (1971).
56
depending on the sensibility of the reader or reviewer, because it is
perceived to be inadequate in terms of an ideal form of the lan-
guage.
Many were those who refuted that multiplicity, who held
monolithic, sovereignist, national politics of language and transla-
tion. That language was many languages at once, or in one, always
itself in the process of translation. It was both one and many. The
comparisons were to me linguistically delectable, ruminating on
language was exciting and sometimes frustrating. The one-and-
multiple language was fluctuating in its definitions, grammars,
spelling, writing codes, and even names, which were occasionally
changed and decreed by academies, uncertain to some, loved and
disputed by many. All styles were cultivated, from the extreme
purism of each “national” language to rather syncretic approaches
where “languages” and their accents or vocabularies were mixed.3
Croatian was much more language sensitive at first sight
in its national language politics and also more concerned about
written form, but it turned out later that Serbian as a national lan-
guage (somewhat more at ease with oral expression) was no less
dogmatic, including in its apparent carelessness about form. What
was later (after the war in the 1990s) called Bosnian was more flex-
ible, less standardized, and fluctuating between the two other forms.
Yugoslavia was this peculiar country composed of six re-
publics, two “autonomous regions,” two scripts, and half a dozen
main languages, of which several were Slavic, and where Serbo–
Croatian was the most widespread, spoken in four of the federal
states (Bosnia–Herzegovina, Montenegro, Croatia, Serbia) and
taught at school in all. Serbo–Croatian was thus imposed on every-
one and was also the lingua franca. All instructions on Yugoslav
goods were in all Yugoslav languages, including minority lan-
guages. These are now all considered and named as four different
national languages, linked to the idea of each national state, and
more could appear at any time, with theoretically possible, though
..........................
3
Naoki Sakai (2013): “I do not think that difference at stake in this instance can be subsumed under the
concept of species difference.” It is worth emphasizing the fact that the determination of the species dif-
translation / spring / 2014
ference is offered as a solution to the initial problem of us being at a loss, in response to the perplexity we
come across in such a locale.” “[I]t is imperative to keep in mind that it is not because some person or
people are different—in the sense of species difference—from me or us that we are at a loss. On the
contrary, it is because we are at a loss or unable to make sense in the first place that we attempt to deter-
mine this encounter with difference within the logical economy of species and genus.”
57
now less likely, further partitions. The other two Slavic languages
were Slovenian and Macedonian, to a great extent understandable
with a little good will at least to neighbors, speakers of Serbo–Croa-
tian, who, however, did not learn them at school. Important minor-
ity languages were Albanian, Hungarian, Italian, and Romani, and
many other languages also circulated. The distinction between
Macedonian and neighboring Bulgarian responds to the same pat-
tern, and is a matter of convention, a convention governed by the
political stand on the nation. In Yugoslavia and successor states,
the language of Macedonia was and is Macedonian. But that may
change for those Macedonians who now opt for Bulgarian citizen-
ship (and get it) because it gives them an easy entrance into Europe.
There is no doubt about the hegemony of Serbo–Croatian, which,
by the end of Yugoslavia, caused a lot of bitterness in particular
with the Slovenes (the small difference) and the Albanians (the big-
ger language difference). In Yugoslavia, the languages flanked Yu-
goslavia’s constitutive “nations” and “nationalities.” 4
Only where languages are distinguished can the unity of
one language be established, says Naoki Sakai (2013). Languages
and nations tend to construct each other reciprocally in an endless
process (Iveković 2008).
I have always doubted the existence of the language i was
born into. “Lectors” often made you believe that your own language
was violating some “pure” form. Competing and coexisting stan-
dardizations did so too.
When i started university in Zagreb, i enrolled at a “general
linguistics and oriental studies” department where i read “Indian
studies,” to a great extent from a linguistic and philological per-
spective, quite old-fashioned. I came to philosophy through “In-
dian” philosophy, “in the reverse” as it were if compared to a usual
European trajectory. The nonaligned political orientation of the
country that came to introduce such and similar studies after the
1961 Belgrade first summit of leaders of the Non-Aligned coun-
tries, in view of its nonaligned and third-world friendships and pri-
..........................
translation / spring / 2014
4
“Nations” and “nationalities” (narodi i narodnosti) were supposed to be constitutive and equal, and most
had a federal republic that went by their name, while more-mixed-than-the-others Bosnia-Herzegovina
was a conundrum of its own. “Nationalities” (national minorities) had a more complex status: they were
supposed to be constitutive in their main national body as nations, in another Yugoslav republic or abroad,
as was the case for Albanians in Kosovo or Hungarians in Vojvodina.
58
orities, still relied to a great extent on an Orientalist reading,
notwithstanding the decolonization wind blowing in the 1960s that
had reached our shores with, especially, much empathy for the Al-
gerian war of liberation. We studied Sanskrit, Pāli, and Hindi,
among Indian languages, and read secondary literature not only in
our language5 but also in German, French, and English, while i soon
read Max Weber on Asia in Italian, because that seemed to be the
only available edition, or translation.
I started translating ancient texts from Sanskrit and Pāli into
Serbo–Croatian,6 besides translating contemporary philosophy
from European languages. The technical problem of transcription
and transliteration presented itself immediately with Indian sources,
and came to feed our engagement with scripts, language, writing
of foreign names and words (disputes among several options sup-
ported diversely by the script). Sanskrit has a declension of eight
cases, while Serbo–Croatian has seven. How do you decline a San-
skrit noun in Serbo–Croatian? How—and where—do you add suf-
fixes from the Serbo–Croatian declension to Sanskrit nouns? There
were many different usages and clashes over them. Sanskrit has the
sonant “r,” which operates like a syllable-forming vowel, that we
also have in our language. But English and French language tran-
scription conventions require “ri”: should we do the same, or should
we write simply “r” as we do in our language in words like “prst”?
In that case we should write (and we did) “sanskrt.” Consider ṛ (“r”
with a dot underneath) as is done in some transcriptions? Should
we write, as the English transliteration does, ś and sh, or, as the
French one does, ç and ṣ? Or should we write, in analogy with our
ć and č (two distinct sounds that foreigners usually do not differ-
entiate in our names), ś and š, something that speakers of Serbo–
Croatian understand immediately by analogy? We used to do the
..........................
5
“Our [language],” naški, has become a most widespread and neutral appellation of the common language
without naming it, since the partition of Yugoslavia, with nonnationalists. It indistinctly denotes Bosnian,
Montenegrin, Serbian, Croatian, or any future split-off language that may come. The Indian–Pakistani anal-
ogy would be de and de i. NB: i deliberately have no use for the word “dialect,” which has no meaning
outside a national vertical hierarchy of languages. Languages and dialects are of course the same, as much
as nations and ethnicities, fixed constructs within a regime of rigid “identities.”
translation / spring / 2014
6
At that time, the correct and official appellation of that language in Croatia, where i studied and started
writing (though my first book came out in Sarajevo), was “Croato–Serbian,” simply called “Croatian” in
popular parlance, just as “Serbian” was shorthand for “Serbo–Croatian” in the Serbian context. In order
to avoid further complication, i do not use the form “Croato–Serbian” when writing in English or French,
where it is in fact unknown.
59
latter, and immediately created problems for ourselves with any
quotation or reference we introduced from Western Indology, and
with local nonacademic usages.
The language problems from Sanskrit transposed into
Serbo–Croatian were a direct continuation of the language dynamics
and complications we had with our own language. Sanskrit and Pāli
became for me inner problems of Serbo–Croatian, and of the same
kind. And again, i had to deal with more or less understanding
rereading and editing. The problems raised by the alternative script,
Cyrillic, can be added to these. Cyrillic makes foreign words and,
above all, names, unrecognizable, and by the same token it also
erases some of the historic depth and traces from the written word.
Other subterfuges are needed when writing or publishing in Cyrillic,
and they, too, are diversely (non)standardized. So my experience
with mediating Indian culture in Yugoslavia and dealing with Indian
languages only continued my experience with the now nameless
language, one-and-multiple.
Since very early infancy, too, and again without any merit,
i was deeply exposed to other languages—French and Italian at first
as my parents were living in Belgium and Italy. I spoke Serbo–Croa-
tian, French, and Italian with different people surrounding me. Those
languages never left me, although they went and returned with ab-
sences or vacations, and Italian was somewhat neglected. I then
went to a French school in Germany, where i spoke French and lis-
tened to German. Later at school in Belgrade, from grade 5, i took
English as a foreign language. From there on, other European lan-
guages came through reading or listening. They also came through
the other languages and thanks to them, sometimes weighing against
each other. They came particularly thanks to Serbo–Croatian into
which i tended to translate the new words and to compare them. The
welcome diversity of those languages somehow mirrored my own
multiplicity, rather than their “national” limitations. It was only nat-
ural for me to continue between languages, understood both as
medium and mediator. I believe that the diversity, profusion, exten-
sion, complexity, burgeoning, and abundance those languages gave
me through their simultaneity and intertwining were suitable pat-
translation / spring / 2014
terns structuring my thinking and work, somehow never in straight
lines. I could not be disciplined. When writing in French or English,
i continued the same passionate relationship to language that i had
60
with Serbo–Croatian, brokering styles and writing conventions with
more or less success.
The world has changed vertiginously since i was born into
Serbo–Croatian. Not only have i been brought to learn other lan-
guages, but i have also come to construct with others intersecting
spaces of many languages with which i dealt at various levels. It is
not my merit. Estranged at a mature age from my first language, es-
pecially for publishing and work, since the dismantlement of Yu-
goslavia, i am in the—regular—situation of constantly hesitating
between languages and always being beside a language, or at a
crossroads of several languages. Stumbling, faltering, forgetting,
double and even treble consciousness help us overcome the double-
talk rhetoric, the frozen language (langue de bois), the officialese
of the pensée unique. It is a condition of epistemological diversity
and of ontological uncertainty, but it is also some kind of normalcy
and way of life. I now write in the language i was asked for a paper,
which is mainly French or English, and only rarely Serbo–Croat.
The dilemma is devastating not regarding articles, but when it comes
to fictional writing: here, no language suits me any more.
But why the hesitation, since displacement is the rule? Un-
certainty is critical and part of the technology of becoming in dis-
placement. It is part of a translated world. It may not be the easiest
thing to live and it doesn’t guarantee any progressive politics, but
we are lucky it is there and lucky to be able to mold a world without
absolute translation (Iveković 2007a, 21–26; 2007b). Stumbling
ushers us into the wasteland, the terrain vague, that will give the
hors champ, the off camera, the tiers instruit (Serres 1991), the dis-
tance necessary for writing, translating and working. Uncertainty
comes as the necessary third “language” or other, the third element,
an operator and broker.
Brahmā’s Net
Brahmā’s net is the name Buddhists give to ideology.7
Avijjā, ignorance about both the origin and the functioning
of the world, keeps us within that net. In a very early linguistic turn
translation / spring / 2014
..........................
7
Brahmā-jāla: Brahmā’s net is also “the all-embracing net of views,” a hegemonic point of view that, in
the eyes of the Buddhist, would be Brahmanistic. There is a speech attributed to the Buddha, Brahmajāla
Suttam (Dīgha-nikāya 1, 1), which deconstructs under that name different doctrines, including unorthodox
ones, existing at that time. Višṇu, Śiva, Brahm are the Trimūrti, the “troika.” Like all three, Brahm is a
61
in Indian philosophy (6th–7th century BCE), Buddhists discovered
that language couldn’t say it all, being itself part of that whole.
There is no metalanguage different from language. The “beginning”
being unknown, Buddhists cultivated cognitive uncertainty and
self-decentering.
Let me, however, clarify that i do not take Buddhism as a
model to follow, nor do i preach it. I only take it as arguably the
clearest example, possibly with Daoism, of a series of ancient
“Asian” epistemes having certain characteristics highlighted here
through the example of Buddhism. Some of these features are: not
cultivating the putative split between subject and object (which is
really a capturing apparatus of hegemony), between theory and prac-
tice, or between sovereignty and exception—amongst others. This
does not mean that Buddhism, much as any other philosophy, cannot
be used and misused to enhance nationalistic politics—as it has been
in many examples, particularly Japan, or recently more locally in
Myanmar and Sri Lanka, if these things can be measured. So Bud-
dhism doesn’t give any guarantee for an equitable translation
regime, nor should it be idealized. No philosophy carries within it-
self the guarantee of its infallibility.8
I use elements of “Indian” philosophies to highlight my
point just as i use elements of “continental” philosophy, with the ad-
vantage that exposing our problems to that “elsewhere” sheds un-
expected light on them.
Untranslatability is a paradox: there are untranslatables (Bar-
bara Cassin 2004; Lyotard 1983; Balibar 2009); there are also con-
ditions of (un)translatability. What is untranslatable according to one
translation regime, may be translatable in another. There is no ab-
solute translation. There are degrees between untranslatables and
translatables (Iveković 2002a, 121–145; also at Iveković 2002b), in-
dicative of a multitude of options. There are levels and registers of
translation, which all point to the circulation of (non)intended mean-
..........................
masculine figure and, although without rites, he is also the anthropomorphic personification of the Brah-
manist universalist ideal brahman (n.), the absolute. I distinguish between Brahmanic and Brahmanist, the
latter involving ideology and a universalist project.
translation / spring / 2014
8
I would like to thank Naoki Sakai for pointing out to me the danger that talking about Buddhism may
lead to some kind of its idealization: this is not the intention here, nor am i pleading for any kind of indi-
genism. We should also meditate on the fact that this is very difficult to get through under the ordinary
hegemonic translation regime. I am not dealing with the existing political instrumentalizations of Buddhism,
but with the Buddhist conceptual apparatus.
62
ing and implications, with possible incalculable gaps between the
two. Because we have the option between an infinite number of
translations (including impossibility and unwillingness), and an
equally infinite number of methods, we either translate in sheer ig-
norance of our subject-position as translators/mediators, or we must
have a politics of translation and know or ignore that we do.
Lyotard’s Le Différend (1983) was a turning point in con-
tinental philosophies as these opened to the possibility (not the
guarantee) of other epistemes in principle. Since any utterance re-
leases myriad possible worlds,9 as Lyotard would have it after
Wittgenstein; and since a concatenation of sentences is inevitable
although there is no guarantee or predictable indication—theoreti-
cally—concerning their contents and “sentence regime,”10 we must
count with the coexistence (and confusion) not only of sentence
regimes, but of “translation regimes” as well. We might be under a
sentence regime unwittingly, or apolitically, but we can also form
a politics of translation by choosing this or that translation code.
There are translation regimes even when there is no “translation”
as such, since there is no zero degree of language, of translation,
or of the human condition, including in extralinguistic matters. But
then, for humans, as Buddhist philosophy knows, there is no ex-
tralinguistic condition, except outside Brahmā’s net, a very unlikely
although possibly desirable ambition, as in nirvāṇa. Some transla-
tion from one condition to another is always at work.
The difficulty of theory
There is some problem with the concept of theory. One
could indeed invoke Kant here, but here is a simpler approach. The
problem comes from the paradox of the concept of theory’s origi-
nation in the West, yet its propagation everywhere as a normative
idea in science especially with modernity, and from its vertical hi-
erarchy. Theory is a must. It is a contentious notion dividing the
West from the rest (see Sakai 2010a; 2010b; 2011a; 2011b; 2011c;
Mignolo 2011; 2012), assigning ideological advantages to the West
in keeping the monopoly of theory.
..........................
translation / spring / 2014
9
One and the same utterance may open up many diverse universes, as “open the window,” which may be
a command or a prayer, may imply that it is cold, that it is hot, that there is an earthquake, that there is a
bat in the room, that Romeo is waiting outside etc.
10
Sentence régimes, régimes de phrases: performative, imperative, interrogative etc.
63
How to translate from one episteme to the other without es-
sentializing them?11 We may temporarily forego the philosophical
self-critical breakthrough achieved in principle regarding the lin-
gering, but eventually receding, superciliousness of Western
thought, ridden with immunity. In principle, for “Western” philoso-
phers, self-critique is self-understood. They have even theorized
this self-critique as the achievement of Western modernity, and
claimed that theirs is the only self-critical episteme. Non-Western
scholars have repeated this, though it may be questionable whether
anyone is non-Western at all by now (Chakrabarty 2012). The prob-
lem remains. Assumptions of superiority are based on the tacit cog-
nitive precondition of separating theory from practice by an
insurmountable wall, an abyssal line. This division has a normative
function. It grounds the ideology of western superiority but presents
this as neutrality.
Assumptions of preeminence sharply separate subject from
object, theory from practice, “civilized” from “uncivilized,” “us”
from “others.” Such divisions are characteristic of modern Western
knowledge inasmuch as it is colonial, its coloniality being concomi-
tant and coextensive with the historical construction of capitalism.
Such bipolar structuring of knowledge serves a predatory purpose,
the purpose of appropriative sciences at the service of nations and
states.
Academic disciplines and status–knowledge, which differ
from language to language, are constructed in collusion with hege-
monic colonial knowledge, which is still to a great extent operative
in spite of the post-Cold War devolution into a network of biopo-
litical control through various outsourcings of state prerogatives.
Disciplines are circularly based on the nation, and reproduce it.
Historically located polities each have a general corresponding
cognitive order and translation regime, with variations, intercon-
nections, interferences and overlaps.
On the other hand, there is in general no separating subject
and object, body and soul, theory and practice in most of ancient
Asian philosophical systems or other extra-European knowledge
translation / spring / 2014
..........................
11
In the next three paragraphs, i draw on my as yet (2013) unpublished paper “The immunity paradigm’s
contradictory / complementary facets” from the conference Except Asia: Agamben’s Work in Transcultural
Perspective, Department of English, National Taiwan Normal University, Taipei, June 25–27, 2013.
64
configurations. Something of this cognitive condition is still avail-
able culturally although refuted by modern sciences, coming
through in various new assemblages—(post)modernity, and “West-
ern” hegemony not withstanding. What has been the condition of
Western understanding of the relationship sovereignty–subjectivity,
namely the separation between subject and object or theory and
practice, has been neither the condition of the making of politics in
the “rest” nor that of sovereignty, and has not been understood as
being at the root of the becoming of political subjects in the “rest.”
Which means that whole genealogies of knowledge have been kept
invisible to European languages, untranslated, indeed apparently
untranslatable to the hegemonic gaze. But untranslatability (like
absolute translatability) is also a politics.
In another conceptual and translation regime, experience
and “practice” can outweigh ontological consideration, theory, the
latter being in any case only an attribution, a random predication
onto some reified object. The implications of śūnya-vāda (the teach-
ing of naught in Buddhism) are even more radical: This “theory”
(śūnya-vāda) is really here an antitheory invalidating in advance,
by an implacable logic, any economic reason, material interests,
selfish vital interests, any speculation trusting language and reason
or daring ontological qualifications and metaphysical judgments.
But both the Brahmanists, who resorted to the absolute,
who believed in unconditional given knowledge (Veda), as well as
the philosophically nuanced Buddhists, refused building separately
such concepts as “subject” or “object.” This is the advaita, nondu-
alism, in both, which however doesn’t amount to monotheism. It
is a disposition that is decisive even today, and present in art, liter-
ature, aesthetics, much of philosophy, in some political dispensa-
tions, in forms of life, and in general culture. The historical
distinction subject–object known to the West and disseminated all
over the world for modernity-useful purposes, is part of an appro-
priating conceptual and language apparatus that always has the ten-
dency to reappear. It is part of a pursuit limited and burdened by
the vital interest, situated within the horizon of “lower” knowl-
edge.12
translation / spring / 2014
..........................
12
Buddhist philosophers introduced the somewhat problematic but philosophically rich distinction between
ordinary and higher knowledge. The two are intertwined and the former leads to the latter, which allows
65
The preoccupation with subject and subjectivation, specific
to “Europe” and the “West,” stems from monotheism. It emerges
as a Mediterranean particularity, and becomes all-pervasive,
through colonial history. But there were originally no comparable
monotheisms in Asia (except for a late Islam). Something of the
mahāyānian Buddhist philosophy can be extrapolated to most
philosophies of Asia: The subject–object relationship together with
the realm of politics is part of the experiential, conventional truth,
limited by language and within “Brahmā’s net.” We perceive the
world as plurality through the appropriational mode.
Reluctant theory and unreflected theory. Théorie malgré elle
If we agree that “theory” is a normative, somewhat para-
doxical concept, difficult to sustain and to prove since subsequent
ones will correct any theory, and if we agree that it is a normative
concept originating, again, in the conceptual “West,” we then must
admit that “theory” is a fragile concept.
If there is no neutral theory, the normativity in a theory will
be its political bias depending on its ideological, geographical, cul-
tural, class, gender etc. interests. It will have an origin in a specific
concern that can be defined as political and vital, with a tendency
to be universalized if possible and neutralized in order to pass un-
noticed.
Sundar Sarukkai (2013)13 mentions examples that identify
ideological biases of theories, particularly in the area of history and
of philosophy of science, and also their critique. We couldn’t agree
more with him, principally as he argues “that non-Western philoso-
phies might actually contribute more usefully to the understanding
of the complex scientific description of reality compared to the
tools available in dominant western traditions” (Sarukkai 2013, 6).
Indeed, there is a blatant incapacity of philosophy and of history
of science to translate from one cultural register to another. I
would call this failure political, a politics with a deep historic con-
dition. I must quote Sarukkai extensively, before suggesting some
comments and complements to his excellent work.
translation / spring / 2014
..........................
for an unphilosophical jump to esoteric knowledge in popular Buddhism and elsewhere, later. But it also
allows important philosophical speculation.
13
I would like to thank Sundar Sarukkai for letting me engage with his important paper here.
66
What is striking about these [Western or after the Western pattern] discussions is that
there is no mention of the non-European traditions in all these debates about H[istory
of] S[cience] and P[hilosophy of] S[cience]. Even in the invocations of “tradition” and
the “ever-changing fabric of human culture” there is no mention of the possible histories
of the non-West which might be of interest to this debate. (Sarukkai 2013, 3)
Sarukkai displaces his argument on the political terrain
without announcing it. He switches from the HS and PS level to
the political. Indeed, silencing a discourse is a political act, besides
being a cognitive one. The two registers (scientific and political)
come in the same wording, but have different implications. Yet as
Sarukkai expects an answer from history of science and philosophy
of science, he withdraws from the political register again (although
a broader reading would have both history of science and philoso-
phy of science as political, but this is not Sarukkai’s option.)
Elsharky14 makes the important observation that it was the creation of the new disci-
pline of history of science that begins to propagate a global ideology of science based
on universal values. This effort, beginning before WW I, began to use a new ideology
of internationalism in order to reshape the idea of science. Using notions such as Sci-
entific Revolution, this discipline departed from the earlier syncretic model in order to
frame the new global science which became synonymous with western science.
(Sarukkai 2013, 5)
Here, Sarukkai acknowledges a political and ideological
dimension to history of science and philosophy of science, and he
would be right in expecting an answer in political terms. But he
stops short. He fails to acknowledge the national character and
framework of the discipline of history of science—part and parcel
of the international and colonial configuration of “Western sci-
ence.” History, be it of science, was born as the foremost national
discipline.
If, as enough work in H[istory of] S[cience] clearly shows, colonialism and imperialism
influence the very creation of the larger historical and philosophical themes associated
with modern science then why is there still appreciable resistance to a critical engage-
ment with other scientific traditions in the world? Ignoring them only continues this
translation / spring / 2014
..........................
14
Referenced by Sarukkai as M. Elshakry, “When Science Became Western: Historiographical Reflections,”
Isis 101, 2010. See also Jack Goody (2007).
67
process of colonialism and imperialism and this is more dangerous since it is now done
implicitly. (Sarukkai 2013, 5)
But the “other scientific traditions in the world” are also
national, since the nation has prevailed as an organizational princi-
ple even retrospectively, when we say “Indian philosophy” or
“Greek philosophy,” meaning antiquity. We are now clearly on po-
litical terrain. But where does the identified “resistance to critical
engagement with other scientific traditions” occur? Presumably,
again in history and philosophy of science only, which are also
pointed to by the author as coming from the Western cognitive
hegemony. Why not seek alliances where doors are open, in (some)
political philosophy? Why not break out of a limiting discipline,
discourse, and translation regime?
Sarukkai further remarks that philosophy of science ignores
Indian logic because the latter doesn’t distinguish between the em-
pirical and the formal (Sarukkai 2013, 7), or indeed between theory
and practice. This observation is fine, but the problem is now defin-
ing “Indian logic” as if it were a fact given once and for all, as some
kind of retroactively operating national logic. If we wish to over-
come historical unfairness due to the national construction of
knowledge and its transmission, the solution cannot be to claim
fairness for one nation or “national” science, “ours,” but only to
critique that general national blueprint of knowledge construction.
In the Indian case, the extensive work on Indian metallurgy, chemistry and mathemat-
ics—to give a few examples—have conclusively proved the presence of an active the-
oretical and practical engagement with activities that seem to be similar to other such
activities in early Greek and later Europe. However, this does not mean that there was
a universal way of doing and creating science. (Sarukkai 2013, 7, italics mine)
Again—the comparison is national for all examples, and
the nations fixed and defined as preexisting the translation opera-
tion. More importantly, Sarukkai doesn’t link whatever he notes in
the just quoted paragraphs with the absence of divide between the-
ory and practice in “Indian” philosophy (reproached by “Western”
views to “Indian” thought). Surprisingly, he invokes it without clar-
translation / spring / 2014
ifying the relation between “theory” and “practice,” without defin-
ing them or tracing their genealogy. But the divide between theory
and practice (a marked hierarchy too) is originally a typically mod-
68
ern Western one. Why would it oblige Sarukkai to conform in any
way, if he contests the latter’s logic? There is a
skewed mainstream history of science which does not take into account non-Western
contributions in the creation of science (ironical considering the work in H[istory of]
S[cience] which questions this view!). We need to take this ideology of the mainstream
history of science seriously for the harm it has created to non-Western societies—the
harm extends from their students to government policies and indeed has had a great
impact on these cultures. An exclusivist history of science that keeps the possibility of
the scientific imagination within a constructed Greek and European history does great
violence not only to other non-Western cultures but also to the very spirit of the scien-
tific quest. (Sarukkai 2013, 8)
It is the national configuration of knowledge that needs to
be overcome. One step further is needed. Why not combat Western
history and philosophy of science with the help of “Western” and
“non-Western” political philosophy and other disciplines of the
kind that take into account those other epistemologies? Why not
draw a broader picture involving a critique of the logic of the epis-
teme? If we do that, we will also find that an episteme is coexten-
sive, coexistent, and enmeshed with a mode of production, forms
of life, a political regime, a construct of culture and language, and
that we need to look for a broader context. As Solomon writes,
“One of the qualities that distinguishes the West as a paradigm of
the modern apparatus of area is the institutionalization of transla-
tion-as-cultural transference through the disciplinary control of
bodies of knowledge” (Solomon 2013).
[T]he social formation that we have come to know as ‘the West’ is precisely that form
of community that reserves for itself, among all other forms of human community, the
key position in the speciation of the human, the place where the epistemological project
is articulated to the politico-ontological one. Seen in this light, the West aspires to be
the sole community that is self-aware, through scientific knowledge, of humanity’s ac-
tive participation in its own speciation. Yet it is not simply by virtue of a proprietary
claim over knowledge that the West has been able to form itself as the pole or center
or model of human population management in general. In order to occupy this position,
it has been necessary to construct out of the contingency of historical encounter (colo-
nialism) a political system for effective population management (effective from the
point of view of capitalist accumulation). (Solomon 2013, n. p.)
translation / spring / 2014
I argue that the separation reproduced by Sarukkai between
hard sciences on the one hand as well as the social sciences and po-
69
litical philosophy on the other coincides with the problematic dis-
tinction between theory and practice mechanically taken over from
positivism and from some unsophisticated forms of Marxism. It is
itself “Western” in origin and manner, but, what is more important,
it belongs to appropriative knowledge. It has also become quite uni-
versal by now. History of science
still draw[s] on philosophical concepts that are also available in alternate philosophical
traditions. There is no reason to believe that these philosophical ideas are irrelevant to
these contemporary concerns of philosophy of science. (Sarukkai 2013, 8)
I agree.
Connective history of science will by necessity have to deal with and incorporate al-
ternate worldviews and philosophical concepts. (Sarukkai 2013, 8)
I agree, but additional efforts are needed to achieve this and
get out of the system.
Connective history of science is a move towards a “global history of local science.”
(Sarukkai 2013, 9)
Agreed, but it is also a move towards a “global history of
science” tout court, since the local–global distinction reproduces
the other divides that are at the basis of objectal, and eventually
predatory knowledge—particularly congenial to globalized capi-
talism. Such knowledge was alien to and discarded by ancient
“Asian” philosophical systems. Although this has been revised as
modernity made its way, refusing objectal, appropriative knowledge
instrumental to production has nevertheless persisted as an alter-
native scientific temper in “India” and generally in Asia as well as
elsewhere. But Sarukkai only insists that Indians did have all the
rationality needed for modern industry, and that their knowledge
was merely stolen by the British through distinguishing between
“theory” and “practice.” That is surely only part of the story.
When the British encountered many Indian inventions in science and technology, they
translation / spring / 2014
made use of them in order to establish their own industries but refused to acknowledge
that these processes were part of scientific rationality. Claims that these Indian inven-
tions were more a product of “doing” rather than “knowing,” specifically a theoretical
70
mode of knowing, made it easy for them to reject the claim of science to almost all in-
tellectual contributions from India.” (Sarukkai 2013, 9)
How can we project India back, a later and national forma-
tion, onto ancient science? The fact that Western philosophy has
always done exactly that with ancient Greek thought does not jus-
tify the mimetic gesture. That would keep us within the system in-
stead of showing ways out. We need some other “scientific” and,
eventually, political imagination. A useful investigation here, in line
with Sarukkai’s attempt, would be to probe into the parallel, inter-
twined, interrelated structures of knowledge, power and produc-
tion.
About the normativity of science and theory: “One of the
primary ways by which the title of science is denied to non-Western
intellectual traditions is through the invocation of terms such as
logic, scientific method, evidence, prediction and so on” (Sarukkai
2013, 9).
While discovering the normativity of hegemonic forms of
knowledge, Sundar Sarukkai fails to investigate the relationship be-
tween knowledge, production and political system, and thus de-
prives himself of the help that political thought could bring,
including a consideration of the terms of translation. He remains
riveted to a world with fixed identities, which reduces translation
to a sterile bipolar exercise that ignores the fluidity of relations.
Sarukkai further significantly argues that western mathe-
matics are irreparably linked to Platonism, unlike Indian mathe-
matics. This makes it impossible for the former to recognize the
latter. From seeing the trees, Sarukkai doesn’t see the forest! His
claim about Platonism is extremely important: It implies the body-
and-soul, theory-and-practice divisions. It will become systemic
and institutionalized through monotheism (Christianity) among oth-
ers, and hence, in modernity, through the grounding of state sover-
eignty and all this implies. Platonism will pervade all spheres of
life, labor, and culture, not only mathematics, so that understanding
and deconstructing it will require social sciences, one step further
from the history and philosophy of science because these too need
translation / spring / 2014
to be questioned (not that social sciences are in any way a guaran-
tee). It is the whole framework, the regime of translation that re-
quires interrogation.
71
What is really so mysterious (a word used by Einstein in this context) about the use of
mathematics? The major reason for this mystery is Platonism. If mathematical entities
exist in a nonspatiotemporal world then how do we spatiotemporal beings have knowl-
edge of them? For these scientists, who viewed mathematics along such a nonempirical
axis, the use of mathematics was surprising. Its “natural match” with physical concepts
was a source of mystery only if we first begin with a clear disjunction between math-
ematics and the world.15 (Sarukkai 2005, 11)
Very well: a clear disjunction between subject and object,
theory and practice, body and soul, man and woman could also be
stated in the same line. The disjunction between mathematics and
the world corresponds to that between body and soul of the Chris-
tian episteme. It has been the main apparatus of capturing the ma-
terial world by the vested interests of dominant classes, and thus
of hegemony. Sarukkai proceeds:
It is precisely this point which Indian mathematics would challenge. Mathematics is
essential to this world; it arises from this world and through human action. The puzzle
of applicability will take on a completely different form if we begin with the assumption
that mathematics is enworlded and embodied. Interestingly, this is a position that has
now gained some ground through the framework of cognitive studies but in a pre-
dictable replay these approaches also make no mention of such approaches in non-
Western traditions. (Sarukkai 2005, 11)
The disjunction of mathematics with the world also implies
that of theory with practice, of soul with body, of man with woman,
as it entails hierarchical normative relations. One could be more
ambitious than Sarukkai, while supporting his critique, and claim
that it is not only mathematics but the whole episteme which is af-
fected by such disjunctions; and that these do not appear, or not to
the same extent, in extra-European epistemes—that is, in non hege-
monic epistemes (except for the universal divide, diversely imple-
mented, between men and women). There is a historic reason for
this: these extra-European epistemes, far from being more right-
eous, have not been able to impose themselves as hegemonic, con-
sidering the colonial leaning and attraction for power involved in
any knowledge. No answer can come solely from traditional phi-
losophy of science or history of science here, but rather through a
translation / spring / 2014
..........................
15
The author’s reference here is Sarukkai, 2005.
72
more comprehensive approach and critique of translation regimes,
by way of political philosophy, or through an all-encompassing ap-
proach that will question the whole hegemonic episteme and con-
crete national epistemes too, their genealogy and apparatus.
Sarukkai convincingly argues that contributions of “Indian
philosophies and sciences” to science in general have been occulted
and obscured, impoverishing the history of science of important
parts of its heritage. He also gives examples of how varied and rich
“Indian physics” or metaphysics (considerations of matter, sub-
stance, nature, elements, quality, inherence, motion, etc.) have been
ignored, how different schools of “Indian logic” have been uncared
for, while similar views from “Greek” philosophy have become the
only reference and terminus even though “Indian” examples could
have been offered. This additionally left out of sight original “In-
dian” contributions. Sarukkai therefore proposes the method of a
connective history of science which would take into account the
philosophical context of the different historic configurations where
all contributions to “global science” would be acknowledged, help-
ing the advancement of both science and its history. But without
an extra step, he will remain within the system he pledges to cri-
tique. Sarukkai has the enormous merit of identifying the non-Pla-
tonism in “Indian” sciences, which has earned it nonrecognition on
the side of “Western” universalized knowledge.
Another important characteristic may be mentioned con-
comitantly here that added to “Indian” philosophies being rejected
by the “Western” ones, and that has been mediated especially
through Buddhism: the purposeful nonrecognition of any kind of
subject (or any kind of subject/object divide) on the “Indian” side,
and thus the not grounding of any kind of (state) sovereignty at the
other end of the scale (Iveković, 2014). While i share Sarukkai’s
observations about the configuration of “Indian” philosophies and
while i think that they can be enlarged and applied to other areas
of knowledge, i would also suggest that it would be more than nec-
essary to define or discard terms such as “Indian,” “Indian science”
etc. in the way of deconstructing the national scaffolding, if we
wish to overcome the given national and transnational framework
translation / spring / 2014
and inner logic we critique.
73
For a critical (Anti)Theory of Translation: competing transla-
tion politics
Theories are built by subjects and sovereigns, and when
successfully hegemonic, also in support of sovereignties. Sover-
eigns need to have a monolithic national language that is also the
language of command and of maintaining the system. Theories are
linked to conjuncture, to places, to specific and interested readings
of history, to fending for the dominant regime of thinking, of lan-
guages, of translation, and, once they prevail, for mainstream.
Today it is global capitalism. The reluctant “theories” we are nev-
ertheless practicing as processes, for better or for worse, can at best
attempt to deconstruct the national framework of knowledge as well
as of its transmission (theory), through inventing new politics of
liberation and new imaginaires of translation. It must be understood
that translation does not guarantee freedom of any kind, and that it
can be as much a politics of conquest, capture, exploration-and-
exploitation,16 and colonialism, whether inner17 or outer. But poli-
tics of translation may be invented. Since they will necessarily be
forever amendable, such politics of translation may rather not re-
spond to the high name of theory. They will be checked by transla-
tion practices in view of their resistance to new enclosures within
an “unsurpassable” capitalist horizon.
Theory tends to correspond within knowledge, in a figure
of co-figuration,18 to the sovereignty of the political sphere. It
tends to be absolutized, to produce transcendence and an absolute
other. It has also been historically self-attributed, self-complacent,
and reserved by the West to itself. This construction originally
comes from the monotheistic Mediterranean context where god
as the supreme subject (sovereign) is the necessary condition to
the projection of the human (epi)subject: no god, no subject. The
theory has its modern developments and versions. One of the sub-
ject’s declensions will be the nation. Theory is a kind of (barely)
..........................
16
One and the same word, exploração appropriately denoting “exploitation” and not “exploring” in Por-
tuguese.
translation / spring / 2014
17
By inner colonialism i mean the treatment of such groups as women, Roma, migrants, minorities, or
whoever the excluded beyond the abyssal lines (Boaventura de Sousa Santos) or subordinated of one time
are. See de Sousa Santos (2000) and de Sousa Santos (2007).
18
Sakai’s important term in a slightly different application. See N. Sakai (1997).
74
secularized cognitive variant of divine transcendence.19
“Scientific knowledge” has been intertwined with and in-
separable from theology. Theory will sustain the sovereign
(whether godly or human) and its emanation, the subject, as well
as their separation from life experience. The subject (and, in its/his
stead, derivatively, the epi-subject), custodian of Revelation (San-
skrit: śruti), kicks a “beginning” as if it were absolute. The multiple
genealogies, origins, and inheritances of theory, however carefully
hidden and silenced, resurface again and again, disputing its high
and unique status. In fact, what is hidden is the whole apparatus of
theory-established hierarchies and exclusion—that is, the mecha-
nism of its sovereignist claim (see Solomon 2013). Theory’s tools
are language and narration, just as in less theoretical matters. In
South Asian ancient philosophies in Sanskrit, this corresponds to
the hammered—but really constructed and ideological—difference
between śruti and smṛti.
Theory will also distribute names and set grades, in which
its function—as well as that of language through master-narra-
tives—is not very different from that of foundational myths (smṛti).
The Greek divide and constructed abyssal gap between logos and
muthos (taken over into the Christian religion in corresponding
form, and parallel to the developing split between theory and prac-
tice) reinforces and maintains the coloniality of knowledge and
power: all “others,” whether inner or outer, have systematically
been reduced to muthos and nontheory (mere “practice”), as irra-
tional and incapable of science. This separation, downgrading, ex-
ception, is also an exemption from sovereignty. “Others” were
deemed bereft of autonomy out of their own limitation: other con-
tinents, women, and any other group, form of life, or translation
regime under that label. Theory, as much as god, designates the
other.
There are certainly ways, and historic experiences, of not
complying with such a diktat, that amount to “other possibilities of
the spirit.” François Jullien says that such “other possibilities” are
translation / spring / 2014
..........................
19
See François Jullien (2012, 107): “[L]es ‘Grecs’ ont-ils jamais existé? N’ont-ils pas été forgés par nos
Humanités?” A similar point is made in Prasenjit Duara (forthcoming). I would like to thank Duara for al-
lowing me to read chapters of his work in progress.
75
not always played out, and he goes on unveiling them by “compar-
ing” Greek, Christian, and Chinese thinking histories: they become
particularly visible when various civilizational options are rubbed
against each other. We mentioned some, stemming from what
would ultimately be known as (ancient) “Indian” philosophies,
while Jullien has been showing it for the Chinese worldviews. Chi-
nese or “Indian” philosophies did not delve the insuperable gap
between logos and muthos, or theory and practice. No grand nar-
ratives were therefore constructed in China, according to Jullien:
China had no need to posit god, and the word is not foundational
there (see Jullien 2012, 68, 69, 70, and 98).20
Jullien pleads in favor of reading a system of thought “from
outside,” through “contrasting parallels” (which is not a dichotomic
hierarchical comparison of the classical Western type, and does not
presuppose prior categorization), through letting go, letting play
parallels, through yielding, through detachment from one’s
own/unique culture. The contrastivity, letting the effects of a gap
work, will shed light on avenues of thought that have not been ful-
filled (Jullien 2012, 65 and following). He calls the contrasting of
Chinese and Western thought “entering a way of thinking” (entrer
dans une pensée). Such an entry is not afforded through a narrative
or a subject behind it. It is operated from a declension or inclination
of the reader, of the translator, of the one who approaches a “way
of thinking,” who is changed in the process: the translator is trans-
lated as she discovers the unthought (l’impensé) lying at the base
of thought. It would be difficult to translate this into Sakai’s trans-
lation theory, but, like the latter, the former doesn’t believe in neu-
tral translation or a neutral ground between contrasted elements. In
both, this entails concrete political responsibility from case to case.
Discarding one’s armature of thinking, deconstructing and dislo-
cating the national construction and fixed framework of knowledge
(see Iveković 2007b; 2009–2010) is a necessary precondition and
way of doing this.
Contrasting without establishing categories and hierarchies,
without heeding disciplines (molded by national cultures and insti-
translation / spring / 2014
..........................
20
Although an “Asian” disposition, this does not fully correspond to Brahmanic (consider the Veda, Ma-
habharata, and Ramayana) or Hindu thought (see Rada Iveković 1992).
76
tutions), may be particularly helpful in highlighting unexpected
possibilities, unfulfilled options, or eschewed results. Given that
disciplines denote borders of theoretical territories, ignoring them
sometimes allows passing beside, below, above, or through dividing
lines. This might be a possible way indeed in systems where there
is no dominant narrative or vertical epistemological hierarchy, no
historic construction of sovereignty and of the concept of a subject
(Iveković 2013), such as is sometimes the case in Asia or elsewhere
in once colonized continents, or where there has been some consti-
tutive (even merely) structural resistance to monolithic national
narratives. Times of crises put an accent on the subject’s wavering
(Europe today), but can prompt these other thinking options where
the concept of a subject was purposely avoided.
The great writer and philosopher Radomir Konstantinović
wrote about the tension resulting from the inner cleavage of the cit-
izen and of the communist, important figures of the subject in twen-
tieth-century Yugoslavia (but metaphorically, also elsewhere),
ending in the failure of both (Konstantinović 1981).21
Konstantinović’s pessimistic message concerning Western
modernity in general was that the political subjectivation of the cit-
izen may end in nationalism/Nazism.22
He exemplifies it with the Serbian case. His optimistic
message comes with, in principle, open possibilities (the blank of
the borderline spirit of the crisis, palanka) and through the split
subject. Paradoxically, this is best shown in art, writing, and trans-
lation, as in the self-fulfilled prophecy of the novel or drama that
can only signal the impossibility of a novel (as the form par excel-
lence of national citizenship) or of drama: in the same way in which
the only possible subjectivation from perhaps the end of the 1960s
is—the impossibility of constituting a subject.
Did Yugoslavia not implode because of that impossibility,
having no middle class and no nation, supposed to be only a secu-
larized administrative, common post-national frame? No drama
was to oppress its nonsubject citizens, who were to be spared the
..........................
translation / spring / 2014
21
See also French excerpts in Konstantinović (2001a), Konstantinović (2001b), and Konstantinović (2001c).
Other French excerpts can also be found in Becket and Konstantinović (2000), and Iveković (1998).
22
Konstantinović talked about modernity as such, irrespective of whether capitalist or socialist: the pattern,
for him, was the same, and socialism was a form of modernity.
77
need to engage in politics (my generation), because everything had
been taken care of by our revolutionary fathers in the Second World
War through resistance to the Nazis? Revolution was “museified,”
drama excluded. Radomir Konstantinović tried to think the non-
subjectified subject of our times,23 the one incapable of, or refusing
translation as exchange and fluidity; the one allowing only for ab-
solute translation (see Iveković 2011), entrenching borders, social
relations and inequalities.24
Naoki Sakai however deems that nation is not a fatality or
a necessity, and that it could have been avoided. What forms in Asia
could have helped such an alternative? It is difficult to imagine
other options, he insists, from within the prevailing one. We could
have had another world, with no nationalities and no nation states.
In particular, it was not the destiny of Asia, which took a very long
time to adapt to the international world. According to Sakai, na-
tionality was not given, being “a restricted and distorted derivative
of transnationality.” Like language being the result of translation
(and not vice-versa), so is nationality the outcome of transnation-
ality that precedes it. “A bordering turn must be accompanied the-
oretically by a translational turn: bordering and translation are both
problematics projected by the same theoretical perspective” (Sakai
2013).
Writing of the scandals with the cartoons of prophet Mo-
hammad, Judith Butler analyses the ways in which, according to
different frameworks (Christian or Muslim), we may diversely un-
derstand the term “blasphemy”: “the translation has to take place
within divergent frames of moral evaluation. […] in some ways the
conflict that emerged in the wake of the publication of the Danish
cartoons is one between competing moral frameworks, understand-
ing ‘blasphemy’ as a tense and overdetermined site for the conver-
gence of differing schemes of moral value” (Butler 2009, 103–104).
..........................
23
See not only Konstantinović (1981), but also downloadable texts by and on him in Serbo-Croatian, in-
cluding Konstantinović (n.d.). The site from which these texts can be downloaded () is an archive of impor-
translation / spring / 2014
tant Yugoslav intellectual and political works and is run by Branimir Stojanović Trša. On Konstantinović,
see also Sarajevske Sveske, an on-line Serbo–Croat journal. See also Klaus Theweleit (1977 and 1988),
and Iveković (2009).
24
On bordering as a process, see Sandro Mezzadra and Brett Neilson (2003) and (2013). See also Sakai in
general, but (2013) in particular.
78
There are thus competing translation codes or regimes, much as
Balibar identifies competing universalisms.25
They may go hand in hand. Wendy Brown has it that cri-
tique (and theory?) have been identified with secularism. As we
know from Balibar (see especially 2012), secularism or cosmopoli-
tanism and religion compete on the same terrain. It is all a matter
of translation.
It is on that contested terrain that various political options
for translation can unfold. Alas, there is “normally” no imaginative
power or political imagination enabling us to think a world without
nations, nationalities and borders, or translating them: in order to
do so, we must step without that frame through our mind’s eye.
This is a contribution towards an attempt to start thinking one. The
question of political translation becomes a concrete one at times of
crisis and reshuffling. We are currently in one such age, and trans-
lation may well be one of the tools.
translation / spring / 2014
..........................
25
Étienne Balibar, from “Les universels” (1997) through “Sub specie universitatis” (2006), develops the
observation of competing universalisms, then, logically, with his paper “Cosmopolitanism and Secularism:
Controversial Legacies and Prospective Interrogations” (2011), that of competing national sovereignties
and competing religions or secularisms. This matter is taken up once again in Balibar (2012).
79
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82
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] | At the Borders of Europe
From Cosmopolitanism to Cosmopolitics
Étienne Balibar ...........................
Kingston University, London, UK
[email protected]
Abstract: The essay addresses uses of “cosmopolitanism” and “cosmopolitics” in
the current global political conjuncture, from a European point of view. Against
the assumption (by Jürgen Habermas in particular) that Europe could become
the typical cosmopolitan continent through a natural continuation of its uni-
versalist traditions, it argues that the universal exists only in the form of con-
flicting universalities. Eurocentrism therefore deserves not only a refutation, but
a genuine deconstruction. Expanding on previous contributions, I focus on the
historical transformation or the “border” as a quasi-transcendental condition for
the constitution of the political, which is paradoxically reflected in its center.
The “central” character of the “periphery” acquires a new visibility in the con-
temporary period. A “phenomenology of the border” becomes a prerequisite for
an analysis of the citizen. I examine tentatively three moments: first, the antithesis
of war and translation as contradictory overlapping models of the Political, which
I call “polemological” and “philological” respectively; second, the equivocality
of the category of the stranger, who tends to become reduced to the enemy in
the crisis of the nation-state; third, the cosmopolitical difficulty of Europe to deal
with its double otherness, regarding other Europeans and non-Europeans who are
targeted by complementary forms of xenophobia.
______________
In this essay, I want to address questions of common inter-
est about the use and relevance of such notions as “cosmopoli-
tanism” and “cosmopolitics” in the current global political
conjuncture, and I will do so mainly from a European point of view.
This might seem a contradiction in terms, since the overcoming of
a certain Eurocentrism forms one of the preconditions for the de-
velopment of a cosmopolitical discourse. I have two reasons for
doing so, both linked to a certain practice of critical theorizing.
The first is that—in spite of some very interesting refer-
translation / spring / 2014
ences to the idea of cosmopolitanism, or its transformation, in so-
called postcolonial discourse—the continuous reference to
cosmopolitanism today seems largely a product of the self-con-
83
sciousness of Europeans seeking to understand, if not to promote,
Europe’s autonomous contribution to the regulation of conflicts in
the new Global order. Habermas’s “return to Kant” (and others as
well, from which I do not except myself) is typical in this respect.
It is as if, after becoming the first imperial “center” of modern his-
tory, Europe could become the typical cosmopolitan continent
through a natural continuation, or perhaps a dialectical reversal,
building its new political figure in this perspective. This implicit
claim, shared by many of us, has to be compared with realities, and
examined as a discursive formation.
The second reason refers to an even more general perspec-
tives of “politics of the universal,” which would take into account
the conflictual character of universality as such, or the fact that the
universal historically exists only in the form of conflicting univer-
salities, both inseparable and incompatible. Universalities become
conflictual because they are built on the absolutization of antithetic
values, but also because they are enunciated in different places by
different actors in the concrete process of world history. From this
point of view, “Eurocentrism” has a paradoxical, if not unique, po-
sition: it is the discourse whose pretense at incarnating universalism
in the name of reason, or culture, or legal principles, is most likely
to become increasingly challenged and refuted, as the history of the
European and “new European” conquest of the world becomes re-
examined from a critical point of view. But it is also a symbolic or
conceptual pattern which is likely to remain untouched while re-
jected or reversed or to become transferred to other imagined com-
munities. As a consequence, Eurocentrism deserves not only a
rejection or a refutation, but a genuine deconstruction—that is, a
critique which dissolves and transforms it from the inside, in order
to produce a self-understanding of its premises and functions. In
this sense, a deconstruction of Eurocentrism performed by the Eu-
ropeans themselves—with the help of many others—is not only a
precondition for the undertaking of any postimperial “cosmopoli-
tics,” it is part of its construction itself.
A distinction of cosmopolitan discourse (or theory) and
practical cosmopolitics seems now to have gained a very wide ac-
translation / spring / 2014
ceptance, and, while I make use of it, I certainly claim no particular
originality. It apparently results from three interrelated considera-
tions. First, from the idea of reversing utopia into practice, or re-
84
turning from the elaboration of a cosmopolitan idea (which could
serve as a regulatory model for the development of institutions) to
the programs, instruments, objectives, of a politics whose actors,
be they states or other social individualities, immediately operate
and become interrelated at the world level. Note that such an idea
can be associated with the consideration of globalized processes in
the field of economy, strategy, communications, in opposite ways.
It can be argued that the overcoming of the utopian moment of cos-
mopolitanism arises as a consequence of the globalizing phenom-
ena themselves. The material conditions would now exist for
cosmopolitanism to pass from utopia into reality, if not “science.”
There would even exist already something like an “actually existing
cosmopolitanism,” to recall the title of one of the sections in Pheng
Cheah and Bruce Robbins’s influential anthology (1998), which
could become politicized or provide a cosmopolitics or Weltinnen-
politik with its practical and affective support. But it can be argued
also that globalization destroys the possibility of a cosmopolitan
utopia, or deprives it of any nonideological function, because cos-
mopolitanism was only possible as an idealized counterpart for the
fact that, however global or transnational its objectives might be,
which is particularly the case of socialist internationalism in the
nineteenth and twentieth centuries, actual politics remained rooted
in local, and particularly national, communities (see Balibar 2006a).
This ideal projects a solution or final settlement for the actual con-
flicts, and for that reason would grant a foundational value to the
prospect or project of peace, in particular the establishment of
peace through the implementation of law.
This leads us to another powerful reason for the substitution
of a practical notion of cosmopolitics for the classical ideal of cos-
mopolitanism, which has to do with the broadly shared idea that
the proper realm of politics is conflict. What Globalization has
mainly achieved is a generalization of conflicts of multiple forms,
reviving old ones (for example, between religious and secular
forces) and perpetuating recent ones, displaying them all at the level
of the whole world: and so the ultimate horizon of politics in the
global age, with no predictable end, would be the fighting of con-
translation / spring / 2014
flicts or the attempt at regulating them, but never putting an end to
them. Such an idea is common to many authors today, albeit with
important nuances: it is there in Ulrich Beck’s thesis that the “cos-
85
mopolitical gaze” presupposes that “war is peace” or their respec-
tive realms are no longer fully discernible (Beck 2006). It is there
also in Chantal Mouffe’s representation of an “agonistic pluralism”
that informs the macropolarities of the progressively emerging post-
national political sphere (see Moufffe 2000). And it is there in Eti-
enne Tassin, who along Arendtian lines, but also drawing the
consequences from a postmodernist critique of the notions of po-
litical consensus and collective identities, seeks to articulate differ-
ent concepts of resistance to the destruction of the “common world”
which results from the uncontrolled processes of capitalist global-
ization (see Tassin 2003). But again there is a wide range of dis-
cursive positions here, including a certain equivocity of the use of
the category “conflict.” At one end we have conflict understood as
a specific form of political practice, in a tradition that could be
Marxist but also Weberian and, indeed, Schmittian; at the other, we
have the idea of conflict as matter or object of political intervention,
which takes the form of regulation or, to use the now fashionable
terminology, “governance.” The core of contemporary politics,
which pushes it to the level of “cosmopolitics,” would be to find
how to keep regulating or governing conflict, that is ultimately es-
tablish consensus and hegemonies, beyond the declining monopoly
of the nation–state in its violent or legal capacity to create peace
and order within certain territorial boundaries. Such is clearly the
prospect evoked in the work of David Held, with its opposition be-
tween a growing state of injustices, disorders, and inequalities cre-
ated by Globalization as a counterpart for the universalization of
exchanges and communications, and a global “social-democratic
governance,” whose quasi-legal instrument would be a “planetary
contract” among states and social actors (see Held 2013). But it is
also the horizon of Mary Kaldor’s (2013) idea of the “Global Civil
Society” and its politicization as “an answer to war,” although in a
more nuanced and empirical style.
And finally this leads us to the third interrelated motive that
I believe underlies the current insistence on “cosmopolitics” as the
concrete form of cosmopolitanism or an alternative to its utopian
character, which lies in the primacy of the issue of insecurity or—
translation / spring / 2014
to put it again in Ulrich Beck’s terms—“risk society” at the global
level. This is an additional element because the issue here is not
simply to confront alternative replies to the same insecurity, or to
86
the same dominant form of insecurity (be it terrorism, war, eco-
nomic instability, mass poverty, the destruction of the environment,
and so forth), but more fundamentally, in a sort of generalized
Hobbesian problematic, to define and hierarchize the different
forms of “insecurity” which are perceived and expressed by actors
and power structures in today’s world. It is this second degree in
the political contest on insecurity that, far from remaining purely
theoretical, directly impacts the antithetic positions on the function
of international institutions, inherited from the ancient cosmopoli-
tan ideal, as was plainly illustrated by the controversy between
George Bush and Kofi Annan in 2003 at the opening of the United
Nations’ General Assembly, just before the invasion of Iraq.
Again, I claim no originality in my discussion of these
themes. My specific contribution, which I have been trying to elab-
orate in a more or less explicit manner in the last two decades, has
progressively focused on the historical transformation or the “bor-
der” (or the “frontier”) as a concrete institution which, far from
forming simply an external condition for the constitution of the po-
litical, empirically associated with the hegemony of the territorial
nation–state, represents an internal, quasi-transcendental condition
of possibility for the definition of the citizen and the community of
citizens, or the combination of inclusion and exclusion which de-
termines what Arendt called the “intermediary space,” or Zwischen-
raum, of political action and contestation, where the right to have
rights becomes formulated. In this sense, the border is only seem-
ingly an external limit: in reality it is always already interiorized
or displaced towards the center of the political space. This could
be considered since the origins—even before the emergence of the
modern Nation–State—a “cosmopolitical” element, which pro-
foundly transformed the meaning and institution of borders but did
not invent them. The question then becomes how to understand
why this paradoxically “central” character of the “periphery” ac-
quires a new visibility and a more controversial status in the con-
temporary period, in any case in Europe. The same kind of issue is
currently being discussed and investigated in depth, especially in
Italy, by Sandro Mezzadra and Enrica Rigo from a more juridical
translation / spring / 2014
and constitutional point of view (see Rigo 2006). But I also try to
develop what I call a “phenomenology of the border” as prerequi-
site of an analysis of the globalized citizen, which combines sub-
87
jective experiences with objective structural transformations in a
highly unstable, overdetermined manner. It is this kind of phenom-
enology that I would like to evoke now, by sketching three devel-
opments: first, on the antithesis of war and translation, or
polemological and philological models of the border; second, on
the equivocity of the category of the stranger and the tendency to
reduce it to a figure of the enemy through the development of bor-
der wars against migrants; and third, on what I call the “double oth-
erness” affecting the status and representation of foreigners in
today’s Europe, to reach a final interrogation on the paradoxical
identity of what we might call the “subject of cosmopolitics,” as a
figure determined locally as well as globally. But before that, I must
return, as briefly as possible, to some considerations concerning
Europe, “Eurocentrism,” and the cosmopolitical issue.
It will be easier and also politically revealing, I believe, to
refer here to some well-known propositions by Jürgen Habermas
and the way they have progressively evolved under the impact of
the recent “war on terror.” This is not only a way to pay a well de-
served tribute to a great living philosopher, whose questions and
interventions continuously inform our reflection even when we dis-
agree with his premises or depart from his conclusions, but also a
way to illustrate this self-critical, internal relationship to the “Eu-
ropean” definition of cosmopolitanism that I mentioned at the be-
ginning. It did not remain unnoticed that Habermas’s positions
concerning cosmopolitanism had significantly changed in the last
period, before and after 9/11 and the subsequent new wave of US
military interventions in the world, especially the unilateral inva-
sion of Iraq in 2003 without a warrant from the Security Council.
Many of his declarations and contributions have been internation-
ally widespread, including the declaration from May 2003 reacting
to the statement by European States supporting the US invasion,
which was also endorsed by Jacques Derrida, with the title “After
the War: Europe’s Renaissance,” in which he hailed the simultane-
ous anti-war demonstrations in various European countries as a mo-
ment of emergence of the long-awaited European public sphere (see
translation / spring / 2014
Habermas and Derrida 2003). This was later developed in the ac-
knowledgement of a “split” within the Western liberal–democratic
alliance, arising from the antitotalitarian commitment in the post-
88
World War II period, which separated the unilateralist power poli-
tics of the US from the orientation of the European “core states”
(Kerneuropa) which was supposed to act in the direction of the con-
stitution of a “global domestic politics without a global govern-
ment” (Weltinnenpolitik ohne Welregierung) in the Kantian spirit
(see Habermas 2006). This involved not only a limitation of na-
tional claims to absolute sovereignty, but the equivalent of a “con-
stitutionalization of international law,” subjecting and transforming
the national politics of states through the self-imposed recognition
of the primacy of universal legal and moral rules forming a politics
of human rights.
More recently, Habermas has expressed disappointment
and skepticism with respect to this cosmopolitan function attributed
to Europe, or its historical avant-garde, but he has maintained the
commitment to the same general objective (see Habermas 2009).
This amounted to granting a practical reality and effectivity, in a
critical situation which would appear as a turning point in Modern
history, to the more speculative idea already explained at length in
Habermas’s “post national constellation” essays from the previous
decade: the constitution of a supranational European ensemble, lim-
iting the sovereignty of its member–states without giving rise to a
new imperial superstate, was presented there as a form of “transi-
tion” between the old power politics of states based on their iden-
tification as substantial historical communities, in other terms the
hegemony of nationalism, and the coming of the new cosmopolitan
order where the relationship of individuals to their communities
and allegiances is subjected to the formal and ethical recognition
of universal legal norms. The argument bears analogies with the
manner in which, in Kant’s practical philosophy, the respect for the
moral law or categorical imperative is supposed to impose a con-
straint on the “pathological” affective element of individual per-
sonality, or in Kant’s own terms, to permanently “humiliate” its
power. Accordingly, we would have the unmistakable sign of a shift
from nationalism to the dominance of a pure “patriotism of the con-
stitution” (Verfassungspatriotismus), intrinsically governing the de-
velopment of the European Union, and conferring upon it a
translation / spring / 2014
meaning and an influence widely superseding its local function.
Now, it would be too easy to dismiss Habermas’s views as
utopian and grossly overestimating the cosmopolitan content and
89
capacities of the European construction, and to call for a sobering
return to the facts, showing that the Weltpolitik of the European
Union, or perhaps we should say, rather, its lack of a Global project
of its own in the last period, has patently refuted any illusion of a
progressive function, especially with respect to the creation of a
Global order and a system of international law genuinely independ-
ent from power interests. I believe that a more interesting series of
remarks can be proposed. With a nasty spirit, I was always tempted
to draw a formal analogy between the way Habermas presented the
European construction as an intermediary step between nationalism
and the coming cosmopolitical juridical order and the way, after
the adoption of the idea of “socialism in one country” around which
the world revolutionary movement should gather and redefine its
strategy, the construction of the Soviet Union and the Socialist
camp was presented as a “transitional phase” in the long process
of political transition from capitalism to communism. This is only
a formal analogy indeed, but that testifies to the extent to which
teleological models of historical progress arising ultimately from
the Enlightenment permeate both the cosmopolitan and the inter-
nationalist discourses, or dominate their concepts of history in a
manner that is relatively independent from the divisions between
rival political ideologies. It testifies also to the extent to which such
discourses are inseparable from a deep Eurocentric representation
of history, even when they claim to be critical of something like a
“European nationalism,” or “pan-European ideology.”
But there is more to be said, and namely that such a paradox
also affects discourses which, in the same circumstances, tried to
be more critical with respect to the achievements of the European
construction. I am thinking of the way in which, in their book on
“cosmopolitical Europe,” Ulrich Beck and Edgar Grande (2004)
described the European construction as a “reflective moment” or
the emergence of a “politics of politics” in which the feedback ef-
fect of globalization and its specific problems associated with
“global risks” would progressively transform the very idea of a na-
tional interest and allow Europe to correct its own Eurocentrism
and lack of cosmopolitanism. Accordingly, the intermediary posi-
translation / spring / 2014
tion in which Europe finds itself would dialectically foster its own
internal transformation and allow it to play a crucial role in the
transformation of the global distribution and definition of power.
90
And, if I may invoke my own elaborations here, I am even thinking
of the manner in which, borrowing the dialectical image of the
“vanishing mediator,” I tried to explain in 2003 that Europe as a
society, a new moment in the history of political forms, could only
exist on the condition of becoming the instrument of a resistance
to the polarizations of the War on Terror as well as a multilateral
competition between Grossräume or geopolitical rival entities,
which is centered on a combination of state power and cultural ex-
ceptionalism. It should “decenter” its self-consciousness and ac-
knowledge the extent to which it had become itself transformed
and reshaped by the aftereffects of its violent interaction with the
world, particularly through the postcolonial transformation of its
population and culture (see Balibar 2003a). However “dialectical”
this presentation of Europe may appear (as a potential vanishing
mediator in contemporary politics, which could transform others
on the condition of becoming transformed itself by the others), it
clearly contained an element of European messianism which I
shared with many others.
It is perhaps owing to my self-critical reflection on the ex-
tent to which the messianic idea of Europe as the “vanishing medi-
ator” in fact reproduces or pushes to the extreme the Eurocentric
scheme inherent in other contemporary uses of the cosmopolitan
ideal that I can put into question what I believe is one of the deep
philosophical structures underlying the combination of universal-
ism and Eurocentrism in the cosmopolitan tradition: namely, the
idea that the transformation of the local, particular, national citizen
into a “citizen of the world” through a relativization of member-
ships and borders requires a singular mediation (or even a media-
tor), which turns the empirical interest against itself, performing
the negation of particularity from the inside. There is no doubt to
my mind that the cosmopolitical discourse in its classical form, as
it was elaborated philosophically in Kant and others—including
Marx, in his own way—formed a conceptual system organized
around the transcendental dualism of the empirical individual and
the universal person, or the “generic individual” (as Hegel, Feuer-
bach, and the young Marx would reformulate it), namely the indi-
translation / spring / 2014
vidual who carries within themselves a representation of the
species, therefore also a commitment to the superior interest of the
human community as such. The universal subject can be a “univer-
91
sal class,” or a “universal political project” called post national con-
stellation. In any case the mediation has to be performed by a mem-
bership or a community endowed with the character of a
self-negating subject, which means a community (of citizens) with-
out a “communitarian” collective identity, or not reducible to it,
therefore without exclusionary effects, and with a revolutionary po-
tential of universalization. Such is the case of “cosmopolitan Eu-
rope” in the discourses that I was quoting.
What I am suggesting is, in fact, a reversal of this pattern
(which perhaps in the end will prove to be again one of its
metonymic reformulations). At the same time I am admitting that
the incapacity of Europe to emerge as a cosmopolitical mediation
is not to be separated from its only too obvious current stalemate
as a political project. There is something intrinsically contradictory
in the idea of framing a postnational Europe which is a public space
of conflicts, regulations, and civic participation, although it does
not take the form of constructing a superstate—perhaps especially
if it does not take that form. In a moment I will try to indicate that
this intrinsic contradiction can be linked to the fact that the Euro-
pean construction as such emphasizes all the elements of otherness
inherent in the representation of Europe as a whole, or simply as
an ensemble. But this requires a detour through the consideration
of the role of borders, from which I hope to gain a metamorphosis
in the self-perception of Europe, in which its definition never sim-
ply comes from its own history, but returns to it from outside, from
the consequences of its externalization. This is a point of view that
seems more likely to become adopted in what constitutes the pe-
ripheries of Europe in the broad sense: cultural and political zones
of interpenetration with the rest of the world—Britain or Turkey or
Spain, say, rather than France or Germany, where Habermas im-
plicitly localized the European “core states.” But in reality, owing
to the consequences of colonialism, and later postcolonial migra-
tions and hybridization of cultures, it is also a possibility open for
the whole of Europe that should be discussed in common, passing
from one country to the other and one language to the other.
translation / spring / 2014
Let me now concentrate on what I called a “phenomeno-
logical approach” of the border as institution—and in a sense an
institution of institutions, whose fundamental characteristics appear
92
historically when it determines specific political practices, setting
their quasi-transcendental conditions, as it were. In the the past, an-
alyzing the repressive functions performed by the border especially
with respect to some strangers, but also some nationals, I coined
the formula “a nondemocratic condition of democracy” (Balibar
2003b). I now want to emphasize the ambivalent characteristics of
this condition, which represents both closeness and aperture, or
their permanent dialectical interplay. Thus, a phenomenology of
the border is a very complex undertaking. It is now becoming one
of the major objects of reflection and points of interdisciplinary co-
operation for anthropologists, historians, geographers, political the-
orists, and so on. Even philosophers may have something to say
from within their intellectual tradition and disciplinary logic (see
Balibar, Mezzadra, and Samaddar 2012, and Mezzadra and Neilson
2013). To take the institution of the border as privileged vantage
point in the discussion on cosmopolitics and its tensions does not
produce the same effect as adopting, say, the point of view of cul-
ture, or territory, or urban society—although there clearly are rec-
iprocities between these different paradigms. In previous essays I
suggested, following a suggestion from Kant’s early Latin disser-
tation on the “regions of space,” that borders are never purely local
or bilateral institutions, reducible to a simple history of conflicts
and agreements between neighboring powers and groups, which
would concern only them, but are always already “global”—that
is, a way of dividing the world itself into places, a way of config-
uring the world or making it “representable” (as the history of maps
and mapping techniques testifies). Hence the development of a
“mapping imaginary” which has as much anthropological impor-
tance as the imagination of historical time and is not to be separated
from it. I should add that borders are, therefore, constitutive of the
transindividual relationship to the world, or “being in the world”
when it is predicated on a plurality of subjects. This might already
explain why the imagination of borders has a privileged relation-
ship with utopias, albeit in a very contradictory manner. Either it
works through the assumption of their closure, when utopian soci-
eties are imagined as isolated from the world, or it works through
translation / spring / 2014
the anticipation of their suppression, their withering away giving
rise to a “borderless world” for the whole of mankind. But the bor-
ders are not only structures of the imagination; they are a very real
93
institution, albeit not with a fixed function and status. And as con-
ditions for the construction of a collective experience, they are char-
acterized by their intrinsic ambivalence.
Here I generalize a reflection on the category of the for-
eigner and “foreignness” that I find in particular in Bonnie Honig’s
excellent book (2001), to which I will return. This ambivalence be-
gins with the fact that borders are both internal and external, or
subjective and objective. They are imposed by state policies, ju-
ridical constraints, and controls over human mobility and commu-
nication, but they are also deeply rooted in collective identifications
and a common sense of belonging. We may continue with the fact
that borders are at work within opposite paradigms of the political,
particularly what I call the paradigm of war and the paradigm of
translation, with antithetic models for the construction of the
“stranger,” or the institution of difference between the “us” and the
“them,” which are both exclusive and nonexclusive. As a conse-
quence, while recognizing the importance of the border in the de-
velopment of utopian discourses, I prefer to consider that the border
as such is a heteroropia or a “heterotopic” place in Foucault’s
sense—that is, both a place of exception where the conditions of
normality and everyday life are “normally suspended,” so to speak;
and a place where the antinomies of the political are manifested
and become an object of politics itself. It is borders, the drawing
and the enforcing of borders, their interpretations and negotiations
that “make” or “create” peoples, languages, races, and genealo-
gies… Let me try to indicate three moments of this heterotopic phe-
nomenon of borders from the point of view of their current
transformations, especially across and beyond Europe. The emer-
gence of “European borders” which need to be constantly displaced
or redrawn is indeed one of the main concerns underlying this very
sketchy theorization.
The first element I want to emphasize is the fact that bor-
ders and frontiers are simultaneously defined as functions of war-
fare (or the interruption of warfare in the form of territorial
settlements and an equilibrium of power codified by international
law), and as functions of translation, or linguistic exchange: I call
translation / spring / 2014
this second aspect a philological model of the construction of the
political space—particularly the nation in modern history—where
the appropriation of a collective identity and its equivalence with
94
others mainly rests on establishing a correspondence as tight and
effective as possible between linguistic communities and political
communities. They must have the same boundaries, which are en-
forced and developed through education, literature, journalism, and
communication (as Benedict Anderson famously demonstrated in
his study of “imagined communities” and the becoming hegemonic
of the national form of the state—see Anderson 1983). The con-
struction of borders through war and the suspension of war, and
their interiorization through the community of language and the
possibility of translation (namely the activity that takes place when
one stands on the border itself, either very briefly or for a long pe-
riod, sometimes coinciding with the whole life), are clearly anti-
thetic, but it does not mean that the two models are completely
external to one another. On the contrary they are bound to contin-
uously interfere and merge. In a sense, or in specific circumstances,
war arises about translation and translation remains a war—because
it involves a confrontation with the conflictual difference, or the ir-
reducible “differend” with the other (in Lyotard’s terminology) that
can be displaced but not abolished, returning under the very ap-
pearance of consensus and communication. This reciprocity of war
and translation within the establishment of lasting cultural power
structures or hegemonies has been particularly emphasized by post-
colonial studies which concern both the old peripheries and the old
“centers,” where so called “universal” or “international” languages
have been created and institutionalized, and more recently by critics
of the idea of a “world literature” (see, for example, Apter 2005).
This is one of the major themes in Chakrabarty’s work, Provincial-
izing Europe (2000), where he insists on the conflict between an-
tagonistic ways of “translating” life worlds, or the experience of
the world, into labor (that is, abstraction in the merchant and capi-
talistic sense), and history (that is, majoritarian and minoritarian
traditions and belonging). Perhaps we could suggest that what char-
acterizes our experience of the globalized world, both virtually
common and divided among incompatible representations of the
sense of history, is a new intensity of this overlapping or undecid-
ability of the relationship between war and translation. This would
translation / spring / 2014
come also, on the side of war, from the fact that war has become
immersed in a much more general economy of global violence,
which is not less but more murderous, and in fact includes perma-
95
nent aspects of extermination. Ethnocide or culture wars are part
of this economy.
The pattern of a “global civil war” that is looming in such
diverse interpretations as those proposed by Hans Magnus Enzens-
berger, Negri and Hardt, or Agamben, is useful here but it is also
misleading because it tends to quickly reduce to unity the enormous
heterogeneity of the violent processes overlapping in this global
economy, ranging from so-called “new wars” which involve state
and nonstate actors, and subvert international law, to the seemingly
natural catastrophes which foremost affect the populations targeted
by mass impoverishment and made “superfluous” from the point
of view of the capitalist rationality. On the other side the labor of
translation which permanently confronts the antinomy of equiva-
lence and difference, is a way of acknowledging the irreducible na-
ture of the untranslatable elements: through its confrontation with
this “impossible” task it produces a universal community of lan-
guages, or a “pure language,” as Benjamin explained in somewhat
messianic terms in his famous essay on “The task of the translator”
(on this point, see Balibar 2006b). With the process of globalization,
especially as it is seen “from below”—that is, not from the global
Republic of Letters, but from the working populations themselves,
this labor has also become much more complex and conflictual. In
a postcolonial world the hierarchy of idioms, therefore of possibil-
ities of translation towards the same “languages of reference,”
which serve as general equivalent for all the others, is becoming
less and less indisputable and unilateral; it is therefore continuously
enforced in a brutally simplified manner through the monolinguistic
discipline of internet communication. The association of linguistic
hierarchies with borders and collective identities appears much
more clearly as a structure of national and transnational power:
there is as much violence and latent political conflict, as much ques-
tioning of established sovereignties, in the possibility for Algerian
citizens to simultaneously use their three historical languages (in-
cluding Arabic, French, and Amazigh), as there is for Urdu, Turkish,
Arab, and African languages to become recognized as equal parts
of the “conversation” among the populations of multinational and
translation / spring / 2014
multicultural Europe, therefore granted the same educational and
administrative status as the “genuinely European” national or re-
gional languages (some of which have for centuries been ex-pro-
96
priated—that is, they no longer “belong” to the populations of Eu-
ropean descent). I suspect that similar problems could be raised with
respect to Spanish and Asian languages in the North American
realm.
This brings me to the second aspect of a phenomenology
of borders as preliminary to the cosmopolitical issue. Zygmunt
Bauman, who is certainly one of the great anthropologists of the
cultural side of “globalization” today, emphasized that “all societies
produce strangers, but each kind of society produces its own kind
of strangers, and produces them in its own inimitable way” (Bau-
man 1997). I take this phrase to mark an important step in a story
of sociological and philosophical reflections on the figure of the
stranger and the foreigner (the duality of categories already marking
the difficulty in assessing the priority of the interior or the exterior,
the juridical or the cultural aspect), which derive from the famous
essays by Simmel and Alfred Schutz, and continues today with
Gilroy, Babha, Honig, Spivak. Whether it was the existence of bor-
ders that created the stranger, imposing an institutional mark of oth-
erness on the complexity of cultural and local differences, or the
preexisting difference among nations and genealogies that led to
the institution of borders and the closure of territories, is a question
that was never completely solved. It would seem that the establish-
ment of the new borders of Europe, and the way they are enforced
against the self-determination and the right of circulation of migrant
and refugee populations, with the continuous relocation of these
police demarcations, sheds a brutal light on this issue because of
its discretionary character, as embodied in the Schengen rules.
In previous essays, I intentionally gave a provocative di-
mension to this discussion by suggesting that the introduction of a
notion of European citizenship based on national memberships
within the European Union produces something like a European
apartheid, a reverse side of the emerging of a European community
of citizens, by incorporating anybody who is already a national cit-
izen in any of the member states, and excluding anybody, however
permanently settled and economically or culturally integrated, who
comes from extra-Communitarian spaces. The exclusionary aspect
translation / spring / 2014
arises from the simple fact that differences of nationality, distin-
guishing the national and the foreigner, which formerly applied in
the same manner to all aliens within each nation state, now institute
97
a discrimination: some foreigners (“fellow Europeans”) have be-
come less than foreigners, in terms of rights and social status (they
are no longer exactly strangers), while other foreigners, the “extra-
Communitarians,” and especially immigrant workers and refugees
from the South, are now more than foreigners, as it were—they are
the absolute aliens subjected to institutional and cultural racism. To
this general idea, Alessandro Dal Lago and Sandro Mezzadra
(2002), Didier Bigo (2005), and other sociologists or politologists
who work on the “normalized state of exception” to which migrants
are increasingly subjected in order to uphold the distinction between
legal and illegal categories of immigrants, have added another ele-
ment: the violent police operations (including the establishment of
camps) performed by some European states on behalf of the whole
community (with the help of neighboring client States, such as
Libya or Morocco), amount to a kind of permanent border war
against migrants (see, also, Balibar 2003c). The extent to which
this policy is an intentional one can be disputed, but what I draw
from their analysis is especially the growing indiscernibility of the
concepts of police and war (also present in other forms of sovereign
violence in today’s world): hence the tendency towards a reduction
of the foreigner, or the “real stranger,” to a notion of virtual enemy,
which pertains to a power permanently running behind a lost sov-
ereignty, or the possibility of controlling populations and territories
in a completely independent manner (see Brown 2010).
Reducing the figure of the stranger to that of the enemy is
one of the clearest signs of the crisis of the nation–state, or the his-
torical national form of the state, as was already signaled by Han-
nah Arendt (1951). It shows that the crisis of the nation–state,
focusing on its borders but also continuously dislocating these bor-
ders, does not coincide with a linear process of withering away. On
the contrary, it makes the nation–state, or any combination of na-
tion–states, return to a relatively lawless mode of exercising power,
which strongly suggests a comparison with the early modern mo-
ments in the construction of the monopoly of violence that Marx
interpreted as “primitive accumulation.” They probably have to do
with a new phase of primitive accumulation of capitalism on a
translation / spring / 2014
global scale. But, as Bonnie Honig (2001) rightly suggests, they
also testify for an extremely ambivalent character of the political
process itself: in fact, whole populations of strangers are now os-
98
cillating between a condition of outsiders and insiders in the con-
struction of a postnational and postcolonial order, for which Europe
appears as a violent, conflictual “laboratory.” Strangers could be-
come (and very often actually become), either internal enemies,
who are looked upon with suspicion and fear by the state and the
“majoritarian” population, or additional citizens, whose very dif-
ference enlarges the fabric of rights and the democratic legitimacy
of the institutions. Their inclusion in the domain of the “right to
have rights” would illustrate what French political philosopher
Jacques Rancière called granting the shareless their share (Ran-
cière 1998). Indeed, this symmetry is heavily unbalanced yet never
completely destroyed, or it is at stake in the daily resistances and
vindications of basic rights on the part of the foreigners, making
them members of an active community of citizens even before they
are granted formal citizenship, thus concretely anticipating a cos-
mopolitical transformation of the political.
This consideration may sound very optimistic indeed, and
I will qualify it through adding a third and last point. I became
aware of this when I started reflecting on the consequences of the
failed attempt at establishing a European Constitution in 2005, and
its relationship to the development of so-called “populist” attitudes
in Europe, in fact a revival of nationalist feelings, of which the
strangers are the inevitable victims—not only when they come from
outside Europe, but between its own “peoples.” What is cause and
what is effect in this matter can be disputed, but perhaps it does not
matter so much, and we must develop a symptomatic interpretation.
The French and the Dutch played the role of the bad Europeans in
the story, but shortly after the even former German Chancellor Hel-
mut Schmidt—not a bad connoisseur—expressed his conviction
that, if popular referendums had been called everywhere in Europe,
the result would probably have been a “no” in a majority of coun-
tries, including Germany. I don’t believe this to illustrate the per-
petual conflict between reactionary nationalism and enlightened
cosmopolitanism. I also don’t think that the reason for the failure
of the “federal” project entirely lies in the social and economic
causes that were emphasized by the French Left, when it insisted
translation / spring / 2014
that the draft constitution had been rejected because it completely
endorsed a legitimization of the neoliberal conception of the public
sphere, and a dismantling of collective social rights. Even if this is
99
largely true, which I tend to believe it is, it would not produce a na-
tionalist revival on its own. It could also—at least ideally—foster
the development of pan-European social movements, for which
democratic advances written into the Constitution (notably in the
Charter of fundamental rights) could serve as an instrument. Some-
thing else must be acting as well. I believe this might lie in a vicious
circle created by the addition of different kinds of xenophobia: on
the one hand, negative feelings toward other European peoples, or
“fellow Europeans,” in each European country; and on the other
hand the xenophobia directed against non-European populations
of migrants (or of migrant descent)—with such highly ambivalent
cases as Romanians, Turks, Balkan peoples, or populations of
North African descent who have been part of “European history”
for centuries in a colonial or semicolonial framework.
This is what I call the cosmopolitical difficulty of Europe
to deal with its double otherness, an internal and an external other-
ness which are no longer confronted in absolutely separated spaces.
This is also the difficulty of Europe to completely distinguish be-
tween internal borders (between member states) and external bor-
ders (with the rest of the world, and especially the South), or
abolish this distinction and return to a classical status of the national
border and the definition of the stranger. To put it in one phrase,
European racism directed against immigrant “extra-European” pop-
ulations, which hampers the development of social movements
against neoliberal policies, also results from a projection of the na-
tionalist feeling opposing European nations to one another, which
the European construction in its current form has only superficially
cloaked. It forms a derivative for a repressed mutual xenophobia.
But the reverse is also true: it is the incapacity of European nations,
and the unwillingness of European states, to grant migrants and
populations of migrant descent equal rights and recognition, as well
as the permanent temptation from populist parties and leaders to
exploit antimigrant fears and hatreds for domestic purposes, which
prevents Europeans from imagining that they could address their
most urgent common social and political problems as a single con-
stituency, thus giving rise to a new more “cosmopolitical” moment
translation / spring / 2014
in the history of democratic citizenship. There is something like a
“missing nation” in the middle of Europe, a nation made of several
long-established migrant communities with different histories but
100
a similar final destiny, and also some common cultural characters
easily seen as threats to European culture. Once it might have been
called the “sixteenth nation” when there were fifteen official mem-
ber states, now it could be called the “twenty-sixth nation” (an idea
already proposed by Catherine di Wenden—see Wenden 1997; with
more recent admissions to the EU, including Croatia, one should
perhaps more accurately say “the twenty-ninth state”). And it is this
missing nation in the middle returning in a fantastic manner as a
virtual internal enemy that makes it so difficult for all the other na-
tions to perceive themselves as building a single constituency, au-
tomatically depriving them of the capacity of collectively
influencing the global trends of politics, culture, and the economy.
translation / spring / 2014
101
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translation / spring / 2014
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103
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] | Knowledge on the Move:
Between Logistics and Translation
Brett Neilson ............................
University of Western Sydney, Australia.
[email protected]
Abstract: Translation and logistics are often considered distinct and opposed ac-
tivities. The former is a social practice that produces boundaries and connections
between languages, cultures and forms of life. The latter is a technical operation
that contributes to the production of value by creating efficiencies of communi-
cation and transport. This paper takes translation and logistics as twin analytical
pincers in which to examine the changing politics and economy of knowledge
in the contemporary capitalist world. Particular attention is given to the socio-
technical systems that enable practices of translation and the role of social and
cultural negotiation in facilitating movement along the logistical chains that sup-
port global production. By examining the terms and the limits of the overlap
between translation and logistics, the paper investigates its implications for the
global arrangement of space and time as well as the subjective stakes of labor in
the production of knowledge.
______________
How does knowledge travel? The question is profound to
the point of being banal. Movement is intrinsic to knowing.
Whether the passage is between subject and object, through space
and time, or across the boundaries of disciplines or other gardens
of knowledge, knowledge seems unable to submit to stillness. The
present essay investigates two dimensions of knowledge movement
that have come to the fore under conditions of capitalism and glob-
alization: the first associated with logistical operations and the sec-
ond deriving from translation. The aim is to show the intertwining
and interdependence of these different aspects of knowledge move-
ment, despite the seeming tension between them in terms of open-
ness to political and cultural life, subordination to technological
processes and coordination with economic activity.
Logistics organizes and produces the heterogeneity of
translation / spring / 2014
global space and time. Tuned to the turnover of capital, it mobilizes
material and infrastructural implementations to produce communi-
cation, transport, and economic efficiencies. With its origins in mil-
129
itary supply, it has, since the 1960s, become a software-driven
process that coordinates production and assembly processes across
planetary expanses. No longer an exercise in cost reduction, it has
become integral to the maximization of profit. Essential to its op-
erations is the governance of supply or commodity chains. Logis-
tical networks rely on internal standards and protocols to establish
interoperability between systems and facilitate the movement of
people, goods, and things. Attention to the logistics of knowledge
movement thus requires awareness of techniques and technologies
that enable sorting, classification, distribution, and storage. Increas-
ingly these processes are inseparable from the production of knowl-
edge itself, making it unfeasible to consider them post hoc
arrangements that pertain merely to the movement of already
formed or commodified knowledge. The metaphor of knowledge
transfer, which circulates widely in academic and commercial con-
texts, registers some of the limits and dilemmas associated with
such an approach to knowledge. It signals at once the dream that
knowledge might travel efficiently and unaltered between a source
and a target and the reality that such movement is always inter-
rupted by social and cultural factors. In other words, it shows how
the logistics of knowledge movement is always entangled with the
politics of translation.
Translation is a privileged cultural operation and social
practice that produces bridges and barriers between languages, civ-
ilizations, and forms of life. It is an iterative operation that facili-
tates movement through an active process of mutation in which
difference and incommensurability tend to win over standardization
and protocols. This is to say it is a vernacular or idiomatic practice
that creates social relations within a force field marked by differ-
entials of power, culture, and economy. At once sparking connec-
tions and active in processes of domination, not least those
associated with modern colonialism and global capitalist expansion,
translation is an inherently double-sided political concept and prac-
tice. It can open channels of communication and understanding be-
tween communities and cultures but only at the risk of establishing
boundaries in ways that further a politics of rigidified identity. His-
translation / spring / 2014
torically this has been one of its major functions. When the practice
of translation establishes equivalence between languages or groups
of people, it enforces the idea of distinct communities, nations, or
130
civilizations traveling coevally through time. It thus contributes to
the creation of dominant geopolitical constructs: the West and the
rest, center and periphery, and so on. In the contemporary world,
where such an approach to translation remains prevalent, it plays a
part in dividing the planet into blocs or regions and producing nor-
mative figures of continentalization: the European, the Asian, the
African, et cetera. Yet, as several critical scholars (Sakai 1997,
Iveković 2010, Mezzadra 2010) have emphasized, translation con-
tinues to hold a potential for radical subversion or the unsettling of
established identities, boundaries, and the social relation of capital.
Here is the dilemma. Translation is seen as the cultural op-
eration par excellence, a creative act with the power to rearrange
social relations whether in politically liberating or constraining
ways. By contrast, logistics is widely understood as a set of tech-
nical operations driven by algorithmic processes and subordinated
to the imperatives of capital or war. Attempting to shift these es-
tablished views is perhaps a futile exercise. The current paper holds
these shibboleths in place, even as it questions them by probing the
borders between the cultural and the economic, and querying the
separability of the creative and the technical. The argument is de-
ceptively simple: without logistics no translation, and without trans-
lation no logistics. This is an analytical and political claim rather
than a logical proposition or dialectical formulation. The intertwin-
ing of translation and logistics comes into view with the histori-
cization of these practices. Particularly in current conditions of
capitalism (where cooperative networks are crucial to systems of
production, and value creation depends ever more on distribution
and access to knowledge), translation and logistics have developed
in ways that make them increasingly indistinguishable. This article
explores the terms and limits of this overlap, investigating its im-
plications for the global arrangement of space and time as well as
the subjective stakes of labor in the production of knowledge.
Traveling Theory
In an article entitled “Traveling Theory” (1983, 226), Ed-
ward Said identifies “a discernible and recurrent pattern to the
translation / spring / 2014
movement” of ideas and theories. Although widely read within crit-
ical and postcolonial circles, the paper’s delineation of four distinct
stages of “travel” reads like a familiar narrative of immigration and
131
acculturation:
First, there is a point of origin, or what seems like one, a set of initial circumstances in
which the idea came to birth or entered discourse. Second, there is the distance trans-
ferred, a passage through the pressure of various contexts as the idea moves from an
earlier point to another time and place where it will come into a new prominence. Third,
there is a set of conditions—call them conditions of acceptance or, as an inevitable part
of acceptance, resistances—which then confronts the transplanted theory or idea, mak-
ing possible its introduction or toleration, however alien it may appear to be. Fourth,
the now full (or partly) accommodated (or incorporated) idea is to some extent trans-
formed by its new uses, its new position in a new time and place. (Said 1983, 226–227)
Said’s essay focuses on the geographical movement of
ideas and theories, which, although part of knowledge, are not the
whole of it. Yet the typology he offers provides a schema by which
to assess the evolution of knowledge movements across the past
three decades. A distinct absence from his analysis is an account of
the material forces and technical factors that compel knowledge to
move. Said recognizes a “commerce of theories and ideas” but does
not interrogate the economic and material processes that underlie
this trade or exchange (226). The movement of knowledge, in this
account, seems almost disconnected from economic forces or tech-
nical parameters. It is the result of patterns of influence between
prominent thinkers.
Said’s primary example is the transfer of Lukács’s concept
of reification into the works of Lucien Goldmann and from there
into the writings of Raymond Williams. Although he examines the
conditions of acceptance, pressures, and resistances that surround
this transplantation of ideas, he does not explore the material con-
duits that make it possible. The movement of knowledge between
the works of these figures is attributed to patterns of “indebtedness”
and “use” (235, 242). There is little attention to histories of publi-
cation, translation, or dissemination—say, in the manner of Franco
Moretti’s (1999) rewriting of the history of the European novel.
Said mentions that Goldmann was Lukács’s student and that
Williams heard Goldmann deliver two lectures in 1970. But in his
account, the transfer of knowledge is almost entirely restricted to
translation / spring / 2014
philological and hermeneutic concerns. As a result “Traveling The-
ory” has little to say about how the movement of knowledge is
linked to infrastructural conditions of transport, communication,
132
memory, or economy. Implicit in Said’s argument is the claim that
Lukács’s concept loses its revolutionary potential as it travels, a po-
sition he revises in a later essay entitled “Traveling Theory Recon-
sidered” (1994) by considering Frantz Fanon’s reception of Lukács.
In both of these pieces, however, the focus is on matters of concept
production, reading, and reception. Transplanted knowledge is sub-
jected to pressures of context and interpretation but the exact man-
ner in which it moves through space and time remains obscure.
This is surprising given Said’s (1978) writings on how ori-
entalist knowledge practices have shaped and in turn been shaped
by colonial adventures in Asia and the Islamic world. Following
from this work, there has been an ongoing concern across a number
of disciplines with the material and discursive practices that have
led to the emergence (and maintenance) of a distinction between
the West and the rest. One result of this is a/the growing attention
to how the practice of translation facilitates the circulation of
knowledge across geopolitical and social boundaries. As Irrera
(2013, 2) explains, the “notion of translation, although rarely men-
tioned by Said, is actually at the very heart of the cultural practices
of Saidian humanism.” At stake is partly an emphasis on transla-
tion’s capacity to create mutual understanding and reciprocity be-
tween human groups. In a late article published in the Egyptian
newspaper Al-Ahram, for instance, Said (2001) argues against a
campaign to stop the translation of Arabic books into Hebrew on
the grounds that greater availability of Arabic writings in Israel will
better enable Israelis to understand Arabs “as a people.” But as a
practitioner of comparative literature, a discipline that maps lin-
guistic differences over bodies of expression and thought, Said
would have been aware of the ambivalent position of translation as
both a border-breaking and border-making practice. Although com-
mitted to humanist precepts and the opening of world-historical
horizons, he remained acutely aware of the politics of cultural im-
perialism and the capacity for translation to serve the ends of dom-
ination and separate populations into distinct identity groups.
The limit of Said’s work for understanding current knowl-
edge movements lies less in its muted engagement with translation
translation / spring / 2014
than its neglect of what today is called knowledge management—
that is, the codification and collection of processes and devices for
governing the production, circulation, and utilization of knowledge.
133
“Traveling Theory” was written at a time when the rise of a knowl-
edge economy oriented toward services, intellectual property rights,
innovation and information technology was just getting underway.
Thirty years later, the implication of translation in practices of lo-
gistical calculation that pertain to the production and transfer of
knowledge has become a crucial part of globalizing capitalism.
There is a need to move beyond the paradigm of traveling theory
with its cultural and exegetical bias and to probe translation’s role
in the production of subjectivity and the making and unmaking of
worlds. This means investigating translation’s entanglement with
operations of capitalism. The capacity of capital to translate het-
erogeneous forms of life into the homogenous language of value is
only one aspect of this entanglement. Efforts to make capital’s
turnover productive also invest practices of translation, whether
they take a linguistic, cultural, or more generally social form. Only
by disentangling translation from these efforts can we begin to dis-
cern a knowledge politics adequate to the invention of new modes
of social cooperation.
The Logistics Revolution
If Said’s “Traveling Theory” supplies an icon of thinking
about knowledge movements and translation without a developed
account of relevant logistical arrangements, there is a plethora of
approaches that do the opposite. Logistics is a technological and
pragmatic field, increasingly driven by computational modes of
control and forever pushing deadlines. It is hard to imagine logis-
ticians entertaining an interest in the subtleties of translation theory
or its implications for issues of economy and politics. Nonetheless
the transfer and sharing of knowledge is crucial to logistical
processes, particularly when they connect up supply chains in
which efficiencies can be established through the implementation
of standards or other mechanisms of internal governance. Accord-
ing to Ballou (1992, 5), the “mission of logistics is to get the right
goods or services to the right place at the right time, and in the de-
sired (right) condition, while making the greatest contribution to
the firm.” This definition, with its identification of the firm as the
translation / spring / 2014
exemplary logistical subject, registers the commercial imperatives
that drive contemporary logistical practices. Yet this was not always
the case. Until the mid twentieth century, logistics was primarily a
134
military practice associated with the supply of food and arms to
fighting forces.
This is not the occasion to explore the history of military
logistics and its implications for the relation of war to politics (Neil-
son 2012). Suffice it to say that logistics was considered one of the
three arts of war alongside strategy and tactics. Prominent nine-
teenth-century military thinkers such as Carl von Clausewitz (2007)
attributed a lesser role to logistics insofar as it was understood as a
preparatory exercise that established the conditions for these more
warlike arts. As technological innovations such as the introduction
of railways and the use of fossil fuels changed military campaigns,
logistics became a central part of modern warfare. Meanwhile, with
the spread of the industrial revolution, practices of transport and
spatial economics drew mounting interest in the civilian sphere. In
seminal publications such The Theory of the Trace (1900), the Ger-
man civil engineer Wilhelm Launhardt built on the mathematical
formulations of Pierre de Fermat to derive efficiency criteria for
commercial transport networks with regard to topography. This
work was replicated and extended by Alfred Weber, the younger
brother of Max, in his Theory of the Location of Industries (1929).
Weber’s book closed with a mathematical appendix, written with
Georg Pick, which offered a formula purporting to derive the opti-
mal location for an industrial plant based on variables such as the
cost of transport, the agglomeration of industrial facilities and the
cost of labor across different sites. These are among the earliest
precedents for a mathematical approach to logistics. It is not until
the 1960s, however, that the introduction of a systems analysis ap-
proach to transport and distribution management began to remake
geographies of production and circulation at the global scale, giving
rise to the distinct economic sector of logistics.
Scholars who study the evolution of the field call this the
logistics revolution (Allen 1997). Changes in this period and its af-
termath include the spatial reorganization of the firm, the perform-
ance monitoring of labor, the interlinking of logistics science with
computing and software design, the introduction of the shipping
container, the formation of business organizations and academic
translation / spring / 2014
programs for the production and dissemination of logistical knowl-
edge, the building of global supply chains, and the search for cheap
labor rates in poorer areas of the world. Logistics moved from being
135
an effort of cost minimization to become an integrated part of
global production systems and a means of maximizing profit. The
myth that production stopped at the factory gates, challenged in
feminist theory and politics, was shattered in the mainstream world
with the evolution of more efficient transport and communication
systems. The assembly of goods across different global locations,
with objects and knowledge constantly moving between them,
served to blur the processes of production and distribution. Logis-
tics also made the organization of global space more complicated
and differentiated. Geographical entities such as special economic
zones and logistics hubs sprang up to attract investment and organ-
ize the business of global production. Increasingly, logistics also
came to play a role in service economies and production processes
not involving the manufacture of material goods. From financial
operations to television production, translation services to the for-
mation of global care chains, the logistical organization of work
and mobility became central to the expansion of capitalist markets
and logic.
The technological and representational systems that en-
abled this shift have seen vast changes since the 1960s. The evolu-
tion of supply chain management and just-in-time production
would have been impossible without the controlled feedback of lo-
gistical data into production and distribution systems. Enterprise
Resource Planning (ERP) and Electronic Data Interchange (EDI)
software platforms aided efforts to digitally record, communicate,
and analyze every aspect of production, transport, display, and
sales. This resulted in more expansive and articulated logistical sys-
tems that sought to continuously map out the position and trajectory
of objects in motion. The real-time integration of these systems pro-
vided an unprecedented ability to rationalize labor at every point
along the chain, intensifying the pace and squeezing workers for
greater productivity. But the desire to match ideals of lean produc-
tion to agile and adaptable logistical processes proved elusive. The
reduction of costs, elimination of waste, and optimization of flow
could only be pushed so far without jeopardizing the robustness
and flexibility of production systems. Issues of supply chain re-
translation / spring / 2014
silience sparked efforts to minimize contingency by simulating the
decisions of actors on both supply and demand sides of the equa-
tion. Today complex techniques of scenario planning, sometimes
136
involving the use of software adapted from financial market appli-
cations, are deployed to smooth out discrepancies and interruptions.
The challenge of achieving interoperability between systems and
building “fault tolerance” into them has underscored the difficulties
that underlie programs of standardization. Nonetheless, the internal
governance of supply chains continues to demand protocols of hi-
erarchy, codifiability, capability, and coordination (Gereffi, Hum-
phrey, and Sturgeon 2005).
To some extent, the problem of interoperability can be con-
ceived as one of translation. The attempt to coordinate discrepant
systems, smooth out glitches, and exchange data via common for-
mats means working across gaps and connections to relationally
produce, arrange, and conceptualize information. Often this in-
volves the creation of standards to which different systems must
conform to enable the transfer of information between them. In
such instances, translation is flattened out and directed toward a
single and tightly controlled set of protocols. But such standards
are hard to create, technically and in terms of the time, labor, and
resources that must be invested in them. They also tend to prolifer-
ate, leading to a situation where standards conflict with other stan-
dards. Even in cases where technical interoperability has been
established, social and cultural factors tend to interfere, making the
task of translation tricky and unstable. This is not an observation
made only by social and cultural thinkers such as the anthropologist
Anna Tsing (2005), who writes about the “friction” that inhabits
the global supply chains of contemporary capitalism. Engineers
also recognize the cultural and social barriers to interoperability,
writing of the need to establish “cultural interoperability” and of
the imperative to establish “supply chain integration” by facilitating
“the exchange of knowledge across dissimilar cultures and in dif-
ferent native languages” (Whitman and Panetto 2006, 235-36). It
is in this sense that logistics must reckon with the politics of trans-
lation. The question is whether such a politics provides resources
for smoothing out the operations of capital or whether it supplies
methods for organizing against current practices of exploitation and
dispossession.
translation / spring / 2014
137
In the Translation Machine
The proximity of the social practice of translation to the
worlds of the technologist, engineer, and logistician is evident not
only in discourses about “cultural interoperability” and supply
chain integration. It is also present in processes of translation them-
selves, which are increasingly powered by algorithmic technologies
and codes. Any attempt to reckon with the politics of translation
must confront the rising prevalence of machine translation, which
submits the social practice of translation to logistical protocols and
software routines that purport to accomplish direct transfers be-
tween languages. Think of the interface of online translation plat-
forms such as Babelfish or Google Translate. Two text boxes of the
same size face each other. One can write (or more usually cut and
paste) into the first, choose the language into which the text is to
be translated, and click the button. The program has the capacity
to detect the input language. Such a technique of translation pow-
erfully reinforces what Sakai (1997) calls the schema of cofigura-
tion. The copresence and equal size of the text boxes suggests a
parallel between languages that are conceived as separate prior to
and independently of the act of translation. Rhetoric and context
fall away. The screen divides source from target, incomprehensible
from comprehensible. As the user’s eyes are drawn from left to
right, she is sealed as member of one language community as op-
posed to another. As much as this is a machine for translation, it is
also a machine for the production of what Jon Solomon (2013) calls
the “speciation of the human”—the division of the genus human
into distinct and fixed blocs of identity and culture. From philology
to imperialism, comparative literature to algorithms, the movement
is seamless and seemingly instantaneous.
Yet there is a glitch. As anyone who has used these plat-
forms knows, the results are patchy. Machine translation offers an
antidote to dreams of a pure or universal language, such as that of-
fered by Walter Benjamin (1968, 80) when he describes the trans-
lator’s task as releasing “in his own language that pure language
that is under the spell of another.” Benjamin’s impulse is theolog-
ical, but the dream of machine translation has equally been driven
translation / spring / 2014
by a vision of universal language, albeit one that is much more in-
strumental. The cyberneticist Warren Weaver (1955), a pioneer in
the field, writes: “When I look at an article in Russian, I say: ‘This
138
is written in English, but it has been coded in some strange sym-
bols. I will now proceed to decode’” (18). He also described the
need to “descend, from each language, down to the common base
of all human communication—the real but as yet undiscovered uni-
versal language—and then re-emerge by whatever route is conven-
ient” (23).
Such an approach, which treats language as code, has
proved a dead end in machine translation (see Kay 2003, Neilson
2010). Today rule-based methods have all but been replaced with
corpus-based approaches, which deploy statistical techniques and
huge libraries of translated texts to move between languages. The
results are sketchy and often only partly legible. It as if culture has
taken its revenge against logistics. But what is the politics of all
this?
Benjamin’s vision of a universal language may have been
undermined by machine translation techniques but his writing sup-
plies us with at least one powerful image to describe the fate of
contemporary translation. In the first of his “Theses on the Philos-
ophy of History” (1968, 253), he writes of an “automaton” that can
play a winning game of chess. The contraption, which makes it ap-
pear as if the game is being played by a “puppet in Turkish attire,”
actually conceals an “expert chess player” who guides “the puppet’s
hand by means of strings.” Benjamin uses this image to argue for
the role of theology in supporting and driving historical material-
ism. Today, when the theological drive toward a universal language
has been displaced by machine translation, this image of the me-
chanical Turk has a much more cynical connection to the business
of translation. In 2005, Amazon opened its platform Mechanical
Turk (https://www.mturk.com/mturk/), a web-based service that of-
fers users the possibility to bid to perform paid work by completing
various tasks that cannot be fulfilled by artificial intelligence. As
the FAQ for the site explains, “[t]oday, we build complex software
applications based on the things computers do well, such as storing
and retrieving large amounts of information or rapidly performing
calculations. However, humans still significantly outperform the
most powerful computers at completing such simple tasks as iden-
translation / spring / 2014
tifying objects in photographs—something children can do even
before they learn to speak.” Not surprisingly, this model of micro-
contracting, pioneered by Mechanical Turk, has also found its ap-
139
plication in the translation world, particularly via sites such as
http://ProZ.com, which allow translators to submit quotes to per-
form translation jobs, often cleaning up the results of machine
translations. The site claims to serve “the world’s largest commu-
nity of translators” and to be the “number one source of new client’s
for translators.” In this way, the glitches in machine translation rou-
tines have become occasions for the crowd sourcing of labor in the
most precarious and flexible of circumstances.
In his article “The Freelance Translation Machine,” Scott
Kushner (2013, 2) explores how online translation platforms such
as ProZ.com negotiate “the encounter between the computational
and the human in the service of capital.” He is interested in how
“algorithmic power” harnesses “human thought, precisely because
it does not conform to machine logic.” The task of the translator,
in the context of sites like this, is to “complete the algorithm” in a
way that obscures the act of translation or makes it appear auto-
mated, despite the fact that the translator exists in a social world
(4). Kushner explains that ProZ features social networking tools
that allow clients to rate the work of translators. The 300,000 free-
lance translators who work on the platform pay for membership,
bid for jobs, accumulate a record of ratings and have the opportu-
nity to display credentials and qualifications on the site. Vendors
are granted easy access to a global workforce by filling out a sub-
mission form that specifies language pairs, number of words, and
deadlines. This has allowed ProZ to emerge “as a temporary stand-
in for the ultimate translation dream: friction-free machine transla-
tion” (12).
Platforms like ProZ reinforce what Sakai (1997) calls ho-
molingual address, posing as if it is possible to translate seamlessly
between languages that are conceived as always already separate
entities. At stake is “the idea of the unity of language,” which makes
it possible “to systematically organize knowledge about languages
in a modern, scientific manner” (Sakai 2009, 73). In observing that
“such an idea is essential for any standardized, automated, algo-
rithmic approach to translation,” Kushner (2013) draws an inter-
esting parallel. ProZ, he comments, is interested not in the contents
translation / spring / 2014
of translation but rather in the protocols that allow it to occur in as
frictionless a manner as possible. To this extent, translation be-
comes a logistical proposition: “ProZ.com is no more interested in
140
a translation project’s contents than a barge captain is in the con-
tents of the shipping containers piled upon his deck.” Furthermore,
the “smooth functioning of the translation industry under global-
ization demands conceptual containers (‘unified languages’) just
as transoceanic transport requires uniform containers.” With this
parallel between container shipping and the workings of online
translation platforms, Kushner suggests a strong relation between
the protocols and algorithms of the global logistics industries and
the protocols and algorithms that facilitate the “do loops” of con-
temporary freelance translation practice. He is fully aware, how-
ever, that platforms like ProZ require humans to tease out “the finer
points of language and its social wrappings” and recognizes that
these “social wrappings are the stuff of Sakai’s (1997) ‘heterolin-
gual address.’” He thus understands the freelance translation ma-
chine to develop “an interface connecting (and simultaneously
separating) the homolingual and the heterolingual, the machine and
the human” (Kushner 2013, 13). But what are the politics of this
implied association of the homolingual with the machine and the
heterolingual with the human? Is the politics of heterolingual ad-
dress something more or less than an attempt to salvage humanitas
from logistical operations?
On Seamlessness
Writing with Sandro Mezzadra, I have posed the question
of the politics of translation as one of the rubbing up of concepts
against material circumstances. Taking our cue from a comment by
Gramsci on a speech delivered by Lenin in 1922, Sandro and I seek
to derive a political concept of translation that reaches beyond the
linguistic and cultural dynamics usually implied by the term. In
particular, we are interested in how the question of translation be-
comes constitutive for political organization in a globalized
world—an aspect of translation that is strongly evident in political
struggles concerning migration and border crossing. We also seek
to understand “the role of translation in the operations of capital”
to provide a “framework for analysing the conditions under which
translation can become a tool for the invention of a common lan-
translation / spring / 2014
guage for contesting capital” (Mezzadra and Neilson 2013a, 276).
Capital is a social relation that reduces all differences to a homo-
geneous measure of value, and, to this extent, it functions like a
141
regime of homolingual translation. The heterogeneity of labor—
which means its fragmentation beyond the figure of the waged in-
dustrial worker—offers a counterpoint to this homogeneity but also
poses the problem of organization across different borders and so-
cial, cultural, and economic boundaries. The challenge of translat-
ing between disparate and divergent struggles is one of the most
pressing political tasks of the day.
Logistical supply chains provide a privileged point of in-
tervention for this challenge. This is because they organize and con-
nect labor forces in the name of capital. The aim of supply chain
management is to make the operations of such chains as efficient
as possible. Software optimization is a crucial part of these efforts,
which must continually balance the leanness of the chain, or its
ability to eliminate redundancies and function in a responsive just-
in-time manner, against its agility, or capacity to route around dis-
turbances such as resource shortages or labor strikes. As Tsing
(2009) writes, supply chains focus “our attention on questions of
diversity within structures of power” (149). They link up dissimilar
firms, distant locations, and distinct labor forces, showing “that di-
versity forms a part of the structure of capitalism rather than an
inessential appendage” (150). Logisticians dream of creating a
seamless world, where borders and differences become not barriers
to be overcome but parameters within which to establish efficien-
cies. In practice, however, they know that designs and programs
encounter obstacles and frictions of all kinds and even contribute
to their creation, from traffic bottlenecks to unruly workforces. The
analytical temptation is to associate such disturbance with the
human element in logistical transactions. Society and culture be-
come interruptive forces that disrupt the efficiency of capital’s lo-
gistical operations, playing havoc with relations of interoperability
and value creation.
Earlier I outlined how the question of interoperability re-
lates to that of translation, but it is important also to register the
link between translation and the production of value. In the Grun-
drisse, Marx famously draws a parallel between translation and the
role of money in facilitating circulation and making possible the
translation / spring / 2014
universal exchange of commodities. He writes about “ideas which
first have to be translated out of their mother tongue into a foreign
language in order to circulate, in order to become exchangeable”
142
(1973, 163). This is a familiar metaphor but it is worth considering
how this logic of exchange relates to the question of capital’s
turnover, or the process of circulation by which it turns through
commodity production to resume its original monetary form. It is
this process of turnover that logistics seeks to optimize or render
more profitable. The dream of seamless production is strongly
linked to that of smooth and efficient circulation. Indeed, in con-
temporary global production networks, where objects and knowl-
edge move constantly between distant sites, these processes become
ever more indistinguishable. It thus seems to make sense to equate
or draw a parallel between the homogenizing logic of capital’s ex-
change and the creation of logistical standards and protocols that
facilitate its turnover. The concept of homolingual translation pro-
vides a powerful tool for understanding both of these movements.
There is limited analytical grip, however, in equating ho-
molingual translation with a mechanical action that is upset by the
unpredictability of the human. The example of translation platforms
like ProZ, already discussed above, shows how the social context
of translation can contribute precisely to the appearance of a seam-
less movement between supposedly distinct and comparable lan-
guages. Perhaps here the Deleuzian notion of the machine, which
describes a complex assemblage that crosses the human and the
technical, is more applicable than that of the mechanism, which
designates a technical apparatus. In any case, the social dynamics
of translation and logistical operations appear inextricably linked.
This link becomes evident in the historical context of contemporary
capitalism, in which the production and transfer of knowledge is a
privileged domain of value creation.
I do not wish to suggest that logistics provides the primary
or the only ambit of contemporary capital’s operations. As I have
argued with Sandro Mezzadra (Mezzadra and Neilson 2013b), it is
crucial to approach the logistical dimension of global capitalism in
the context of its financial and extractive operations, which inter-
sect the logistical domain in complex ways. This article points to a
privileged link between the dynamics of translation and those of
logistics. Doubtless it would be possible to make a similar argument
translation / spring / 2014
about the workings of finance or extraction. But the case of logistics
is interesting in this regard because it is a practice that enables and
drives the material forms of global mobility that have made trans-
143
lation a pressing social and cultural issue. To insist on a relation
between translation and subjectivity in the context of logistics is to
raise the question of the labor of translation. It is to highlight the
unrest, energy, and movement that are constitutive of translation as
well as the bodily and cognitive relations that make it possible. It
is also to emphasize the susceptibility of such labor to processes of
abstraction and measure which are enmeshed in capital, state, and
law. The tension between such abstraction and what Marx calls
labor’s “form-giving fire” (1973, 361) not only crosses bodies and
minds but also shapes the heterogeneity of global space and time.
Piecing apart these tensions and uncovering their political poten-
tialities requires an analytical attention to the intersection of trans-
lation and logistics.
translation / spring / 2014
144
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146
| Unimi Open Journals |
translation | https://riviste.unimi.it/index.php/translation/article/view/15508 | [
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] | The Eventfulness of Translation:
Temporality, Difference, and Competing
Universals
Lydia H. Liu ........................
Columbia University, USA
[email protected]
Abstract: The article seeks to develop a new angel for translation studies by re-
thinking its relationship to the political. It begins with the question “Can the
eventfulness of translation itself be thought?” Since neither the familiar model
of communication (translatable and untranslatable) nor the biblical model of
the Tower of Babel (the promise or withdrawal of meaning) can help us work
out a suitable answer to that question, the author proposes an alternative method
that incorporates the notions of temporality, difference, and competing universals
in the reframing of translation. This method requires close attention to the
multiple temporalities of translation in concrete analyses of translingual practices,
or what the author calls “differentially distributed discursive practices across
languages.” The author’s textual analysis focuses on a few pivotal moments of
translation in global history—chosen for their world transforming influences or
actual and potential global impact—to demonstrate what is meant by the “event-
fulness of translation.” These include, for example, the nineteenth-century Chi-
nese translation of Henry Wheaton’s Elements of International Law or Wanguo
gongfa, the post-World War II multilingual fashioning of the Universal Declara-
tion of Human Rights with a focus on P. C. Chang’s unique contribution, and
the Afro-Asian writers’ translation project during the Cold War.
______________
Imagine a poem fluttering down from the sky and somehow
falling into your hands like snowflakes. You might think that this
scenario comes from a surrealist movie, but I am referring to neither
surrealist fantasy nor a writer’s delirium. It is related to one of the
scandals of translation in modern history. The scandal gripped my
attention when I first learned that the Central Intelligence Agency
of the United States had prepared a Russian translation of T. S.
Eliot’s poem Four Quartets and airdropped it onto the territory of
translation / spring / 2014
the Soviet Union in the Cold War (see Stonor Saunders 2001, 248).
This minor escapade quickly passed into oblivion, but the CIA’s
and IRD’s (Information Research Department of the British spy
147
agency) worldwide promotion of post-War modernist art and liter-
ature appears singularly effective in hindsight—so effective, in fact,
that Frances Stonor Saunders, who researched the CIA archives,
came to the conclusion that the West won the Cold War mainly by
conquering the world of arts and letters with weapons of the mind
rather than with the arms race or economic sanctions that allegedly
brought down the Socialist bloc.
Critics need not accept Saunders’s conclusion to heed a few
curious consequences of the cultural Cold War. One of them is that
the majority of CIA-backed artists and writers—and there is a long
list of them—have made their way into the modernist literary and
artistic canon of the West and have systematically been translated
as “world literature” around the globe where, for instance, George
Orwell’s 1984 and Animal Farm are read and taught in more lan-
guages than Michail Aleksandrovich Sholokhov’s And Quiet Flows
the Don, even though the latter, in the opinion of a literary critic
like myself, is a superior writer. And as we turn to twentieth-century
poets, T. S. Eliot is perhaps taught in more languages of the world
than are Pablo Neruda, Federico García Lorca, Nâzım Hikmet, and
Bei Dao combined. It seems that the bets the CIA placed on Eliot,
Orwell, abstract expressionists, and other writers or artists they fa-
vored—airborne or subterranean—paid off handsomely. Critics
sometimes attribute their success to the sophisticated taste and fore-
sight of CIA and IRD covert operators and their collaborators.
There may be some truth to this, but taste or aesthetic judgment can
be mystifying. It cannot explain, for example, the remarkable co-
incidence whereby many of the writers blacklisted by Senator Mc-
Carthy and disfavored by the CIA on non-artistic grounds during
the Cold War have simultaneously been marginalized in contem-
porary literary studies or dropped out of the canon altogether after
World War II (see, for example, Goldstein 2001, and, on blacklist-
ing in the UK, Hollingsworth and Norton-Taylor 1988). Why is it,
then, that aesthetic judgment takes a backseat when it comes to ex-
cluding certain writers but would play a decisive role when it comes
to including other writers in the literary canon? This begs the fur-
ther question of where politics stands in regard to literature, an old
translation / spring / 2014
or perhaps not so old a question. Is the making of the literary canon
fundamentally political? Or is it merely a case of politics interfering
with literature? What role, if any, does global politics play in the
148
struggle over literary productions and their chances of survival in
the modern world?1 Can such politics throw fresh light on some of
the blind spots in the field of translation studies?
These questions have prompted my study of translation as
a political problem in this article as well as in my earlier work. The
more I learn about the cultural politics of the Cold War, the less I
feel inclined to treat global politics as outside interferences. Rather
than closing off the boundaries of literature and politics and ren-
dering them external to each other, I propose that, first, we examine
the dynamic interplay of forces and circumstances that precipitate
the act of translation as an act of inclusion and exclusion. Such
forces and circumstances are not so much external to translation as
prior to any translator’s determination of texts to be chosen and
translated while excluding other works. To anticipate my argument,
the study of these processes can help illuminate the meaning of the
political better than citing the intentions of writers and translators,
or their idiosyncratic tastes.
Secondly, there is a formidable obstacle to overcome if we
decide to undertake this line of investigation in translation studies.
The obstacle, which often stands in the way of our understanding
of the political, is the familiar mental image of translation as a
process of verbal transfer or communication, linguistic reciprocity
or equivalences, or an issue of commensurability or incommensu-
rability. It is almost as if the promise of meaning or its withdrawal
among languages were the only possible thing—blessing or catas-
trophe—that could happen to the act of translation.2 I have critiqued
these logocentric assumptions in translation studies elsewhere (Liu
1995, 1–42; Liu 1999, 13–41) and will not reiterate my position
here. To do so would take us through another round of critiques of
linguistics, philology, theology, the philosophy of language, and
cultural anthropology which would take us too far afield. I should
..........................
1
Most scholars of literature who are familiar with Pierre Bourdieu’s work would probably
concur that canon formation cannot but be political. I find Bourdieu’s notion of the lit-
erary field useful in a national setting but limited for thinking across national borders,
especially when it comes to international politics in cultural life. See Bourdieu 1993.
translation / spring / 2014
2
Although more sophisticated than that of other theorists, Walter Benjamin’s concep-
tion of translation in “The Task of the Translator” ultimately endorses this manner of
reasoning. In his notion of Pure Language, translation holds out a promise of meaning
in messianic time, if not in secular temporality. See my critique, in Liu 1995, 14-16.
149
mention briefly, though, that when I proposed the idea of translin-
gual practices twenty years ago, I was grappling with epistemolog-
ical issues about how we study translation and deal with conceptual
pitfalls in philological methods (see Liu 1995). One question I came
very close to asking but did not ask in the mid-1990s was “Can the
eventfulness of translation itself be thought?” This question, as it
now appears to me, may lead to a more promising approach to the
study of translation than either the communication model or the
biblical model.3 And in the context of my essay in this special issue
on translation and politics, such a question allows me to develop a
new critical method for discerning and analyzing the political in
regard to translation.
I have long felt that a new method and a new conceptual
framework are necessary because the problem of translation trou-
bles not only the study of language, literature, philosophy, and cul-
tural anthropology but also cuts across other disciplines and fields.
In molecular biology, for example, the idea of translation is ubiq-
uitous and appears in the guise of a metaphor—unquestioned and
under-theorized—that is used to conceptualize the biochemical
processes of DNA and RNA. The mobility of this metaphor in the
hands of scientists and social scientists has greatly outpaced our
ability to think clearly about the idea, much less come up with a
method to analyze its discursive behavior across the disciplines. In
short, translation is no more just a linguistic matter than can lin-
guistic differences be reduced to cultural differences. I believe we
have reached the point where the eventfulness of translation itself
must be interrogated.4
In the first section, below, I introduce my methodological
reflections and try to develop some ideas about the multiple tem-
poralities of translation in what I call differentially distributed dis-
cursive practices across languages. This analysis leads to a
discussion of universalism and cultural difference in the second sec-
..........................
3
The story of the Tower of Babel has hitherto dominated our framing of translation as
a theoretical problem. I am doubtful that an endless rehashing or deconstruction of this
biblical story will get us any closer to a better understanding of translation. For earlier
translation / spring / 2014
critiques of the biblical story, see George Steiner 1978; Paul de Man 1986, 73–105; and
Derrida 1985, 165–208.
4
In recent decades, new approaches have been developed here and there to open up
the field beyond established translation studies. See, for example, Naoki Sakai 1997
and Liu 1995.
150
tion, which focuses on the multilingual making of one of the best-
known documents of the post-War period: the Universal Declaration
of Human Rights (hereafter, UDHR) of the United Nations. Here I
examine P. C. Chang’s contribution as Vice-Chair on the Drafting
Committee of the UDHR document—along with Chair Eleanor
Roosevelt and other members—and analyze his philosophical con-
testation of parochial universalism at the UN in 1947–1948. I turn
next to a remarkable vision of competing universalisms with a focus
on Afro-Asian Writers, Conferences and their translation projects
in the 1950s. The third section shows how some of these projects
were organized and pursued in response to the post-War geopolitics
of that time. I conclude with some final reflections on translation,
and literary diplomacy and internationalism in the Cold War.
1. In light of my initial question—“Can the eventfulness of
translation be thought?”—I would say yes, but not until we begin
rethinking the relationship amongst text, interpretation, and event.
If all acts of translation—and by extension, all textual work—take
place within specific registers of temporality and spatiality, do all
translated texts qualify as events? The answer hinges on how the
idea of “event” is defined or philosophically worked out, but such
is not the task of the present essay (I assume that the reader is fa-
miliar with Alain Badiou’s rigorous philosophical work on the sub-
ject—see, especially, Badiou 2005 and 2009). Instead of indulging
in exercises of pure thought or compulsive definitions which belong
elsewhere, I choose to focus on the multiplicity of differentially
distributed discursive fields as the site—spatiality and mobility—
of any translated text and explore their temporalities as instances
of events. For no event that is worthy of the name—as naming is
always part of the process—could possibly exist outside of the dis-
cursive practices that organize it and make it emerge as such, much
less the event of translation which always presupposes the multi-
plicity of discursive fields across different languages. The first step
toward a fruitful understanding of the eventfulness of translation,
therefore, is to develop a conceptual framework to analyze the in-
terplay of temporality and discursive practices across languages.
translation / spring / 2014
Before we contemplate the possibility of such a framework,
we must address a potential objection: What is to be achieved with
the proposed study of the eventfulness of translation? Why not be
151
content with our good old philological methods? Is it not sufficient
to analyze, say, a word for word rendering of a poem from English
to Russian, or the case of a mismatched verb in translated text? I
would not rule out the value of this kind of philological work so
long as it does not limit our understanding of how a work of trans-
lation is brought into being in the first place and why a writer is
deemed worthy of translation into foreign languages more than
other writers. As a matter of fact, T. S. Eliot found himself com-
pelled to address these issues when he accepted the Nobel Prize in
Literature. In his acceptance speech at the Nobel Banquet in Stock-
holm in 1948, Eliot states:
If this were simply the recognition of merit, or of the fact that an author’s reputation
has passed the boundaries of his own country and his own language, we could say that
hardly any one of us at any time is, more than others, worthy of being so distinguished.
But I find in the Nobel Award something more and something different from such
recognition. It seems to me more the election of an individual, chosen from time to
time from one nation or another, and selected by something like an act of grace, to fill
a peculiar role and to become a peculiar symbol. A ceremony takes place, by which a
man is suddenly endowed with some function which he did not fill before. So the ques-
tion is not whether he was worthy to be so singled out, but whether he can perform the
function which you have assigned to him: the function of serving as a representative,
so far as any man can be of thing of far greater importance than the value of what he
himself has written. (Eliot 1948)
Eliot’s disavowal of his unique accomplishment as a poet
could have been motivated by real modesty but it inadvertently
touches on the truth of what it means to “fill a peculiar role and to
become a peculiar symbol” or to “perform a function” and serve
“as a representative.” And of what is he a representative? When the
poem Four Quartets leapt over the spatial, linguistic, and ideolog-
ical divide of the Cold War to fall from the sky—let’s hope not di-
rectly into rivers— the Russian translation was probably taken by
covert operators to represent good poetry from the Free World as
opposed to the dogma of socialist realism. In that case, the poet
could do very little about the idiosyncratic decisions of those oper-
ators who instrumentalized his work under the circumstances.
It is interesting that Eliot is keenly aware of his own pas-
translation / spring / 2014
sivity when it comes to being selected, being endowed, being sin-
gled out, being assigned by others, and so on. To emphasize his
passive role is not to extricate him from the complicity with the CIA
152
but to point out that, in spite of himself, Eliot’s name and poetry do
indeed float around like a symbol, perhaps more mobile and air-
borne than other symbols, but nevertheless a symbol, which is often
beyond his control but which he must live up to. Furthermore, the
symbol called T. S. Eliot is assigned to function in a multiplicity of
languages and discursive fields that inevitably mark a literary work
for translation and international distribution. This preferential mark-
ing, I emphasize, holds the potential of turning a symbol into an
event, or an event into a symbol, back and forth.
In this sense, the question as to which translated or trans-
latable text qualifies as an event, or even a global event, depends
very much on the ways in which we analyze the temporality and
spatiality of its discursive mobility, hence its historicity. To bring
the eventfulness of translation into critical view, one must stop
thinking about translation as a volitional act of matching words or
building equivalences of meanings between languages; rather we
should start by taking it as a precarious wager that enables the dis-
cursive mobility of a text or a symbol, for better or for worse. The
wager releases the multiplicity of the text and opens it up to an un-
certain future, more often than not to an uncertain political future.
The confluence of forces that enable the discursive mobility of a
text or those forces that can mobilize the energy of translators or
cause a poem to be airdropped from the sky should give us the first
clue regarding the political in translation.
This is something I have learned from my previous study
of the first Chinese translation of international law—Henry
Wheaton’s Elements of International Law (1836)—by the American
missionary W. A. P. Martin and his Chinese collaborators in 1863-
1864. In The Clash of Empires, I analyzed the military and political
conflicts of the Second Opium War to understand who determined
the selection of Wheaton’s text and how its translation Wangguo
gongfa (literally, “Public law of ten thousand countries”) was
brought to fruition in 1863–1864 (see Liu 2006, Chapter Four). Re-
flecting on the temporalities of this translation and its dissemination,
I was immediately struck by its peculiar eventfulness and realized
that this translated text was by no means a singular event—I saw at
translation / spring / 2014
least a triple event at the moment of its creation.
What do I mean, though, by the triple event of the Wangguo
gongfa? The first and immediate event was the creation of the Chi-
153
nese text itself, a textual event that required a great deal of negotia-
tion and compromise among the Chinese translators and the Amer-
ican missionary. Words and their meanings were made up,
suspended, substituted, or banished in the course of translation. Next
came the diplomatic event. As a matter of fact, the textual and diplo-
matic events became inextricably entangled before there was even a
translated text. For example, the act of preferential marking in regard
to which text of international law ought to be selected and which ex-
cluded from translation mirrored the diplomatic conflicts among the
imperial powers in China. The timely interventions made by the
American ministers William B. Reed and Anson Burlingame and by
Sir Robert Hart—the second British Inspector-General of the Impe-
rial Maritime Custom Service of the Qing—all played into the hands
of Prince Gong and his Foreign Office Zongli yamen in Beijing, who
agreed to sponsor the translation project. Even more interesting is
the third aspect of this happening, which I have called the epistemo-
logical event, because the historical unfolding of the Wangguo
gongfa was predicated on a certain view of the global that was yet
to come. That process requires a somewhat different temporality—
spanning the late Qing through the Republican era up to our own
time—before the geopolitical consciousness could emerge among
the Chinese elite. I attribute the rise of so-called global (and belatedly
national) consciousness in East Asia to this triple event. In this sense,
the multiple temporalities of the Wangguo gongfa as one of many
translations of Elements of International Law vastly complicate our
understanding of translation and its historicity. These temporalities
were thoroughly embedded in the precarious wager I suggested ear-
lier. Through the discursive mobility of the Wangguo gongfa, the
wager in the realm of international politics unleashed the linguistic
multiplicity of Wheaton’s text from English to Chinese, then from
Chinese to Japanese, and so on to open it up to an uncertain political
future. That future, in hindsight, converged in the Japanese annexa-
tion of Korea, Taiwan, Manchuria, and other colonial enterprises, all
worked out in the legal terms of the Wangguo gongfa or Bankoku
kōhō (Japanese pronunciation for the kanji characters).
But what about cultural differences? Are cultural differ-
translation / spring / 2014
ences not more central to the work of translation than the problem
of temporality and spatiality? Do these differences matter? My an-
swer is yes, they do matter, but no more and no less than the uni-
154
versalist aspirations that inspire any acts of translation or episte-
mological crossings through languages in the first place. As I ar-
gued elsewhere (Liu 1999, Introduction), universalism thrives on
difference; it does not negate difference so much as absorb it into
its familiar orbit of antithesis and dialectic. The situated articulation
of cultural difference has been embedded in the universalizing
processes of past and present all along, which determine what
counts as difference and why it should matter. Such processes can
indeed tell us a great deal about how cultural differences are dif-
ferentially distributed through the eventfulness of translation and
how these differences undergo discursive markings—inclusion, ex-
clusion, comparison, dispersion, cutting, abstraction, et cetera—
before they appear as such from the vantage point of the universal.
Indeed, it is the struggle over the universal where the political as-
serts itself persistently with respect to cultural differences. And as
we turn our attention to the twentieth century, what could be more
universal than the claims of the Universal Declaration of Human
Rights? In the next section, I discuss the drafting of this important
document at the United Nations in 1947–1948 to illustrate how the
dialectic of universalism and cultural differences is played out in
translations where the struggle over words and concepts across lan-
guages becomes the very site of international politics.
2. The UN Commission on Human Rights began its discus-
sion informally in the spring of 1947. John P. Humphrey (1905–
1995), the first Director of the UN Secretariat’s Division on Human
Rights, recalls that the Chairman of the Human Rights Commis-
sion, Mrs. Eleanor Roosevelt, undertook the task of formulating a
preliminary draft international bill of human rights, working with
elected Vice-Chairman Peng-chun Chang (1892–1957) and the
Rapporteur Charles Habib Malik (1906–1987) with the assistance
of the Secretariat. On Sunday February 17, 1947, Mrs. Roosevelt
invited Chang, Malik and Humphrey to meet in her Washington
Square apartment for tea and discuss the preparation of the first
draft of the UDHR by the Secretariat. Humphrey records a snippet
of their conversation below:
translation / spring / 2014
There was a good deal of talk, but we were getting nowhere. Then, after still another
cup of tea, Chang suggested that I put my other duties aside for six months and study
Chinese philosophy, after which I might be able to prepare a text for the Committee.
155
This was his way of saying that Western influences might be too great, and he was look-
ing at Malik as he spoke. He had already, in the Commission, urged the importance of
historical perspective. There was some more discussion mainly of a philosophical char-
acter, Mrs. Roosevelt saying little and continuing to pour tea. (Humphrey 1984, 29)
This seems to be the uncertain first moment of what would
become decades of conversations and intellectual debates that even-
tually gave birth to the International Bill of Human Rights in three
landmark documents in the history of mankind: the UDHR (1948),
the International Covenant on Civil and Political Rights (1966),
and the International Covenant on Economic, Social, and Cultural
Rights (1966).
Malik was a Lebanese Christian and Thomist philosopher.
He had studied philosophy in Europe before World War II working
briefly with Heidegger before arriving in the United States to com-
plete his doctoral degree in philosophy at Harvard University.
Malik was a man of strong convictions, and his Christian person-
alism was the main source of his universalism, even though his life-
long passion was anticommunism.5 By contrast, Chang was a
secular humanist, musician, and a man of letters. Educated in China
and the United States, he was thoroughly bilingual and bicultural.6
Chang and Malik had different upbringings and were steeped in
very different intellectual traditions, but they both were scholar–
diplomats and hailed from the non-Western world. At the UN, they
were joined by other non-Western members of the eighteen-mem-
ber Commission on Human Rights, including Filipino diplomat
Carlos Romulo, Indian feminist educator Hansa Mehta, and Latin
American delegates who made important contributions to the con-
ceptualization of the International Bill of Human Rights (see Glen-
don 2002, and Morsink 1999, 2245-2248).
..........................
5
Malik was Edward Said’s uncle by way of his marriage to Said’s mother’s first cousin.
Said’s reminiscences show some mixed feelings about Malik’s politics and personality.
See Edward Said 2000.
translation / spring / 2014
6
P. C. Chang (or Zhang Pengchun, in the pinyin Romanization system) was born on April
22, 1892, in Tianjin. He was the younger brother of P. L. Chang (Zhang Boling), who was
the founder of Nankai University and one of the most preeminent educators in the Re-
public of China. Both brothers studied at Columbia University. For Chang’s life, see Cui
Guoliang and Cui Hong 2004, 615–710.
156
Upon his election as Vice-Chairman of the UN Human
Rights Commission, Chang resolved to refashion the idea of
“human rights” into a universal principle—more universal than
ever before—and he envisioned the ground of that universalism
somewhere between classical Chinese thought and the European
Enlightenment. Records of the drafting processes involving the
Declaration suggest that Chang was impatient with cultural rela-
tivism and engaged in a relentless negotiation of competing uni-
versals between Chinese and European philosophical traditions.
His method was that of a translingual reworking of ideas across
these traditions—a constant back and forth—to open up the uni-
versal ground for human rights. And he did so by crossing the con-
ceptual threshold of linguistic differences in the face of an old
conundrum of incommensurability: Does the idea of the “human”
in English mean the same thing in a language that does not share
its linguistic roots or philosophical traditions? On the one hand,
Chang takes a pragmatic approach to the question of cultural dif-
ference and incommensurability in order to bring about consensus
among member states on the Human Rights Commission and on
the other hand—philosophically more interesting for us—he makes
a wager of commensurability through a mode of intellectual per-
suasion and translation that required an unwavering commitment
to his vision of universalism.
The numerous interventions Chang made in the drafting of
the UDHR illustrate this commitment very well. Take Article 1, for
example. The language of this article reads: “All human beings are
born free and equal in dignity and rights. They are endowed with
reason and conscience and should act towards one another in a
spirit of brotherhood.” This statement is deceptively straightfor-
ward; in actuality, the finalized words are the outcome of one of
the most contentious debates on the Third Committee concerning
God and religion. In what is known as the Geneva draft, which was
produced by the Second Session of the Commission on Human
Rights in the Geneva meetings on December 2–December 17,
1947, the draft article states: “All men are born free and equal in
dignity and rights. They are endowed by nature with reason and
translation / spring / 2014
conscience and should act towards one another like brothers” (ital-
ics mine; see Glendon 2002, 289). The words “by nature” in the
Geneva draft were introduced by the Filipino delegate as a deistic
157
reference to natural law.7 While the Lebanese philosopher Malik
wanted to substitute the words “by their Creator” for “by nature,”
other delegates tried to introduce similar references to God in the
UDHR (see Glendon 2002, 89). Johannes Morsink’s study shows
that when the Third Committee began its meeting in the fall of
1948, two amendments were proposed to insert overt references to
God in Article 1. The Brazilian delegation proposed to start the sec-
ond sentence of Article 1 thus: “Created in the image and likeness
of God, they are endowed with reason and conscience.” The Dutch
delegation came up with a similar assertion of religious faith:
“Whereas recognition of the inherent dignity and of the equal and
inalienable rights of all members of the human family, based on
man’s divine origin and immortal destiny, is the foundation of free-
dom, justice and peace in the world.” These amendments led to in-
tense debates. In the end, neither of the amendments was voted on,
although the Third Committee did vote to remove “by nature” from
Article 1 (the proposal was approved 26 to 4, with 9 abstentions—
see Morsink 1999, 287).
Mary Ann Glendon has noted (2002, 146) that on that oc-
casion it was Chang who carried the majority by reminding every-
one that the Declaration was designed to be universally applicable.
His intervention and reasoning were essential to the decision of the
Third Committee to remove the phrase “by nature” from the
Geneva draft. Chang’s argument was that the Chinese “population
had ideals and traditions different from that of the Christian West.
Yet [...] the Chinese representative would refrain from proposing
that mention of them should be made in the declaration. He hoped
that his colleagues would show equal consideration and withdraw
some of the amendments to article 1which raised metaphysical
problems. For Western civilization, too, the time for religious in-
tolerance was over.” The first line of Article 1, he suggested, should
refer neither to nature nor to God. But those who believed in God
could still find the idea of God in the strong assertions that all
human beings are born free and equal and endowed with reason
..........................
translation / spring / 2014
7
The same theological reference also framed the language of the Virginia Declaration
of Rights (1776) and the American Declaration of Independence (1776), as well as nu-
merous other documents on the rights of men which were promulgated before World
War II and served as templates for the UDHR.
158
and conscience, but others should be allowed to interpret the lan-
guage differently. (See Third Committee, Ninety-sixth meeting on
October 7, 1948, 98 and Third Committee, Ninety-eighth Meeting
on October 9, 1948, 114) Obviously, Mrs. Roosevelt was per-
suaded by his argument, for she adopted the same language when
she had to explain to her American audience why the Declaration
contained no reference to the Creator (Glendon 2002, 147).
Chang urged the Third Committee not to indulge in meta-
physical arguments and succeeded in sparing the Committee from
having to vote on theological questions. Rather than debating on
human nature again, he asked the Committee to build on the work
of eighteenth-century European philosophers and ancient Chinese
philosophy. From this, Morsink (1999, 287) speculates that the
motivation behind Chang’s support for the deletion of “by nature”
was that some delegates understood the phrase as underscoring a
materialistic rather than a spiritual or even humanistic conception
of human nature. I am inclined to think that Chang’s argument is
remarkably consistent with what he had termed the “aspiration
for a new humanism” (Twiss 2009, 110). His new humanism goes
so far as to attempt to overcome the conceptual opposition be-
tween the religious and the secular and that between spiritualism
and materialism.
That vision emerged early on in one of the most interesting
interventions Chang made to the Cassin draft of the UDHR. The
Cassin draft was based on the first draft of the Declaration written
by Humphrey the Secretariat. Article 1 of the Cassin draft was very
different from what it has since become. It states: “All men, being
members of one family, are free, possess equal dignity and rights,
and shall regard each other as brothers” (consult “The ‘Cassin
Draft,’” in Glendon 2002, 276). In June 1947, when the French del-
egate René Cassin presented this draft to the Drafting Committee,
the group revised the language of Article 1 to read: “All men are
brothers. Being endowed with reason and members of one family,
they are free and equal in dignity and rights.” In the course of dis-
cussion, Chang found the implied concept of human nature limited
and biased, so he proposed that Article 1 should include another
translation / spring / 2014
concept as an essential human attribute next to “reason.” He came
up with a literal translation of the Confucian concept he had in
mind, namely ren 仁 which he rendered as “two-man-mindedness”
159
(Glendon 2002, 67).8 Drawing implicitly on classical Chinese
sources, Chang glossed this written character as a composite of the
radical for “human” 人 and the written character for number “two”
二 . Interpreting ren as “two-man-mindedness” through his epi-
graphic analysis of the discrete parts of the written character, Chang
sought to transform the concept of “human” for human rights by
regrounding that idea in the originary plurality of humanity rather
than in the concept of the individual.
Yes, no equivalents of this classical Confucian concept ex-
isted in English or French to help Chang explicate the meaning of
this important concept which can be traced back through the mil-
lennia-long philosophical tradition in China. That tradition, in my
view, has produced an overly abundant discourse on the concept of
“human,” its ethical being, and so on, but had almost nothing to say
about “rights” until the second half of the nineteenth century.9
Chang, straddling both traditions, found himself in a strange, pre-
carious situation of having to use words like “sympathy” and “con-
sciousness of his fellow men” to convey what he had in mind (see
Commission on Human Rights 20 June 1947). That effort misfired,
and it certainly fell flat on Cassin, Mrs. Roosevelt, and all other
members of the drafting committee who promptly accepted Chang’s
proposal but agreed to let the word “conscience” translate the idea
of ren. That word was added to the word “reason” to make the sec-
ond line of Article 1 read: “They are endowed with reason and con-
science…” With great insight, Glendon writes that “that unhappy
word choice not only obscured Chang’s meaning, but gave ‘con-
science’ a far from obvious sense, quite different from its normal
usage in phrases such as ‘freedom of conscience’” (Glendon 2002,
67–68). Not surprisingly, the metropolitan languages were not about
to surrender themselves to the Confucian term to produce a novel
concept in English or French, thus missing an extraordinary oppor-
tunity to reimagine what it means to be “human” in other terms.10
..........................
8
Chang’s epigraphic reading derived from the Shuowen jiezi (100 CE), the first dictionary
of Chinese written characters compiled by the Han dynasty scholar Xu Shen.
translation / spring / 2014
9
The language of “rights” and “human rights,” like “sovereignty,” was first introduced
to China via the 1864 translation of Wheaton’s Elements of International Law discussed
above.
10
I used the word “surrender” in Gayatri Chakravorty Spivak’s sense. In “The Politics
160
Perhaps all is not lost in translation. Anyone who has had
the opportunity to peruse the Chinese version of UDHR prepared
by the United Nations will be surprised to learn that the Confucian
concept has somehow worked its way back into the document
through the delegation of another term, liangxin (see http://www.
un.org/zh/documents/udhr/). The word liangxin is made up of two
written characters 良心 , the character liang for “innate goodness”
and the character xin for the “mind/heart.” This translation openly
takes the place of “conscience” and interprets the English word
back into Chang’s classical term ren, which articulates a more fun-
damental sense of what makes a human being moral than the idea
of “conscience.”11 The concept liangxin is closely associated with
that of ren in Confucian moral philosophy, denoting the empathetic
endowment of the human psyche toward another human being prior
to the formation of individual conscience. In the Chinese version
of the UDHR, Chang’s original explication of ren as “two-men-
mindedness”—though lost to the English and French texts—is re-
found through an associated concept.12
I have covered only one of numerous textual examples to
be gleaned in the multilingual making of that historic document. In
fact, a good number of languages besides Mandarin and classical
Chinese contributed to the making of the UDHR, and these lan-
guages opened the document to the radical multiplicity and translin-
gual plurality of the philosophies and cultures of the world, first in
its moment of genesis and then in subsequent translations. If we
but lend an ear to the plurality of voices and substitutions across
numerous multilingual editions of this document, we are bound to
encounter other temporalities and universals that are waiting to be
rediscovered and mobilized for the benefit of future politics. The
fact that Chang’s pluralist vision of the universal “human” fails to
register in the texts of hegemonic metropolitan languages and
..........................
of Translation,” she argues that the translator must “surrender to the [original] text.”
See Spivak 1993, 179–200.
11
The notion liangxin was elaborated by ancient Chinese philosopher Mencius (ca. 372–
ca. 289 BCE) to explicate Confucius’s concept ren and was subsequently developed
translation / spring / 2014
by Song dynasty philosophers for the Neo-Confucian theory of moral personhood.
12
The official languages at the UN were initially English and French, while Russian, Chi-
nese, and a couple of other languages were soon added to the list of official languages,
rendering the linguistic landscape extremely variegated.
161
philosophical traditions suggests that it will take more than indi-
vidual scholar–diplomats, no matter how resourceful they are, to
overcome the tremendous odds of East–West or South–North dis-
parity in the arbitration of moral discourse. Within less than a
decade after the UN adopted the UDHR, however, self-determina-
tion or national independence movements swept across the globe
and, suddenly, another extraordinary opportunity emerged where-
upon the peoples of Asia and Africa began to stage their competing
universals worldwide. Following the 1955 Bandung Conference, a
number of worldwide events played a critical role in this episode
of Afro-Asian solidarity to which we now turn.
3. I first developed an interest in Afro-Asian Writers, Confer-
ences while researching the origins of the literary journal Shijie
wenxue [World Literature] that began publication in the People’s Re-
public of China in 1959.13 As I was going through the past issues of
Chinese translations of poets and writers from around the world, the
Nigerian novelist Chinua Achebe’s name caught my attention im-
mediately. His novel Things Fall Apart (1958) was printed in the
February issue of 1963 (select chapters) and was read in Chinese
translation long before this novel became known to the mainstream
readership of the West, and certainly long before Achebe’s works
were relegated to so-called Anglophone literature. I was struck by
the fact that Achebe had been recognized first as a distinguished
Afro-Asian writer in China, Egypt, India, the Soviet Union, and other
countries before he became a postcolonial Anglophone (African)
writer, as he is currently known and taught in the English depart-
ments of American academia and elsewhere. And there is a world of
difference between these two modes of recognition. To my mind,
that difference lies mainly in the forgotten history of post-Bandung
Afro-Asian writers’ interactions and solidarity in 1958–1970. I
should emphasize that a great deal of its politics lies in the work of
translation and its organization in the name of world literature.
The first of the Afro-Asian Writers’ Conferences—an off-
shoot of the newly formed Afro-Asian People’s Solidarity Organi-
translation / spring / 2014
..........................
13
The journal was originally called Yiwen [Translations] when it was founded in 1953
and changed its name to Shijie wenxue in 1959 after the first Afro-Asian Writers’ Con-
ference in Tashkent in 1958.
162
zation which had been inspired by the Bandung Conference and
met in Cairo on December 26, 195714—took place in Tashkent,
Uzbekistan, in Soviet Central Asia in October 1958. Asian and
African delegates and Western observers flew in from all directions
and landed in the new airport of Tashkent. Reporting on the arrival
of these airborne poets and novelists, one journalist observed:
“[W]e had come to meet the writers of Asia and Africa, gathering
for the first time. A new airport; a smiling reception committee; a
drive along avenues of acacia and poplar hung with coloured lamps
and banners lettered in Chinese, Arabic, and Hindi” (Parker 1959,
107–111).15 The conference was attended by leading writers of
thirty-six countries, including renowned Turkish poet Nâzım Hik-
met, Yashpal, Mulk Raj Anand and Tarasankar Bandyopadhyay of
India, Ananta Toer Pramoedya of Indonesia, Burma’s U Kyaw Lin
Hyun, Cambodia’s Ly Theam Teng, Vietnam’s Pham Huy Thong,
African American writer W. E. B. Du Bois, and Mao Dun and Zhou
Yang who led a delegation of twenty-one members from China.
Interestingly, W. E. B. Du Bois and his wife Shirley were
invited to Tashkent as the honored guests of the first Afro-Asian
conference in October 1958. Long deemed a dangerous radical in
the eyes of the US government, Du Bois drew the only standing
ovation to an individual from the Asian and African authors at the
conference. In an informal discussion of African unification prob-
lems with writers from Nigeria, Madagascar, Ghana, Somaliland,
Senegal, and Angola, Du Bois told them that “a socialist Africa was
inevitable” (Horne 1985, 321). Such was the optimism of the
Tashkent conference.
Still, the Third World delegates represented a broad spec-
trum of literary and political persuasions. They came together not
to debate about their national or political priorities but to discuss
an agenda that concerned them all. First, what role would the de-
velopment of literatures and cultures in different Asian and African
countries play in the progress of mankind, for national independ-
..........................
14
On the history of the Afro-Asian People’s Solidarity Organization and China’s role in
it, see Neuhauser 1968.
translation / spring / 2014
15
For the day-to-day events, see the diaries of Guo Xiaochuan, who served on the
preparatory committee of the Tashkent conference in Guo Xiaochuan in 2000. See also
Sh ichi Kat ’s (1999) reminiscence of his representation of Japan on the same prepara-
tory committee.
163
ence against colonialism, for peace and freedom throughout the
world? Many writers commented on how colonialism has destroyed
traditional cultural ties between Asia and Africa. Efua Theodora
Sutherland, representing the Ghana Society of Writers, saw that oc-
casion as “a step towards the reunification of the disrupted soul of
mankind,” further remarking that
It is up to us to seek practical ways and means of strengthening our cultural links. There
is a need to channel to our continent some of your best literary contributions. We need
to know the works of Asian and African writers, to be in touch with the wider horizon
which those works represent, and which have hitherto been unavailable in our country.
(quoted in Parker 1959, 109)
Her enthusiasm was shared by all and it was decided that a
Permanent Bureau of Afro-Asian Writers would be set up for the
purpose of maintaining future interaction and activities and that its
headquarters would be located in Sri Lanka, then still known as
Ceylon (these were moved to Cairo a few years later).
Unlike the scholar–diplomat P. C. Chang, who staged a lone
battle at the UN to recast the moral concept of “human” on the basis
of plurality (ren, “two-human-mindedness”) before granting uni-
versal validity to the concept of human rights, the Asian and African
writers pursued a much more ambitious course of action. They
mounted a full range of activities, forming international alliances,
setting up transnational institutions, and creating journals to educate
themselves and educate each other through translations, conversa-
tion, and so on. In the following decades, for example, the Bureau
coordinated numerous meetings, translations, and publications.
There were, no doubt, attempts made by the Soviet Union and
China to set the political agenda, either for the purpose of pushing
the world revolution or undermining each other when the relation-
ship between the Kremlin and Beijing deteriorated. But, just as in
the Afro-Asian People’s Solidarity Organization over the years,
these attempts often met with resistance from the United Arab Re-
public (Egypt), India, and other Third World countries (on this his-
tory, see Shinn and Eisenman 2012, 60–61, and Larkin 1971).
Clearly, no one wanted a USSR-front organization. Egypt and India
translation / spring / 2014
played a central role in the Permanent Bureau. After the second
Afro-Asian Writers’ Conference in Cairo, the Bureau started a quar-
terly called Lotus in Arabic, English and French and launched a
164
prize for African and Asian literature—named the Lotus Prize—to
honor distinguished poets and writers from Asia and Africa. Nov-
elists and poets honored by this prize include Chinua Achebe from
Nigeria, Ousmane Sembène from Senegal, Ngugu wa Thiong’o
from Kenya, Malek Haddad from Algeria, and Mahmoud Darwish
from Palestine. It is often forgotten that that these Afro-Asian writ-
ers—now thoroughly canonized as Anglophone or postcolonial
writers in English Departments across North America and else-
where after the Cold War—first emerged within a global socialist
intellectual network where their recognition by the West as “post-
colonial” writers was neither necessary nor important. Instead, the
Afro-Asian writers were striving toward a new humanism—a uni-
versalism about life and liberty—that was pitted against colonial
violence.
This was unequivocally expressed by Mulk Raj Anand who
led the Indian delegation to the second Afro-Asian Writers’ confer-
ence in 1962. In his speech, Anand elaborated the new humanism
as follows:
Our literatures and arts are thus the weapons of a new concept of man—that the sup-
pressed, the disinherited and the insulted of Asia and Africa can rise to live, in broth-
erhood with other men, but in the enjoyment of freedom and equality and justice, as
more truly human beings, individuals, entering from object history, into the great history
when there will be no war, but when love will rule the world, enabling man to bring
the whole of nature under self-conscious control for the uses of happiness, as against
despair. (Arora 2007, 17–18)
Interestingly, Garcia Lorca’s poem “Ode to Walt Whitman”
was evoked to express the sentiment of the socially engaged writers
from Asia and Africa:
I want the strong air of the most profound night
to remove flowers and words from the arch where you sleep,
and a black child to announce to the gold-craving whites
the arrival of the reign of the ear of corn.16
Anand states that the mission of the writer is to
translation / spring / 2014
..........................
16
Here I have substituted a translation of this poem by Stephen Spender and J. L. Gili,
in Lorca and Allen 1995, 135.
165
act as the conscience of the people aware of their pain. To have a creative vision of all
that affords joy in life, to release the vital rhythms in the personality, to make man more
human, to seek apperceptions of freedom from all forms of slavery and to give this
freedom to other people throughout the world—in fact to awaken men to the love of
liberty, which brings life and more life. (Arora 2007, 18)
This call for freedom was not empty rhetoric but was
echoed by writers from the socialist bloc as well as from the newly
independent nations of Asia and Africa. To those who had person-
ally experienced slavery and racial and economic exploitation
under colonialism, liberty had a specific meaning: it meant decol-
onization, national liberation, and world peace in the spirit of the
Bandung Conference.
The Afro-Asian Writers’ Conference in Tashkent made a
tremendous impact on China. Almost immediately, the journal
Yiwen (Translations), which used to predominantly feature Soviet
and Western authors, began to shift focus and publish works by Iran-
ian, Iraqi, Egyptian, and Mozambique writers. In January 1959, the
journal was renamed Shijie wenxue [World literature] and began to
devote its bimonthly issues to systematic translations of Afro-Asian
writers, African American writers, and, later, Latin American writ-
ers. By 1962, more than 380 titles from over thirty Asian and
African countries had been printed in its pages. Irene Eber’s survey
indicates that by 1964 and 1965, Afro-Asian and Latin American
writers began to outnumber Western authors. The October 1964
issue was specifically dedicated to black literature, which included
African writers as well as African American writers such as W. E. B.
Du Bois and Margaret Walker (on this, see Eber 1994, 34–54).
Following the Tashkent conference, the Chinese Writers
Union extended invitations to their Afro-Asian friends and, over
the years, many of them visited China more than once. The great
Indonesian writer Pramoedya Ananta Toer made his second trip to
China after the Tashkent conference. His interactions with Ding
Ling, Mao Dun, Guo Moruo, Zhou Yang, and other Chinese writers
were frequent and helped transform his ideas about what a writer’s
responsibility was toward society. Hong Liu’s study suggests that
translation / spring / 2014
Pramoedya’s contact with the Chinese delegation and the Chinese
embassy goes back to as early as the 1955 Bandung Conference.
After that, Pramoedya began to follow the works of Chinese writers
166
and came to admire the social prestige enjoyed by socialist writers
in the PRC, “where literature is considered to be one of the political
and economic forces” and where writers were paid generously for
their publications, in stark contrast with conditions in Indonesia
(see Liu 1996, 124).
Pramoedya regarded Mao Dun and Lu Xun as the foremost
writers of modern China, and he not only translated some portions
of Lu Xun’s short story collection Diary of a Madman but also pub-
lished his translation of one of Ding Ling’s long articles, “Life and
Creative Writing.”17 Perhaps more than anyone else in Indonesia,
Pramoedya took the socialist credo of “living with peasants and
workers” to heart and fervently believed that writers should go into
social life and live with the people. He himself “went down” to the
countryside of the Banten area to investigate the lives of peasants
and miners.
Conclusion
I began my discussion by trying to raise some new ques-
tions about translation and its relationship to the political. My ap-
proach has been to work through the ideas of event, temporality,
difference, and competing universals as a conceptual alternative to
the familiar model of linguistic communication or the theological
model with which we are all familiar in translation studies. The al-
ternative method I have developed involves analyzing the multiple
temporalities of translation in differentially distributed discursive
practices across languages. To bring such a method to bear on con-
crete analyses of the eventfulness of translation, I have taken the
reader through the nineteenth-century translation of Henry
Wheaton’s Elements of International Law in Chinese, the post-
World War II multilingual fashioning of the Universal Declaration
of Human Rights with a focus on P. C. Chang’s contribution as well
as the Afro-Asian writers’ collective translation projects during the
Cold War.
..........................
translation / spring / 2014
17
See “Duer Fanwen Ji” (An interview with Toer), Hsin Pao (Jakarta), November 17,
1956; cited in Liu 1996, 125. It is unclear if Pramoedya’s translation of Lu Xun’s short
story collection (Catatan Harian Orang Gila) was published, although his translation of
Ding Ling’s “Hidup dan Penulisan Kreatif” did appear in the journal Indonesia 7,3 (March
1956): 102-110.
167
Just as I was about to bring my reflections to a close, one
of Benedict Anderson’s observations about Pramoedya came back
to haunt me. Anderson has been familiar with Pramoedya’s work
and communicated with this Indonesian writer on numerous occa-
sions. One afternoon, as I was reading Anderson’s discussion of
Pramoedya in Language and Power, I was struck by this statement:
“More broadly, Pramoedya gave me an inkling of how one might
fruitfully link the shapes of literature with the political imagination”
(Anderson 1990, 10). What could Anderson have meant by “the
political imagination”?
This question has led me to speculate whether Anderson’s
personal correspondence with Pramoedya had touched upon the
Afro-Asian Conference in Tashkent, where Pramoedya had been
the leader of the Indonesian delegation. I wonder further if Ander-
son became aware of Pramoedya’s extensive interactions with Mao
Dun and Ding Ling and of his published translation of the Chinese
writers. It is interesting that Anderson has translated Pramoedya for
the English-speaking audience just as the latter had translated Ding
Ling or Lu Xun for his Indonesian audience. These unexpected
crossings of translations suggest that the future itself might be the
ultimate preserve of multiple temporalities. I am hopeful that the
legacies of the Afro-Asian Writers’ Conferences— their political
imagination, their encouragement to think differently about the fu-
ture of universalism, their ambitious translation projects along with
their reinvention of world literature—will live on through the tem-
poralities of potential translations yet to come.
translation / spring / 2014
168
References
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170
| Unimi Open Journals |
translation | https://riviste.unimi.it/index.php/translation/article/view/15511 | [
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] | The Postimperial Etiquette and
the Affective Structure of Areas
Jon Solomon .............................
University of Lyon, France
[email protected]
Abstract: This essay examines the role of translation in building the affective
structure of postcolonial/postimperial areas, identifying ressentiment, erudition
and disavowal, and homolingual address as the three main aspects to be studied.
The postimperial etiquette is an agreement concerning the recognition of “le-
gitimate” subjects and objects formed in the crucible of the apparatus of area in-
herited from the imperial–colonial modernity. This agreement functions as an
ideology for contemporary cognitive capitalism. The essay ends by suggesting
strategies for transforming the postimperial etiquette and proposes that energy
be redirected away from both resubstantialized objects and anthropocentric sub-
jects towards social relations that are both the point of departure for and the
final determination of intellectual work.
______________
Translation as a “Bridging Technology” with Ideological
Functions
There is a series of terms beginning with translation that
needs to be mapped out and connected, end-to-end. This is the se-
ries that runs through translation–culture–nation–race/species and
can be rehearsed as follows: Translation is what enables people
from different cultures to bridge the gaps that separate them, yet in
the age of nation–states, culture has been appropriated by the prac-
tices and discourse of national identity. As for the modern nation
itself, none of its claims to natural, organic status can hide its birth
in colonial theories of race and species (which I shall denote by the
term “anthropological difference”). Though translation therefore
bears some intrinsic historical connection to anthropological dif-
ference, how are we to understand it today?
The culture–nation–race/species nexus takes us directly to
translation / spring / 2014
the heart of historical capitalism. If we follow Elsa Dorlin as she
charts the birth of the French nation in colonial theories and prac-
tices of anthropological difference, then we will agree that these
171
theories arose principally as a historical response to the new and
accelerated practices of human migration growing out of mercan-
tilism and colonial conquest (Dorlin 2009, 211). Dorlin’s analysis,
which is too interested in bringing our attention to the sadly over-
looked connection between gender and race to make room for a full
consideration of capitalism, draws my attention for one further rea-
son whose importance to this essay will become greater as we pro-
ceed: the role of the body. The transition from royal to popular
sovereignty was accomplished, according to Dorlin, by substituting
the body of the nation, composed of supposedly natural traits (what
would later be called “national character”), for the royal individual.
The need for these nationalized traits to be “natural” unleashes an
essential imbrication between race and gender that forms the core
of Dorlin’s important account, leading her to conclude that “[t]he
question of the nation constantly refers back to its corporeality”
(Dorlin 2009, 208). My interest in citing this passage will be to
show how translation operates today as a somatic technology, teth-
ering bodies to the apparatus of area that hides the matrix of an-
thropological difference by naturalizing the nation–state.
Following the new and growing visibility of the “constant
crisis” that is the state at the end of the twentieth century, a broad
spectrum of theorists, activists, and artists have been interested in
exploring the potential of a nonrepresentational politics. My interest
in nonrepresentational politics is limited exclusively to its potential
ramifications for disrupting the schema of anthropological differ-
ence that forms the backbone of our common, global modernity.
This article assumes that representational politics, that is, the poli-
tics of identity, is invariably tied to the state. The state is the point
of reference that makes it possible to imagine complete congruence
between taxonomies of anthropological difference, social organi-
zation, and divisions of knowledge without which identity politics
would be meaningless. Hence, a nonrepresentational politics is by
nature insurrectional, which means that it must fight against the
“agents and agencies active in the invention of the ideological prac-
tices of everyday life in support of the reproduction of state power”
(Kapferer 2010, 5). In relation to translation I would argue, in other
translation / spring / 2014
words, that it must be considered in light of the reproduction of
stateness (which is a way of producing and managing “anthropo-
logical difference” for the sake of capital accumulation), and that
172
it (translation) plays a crucial role in the management of the tran-
sition to a new type of world order based on the “corporate–state.”
While an analysis of the world order imposed among and
by corporate–states is beyond the purview of this essay, it will be
helpful to offer a quick review of the period prior to this time, the
period of a world order constructed around the nation–state. If we
follow Antony Anghie’s work on the colonial origins of the modern
world system based upon state sovereignty, we are struck by his
assertion that international law instantiates or “postulates” a “gap”
within the global human population and then, having naturalized
this gap, proceeds to enumerate for itself the task of developing all
manner of techniques to bridge the gap (Anghie 2004, 37). Of
course, you will immediately see the irony of a technique that is it-
self responsible for the problem that it is supposed to solve. (Per-
haps Anghie has found the most economical definition of
humanism around.) The reason that irony has remained largely hid-
den, we may conclude after reading Anghie, is to be found, with
regard to the discipline or field of international law, in the ideology
of cultural difference. As long as the “gap” of cultural difference
was assumed, as the field of international law asserted, to preexist
the practices of colonial encounter (just as the practices and insti-
tution of modern state sovereignty supposedly developed in Europe
were assumed to preexist colonialism), the only viable question left
for the development of that field of practice concerned the appro-
priate types of political and social technologies to bridge that gap.
Now, this is exactly the role that translation has been called upon
to play in the modern era of nation–states. Operating at a quotidian
level, with a reach equal to or perhaps greater than law, translation
has been a crucial technique for the establishment and consolidation
of areas—that quintessential apparatus of modernity that correlates
via a system of geo-mapping subjective formation to hierarchical
taxonomies of knowledge and social organization.
I say it is a quintessentially modern apparatus precisely be-
cause of its importance to the fundamental project of modernity.
According to modernity’s self-definition, the “modernity-project”
should be defined through the principles of liberty, equality, and
translation / spring / 2014
reason, but I think that we are now ready to admit that there is an-
other side to the project of modernity, the succinct definition of
which would be: a belief that technological progress and aesthetics
173
can be joined together in a single effort to develop the perfect
race/species. Modernity is thus a project in species–being the work
of which is manifested or located exactly in the body. This body
should ideally be understood as the physical manifestation of an
area, which is neither climate (Hippocrates) nor temperature (Aris-
totle), but is rather an instrument of endogenous genotechnology
(Dorlin 2009, 209). This “area” is hardly a unitary phenomenon,
but rather a series of nodal points relayed in constantly shifting as-
semblages among bodies, tongues, and minds. These assemblages
are then grouped into populations. Hence, the project of perfecting
the species through a concrete population of bodies grouped into
areas invariably has to posit a split within the human species. This
split, which was also present in Kant’s contradictory definition of
“humanity” as both a universal quality shared by all members of a
species and an ideal that was nevertheless unequally realized by
different members or populations, has been a core component of
the “modernity-project” throughout its history. I see a precursor of
this Kantian strategy in Anghie’s description of Vitoria’s charac-
terization of native peoples, who share universal reason but are bur-
dened by a “personality” (which will later be called, once again,
“national character”) that causes them to deviate from the universal
norm. I do not wish to dwell on this history, but merely call atten-
tion to the need to provide a critical counterhistory that will provide
an account of the political and governmental technologies invented
and mobilized, as translation has been, “to bridge the gap,” when
they were in fact participating in the consolidation and prolongation
of the entire anthropological edifice of the colonial/imperial moder-
nity (a racism vaster than any phenomenon known by that name
today, for it includes virtually all other manner of social difference).
It is my hypothesis that we do not see (or at least have not seen up
to now) the ideological effects of these technologies precisely be-
cause we are (or at least have so far been) so deeply invested in the
apparatus of area. These technologies, such as translation and in-
ternational law, hide the essential strangeness of the areas into
which the globe has been divided, as a means of population man-
agement for the benefit of capital accumulation, through the history
translation / spring / 2014
of colonial/imperial modernity.
Ostensibly resembling the latter-day inheritors of premod-
ern empires, kingdoms, feudalities, et cetera, these areas (typified
174
by the nation–state) could best be understood as an enormous ap-
paratus of capture designed to subsume the productive capacity of
society into the needs of capital. Within the organizational structure
of the nation–state, the work of perfecting the race/species is always
an aesthetic question as much as a technological one. Hence, we
might refer to the anthropological work of modernity as perfiction-
ing (a neologism that combines the two words “perfection” and
“fiction”) inasmuch as it invariably involves a typology of fanta-
sized images concentrated around, or projected upon, the link be-
tween bodies and nations.
As capitalism transitions to a new historical form, the role
of the area–apparatus is undergoing a concomitant change. Today’s
areas are designed not so much to capture as to “pool” populations
within. As capitalism moves from its industrial phase to a cognitive
phase, the “pooling” of population takes on its greatest significance
within the emerging bioeconomy of semiocapitalism and the cor-
porate surveillance state. The call-word of this configuration is “life
is code, primed for transaction.” 1 Although the contemporary con-
figuration draws its symbolic resources from the cultural imaginary
of the imperial–colonial modernity, its greatest ideological use is
to cover up the total subsumption of population into the bioinfor-
matic economy. No longer a source of surplus value simply through
its role as labor, population is becoming a source of value through
its role as an inexhaustibly mutable source of bioinformatic code.
Population is, other words, pooled not just as labor—that is, pro-
ducers—nor even just as consumers, but also for its role as source-
code. The reason why the corporate-state “needs” to put just about
everybody under surveillance ultimately amounts to the potential
of all source-code to be “pirated.”
Translation today continues to play the role of ideology,
preventing us from seeing how the “bridging technologies” are in
fact prolonging the agony of the domination under which we live,
labor, and perish. In the hope of providing elements for a critique
of this ideology, I attempt in this essay to describe the affective
structure of area, typified today by what I call the postimperial eti-
translation / spring / 2014
..........................
1
My thanks to Julian Elam for this phrase, which he developed in our seminar “The Ap-
paratus of Anthropological Difference and the Subjective Technologies of Speciation,”
held at Université Jean Moulin (spring, 2013).
175
quette. I propose that one part of the insurrection-to-come against
the postimperial etiquette of the corporate surveillance state will
emerge out of the subjectivity of the translator–subaltern.
Translation and Subjectivity
Naoki Sakai has been telling us for a long time that trans-
lation is a social practice (Sakai 1997). In it, the essential indeter-
minacy, hybridity, and openness of social relations is evident. Yet,
Sakai also tells us, the dominant form of sociality established
through the regime of translation in the modern era deliberately ef-
faces such originary hybridity. The technical term that is used by
Sakai to denote this form of sociality is the “schema of cofigura-
tion,” which is premised upon the representational practices of the
“homolingual address.” The identities created out of cofiguration
are posterior to the translational encounter and mutually codepen-
dent, yet claim to be anterior and autonomous. This is the form of
sociality that is essentially codified in the homogenizing machine
of the nation–state, which would always like to present itself as an
organic, historical entity when it is in fact an apparatus of posterior
superimposition. The reason Sakai uses the term figuration is be-
cause the figure stands for an absent totality that cannot be grasped
experientially and for which the imagination substitutes a schematic
figure, like a map, that is essentially aesthetic. It is important to re-
member that in Sakai’s account the totality does not correspond to
anything other than the schema itself. Rather than absent, it is fic-
tive, in an active, generative sense. The power of this fiction is that
it enables originary difference to be captured and plotted onto a
grid of identifiable positions. Hence the schema of cofiguration is
much more about establishing a field of representation in which
identities are constructed in such a way that they appear to precede
the establishment of the representational field upon which they de-
pend (and within which they will certainly be organized in hierar-
chical fashion) rather than being about the content of specific
identities.
Against representation, Sakai invites us to engage in the
“heterolingual address.” Seen in light of Sakai’s critique, the dif-
translation / spring / 2014
ference between the hetero- and homolingual forms of address as-
sumes the character of a political choice, bearing clear ethical
dimensions. The ethics of national language, which Sakai identifies
176
with racism, exemplifies the stakes involved. It might be useful to
point out, however, that the ethics of national language is not a char-
acteristic unique to this or that particular language but rather a com-
mon denominator shared by all languages when they are “counted”
according to a “Romantic Ideology” (Agamben 2000, 65) of cul-
tural individuation (Sakai 2009). This understanding views both
language and people as individualized, determinate entities, and as-
sumes an organic link of equivalency between the two. The
“schema of cofiguration,” as described by Sakai, is precisely the
means by which the “Romantic ideology” of language and people
is transformed into an ethics and an aesthetics of everyday, lived
experience. To engage in the practice of heterolingual address con-
stitutes a refusal of the aesthetico-ethical constellation of cofigura-
tion and a desire for liberation from it.
The Affective Structure of Area and the Postimperial Etiquette
If, as Balibar writes, “the emancipation of the oppressed
can only be their own work, which emphasizes its immediately eth-
ical signification” (Balibar 1994, 49), then the emancipation from
the apparatus of area, which oppresses all or else oppresses none,
can only be undertaken collectively. Yet by the same logic, the re-
pression of emancipatory movements against the apparatus of area
can be expected to have a definite collective face as well. This is
the difference between complicity and cooperation. Bearing in
mind recent discussions that underscore the displacement of this
problem at an ontological level by contrasting different forms of
collectivity (often positing the state/people pairing against that of
the Common/singular), I would like to direct our attention to the
problem of affect, where it immediately becomes evident that the
practice of ressentiment is by far the most ubiquitous response on
both sides of the colonial/imperial divide to a refusal of cofiguration
and an exodus from the apparatus of area.
The phenomenologist Max Scheler, who devoted a mono-
graph to the subject of ressentiment, argues that one of the reasons
it arises is because one side or the other in a typical social dyad
(such as Master and Slave, or Male and Female) experiences the
translation / spring / 2014
existence of the other in terms of existential foreclosure: since I can
never have/be/feel what the other has/is/feels, I am motivated by
an insatiable rancor. The critique of “egalitarianism” at the heart of
177
Scheler’s work, which mistakes social equality for exchange value 2
rather than indeterminacy (and leads Scheler to see Jews, women,
and socialists as representative sources of ressentiment), is not the
subject of my concern here. Rather, I would like to suggest that
there is another form of ressentiment undetected by Scheler, the
type that arises not between the terms of a dyadic pair, but in the
relation of complicity that unites them. In the midst of their differ-
ence and relative struggle, they nevertheless work together. Al-
though their mutual fear is undeniably real and strong, it is not as
strong as their mutual fear and anticipation of the emergence of
something new, something that neither falls within the dyadic pair
nor is part of its trajectory. It is, rather, this form of ressentiment—
a form of crisis management that aims to sustain a certain regime
of biopolitical production—that is most common today. Ressenti-
ment is not a personal psychological problem; it is an affective
structure peculiar to the institutions of national translation in which
we work, and it opens up subject positions for bodies placed within.
Those who pretend that they are free from this structure are pre-
cisely the ones who contribute, through their disavowal, to the
structure’s reproduction—even when they are deemed to be “fight-
ing the good fight.”
The reasons why this form of ressentiment is now evident
but was not yet visible a century ago when Scheler was writing are
as much historical as methodological. Besides the revolution within
phenomenology led by Martin Heidegger in the first part of the
twentieth century that led to the rise of the philosophies of differ-
ence in its latter half (paving the way, in effect, for the ontological
shift to which we alluded above), there is also the progression of
geopolitical events that brought a formal end to colonialism and
destabilized the sovereignty of the nation–state, gradually replacing
it with the transnational corporate–state. As the philosophies of dif-
ference began to infiltrate humanistic disciplines outside of philos-
ophy, the foundational oppositions of civilizational difference and
national sovereignty were being thrown into disarray by the col-
lapse of the Eurocentric system of international law that had dom-
translation / spring / 2014
..........................
2
Ironic, since Scheler bemoans the effect that exchange value has wrought upon social
relations. To understand how equality can be understood as a form of indeterminacy in
the social, it is necessary to link it to liberty, forming an inherently contradictory and
unstable pair that Étienne Balibar calls the proposition of equaliberty. See Balibar 1994.
178
inated the world system throughout several centuries of colonial/
imperial modernity. In other words, the “constant crisis” that is the
state (Kapferer 2010) became visible. With the visibility of this cri-
sis it suddenly became possible to imagine, in the concrete arena
of history, subjectivities and relations that were completely unfore-
seen by the old oppositions between the “West” and the non-
“West,” or between the native and the foreign.
Yet alongside these historical openings, we also undoubt-
edly see today a reinforcement of those anachronistic oppositions
that take the form of complicity. A particular feature of capitalism,
one which was undoubtedly present throughout its history but
which has become easily visible today, lies in its penchant for cre-
ating profitable crisis. Under neoliberal “biocapitalism,” crisis has
become a more or less permanent mode of operation for capitalist
accumulation, so much so that there is a greater interest in the pro-
longation of crisis through regimes of permanent crisis manage-
ment than there is in the resolution of crisis.
Within that context, academic exchange and the modes of
address in today’s world are characterized by a relation that I would
like to call the postimperial etiquette.3 My hypothesis is that the
postimperial etiquette constitutes an affective structure, or subjec-
tive technology, that plays a crucial role in the contemporary biopo-
litical production.
Ressentiment, as I have proposed, is the first of its essential
affective structures. The second element essential to the affective
structure of postcolonial etiquette is an investment in the homolin-
gual address, such as I have previously analyzed in twentieth cen-
tury thinkers such as Michel Foucault (Solomon 2010, Solomon
2011), Jean-Luc Nancy (Solomon 2013), Giorgio Agamben
(Solomon 2014), and Ernst Cassirer (Solomon 2009). The regime
of translation constructed through the homolingual address lures
even these great figures of twentieth century thought into projecting
between retroactive and proactive alternatives: the images of a past-
that-never-happened and those of a future-that-will-have-to-be-
abandoned—that is, the West as both a tradition and a destiny.
translation / spring / 2014
..........................
3
Although it is a postcolonial/postimperial phenomenon, for the sake of convenience I
will use the term postimperial.
179
Recently, I have been trying to work out the implications
of Sakai’s critique of translation with respect to a phenomenon,
which I call speculative superimposition, that is characteristic of
modern postcolonial/postimperial societies in general (Solomon
2012). Here, we may refer to the affective trait of mournfulness ex-
pressed by deconstructive authors such as Philippe Lacoue-
Labarthe when faced with a world beyond the apparatus of area. In
a 1992 conference in Strasbourg, “Thinking Europe at Its Borders,”
Lacoue-Labarthe centers his intervention on the question of “after-
wardsness” (l’après-coup 4): “In its most abrupt, and hence most
paradoxical, definition, afterwardsness designates the belated—but
recognized—manifestation of something that did not happen or did
not have even the slightest chance of happening. Of something that
took place, thus, without taking place” (Collectif Géophilosophie
de l’Europe 1992, 74). I am hardly persuaded that the “retroactive”
quality identified by Lacoue-Labarthe as the philosophically essen-
tial movement of European modernity can be simply contained
within and ascribed exclusively to an area called “Europe.” On the
contrary, this is, I would argue, a characteristic of the modern logic
of area in general. As much as the modern nation–state would like
to claim organic anteriority, it is always both an internal imposition
and an expropriation from the outside. (This predicament is what
eventually disqualifies the distinction between constituent and con-
stituting powers, forcing the search for “destitute” powers instead—
see Nowotny 2007.) The same “afterwardsness” is evident in the
construction of the “West,” which relies on translation to superim-
pose upon the image of spatiality a temporal process that leads to
“exceptionally universal,” metaphysical subjects. The deconstruc-
tive school of the postwar philosophies of difference that formed
the locus in which Lacoue-Labarthe and other philosophers, such
as Jacques Derrida and Jean-Luc Nancy, worked was steeped in an
historical awareness of the “end” of the “West.” Hence it is no won-
der that Lacoue-Labarthe warns us (or is it invites us to lament?):
“afterwardsness can also, quite simply, take the form of regret or
repentance” (Collectif Géophilosophie de l’Europe 1992, 76). Re-
translation / spring / 2014
..........................
4
Lacoue-Labarthe explicitly takes up the Freudian–Lacanian theme of Nachträglichkeit.
English translations of this term are either “deferral” or “afterwardsness,” neither of
which is fully satisfactory.
180
gret differs from repentance with regards to the recognition of guilt
and the desire for repetition. One may regret the past not just be-
cause of some regrettable action, but simply because it is past, or
has been fantasized as past, and hence desire its repetition without
the slightest iota of contrition, much less repentance. Nostalgia for
the bonds of a fantasized “lost community” that never really existed
(or has been idealized and turned into an image) forms, according
to Jean-Luc Nancy (1991, 9), one of the essential structures of
modernity.
The phenomenon of “afterwardsness” through which areas
are constructed finds expression in the postimperial etiquette
through the affective quality of ressentiment. The reason why we
use the French term, instead of an English translation such as “re-
sentment,” is because of the etymological structure of the French
word, which emphasizes a temporal dimension (re-) of repetition.
Re-sentir: to feel again and again what one has not really experi-
enced (which is the same as turning experience into a phenomeno-
logical fetish). Ressentiment plays such an important role in the
affective structure of the postimperial etiquette precisely because
it is intrinsically related to the temporal construction of the modern
area–apparatus.
The regime of translation constructed through the homolin-
gual address lures subjects into projecting between retroactive and
proactive alternatives: the images of a past-that-never-happened
and those of a future-that-will-have-to-be-abandoned.
The past-that-never-happened refers to the representation
of translation as an encounter between two discrete languages.
Sakai shows how this idea can only be retrospectively superim-
posed upon the translational exchange as a schema or an image.
What this superimposition effaces is the essential hybridity and in-
determinacy seen in the position of the translator, as well as the pe-
culiar interruption of linear temporality in translation. This aspect
of the translator corresponds to the problem of individuation, which
makes it impossible to speak of language(s) as one would speak of
countable nouns (Sakai 2009).
The future-that-will-have-to-be-abandoned refers to the
translation / spring / 2014
way that the homolingual address guides action towards the future.
Sakai explains:
181
By the schema of cofiguration, I want to point out the essentially “imaginary” nature
of the comparative framework of Japan and the West, since the figure in cofiguration
is imaginary in the sense that it is a sensible image on the one hand, and practical in its
ability to evoke one to act toward the future on the other. (Sakai 1997, 52)
The “future” that is thereby constituted is reduced, accord-
ing to the figural logic of the schematism, to a spatialized repre-
sentation. The dimension of future temporality as irruptive
discontinuity is effaced. “This is why,” writes Sakai, “difference in
or of language that incites the act of translation comes as a repre-
sentation only after the process of translation. Involved in transla-
tion is a paradox of temporality that cannot be accommodated in
the worldly time of the past, the present and the future” (Sakai
2009, 86). Acting toward the future according to the schema of
cofiguration constituted by the homolingual address produces a
spatialized representation that effectively cuts off the temporality
of the future as unrepresentable negation and creation. It eliminates,
in other words, the possibility for new subjectivities that do not cor-
respond to the oppositions installed by the schema of cofiguration.
As an affective structure, the homolingual address operates exactly
like that “angel of history” seen in Paul Klee’s painting and fa-
mously described by Walter Benjamin as being propelled “into the
future to which his back is turned, while the pile of debris before
him grows skyward” (Benjamin 1969, 258). The “future” promised
by this form of sociality, typical of the apparatus of area, is a future
of ruins. One of the characteristic symptoms of this mode of cap-
turing the future particular to the apparatus of area is the peculiar
dialectic between historical preservation and environmental de-
struction everywhere in evidence today. One does not have to look
to ancient Mayan temples in the Guatemalan rain forests, regularly
“mined” for gravel by developers to see the concrete nexus of this
opposition. A much more potent example could be seen, for in-
stance, in postwar France, one of the active world-leaders in the in-
stitutionalization of historical monument preservation and which
holds it to be an absolute human value essential to collective iden-
tity. Yet as a nation that derives ¾ of its energy needs from nuclear
translation / spring / 2014
power and is one of the main exporters of nuclear technology
around the globe, France can be said to be playing an active, if
ironic, role in the production of the ultimate form of “preserva-
182
tion”—the radioactively contaminated wasteland.
The third element in the affective structure of area to which
I would like to draw attention is erudition. In the meaning to which
I would like to ascribe to this term, it refers not just to the problems
of access and class mobility, but also more generally to the socially
meaningful qualification of “knowledge” and the distribution of it
among bodily bearers. Erudition operates through division—the di-
vision of labor, to begin with, but also the disciplinary divisions of
knowledge, the economic divisions of affect, and finally the indi-
viduating divisions of the body. Translation and address play an
important role here, too, as erudition excludes or devalorizes certain
kinds of knowledge that cannot be “translated” into the quantitative
forms and standardized denominations to which the definition of
“knowledge” is limited. In today’s neoliberal regime, such exclu-
sion is exercised through the standards set by financially motivated
evaluation bureaucracies. In today’s neoliberal regime, such exclu-
sion is exercised through the standards set by financially motivated
evaluation/surveillance bureaucracies, intellectual property
regimes, and disciplinary boundaries.
Erudition is time-consuming. It signals both an unprece-
dented expropriation of the intellectual worker’s time, such that one
is never fully off work, as well as a consumption of time by making
affective experience a direct source of value (“consumers hungry
for new experience”). Working-too-much, often under precarious
conditions, is fast becoming the main way in which subjective dis-
avowal, a fetishism of the object under the sign of erudition, is in-
stituted, even among those of us who would otherwise like to be
alert to the problem of disavowal. The technical term that Marx
uses for “working-too-much” is absolute surplus value, typically
produced by extending the worker’s labor time. Several decades
ago, Gayatri Spivak used Marx’s technical term globally to char-
acterize relations between the West and the non-West in the post-
colonial era (Spivak 2009b, 123). Today, it would appear that the
extraction of absolute surplus value through excessive labor time
is fast becoming one of the principal ways to assure not just a hier-
archy of relations but the unquestioned acceptance of the field of
translation / spring / 2014
oppositional terms through which hierarchies are constructed and
reversed. What is being forgotten is that the terms of specific dif-
ference, such as the West and the non-West, always contain a core
183
component of negativity, freedom, indeterminacy, and antagonism,
and are never simply given.
Due to a Cartesian habit, we might not think of erudition
in terms of affect, but under the definition that I would ascribe to
it, affect “sneaks” into erudition through the particular way it indi-
viduates the body. Erudition constitutes a singular appropriation of
the relation between body and knowledge by granting exclusive le-
gitimacy to the abstract, accumulational form that we call, in Eng-
lish, the body of knowledge. The affective form that is closely
related to this appropriation of the multiplicity of the body is the
sense of knowing. Nationalism is precisely the modern political
form that turns knowing into affect. While foreigners can know
about the other nation, they cannot understand it in the same way
as nationals; they cannot, in other words, partake in knowledge as
an affective structure of feeling that is based in “experience” and
shared among members of an imaginary community. Yet the cate-
gory of experience-that-can-be-shared-sympathetically is deter-
mined in advance by the arena that capitalism, in the process of
appropriating the state, establishes for the process of valorization.
This is the arena of exchange value. Sympathetic knowledge, or
national knowledge, is the form of exchange value that is being ap-
plied to the act of knowing understood in terms of fantasy—the
fantasy of shared experience reflected in knowledge.
As an apparatus of fantasy, erudition’s most important role
is found in recoding the body. It is not simply that distantiation,
based on the Cartesian stance of objectivity, becomes the principle
mode of relation, with all of its known symptoms. Erudition is also
a means of maintaining an attitude of indifference or disavowal.
The most common form of this attitude of indifference with regard
to knowledge in the postimperial configuration can be seen in the
institutionally sanctioned assumption that issues related to anthro-
pological difference fall under the purview of specific disciplines
or fields within the human sciences—what are commonly termed
“area studies” in North America. The matrix of anthropological dif-
ference per se as an organizing principle for the human sciences
must never be brought into question at an organizational level. The
translation / spring / 2014
organization must be naturalized so that participants never see their
own disciplinary commitments, including language and object-
choice, in terms of the history of social relations under conditions
184
of colonial population management. It is not simply that objects re-
flect the desires and tastes of certain kinds of subjectivity (forming
in effect a socially instituted form of prejudgment or simply preju-
dice), but rather that objects become means of disavowal by which
people can ignore and forget the mediations and negations that con-
stitute subjectivity as a social practice.
As an affective form, erudition is thus characterized by ob-
ject-obsession and subjective disavowal. It is globally institution-
alized and legitimized through the supposedly “natural”
correspondence between disciplinary divisions in the order of
knowledge and various social divisions in the order of political or-
ganization. And while it may look as if the university institutions
in North America, in which greater anxiety about the status of ob-
jects is often seen (accompanied by all kinds of institutional inno-
vations to accommodate interdisciplinary approaches), has an
advantage in this respect, the truth is rather that an imperial nation-
alism, such as seen today in the United States, invariably calls forth
performative gestures, such as transdisciplinary object-anxiety, in
order to garner the sacrifice of minority populations for the benefit
of the capital-state nexus. Disciplinary rigidity and obsession with
the legitimacy of “pure” objects as seen in the other nations today
outside North American high academia is not a sign of their “back-
wardness,” but simply the function of cultural nationalism formed
in relation to imperial nationalism.
In short, the regime of erudition oversees the silent articu-
lation of the reproduction of cleavages (reason vs. myth, speech vs.
writing) and identities inherited from the imperial/colonial moder-
nity to the neoliberal production of value through affect. The bearer
of various forms (racial, ethnic, national, gendered, sexual, linguis-
tic, et cetera) of social domination and exploitation that have ac-
companied modernity, erudition is above all concerned with bodies
of accumulation. Whereas capitalist accumulation produces the
bodies coded by political economy and translational accumulation
produces bodies coded by civilizational and anthropological differ-
ence, erudite accumulation produces normalized bodies of knowl-
edge as well as bodies normalized by knowledge.
translation / spring / 2014
It is through a process of identification with the body of
knowledge as a site of accumulation associated with specific
“areas” that intellectuals continually abstract themselves from the
185
production of knowledge as translational, social practice. In the
postimperial scholar, this is seen most readily in the prolongation
of disciplinary divisions and linguistic competencies and homolin-
gual modes of address that form the obverse complement of the
postimperial area studies specialist. The postimperial specialist of
philosophy, for instance, is not expected to acquire linguistic and
affective competencies associated with postcolonial areas, and typ-
ically relies on the homolingual address to negotiate anthropolog-
ical difference. Or again, the postimperialist specialist of racism
studies does not have to negotiate the composition of her classes
and articles in relation to the demands of an academia-publishing
industry complex in a postcolonial language organized by a post-
colonial state that is itself composed through various forms of in-
stitutionalized racism.
Given the recent demonstrations of admiration for public
intellectuals in the “West” whose politics are characterized by their
admirers with epithets such as “fuck off!” (Rancière),5 or who gain
notoriety for scandalously scatological humor (Žižek), it might be
necessary to explain just what we intend to get at by a critique of
“etiquette.” Etiquette is part of the “immunitarian” apparatus de-
scribed by Alain Brossat in his critique of modern liberal democ-
racy. The English usage of the word, which is associated with “good
breeding” (Merriam–Webster), underscores its relation to the theme
of racial exclusion that forms the hidden backbone of liberalism
(Cole 2000)—and modern sociality in general (Quijano 2000). As
such, it is a biopolitical technology, for which Brossat offers a won-
derfully succinct description: “the distribution of bodies in a dense
space, via the mediation [truchement] of a system of rules named
etiquette” (Brossat 2003, 36). In the dense space of knowledge, the
trio of erudition, homolingual address, and ressentiment constitutes
the affective structure according to which bodies of knowledge are
constituted and areas populated. It is immunitarian to the extent
that it protects the anthropological matrix that supports capitalist
accumulation in the colonial–imperial modernity from being over-
turned.
translation / spring / 2014
..........................
5
http://critical-theory.com/who-the-fuck-is-jacques-ranciere/ accessed on May 20, 2013.
186
Brossat uses the French word truchement to speak of a me-
diating role played by a “system of rules.” Although the term’s
usage here certainly refers to a general effect of mediation, it is
worth noting an older, yet still current, literary usage of the term
that refers to a translator and translation. We might thus take this
usage as an invitation to think about what would happen were we
to substitute traduction for truchement—that is, “translation” for
“mediation.” Doing so, we would find that etiquette is precisely the
governmental technology that uses translation as a means of dis-
tributing bodies across dense space—that is, the space delineated
by the apparatus of area. This definition of etiquette approximates
Naoki Sakai’s understanding of translation based on homolingual
address. As such, it constitutes the main operation of capture exer-
cised by the apparatus of area.
Can the Subaltern Translate?
The importance of subjective transformation in the postim-
perial/postcolonial age was highlighted at the beginning of North
American postcolonial studies in 1988 by Gayatri Spivak in her fa-
mous essay “Can the Subaltern Speak?” (Spivak 2009a). In that
work, Spivak deftly displaces the practice of cultural knowledge
production in the wake of colonialism and capitalism away from
the image of objects, no matter how marginalized or “illegitimate”
in the eyes of dominant representations they may be, towards the
production of subjectivity. It is the role of intellectual elites—on
both sides of the imperial/colonial divide—that is targeted by the
critique of subjectivity in Spivak’s essay.
As usual, translations of the postimperial discourse into a
postcolonial context can be extremely helpful for understanding the
stakes involved. In the discussions of Spivak’s article in Taiwan,
two of the most common translations of “subaltern” are 庶 民
(shu4min2) and 賤民 (jian4min2). These are classical terms that both
share the same cognate min2 as part of there two-character com-
pound. Skipping over the possible parallels between min2 and the
Latin-derived word “people,” what the two Chinese terms share in
common is a description of the people as common or low. In other
translation / spring / 2014
words, what we have here are translations that add a biopolitical el-
ement to the original term subaltern (which describes not a people
but a quality of subjugation, and is hence technically limited to the
187
element of politics). The biopolitical translation risks resubstantial-
izing the term “subaltern” through the matrix of anthropological
difference—which, as I will show, is precisely what Spivak fights
against. Needless to say, this resubstantialization has received priv-
ileged institutionalization in the postimperial academic world, and
it is precisely here that a look at translation becomes especially in-
formative.
Let me explain this message by citing another variant trans-
lation of the term “subaltern” that I have seen circulating within
Taiwan: 從屬階級 (cong2shu3 jie1ji2) , the “class of subordinates.”
Once again, this translation runs afoul of the reading of Spivak’s
article that I favor. The inclusion of the word “class” (jie1ji2) in the
translated term effectively reintroduces the very point that Spivak’s
essay problematizes: people are something else before they are a
class or a type or a figure—before they are a people, which is al-
ways what the state elites and their prefab minorities want them to
be. “Subalterns” share aspects of the “unrepresentable”—except
that they do not stand heroically “outside” the register of represen-
tation guaranteed by the state form of social organization, but are
rather hidden or silenced in the biopolitical warehouse of the indus-
trial reserve army, the “pool” of a genetic population, or the sweat-
shops and brothels of illegal migrant labor. Here, representation is
not a formalistic problem, but a practice connected to capital’s ap-
propriation of species–being precisely at the point where the mode
of production meets the mode of subjection. Hence the necessity
Spivak felt to remind her readers of the difference between relations
of domination and relations of exploitation, and the need to read
across both registers without conflating the two in a schema of rep-
resentation. Needless to say, a recuperative reading of the subaltern
that reinstates the original Gramscian formula (“subaltern class”)
that Spivak had explicitly attempted to rework (by eliminating, first
of all, the term “class,” which always refers us back to the state), is
hardly a problem limited to Chinese translations. Indeed, the exis-
tence of such a translation can only be explained by the realization
that it is, of course, a translation not of “the text itself,” but rather
of the way in which the North American university-publishing com-
translation / spring / 2014
plex has bestowed upon it the honor of domestication by canoniza-
tion. So, it is not a mistranslation at all, but a translation that is
coldly accurate. The subjective effects of this domesticating canon-
188
ization become all too apparent when one considers the frequency
with which the term “subaltern” becomes conflated with or simply
substitutes for “the non-West,” leading to the use of nonsensical
terms such as “the non-subaltern” to refer to the West.
For Spivak, the precise location of this appropriation cannot
be identified, it can only be reconstructed as it were, on the basis of
a rift in subjective formation. Through a series of brilliant readings
of Marx, Foucault, and Deleuze, Spivak shows that there exists a
split in subjective formation that corresponds to the two meanings
of the English term to represent (which are treated, in the vocabu-
lary of German philosophy utilized by Marx, through the two verbs
vertreten and darstellen). These two meanings correspond to the
difference between the subjects formed in relations of domination
and those formed in the relations of exploitation. The former re-
quires an analysis of relations to power, the latter an analysis of re-
lations to production. It is the modern state—which of course can
now include suprastate organisms and nonstate ones as well—that
offers the promise of “fixing” the relation between the two, offering
a precise location, as it were, such that two projected images seem
to merge, just as happens in the optical viewfinder of a coincident
rangefinder camera. The image, or fiction, of this “place” in which
location and identity, past and future, language and people coincide
is an essential feature of the aesthetic representation crucial to the
modern apparatus of area. Spivak’s essay thus contributes to the
classic Marxist notion of class, which is summarized, as Jacques
Bidet would say, by the formula “the state is always a state of class.”
Spivak shows, by displacing domination and exploitation, that the
notion of “class” must be expanded (without losing the specificity
of “class”) far beyond the limits of political economy to accommo-
date a vast tableau of dynamic, minoritarian relations (of which gen-
der is only the tip of the iceberg) within the construction of
anthropological difference. The “subaltern” is thus the name for the
spacing that is undecidably both the concrete body of this or that
downtrodden and marginalized individual and the possibility of a
being that can no longer be configured through the matrix of an-
thropological difference. Not “humanity,” not species–being, not an
translation / spring / 2014
inheritor of the entire anthropological project of the colonial–im-
perial modernity devoted to perfictioning, but a true (and truly car-
ing) stranger.
189
From the perspective of a concern with translation, the rea-
sons for the necessity of this expansive analytic find themselves in
the correlation between the history of linguistic transformations
under the auspices of the modern nation–state and the transitions
of capitalist “development.” Although the creation of national lan-
guage in Europe was linked to class through the rise of the bour-
geoisie and their need to create a political community opposed to
that of a kingdom, this narrative obfuscates that part of the Euro-
pean nation that was forged, as Elsa Dorlin shows, in the colonies.
There, the class element was concomitantly fused to an anthropo-
logical element (beginning with race and gender). “Europe” and its
nations only became “European” through this process of fusion (be-
tween gender, race, class, language, ethnicity, sexuality, et cetera)
that established the anthropological matrix of modernity and natu-
ralized it via the apparatus of area.
The crux of Spivak’s essay lies, as we have said, not with
the identification of objects and their historical deconstruction, but
rather with the constitution of subjects, particularly the subjects of
knowledge forming under the shadow of capital and the state in the
apparatus of area. For this reason, I must confess that the one thing
that is strangest to me in the extraordinary reception this widely
circulated essay has received is that so many commentators have
looked at the subaltern as a problem to be solved or an idea to be
applied, rather than, as Spivak writes in an entirely different context
(one that is actually about translation), a locus to inhabit (Spivak
2005, 95)—or, as an invitation to cohabitation. We need, in other
words, to develop practices of “being there” that are different from
those normally catalogued under the Apparatus of Area.6 This is
not a call for a new aesthetic piety of place, but rather a plea to de-
finitively end the essential project of modernity: the idea that tech-
nological progress and aesthetics could be allied together in the
creation of a perfect species—what I want to name by the neolo-
gism “perfictioning.”
..........................
translation / spring / 2014
6
I do not think that I have yet compiled a complete catalogue, but there are several se-
ries whose importance is evident: 1) typology: character–figure–image; 2) ontology: ori-
gin–individuation–hylomorphism; 3) anthropology: animal–human–milieu; 4) economy:
production–exploitation–accumulation; 5) statistics and logistics: temporality–event–
control
190
While her emphasis on unrepresentability leads Spivak to
conclude that the subaltern by definition cannot speak (which
means that the subaltern always disappears under the weight of rep-
resentation when subjects are made to conform to identities that ig-
nore their constitutive, originary difference), she does not consider
her startling answer from the perspective of translation. Or, more
precisely, the position of the translator. The translator, of course, is
in the position of someone who speaks without ever meaning any-
thing herself. She is never authorized to say “I.” Strategies based
on the disclosure of the “invisibility of the translator” (Venuti 1995)
are important to the politics of translation, and for that very reason
they ultimately amount to a reinvestment in the nexus between
modes of production and modes of subjectification through the cat-
egory of identity. In lieu of invisibility, Sakai (1997) calls attention
to the hybridity and indeterminacy of the translator, and he proposes
a practice of heterolingual address that accounts for discontinuity
as a constitutive moment of the social. This outline of the position
of the translator leads me to suggest that for the professional uni-
versity-based intellectual the ethical response to the problem of
subalternity will not be found in speaking or listening, but rather
in “translating.”
To suggest that an ethics of subalternity can be found in
translation is quite different from suggesting either that the subal-
tern “herself” translate or that intellectuals translate “for the subal-
tern.” A negative example will help to illustrate my point, and
prevent the confusion that might occur by modifying an idea that
was first described in a remarkable text by a North American grad-
uate researcher in political science, Jay Maggio, titled “Can the
Subaltern Be Heard?” (Maggio 2007). This article, which demon-
strates formidable familiarity with Spivak’s oeuvre, proposes trans-
lation as a viable means of displacing Spivak’s original question.
The genius of Maggio’s formula is, however, not well
served by its elaboration. Symptomatically, the article falls into the
well–populated ranks of those respectables who have assigned
themselves the task of finding “a possible solution to the Spivakian
puzzle” (Maggio 2007, 438). More disturbingly, the author relies
translation / spring / 2014
upon a notion of cultural translation, whose presuppositions of ho-
molingual address we do not share, to “advocate a benevolent trans-
lator in the West who offers a sympathetic reading of the subaltern”
191
(Maggio 2007, 437). Although the rhetoric of benevolence and
sympathy—as well as “respect” (Maggio 2007, 435)—offers a fine
opportunity to remind ourselves about the merits of Christiane Vol-
laire’s (2007) more materialist analysis of the politics and aesthetics
of humanitarian aid in its relation to war, the arms trade, and the
politics of “regime change,” I would like to focus our attention on
this idea of being “in the West.” In spite of the unmistakable spirit
of charity and humility that characterizes this text, the one reform
that is not contemplated is subjective—the crucial one, as far as
subalternity is concerned. If “the translator must recognize the im-
plicated relationship of the Westerner and the subaltern” (Maggio
2007, 434), the translator in Maggio’s text never dislodges itself
from its self-assurance about identity. In order to get a sense of the
magnitude of this self-assurance, I would ask the reader to bear
with a lengthy list of textual citations that refer to the “West,” in-
cluding: “Western discourse,” “the Western translator,” “the West-
ern academy,” “Western thought,” “the intellectual Western
scholar,” “a Western critic (citizen),” “Western philosophical tra-
ditions,” “the Western approach,” the “Western viewer,” “the West-
ern self,” “the modern Western subject,” “Western metanarratives,”
“a uniquely Western notion of the subject,” “the very Western con-
cept of an active speaker,” “the careful Western [sic.],” et cetera.
Such self-assurance might be taken in this postimperial era as the
sign of humility and respect; countless theorists of much greater
sophistication than myself and Maggio have been known to engage
in the same repetitive obsession. Essentially a catalogue of trans-
lational tropes, this manner of invoking the West inevitably leads
the author to ask, halfway through the article, “how can the Western
scholar study the subaltern?” (Maggio 2007, 431).
My response to this question is to repeat the mantra “away
from the study of objects and back to the formation of subjects and
social composition.” The lessons that the subaltern has to teach us
about representation and its objects extend equally to the translator.
Even the longest list of supposed civilizational traits combined with
the most well-intentioned discourse that “recognizes the conditional
nature of the constitution of both the dominant group as well as the
translation / spring / 2014
subaltern” (Maggio 2007, 436) cannot immunize the translator
against her own essential hybridity—much less against what Fou-
cault dryly terms the “form of a relation with power” (Foucault
192
2000, 162). Hence it is no surprise to find discussions of subalter-
nity, among those who would like to treat it as an ethical relation
to objects of study, conducted in a confessional mode whose ulti-
mate effect is to reinstantiate identity as a subject of representation.
Undoubtedly, there is a postimperial etiquette at work here. Given
that the history of colonialism is seen as a massive project of ex-
propriation, the postimperial scholar signs on to a pact (the postim-
perial etiquette), in which his identification with the West is to be
taken as the sign of a historic eschewal of the politics of imperialist
expropriation. An overwhelming proportion of today’s postimperial
scholars—even the ones who specialize in postcolonialism—have
embraced this ethics of positionality associated with their respectful
acceptance of the area in which they are supposed to be assigned.
It is precisely at this point that Naoki Sakai’s unique ac-
count of the position of the translator really shines. What is revealed
here is an essential, original hybridity and indeterminacy, present
in every social relation, yet whose presence can never be fully rep-
resented or conveyed or captured. I would like to suggest that it is
this “position” that is the only viable option for the intellectual of
any location on today’s postcolonial/postimperial geocultural map
who is concerned about the ethics of subalternity. So, for profes-
sional intellectuals, it is a question of becoming subaltern with re-
gard to the postimperial etiquette, and then of using this process of
becoming to expand the ranks of subalternity without end. This
process of becoming must not be viewed through the terms of sym-
pathy, much less appropriation; it must not, in other words, become
an aesthetic project of mimesis and figuration through which the
modern project of perfictioning, or fabricating racial/species per-
fection, can be realized technologically! Instead, the process of be-
coming subaltern has to be directly aimed at the apparatus of area,
which is the main impediment to the maximization of subalternity
without end. That injunction means that intellectuals will have to
undertake or commit to a series of revolutionary changes in the op-
positions that structure the “area–institutions” in which they work,
beginning, in the context of a discussion about translation, with the
valorization of authorship over that of translation, and extending
translation / spring / 2014
beyond that specific context to the affective economy that is mobi-
lized in support of the apparatus of area. The invention of new
forms of inhabitance outside of the apparatus of area—or, to use a
193
less jargonistic language, the abandonment of the postimperial/
postcolonial, civilizational state and the exodus from the future-
ruins and past-images in which it has trapped us—is, to my mind,
the only way to “adequately address the damage done by colonial-
ism” (Maggio 2007, 431). Which is to say, of course, that the only
form of reparation that makes any sense in the face of that unre-
payable debt is to recyle the affective debris of area into a being
that does not accumulate, but grows through shedding.
Transforming the Postimperial Etiquette
A collective pact concluded precisely over the apparatus of
area could never function without an affective component. In a re-
cent work, Franco “Bifo” Berardi has described what he sees as
the major affective traits of “semiocapitalism” (Berardi 2009a).
Chief among them is the pendulum that swings between depression
and panic, from bear market to bull market. Berardi talks about in-
terrupting the obsessive repetitions in order to create alternate re-
frains. My very un-Spinozist response to Bifo is that we replace
depression with sadness. In the context of this essay, I will define
this as the positive affirmation associated with carefully observing
the way in which the trio of homolingual address, ressentiment,
and erudition entraps us and prevents our liberation from the ap-
paratus of area. Such sadness becomes the platform not for reject-
ing the affective structure of area, perhaps claiming ourselves to
be liberated from it while others languish (or revel) within, but for
embracing it within the transformations of the collective bodies–
tongues–minds assemblage(s). In other words, while depression is
individual, sadness is transindividual. Depression is the form that
sadness takes as it goads us into individuating in the retroactive–
proactive way that is typical of the apparatus of area. Sadness is
affirmative in the sense that it restores depression to its transindi-
vidual element.
Undoubtedly, this transformation of affect from the indi-
vidual to the noncollective transindividual is part of an ontological
shift. Scheler’s text on ressentiment, for example, can be read, as
Olivier Agard’s neat analysis of Scheler shows (Agard 2009),
translation / spring / 2014
through the twin themes of an antihumanist problematization of hy-
lomorphic anthropology and resistance to capitalist modernity. First
published in 1912 and rereleased in an expanded, revised edition
194
in 1915, Scheler’s work in this text presages his incursions in the
1920s into the debates over philosophical anthropology taking
place in the Weimar Republic. Agard’s excavation of Scheler’s
work reveals a philosopher who stands, problematically, at the cen-
ter of a paradox between an “anthropocentric tendency” and an “in-
verse tendency towards a rupture with anthropomorphism” (Agard
2009, 185). As both the “measure of every reality” and a “cultural
construction” or bit of “stardust,” summarizes Agard, “man is both
central and decentered at the same time” (Agard 2009, 185). In Res-
sentiment, Scheler bemoans the way in which modern capitalist so-
ciety perverts the Christian notion of love, directing it towards
humanity in its generic qualification as a species (Scheler 1994,
99). Under capitalism, “the will of the species” substitutes itself for
the good, which is reduced to a function of utility. As a result, a
“new man” is produced. The new man is a hylomorphic type, de-
fined by his relation to animality (not God). For Scheler, it is pre-
cisely this sort of hylomorphism (a word that he does not use, as
far as I am aware) that creates of man a figure that oscillates be-
tween the “overman” and the “overanimal” (Scheler 1994, 105; my
translation of Übertier). Even as Agard warns against conflating
Scheler’s antihumanist problematization of anthropology with the
likes of Michel Foucault (leaving aside the details of Agard’s fas-
cinating, yet brief, comparison between the two thinkers), his de-
scription of Scheler implicitly recalls the Foucaultian critique of
man as an empirico-transcendental doublet. Agard concludes that
“[t]his dilemma remains valid today” (Agard 2009, 185). The con-
clusion I take from his analysis is that, at its base, ressentiment
arises when the nonhylomorphic pair “Common/singular” (Virno
2009) is diverted to serve the interest of accumulation, becoming a
state–people nexus instead. When Scheler speaks of affect in terms
of a contrast between being a “passive feeling” (what is translated
into French as a “state”) as opposed to an “action” and “movement”
(Scheler 1994, 93), he betrays the productive negativity in his an-
tihumanism and falls back into anthropology. The vocabulary of
state, act, and movement is political as well as physical. Behind
this physics of power lies a Hobbesian anthropology. In place of
translation / spring / 2014
this classical political physics and its attendant anthropology, it
would be well to recall what Bifo says about power: it is not a force,
but a field of relations (Berardi 2009b, 118).
195
With regard to reclaiming erudition, the most stubborn ob-
stacle to a reappropriation of this relationship today is the coloniza-
tion of time. I feel embarrassed to admit that the only strategies I
can propose in the face of this time-consumption system are the re-
fusal of work and volunteerism. The latter is undoubtedly a com-
promise, and bears an uncomfortably close resemblance to the way
in which “free” labor is an integral part of the neoliberal model of
labor management. The former is simply not an option for many—
work, in the capitalist logic of surplus population, refuses them.
For these reasons and others, the liberation from the colonization
of time through the refusal of work is only the beginning, and could
never be an end in itself. The most important ways of reappropri-
ating erudition will have to come from transformations in the rela-
tion between knowledge and the body. This is another facet of
permanently leaving behind the anthropological project modernity.
We start by refusing to adopt an exceptional position, such as seen
in the Cartesian split. For professional intellectuals, this means first
and foremost that the construction of disciplinary objects must al-
ways be contested, if not refused. First, by questioning codes of
domination in the objects presently considered “legitimate”; sec-
ond, by questioning and rejecting the institutional imperative to de-
vote one’s work to disciplinary objects at all. In place of disciplines
devoted to objects that accumulate in the body of knowledge, we
need disciplines devoted to knowledgeable practices of subjective
transformation.
By way of conclusion to this section, let me quote a passage
from a fascinating work on the capitalist mobilization of affect by
a member of the French Regulation School, Frédéric Lordon: “[I]t
is once again Spinoza who gives us perhaps the definition of true
communism: exploitation of affect will come to an end when men
know to direct their common desires—and form an enterprise, yet
a communist one—towards objects that are no longer material for
unilateral capture, or, in other words, when they understand that the
true good is that which wishes that others possess it at the same time
as I” (Lordon 2010, 195–196). Lordon is expressing nothing less
than an ontological revolution away from possessive individualism.
translation / spring / 2014
For Lordon, this means going beyond the notion of objects as “ma-
terial for unilateral capture.” Yet, based on my experience engaging
in and reading through a critique of the apparatus of area, Lordon’s
196
formula still leaves too much room for the subjective investment in
objects that is known as disavowal. No longer taking the individual
as the legitimate unit of analysis means precisely rethinking the na-
ture and status of objects. Ultimately, the constative part of the in-
tellectual sphere rejoins the performative part. Social relations enjoy
the singular position of being the nonrepesentable, practical fulcrum
between those two moments: they are both the originary point of
departure and the element of determination-in-the-last instance.
Armed with this sort of awareness, our interest in objects, be they
disciplinary or transdisciplinary, pales in comparison to our eager-
ness to embrace the realm of cooriented ontology, “neither a return
to the substantial object nor a so-called necessary anthropocentrism
[but] an existentialism resolutely opposed to all homogeneity, to all
ontological flattening as to all foreclosure of the common—an ex-
istentialism without reserve” (Neyrat 2013, 25). The critique of area
studies shows that what is crucial to the transition to a world that
has nothing to do with colonialism, and perhaps capitalism, is nei-
ther the accumulation of critically powerful troves of knowledge
about specific objects nor so-called maturation and growth in the
sphere of the subject, but rather the simplicity of thinking relation
before the emergence of the two terms of which it is supposedly the
expression—something like what the philosopher Jean-Luc Nancy
calls Mitdasein.7
Once we focus firmly on relations, all those “bridging tech-
nologies” can no longer operate their ideological functions. Just as
the citation above is a passage from Spinoza to Lordon, now it be-
comes here a passage of mine and yours. The wish to be as numer-
ous as possible in the sharing of indeterminate relations is a vow
that befits the practice of the translator–subaltern, and the multi-
tude(s).
Areas in the Age of the Logistical Population
The postimperial etiquette’s function is to leave the appa-
ratus of area intact. This is what “being tactful” in the era of post-
colonial/postimperial globalization means: it is an affective
translation / spring / 2014
..........................
7
Unfortunately, it is precisely in the relation between the constative and the performa-
tive elements that Nancy’s philosophical writings sometimes most grievously betray
his ontological discovery of the importance of being-in-common. See Solomon 2013.
197
economy that obviates the need to link a radical reorganization in
the mechanisms of accumulation to subjective transformation. This
understanding of the postimperial etiquette is corroborated by Gay-
atri Spivak’s observation that “a hyperreal class of consolidated so-
called international civil society is now being produced to secure
the post-statist conjuncture” (Spivak 1999, 399). Although the
postimperial etiquette promises to mitigate the possibility that his-
torical resentment will break out into open struggle, it does so at
the cost of instituting a highly normative regime. Clothed in an os-
tensibly ethical discourse of respect for “cultural difference,” the
postimperial etiquette prolongs racism, in the broadest sense of the
term, by naturalizing the apparatus of area.
Transnational complicity is acquiring a new face in the age
of global semiocapitalism and biocapitalism, while the institutions
and practices that constitute areas are changing rapidly. As we move
from the age of the nation–state to the corporate–state, fueled by
unprecedented privatizations of state functions, one has to be con-
cerned that the postimperial etiquette today may well be operating
as an ideological “justification” for the political legitimacy of the
neoliberal corporate–state. Given the increasing integration of
biotechnology, information technology, and nanotechnology within
the context of capitalist accumulation, the meaning and role of pop-
ulation is undergoing vast change. The shift from “statistical pop-
ulations” to “logistical populations” (Harney 2010) takes on its
greatest significance, to my mind, in the apprehension of population
in terms of a “pool.” As biocapitalism identifies life with code and
code with value, populations themselves essentially become ware-
houses of value–code available for the development of virtually un-
limited new products to be advanced by biocapitalism. Genetic
code, as seen in the expression “DNA pool,” is thus the first level
of meaning that I would ascribe to the “pooling” effect of logistical
populations. The second and third levels occur in the moments of
production and consumption. As the products of biocapitalism will
be marketed directly back to the populations from which the value–
code was originally sourced, logistical populations are also com-
posed of a “consumer pool” and a “labor pool,” both of which are
translation / spring / 2014
essentially held captive to, or made targets for, the extraction of
surplus value out of the bioeconomy. Needless to say, the mainte-
nance of discipline and control within each of these pools requires
198
an elaborate security apparatus capable of monitoring in real time
the movements and borders that constitute pooling as such. The
utopian vision behind logistical populations considers the possibil-
ity of aligning in perfect synchronicity the global supply chain with
the food chain of the global biosphere, thereby realizing the tran-
shumanist dream of overcoming the limits of the individual body
to create the perfect species–being. Yet within the context of social
action motivated by the pursuit of surplus value, this utopian vision
functions in the mode of ideological alienation, covering up the
separation between a present and a future whose real function is to
be found not in the promised alignment of cosmic supply and de-
mand, but in the temporal circulation of the capitalist circuit that
transforms money into commodities and then back into money.
In order to see the ways in which logistical populations
function as transactionable pools for the corporate surveillance
state, we will unquestionably need to develops ways of looking be-
yond the ideology of cultural difference and identity that naturalizes
the pooling effect. Even as the state moves away from a classic na-
tional form of organization, the ideology of the nation–state con-
tinues to play an enormously influential role in the mobilization of
affect and the short-circuiting of collective transnational resistance
to the corporate surveillance machine. In view of this situation, I
expect that translation and the heterolingual form of address will
play an increasingly important role in the insurrections-to-come for
a coinhabitable planet.
translation / spring / 2014
199
References
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http://eipcp.net/transversal/0507/nowotny/en. Accessed September 24, 2011.
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———. 2009. “How do we count a language? Translation and discontinuity.” Trans-
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———. 2012. “Another European Crisis? Myth, Translation, and the Apparatus of
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and Gilbert Simondon.” Translated by Nick Heron. Parrehsia 7: 58–67.
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Jon Solomon was born in the United States and trained at Cornell University. He lived
in east Asia for twenty-five years before relocating to Europe to assume a position as
professor in the Institute of Transtextual and Transcultural Studies, Université Jean
Moulin, Lyon, France. His extracurricular interests include backpacking and Vajrayana
(Tibetan) Buddhism. His current project is to develop a discussion of “area” as an es-
sential operation for the governing capacity of the state in parallel to the question of
translation / spring / 2014
“population,” a form of the investment of state power within life, what might be re-
ferred to as "biopower," following Foucault. Within this project, an examination of the
biopolitics of translation occupies a privileged place for understanding the relations be-
tween anthropological difference, geocultural area, and regimes of accumulation.
201
| Unimi Open Journals |
translation | https://riviste.unimi.it/index.php/translation/article/view/15513 | [
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Bauhaus University, Germany.
Boris Buden
[email protected]
Abstract: The case of NSA leaker Edward Snowden, accused of treason by the
United States, reveals its true political meaning in the context of a problem with
which the traditional theory of translation is so obsessively concerned—the quasi
dialectics between fidelity and betrayal. To put it more simply: to betray in trans-
lation always means to break a contract in which modern society and its political
container, the nation–state, is ideologically grounded, namely the so-called social
contract. It is because the commonsense concept of translation, whose meaning
Naoki Sakai epitomized in the notion of homolingual address, not only concep-
tually parallels the social contract theory, but is, even in its most recent versions
(Rawls, Habermas), directly involved in the construction of the bourgeois polit-
ical sphere and the modern liberal democratic state. For the same reason, an
abandoning of the regime of homolinguality—that is, traditional understanding
of translation with its crude binarism and its obsession with the question of fi-
delity—cannot be reduced to a simple shift in the paradigm within translation
theory. It implies an agonistic—and therefore genuinely political—act of chal-
lenging the very mode of sociality that is reproduced by the modern liberal dem-
ocratic state. In short, it implies the traumatic betrayal of the very regime of
fidelity on which it is based.
______________
Treason
It didn’t take long for the infamous T-word to appear. Not
only were notorious American conservatives like Dick Cheney
quick to accuse the NSA leaker Edward Snowden of treason, but
they were promptly joined by Democrats like California Senator
Dianne Feinstein and the most prominent John Kerry, Barack
Obama’s Secretary of State. Those rightly shocked by the use of
such a scary word in a public discourse supposed to be governed
by rational argument, a word that not only moralistically sabotages
a possible debate on the problem but is itself heavily charged with
translation / spring / 2014
almost mystical dimensions of guilt, crime, and punishment, just as
quickly responded with a no less irrational rejection of the accusa-
tion of treason. An article in The New Yorker (Herzberg 2013) pro-
104
vides a good example of how desperate such justification strategy
is: first, Snowden has committed no crime. According to the Con-
stitution (Article III, Section 3), the treason against United States
consists only in levying War against them, or in adhering to their
Enemies, which, as it can be easily proved, he hasn’t done. Sec-
ondly, even if he has violated a law (“he is manifestly a law-
breaker”), Snowden is not a traitor. The proof: his intentions were
innocent. Not only did he never intend to damage national security,
but he acted, rather, on the basis of a belief that he was serving the
true interests and highest values of his country. Thus, regardless of
whether he has broken the law or betrayed his country, Snowden is
a true patriot. And finally, guilty or not—a lawbreaker, a traitor, a
patriot or not—he has already been severely punished by sentencing
himself to perpetual exile.
However helpless in its attempt to rationally reject the ac-
cusation, this argumentation succeeds perfectly in foreclosing the
problem it has touched upon. It deals with the symptoms of the in-
toxication caused by the public use of the world “treason”—“the
word is pure poison,” writes Herzberg in the same article—not with
the toxic substance itself. What is actually so poisonous about the
word “treason” is precisely the fact that its meaning transcends far
beyond the moral–juridical discourse that reigns over the public of
today’s liberal democratic regime. The motif of treason and fi-
delity—which is intrinsically tied to it—evokes fundamental ques-
tions on the formation of the social.
More than a hundred years ago, the sociologist Georg Sim-
mel stated that society would not be able to exist for any time at all
without the phenomenon of fidelity, or Treue (Simmel 1908). He
understood fidelity as a “sociological affect” that aims to foster the
persistence of social relations. His favorite example is the well-
known expression “faithful love.” Why is there a need for fidelity,
Simmel asks, if love that once brought two people together still per-
sists in their long-lasting relationship? Fidelity is obviously needed
when the cause that initiated the relationship at the very beginning
has in the meantime disappeared. It is, for instance, what makes an
erotic relationship survive even if the physical beauty that brought
translation / spring / 2014
it about diminishes and turns into ugliness. This is why Simmel sug-
gests that the notion of “faithful love” simply be replaced by a more
appropriate one: “enduring love.” It is precisely because of the mat-
105
ter of time, or, rather, of endurance that “fidelity and its opposite
become important […] as the bearer of the existing and self-pre-
serving kinds of relationship among members.” It is “one of the
most universal patterns of action significant for the most diverse in-
teractions among the people” (Simmel 2009, 517).
“Fidelity and its opposite,” writes Simmel, where by “its
opposite” he obviously means “betrayal,” which in this context ac-
quires an unexpected meaning. To stay within Simmels’s example:
the expression “betrayal of love” makes no more sense than the al-
ready mentioned “faithful love.” Behavior that appears to us, and
is often described, as “betrayal of love” is nothing other than an ef-
fect of the simple absence of love. How can we say that a person
who leaves his or her partner, or begins a love relationship with an-
other, has betrayed the love of this person, if the fact that this love
vanished before is precisely what brought about the demise of the
relationship? Paradoxically, one can betray only a former love, or,
more precisely, one can betray what has been brought into existence
by this love—be it marriage, family, children, friendship, or similar.
It is in this context that Simmel questions the well-known truism
“that it is easier to destroy than to build.” It doesn’t actually hold
for certain human relationships. While it is true for a relationship
that it requires certain conditions to come into existence, this doesn’t
mean that the subsequent loss of these conditions will necessarily
cause its collapse. Once it has begun, it doesn’t permanently rely
on the feeling or practical occasion without which it would not have
arisen in the first place—as long as it relies on the fidelity that com-
pensates for the absence of these conditions and keeps the relation
unchanged in its social structure. This is why it is sometimes harder
to destroy than to build.
But what does this tell us about the case of Snowden’s “trea-
son,” which has shocked public opinion the world over? First of all,
it tells us that the whole juridical dimension of the accusation of
treason, including its rejection, completely misses the point—its
temporal meaning. Although juridical discourse correctly addresses
the agonistic character of the problem by situating it in the relation
between friends and enemies—“Treason against the United States,
translation / spring / 2014
shall consist only in levying War against them, or in adhering to
their Enemies, giving them Aid and Comfort,” states Article Three
of the United States Constitution—it understands treason and im-
106
plicitly addresses fidelity primarily in terms of belonging to a
friendly inside that automatically presupposes loyalty and is op-
posed to a hostile outside that deserves no such feelings. This quasi
dialectic between fidelity and treason is based on a spatial percep-
tion of political and cultural entities. Precisely as such, it reminds
us directly of the commonsense view of translation and its obsession
with the same subject.
According to this view, translation takes place between two
already existing languages that automatically imply two different
cultures, respectively two separate social and political entities—
mostly a nation and a nation–state—each enclosed in a homoge-
neous, often also clearly demarcated space. The task of translation
in this situation is then to bridge linguistic and other differences so
as to facilitate communication between the two entities. Once we
have accepted this view, the proper position of translational practice
becomes problematic. It can, in fact, never occupy a location equi-
distant from the two sides, one of which is always defined as orig-
inal while the other is a sort of secondary production—that is, its
translation.1 This circumstance is the source of an endless discussion
about which side to adhere to—either the linguistic and cultural
realm of the original, or the respective one of its translation. Since
in either case there is always at stake more than a simple correspon-
dence of linguistic meaning—namely cultural but above all social
and political effects of translational practice—such discussion as-
sumes dimensions of much greater importance that go back to the
very formation of the social. The already-mentioned quasi dialectic
between fidelity and treason is nothing but a moralistic—and in this
sense ideological—expression of a simple truth according to which
translation has always been more than a purely linguistic issue, and
namely a social and political act.
As in the case of the accusation of treason leveled against
Snowden, this endless moralistic discussion about whom a transla-
..........................
1
One of today’s widely preferred solutions to this problem is to declare “inbetween-
ness” as a cultural space in its own right, endowed with authentic emancipatory po-
translation / spring / 2014
tential. Precisely in promising an easy escape from the crude binarism of the traditional
concept of (cultural) translation, it fosters the illusion of an emancipation without a rad-
ical conflict with the powers that have themselves generated this same binarism. To
challenge an imposed “either/or” implies an even more decisive “either/or,” of which
the case of Edward Snowden is the most cogent proof.
107
tor should be faithful to has an ideological function, which is to sup-
press the problem it tackles, and in this way support the social re-
lations that inform the existing reality.
Security or Freedom
As is well known, the public debate surrounding recent
cases of leaking classified information—not only in Snowdon’s
case, and not only in the USA—is generally framed by the alterna-
tive “security or freedom” that is typical for the whole debate on
“terrorism.” Rastko Močnik 2 compared it with Lacan’s concept of
vel, or a “forced choice” (Močnik 2003, ix). Confronted with some-
one who says “your money or your life,” we actually have no alter-
native. If we choose money we lose both. So there is no other option
than to choose life (without money). Something similar happens in
the “security or freedom” alternative. If we choose security, we will
have security without freedom; if we choose freedom, we will lose
both.
In the case of Edward Snowden, it seems at first sight that
he has crossed a fine line that demarcates a proper relation between
freedom and limitations to this freedom imposed in the name of se-
curity. In a democratic society, such a line is supposed to be drawn
as a result of a rational public debate, which cannot be decided a
priori and is in itself endless. Yet we have seen that such a debate
was quickly interrupted by the accusation of treason and deterio-
rated into an a posteriori sophistry on individual guilt and inno-
cence.
So it seems that Snowden mistook “security or freedom”
for a true alternative, while it was, in fact, a vel—a non alternative.
..........................
2
At this point, an editor at a typical publisher’s or journal would ask me to further specify
who this name actually refers to, expecting me to provide additional information usually
comprising profession and geopolitical location. In this particular case, this information
would probably read “Slovenian philosopher.” This would most certainly help readers
quickly orientate themselves on the map of today’s global production of knowledge,
yet the question is, what sort of orientation is this in point of actual fact? It opportunis-
tically follows the model of representation and classification of epistemological subjects
that is fully in accordance with today’s still dominant picture of the world as a colorful
translation / spring / 2014
cluster of nations and ethnicities located in their own, clearly demarcated linguistic, cul-
tural, and political spaces. But this is precisely the model that supports—and is sup-
ported by—the traditional concept of translation and the corresponding regime of
fidelity, which are the object of criticism here. This is why I refuse—at least in the main
text—to provide any such “stylistic” specification.
108
By choosing freedom, it had to end in treason. But why was his the
wrong choice? The answer seems obvious: Snowden seems to be a
naive essentialist. In his decision to reveal to the general public clas-
sified details of the mass surveillance programs put in place by the
US and UK governments, he actually addressed and claimed a
value—freedom manifested as civil liberty—for which he believed
to be the very essence of the society and the state he served, or as
we would rather put it today, an essential part of the US American
identity. The fact that the addressee responded with the accusation
of treason proves that this value has already evacuated its political
embodiment, the institution of the state as well as the decisive part
of civil society both still claiming to have originated in this value.
This is the reason why there is a need for fidelity. It alone is capable
of preserving the duration of a social relation beyond the presence
of the values and forces that once initiated it. Fidelity assures that
this social relation, including the whole institutional edifice built
on it, will outlive these values and forces with the same synthesizing
effect. What Snowden did not know is that by choosing freedom
instead of security he has claimed a former freedom whose place
within the American imaginary has in the meantime been occupied
by security.
By the same token, we might say more generally that the
accusation of betraying the so-called American values—or, for ex-
ample, “Western values”—does not make much sense. One can only
betray what has been created by and built upon those values and
now persists after they have passed. The same applies to the accu-
sations of betraying love of country as well as the attempts to justify
such a betrayal—a claim, for instance, that Snowden in his “wrong-
doings” was actually motivated by a genuine love for his country.
The moment a patriotic feeling becomes a matter of fidelity, then
the so-called love of country has already vanished.
This, however, does not mean that an endless public debate
over the proper dose of love of country or a harmonic coexistence
of freedom and security makes no sense whatsoever. Such discus-
sions, as Močnik argues, have a clear ideological function—to re-
produce the relation between the state and individual in the
translation / spring / 2014
immediacy of this relation. At stake is a situation that has been con-
ceptualized in the grounding myth of the modern bourgeois state,
in the so-called social contract theory. As is well known, it explains
109
the establishment of political order, above all of its most important
institutional form, the state, as a result of a contract among individ-
uals. It also presupposes that these individuals, before they enter
into the contract, were not bound by any social relation. They enter
into the contract directly, as it were, from the state of nature, as
purely natural beings, so that the social character of their mutual re-
lations is nothing but a retroactive effect of the contract itself. There
is also an element of gain and loss in the social contract, at least in
its Hobbesian form, where individuals have to surrender some of
their freedoms to their ruler in exchange for protection of their re-
maining rights, a meaning that brings us back to the topic of free-
dom and security, or, respectively, of treason and fidelity. Seen from
this perspective, treason is simply a violation of that original con-
tract by which an individual egoistically usurps too much freedom,
thus jeopardizing the security of others. As a response, society can-
cels the contract with this particular individual and excludes him.3
Translation and Social Contract: a Parallel
At this point, we should draw a parallel between the theory
of social contract and the already mentioned commonsense concept
of translation, whose meaning Naoki Sakai has epitomized in the
notion of homolingual address (Sakai 1997, 1–17). Sakai shifted at-
tention from the paradigm of communication in which translation
appears as the transferring of a message from one language to an-
other to the problem of address, which reveals the linguistic en-
counter that takes place in translation as essentially a social relation.
What he calls the regime of homolingual address is a particular rep-
resentation of translation in which one side of the translational en-
counter addresses the other as though both are representatives of
different linguistic communities. It reduces the initial situation of
not understanding, which prompts translation, to one single differ-
ence between two language societies. Thus, the already mentioned
commonsense notion of translation according to which translation
always takes place between two separate languages perceived as
enclosed, homogeneous, internally transparent linguistico-cultural
spaces—and necessarily implies the whole drama of fidelity and
translation / spring / 2014
..........................
3
It either prosecutes a traitor like Bradley Manning, or leaves him in a quasi-stateless
limbo by canceling his travel documents, as in the case of Snowden.
110
treason—is in fact a retroactive effect of the homolingual mode of
address.
At stake is a constellation that, as mentioned above, is rem-
iniscent of the social contract, that fairytale regarding the formation
of state and society. First of all, the relation between languages and
language communities, as structured under the regime of homolin-
gual address, resembles the relation between individuals in the so-
cial contract. As is well known, individuals enter into the original
contract directly, as it were, from the state of nature—that is, as
though they have never before been involved in any sort of social
relation. In other words, they become social beings only and for the
first time at the moment of entering into the contract. Is this not sim-
ilar to the perception of languages and language communities that
enter into translational encounter? It makes an impression that they
have never encountered each other before and have no traces of for-
mer relations, no shared experiences, no history of mutual hy-
bridizations, no memories of being in the past mere moments of
same linguistic continuities. Like individuals at the moment of en-
tering into the social contract, languages and language communities
appear at the moment of translation in their absolute isolation and
solitude, a condition that is constantly reproduced under the regime
of homolingual address.
It is therefore probably even wrong to say that this regime
suppresses the fact that translation is a social relation. Rather, it
completely usurps and monopolizes the very sociality of linguistic
practice. Translation appears as the only social relation a language
is able to articulate, but as a relation between languages not between
humans. Now there are languages that, as isolated monads, socialize
freely among themselves thanks to translation. Humans who speak
these languages, who understand, misunderstand, or do not under-
stand them, who therefore cannot but constantly translate and hence
reproduce their linguistic praxis (a praxis of which translation is an
unavoidable element) and themselves through it, are supposed to
socialize too—but only within the enclosed space of one single
“own” language. Do they have any social life beyond that? No. Out-
side of this space there is nothing but a (linguistic) wilderness, a
translation / spring / 2014
presocial state of language qua nature. Once again, we are describ-
ing a reality that is retroactively structured as such through a certain,
historically particular, and ideologically framed perception of trans-
111
lation based on the paradigm of homolingual address. It would be
wrong to say that it simply desocializes translational praxis. Rather,
it seizes the social truth of translation and redistributes it according
to its ideological function. Its modus operandi is dehistoricization.
In order to achieve its ideological goals, the homolingual address
imposes a sort of structural oblivion on the translational praxis.
It is only after having got rid of its history, which is the his-
tory of its social relations, that translation in the homolingual mode
of address can feature its three main characteristics, typical of a
commonsense understanding of translation. The first is its posteri-
ority, the impression that translation enters the scene only after the
two languages have already completed their development and
reached their final form—that is, as though they meet for the first
time without having had anything to do with each other before. This
automatically has another effect: the externality of translation. It
appears that it confronts an already existing, enclosed, and internally
homogenous linguistic space from its outside. So the perception of
such a language–space excludes translational praxis in both way
temporally and spatially. Finally, these two features merge into one
for the traditional understanding of translation’s essential feature,
its secondary character. At stake is the notorious binary relation be-
tween the so-called source and target language, which implies a
qualitative difference between the original in one language and its
secondary production in another.
It is also on the grounds of this same dehistoricization that
the regime of homolingual address in principle doesn’t recognize
any qualitative difference between and among languages. Rather,
it presupposes an abstract equality of all of them and grants each
the freedom to enter into relation with any other language according
to its own need or will. In this sense, too, it repeats the logic of the
modern bourgeois political sphere that is imagined as emerging out
of the social contract and consisting of abstract, mutually separated
individuals that are all “free and equal.” In fact, we can think of the
regime of homolingual address as a linguistic pendent to the bour-
geois political sphere. It also creates a homogeneous space, clearly
differentiated from other spheres of life, in which, instead of indi-
translation / spring / 2014
viduals, languages and respective language societies appear in trans-
lational encounter as free and equal—only after and because they
have been radically separated from each other, which actually
112
means separated from their social relations and the history of their
social interactions.
But beyond the abstract postulate of equality among lan-
guages, the reality of translational praxis looks quite different. The
statistical data on international flows of translated books show how
the world system of translation is hierarchically organized (see, on
this point, Heilbron 2010). The so-called hypercentral position is
occupied by one single language. Almost sixty percent of all trans-
lated books in the world are translations from English. Only two
languages, German and French, have a central position each with a
share of about ten percent of the global translation market. It is fol-
lowed by seven to eight languages in a semicentral position, each
with one to three percent of all translated books (Spanish, Russian,
Italian, etc). The remainder of almost two hundred languages,
among which quite large ones such as Chinese or Arabic (from
which less than one percent of all translations worldwide are un-
dertaken), are peripheral (Heilbron 2010, 2).
As in the case of the social contract, the regime of homolin-
gual address does not simply hide the reality of hierarchies, hege-
monies, and relations of domination and submission. It is, in fact,
like the bourgeois political sphere that is retroactively constructed
by the social contract, an institution of domination itself. The rela-
tion of domination is intrinsic to the very formation of such a sep-
arate homogeneous sphere of abstract linguistic equality, which is
why there is no space for an alternative within its horizon.
Good, Bad, Faithful
The conceptual and ideological alliance between the regime
of homolingual address and the social contract theory can also be
historically traced down to German Romantic translation theory. As
is well know, it is still praised for its so-called welcoming of the
foreign (see Berman 1992). In the perspective of German Roman-
tics, the foreign (das Fremde), which should be clearly perceptible
in translation, is a sort of added value that is supposed to refine the
language of the translator and the spirit of his or her nation, or as
we would say today, its culture. Concretely, in their case it was a
translation / spring / 2014
classical quality that German originally lacks and can acquire only
through translations from the classical languages—Greek and Latin.
This, however, implies a certain original form of the German lan-
113
guage that could be imagined as a kind of linguistic state of nature,
a condition of language before its first encounter with other lan-
guages. We can think of it as a state of language prior to its first
translation. Precisely as such it again clearly resembles the concept
of an individual existing before its first encounter with other indi-
viduals in the abstractness from any social relations, that is, before
the emergence of society—a constellation akin to the concept of the
social contract.
In relation to the principle of fidelity that implies a for-
eignizing of the language and culture of translation, both emphati-
cally preferred by German translation theorists—in contrast to the
so-called French school, which proclaimed the principle of license
and domestication—the German Romantic concept of translation
operates according to the following scenario: a language, respec-
tively a language community, represented through the figure of the
translator, gives up a part of its natural originality and accepts con-
tamination by the foreign in order to achieve the state of culture.
But the translator, in accomplishing this cultural mission, must
therefore also sacrifice part of his or her freedom and stay faithful
to a certain cultural task, which is always already a social and po-
litical one—the task of nation-building. Accordingly, the fidelity of
translation is not a matter of its quality in terms of a degree of faith-
fulness to the original, but, rather, a matter of loyalty to the linguistic
community, and, concretely, to the nation. It refers directly to a so-
cial relation that must be preserved and developed beyond any given
essence, or to recur to Simmel’s notion of fidelity, it refers to a social
relation that must be constantly cultivated after the pregiven origi-
nality—as it is retroactively projected into the state of nature—has
been replaced by culturally generated sociality. Thus, not being
faithful in translation does not mean betraying the original text, or
any sort of original essence, but betraying the social relation that
has been cultivated upon and beyond this originality. In the final
analysis, this means betraying a very specific and a very specifically
binding political commitment.
The consequences of such a betrayal, of course, run far
deeper than the consequences of an inaccurate or bad translation.
translation / spring / 2014
In fact, the differentiation between a good and a bad translation is
itself ultimately a political issue. So, Antoine Berman (1992, 5) de-
fines bad translation as an ethnocentric translation that systemati-
114
cally negates the strangeness of the foreign work. It is clearly the
fidelity to a particular political cause—here, obviously, a commit-
ment to what we may call liberal inclusivism—that makes such an
assessment possible. However, Berman cannot admit a political and
ideological bias. Rather, he insists on a purely ethical position, ar-
guing that translation gets its true sense only from the ethical aim
by which it is governed. Moreover, he is convinced that defining
this ethical aim will liberate translation from “its ideological
ghetto,” which is for him one of the tasks of a theory of translation.
For Berman, ethics is what translation is all about, not politics or
ideology. What he calls the “ethics of translation” consists of deter-
mining the pure aim of translation as such. It consists, finally, “of
defining what ‘fidelity’ is” (Berman 1992, 5).
That such an expansion of the ethical dimension of transla-
tion has itself an ideological function, namely to avoid confrontation
with the political meaning of translational praxis and the role fi-
delity plays in it, is already revealed by opening the historical di-
mension of translation. Referring to Leonard Forster’s research on
multilingualism in literature, Antoine Berman reminds us himself
that the lettered public of the sixteenth century used to read a literary
work in its different linguistic variants, which is why it ignored the
issue of fidelity and treason (Berman 1992, 4). How, then, has this
issue become, since the eighteen century, of such crucial importance
for different translation theories and is even believed to determine
the very essence of translational praxis? People started to hold their
mother tongue sacred, says Berman. Not only that, we can add. Peo-
ple began to think of the origins of their social order, the state, and
their very sociality in terms of contractual relationships, which sig-
nificantly raised the importance of the ethical dimension of social
and political life including the issue of fidelity and treason. More-
over, people started to imagine their common being in cultural
terms. They began to create nations, unique national cultures, and
languages enclosed in homogeneous, clearly differentiated spaces.
It was in the age of Enlightenment in the seventeenth and eighteenth
century that the ground was laid for the most important political in-
stitution of our time, the nation–state, and for the political structure
translation / spring / 2014
of the modern world, the so-called Westphalian order. Needless to
say, both translation and fidelity have important roles in this
process, which they have played up to the present. The best example
115
is one of the most prominent political philosophies of the liberal
age—John Rawls’s theory of justice, a modern revival of the clas-
sical social contract theory.
No Justice Without Translation: a Proviso
John Rawls introduces the notion of translation at the most
traumatic point of his concept of a liberal democratic society, at the
dividing line between the private and the public, which in our age
of radical desecularization has become a true frontline along which
today’s societies threaten to break apart and fall back into the con-
stant war of all against all, as is the case today with the sinister af-
termaths of the so-called Arab spring.
This historical event is in a way a double failure of transla-
tion. First, the translation of an allegedly universal concept of West-
ern democracy into a local, “predemocratic” idiom of a non-Western
world, supposed to be deeply contaminated by tribalism, ethnocen-
trism, religious fundamentalism, and authoritarianism—a transla-
tion that undoubtedly follows the track of the old imperialist
expansionism—resulted in chaos and violence. It only rearticulated
this particular non-Western location as historically belated, con-
cretely, not yet mature for democracy. But at the same time the po-
litical concept of translation that was built into the very project of
Western liberal democracy as the instrument of its universal trans-
latability, designed to deal with particular claims of all sorts, espe-
cially with those of different religious communities, has also failed,
revealing a corrupt element within the original itself that renders its
translation impossible.
As is well known, in his conceptual reenactment of the old
social contract theory, Rawls constructed the so-called original po-
sition, an imaginary standpoint projected behind what he calls “the
veil of ignorance,” an imagined boundary that makes all particular
facts like ethnicity, gender, class, religion, and so forth external to
our reasoning that now, protected from and cleansed of all the par-
ticularities, can arbitrate between rival parties out of the only knowl-
edge available within this sphere—the knowledge of the general
principle of justice.
translation / spring / 2014
Rawls later revised this argument—making concessions to
the ever stronger ideology of liberal multiculturalism—and included
the so-called proviso, which allows for the expression of religious
116
arguments in public debates so long as they can be translated into
the language of public reason (see Rawls 1997).
Thus, the bourgeois political sphere falls apart into two lin-
guistic spaces that are at the same time separated and connected
through translation, which articulates and controls the divide within
this sphere and at the same time provides for its homogeneity.
In his own dealing with the problem of desecularization,
Jürgen Habermas (1989) basically adopted Rawls’s “translational
proviso.” He, too, believes that religious citizens—whom he calls
“monolingual citizens” (!) since their religious language is the only
one they understand—should be allowed to use their religious ar-
guments in the public sphere as long as these are translated into a
language that is accessible to all citizens. But he also explicitly
states who is supposed to undertake this translation, namely the sec-
ular citizens, and precisely where it should occur—at what he calls
the “institutional threshold,” a boundary that separates the so-called
informal public sphere, which allows for articulation of religious
arguments and which is therefore contaminated with private rea-
sons, from another that informs a sort of pure, or primal, public
sphere, the sphere of parliaments, courts of justice, ministries, pub-
lic administrations, et cetera.
Within the informal public, which we can imagine after the
multicultural model as a sphere of linguistic diversity, prevails a ca-
cophony (Habermas calls it the “babble of voices” of public com-
munication) of mutually incomprehensible languages of different
religions, or, as Rawls would put it, comprehensive doctrines. Placed
on the threshold to the institutional part of the public sphere, where
no religious arguments are allowed, translation, which Habermas
explicitly compares with a filter, lets pass only secular inputs,
cleansing the language of religious particularities and turning it into
a homogenous, totally transparent language of the secular state.
The political sphere of a bourgeois democratic society is
thus multilingual. It speaks many languages, of which only one is
considered to be its original language—the mother tongue of a lib-
eral secular state. From the point of view of this proper language of
the state and society, all its other languages appear foreign, which
translation / spring / 2014
is why they must be translated. And yet this translation is a one-
way translation. Is the proper language of the public sphere sup-
posed to be accessible to all, thus requiring no translation?
117
The source of this ambiguity actually lies in the fact that
Habermas understands translation according to an a priori, given
homolinguality—that is, in terms of a preexisting linguistic unity.
He thus reduces its meaning to the function of linguistic purification
and homogenization. This is only possible on the assumption of a
homogenous target language, the language of a public reduced to
an exclusively institutional realm. However, this language doesn’t
seem to preexist translation. Rather, it appears to be its product, a
performative result of the homolingual address, in which Haber-
mas’s idea of translation is grounded. This is why this ultimate lan-
guage of the political public—purified from any sort of religious or
doctrinaire particularity, a language into which all the languages of
the “informal public” can be and should be translated—itself eludes
any further translation. It is a language in which all foreignness is
finally sublated, which makes it the mother tongue of a society en-
closed in a democratic, secular state. It alone is able to generate a
total transparency of the political public in which, in the sense of
an act of self-reflection, society as society is grounded. We should
not forget that Habermas, in his Structural Transformation (1989,
24–29), already starts from the assumption that public debates are
fully comprehensible and linguistically transparent.
On the other hand, the linguistic heterogeneity that is as-
cribed to the informal public turns out to be a mere plurality of the
already existing, homogenous languages of a particular religion, a
political doctrine, or a Weltanschauung. From the point of view of
the mother tongue of the society—that is, on the part of a presumed
total transparency of the proper, institutional political public—the
linguistic diversity of the informal public appears as a domain of a
specific clandestinity, the clandestinity of the so-called alien word.
Translation: a Return of the Repressed
We should, at this point, recall the “grandiose organizing
role of the alien word” of which Vološinov writes in Marxism and
the Philosophy of Language (1973).4 He defines the “alien word,”
or the “foreign-language word,” primarily as a word that eludes gen-
translation / spring / 2014
..........................
4
In this section, I rely on Nowotny’s “Kontinua der Verwandlung. Sprachphilosophische
und linguistische Aspekte der Übersetzung.” See Nowotny 2008, 95–131.
118
eral use; it hides within itself a secret that can be deciphered and is
administrated by “rulers” or “priests” who alone have at their com-
mand its “true meaning.” It is not difficult to recognize here a ho-
mogenous religious language of Habermas’s informal public. This
also explains his translational proviso. What religion has alienated
from general use must now be made “generally accessible” again
through translation at the institutional threshold.
This becomes clear if we remember that Habermas, in fact,
conceives of translation according to the psychoanalytic model (see
Habermas 1987, and, for a more detailed consideration, Buden
2005, 85–89). Its primal task is not simply to enable understanding
between two partners who speak different languages, but rather to
sublate the suppression (Verdrängung), which he understands as the
splitting-off of one part of the language from public communica-
tion—in other words, the privatization of one part of its meaning.5
The goal of psychoanalytic cure, which Freud already explicitly
compares with translation, (see Freud 280) is to enable the self-re-
flection, that is the reappropriation, of a previously privatized part
of public language—made foreign and clandestine due to mental
illness—so that the self can restore itself in its totality and trans-
parency.
This generally explains Habermas’s model of seculariza-
tion: religious language is allowed to take part in the articulation of
the public sphere because it is in principle understood as a split-off
part of this same public sphere, a language that is alienated from
society, which, precisely as such, obscures one part of the social
self-formation process (Bidlungsprozess) that is closely connected
with the public sphere. Just as the patient reappropriates alienated
parts of the history of her development in performing translation/
self-reflection together with the analyst, so too does society recon-
struct its own self-formation process in performing translation/self-
reflection cooperatively via secular and nonsecular citizens, thus
establishing itself in its totality and transparency.
This clearly confirms that translation for Habermas has a
primarily socially formative function, concretely playing a crucial
translation / spring / 2014
..........................
5
Here, we should not forget that psychoanalysis is not an auxiliary means of commu-
nication for Habermas, but rather the paradigm of communicative self-reflexion.
119
role in the Bildungsprozess—not only a process of both collective
and individual self-creation, but also a process in which society and
culture inextricably merge.
However, precisely in fulfilling its social function, transla-
tion opens up a paradox similar to the one of the theories of the so-
called social contract, in which liberal political concepts still try to
ground society. Louis Althusser has pointed to this problem in deal-
ing with Rousseau’s contrat social concept: at the moment of the
conclusion of the contract, as a contract between individuals and
the community, the second contractual partner, the community,
doesn’t exist since it is only its product (Althusser 1987, 146 and
following pages). Thus, the result of the contract—the community
that does not preexist the contract—is preinscribed in the very con-
dition of the contract.
This completely applies to Habermas’s translational pro-
viso, which presupposes that translation occurs between two lan-
guages—a religious language articulated in the so-called informal
public and the language of the proper political public that is spoken
behind the institutional threshold. Namely, at the moment of trans-
lation one of these languages, the “mother tongue” of the liberal,
democratic state, does not exist yet since it should first emerge as
the product of this translation. In terms of the filter metaphor—as
has been said before, Habermas explicitly compares the institutional
translation with a filter that extracts only secular reasons—this lan-
guage has the form of a “language filtrate.” The perception that it
was already there before the translation is, in fact, an effect of a par-
ticular representation of translation that necessarily compels us to
the assumption of preexisting, distinct, and closed linguistic enti-
ties—in short, the performative effect of what Sakai calls the ho-
molingual address.6 So both the existence of homogenous religious
communities and the existence of a secular, liberal democratic so-
ciety are grounded in the ideological perception of a homogenous
linguistic unity. This is the reason why we say that translation has
..........................
translation / spring / 2014
6
See Nakai (1997, 2): “[I]t is not because two different language unities are given that
we have to translate (or interpret) one text into another; it is because translation artic-
ulates languages so that we may postulate the two unities of the translating and the
translated languages as if they were autonomous and closed entities through a certain
representation of translation.”
120
a socially formative function. It is translation that finally makes out
of a diversity of different, religious, ethnic, doctrinaire, and so forth,
linguistic communities a homogenous secular society.
This society, too, is a linguistic community, yet it does not
originate in “natural”—or, from the perspective of the secular state,
alienated, privatized—languages, but in a linguistic extract filtered
out of these natural languages, which is considered the mother
tongue of a liberal democratic society enclosed in the secular state.
The nature–culture difference, which is clearly heard here, again
evokes the theory of the social contract. One can easily imagine
what Habermas and liberal theory would expect to happen to a so-
ciety that ignores the translational proviso and does not properly
guard the boundary between private and public—a regression into
the state of nature, into a Babylonian confusion of tongues and lin-
guistic communities that can no longer agree on any common in-
terest, since they only speak languages that are foreign to one other.
In short, a society without the internal border between private and
public, without a borderline drawn by the translation–filter would
collapse and end in some sort of Hobbesian bellum omnium contra
omnes.
Come Home and Face the Consequences
Referring to the impossibility of literally translating the fa-
mous Italian aphorism on translation traduttore traditore into Eng-
lish as “the translator is a betrayer,” Roman Jakobson suggests that
this rhyming epigram be translated in the form of “a more explicit
statement and to answer the questions: translator of what messages?
betrayer of what values?” (Jakobson 2000, 143).
Let us avoid being seduced by the allegedly high stakes of
“messages and values.” There is more at stake here: fidelity and be-
trayal in translation refer directly to the socially formative role of
this linguistic practice. As we have tried to show here, under the
regime of homolingual address—which is precisely the name for a
historically contingent, ideologically functional, and politically
pragmatic form of translational practice—the meaning of linguistic
translation, as well as the meaning of fidelity and betrayal in trans-
translation / spring / 2014
lation, cannot be separated from the concept of social contract. To
betray in a translation does not mean to send a wrong message or
to violate a precious value but to break a social contract and in this
121
way jeopardize the existing form of social being—that is, con-
cretely, a particular society enclosed in a nation–state and defined
primarily through its identity that implies a unique culture, history,
ethnicity, and language.
The regime of homolingual address, which almost uncon-
testedly dominates present-day understanding of translation, struc-
turally and historically corresponds to the formation of the
bourgeois political sphere, which still provides the backbone for the
system of actually existing democracy. Moreover, the concept of
translation, forged under the same regime, plays a crucial role—as
we have seen in Rawls’s and Habermas’s theories of the secular
state—in the way this system creates and maintains the values in
which it sees itself grounded: the rule of law, civil liberties, legal
equality, secularity, human rights, et cetera. In other words, what is
at stake is not only how the concept of translation based on homolin-
gual address performatively reproduces the social and political con-
ditions of its possibility, the “objective reality” of separate
languages, linguistic communities, and nation states, but rather how
the system of actually existing democracy—which implies this “ob-
jective reality” of separate languages, linguistic communities, and
nation–states as the condition of its possibility—ideologically re-
produces itself through this same concept of translation. It plays a
crucial role in the strategy of its self-legitimation. We would prob-
ably not be exaggerating if we were to say that removing this con-
cept of translation from the ideological construction of the liberal
democratic state—abandoning, for instance, the homolingual mode
of address implied in it—would bring the whole edifice down. Can
we imagine a secular democratic state without translation at the
threshold between its separate spheres that is a necessary precondi-
tion for its values claims? Can we imagine a democracy without the
claim to transparency and rationality of its political sphere that is
provided through translational filtering on its boundaries? Can we
imagine a society and its nation–state without its mother tongue that
is created through homolingual translation, both in linguistic and
political terms? And, finally, can we imagine a democracy, or what-
ever might replace it for the better, beyond the homosociality of the
translation / spring / 2014
nation–state and its claims to a unique cultural, linguistic, or ethnic
identity? No we cannot—as long as we obey the regime of homolin-
gual address. It has captured our (political!) imagination, disguised
122
as a natural, self-explanatory concept of a relative humble form of
linguistic practice called translation. It has also morally blackmailed
our political will, pressing it into the irrational and terrifying limbo
between fidelity and treason. There is therefore no other escape but
to betray it. And face the consequences.
This is precisely what American television journalist Bob
Schieffer said in his commentary on CBS News to Edward Snow-
den: “Come home and face the consequences.” In his view, Snow-
den is not a hero like Rosa Parks and Martin Luther King Jr. who
led the civil rights movement, broke the law, and suffered the con-
sequences. They didn’t put the nation’s security at risk, run away
and hide in a foreign country, like Snowden did.
For Schieffer, there is no value—such as civil rights for in-
stance—without “home.” One cannot claim one without claiming
the other. His heroes of the civil rights movement sacrificed them-
selves for their home, or more precisely for a value they believed
would make this home better. For them, therefore, the whole drama
of fidelity and treason was not an issue. But it has now become an
issue in the case of Snowden, where the value he claimed has de-
tached itself from “its” home. Now fidelity is needed—to preserve
a home without value, or, as Georg Simmel once put it, to preserve
a social relation after the reasons that initiated it have disappeared.
This is why Schieffer calls on Snowden to come home. He wants
him to reconcile value and home and to revive the old harmonic
unity of both from the time of the American civil rights movement.
And this is also why Schieffer maliciously accuses Snowden of
being motivated by his private pathology: he is “just a narcissistic
young man who has decided he is smarter than the rest of us.” Not
only does he deny any social relevance to Snowden’s act, he sees
nothing socially relevant outside of home. So he could easily stage
the drama of fidelity and treason and cast the NSA leaker in the role
of repentant traitor. “Come home and face the consequences” is
merely an empty, moralistic blackmailing ploy that relies on no val-
ues whatsoever, except on an equally empty appeal to honor. Yet,
brought together, honor and fidelity make for a poisonous mixture:
Meine Ehre heißt Treue (“My honor is fidelity”) was the motto of
translation / spring / 2014
the Nazi Waffen Schutzstaffel (SS) organization, and was engraved
on its members’ belt buckles.
123
Dare to Betray!
Before bringing this story to an end, we should not forget
to ask ourselves what actually made Snowden a traitor. Was he truly
a freak who naively mistook public transparency for an essential
American value? In fact, as a person working for state institutions
(the NSA and the CIA) he occupied—in terms of the languages spo-
ken in the public sphere—a contradictory position. On the one hand,
he was clearly situated in the midst of what we have called the
mother tongue of the liberal democratic state, the language of the
state institutions that is, according to Habermas, supposed to be un-
derstandable by all citizens. At the same time, it was a place of total
clandestinity, of a language that is completely excluded from public
use since it originates in a secret that can be administrated only by
the rulers themselves, regardless of whether they are democratically
elected or not.
Kant was already familiar with the contradictory character
of such a position. In his famous essay on the nature of the Enlight-
enment (Kant 1996), he states that those who occupy a civil post or
office entrusted to them are actually destined to use their reason pri-
vately, meaning not freely, since they are bound by the interest of
the community whose affairs they have to deal with. So it is pre-
cisely the position within a state institution that automatically pre-
vents a person from using their reason publicly. What Kant calls the
public use of one’s reason takes place only when a person as a
scholar (Gelehrter) makes use of it before the entire public of the
world of readers (Leserwelt). Only this public use of reason is free,
precisely in terms of a freedom that is required for the Enlighten-
ment.
But the difference between private and public use of reason
can also be understood in terms of a difference in the mode of ad-
dress. One makes private use of reason insofar as one addresses
one’s own political community and its particular interests. In polit-
ical terms, we might call it a homosocial mode of address, and it
consequently implies its linguistic correlate, homolingual address.
The use of reason in this case is limited within the scope of one par-
ticular society that is almost automatically perceived as a particular
translation / spring / 2014
language society. So it is limited within one—mostly national—
language and within the idea of its exclusive transparency as well
as its exclusive political impact. In other words, one addresses the
124
public privately when, in doing so, one assumes a position that is
representative of a particular political and linguistic community. It
is this limit that not only renders our addressing the public private,
but also deprives it of freedom.
A public use of reason, on the contrary, knows no such lim-
its. We use our reason publicly when we address the world of read-
ers beyond any particular society or language. And we do so, as
scholars, not as representatives of this or that political or linguistic
community, and not even as representatives of this or that academic
community. It is the mode of address here that defines scholar, not
a particular professional competence. A scholar is someone who ad-
dresses an entire world whose boundaries are drawn only by liter-
acy. Since the literacy in this case is supposed to transcend all
linguistic and cultural differences as well as political demarcations,
it obviously presupposes the praxis of translation. This then also
means that we have to deal, here, with some sort of translational lit-
eracy that is performatively evoked in the scholar’s mode of ad-
dress.
This throws new light on Snowden’s treason. It certainly
consists in his breaking the social contract in which today’s norma-
tively dominant political form of sociality—the liberal democratic
nation–state—is still ideologically rooted. The question is, however,
how has he done it? Obviously, by performing another mode of ad-
dressing the public that transcends the limits of his own political
community and its interests as well as the limits of one single lan-
guage. Concretely, Snowden has addressed a value, which has aban-
doned that particular universe called home—a transparency that has
spilt over from the enclosed space of a single society, from a clearly
demarcated area of an alleged cultural originality, from the concep-
tual frame of a democracy locked up within the container of the na-
tion state, from the vocabulary and the grammar of a single national
language and its respective community. But he has addressed a
transparency, too, that has liberated itself from the quasi-dialectical
clinch with its “mirror-value,” the secrecy that is constitutive of any
institutional articulation of the so-called national interests; a trans-
parency that at the same time liberates both him as the addresser
translation / spring / 2014
and his addressee, the Kantian “world of readers” or what Naoki
Sakai nowadays calls the “nonaggregate community of foreigners,”
from the confines of a privately enclosed public.
125
In radically going public, Snowden’s treason also clearly
consists in his using reason publicly in the original Kantian sense.
Does this then mean that precisely in committing his treason he also
acted as a Kantian scholar? Why not? His treason is a political act
par excellence, yet such that it simultaneously produces and dis-
seminates knowledge. It implies and fosters an emancipatory hy-
bridization of a radical democratic politics and knowledge
production whose effects recall the forgotten ideals of the Enlight-
enment. It is a treason that performatively evokes what it norma-
tively addresses—a translational literacy: an ability to act politically
and comprehend cognitively beyond the homosociality of the na-
tion–state, beyond the homolinguality of a language society but also
beyond the gated communities of cognitive competence.
As is well known, for the Enlightenment project to work, it
had to rely on what Kant called maturity (Mündigkeit). He defined
it as the emergence from self-imposed immaturity and dependence
whose cause lies not in a lack of intelligence but in a lack of deter-
mination and courage to use one’s own intellect freely and inde-
pendently, without the direction of another. Kant summed up this
idea in the famous slogan of the Enlightenment: Sapere aude!, or
“Dare to know! Dare to think independently!”
It is precisely in terms of Kant’s maturity that we should
think of Edward Snowden’s treason. It presupposes his liberation
from a self-imposed regime of fidelity. However, to accomplish it,
determination and courage are needed. The slogan of the emanci-
patory transformation the leakers like Manning and Snowden have
announced would therefore read: Prodere Aude!—“Dare to betray!”
(see Buden 2008).
translation / spring / 2014
126
References
Althusser, Louis. 1987. “Über Jean-Jacques Rousseaus ‘Gesellschaftsvertrag’. Die
Verschiebungen.” In Machiavelli - Montesquieu - Rousseau. Zur politischen
Philosophie der Neuzeit, Schriften volume II, translated by Henning Ritter
and Frieder Otto Wolf, 131–172. Berlin: Argument.
Berman, Antoine. 1992. The Experience of the Foreign: Culture and Translation in
Romantic Germany. Translated by S. Heyvaert. Albany: State University of
New York Press.
“Bob Schieffer To Snowden: Come Home And Face The Consequences.” 2013.
http://www.realclearpolitics.com/video/2013/06/16/bob_schieffer_to_snow-
den_come_home_and_face_the_consequences.html. Accessed August 2013.
Buden, Boris. 2005. Der Schacht von Babel. Ist Kultur übersetzbar? Berlin: Kadmos.
———. 2009. “A Tangent that Betrayed the Circle: On the Limits of Fidelity in Trans-
lation.” http://translate.eipcp.net/transversal/0608/buden/en. Accessed Au-
gust 2013.
Freud, Sigmund. 1982. Traumdeutung. Studienausgabe Band II, edited by Thure von
Uexküll and Ilse Grubrich-Simitis. Frankfurt am Main: Fischer Taschenbuch
Verlag.
Habermas, Jürgen. 1987. Knowledge and Human Interest. Cambridge, UK: Polity Press.
———. 1989. Structural Transformation of the Public Sphere. Translated by Thomas
Burger. Cambridge, MA: MIT Press.
Heilbron, Johan. 2010. “Structure and Dynamics of the World System of Translation.”
http://portal.unesco.org/culture/en/files/40619/12684038723Heilbron.pdf/H
eilbron.pdf. Accessed May 10, 2013.
Herzberg, Hendrik. 2013. “Some Dare Call It Treason.” The New Yorker, June 28.
Jakobson, Roman. 2000 [1959]. “On Linguistic Aspects of Translation.” In The Trans-
lation Studies Reader, edited by Lawrence Venuti, 138–143. Oxon–New
York: Routledge.
Kant, Immanuel. 1996. “An Answer to the Question: What is Enlightenment?” In Im-
manuel Kant. Practical Philosophy, translated and edited by Mary J. Gregor.
Cambridge UK: Cambridge University Press. http://www.marxists.org/ref-
erence/subject/ethics/kant/enlightenment.htm.
Močnik, Rastko. 2003. Tri teorije: Ideologija, nacija, institucija. Translated by Branka
Dimitrijević. Beograd: Vesela nauka.
Nowotny, Stefan. 2008. “Kontinua der Verwandlung. Sprachphilosophische und lin-
guistische Aspekte der Übersetzung.” In Boris Buden and Stefan Nowotny,
Übersetzung: das Versprechen eines Begriffs, 95–131. Vienna: Turia und
Kant.
Rawls, John. 1997. “The idea of public reason revisited.” The University of Chicago
Law Review 64 (3): 765–807.
Sakai, Naoki. 1997. “Introduction: Writing for Multiple Audiences and the Heterolin-
translation / spring / 2014
gual Address.” In Translation and Subjectivity. On “Japan” and Cultural
Nationalism, 1–17. Minneapolis: University of Minnesota Press.
Simmel, Georg. 1908. “Treue: Ein sozialpsychologischer Versuch.” Der Tag n. 225,
Erster Teil: Illustrierte Zeitung (Berlin), June 10.
127
———. 2009. Sociology: Inquiries Into the Construction of Social Forms. Translated
and edited by Anthony J. Blasi, Anton K. Jacobs, and Mathew Kanjira-
thinkal. Leiden: Brill NV.
Vološinov, V. N. 1973. Marxism and the Philosophy of Language. Translated by
Ladislav Matejka and I. R. Titunik. Cambridge, MA: Harvard University
Press.
Boris Buden is a writer, cultural critic, and translator based in Berlin. He studied philos-
ophy in Zagreb (Croatia) and received his Ph.D. in cultural theory from Humboldt Uni-
versity, Berlin. His essays and articles cover topics relating to philosophy and politics
as well as art and cultural criticism. He has translated some of Freud’s most significant
works into Croatian, and has authored several books, including Der Schacht von Babel
[The Pit of Babel] (2005) and Zone des Übergangs [The Zone of Transition] (2009). Buden
translation / spring / 2014
is currently visiting professor at the Faculty of Art and Design, Bauhaus University,
Weimar.
128
| Unimi Open Journals |
translation | https://riviste.unimi.it/index.php/translation/article/view/15512 | [
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] | translation speaks to
Vicente L. Rafael
translation editor Siri Nergaard met with Vicente Rafael in Misano Adriatico, Italy in May
2013 at the Nida School of Translation Studies where he gave a series of three lectures.
During the conversation, Rafael explains how he, as a historian, became interested in
translation and how he sees translation in connection to war and weaponization. The imperial
ideology of translation to gain control over linguistic plurality and diversity is threatening
translation, he says, and can be seen as a war of both and on translation. The control over
linguistic plurality through English is our own contemporary example of the United States’
imperial project of dominating the world, according to Rafael.
The conversation continues with Rafael’s telling about his interest in translation play as an
opposite mechanism to war, enabling an undoing and reconfiguration of the power relations
between languages and cultures. Via the example of the Philippines, the talk touches upon the
role colonial education plays in regulating language, creating a linguistic hierarchy, and how
translation nevertheless appears in surprising forms and expressions.
The interview with Rafael was recorded and can be accessed at the journal’s website:
http://translation.fusp.it/interviews
NERGAARD: Hello, Vicente
RAFAEL: Good Morning
NERGAARD: Since our journal translation has the subtitle “a transdisciplinary
journal,” you are really the perfect person for us to talk to in this interview
for our journal: you are not a traditional scholar of translation studies, but
you work deeply on translation from your perspective as a historian.
Translation offers a unique perspective on, or a new way to analyze, colo-
nialism, power, and language, especially in the Philippines, and even
today in the United States. I would like you to tell the story of how trans-
lation became such a central theme for you.
RAFAEL: Well, like all good things in life it happened quite accidentally.
By accident I mean that when I was in graduate school two
things—one I [was] looking for a topic to do and I got interested
in the early modern period, sixteenth century, looking at the
Spanish colonization of the Philippines among other things. I
noticed that there were very, very few sources written by colo-
nized natives themselves. Most of the history was written by
Spanish missionaries. I was also quite surprised to see that a lot
of the writings of Spanish missionaries had to do with problems
translation / spring / 2014
of translating the gospel because they had to preach in the native
languages in order to be understood, which is much easier than
translating the native languages into Spanish. It is much easier
for the missionaries to learn the local languages than for the na-
203
tives to learn Spanish. And this is, of course, a practice consistent
with what they had been doing in Latin America, so I got very
interested in this topic and asked myself what would happen if
one were to take a look at native languages as historical agents.
Because we often think of historical agents as human beings, but
there is a certain way in which you can also think of language as
a historical agent that is somehow free of human control, in excess
of human control, and that’s exactly what happened. One result
is that I wrote my book, Contracting Colonialism, where I talked
about the centrality not just of translation, but the relationship
between translation and Christian conversion. And it turns out
that in the missionary tradition the two are in fact almost syn-
onymous. To translate and to convert are very closely related. And
these in turn were absolutely essential for carrying out a kind of
imperial project of colonization. So from then on it seemed like
translation, conversion, and colonization seemed to all resonate
with each other as part of a continuum, and that has been a re-
curring obsession on my part, where I started looking at my sub-
sequent work. In my later work I started looking at the American
empire and the American colonization of the Philippines. But I
also became very, very interested lately in the emergence of Eng-
lish as a kind of hegemonic language. So those are the things that
have led to my becoming very interested in translation. Origi-
nally, the interest in translation grew out of my interest in larger
historical issues relating to empire and colonialism.
NERGAARD: As a historian this attention to language and translation in relation
to history became a kind of obsession, as you said. How did the institu-
tions, the universities react to this? The departments of history have not
paid so much attention to language—the role of language and translation.
So how was your work accepted, how was it received in the universi-
ties?
RAFAEL: First of all I think you are absolutely right. Not just history,
but in many other Social Sciences, even in the Humanities, trans-
lation has been ignored.
NERGAARD: Even Comparative Literature ignored translation for many years…
RAFAEL: It is for the same reason that there is a tendency to see language
in purely instrumental terms, as a means to an end, as if thought
was possible without language—as if actions were possible with-
out language. I was very, very lucky again to be at the conjunction
translation / spring / 2014
of things. I started my graduate training in the late ’70s and I
went to Cornell, which is in upstate New York, and at that time
the United States was just opening up to a fresh wave of Conti-
nental theory, mostly from France and Germany. Everything
204
ranging from Hermeneutics to Deconstruction, to French Fem-
inism—all of which paid close attention to the workings of lan-
guage. So it was a time that was very hospitable to what they used
to call the Linguistic Turn and so it allowed me space and re-
sources to do my own work. But it is still a struggle. In other
words, the question of language is not something that is easily
thought about in the historical profession. In that sense, my work
is still sort of idiosyncratic, but that is OK because then I always
feel like I have something different to say than what most other
historians have to say. I am not doing the same old thing. I have
got something different to contribute. There are certain advan-
tages to being on the margins. One just has to know how to take
advantage of that position.
NERGAARD: You are speaking about a period in which the so-called Linguistic
Turn took place in philosophy, but it also ignored translation.
RAFAEL: There is another aspect in my case to what I was doing that
made translation absolutely essential—that I was involved in the
US in what was called Area Studies, which is this thing that
emerged in the post-Cold War period. The United States was
very interested in competing with the Soviet Union, and one of
the things that they did was try to extend not just their military
influence, but their cultural influence around the world. Part of
that was to fund universities to put up what they called Area
Studies so they would study different regions of the world and
develop a kind of scholarly expertise in these areas. Very similar
to what Britain and France and Holland and all the other Euro-
pean countries had done. And in the process of funding these
Area Studies programs they began to emphasize language training
and of course that brought out the question of translation. So
people became very adept, or at least there was a whole generation
of Area Studies experts that emerged from these centers that de-
veloped fluency in the languages and some of them became in-
terested in the problem of translation. This included two of my
advisors at Cornell—one of whom was Benedict Anderson, an-
other of whom was James Siegel—and they had written particu-
larly on problems of translation around the emergence of things
like nationalism, the emergence of authoritarianism in various
parts of Southeast Asia. So, in a way, again I was very fortunate
to be working with people who already assumed the importance
of translation. In my case, as I said, translation emerges organi-
cally from the very sense of the problems I was looking at, be-
translation / spring / 2014
ginning with religious conversion and then later on with... more
lately thinking about problems of counterinsurgency and milita-
rization and so forth, where once again language and the attempt
to tame language through translation becomes absolutely crucial.
205
NERGAARD: In the last works you mentioned, you introduced new terms and
a new vocabulary with which to discuss translation studies. War of trans-
lation, translation in wartime, weaponization of translation, targeting
translation in the counterinsurgency. This is really a new vocabulary and
it is quite strong.
RAFAEL: Well it’s not so much that it is new. The other day I was reread-
ing The Translation Studies Reader by Lawrence Venuti. It is very
interesting to read his historical introduction about translation
studies in which he talks about, for example, Roman Antiquity
and the status of translation as it was understood by the late
Roman writers—Cicero and Horace and others. I am not very
familiar with that history, but I was very surprised to realize that
even then there were competing notions of translation. For ex-
ample, a part of the idea of translating Greek authors into Latin
in part had to do with the late Roman desire to rival the legacy
of Greece. Not only were they appropriating Greek literature and
Greek writing and Greek thought, they also wanted to, as it were,
conquer it in the sort of imperial vein and so you realize that the
idea of translation, at least in the West, was always implicated in
the idea of rivalry, competition—which is another word for war.
Not only that, but there has always been a contest between
rhetorical approaches to translation and grammatical approaches
to translation—word-for-word, sense-for-sense—and that ten-
sion has animated, for example, translations of the Bible from St.
Jerome to Luther. And, of course, it has figured in the history of
missionary translations of the gospel all the way up to today. At
the Nida School of Translation Studies we are talking about this.
So it is not surprising translation should figure in imperial proj-
ects of all sorts including the latest one, which is the United
States’ project to maintain their dominant position in the world.
So in a sense what I am doing is simply reminding people of a
feature of translation that tends to get lost, which is it tends to
turn on not just the transfer of meaning, but also on the struggle
to control that process of transferring meaning. It relates to all
sorts of tensions around procedures, around the limits of what
can be translated. In that sense, translation is always fraught, so
it is always at war, as it were. And, finally, something I was trying
to talk about yesterday is that there is what Derrida calls a kind
of logocentric tradition in Western thinking, which tends to priv-
ilege thought over speech and then, of course, speech over writing
and so, for instance, there is this hierarchical chain of signs. And
translation figures very prominently there because within the lo-
translation / spring / 2014
gocentric context, as I have tried to argue, translation becomes a
means to an end. And that end, at least in the Western logocen-
tric context, is the end of translation, so you can say the end of
translation is the literal end of translation—the point where peo-
206
ple will feel like everything is so transparent that there is no need
to translate. That itself is part of this war of domination that is
going on.
NERGAARD: And it is almost always there as a ghost, as if that transparency
was the ideal, where translation is not necessary any more.
RAFAEL: Yes, exactly.
NERGAARD: With that transparency—the end of translation—we would lose
everything. We would lose plurality. We would lose meaning. We would
lose everything. Nevertheless, that’s the kind of ideal ghost right there.
RAFAEL: Right.
NERGAARD: As if we could avoid difference.
RAFAEL: And it not so much, really, to avoid difference or to avoid plu-
rality. It is to be able to have total control over linguistic plurality,
to make this control totally mechanical. And that is the dream,
for example, of automatic translation systems. Now, the attempt
to develop automatic translation systems, which I have also writ-
ten about, is precisely to make everything perfectly equivalent to
everything else, which of course is the dream of capitalism. This
would be a perfectly capitalized world where everything could
be exchanged for a single medium and measure of exchange, and
in this case that medium and measure of exchange is increasingly
English. English is now becoming the equivalent of the dollar,
the capitalist “sign par excellence.” So, again, it is not so much
the disappearance of difference—it is about the ability to control
the production and circulation of differences that this imperial
ideology of translation, in my opinion, has set out to do. And,
of course, there are all kinds of resistances to that, and that is part
of the story that I am very, very interested in: to try and plot the
way in which not only this war on translation is progressing—
that is, the war of as well as on translation—but also the way in
which this war is being evaded, the way this war is being dis-
placed, the different responses to this war in such a way as to
make the kind of final victory impossible. So what you get, in-
stead, is the emergence of what I call ongoing insurgency, lin-
guistic insurgencies of all sorts: puns, jokes, the creation of slang.
And there is, of course, the most important arena for linguistic
insurgency, which I believe to be literature. So long as you have
translation / spring / 2014
literature you have hope. Because so long as you have literature,
you have the need for translation. It works both ways: to the ex-
tent that you have translation, literature becomes possible, and
to the extent you have literature, translation becomes essential.
207
NERGAARD: Necessary and essential.
RAFAEL: Right, to that extent you cannot have a single ideology of trans-
lation controlling the production of difference, because differ-
ence will always proliferate beyond the control of any particular
translation ideology, thanks to literature.
NERGAARD: Thanks to literature…
RAFAEL: Yes, so literature is a principle of hope as far as I am concerned,
or I should say a resource, a resource of hope in a world where
translation tends to get reduced to merely instrumental terms,
such as, for example, when the US Department of State calls
translation a complex weapons system.
NERGAARD: Very interesting. And the connections to other areas in translation
studies becomes clear. But I still suggest that you introduce a new vo-
cabulary. With postcolonial criticism we are familiar with concepts like
“power” and “conflict,” but you use “war.” You use other concepts, too,
such as “weaponization”...
RAFAEL: In part, that grows out of the influence of the events of the last
ten years, including the “Global Wars on Terror,” the kind of
brazen attempt at colonial occupation on the part of the United
States in Afghanistan and in Iraq as well as interventions in places
like Syria, Yemen, Lebanon, and so forth. Not to mention, of
course, the occupation of the Palestinian territories by Israel,
which would not be possible without the aid of the United States.
All of that has placed the question of war, I think, in a lot of peo-
ple’s minds, and my attempt to talk about translation in terms
of war grows out of my concern with more recent events. There
is also another aspect to it, which is that there is a way in which
war has always played a central part in the formation of social re-
lations and the formations of society. When you think about how,
for example, modern national states have arisen, almost every sin-
gle modern state has arisen precisely in the wake of, or in the
process of, engaging in war both against other nation–states, as
well as against certain peoples within that particular nation–state.
So I would think that, to the extent that war is constitutive of
social relations, it would then also have a constitutive role in the
processes of translation, as indeed one can see by looking at the
history of translation, showing how it is always fraught, it is al-
ways involved in all sorts of conflict. That there is, just as Derrida
translation / spring / 2014
many years ago said about the violence of writing, so too I think
there is a violence that is intrinsic to every act of translation. I
think in certain cases it helps to think about translation in those
terms. I do not, of course, assume it is an appropriate way to
208
think about translation in every possible context, but, especially
in contexts I have been looking at, I think the connection be-
tween translation and war is very useful.
NERGAARD: You probably could relate this to what Antoine Berman says—
that all translation is naturally ethnocentric. So you sense this violence
again, because you want to change what is foreign and make it look more
like what you are familiar with.
RAFAEL: I mean, I agree with that to a certain extent in that the trans-
lation might begin in a sort of ethnocentric vein, but to the extent
that translation also signals a kind of ineluctable opening to the
other, it also initiates a kind of ongoing alterity. Its war-making
powers, as it were, invariably become attenuated. Again, as I sug-
gested yesterday in my talk, the other possibility in thinking
about translation as war is translation as play, and the question
of play then turns conflict, violence, and so forth in a different
direction. It is about the displacement of conflict. It is not the
banishment of conflict, but the reformulation of conflict as a kind
of indeterminate, ceaseless displacement that allows for the desta-
bilization of any particular power relations. And play, this is
something I would like to explore further. I have only just begun
to think about this question of play and of course there is an
enormous literature about this. But the question of play as that
which attenuates, not just a particular kind of dialectical conflict,
which is at the heart of war, but the question of play is that which
opens up into other possibilities, the possibilities of the literary,
for example, as I was trying to suggest yesterday. Play as that
which is connected to the question of freedom. Why do we play?
We play because in some sense play offers a kind of escape. It of-
fers a kind of release. It opens up an alternative world where noth-
ing is stable, where no one is permanently on top, no one is
permanently on the bottom, where there is a certain kind of joy
and happiness in being able to not just control the world, but
also in allowing oneself, as it were, to be controlled by the world;
so there is a kind of delight in the loss of identity, or the fluidity
of identity.
NERGAARD: But you have to be empowered with language before you can
allow yourself to play in such a fashion.
RAFAEL: Well, you have to know the rules, of course, you have to know
the rules before you can play the game, so it also brings in a cer-
translation / spring / 2014
tain kind of discipline, but a discipline that is not about surveil-
lance. It is a discipline that is not about submitting to a particular
power. It is a discipline that enables you precisely to participate
in the loss of power, if you will. So much of play is predicated on
209
this loss of power, and, as I said, a kind of opening up to a certain
kind of freedom. It is to think about translation as that which is
connected to an emancipatory project. That is the other side. So
on the one hand translation is war, which is to think of transla-
tion as ineluctably implicated in power relations, but on the other
side of it is translation as play, which is to think of translation as
that which also has the potential to undo and reconfigure, and
perhaps do away with these power relations in the name of a more
just and a more free world.
NERGAARD: Yesterday, during your talk at The Nida School in Misano Adriatico,
you were discussing the school system back in the Philippines. Can you
tell us a bit more about that situation in which local languages are pro-
hibited and the use of a foreign language is imposed?
RAFAEL: What I was talking about yesterday was colonial education and
the role colonial education plays in regulating language and in
the creation of what I have been calling a linguistic hierarchy. I
think this is typical with all, not just in a colonial context. I think
this is typical of all schools, the majority of schools, where the
idea of going to school, among other things, is the idea of learn-
ing how to behave in a certain socially acceptable way. And in-
trinsic to that mode of behavior is the ability to be able to speak
in a certain accessible way. So one is educated, but one is educated
in a particular way, so one becomes recognizably “grown up,” be-
comes developed. There is this whole developmentalist philoso-
phy that is, I think, intrinsic in all modern educational systems,
colonial and postcolonial. And that has to do with being able to
speak in a certain way. Speaking in a certain way, speaking in a
way that is educated, as they say, and this is something that can
be empirically verified in lots and lots of different situations. But
this idea of appearing to be, or sounding to be, educated means
being able to speak language in a kind of standardized conven-
tional way. That often entails repressing the more idiomatic, more
colloquial, more dialectical versions of that language. So one
speaks Italian correctly, which means not speaking the local di-
alects. This is intensified and amplified in the colonial situation.
The colonial situation I was talking about yesterday, where Fil-
ipino students were expected to speak English, but in the process
of speaking English, they were expected to repress the vernacular.
And then, of course, the question becomes to what extent is this
repression successful? Or does the repressed always return? And
obviously in the case of the Philippines that is what happens. It
translation / spring / 2014
returns to haunt, as it were, various attempts to speak in a stan-
dardized conventional fashion. How do we know this? Very sim-
ply, we know this because of the persistence of accents. To the
extent that people still speak with accents is the extent to which
210
their speech is always marked by the very thing they were sup-
posed to suppress. And what is that very thing they were sup-
posed to suppress? They were supposed to suppress their mother
tongue, which is their origin, right? So the origin always comes
back, as it were, in displaced fashion. In the form of an accent,
and I think this is true every time people speak, they always speak
with accents and those accents always betray where they came
from, their accents always betray another speech. Deleuze has this
wonderful short essay called “He Stuttered,” where what he says
about stuttering we can say about accents. Stuttering, he says, re-
veals the existence of another language within language. And he
goes on to talk about this in another register when he talks about
style. He says style is the foreign language that dwells within con-
ventional speech, and to the extent that we all have our own style
of speaking, that we try to develop our own style of speaking
when we speak with an accent, is the extent that we are always
speaking another language within the language that is socially ac-
ceptable. So that means we are always translating whenever we
speak, whether our own or another’s language.
NERGAARD: And can I use the accent because I want to keep my identity,
too? It is not that I am not able to speak proper English, but I keep my
accent because that is part of my origin.
RAFAEL: Yes, perhaps, perhaps. As you know the sounding of accents is
always the sign of translation at work, so another way of thinking
about accents is that accents are always the points where transla-
tion occurs, where it fails or it succeeds, right? Now, I don’t know
how you do this, but for example in my case, my English would
be standard American English, but when I go to the Philippines
I cannot speak like this. If I spoke like this people would have
difficulty understanding me, or they would think that I was put-
ting on airs, that I was trying to be better than them because I
spoke a different, more Americanized English, and so they would
expect me to speak in the local register. I would have to change
accents and usually within a day or two I am speaking entirely,
as it were, “native.” I have to “go native,” right? Perhaps this hap-
pens to you too when you go to Norway? And this usually is the
case, so we are always translating back and forth, not only be-
tween languages, but between accents, because accents are ways
of marking our identity, which is to say, difference, right?
NERGAARD: Exactly, exactly. I was thinking about the history of Norway when
translation / spring / 2014
the Danish dominated Norway and the official language was Danish. Our
written language was Danish, but the accent persisted: no Norwegian
speaker used the Danish pronunciation. These languages are very close,
so you have the language, the nonlanguage and the in-between, and the
211
Norwegians were still always in-between—they wrote in Danish, but the
pronunciation was Norwegian.
RAFAEL: Fantastic, fantastic. And there is a question of whether or not
it is a matter of intention. We like to think it is a matter of in-
tention. We like to think we are in control of our accents, but in
fact, to the extent that we always speak with an accent, is the ex-
tent that we cannot help but speak with an accent. That suggests
that there is something physiological about speech that is beyond
intentionality. Which is to suggest, if you take it one step further,
that there is something about translation that is beyond our in-
tention. There are different ways to think about it. One can think
maybe translation is hardwired into our body. We must translate,
we have no choice but to translate within language, across lan-
guages, within accents, across accents. It is precisely something
that we are compelled to do, which is to say it is compulsive. It
is beyond our intentionality. That is the other interesting thing,
too, about accents: we find it is not just the sign of translation at
work, it is also the sign of a certain kind of resistance to inten-
tionality. Right?
NERGAARD: That’s very interesting. That’s another area that has not been ex-
plored in translation studies at all. The psychological aspect of it, too, de-
serves study, so I will look forward to your next book, Vicente.
RAFAEL: It will be on accents.
NERGAARD: Of course. Thank you very much.
RAFAEL: You are very welcome. It has been a pleasure.
NERGAARD: Thank you.
Vicente L. Rafael, is Professor of History at the University of Washington in Seattle.
Much of his work has focused on such topics as comparative colonialism and national-
ism, translation, language and power, and the cultural histories of analog and digital
media especially in the context of Southeast Asia, the Philippines, and the United
translation / spring / 2014
States. His books include Contracting Colonialism: Translation and Christian Conversion
in Tagalog Society Under Early Spanish Rule (1993); White Love and Other Events in
Filipino Histories (2000), and The Promise of the Foreign: Nationalism and the Technics
of Translation in the Spanish Philippines (2005).
212
| Unimi Open Journals |
translation | https://riviste.unimi.it/index.php/translation/article/view/15515 | [
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] | Introduction
After an interruption of almost two years, due to a change of
pub-lisher and additional complications, I am delighted to
announce that translation: A transdisciplinary journal is back—
stronger and better than before. Thanks to a collaboration with
the publisher Eurilink University Press located in Rome in Italy,
we are finally able to take up all the threads we had fashioned
and, more importantly, are creating anew.
We owe all our readers sincere apologies for the inconvenience
this delay has caused many of you—readers who have been wait-
ing for new articles and issues to peruse; authors who have been
waiting to see their articles published; subscribers who have paid
to receive the journal in print, online, or both; the community fol-
lowing us online. Thank you for your patience and faith in our
shared project that is translation.
To get back on schedule as soon as possible, we will be pub-
lishing issue 6—a special issue devoted to Memory and guest edit-
ed by Bella Brodzki and Cristina Demaria—immediately after the
present one.
Before I introduce the exciting content of this issue, let me pres-
ent a few new entries and changes in the journal’s staff. Carolyn
Shread (Mount Holyoke College, USA) is the journal’s new assis-
tant editor, and Giuliana Schiavi and Salvatore Mele (both Scuo-
la Superiore Mediatori Linguistici, Vicenza, Italy and members of
FUSP—Fondazione Universitaria San Pellegrino) are new mem-
bers of the editorial board. In truth, they are not really new, since all
three have served at the journal since 2014; but this is the first time
they are officially connected to a new issue of the journal, and are
presented to the readers. It is also thanks to Carolyn, Giuliana, and
Salvatore that the journal is now reappearing.
Loc Pham Quoc (Hoa Sen University, Vietnam), who has al-
ready appeared in the journal as author, will in the future serve as
translation /
9
the journal’s new reviews editor. He will be responsible for the
reviews published on the journal’s website (translation.fusp.it).
Reviews will include not only books, but also events, conferences,
and other initiatives and publications related to translation.
I look forward to a stimulating collaboration with these four
fine scholars and friends. (Please find their bio presentations in the
last pages of this issue, and on the journal’s website.
A journal’s board is important to establish its editorial identity,
to guarantee continuity, and to conceive innovative and original
issues, but what gives a journal its body is its content. This is en-
sured by the authors and their articles and contributions, and I am
proud to present this new issue’s particularly strong and innovative
content.
First of all, we are happy to continue the tradition of hosting
lectures presented at the yearly Nida Translation Studies Research
Symposium in New York. The current issue is therefore publish-
ing Bella Brodzki’s “Autobiography, Memory, and Translation”
and Suzanne Jill Levine’s response, “Autobiography/Translation:
Memory’s Losses or Narrative’s Gains?” It is a particular pleasure
to include these two scholars’ contributions, since both serve on the
journal’s advisory board and have sustained the journal since its
foundation. From the same symposium, we also publish an article
by Christi Merrill presented below.
Bella Brodzki’s point of departure is a strong statement: She
argues that “autobiography is a modality of translation” since it
translates “experience.” The autobiographer, in other words, is a
“translator of her own life experience or past, whose meaning is
created through the interpretive act of remembering.” Brodzki’s
essay develops ideas presented in her groundbreaking Can These
Bones Live?: Translation, Survival and Cultural Memory (2007),
in which she so convincingly demonstrates how connected mem-
ory and translation are, since all translations reconfigure, redefine,
and excavate a past, relying on memory and remembering. As
mentioned above, Brodzki will be developing the theme of Mem-
ory for our next issue as guest editor with Cristina Demaria. In
this issue she looks at one special form of memory—autobiogra-
phy—and analyzes three very different examples of autobiography
translation /
and their special mode of creating a memoir, conceived here as a
self-reflexive mode of translation. The subject of autobiography is
10
therefore both a translator and a translation; the autobiographee is
being displaced, carried over, “shifting shape and form, becoming
other to herself.”
As the translation process of the psychic content of self-re-
flection and memory is a characteristic for autobiography, and
“all memory is mediated and motivated,” Brodzki turns to Freud,
electing him as a guiding spirit in her inquiry. Freud, himself a
paradigmatic figure of translation, provides an interpretive frame-
work for her analysis. The role of autobiography and translation in
Freud is present in the essay as a kind of fil rouge, and, as Suzanne
Jill Levine puts it in her response to Brodzki, “Autobiography and
Translation come together logically and intuitively in Freud whose
early work as a translator helped create his career as a scientist and
hence the persona whose theoretical work was practically based on
autobiographical as well as clinical reflection.”
Brodzki’s first example is Nabokov’s Speak Memory, a book
that in itself is particularly interesting also because it is a result
of multiple translation processes between Russian and English.
Brodzki’s next example is the Guadeloupean author Maryse
Condé, whose texts are translated into English by her transla-
tor–husband Richard Philcox. Here, Brodzki demonstrates how
the couple “enact the ongoing, defining, and productive tension
within translation studies, of the paradox of untranslatability
on the one hand, and translatability on the other.” Alison Bech-
del’s graphic memoir, Fun Home: A Family Tragicomic (2006)
is Brodzki’s final example of another variation on the theme of
“how techniques of translation are implicated in the act of mate-
rializing, textualizing, and visualizing the autobiographical sub-
ject.”
In her response to Brodzki’s lecture, Levine draws attention
to parallels between autobiography and biography, asking wheth-
er both of these forms of biographical writing, as well as other
forms of narrative—fictional and nonfictional—can be considered
as having a translational nature. “Are we perhaps speaking of a
translational paradigm for narrative in general?” she asks.
Analyzing the case of Dalit literature, “a phenomenon in and
of translation,” Christi Merrill suggests we “think more carefully
about the relationship of translation studies to postcolonial theo-
ry.” Her article explores the ways Dalit consciousness is a multi-
translation /
11
lingual issue, connecting it to the multilingualism that is so central
in India that one can speak about a “translating consciousness”
consisting in an “‘open’ daily negotiation along a continuum of
mutual understanding.”
Let me add a personal note here: for me, as a European grow-
ing up in an ideologically monolingual society, going to India for
the first time last year to attend the international conference on
Plurilingualism and Orality at the Indraprastha College for Wom-
en, University of Delhi, organized by Babli Moitra Saraf, one of
our board members, and with the participation of this journal, it
was an incredible surprise to experience how people used several
languages simultaneously in a continuous translation movement.
It struck me that if the dominating Eurocentric Translation Studies
discourse had looked further outside its boundaries, and specifical-
ly to the Indian tradition, it would have developed very differently
and might have freed itself from the shackles of a binary hierarchy
grounded in monolingualism, and the very idea of one necessary
original of which any translation is derivative would not have had
such a dominating position. The “translating consciousness” of
which Merrill speaks is inherently multilingual, which automati-
cally opens an alternative vision of what translation is about.
In regard to Dalit literature, Merrill demonstrates how this
multilingual negotiation is all but simple and peaceful; rather, it
is connected to domination and repression. Since the language of
dominance is predicated on caste, Merrill agues the translating
consciousness is a more complex one then the colonizer–colonized
binary.
Merrill’s interesting contribution originated as a response to
Robert Young’s lecture “Freud on Translation and Cultural Trans-
lation” at the same New York symposium at which Bella Brodzki
presented her paper. Young’s lecture—not included in this issue
since it was committed to another publication—was dedicated to
the concept of translation in Sigmund Freud’s work. Merrill works
Young’s thematics into the problematic of the translating con-
sciousness of Dalit literature in fascinating ways. For instance, in
discussing catharsis as a multilingual project, she creates a parallel
to Freud’s idea of psychoanalysis as a translation not only into an-
translation /
other language, but as a translation of the unknown.
If the job of the psyche is to “translate” or displace traumatic
12
experience into a language foreign to the individual subject, the
work of psychoanalysis is then to interpret that idiosyncratic lan-
guage and “de-translate” it back into a language shared with the
analyst.
Merrill also sees clear parallels between the idea of cultural
translation as explained by Young and Dalit literature, in that “it
offers, for example, a possible way of reading the invisible, the
subaltern.”
Valeria Luiselli’s essay “Translating Talkies in Modernist
Mexico. The Language of Cinemas and the Politics of the Sound
Film Industry” represents a new and innovative way of looking
at how translation may occur through cultural models such as ar-
chitecture and movies, and how different “translation practices”
represent cultural production and exchange. She tells the story of
when the first talkies appeared in Mexico, and analyzes the way
in which the introduction of sound movies represented a twofold
translation, both spatial and cultural. In examining the arrival of
sound film technology, Luiselli looks at the relationship between
“the modern architectural language of movie theaters and some
of the dominating cultural politics of the burgeoning sound film
industry in Mexico.” Her question is whether there was a conso-
nance or a dissonance in the relation to the discourse of modernity
between sound film technology and architectural perspective, and
how they contributed to the formation of ideas of modernity. What
emerges is that modernist translation was actually “a way of ap-
propriating new forms and thus a creative locus of innovation.”
Luiselli discusses different forms of translation, from dubbing and
the politics of film translation to the movie theaters as concrete
spaces of translation, or even as translators, thus operating with a
refreshingly broad concept of translation.
Although Luiselli’s essay does not discuss this theme, I would
suggest that this modernist translation practice was particularly
prosperous in South America. The parallels between the thinking
on translation expressed by authors such as Borges, De Paz, and
especially Haroldo de Campos with his idea of translation as tran-
creation and even “irreverently amorous devouring,” invite further
investigation.
Luiselli describes the fascinating story of how Spanish-speak-
ing dubbers and voice actors were introduced in Hollywood films
translation /
13
to counter the threat of English-language domination not only with
their voices but also with “their entire body.” The introduction of
American films in Mexico was complicated, however, and all man-
ner of different options were explored in the process—including
subtitling, dubbing, simultaneous “remakes,” and printouts of film
dialogue. All of this cinematic innovation took place in buildings
that were also subject to translational practices, such as the famous
Teatro–Cinema Olimpia, for example, which was originally a con-
vent. This movie theater plays a central role in the introduction—
translation—of the modern experience to the Mexican audience,
and was, in Luiselli’s words, a “translator made of concrete and
stone.” Luiselli’s essay anticipates and opens a discussion that will
be pursued in the future issue of this journal devoted to spaces and
places, guest edited by Sherry Simon and Federico Montanari.
Enquiries about translation in connection to places are also
present in Sherry Simon’s essay “At the Edge of Empire: Rose
Ausländer and Olha Kobylianska,” in which she examines “the
work of translation at the edge of empire” through the two Czer-
nowitz authors—the Ukrainian Olha Kobylianska (1863–1942)
and the German–Jewish Rose Ausländer (1901–1988) viewed as
translators of their border city. Luiselli’s broad concept of transla-
tion, applied to cultural practices and movements, are developed
by Simon in other both social and physical directions, for instance
in the political and geographical borders of a multilingual city.
To translate at the edge of empire—of which Czernowitz is
an example in relation to the translational relationships developed
through German—is to be especially aware of the ways in which
boundaries can accentuate or attenuate difference. Political borders
hypostatize cultural and linguistic differences, while geographical
borders often show difference to be gradual. The multilingual-
ism of border zones problematizes the activities of translation as
source–target transactions.
Drawing on a suggestion in Coetzee’s novel Waiting for the
Barbarians, in which the distinction between enemy and citizen,
alien and human beings is blurred, Simon looks at “another site of
translation at the edge of empire,” a border city that has represent-
ed a wall against the alien, discovering similar elusiveness and in-
translation /
stability of the borders. Czernowitz is intensely multilingual with
the particularity of German as prominent and autonomous, and no
14
language apparently dominating over the others. In the search of a
more realistic—and less idealized—understanding of the multilin-
gualism of Czernowitz, Simon starts by defining it as translation-
al, thus underscoring the “connections and convergences across
language and communities” that might be much less peaceful and
friendly than expected.
Literary transactions express this translational terrain, and one
of them is the tendency among many authors at the beginning of
the twentieth century to move away from German to other minor
languages. One such writer is Olha Kobylianska, who embraced
the Ukrainian national cause and translated her texts from German.
Her writing can be referred to as “translational writing—a product
of the particular mélange of cultures particular to the Bukovina
and Czernowitz.”
The other author analyzed by Simon, Rose Ausländer, on the
contrary, “returns” to German after her permanence in the writing
in English. But this choice “is less a one-way and definitive em-
brace of the authentic tongue than a renewed practice of translation,
as she brings back to Germany the long experience of exile, expe-
riencing new forms of displacement within the German-speaking
world.”
The eternal question of the relation between original and trans-
lation is discussed in Alfred Mac Adam’s “Translating Ruins.” In
an interesting perspective, he analyzes three sonnets that are direct
or indirect derivations of Ianus Vitalis’ (1485–1560) epigram De
Roma (1552) on the theme of Rome’s ruins. The “poem is a fasci-
nating irony,” Mac Adam argues: “A poem in Latin on mutability
that seeks to avoid the mutability of vernacular tongues” results in
vernacular translations and imitations of which there exist over a
dozen.
The three sonnets compared by Mac Adam are Joachim du Bel-
lay’s 1558 version and the two of which is progenitor or source,
namely Edmund Spenser’s 1591 version of Joachim du Bellay and
Francisco de Quevedo’s 1648 sonnet. The three sonnets are “si-
multaneously the same and different, translations and originals”
while they are in different relations to the distinction between
translation and adaptation. They are all new poems, “appropriate
for their language and culture, but none replicates De Roma in a
vernacular language.”
translation /
15
Each of translation’s issues includes an interview. We are hap-
py to continue this tradition since interviews permit a different
form of reflection from essays in that they are dialogic, “thinking-
out-loud” texts. Lydia Liu—who has already published an article
with us in our special issue on Politics guest edited by Sandro
Mezzadra and Naoki Sakai (issue 4) and who will be present in a
future issue (issue 7) with the lecture she gave at last year’s New
York symposium—was interviewed by Carolyn Shread, transla-
tion’s assistant editor. In the course of their conversation, Liu’s
work against nationalism emerges as a strong starting point for
her thinking on translation, which in many respects runs count-
er to current ideas circulating in translation studies. Not only vo-
cabulary, but intellectual discourse, political theory, and script are
among the “foreign” elements that interrogate national literature
and national identities in general. Script, and the technology con-
nected to its reproduction such as the telegraph and the typewriter,
actually “put pressure on all East Asian societies to reform their
scripts.” The paradox consists in the fact that the typewriters’ lim-
itations “[l]ed to campaigns that targeted the native script [. . .] as
a backward writing system.”
In regards to Liu’s ideas on the political dimension of trans-
lation, this conversation with Liu offers an excellent explanation
of the ideas she expressed in her article in issue 4 of this journal:
Liu recalls her research on the Opium Wars through which she
discovered how translation “could provide an illuminating angle
for understanding international politics.”
Contrary to what people generally think, Liu argues that the
Universal Declaration of Human Rights is not a Western docu-
ment. It is, rather, a document that registers “competing univer-
sals.” According to Liu, translation is an event, not just reduced to
one instance of textual transfer, and needs to be reconceptualized
in terms of situatedness in time and place. “Eventfulness allows
temporalities to give any particular text a new mode of life in a
new language,” she argues.
I hope you enjoy reading this issue’s articles!
SN
translation /
16
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] | Autobiography, Memory, and Translation
Bella Brodzki Sarah Lawrence College,
USA
Abstract: The article traces a range of ways in which autobiography (self/life/
writing) and translation are mutually implicated in processes of displacement,
recontextualization, mediation, and even comparison. Freud, paradigmatic fig-
ure of translation and archeologist of memory, is the guiding spirit of this study.
Its broad psychoanalytic framework situates three exemplary autobiographi-
cal narratives and the modes of translation they perform: Vladimir Nabokov’s
Speak, Memory, Maryse Condé’s La vie sans fards, and Alison Bechdel’s Fun
Home.
The point of departure of my talk today is that autobiography is a
modality of translation. Both autobiography and translation propel
change, involve movement, recontextualization, mediation, even
comparison. What is aptly named and fits under the rubric of auto-
biography—meaning self/life/writing—refers to a broad range of
self-referential maneuvers and practices, and is at base a Western
genre predicated on a notion of the individual self as at once au-
tonomous and relational, and capable of being both “the observing
subject and the object of investigation” (Smith and Watson 1998,
4). Autobiography claims a venerable and variable tradition that
begins roughly with St. Augustine’s conversion narrative Confes-
sions and includes slave narratives, testimonios, and such recent
examples of the Küntzlerroman as Patti Smith’s Just Kids. A useful
working definition (if joyfully and consistently revised) of autobi-
ography for scholars in the field comes from Philip Lejeune: “a ret-
rospective narration produced by a real person concerning her/his
own existence, focusing on the development of her/his own life, in
particular the development of her/his personality” (Lejeune 1989,
4). What the French theorist calls “the autobiographical pact” is
the assurance given the reader by the signature on the autobiogra-
translation /
17
phy’s cover that the author, the narrator, and the protagonist of this
narration share a common identity. Autobiography—or what is re-
ferred to quite commonly, in the wake of post-Enlightenment the-
ories of the subject and postcolonial discourse, as “life writing” or
“life narrative”—is, in any case, not limited to the written, but can
be performative, visual, filmic, or digital. What is interesting in all
modes of life narrative is that the referential relationship between
the origin and the translation, as it were—as well as between the
autobiographer and the reader—is contractual.
Please keep in mind as well that even, or especially, in autobi-
ography studies, the very elements that comprise the constellation
of self/life/writing are all culturally contested and problematized
today. Put another way, and critical rigor notwithstanding, the va-
lence of the various theoretical terms relevant to the autobiograph-
ical enterprise, including such marketplace labels as “memoir,”
changes depending on the specific discursive context. Much can
be at stake ideologically, at least for literary critics and scholars
of autobiography; what is a nuanced distinction in one instance is
a major conceptual marker in another, a most obvious example of
which being the ontological/epistemological difference between a
“self” and a “subject”. The former term has metaphysical conno-
tations, the latter is a discursive construction, and my view lies
somewhere between the two—I don’t link “selfhood” with pleni-
tude, transcendence, or authenticity, but nor do I consider the “I” to
be merely a linguistic effect. How terms are implemented and in-
terpreted, then, is itself a matter of translation, and heavily depen-
dent on reception, on audience, on readership. Though I will use a
variety of terms today, most of which are modifiers of “self,” this
is not an indication of their interchangeability within a prescribed
category or lexical field; rather it is an effort on my part to gesture
towards the richness of the genre and its ongoing generativity.
Returning to my opening assertion that autobiography is a
modality of translation, let us consider that the autobiographer or
producer of an autobiographical event is engaged in a process of
subjective displacement, a carrying over of an idea or a notion
of a life and/or selfhood. In the act of being inscribed or narra-
tivized, the autobiographer is being translated. Being translated
translation /
for an autobiographer means shifting shape and form, becoming
other to her/himself, as s/he distinguishes her/himself from others
18
through language. Another critical dimension of the autobiogra-
phy/translation nexus is that translators inscribe their subjectivity
into their versions, most acutely, into the views on translation they
espouse and the strategies they deploy. Just as the autobiographer
is reading herself/himself otherwise, so is the translator inscribing
herself/himself through an other’s voice and text, into another lin-
guistic or signifying form. To write is to be written, to narrate is to
be narrated, to translate is to be translated.
In my talk I shall be exploring a few of the myriad ways a
subject verbalizes, materializes, and textualizes the process of
self-analysis, self-reflection, and self-inscription in both autobiog-
raphy and translation, as reflections on each other. I do not mean
to suggest, however, that the self—as source material—is a giv-
en, that it is transparent to itself, or that it is anterior to any act
of interpretation. Precisely, I shall explore how various facets of
the translation complex play out in three dissimilar and distinctive
autobiographical projects. My literary examples are modern and
contemporary, yet they differ widely from each other. As a com-
paratist, I take seriously the conceit that seemingly strange juxta-
positions can be most productive and illuminating. My first liter-
ary example is text based: Russian polyglot Vladimir Nabokov’s
exemplary, self-translated autobiography Speak, Memory (1947).
The second concerns the intriguing and divergent autobiographical
positions of Guadeloupean author Maryse Condé and her British
translator–husband Richard Philcox regarding their embedded sit-
uation (although I will make some reference to La vie sans fards,
published in 2012, her most recent, and as yet untranslated autobi-
ography), where most of my commentary will concern them as a
translation couple and its implications for the global literary mar-
ketplace. The third is also text based, but transgeneric: American
cartoonist Alison Bechdel’s graphic memoir Fun Home (2006). In
each case, the autobiographer is implicitly, and often explicitly—
depending on the various modes and languages involved—a trans-
lator of his or her own “life experience” or past whose meaning is
created through the interpretive act of remembering.
As a paradigmatic figure of translation, Freud is my guiding
or informing spirit into this area of inquiry: Freud as an object of
translation; as a translator himself; and as a theorist, especially
in the early essay “Screen Memories” (1899), in itself a selection
translation /
19
of his own childhood recollections, disguised in dialogic form.
The translation history of the writings of Sigmund Freud is one of
the most fascinating, controversial, and overdetermined instanc-
es of the power of a particular translator to influence indefinitely
a target culture’s reception of a major body of thought. As some
Anglophone readers of Freud are aware, the copyright on James
Strachey’s twenty-four volume Standard Edition expired in 1989,
provoking debates worldwide on the consequences of retranslating
Freud’s works, not only for those reading in English, but in all
foreign versions, since many are translations from the English and
not the original German. On the one hand, Strachey’s monumen-
tal endeavor has been admired for its homogeneous lucidity and
consistency; on the other, it has been excoriated for effectively in-
tegrating and synthesizing what Freud left fragmentary and “pro-
cessive,” most glaringly for imposing Ancient Greek and Latin ter-
minology onto everyday German words in the service of making
Freudian discourse sound more “scientific.” Even as Freud (and
his daughter Anna) approved of Alix and James Strachey’s, along
with Ernest Jones and A. A. Brill’s, systematizing of psychoanalyt-
ic terminology, however, he continued up until his death to use the
same rich range and variety of ambiguous, and often contradictory,
terms to describe the most elusive and intimate workings of “psy-
chic life”—as he had always done.
At the risk of committing the intentional fallacy, can we in-
fer that Freud privileged dissemination over fidelity in translation,
that his conception of language as figurative and fluid, and transla-
tion as a pervasive medium of human experience, was broadly in-
tercultural and transhistorical, consonant with his desire to attract
the widest possible foreign readership for his radical creation—
psychoanalysis—thus securing its status in history, as he put it, as
the third revolution, after those of Copernicus and Darwin? As we
well know, if it is almost impossible to overstate Freud’s influence
on modernity, it is not in the realm of science that he made his im-
pact (though this may be changing again, as neuroscientists uncov-
er the brain’s relationship to the unconscious), but in the domain of
culture, and the individual’s relation to it, as evidenced by the way
those very archaisms for which Strachey was criticized have infil-
translation /
trated every aspect of our speech. All the more interesting, then,
that the Freud who is universally invoked is, in fact, linguistical-
20
ly and culturally specific. As the essays in Darius Gray Ornston
Jr.’s edited study Translating Freud show, many of the challenges
raised by translating Freud are not only theoretical or conceptual
in nature, but have to do with his extraordinary gifts as a stylist
who enjoyed and exploited the rhetorical, aesthetic, and expressive
qualities of language, especially that of his native German, which
was inflected by his inveterate erudition and cosmopolitanism.
Freud was an autobiographer, too, drawing on his own inte-
riority as a source text to be interpreted and analyzed as he wres-
tled with his developing “science of the mind“ (Freud 1995a, 30),
whose purview, he claimed, was no longer only psychopathology,
but its relevance to what we now call “the neurotic normal.” He
wrote “An Autobiographical Study” in 1924, at the age of six-
ty-eight. An account of the internal development of psychoanal-
ysis as well as its external history (Freud 1995a, 30), the autobi-
ographical essay was published as a contribution to a volume of
“self-portraits” by prominent physicians. Far less personal than his
case studies, his correspondence with Fleiss, the seemingly minor
“Screen Memories” (1899), the monumental The Interpretation of
Dreams (1900), or The Psychopathology of Everyday Life (1901),
“An Autobiographical Study” is nonetheless a revealing document
and has substantial explanatory power. Freud used this essay as an
occasion to present an introduction or overview of his ideas as they
evolved, and of their reception in the international scientific com-
munity. As a self-portrait of the investigator, it tempts the reader to
surmise that in Freud’s mind “la psychanalyse, c’est moi!”
Translation is central to the story Freud tells. In the early days
of his career, he recounts, the planes shifted considerably when,
as a foreign student and auditor in Paris, he offered to translate “a
new volume of [Charcot’s] lectures into German.” Freud translated
not only the third volume of Charcot’s Lessons on Diseases of the
Nervous System (1886) and Tuesday’s Lessons at the Salpêtrière
(1887–1888), but five entire books in all, from French and English
into German. Though he had a position as a lecturer in pathology
in Vienna, it was his work as a translator that gained him entry into
Charcot’s circle of personal acquaintances and full participation in
the activities at Salpêtière Clinic (Freud 1995a, 6).
According to Patrick Mahony, “Freud made translation a uni-
fied field concept” (Mahony 2001, 837). Mahony elaborates that
translation /
21
in psychoanalysis the patient may be psychically conceived as a
succession or accumulation of translations, with the analyst as-
suming the complementary role of a translator. By means of trans-
lations—psychic material is itself already a translation in need of a
second order translation—“the analyst effects a translation of what
is unconscious into consciousness” (Mahony 2001, 837); that is,
dreams translate what the dreamer dreams to what the dreamer re-
members and reports, translates from mental image to verbal nar-
ration. Mahony also gives the following specific examples of what
Freud deemed to be translations: dreams; generalized hysterical,
obsessive, and phobic symptomatology; parapraxis (this term for a
slip of the tongue is itself a wonderful example of a Strachey clas-
sical archaism); fetishes; the choice of suicidal means; and the an-
alyst’s interpretations (Mahony 2001, 837). Freud’s autobiograph-
ical study is also a form of translation of his life and career as a
scientist and a defense, even an apologia, of his intellectual legacy.
I hope that these broad psychoanalytic insights will provide us
with an interpretive framework for thinking figuratively and rhe-
torically about the autobiographers and translators we are about to
discuss.
Vladimir Nabokov
Nabokov’s Speak, Memory (1947) is a virtuosic synesthetic, trans-
lingual, transmodal, transcultural performance. I will barely pierce
the surface of its many layers and textures today. By making the
reader of the foreword privy to the many stages of rewriting,
reframing, and recasting of what he calls “a systematically cor-
related assemblage of personal recollections ranging geographi-
cally from St. Petersburg to St. Nazaire, and covering thirty-sev-
en years, from August 1903 to May 1940” (Nabokov 1947, 9),
Nabokov might be giving us too much, before the first page of
the autobiography proper has even been accessed. The detailed
paratextual information, much like the exquisite meditation on
the nature of a privileged life as only a consummately privileged
polyglot consciousness could render it, is daunting and some-
what overwrought. Translated into French, German, Spanish,
and Italian by other translators, Nabokov explains that “for the
translation /
present, final edition […] I have availed myself of the correc-
tions I made while turning it into Russian. This re-Englishing of
22
a Russian re-version of what had been an English re-telling of
Russian memories in the first place” (Nabokov 1947, 12–13) is
likened to the kinds of multiple metamorphoses familiar to but-
terflies, but previously untried by humans. If in the foreword he
posits himself as remarkable among his species, those very liter-
ary and linguistic feats are grounded in a principle of translation
that treats every change in form as a new thing to be celebrated,
but not at the expense of preserving or immortalizing moments
or stages of perfection. And yet, the exiled writer’s essay on the
challenges of translating Pushkin’s Eugene Onegin into English
reveals a translator hostile to a free-form, target-friendly version
of a classic. His rarefied, academic, heavily annotated translation
privileged its own elite audience, reflecting, as Lawrence Venuti
puts it, Nabokov’s “deep nostalgic investment in the Russian lan-
guage and in canonical works of Russian literature while disdain-
ing the homogenizing tendencies of American consumer culture”
(Venuti 2012, 110–111).
Is there a connection between Nabokov’s protectionist views
of the role of a literary translator and the way he translated his
own life? A self-declared “chronophobiac” (Nabokov 1947, 19),
his disclaimer about any affection for the psychoanalytic method
might suggest there is:
I have ransacked my oldest dreams for keys and clues—and let me say at once that I
reject completely the vulgar, shabby, fundamentally medieval world of Freud, with
its crankish quest for sexual symbols… and its bitter little embryos spying, from their
natural nooks, upon the love life of their parents. (Nabokov 1947, 20)
Doth he protest too much? It is not my intention here to put
little Vladimir’s psyche on the couch, despite the wealth of ma-
terial he provides throughout this text (and elsewhere in his oeu-
vre), only to indicate that while Nabokov is reacting to the most
reductive and vulgar version of Freud in terms of symbolic con-
tent, he is also using hermeneutic instruments in ways that strongly
resemble Freud’s methods. Each embodies qualities of both the
scientist and the poet, and both are formalists of the first order.
Indeed, as masterful interpreters of signs and symptoms, and de-
coders of patterns, both are drawn to structural repetitions, as well
as to what escapes those structures and strictures. Critics, among
them Jeffrey Berman and Jenefer Shute, have addressed why the
translation /
23
figure of Freud looms so large—and so negatively—for Nabokov,
as well as the implications for an understanding of his fiction, es-
pecially Lolita. It seems to me that what Nabokov rejects in Freud
is his primordial pessimism about human nature, and that what he
negates is the general principle that he—that is, Nabokov—might
not be master of his own mind.
If the opening chapter of Speak, Memory is about anything, it
is the eros/thanatos dialectic, as is the book’s final chapter, which
focuses on intergenerational transmission and the transcendent or
redemptive power of the aesthetic imagination. But my aim now
is to direct attention to the associative method of forming com-
posite events that Freud and Nabokov share, and which serves as
Nabokov’s template or creed for turning one’s life into a work of
art. What Nabokov calls “the match theme”—the Freudian germ
of which is a verbal or imagistic link revealing a thematic or sym-
bolic correspondence—is exemplified in two fabulously dramatic
events drawn from his childhood. One of those themes is the tragic
irony of history, as illustrated in the destiny of a certain General
Kuropatkin, a friend of Nabokov’s father, who in one scene, while
playing a “match” game with young Vladimir in which he “depicts
the sea in calm and stormy weather,” (Nabokov 1947, 27) is in-
formed that he will lead the Russian Army against the Japanese in
the 1905 War. Fifteen years later, disguised as a peasant, he comes
across Nabokov’s father in flight from the Bolsheviks, and asks
him for a match.
Though his childhood was indeed blessed, Nabokov’s message
to his attentive reader above all is that the art of living is less a mat-
ter of being endowed with rich original content than it is a matter
of a perceiving intelligence imposing sensorial and cognitive mas-
tery over the flux and chaos of the world. “The match theme” is a
lesson in how to work with one’s source material: tracking, tracing,
and linking across time and space seemingly unrelated episodes or
events through a metonymic/metaphorical leap that brings them
together and thereby raises them to a higher level of meaning, a
threshold for further reflection, interpretation, and commentary.
(It is, for example, a lesson in linking the moves on a chessboard
with the assassination of his beloved father, not as the outcome of
translation /
a duel the child dreads, but at a public lecture, when it was least
expected and he was shielding the body of a more likely politi-
24
cal target.) Nabokov’s technique for critical reading is the model
for translating a life, and it is, then, primarily aesthetic in nature.
That is, it foregrounds the structural and formal aspects of even the
most spectacular and catastrophic of human experiences without
divesting the events of any of their wondrous or devastating force,
identifying—or, rather, creating—patterns, establishing affinities
and thematic correspondences amidst/across what would other-
wise remain inchoate, separate, isolated ephemera. “The following
of such thematic designs through one’s life should be, I think, the
true purpose of autobiography” (Nabokov 1974, 21). After Speak,
Memory, not only is it impossible to read autobiography the same
way again, but it is impossible to live autobiographically—that is,
to think about one’s life as a thematic design—in the same fashion
once one has internalized Nabokov’s model.
The opening passage of Speak, Memory—beginning with “The
cradle rocks above an abyss” on page 19—offers one of the most
striking images and meditations on mortality to be found in the
annals of autobiography. Yet the genesis of Speak, Memory was
what is now the book’s fifth chapter, written originally in French
and titled “Mademoiselle O.” That Nabokov was both worldly lit-
erate and deeply imprinted by Russian literature is made manifest
in the portrait which serves as the premise for this chapter. Its de-
clared purpose is to reclaim through memory the destiny of his
old French governess, whom he felt he had betrayed by having
previously turned her into a fictional character, thus denying her
the independent existence that rightfully belonged to her.
Nabokov’s revisitation of the Swiss governess “Mademoi-
selle” begins with her arrival by sleigh to the Russian country-
side in the winter of 1905–1906. Though of his many tutors and
governesses she was the object of some ridicule and derision, he
now pays selective tribute to her “lovely” French and its impact
on his appreciation for French literature. I have chosen to focus on
this recontextualized portrait of the hapless, enormous, miserable
figure, because indeed she may not be substantial enough on her
own terms to support the attempt “to salvage her from fiction”
(Nabokov 1947, 117). And this is not, despite the reasons he ini-
tially gives, Nabokov’s prime motive for memorializing her. The
autobiographer announces straight away that he is imagining the
scene, that he is seeking recourse in fiction once again: “I was not
translation /
25
there to greet her; but I do so now as I try to imagine what she saw
and felt at that last stage of her fabulous and ill-timed journey”
(Nabokov 1947, 98).
The memorialist’s conjuring of poor Mademoiselle—who
remains a rather disdained and pathetic character in this portray-
al—has been culturally, linguistically, and, of course, physically
displaced to the Russian steppes from her native Switzerland. The
overarching image is of snow.
Very lovely, very lonesome. But what am I doing in this stereoscopic dreamland?
How did I get here? Somehow, the two sleighs have slipped away, leaving be-
hind a passportless spy standing on the blue-white road in his New England snow-
boots and stormcoat. The vibration in my ears is no longer their receding bells, but
only my old blood singing. All is still spellbound, enthralled by the moon, fancy’s
rear-vision mirror. The snow is real, though, and as I bend to it and scoop up a
handful, sixty years crumble to glittering frost-dust between my fingers. (Nabokov
1947, 100)
A symbolic identification grounds Nabokov’s authorial/auto-
biographical position in this classic Russian novelistic scene in
which, laying his devices bare, he inserts himself at the end as
both observing subject (“passportless spy”) and object of reflec-
tion (“But what am I doing […] ? How did I get here?”) through
the temporal and spatial displacement of “snow,” and Nabokov
and Mademoiselle, who now occupy virtually equivalent or trans-
posable positions in relation to the other’s estrangement. His un-
derlying resistance to the idea that perhaps there was more to Ma-
demoiselle than her lack if finesse is made clear to him belatedly,
through his own experience of exile and loss, primarily as a result
of the Russian Revolution. In an act of literary mediation and em-
pathic projection he comes to understand the gravitas of her life
story as a key to understanding his own. With retrospective insight
he says at another point in the chapter that this is something “I
could appreciate only after the things and beings that I had most
loved in the security of my childhood had been turned to ashes or
shot through the heart” (Nabokov 1947, 117).
Nabokov’s insight, shared with Freud, is that all memory is
mediated and motivated, and dependent on a dynamic imagina-
translation /
tion; because the psychic content of original memory is not avail-
able, whether because of absence or inaccessibility, it cannot be
26
restored without being translated to later experiences, desires, and
needs.
Maryse Condé
Maryse Condé, Guadeloupean author of several novels about Ca-
ribbean heroines in Africa, slavery in the Antilles, the Salem witch
trials, and even a revisionary reading of Wuthering Heights, has
written two autobiographies: Tales from the Heart: True Stories
From My Childhood,1 and the recently published—but still un-
translated—La vie sans fards (2012). Self-identified as a classical-
ly-schooled Francophone Caribbean writer, by which I mean that
her readership would typically comprise Continental French and
Antillean readers, she has attained preeminent status in the literary
marketplace as a global Caribbean writer—in the company of Der-
ek Walcott, Caryl Phillips, Edouard Glissant, Patrick Chamoiseau,
Rafael Confiant, and Edwidge Danticat—as a result of translation.
Being translated, especially into English, has enabled Condé’s
work—albeit in altered form—to exceed its linguistic and cultural
boundaries and live beyond its own spatial and temporal borders,
however they have been constituted. In short, it has brought her the
widest possible reception.
And yet Condé’s translation complex is of a special order, espe-
cially when read in a context—familial and erotic—that so readily
invites a psychoanalytic interpretation; I am not going to undertake
such a reading here. La vie sans fards is devoted primarily to the
years she spent in West Africa during the politically promising pe-
riod of decolonization, and then the corruption, hypocrisy, and re-
pression of the postindependence regimes. This experience, which
she consistently recounts in amatory language, “occupied a central
place in my life and in my imagination” (Condé 2012, 16; transla-
tion mine); but it was a painful disappointment, a doomed affair. Her
less than positive depiction of African life, as seen in both her fiction
and memoir, has made her a provocative and somewhat controver-
sial figure in postcolonial literary circles. The continent couldn’t at-
tract her sufficiently or compel her enough—despite long and varied
opportunities during her sojourns in Guinea, Ghana, Ivory Coast,
1
Originally published in French in 1999; translated into English by Richard Philcox in 2001. In-text
reference will be to the 2001 English edition.
translation /
27
and Senegal—to learn to speak Malinké, Fulani, Peulh, or Wolof. In
this failed intercultural encounter in which France, the Caribbean,
and Africa are not reduced to the points they occupy in a colonial
constellation, Condé represents herself as untranslatable, unable to
be taken on her own terms in a different context. Conversely, her
inability to find reflections of herself in Africa, to be recognized as
herself and not a “toubabesse” [white woman, because Antillaise,
for example], reinforces her sense of isolation and exclusion, wheth-
er it be a result of history, racial identity, and/or cultural and class
values. It is an otherness to which she clings and which she reads as
immutable.
This paradoxical sense of her own untranslatability drives the
narrative, as the autobiographer depicts herself struggling against
forces and structures that threaten her integrity, as metaphorically
and literally understood. The critical matter pertaining to translation
and memory here is not the authenticity or veracity of the self-por-
trait as the autobiographer renders it, but the conditions of its re-
ception, as she has experienced it. Distinguishing her motivations
from the idealizing ones most often attributed to the conventions of
recounting a life, Condé proclaims her passion for “unvarnished”
truth-telling in the introduction, as she stakes a claim for her sin-
gularity while also invoking a more abstract, albeit gendered, uni-
versality. She inscribes herself squarely within the French Enlight-
enment and Romantic traditions from the outset: “I want to display
to my kind a woman in every way true to nature, and the woman I
portray shall be myself” (Condé 2012, 12; translation mine).
Despite Condé’s resolute individualism, feisty independence,
and political risk-taking, her lively and sometimes harrowing nar-
rative is framed, on its first and last pages, by her two husbands, the
Guinean Mamadou Condé and the English Richard Philcox, whom
she met in Senegal. Her marriage to Philcox will take place out-
side the narrative, but she pays homage to their first meeting and
telegraphs what is to follow. “He was the one who would change
my life. He would take me to Europe and then to Guadeloupe. We
would discover America together. He would help me gently sep-
arate from my children and resume my studies. Above all, thanks
to him, I would begin my career as a writer” (Condé 2012, 334;
translation /
translation mine).
Condé herself is an accomplished English speaker and scholar
28
of English literature, who taught for many years at Columbia and
other esteemed universities; but she seems to consider translation
at best as a mechanistic exercise or practical necessity, not a cre-
ative practice worthy of her critical attention. Her manifest lack of
interest in translations of her work, when the stakes are, ironically,
so high, sound disingenuous for many reasons—not the least of
which is that she lives on such intimate and privileged terms with
her translator. One could conceive such indifference as a matter of
blind trust, and a convenient division of labor, since—in addition
to being her translator—Philcox also handles all of her negotia-
tions. Ironically, however, their embedded relation seems to ensure
that instead of being on the same page regarding translation, their
perspectives as a translational couple remain absolutely divergent.
As is evidenced in a fascinating 1996 interview with Doris
Kadish and Françoise Massardier (the authors of Translating Slav-
ery) conducted in French with Philcox (with Condé present) in
which he describes his training, strategy, and evolution as a trans-
lator, Philcox sees his role as quite important. He valorizes the
complex process of “recreating” a text and bringing the writer to
a different cultural—that is, Anglophone—audience (Kadish and
Massardier, 751). Not only does he believe there is an affinity be-
tween the original and the translation, but he also maintains that
he is “communicating the author’s writing in another language, in
another culture” (Kadish and Massardier, 751; translation mine).
Moreover, his translation practice is patently target-oriented; he
seeks to make the author, as he says, more “transparent” to the
reader, but not at the price of displacing “the geography of the
text,” whatever it may be. The challenge for him may be less a
question of linguistic specificity than of Condé’s “esoteric” cul-
tural references; he even acknowledges being “market-driven” on
her behalf. Rather than feeling diminished or constrained, Phil-
cox concedes that he feels liberated by Condé’s indifference to
his practice, as well as his product (Kadish and Massardier, 755).
And he ultimately attributes his progress over the course of his
career as a translator, interestingly enough, not to years of living
with Condé, his author–wife, or to the cumulative experience of
translating her work, but to studying translation theory (Kadish
and Massardier, 755–756). That Philcox is sensitive to the gender
question—“Do I have the right to translate a novel written by a
translation /
29
woman? This question has greatly haunted me” (Kadish and Mas-
sardier, 756)—reveals not only a great deal about his own refined
and acute sensibility, but also attests to the primacy of gender as a
marker of identity for Condé; whereas race seems to figure little, if
at all, as a factor of difference for either of them.
It is, of course, quite possible that Condé’s antitranslation
posture is purely performative; but, if so, what is its value and
what are its implications? What Condé stands for in this trans-
lation couple is the irreducible difference between languages.
Thus, whereas the translator, invested in global transmission and
reception, considers his work to be coextensive with the origi-
nal author’s work, she—dedicated to perfecting her own liter-
ary style in her own tongue—considers them to be distinct. As I
have said, Condé has stated her position on many occasions: that
translation, being a transforming principle, doesn’t regard her,
that she is “othered” in translation, both culturally and linguis-
tically. Her insistence on this fact is consonant with what would
seem to be the overarching message of her autobiographical oeu-
vre. In a conversation with Emily Apter, which was conducted
in French—“transposed,” not “transcribed” (Apter’s words) and
translated into English, and which appeared in 2001—Condé
puts a fine point on what I have described above:
I have never read any of my books in translation… In translation, the play of lan-
guages is destroyed. Of course, I recognize that my works have to be translated, but
they are really not me. Only the original really counts for me. Some people say that
translation adds to the original. For me, it is another work, perhaps an interesting one,
but very distant from the original. (Apter, 92)
Beyond the intriguing and alluring personal and domestic im-
plications of Condé and Philcox as a translation couple, together
they enact the ongoing, defining, and productive tension within
translation studies, especially in relation to world literature and the
global marketplace. Whatever the psychological source of Condé’s
alienation or iconoclastic individualism, her view of translation as
(1) radical difference and of untranslatability as (2) an act of per-
sonal or even political resistance, actually coexists, of course—as
it has throughout history—with the enduring, competing reality
translation /
of multilingualism. The inherent paradox of untranslatability in
translation is what makes cultural memory possible. What this
30
translation couple reminds us of is that we must remain vigilant
in the face of world literature’s instrumentalist, ever-serviceable
view of translatability as an unproblematic given.
Alison Bechdel
Translation is the major operative principle in comics, defined for
our purposes today as a juxtaposition of words and images that
create a sustained narrative within deliberately sequenced bor-
dered panels. In its particular interplay of the visual and the verbal,
comics are not the verbal representation of visual art—ekphrasis—
nor a representation of the world, but an interpretation; indeed, as
Douglas Wolk puts it in Reading Comics, “Cartooning is a meta-
phor for the subjectivity of perception” (21). Perhaps it is the pre-
mium placed on personal drawing style, indeed of handwriting, in
comics that makes it an especially interesting instance of autobi-
ographical memory as a process of translation; since the object of
our attention is self-perception and self-inscription across different
cultural, social, and discursive contexts. I shall not be discussing
comics or graphic narrative generally here, but graphic memoir,
or what Gillian Whitlock calls “autographics” or “autographies”
(Whitlock 2006, 966) as yet another variation on the theme of how
techniques of translation are implicated in the act of materializing,
textualizing, and visualizing the autobiographical subject.
In chapter 4, which is roughly the center of Alison Bechdel’s
critically acclaimed, densely and riveting inter/intratextual graph-
ic memoir Fun Home: A Family Tragicomic (2006), the author
foregrounds the book’s metaperformative processes, making ex-
plicit what W. J. T. Mitchell describes as “the relation between
the seeable and the sayable, display and discourse, showing and
telling” (Mitchell 1986, 47). The astute reader already recognizes
that comics are a language; this chapter declares that the memoir is
a self-reflexive mode of translation, which also situates its autobi-
ographical project within a comparative network of signifying sys-
tems, most overtly Modernist literature and family photographs,
but also the künstlerroman and lesbian coming-out stories. The
canon of references comprises Camus, Fitzgerald, James, Stevens,
Wilde, Joyce, Colette, and Proust. What characterizes such a nar-
rative as “intra-” as well as “inter-” textual is that the images do
not only transact with words, but they also engage with each other.
translation /
31
In what Hillary Chute describes as a “cross-discursive” medium,
intertextuality itself is rendered figuratively/pictorially as well as
literally/verbally, showing how textual and visual forms and rhe-
torical strategies interact to make latent psychic matter manifest,
as in dreamwork. With her deft deployment of displacement and
condensation, metaphor and metonymy, Bechdel makes the reader
wonder, in the spirit of Jacques Lacan, if the unconscious isn’t
structured like a cartoon.
Bechdel’s intricately drawn, hyperliterary account of growing
up in Middle America in a hothouse of aesthetic expression and
erotic repression is constructed around her complex, ambivalent
relationship with her authoritarian, fastidious, secretive father who
bonded with her over books—while he slyly eludes another primal
identification they also shared. An expert in historic architectural
preservation, director of a family funeral home business, and high
school English teacher, her father Bruce died when Bechdel was
nineteen, leaving her to decipher the rich but troubling legacy of
similarity and difference that defined their relationship—left her,
in other words, to translate the scrambled codes she inherited from
him. Indeed, Bruce’s closeted homosexuality and the circumstanc-
es surrounding his ambiguous death—was it an accident or sui-
cide?—generate this multilayered work.
If in verbal autobiography “a lived life” as mediated through
memory is the source text, in an autographic work—because its
medium is patently visual—the source text would be assumed to
be the same; however the relation between content and form is
not integrated, synchronous, or organic in comics. If anything,
the contiguity between content and form calls attention to the gap
between them, to the space between image and words. Indeed, a
graphic memoir challenges the primacy of verbal language as the
source material, however coded or abstruse, or conveyer of both
self-referential and extrareferential truth about that life. Comics
are certainly a form of intersemiotic translation, as defined by Ro-
man Jacobson: “transposition from one system of signs into an-
other, e.g. from verbal art into music, dance, cinema, or painting”
(Venuti 2012, 118). But that formulation seems too one-sided for
this case. Though there are clearly two systems of signs, it may
translation /
be impossible to determine which is the source text and which the
target, on the level of verbal versus visual signs.
32
Understanding the deceptive simplicity of comics is counter-
intuitive for serious readers of literature who are unaccustomed
to having to process words and images within the same bounded
space in a self-conscious, extensive fashion. What determines the
order of reading of the panels, and how does size and shape matter?
Horizontal or vertical? What about the blanks between the panels?
How are they to be understood? While not exactly functioning as
negative space, these blanks, called “gutters,” are also the borders
outlining the images. What happens in that space? And, how is
that space to be filled in? These elements are—pardon, the expres-
sion—graphic reminders that comics, like verbal narrative, leave
out more than they put in. It may initially seem as though the pic-
tures are easier to grasp than the text, thus requiring less critical
scrutiny, but this assumption does not take into account the density
of information the pictures actually convey, some of which might
be purely aesthetic or formalist in nature, and not content-driven
or plot-enhancing at all. (No less so than in literature, virtuosity is
a virtue in comics.) Thus the reader of comics who privileges the
words at the expense of the images has failed to understand what is
intrinsically, internally translative about comics; and, conversely,
though it is necessary to possess what is known as “visual litera-
cy,” that alone is also terribly insufficient for understanding com-
ics. Comics are dependent on the dynamic, irreducible interplay
between its verbal and visual components.
Bechdel’s precise, fine-line, cross-hatch pictorial style, espe-
cially her drawing of interiors, corresponds to her verbal dexterity.
In terms of overall conceptual structure and design, the autobi-
ography is relentlessly interpretive; experiences presented as dis-
tilled or symbolic abstractions are mined not for their retrospective
meaning, but for their present value as sources of speculative po-
tential. “What if” begins many a sentence. Critics Hillary Chute
and Julia Watson call Bechdel’s narrative strategy “recursive,”
meaning that it is distinctly nonlinear, turning back in on itself,
finding its closure in reversals, transversals, and coincidences
(Chaney 2011, 149). In the service of creating a sustained narra-
tive, not to mention a satisfying story, an autography selects and
combines the panels that relate to one another associatively (that
is, metaphorically) and/or temporally (that is, metonymically), as
in memory. Following a series of events that Bechdel recalls, one
translation /
33
of which includes an encounter with an actual snake, a panel in
which she ponders the symbolism of phalluses and their creative
and destructive powers, leads next to the scene, as she imagines
it, of her father’s death, which occurred as he crossed Route 150
carrying a large bundle of brush and was hit by an oncoming truck.
The image in the wide panel is of lush foliage—foliage is perva-
sive in this narrative—lining an empty stretch of road with one
lone leaf lying in the middle, suggesting her father’s last trace.
The text box reads, “…You could say that my father’s end was my
beginning. Or more precisely, that the end of his lie coincided with
my truth” (Bechdel 2007, 117).
In an interview with Hilary Chute, Bechdel refers to the entire
enterprise of Fun Home as “involuted introspection,” pointing out
that with the exception of the subplot of her own coming out story,
“the sole dramatic incident in the book is that my dad dies” (Chute
and Bechdel 2006, 1008). In other words, “the end of his li[f]e”
compels a psychic and artistic internalizing process of ghostly re-
membrance that can be regarded as a “retranslation of the self.”
As I have elaborated elsewhere, translation in such a context of
intergenerational transmission, whose knowledge is posthumous
and always belated is, in the Benjaminian and Derridean sense, a
passing down, a passing away, and a passing over of the foreign as
well as the familiar, a living on through others, differently.
The panel below the drawing of the road invoking her father’s
death shows Alison and her father traveling in the family car
(which is a hearse); Bruce’s eyes are on the road, while Alison’s
head is barely visible as she peers out the window. The caption or
text box reads, “Because I’d been lying too, for a long time. Since
I was four or five” (Bechdel 2007, 117). What is the connection
between these two panels? Everything hinges on the word “be-
cause,” suggesting both causality and motivation. Bechdel’s mem-
ory of accompanying her father on a business trip to Philadelphia,
and stopping at a luncheonette, is a motivated one because, as she
says, “WE [emphasis mine] saw a most unsettling sight.” Initially
deprived of authorial perspective, the reader/viewer has no idea
what the object of their gaze might be. On the following page,
there are two unequally-sized panels. The dominant one shows
translation /
a masculine-looking woman wearing men’s clothes. Both father
and daughter gaze at her; Alison expresses to the reader/viewer
34
the great surprise she experienced at this phenomenon. The text
box below turns it into an instance of uncanny translation: “But
like a traveler in a foreign country who runs into someone from
home—someone they’ve never spoken to, but know by sight—I
recognized her with a surge of joy.” In the panel below, Bechdel
recounts, “Dad recognized her too.” In her memory, he challenges
her: “Is that [author’s emphasis] what you want to look like?” (Be-
chdel 2007, 118). In the next panel, on the following page, with the
image of the woman writ large, she asks rhetorically, “What could
I say?” But to her father, she replies, “No.” This is followed by a
panel in which father drags daughter, who is still looking back, out
of the luncheonette.
This instance of perfect translatability—a memory trace in
which both Alison and Bruce, displaced from their own familiar/
familial context, recognize another outsider not as a stranger but as
someone familiar to them on the basis of an implicit, shared sexu-
al/gender difference—is reconstituted as a primal scene from Be-
chdel’s childhood, and one of the most charged in the entire auto-
biography. The cartoonist puts a fine point on it in the next panel
when she discloses to the reader, “But the vision of that truck-driv-
ing bulldyke sustained me through the years” (Bechdel 2007, 119).
At the moment of Alison’s “recognition,” she didn’t know what a
bulldyke was; the signifier may have “sustained” her, but its sig-
nification eluded her until later in life. Of course, Bechdel is pro-
jecting backward: her superimposition of the term bulldyke onto the
genre-bending truck-trucker announces itself as belonging to a cur-
rent linguistic/cultural/political context in which gender identity is
understood to be performative and provocatively appropriated. This
is a current context her father did not live to fully appreciate, but one
she wishes him to assume now. As Madelon Sprengnether puts it, in-
voking Freud, “[M]emories from childhood vividly recalled in adult
life bear no specific relation to what happened in the past. Rather,
they are composite formations—elements of childhood experiences
as represented through the distorting lens of adult wishes, fantasies,
and desires” (Sprengnether 2012, 215).
Freud’s final paragraph in “Screen Memories,” which is an in-
ternal dialogue or self-analysis, an example of life-writing mas-
querading as a narrative with an interlocutor, views memory as a
process of construction:
translation /
35
the concept of a “screen memory” as one which owes its value as a memory not to
its own content but to the relation existing between some other that has been sup-
pressed… It may indeed be questioned whether we have any memories at all from
our childhood; memories relating to our childhood may be all that we possess. Our
childhood memories show us our earliest years not as they were but as they appeared
at the later periods when the memories were aroused. In these periods of arousal, the
childhood memories did not emerge; they were formed at that time. And a number of
motives, with no concern for historical accuracy, had a part in forming them, as well
as in the selection of the memories themselves. (Freud 1995b, 126)
What is at stake in this primal scene which Bechdel has recon-
structed because it comes to play a determining role in her com-
ing-out story, is relationality of all kinds, grounding all autobiogra-
phy and translation: the relation between the visual and the verbal
(between what is seen and what is not said); between a father and a
daughter who witness together, and who share a sense of complic-
ity, but then suppress that bond of knowledge and affinity; between
recognition and self-recognition; between lying and truth-telling.
It is above all the circuits of deception and self-deception that Be-
chdel seeks to rewire and overwrite.
Coyly titled “In the shadow of young girls in flower,” after
the French title of the second volume of Proust’s Recherche, the
end of the chapter calls the reader’s attention to the fact that the
previous translation of À l’ombre des jeunes filles en fleurs—
Within a Budding Grove—shifts the emphasis from the botanical
to the erotic. However, Bechdel interjects, “As Proust himself
so lavishly illustrates, the two are pretty much the same thing”
(Bechdel 2007, 109). That cavalier conflation serves Bechdel as
a metaphor for her father’s love for flowers and her own devel-
oping identity as a lesbian, unleashing a cluster of critical con-
vergences interpreted from a current vantage point. Chapter 4, in
as much as it invokes Proust’s term “inversion,” is about reading
generic and gender indeterminacy, but if Proust serves as the the-
matic intertext, Freud has certainly provided us with the method
for understanding how the bulldyke scene functions in the nar-
rative and why resurrecting this memory now is so critical for
Bechdel’s enterprise.
Bechdel’s father started reading Proust the year before he died,
translation /
and it was after his death that Lydia Davis’s retranslation of À la
recherche du temps perdu came out; though she prefers the “liter-
36
alness” of In Search of Lost Time, Bechdel laments the fact that
perdu and lost are not simple equivalents: that perdu also connotes
“ruined, undone, wasted, wrecked, and spoiled” (Bechdel 2007,
119). Bechdel’s point about what is literally as well as figurative-
ly “lost in translation” when this source word in French is trans-
ferred to English, is a metacommentary on what is irretrievable.
“The complexity of loss itself” (Bechdel 2007, 120) is lost, despite
translation’s capacity to recuperate and redeem difference over
time and even space. Some differences are irreducible variants;
they belong to the realm of the untranslatable.
The translation strategy that propels Fun Home, however, ul-
timately valorizes affinity and proximity by domesticating differ-
ence through regeneration. The last page of chapter 4 comprises
two unequally sized panels, both devoted to drawings taken from
a box marked “family photographs” that Bechdel found after her
father’s death, including one revealing her father’s transgressive
past activities with a former male babysitter. (In her interview with
Chute, she attributes the genesis of this book to the discovery of
this photograph.) The reader remembers the smaller top photo-
graph as the snapshot of an adolescent girl posing in a bathing suit
which is the chapter head image; it serves as a kind of illustration
of its title, “In the Shadow of Young Girls in Flower.” This time,
however, Bechdel alerts the reader that the image in the redrawn
photo is not of a girl (Alison, one might have speculated), but of
her young father in drag, and looking, as she says, “not mincing or
silly at all. He’s lissome, elegant” (Bechdel 2007, 120). In the large
panel, that top photo is mostly obscured by the text box.
What grabs the reader’s attention is the juxtaposition of two
portraits, and their striking similarities: one of her twenty-two-
year-old father sunbathing on the roof of his frat house, the other
of Alison on a fire escape on her twenty-first birthday. She won-
ders if this was taken by his lover, as hers was. For Bechdel, the
autographer, the uncanny resemblance between the two figures
and their two poses—“the exterior setting, the pained grin, the
flexible wrists, even the angle of shadow falling across our fac-
es”—is “about as close as a translation can get” (Bechdel 2007,
120). Where is the original or source? What, about the structur-
al or formal aspects of this strategic arrangement, calls up an act
of translation, one in which the points of contact are so acutely
translation /
37
identifiable? Obviously, in this visual commentary there is some-
thing beyond a merely shared physical, familial resemblance, even
across gender lines. Indeed, it is precisely the fluidity of sexual ori-
entation, gender identification, and polymorphism à la Proust that
reveals the configuring of father and daughter identities here as a
transposition or displacement, alternatively, of a simple replication
of difference (which is one definition of translation). Rather, Bruce
and Alison are to be recognized on the page as “inverted versions
of each other in the family” (Watson 2008, 135). In this particular
act of intergenerational transmission which celebrates the materi-
ality of self-presentation, Bechdel is memorializing a connection
that was often resisted in life by both Alison and her father, but
which is now reenvisioned through art.
Conclusion
By identifying Nabokov’s, Condé’s, and Bechdel’s autobiograph-
ical projects as distinctive modes of translation, I have hoped to
show that translating a life requires a particular strategy or tech-
nique of self-reflexiveness. The art of self-translation, with its
perils and projections, is a highly mediated and motivated act of
intimacy that takes place not in a vacuum, but within a set of cul-
tural determinants. By wrestling with questions of familiarity and
strangeness, assimilation and resistance, appropriation and deflec-
tion, the autobiographer/translator and the translator/autobiogra-
pher remind us that neither life nor language is self-contained. In
their very existence, autobiographies—which are translations of
“experience” and, therefore, subject to infinite and relentless in-
terpretation—serve as testimonies to existential lack and linguistic
incompleteness. Invocations of other lives and other voices—re-
pressed, resisted, and reclaimed—autobiographies are translations
in search of an original. Thus it is the drive to recuperate what may
be always utterly lost—because of the foreignness in ourselves as
well as in languages—that endows the autobiographer/translator
with the greatest agency of all.
translation /
38
References
Apter, Emily. 2001. “Crossover Roots/Creole Tongues: A Conversation with Maryse
Condé.” Public Culture 13, no. 1: 1–12. doi:10.1215/08992363-13-1-1.
Bechdel, Alison. 2007. Fun Home: A Family Tragicomic. New York: Houghton Mif-
flin.
Chaney, Michael, ed. 2011. Graphic Subjects: Critical Essays on Autobiography and
Graphic Novels. Madison: University of Wisconsis Press.
Chute, Hillary L., and Alison Bechdel. 2006. “An Interview with Alison Bechdel.”
MFS Modern Fiction Studies 52, no. 4: 1004–1013. doi:10.1353/mfs.2007.0003.
Condé, Maryse. 2012. La vie sans fards. Paris: JC Lattès.
Freud, Sigmund. 1995 a. “An Autobiographical Study.” The Freud Reader. Edited by
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Kadish, Doris Y., and Françoise Massardier-Kenney. 1996. “Traduire Maryse Condé:
Entretien avec Richard Philcox.” The French Review 69, no. 5: 749–761.
Lejeune, Philippe. 1989. On Autobiography. Translated by Katherine Leary. Madi-
son: University of Wisconsin Press.
Mahony, Patrick. 2001. “Translating Freud.” American Imago 58, no. 4: 837–840.
doi:10.1353/aim.2001.0022.
Mitchell, W. J. T. 1986. Iconology: Image, Text, Ideology. Chicago: University of
Chicago Press.
Nabokov, Vladimir. 1947. Speak, Memory: An Autobiography Revisited. New York:
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Ornston Jr., Darius Gray, ed. 1992. Translating Freud. New Haven: Yale University
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Smith, Patti. 2010. Just Kids. London: Bloomsbury.
Smith, Sidonie, and Julia Watson, eds. 1998. Women, Autobiography, Theory: A
Reader. Madison: University of Wisconsin Press.
Sprengnether, Madelon. 2012. “Freud as Memoirist: A Reading of ‘Screen Memo-
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Venuti, Lawrence, ed. 2012. Translation Studies Reader. London and New York:
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Watson, Julia. 2008. “Autobiographical Disclosures and Genealogies of Desire in
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adelphia: Capo Press.
translation /
39
Bella Brodzki is Professor of Comparative Literature at Sarah Lawrence College. She
teaches courses in autobiography; modern and contemporary fiction; literary and cul-
tural theory; and translation studies. Her articles and essays on the critical intersec-
tions with and impact of translation on other fields and disciplines have appeared in
a range of publications, most recently in the collection, Translating Women, edited by
Luise von Flotow (2011). She is the co-editor of Life/Lines: Theorizing Women’s Autobi-
ography (1989) and author of Can These Bones Live?: Translation, Survival, and Cultural
Memory (2007). Her current project is co-editing a special volume of Comparative
Literature Studies entitled Trials of Trauma.
translation /
40
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"title": "Response to Bella Brodzki's Lecture: Autobiography/Translation: Memory's Losses or Narrative Gains?",
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] | Autobiography/Translation: Memory’s
Losses or Narrative’s Gains?
Response to Bella Brodzki’s Lecture
Suzanne Jill Levine University of California in
Santa Barbara, USA
“We translate to be translated”—translation transports the transla-
tor, but also the reader and the writer, in an act that transforms one
text into another. Professor Brodzki uses this quote (which was a
rejoinder in my book The Subversive Scribe (1991; 2009) to “thou
art translated,” a line uttered by Quince to Bottom in Shakespeare’s
Midsummer Night’s Dream), to move onto a broader stage. From
the diverse scenarios of Russia and the Francophone Caribbean,
from psychoanalysis to graphic memoir, Bella (I use her first name
as we are old friends) analyzes parallels between the practice of
autobiography and of translation, seeking to expand the definition
of autobiography by means of the code of translation. Mediating
these two practices she sets out to understand the screening process
of memory, how or to what extent memory both distorts and creates
the truths it seeks, and especially narratives that propose to reenact
memory and to represent the truth.
In her lecture, Bella discusses how autobiography, like transla-
tion, is a rewriting, a re-presentation. At first glance we might find
this argument farfetched. After all, unlike autobiography, a transla-
tion is normally a rewriting of a whole and visible text. It is not, at
least on the surface, the reconstruction or restaging in coherent form
of the fragments of memories of a life lived. If we look further, how-
ever, we can see that a translation performs a comparable artificial
resuscitation. The original language has vanished in the text’s new
version; the language that replaces it works to resurrect words and
phrases, wordplays and metaphors, fragments of the translator’s lan-
guage and mnemonic associations, that will bring to life the original,
one hopes, as one expects the same from an autobiography.
Bella’s discussion departs precisely from the readerly expecta-
tion that the autobiographer’s pact with the reader—like the trans-
translation /
41
lator’s “sacred duty”—is to be candidly true to an original. And
yet, from an essentialist perspective, the end products of both prac-
tices can easily become Faustian Frankensteins. Under the aegis of
Freud, who made the unconscious betrayals of the omniscient narra-
tor visible to us, these betrayals are parallel to those of the translator,
who can only give us approximations, never the thing itself. The first
question that jumps out at me, then, is: Are we talking only about
autobiography in relation to translation, or are we talking about all
narrative in general? That is, is Bella’s proposal in her paper suggest-
ing a narrative theory that could be applied to any narrative form,
beyond verbal language and written texts?
No two narratives are the same, as Borges’s very first ficcion,
“Pierre Menard, Author of Don Quixote,” his famous parable
about the “anachronistic” practice of reading, written in 1939, so
spectacularly tells us. This devilish commentary on commentary
(as George Steiner called it) is at the center of Bella’s topic. Pierre
Menard, avant-garde poet who, among his many daring experi-
ments, attempts to rewrite a Don Quixote completely identical to
the original, is Borges caricaturing himself as a young Ultraist.
Borges’s story—supposedly written in French by an admiring dis-
ciple of Menard—is a fiction that pretends to be a biography while
it is (like all fiction, one could argue) autobiographical, and is not
only about the absurd impossibility of the totally faithful transla-
tion but also implies and reveals that it is in itself a translation.
My question to Bella is, in this discursive context, is there a
significant difference here between autobiography and biography
vis-à-vis translation? I ask this coming, also, from my own work
on a biography of Manuel Puig. The author of Kiss of the Spi-
der Woman, Puig’s novels pay homage with their “dollar book”
Freudianisms to Freud’s invention of the modern novel, that is, the
decidedly nonobjective narrator. As both translator and biographer
I have dealt with the challenges of subjectivity, memory, and inter-
pretation, haunted by the pact of fidelity that such nonfiction writ-
ing involves. Autobiography, biography, and creative memoir are
evaluated, however, by the strength, intensity, and inventiveness of
their narrative structure, of the story they construct, just as transla-
tion is evaluated by its fluency, its persuasive rhetorical effect. The
translation /
writer of nonfiction is as dependent on literary conventions, plot,
theme, character development, climax, and denouement as the fic-
42
tion writer. Truth is less of a consideration than the appropriateness
of form and the success of style. Autobiography differs from biog-
raphy because, as the subject and the writer/producer of the former
is the same, we assume a much higher/deeper level of fidelity to
the subject. However, considering that “the self is constituted by
a discourse that it never completely masters”1 how different, really,
are these two genres? We might define the difference this way: the
biographer is situated outside of the life he or she wishes to represent
and wants to work his or her way into it, while self-writing, autobiog-
raphy, presents its author with the problem of being too much of an
insider, needing to distance her or himself, to get far enough away to
see what’s happening and what it is one actually wants to represent.
My possible response to the question above can perhaps be aid-
ed by my own experience. I have written an authorized biography
and am attempting to write a translator’s autobiography. While the
research for the biography was different from the current research
for my own history, I also had to realize that my subjectivity influ-
enced the biography as if it were in some way an autobiography;
or, whether narrating an autobiography or a biography, I was and
am never totally subjective or objective. Hence, can we agree on
the translational nature of autobiography and also of other forms
of narrative, fictional or nonfictional, and are we perhaps speaking
of a translational paradigm for narrative in general?
In “Conditions and Limits of Autobiography” Georges Gus-
dorf2 examines Paul Valéry’s radical proposal that biography in or-
der to be true must go beyond its traditional limits.3 I cite these
thoughts on this topic here because, among other things, they also
relate to Bella’s provocative discussion of autobiography and trans-
lation. They also reveal an important source of Borges’s fictions and
essays that highlight narrative theory and feature his antirealist the-
ories of narrative art as well as his poetics of writing as translation.
According to the theory of biography proposed by Valéry—whose
Monsieur Teste was a direct Borgesian model, fondly parodied by
1
Michael Spinker, “Fictions of the Self: The End of Autobiography,” in James Olney, ed., Autobi-
ography: Essays Theoretical and Practical (Princeton, NJ: Princeton University Press, 1980) 342.
2
Georges Gusdorf, “Conditions and Limits of Autobiography,” in James Olney, ed., Autobio-
graphy: Essays Theoretical and Critical (Princeton, NJ: Princeton University Press, 1980) 41.
3
Paul Valéry, “La Vie est un conte,” Tel Quel II (1943): 348-349. The entire issue is available online
at https://archive.org/stream/telquelv02valuoft#page/n7/mode/2up.
translation /
43
Borges’s famous Pierre Menard as a kind of absurdly avant-garde
intellectual artist—a biographer, moving between the actual life and
his life-writing, would have to see through the eyes of the subject.
The biographer would have to attempt to know as little of the fol-
lowing moment as the subject himself would know about the cor-
responding instant of his career. This would be to restore chance
in each instant, rather than putting together a series that admits of
a neat summary and a causality that can be described in a formula.
Causality was, as we know, one of the core issues of Borges’s “Nar-
rative Art and Magic.”4 Valéry’s point, as Borges sees it, is that the
so-called real truth is nothing, unformed, blurred, and that therefore
the original sin of biography—which we could compare with the
original sign of autobiography—is to presume the virtues of logical
coherence and rationalization.
That is, we can extend Valery’s discussion of the prerogative of
biography to that of autobiography in that the task at hand is not to
show us the objective stages of a career, but to reveal the efforts of
historian/biographer/autobiographer to discover or reveal the effort
of a creator to give the meaning of her (or his) own mythical tale.
This latter statement basically describes Freud’s attempt at autobi-
ography in his “study.” On the surface he “objectively” appears to
summarize his career—giving us much valuable information—but
in reality he is creating his own self-myth as intuitive scientist, a
myth in which, it so happens, his early work as a translator plays a
major role.
Bella reminds us that for Freud “la psychanalyse c’est moi.”
Through her discussion we read his “autobiographical study” which
reveals his influences, Goethe on Nature, and notably the Bible,
which impacted him precisely because he belonged to an oppo-
sitional minority as a Jew. What he read or experienced or what
influenced him is more about his real feelings or interests; what
he actually says about himself, is all about his ego and need for
cultural power. For Freud translation was a power play, or as Bella
writes, “Though he had a position as a Lecturer in Pathology in
Vienna, it was his work as a translator that gained him entry into
translation /
4
Jorge Luis Borges, “Narrative Art and Magic,” in Selected Non-Fictions, edited by Eliot Wein-
berger, translated by Esther Allen, Suzanne Jill Levine, Eliot Weinberger (New York: Viking, 1999)
75–82.
44
Charcot’s circle of personal acquaintances and full participation
in the activities at Salpêtière Clinic” (AS, Freud R, 6). (infra, 21)
Ironically this personal essay says less about the man beneath
the persona than his essay on screen memories or any of his funda-
mental books such as The Interpretation of Dreams. Freud’s “Au-
tobiographical Study” is a prime example of an omniscient narrator
blind to his own subjectivity. What I personally found fascinating is
that Freud, as Jewish outsider, gained entrance to the circles of cul-
tural power as a translator. Curiously, I could see a similar trajectory
in my own life, as a woman gaining entrance to the Latin American
Boom literary circles, a world of cultural significance in my time
and context, in which I took on an identity as translator and even
muse, more glamorous than my own modest “outsider” Washington
Heights Jewish origins.
As Manuel Puig (the author whose literary texts I translated
and whose life I ultimately translated into a biography) aptly put it,
Freud invented the modern novel: that is, he exposed the unavoid-
able limitations of the omniscient narrator, hence his importance not
only to autobiography but to all writing. In Bella’s discussion, Au-
tobiography and Translation come together logically and intuitively
in Freud whose early work as a translator helped create his career
as a scientist. By extension, his role as translator helped create the
persona whose theoretical work was practically based on autobi-
ographical as well as clinical reflection.
Suzanne Jill Levine is a leading translator of Latin American literature, and Professor
at the University of California in Santa Barbara where she directs a Translation Studies
doctoral program. Her scholarly and critical works include her award-winning literary
biography, Manuel Puig and the Spider Woman (FSG and Faber & Faber, 2000) and
her groundbreaking book on the poetics of translation, The Subversive Scribe: Trans-
lating Latin American Fiction (published in 1991 and reissued by Dalkey Archive Press
in 2011), along with her classic translations of novels by Manuel Puig and her 2010
Penguin Classics editions of the works of Jorge Luis Borges. Aside from numerous
volumes of translations of Latin American fiction and poetic works, she has regularly
contributed articles, reviews, essays, and translations of prose and poetry to major
anthologies and journals, including the New Yorker. Her many honors include National
Endowment for the Arts and NEH fellowship and research grants, the first PEN USA
West Prize for Literary Translation (1989), the PEN American Center Career Achieve-
ment Award (1996), and a Guggenheim Foundation fellowship. For the translation of
Jose Donoso’s The Lizard’s Tale, she was awarded the PEN USA West Prize in 2012.
translation /
45
| Unimi Open Journals |
translation | https://riviste.unimi.it/index.php/translation/article/view/15521 | [
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] | Dalit Consciousness and Translating
Consciousness: Narrating Trauma
as Cultural Translation
Christi A. Merrill University of Michigan,
USA
Abstract: How do we understand literary catharsis as a multilingual project?
This paper focuses on scenes from Ajay Navariya’s short story “Subcontinent”
(in Laura Brueck’s translation from Hindi) to ask about the responsibility of
writers, translators and scholars in grappling collectively with the trauma of
caste-based sexual violence (or what Sharankumar Limbale calls “injustices done
to Dalit women.”) Put in conversation with Robert Young’s reading of Freud on
cultural translation, Navaria’s story complicates straightforward understandings
of consciousness as monolingual. Instead, the Hindi story in English reveals
a complex connection between what Limbale and others refer to as a distinct
“Dalit consciousness” and G.N. Devy’s notion of “translating consciousness”
by asking us to redefine how the languaged self responds to the original trauma
of being read as untouchable in the dominant vernacular. For Devy translat-
ing consciousness involves rejecting binaristic colonizer–colonized hierarchies,
whereas for Limbale Dalit consciousness works to fight caste hierarchies operat-
ing primarily within India itself. This paper takes up Rita Kothari’s suggestion
that the dominant vernacular might be just as foreign as the colonial language
in order to radically rethink the dialectical relationship between the languaged
self and cultural transformation.
What is literature’s role in responding to the trauma of caste-based
sexual violence a language away? I ask as a Hindi translator as
well as a scholar and teacher of Dalit literature—of work, I should
explain, that very openly claims to write from the perspective of
those “oppressed” or “ground down” (as “Dalit” is usually glossed)
by the entrenched system of untouchability in India.1 Dalit writers
in India have been asking versions of the question I have posed
1
I gratefully acknowledge the support of a Senior Fellowship from the American Institute of
Indian Studies and the National Endowment for the Humanities that allowed me to complete
the work on this paper, as well as the NIDA/FUSP Symposium organizers and Robert Young for
providing the original impetus for investigating this material.
translation /
47
here within their own language traditions, and as a group seem to
agree that the main purpose of Dalit literature should be to raise
awareness—or as the well-regarded Marathi writer Sharankumar
Limbale puts it more vividly, “to inform Dalit society of its slavery,
and narrate its pain and suffering to upper caste Hindus” (Limbale
2004, 19). It is not beside the point here that I quote Limbale from
his book Towards an Aesthetics of Dalit Literature, which has been
translated into English by (avowedly upper-caste Hindu and Cana-
da-based postcolonial studies scholar) Alok Mukherjee. Dalit liter-
ature, publisher S. Anand has pointed out, is a phenomenon in and
of translation—from, to, and via English, as well as many other
official Indian languages (Anand 2003, 4). Given current realities,
I am suggesting here that we include postcolonial studies scholars
and translators such as Mukherjee and myself in the project Lim-
bale and others have begun when theorizing the purpose of Dalit
literature. I propose here that we examine examples of Dalit liter-
ature to think more carefully about the relationship of Translation
Studies to postcolonial theory.
Like many activists writing on the subject, Limbale contends
that the work of Dalit literature is inspired directly by the revolu-
tionary leader Dr. B. R. Ambedkar and can only be done by those
with an explicit Dalit consciousness. A few pages later in his book
on Dalit aesthetics—in a section devoted to the topic of Dalit con-
sciousness—he explains:
The Dalit consciousness in Dalit literature is the revolutionary mentality connected
with struggle. It is a belief in rebellion against the caste system, recognizing the hu-
man being as its focus. Ambedkarite thought is the inspiration for this consciousness.
Dalit consciousness makes slaves conscious of their slavery. Dalit consciousness is
an important seed for Dalit literature, it is separate and distinct from the conscious-
ness of other writers. Dalit literature is demarcated as unique because of this con-
sciousness. (Limbale 2004, 32)
To ask about literature’s role in raising awareness about un-
touchability as a human rights issue akin to slavery raises fun-
damental questions about these points of comparison, especially
when expressed across multiple languages. How might we adapt
current theoretical models to understand Dalit consciousness as a
translation /
multilingual issue?
G.N. Devy has argued that multilinguality is so central to the
48
Indian context that it requires its own theorization, one that he dis-
cusses—serendipitously—as “translating consciousness.” Writing
in the 1990s, Devy was primarily interested in developing a dis-
tinctly postcolonial “aesthetics of translation” (Devy 2014, 163)
that would inform “a more perceptive literary historiography”
(165) responsive to the perspective of the multilingual user (“such
as a translator” he notes) who “rends. . .open” the multiple sign
systems converging in a single consciousness (164). If aesthetic
production is figured in Devy’s writing with the violent imagery
of rending open, “translating consciousness” itself is imagined in
a friendlier fashion, as an intuitive “open” daily negotiation along
a continuum of mutual understanding, that he contends—most
crucially here—our monolingually-minded, European conceptual
tools have not been able to theorize properly:
In most Third World countries, where a dominating colonial language has acquired a
privileged place, such communities [of translating consciousness] do exist. In India
several languages are simultaneously used by language communities as if these lan-
guages formed a continuous spectrum of significance. To conceptualize this situation
is beyond European linguistics, which is based mostly on a monolingual view of
language. The use of two or more different languages in translation activity cannot
be understood through studies of foreign language acquisition. (165)
Both Devy and Limbale suggest independently that the de-
velopment of any literary aesthetic (perceptive or no) is neces-
sarily ideological; moreover, when explaining how each of their
approaches to the project of literary historiography differs from
the mainstream, each uses the term “consciousness” to describe
an alternative to the demeaning hierarchical forms of discrimina-
tion a random language user encounters on a daily basis, that have
become written into our own disciplinary conceptualizations. As
a result, Devy and Limbale each call for a corrective literary his-
toriography based on such a consciousness. For Devy, the crucial
ideological difference informing a translating consciousness in-
volves rejecting binaristic colonizer–colonized hierarchies, where-
as for Limbale the crucial ideological difference Dalit conscious-
ness works to fight is informed by the caste hierarchies operating
primarily within India itself, both during the colonial period and
after Independence. How might these two theories of conscious-
ness be put in productive conversation with one another when
translation /
49
focusing on postcolonial literary engagements with human rights
struggles?
I will attempt to address this larger question by reflecting on
the inherent multilinguality of the translating consciousness Devy
describes—whereby “several languages are simultaneously used
by language communities as if these languages formed a contin-
uous spectrum of significance” (65)—when it encounters caste-
based discrimination. I will do this by analyzing a piece of postco-
lonial fiction that details a series of shocking events experienced
by a Dalit family: the short story “Upmadwip” written in Hindi by
the Dalit writer and activist Ajay Navaria. I will quote primarily
from the version translated into English by Laura Brueck (2012)
as “Subcontinent” in an effort to vex perceived limits of language
when describing violent encounters in translation.
Only a few pages into “Subcontinent,” the narrator recalls a
traumatic scene from his childhood in which he watches, help-
less, as a gang of upper-caste men beat up his father to within an
inch of his life, incensed that an “untouchable” (“achut” in the
Hindi) would have the audacity to return to the village for a rela-
tive’s wedding in a clean new kurta, rupees in his pocket, greeting
friends comfortably, and holding his head high. Significantly, the
story is framed by a tranquil domestic scene of the narrator as an
adult living in an unnamed city struggling to wake from a night-
marish sequence of horrific childhood memories, prompted by
an impending decision over whether to return to the village once
again for another relative’s wedding. The framing device is crucial
for establishing two distinct perspectives on the same event: one of
the adult looking back with a mixture of indignation and apprehen-
sion, and the other of the innocent child offering direct testimony
(albeit fictionalized) of a series of traumatic events that in their
ancestral village seem to be lamentably routine. The structure of
the story thus invites us to read this as a scene of initiation—into
a kind of consciousness that we might not immediately recognize
as a translating consciousness but are led to infer will eventually
become a Dalit consciousness. How?
Soon readers are introduced to a liminal dream state between
waking and sleeping, past and present, city and village, and led
translation /
down a stepwell at the edge of what appears to be the adult nar-
rator’s consciousness, invited to witness a childhood scene from
50
the young boy’s point of view as a group of high-caste villag-
ers confront the father and his father’s aunt (whom the boy calls
“Amma”) for forgetting “the rules and regulations of the village”
(Navaria 2012, 87). The narrative structure allows readers to re-
main cognizant of the adult narrator’s judgment on these “rules
and regulations” while following the boy and his family through
the village; this structure enables the implied author to call into
question the entire system of signification the boy is being initiat-
ed into. The story dramatizes why what Limbale terms “rebellion
against the caste system” (2004, 32) would entail so much internal
struggle, starting with the fundamental act of recognizing oneself
and other Dalits as human beings equal to all others.
As the scene continues, readers of the translated story are in
turn asked to distinguish between the language of the past and of
the present, of the village and the city, marked by the boy’s dis-
comfort at the time and the adult narrator’s outrage looking back
as his great aunt bows down at the high-caste villagers’ feet, assur-
ing them, “They’ll never do it again in my life. They erred, having
lived in the city” (Navaria 2012, 86). The narrative makes strategic
use of the distance in perspective between the adult narrator (who
is very conscious of the historical implications of this discrimina-
tion) and the boy (who is at first shocked by what he witnesses and
seemingly unable to interpret it) to map consciousness as a series
of encounters with others where imperfect (even horrifying) com-
munication regularly takes place.
In the consciousness of the young boy these rules and regula-
tions are as startling as they are incomprehensible:
“Oh God, I’m done for! Maaaa! Forgive me, master, kind sir! It won’t happen
again!” As Amma wailed, one of them struck her head hard with a shoe, and she
cried out again. Tears streamed down her cheeks. Now they were all laughing.
Seeing them beat Amma with their shoes, Father tried to get up again. When they
noticed him moving, they fell on him afresh. Sticks, fists, shoes—flailing without
stop. I stood trembling. One of them slapped me across the face. Father was lying
on the ground. Unconscious. Blood dripping, thap-thap-thap, from his forehead. A
streak of blood spread all the way down his pyjama. My lip had been split open. It
was still bleeding. I stood there quaking. I almost pissed my pants. It seemed like it
would never end. Father lay at peace. His new white kurta was torn from his chest
to his stomach. Blood dribbled from his mouth. Father’s dead, I thought. Seeing a
body drenched in blood, that’s the only thing an eight-year-old can think. (Navaria
2012, 86-87)
translation /
51
Here the boy is presented as being unable to interpret the phys-
ical details he witnesses, even while we can feel the pressure of
the adult narrator’s judgment about the situation. And the admis-
sion about the limitations of the boy’s own awareness, narrated
suddenly in the third person—“Seeing a body drenched in blood,
that’s the only thing an eight-year-old can think”—is all the more
moving knowing that the adult narrator in the present tense of the
story is picturing himself in a similar situation, anticipating trying
to protect his own child from similar degradations, if he decides to
travel back to the village with them for an upcoming wedding. The
strategy of third-person narration thus generalizes the experience
of the Dalit subject. Implicitly, the story asks the reader why I, why
he, why anyone should have to learn how to interpret the blood
stains on their father’s still body.
This is not a postcolonial translating consciousness to cele-
brate. There is no triumph a few paragraphs later when the boy be-
comes more adept at speaking the village language of caste-based
violence:
I quietly wiped the blood off my lip with my torn collar. There were no tears in my
eyes. But I kept making small crying sounds, hoo-hoo, for fear of getting thrashed
again if I stayed quiet. I’d quickly realized that it was better to keep up the whimper-
ing in front of them. (87)
How might attention to translating consciousness here help
us better conceptualize Dalit consciousness as a multilingual
project beyond the monolingual limitations Devy warns against?
In Hindi, we can imagine this scene of calibrated whimpering is
playing as much to the upper-caste Hindu readers and fellow Dal-
its Limbale identified as the target audience for Dalit literature;
in English translation, the readership is expanded even further,
since the elite English-speaking reader in India as well as the
reader abroad are similarly put on notice about the demeaning
effects of the caste system, and in such a way that challenges the
received colonizer–colonized binaries of postcolonial studies.
Here the language of dominance we must theorize is predicated
on caste, and thus suggests a more complex mapping of translat-
ing consciousness than the colonizer-colonized binary. We see in
translation /
the English translation as well that the narrator’s perspective is
multiply displaced—both at the top of the stepwell and below, in
52
the past, present, and even future of the story. Bringing together
the concept of translating consciousness with Dalit conscious-
ness invites us to think afresh about the ways we might map such
literary language, starting with the ways we theorize the very
idea of “language” in literary work.
In Towards an Aesthetics of Dalit Literature, Limbale puts par-
ticular emphasis on what he calls—in the section title—“The Lan-
guage of Dalit Literature,” explaining:
The view of life conveyed in Dalit literature is different from the world of experience
expressed hitherto. A new world, a new society, and a new human being have been
revealed in literature, for the first time. The reality of Dalit literature is distinct, and
so is the language of this reality. It is the uncouth-impolite language of Dalits. It is
the spoken language of Dalits. This language does not recognize cultivated gestures
and grammar. (33)
Limbale’s assertions apply to many of the works of Dalit litera-
ture published prior to this book on aesthetics, including Limbale’s
own prose. In Navaria’s story, however, the hierarchies are tipped
once again, since the “new world, . . .new society, . . .new human
being” is waiting at the top of the stepwell in the consciousness of
an urbane, multilingual Dalit man while the boy is left to grapple
with the old world, old society communicating in the horrifying
idiom of caste-based discrimination. However shocking this lan-
guage may be to the boy as well as offensive to the narrator and
ostensibly to his readers in turn, it is especially horrifying that it is
not considered “impolite” in the village context of the story—the
upper-caste villagers do not grant their “untouchable” neighbors
that kind of respect. It is precisely the standardization of this de-
grading idiom that Navaria’s story is asking us to consider. The
narrative is offering a critique of this particular kind of language
use, and thus we might say of the village translating consciousness
depicted in the story. To understand how this critique might be
inviting readers of both the Hindi story and the English translation
to take part in a fraught project of recalibrating consciousness as a
way of coming to terms with collective trauma, we must first think
more carefully about the roles we play in the process of literary
catharsis.
I should admit here that I am grappling with a more specific
version of the question of trauma and literary language, occasioned
translation /
53
by a provocative encounter at a conference on the historiography
of Dalit literature held in Delhi at Jamia Millia Islamia University
in December, 2013. The conference was organized by members
of the English Department and it brought together scholars from a
number of different disciplines and areas of expertise along with
creative writers working in a host of Indian languages.2 There were
three days of sessions starting with a keynote speech by Kancha
Ilaiah, academic panels, and several roundtable discussions with
published writers such as Limbale and Navaria, including one de-
voted to the place of translation in the reception of Dalit literature.
On the particular panel I have in mind an English literature profes-
sor gave a polished, impassioned paper invoking a lineup of US-
based scholars on trauma and testimony urging us to acknowledge
the importance of autobiographical writing as an act of individual
catharsis that ultimately leads to healing; she described this pro-
cess as “translating pain into language” (Abidi 2013).
At the time, I see from my notes, I wondered about the relation-
ship of catharsis to activism. I knew from reading Laura Brueck’s
scholarship that a writer like Ajay Navaria thought of catharsis
in much more politically engaged terms, as a collective, embold-
ened confrontation with society. In a discussion on aesthetics in
her recent book, Writing Resistance: The Rhetorical Imagination
of Contemporary Dalit Literature (2014), Brueck explains:
Dalit writer Ajay Navaria colorfully compares the realist aesthetic of Dalit literature
to the necessity of lancing a cyst on the body of Hindu society. While the substance
that the cyst releases may be unpleasant, its cathartic release is said to be necessary
for the healing of the social body. (85)3
The difference between the two types of catharsis proposed
here is crucial: in the model the conference paper presenter was
looking towards, it is the individual writer who has suffered the
trauma, and so it is the writer not the social body who is sick and
requires healing. What difference does this make in thinking about
the role of literature in healing trauma?
2
International Conference on Dalit Literature and Historiography, Department of English, Jamia
translation /
Millia Islamia, New Delhi, India, December 19–21, 2013.
3
Ajay Navaria’s original quote was from “Dalit Saˉhitya kaˉ Vigat Aur Vartamaˉn,” Praˉrambh (Dalit
Saˉhitya Visheshank) 1, no. 3 (2004): 44.
54
In the ensuing discussion, the presenter was assailed by one
imminent personality after another (speaking alternately in Hindi
and in English): How does this model of therapy help us reduce
intercaste violence? Are you trying to individualize Dalit experi-
ence? What is the role of the reader’s subjectivity in this model?
And, most vividly to me, Limbale shouted in frustration, “If my
mother is being raped then I shouldn’t be crying but crying out to
stop it!”It is in this context that I am left wondering—alongside the
presenter and others in attendance at that conference, I am sure—
about the role of literature in responding to trauma. What type of
catharsis do we seek through literature, and what is the role of a
translator and literature scholar in that process?
Often scholars metaphorize the project of writing trauma as an
act of speaking out against injustice. The assumption is a thera-
peutic one, that repressed trauma and other forms of silencing are
unhealthy for the subject, and that she will be free of her resulting
symptoms only once she has successfully narrated and fully an-
alyzed these painful memories. Robert Young has recently sug-
gested that Freud consistently described such work as a process of
translation—he points out that the word for “translation” in Ger-
man (übersetzung) appears at least forty-five times in Interpreta-
tion of Dreams alone, for instance—but in such a way that radical-
ly rethinks the dialectical relationship between the languaged self
and what Freud (“tantalizingly,” Young adds) calls “cultural trans-
formation” [kulturelle Wandlung] (Young 2013).34 This version of
“cultural translation,” Young contends, is not a simple, straightfor-
ward task of “moving from text A to B, leaving text A behind, but
rather moving to text B by making text A unconscious, repressed,
but with A still haunting text B as its shadow and liable to reappear
in disguised form at any moment” (17). I will spend a moment
detailing this insight, for it has important implications for catharsis
as a multilingual project, and the role of culture in mediating such
a catharsis collectively.
Young explains that in Freud’s writing, dream thoughts are like
an “unknown language that we have to decipher on the basis of
the translation” (9). Young likens the process to cracking the code
of the Rosetta Stone, where you work backwards, comparing the
Here Young is citing Freud 2005, 224.
translation /
4
55
language you know against the one you do not, until you begin to
understand the system by which meaning is made in the language
unknown to you. This because for everyone—in Young’s reading
of Freud—“the psyche is multilingual, alert to the constant possi-
bility of using translation as a mechanism of displacement in the
face of repression” (4). Even in a healthy, nontraumatized subject
the psyche engages in such a process, he explains, and culture’s
role is to tame a person’s natural instincts.
Thus the psyche, in Young’s words, keeps itself “busy trans-
lating into a foreign language that is unreadable to the indi-
vidual subject him or herself” (5). Young understands Freud
as suggesting that there are a number of languages converging
in a single psyche, including the distinction between “dream
thoughts” (in the unconscious) and “dream content” (in one’s
consciousness), both of which are individual and idiosyncratic,
even if internally consistent enough for an analyst to begin to
recognize a pattern. Young quotes Freud as writing in The In-
terpretation of Dreams:
Dream-thoughts and dream-content lie before us like two representations of the same
content in different languages—or, rather, a particular dream-content appears to us
as a version of the relevant dream-thoughts rendered into a different mode of expres-
sion, the characters and syntax of which we are meant to learn by comparison of the
original with the translation. (Young 2013, 8)
The role of multilingual performance is crucial in Freud’s
theorizing, Young points out, given that Freud himself compared
the process of decoding and deciphering dream content to Egyp-
tian hieroglyphs, “whose characters need to be translated one
by one into the language of the dream-thoughts” (2013, 9). The
analyst is able to crack the code only after he sees how the indi-
vidual, multilingual subject moves between other (conventional)
languages, a technique he and Breuer began to pioneer in Studies
in Hysteria, with the case of “Katharina.” Young quotes Freud
as writing: “We had frequently compared the hysterical symp-
tomatology with a pictographic script, which we were able to
read once we had discovered a few cases of bilingualism” (132).
This is a highly unusual “original”, however, when viewed in the
translation /
broader history of translation. “What makes psychoanalysis more
than just translation into another discourse,” Young adds provoc-
56
atively, “is that psychoanalysis is translating the unknown” (8).
How might such a comparison enable us to rethink Dalit con-
sciousness as a multilingual project?
If the job of the psyche is to “translate” or displace traumatic
experiences into a language foreign to the individual subject, the
work of psychoanalysis is then to interpret that idiosyncratic lan-
guage and “de-translate” it back into a language she shares with
her analyst, as Young explains:
Psychoanalysis finds the meaning of dreams not in dreams themselves but in their
invisible origins. In dreams we have only the translation: the patient and analyst’s job
is to translate the incomprehensible dream-content back into its original, and then to
analyze and repeat in reverse the work of translation which has transformed the first
into the second. Dream-interpretation, therefore, as Jean Laplanche has suggested, is
more a question of de-translation, trying to de-translate the dream back into an orig-
inal that remains hidden. This is where and why the work of interpretation through
association must come into play: breaking the dream-content down into its constit-
uent parts one by one, and working through the dreamer’s associations, analyst and
dreamer engage in the laborious work of de-translating the dream-content back into
its original dream-thoughts. (10)
Young’s reading of Freud insists that translation practice is at
the core of our work as languaged beings (regardless of how many
official languages we are said to speak), and that one of the central
roles of culture is to train an individual to interpret to themselves,
in a language that they share with others, the most hidden parts
of themselves, such as traumatic events in the past. The case of
Dalit literature is especially potent here because “culture” itself
is accused of legitimizing the agents of that original trauma—not
incidentally, but fundamentally.
While he does not name Dalit literary examples specifically,
Young does suggest that such cases are central to Freud’s work on
cultural translation. Young reads Freud as a major theorist of cultur-
al translation whose contributions to translation theory have import-
ant implications most particularly for those translated subjects—like
Dalit writers—until now often left out of our theorizing:
Freud’s. . .theoretical paradigm [on translation]. . .remains infinitely suggestive. It of-
fers, for example, a possible way of reading the invisible, the subaltern, those whose
forms of public representation distort their fundamental being, where the invisibility
or repression of subalterns in official discourses and documents from the past require
translation /
a de-translation exercise to make them visible in their own terms. (11)
57
Bringing together theories of Dalit consciousness with trans-
lating consciousness suggests that the very prospect of shared lan-
guage is exceedingly fraught, in ways that are important for the
project of handling trauma through literary work. Young further
hints that the project of analyzing the relationships between those
languages might be key to better understanding the “original” (as
trauma, or otherwise.)
We see this most vividly in his reading of the case of Anna O,
who responds to a childhood trauma by alternating moments of
stark speechlessness (“aphasia”) with what Freud in English trans-
lation refers to as “paraphasia,” switching into languages (English,
French, Italian) foreign to Anna O’s own mother tongue of Ger-
man. Following Freud, Young uses this example of an upper-class
woman to show how suspicious the psyche itself remains general-
ly of culture’s role in taming one’s instincts. We see in Anna O’s
case that being highly cultured only serves to make her subterfug-
es more elaborate, and the work of the analyst (not to mention the
nurse who tended her) that much more demanding:
The paraphasia receded, but now she spoke only in English, yet seemed to be un-
aware of it, and would quarrel with the nurse, who was, of course, unable to under-
stand her. Not until several months later did I manage to convince her that she was
speaking English. She herself, however, still understood her German-speaking envi-
ronment. Only in moments of great anxiety would her speech fail her completely, or
she would mix up all kinds of languages. She would speak French or Italian at those
times when she was at her best and most free. Between those periods and those in
which she spoke English lay complete amnesia. (29)
The case asks us to rethink the fundamentals of cultural trans-
lation as a languaged relationship between individual and collec-
tive, especially since the collective itself is figured as a plurality of
overlapping language domains. Young’s reading calls into question
the very notion of a discrete “mother tongue” as source of a stable
cultural identity, and echoes ongoing debates surrounding Dalit ex-
amples.
For instance, in a 2013 article—“Caste in a Casteless Lan-
guage: English as a Language of ‘Dalit’ Expression”—Rita
Kothari complicates any simple understanding of English as a co-
translation /
lonial language, arguing that for writers and translators working
with Dalit texts—like the poet Neerav Patel, whose example she
58
focuses on—English offers a more compelling alternative to re-
gional vernaculars. Patel’s choice to write in English, rather than
Gujarati, she suggests compellingly, “is animated by the misery of
unwanted memories of language, and a desire to erase that mem-
ory” (Kothari 2013, 65). Kothari refers to a soon-to-be-published
essay Patel wrote in response to a public query: “Who (all) can
claim Gujarati?” (64) Kothari explains:
If standard Gujarati, Patel argues, is as distant and alien to dalits as English, he would
rather embrace English, and use it to replace his “mother tongue,” thus making En-
glish what he calls his “foster-tongue.” By being foreign, English does not normalize
and legitimize caste, and by being an ex-colonial language with global reach, it be-
comes empowering. (61)
I have suggested elsewhere that English is not in fact casteless,
that the language’s encounters with caste started early in the colo-
nial encounter—I use the example of “pariah” whose first usage
in English is 1613 (Merrill 2014, 262). However, here I am more
interested in the ways Patel’s critique of his “mother tongue” in re-
lation to English introduces an important perspective on Dalit con-
sciousness as translating consciousness. As Kothari’s discussion
of Patel’s critique makes clear, the imperative of Dalit conscious-
ness is to redefine the very domain of language and its relationship
to collective memory:
An acclaimed poet and critic, Patel attacks the homogeneous idea of a “mother
tongue” in India. Although this may seem a separate issue from English, it is very im-
portant to see how the idea of an Indian language that alienates the dalits and colludes
with the upper castes in normalizing caste discrimination shapes the dalit response
to English. The specificity of the case below provides a much-needed elaboration of
this operation to bring home the fact that Indian languages do not constitute for all
Indians a proud inheritance, which “globalization” and similar invasive forces may
allegedly besiege. This is essentially an upper-caste view and luxury; those who wish
to redefine themselves must do so by abandoning this inheritance and embracing
English. (65)
While this seems neither Patel’s nor Kothari’s point, I would
suggest that in the process Patel is also inviting us to rethink the
very meaning of translation.
Young, too, in his reading of Freud, asks us to rethink the en-
terprise of translation as a relational exercise between language
and memory, as we see in his discussion of the case of Anna O:
translation /
59
Cultural translation, in Freud. . .is not a process by which the former text or elements
are ever entirely left behind, but one in which the new text always remains doubled
and haunted, its translations perpetually remaking themselves, the translated text per-
petually seeking to revert to its original, like a ball held under water. The different
languages, as in the dream, remain perpetually present. In some sense, therefore,
according to Freud we live in two or more languages at once. This bi- or multilin-
gualism in which, as it were, like Anno O., we read one language but translate it
simultaneously into another, can illuminate how, in this model, the general sense of
loss in translation modifies its gain—for while in cultural terms much is gained, in
the individual this gain produces at the same time a constant sense of unease, of dis-
ease, malaise, of “cultural frustration,” cultural denial, or as we might say today, of
cultural dislocation. (Young 2013, 17-18)
Young is implying that every language is haunted by a series of
unconscious memories, be they individual or collective. His star-
tling proposition is that the ensuing struggles to articulate difficult
truths—to find apt language for these invisible “originals”—put
productive pressure on whatever languages we have in common.
We might then surmise that every speaker has a translating con-
sciousness that holds within it (“like a ball held under water”)
the potential for radically rethinking the possibilities of the lan-
guage(s) she speaks. How might this complex understanding of
the relationship between translation and consciousness apply to
literary work?
According to Limbale, one of the features of Dalit conscious-
ness is the ability to identify with any injustice ever visited upon
any member of the group. While detractors contend that such a
stance results in literature that is predictable or propagandistic
(charges his translator Mukherjee renders in English under the ru-
bric of “univocality”), Limbale defends such politicized identifi-
cations instead as a sign of cohesion and thus of strength, since it
allows individuals to read a host of traumatic experiences visited
upon Dalits as part of a programmatic effort at group discrimi-
nation: “Social boycott, separate bastis, wells, and cremation
grounds; inability to find rental accommodation; the necessity to
conceal caste; denial of admission to public places; injustices done
to Dalit women; dragging and cutting of dead animals; and the
barber refusing to cut hair—these experiences are alike for all Dal-
its” (Limbale 2004, 35). Limbale’s emphasis here is less on direct
translation /
experience of such injustices, and more on the daily acts of inter-
pretation that renders someone part of the very category deserving
60
such discriminatory behavior. Understood this way, “original trau-
ma” begins with the possibility of being read as untouchable by
others; acknowledging that reading of untouchability subsequently
then becomes part of one’s consciousness as distinctly and defiant-
ly “Dalit.”
Approaching Dalit literature through Young’s reading of Freud
on “cultural translation” helps complicate and thus confound
any simple glosses of the terms in play. If we look more close-
ly at Young’s proposition that cultural translation is not a simple,
straightforward task of “moving from text A to B, leaving text A
behind, but rather moving to text B by making text A unconscious,
repressed, but with A still haunting text B as its shadow and liable
to reappear in disguised form at any moment,” then we might infer
that all language speakers sharing an idiom of discrimination like
the caste system are haunted by a text A such as “injustices done
to Dalit women.” I will spend a moment pursuing this proposition
through a later scene in Navaria’s story, in large part because it
resonates with Limbale’s outburst that day: “If my mother is being
raped then I shouldn’t be crying but crying out to stop it!” And in
the process helps us rethink the theoretical categories by which we
too might read such a scene.
There is a suggestion early on in “Subcontinent” that sexual
violence in the village has been ongoing and systemic, to the ex-
tent that many “untouchables” are themselves offspring of a union
(directly forced, or manipulated) between a high-caste man and an
untouchable woman. We see this referenced directly in the story
when the narrator makes clear that he himself is related to one of
those high-caste thugs in the village who are beating up his father:
“‘Pandit-ji, it’s not even her husband’s. It’s her lover’s. This bas-
tard child is Harku’s!’ He was pointing at Father” (Navaria 2012,
87). The passing comment seems to affect the character of the pan-
dit, who at first appears ready to protect the boy’s father, possibly
because he is related to Harku. Even though this is another in-
stance where the adult narrator looking back seems to understand
the implications of this moment more than the child narrator, the
narrative reveals the turmoil this causes on the young narrator’s
part. As a boy, the narrator tells us, he held out hope the pandit
would take pity on them, but was soon to be disappointed. Not
only does the pandit bond with the high caste thugs, joining in with
translation /
61
the verbal and physical humiliation, but he later seems to be the
one to take advantage of Amma.
The scene of Amma’s further humiliation comes late in the sto-
ry, after the violence has escalated even further, when high-caste
members of the village take umbrage over the groom daring to ride
a horse to the door of his bride and they attack the wedding party
with lathis. The boy falls down unconscious—the significance of
this is important for this study—and we watch him in retrospect
try to put language to the ongoing village drama he has witnessed:
When I opened my eyes, it was still dark. An oil lamp was still burning in the hut.
My aunt was sitting near the smoldering stove. The wedding party had left. . . . My
head was throbbing. Someone had tied an old piece of dhoti around it. I don’t know
when I dozed off again, but a woman’s shriek shocked me awake. I made haste to get
up, but as soon as I rose, a blow struck my back, and I fell on my face. Half outside
the hut, half inside.
“Fucking city boy, if you move, I’ll unload a bullet in your skull,” someone yelled,
tilting my face up with the muzzle of a double-barreled gun pushed into my jaw.
To my right, a few feet away, I saw, beneath the white, dhoti-clad bottom of a pale
pandit-god, the darkened soles of someone’s feet flailing and kicking; swinging on
the back of this pale pandit was a fat, snake-like top-knot. . .and another scream.
Terrified. Uninterrupted. Splitting the sky in two—chhann! (95-96)
Like the boy in the story who lies halfway out of the hut, wa-
vering between consciousness and unconsciousness, the charac-
ter of the woman being violated too has no language at the ready
to defend herself with—she can only flail and kick and scream.
Navaria’s rendering of the scene raises unsettling questions about
the very meaning of consciousness, and how language—any lan-
guage—plays a part in making and remaking that consciousness.
In this scene we have a series of confusing, upsetting pairs:
the boy being threatened by an unnamed gunman, the “pale
pandit-god” riding a woman we only know by her flailing dark
feet, and then the “fat, snake-like top-knot” and the disembodied
scream, which seem to emanate from the entwined bodies. At this
heightened moment of violence, the boy and the violated woman
can share no words of support, or mutual understanding, can only
each submit to those who have enough power over the language to
demand silence of the others. And yet, the treatment of this scene
translation /
of sexual violence as the boy’s memory, of a moment that haunts
him as an adult, delineates how someone who is witness to vio-
62
lence (even a form of violence he may never experience directly)
might be traumatized, in exactly the way Limbale has argued.
If we then pursue the implicit analogy between Anna O. and the
narrator of “Subcontinent,” we might begin to formulate a more
nuanced understanding of translating consciousness when we con-
sider carefully the process by which a traumatized Dalit subject
struggles against aphasia. The fact that languages like Hindi and
English have a mechanism in place for silencing both the subject
who experiences the rape and the boy who witnesses it, puts a lie
to the contention that it is only the individual subject who is haunt-
ed by these violent incidents in the past. Instead, the language
cultures themselves might be understood to be haunted, and the
moments of paraphasia an indication of the ways such hauntings
do not dwell in discrete language domains. Navaria’s story helps
us understand how an act of translation (in both the commonly-un-
derstood sense, and also with Young’s more specialized meaning)
might reveal the ways simply being part of a language community
unthinkingly we might be part of the process of repression. Taking
seriously the project of Dalit consciousness, read in terms of an
active translating consciousness, might afford us a more complex
understanding of literary catharsis.
translation /
63
References
Abidi, Shuby. 2013. “Dalit Autobiography as Scriptotherapy.” International Confer-
ence on Dalit Literature and Historiography, New Delhi, Jamia Millia Islamia,
December 21.
Anand, S. 2003. Touchable Tales: Publishing and Reading Dalit Literature. Pondi-
cherry, India: Navayana.
Devy, G. N. 2014. “’Of Many Heroes’: An Indian Essay in Literary Historiography.”
In The G. N. Devy Reader. New Delhi: Orient BlackSwan: 4: 1-225.
Freud, Sigmund. 1999. The Interpretation of Dreams. Translated by Joyce Crick.
Oxford: Oxford University Press.
Freud, Sigmund, and Josef Breuer. 2004. Studies In Hysteria. Translated by Nicola
Luckhurst. New York: Penguin Books.
Kothari, Rita. 2013. “Caste in a Casteless Language: English as a Language of ‘Dalit’
Expression.” Economic and Political Weekly, XLVIII (39): 60–68.
Limbale, Sharankumar. 2004. Towards an Aesthetics of Dalit Literature: History,
Controversies and Considerations. Translated by Alok Mukherjee. Hyderabad:
Orient Longman.
Merrill, Christi A. 2014. “Postcolonial Issues: Translating Testimony, Arbitrating
Justice” In A Companion to Translation Studies, edited by Sandra Bermann and
Catherine Porter. London: John Wiley and Sons. 259–270.
Navaria, Ajay. 2012. “Subcontinent.” In Unclaimed Terrain. Translated by Laura
Brueck. New Delhi: Navayana.
Young, Robert J.C. 2013. “Freud on Translation and Cultural Translation.” Unpub-
lished manuscript of paper delivered at the NIDA/FUSP Symposium in New
York, September 20.
Christi A. Merrill is an associate professor of South Asian Literature and Postcolonial
Theory at the University of Michigan, and author of Riddles of Belonging: India in Trans-
lation and other Tales of Possession (Fordham University Press, 2009). Her translations
of the stories of Rajasthani writer Vijaydan Detha, Chouboli and Other Stories, were
co-published by Katha (New Delhi) and Fordham University Press (New York), and won
translation /
the 2012 A.K. Ramanujan Award. She spent the 2013-14 school year in India on an
NEH/AIIS Senior Fellowship researching her latest book project, Genres of Real Life:
Mediating Stories of Injustice Across Languages.
64
| Unimi Open Journals |
translation | https://riviste.unimi.it/index.php/translation/article/view/15522 | [
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"title": "Translating Talkies in Modernist Mexico: The Language of Cinemas and the Politics of the Sound Film Industry",
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] | Translating Talkies in Modernist Mexico
The Language of Cinemas and the
Politics of the Sound Film Industry
Valeria Luiselli Hofstra University, USA
Abstract: During the late 1920s and early 1930s, the first ‘talkies’ appeared in
Mexico, and many new cinemas were built or adapted from older buildings in
order to accommodate this paradigmatically modern entertainment technology.
Until the 1920s movies were mostly screened in makeshift spaces –in private
houses, old theaters, circuses and even churches. Then, in the early 1920s, the
first ‘cinema palaces’ started to appear, and by the late 1930s there were around
fifty new or newly adapted movie theaters specialized in featuring talkies in
Mexico City. These movie houses were an emblem of spectacular modernity.
They are also, as I argue, a clear example of ‘translation spaces’ in their ma-
ny-layered complexity. I discuss a relatively wide range of translation practices,
from dubbing and the politics of film translation in early foreign sound films
in Mexico, to the role that the first movie theaters played as stone and concrete
‘translators’ of the modern experience of sound films, to the appropriation of
old spaces and their repurposing for the new technologies, to the way that the-
aters that were built in particular ‘languages,’ such as the International Style and
the Streamline modern, constituted a form of ‘temporal’ translation.
1. Movie theaters in the age of sound: an introduction
During the late 1920s and early 1930s, the first “talkies” appeared
in Mexico, and many new cinemas were built or adapted from
older buildings in order to accommodate this paradigmatically
modern entertainment technology. Until the 1920s, movies were
mostly screened in makeshift spaces—in private houses, old the-
aters, circuses, and even churches. Then, in the early 1920s, the
first “cinema palaces” started to appear, and by the late 1930s there
were around fifty new or newly adapted movie theaters specialized
in featuring talkies in Mexico City (Hershfield 2006, 265).1 These
1
Perhaps part of the problem is the lack of material evidence in magazines and newspapers re-
garding the construction of theaters, as compared to the great amount of information regarding
films and actors. Among news such as “Tarzan has divorced his wife” and “Chaplin is in love
translation /
65
movie houses, as the architectural historian Fernanda Canales has
written, were “an emblem of spectacular modernity” (Hershfield
2006, 180). The first sound movie theaters are also, as I shall ar-
gue, a clear example of translation spaces in their many-layered
complexity.
Research on cinemas both from the perspective of architec-
tural as well as cultural history remains scarce in relation to other
areas of focus in both film studies and architectural history. Often,
film historians ignore the spaces in which films were screened, and
architectural historians tend to disregard the history of film when
they deal with movie theaters. Although film criticism does not fall
within the purview this paper, and I will not focus on any film in
particular, I do want to place my architectural analysis and discus-
sion of movie theaters within the specific context of the arrival of
sound film technology in order to discuss the relationship between
the modern architectural language of movie theaters and some of
the dominating cultural politics of the burgeoning sound film in-
dustry in Mexico. I am particularly interested in the question of
whether these two things worked in consonance or, on the con-
trary, were in dissonance in relation to the discourse of modernity
or in creating a “sense” of being modern. Considering the spaces
that were created with the arrival of sound film from an architec-
tural perspective, and focusing on a small group of movie theaters,
I intend to discuss the various senses in which translation practices
took place within these new spaces, and how such practices con-
tributed to a wider discourse of modernity. Did both cinemas and
the film industry have a parallel evolution in terms of how they
subscribed parameters of modernism? Did they play a similar so-
cial and cultural role in their contribution to the formation of ideas
of modernity?
I will discuss a relatively wide range of translation practices,
from dubbing and the politics of film translation in early for-
eign sound films in Mexico, to the role that the first movie the-
aters played as stone-and-concrete “translators” of the modern
again” (Cinelandia, December 1932), as well as propaganda for new equipment for the new
film theaters, advertisements which sell cheap and reliable English lessons, ads for new Kodak
translation /
cameras and new Clarion radios, and so on, propaganda for film theaters or news about them
is, with few exceptions, notably absent from magazines when the inauguration of theaters are
announced.
66
experience of sound films, to the appropriation of old spaces and
their repurposing for the new technologies, to the way theaters
that were built in particular architectural “languages,” such as
the International Style and the Streamline modern, constituted a
form of temporal translation.2 The way I approach these differ-
ent practices and spaces, in turn, encompasses a hermeneutical
approach to cultural practices, a phenomenological reading of
building typology, and a more distant reading of buildings within
the cityscape.
My approach to translation, moreover, is tied to the quintes-
sentially modernist distinction between foreignization and domes-
tication. Modernist translation practices must be distinguished
from what is conceived more generally as translation. The 1920s
and 1930s were decades of experimentation with composition
and translation. As the critic Lawrence Venuti writes, modernist
translation practices, which had their philosophical root in nine-
teenth-century philosophy, treated translation as an art and a source
of innovation:
The main trends in translation theory during [modernism] are rooted in German
literary and philosophical traditions, in Romanticism, hermeneutics, and exis-
tential phenomenology […] Nineteenth-century theorists and practitioners like
Friedrich Schleiermacher and Wilhelm von Humboldt treated translation as a
creative force in which specific translation strategies might serve a variety of
cultural and social functions, building languages, literatures, and nations. At the
start of the twentieth century, these ideas are rethought from the vantage point
of modernist movements which prize experiments with literary form as a way of
revitalizing culture. Translation is a focus of theoretical speculation and formal
innovation. (Venuti 2000, 11)
Far from being a means of passively importing foreign liter-
atures and adapting foreign languages to local ones, modernist
translation as “formal innovation” constituted a form of active
2
Although the term “International Style” started to be used more frequently in the 1930s, it usu-
ally refers to the language that architecture started using in the 1920s, and which became the
emblematic style of modernism in architecture. Buildings designed according to the principles
of the International Style are typically devoid of unnecessary ornamentation, are rectilinear,
conceive exteriors as a result of interiors, and rationalize form and function. The Streamline
Moderne style, which became widespread in the 1930s, draws on fundamental principles of
the International style but merges it with Art Deco elements, such as the use of curved lines,
horizontal planes, and references to nautical and aerial shapes.
translation /
67
foreignization of the domestic (vis-à-vis domesticizing the for-
eign), by which the foreign “contaminated” the domestic and
thus pushed its limits further, while at the same time blurring
the boundaries between the so-called “foreign” and the “domes-
tic.” Seen in this light, modernist translation practices are ones in
which translation was not merely conceived as an accurate ren-
dering of a source language into a target language or a vehicle for
explaining the foreign or making it more accessible or palatable
to the local readership, but as a way of appropriating new forms
and thus a creative locus of innovation. The term “translation
practice”, moreover, in the context of Mexican cultural history
can help us move beyond the passive categories of “reception”
or “influence,” common to canonic literary and cultural studies,
and allow us to focus on modernist cultural production in terms
of exchanges.
2. Subtitles, dubbing, versions, and talkies: a hermeneutical
approach to the horizon of a new soundscape
Translation and dubbing were a fundamental part of the begin-
nings of the sound film industry. By the end of the 1920s, the film
industry had entered into a crisis and sound film was initially not
being received enthusiastically around the world by leading fig-
ures in the industry. Chaplin had said that talkies were “ruining the
great beauty of silence”, (Maland 1989, 113) and Luigi Pirandello
wrote in his well-known essay, “Will the Talkies do Away with
Theater?”, that American’s “cheerful arrogance” regarding the ad-
vent of sound films was not something to really be worried about,
because talkies were nothing but a “poor reproduction of theater”
(Bassnett and Lorch, 156). But beyond its reception among prom-
inent intellectuals and public figures, the crisis was also economic,
and related to the world financial crisis. In 1932, the magazine
Cinelandia, which was simultaneously published in Mexico and
Hollywood, featured a piece titled “La gran crisis del cine” [The
Great Crisis in Film] discussing the crisis in the industry and ad-
judicating the reasons for such crisis to the advent of talkies. The
piece recounts, in a rather alarmist tone:
translation /
Hollywood producers are receiving, from all over the world, definite data confirming
the reduction of income from ticket sales in all the cinemas in every city, in every
country in the world. To tell the truth, we must add that the downward trend in pop-
68
ular interest for the cinematographic spectacle did not start with the world financial
crisis: it is older than that and goes back to the exact moment in which sound and
spoken film first came onto the international market. (Reyes de la Maza 1973, 17)3
With the arrival of sound films in Hollywood in the late 1920s
one of the many problems the American film industry faced was
preserving its cultural and economic hegemony over the rest
of the world. Governments were enforcing protectionist laws
guarding against linguistic “invasion.” Countries such as Argen-
tina immediately banned movies spoken in English. Even in the
UK, audiences started to protest against movies being spoken in
“American.” In Mexico, one of the most influential newspapers,
El Universal, gave rise to an aggressive campaign against the
new movies spoken in English, calling the governments through-
out the Spanish American continent to ban movies in English. By
the end of the 1920s, 90% of the silent films screened in Mexico
were made in the US, and the Latin American audiences could
not understand the new sound films (see Hershfield 2006, 264).
The working classes did not speak English, and the elites mostly
spoke French as a second language, not English. A good part
of the Mexican elites as well as columnists and journalists sup-
ported the campaign in the vast majority of national print me-
dia. They seemed to agree that English would overtake Spanish
if Hollywood’s “pacific invasion” was not stopped by banning
movies in English, and they contended that Spanish would soon
become a dead language if the masses started identifying English
as the language of entertainment. Although a few publications,
such as the monthly Continental, responded aggressively to El
Universal’s campaign, this anti-English movement was initially
quite successful, at least among the elites and public intellectuals
(see Reyes de la Maza 1973).
When the negative reaction to sound film became a universal
response, Hollywood entrepreneurs finally decided that they had
to do something about it. The first solution they attempted was to
make silent versions of the new sound films, strictly for foreign ex-
3
This quote, as well as much of the information regarding the late silent and early talkie eras,
is taken from Reyes de la Mazas 1973, which is a compendium of articles from leading Mexican
publications in 1929–1932. I will be quoting many articles from this compendium; all translations
translation /
into English of the original articles are mine.
69
port. This proved to be a complete failure in the entire world (Mora
1989, 31) as audiences wanted to partake in new technological
advances and silent films were seen as a thing of the past. The sec-
ond solution was to subtitle films, but countries had demands that
were sometimes difficult to meet, as well as particular, local de-
mographic realities. The Mexican president Emilio Portes Gil, for
example, ordered that there should be “absolute Castilian purity
in the language and subtitles of foreign films” (Garcia Riera 1992,
13), which was impossible as the people involved in subtitling
were Spanish speakers from different Spanish-speaking countries
now living in Los Angeles, and there was no way to conserve the
Spanish “purity” demanded by Portes Gil. Moreover, in 1930, the
percentage of analphabetism in Mexico was 65% (Vidal 2010, 20),
so the majority of the population was unable to read film subtitles.
The third entrepreneurial strategy was to dub original Holly-
wood films. This, likewise, proved inadequate, as many specta-
tors detested the monstrous disembodiment that the still precar-
ious methods of dubbing entailed. Finally, at least in the case of
films destined for the Spanish-speaking world, it was decided that
Hollywood would produce “versions” of the original films, using
actors that could speak Spanish fluently. They imported writers,
technicians, directors and, of course, actors from Spain and Lat-
in America to play the parts of the English-speaking “originals.”
These actors were called the Hollywood Hispanics—and were vir-
tually linguistic stunt doubles. Or, perhaps, these Spanish-speaking
actors can be seen as full-fledged dubbers: they not only leant their
voice to the “original” but their entire body. A truly remarkable
translation feat of sorts: Hispanic cinema became Hollywood’s
Spanish-language copy or version of itself.
From their beginnings, Hispanic films failed to convince au-
diences—as if their particular form of translation proved to be
too simplistic and unsophisticated for modern spectators. The au-
dience was perhaps aware that either they were not watching an
entirely original film and that the actors they were seeing were
most often not part of the venerable star-system. In fact, a Spanish
newspaper published a sarcastic note “thanking” Hollywood for
ridding them of so many untalented, unemployed actors and taking
translation /
them over to the USA (Reyes de la Maza 1973, 23). The film critic
Luz Alba wrote a piece titled “Growls in Spanish” where she stat-
70
ed that the voices of the actors were “so emphatic and what they
say is so stupid that one has the impression of being in a tent dra-
ma, where one could at least recur to the final resource of throwing
the chairs at the actors—something impossible to do at the cinema
Olimpia because the chairs are glued to the floor” (cited in Reyes
de la Maza 1973, 180). Moreover, people were disgusted with the
myriad Spanish accents, vocabulary, and idiomatic twists on the
screen, where Mexicans, Spaniards, Argentineans, and Cubans
played roles not necessarily corresponding to their accents. Before
Hispanic sound films even arrived in Mexico, a film critic using
the pseudonym of Don Q, who worked for the Spanish-language,
New York-based magazine Cine Mundial, stated in 1929 that
the diversity of nationalities and even races to which those improvised actors belong
is such that their films will look like salads, mixing a variety of accents and eth-
nicities—something that could be tolerated in scenes that can lend themselves to a
cosmopolitan interpretation, but which will lead to more than a few flops. (Reyes de
la Maza 1973, 191)
Indeed, Hispanic films only lasted a few years, soon proving
to be an absolute commercial flop.3 Metro Goldwyn Mayer’s last
attempt to keep hold of the Latin American and Spanish market was
to get Hollywood’s best actors to speak a little Spanish. Laurel and
Hardy, as well as Buster Keaton and Harold Lloyd, all made shorts
in Spanish and, though these fared better with educated audienc-
es—at least in Mexico—than the movies featuring Hollywood His-
panics, they did not do not well enough for entrepreneurs to persist
in this last, rather eccentric endeavor (Reyes de la Maza 1973, 25).
The theaters these subtitled, then dubbed, and then remade ver-
sions were screened in were originally designed for silent films,
and were, in turn, often older buildings—churches, convents, or
old theaters—sometimes precariously and sometimes creatively
“translated” or repurposed for cinema. One of the most emblem-
atic spaces for film screenings in the early 1920s was a former
sixteenth-century convent, which, in 1922, reopened with the rath-
er bombastic name Progreso Mundial (World Progress). The old
courtyard, typical of colonial architecture, was used as the primary
3
By 1939, after approximately 175 talkies, Hispanic films ceased to be produced (García Riera
1992, 14).
translation /
71
sitting space, and the original stone arcade, traditionally plain and
unadorned, was heavily clad with ornamentation. A second story
had to be built to fit more spectators, for which slim iron pillars
had to be placed between the seats (Alfaro 1997, 55).
Progreso Mundial circa 1922.
Most of these theaters had to be refurbished once again at the
in the late 1920s and early 1930s, this time to accommodate new
sound film technology. The Teatro-cinema Olimpia was the first
cinema in Mexico to screen a talkie in 1929—eight years after its
inauguration.4 Before this, in the early 1920s, it had been used si-
multaneously for plays and silent films. The talkie that was shown
was The Singing Fool. Before it played, the theater screened a
short showing the Mexican consul in New York directly address-
ing Mexicans and congratulating Warner Brothers for their inven-
tion. Then, before the main screening, both the Orquesta Típica
Mexicana and the New York Symphonic Orchestra were shown
4
Previously, the sound film (but not talkie) The Submarine had been screened in the Teatro Im-
perial, in April 1929. An ad in the Universal read: “The Teatro Imperial, conscious of its program
in constant progress and keeping ahead of its competition, will offer for the first time this great
translation /
advance of human invention […] Come to listen to the clamor and feel the anguish of a sinking
submarine. Listen to the sounds of the depths of the ocean. Today, two shows, one at four and
the other at eight” (Reyes de la Maza 1973, 76).
72
playing a selection of musical pieces. The directors of the Olim-
pia, in conjunction with Warner Brothers, had also produced a free
magazine with information about the “wonders of the new form of
entertainment” as well as a translated transcription of the movie’s
dialogues (Reyes de la Maza 1973, 80). The premiere, apparently,
was such a success that soon the campaign launched by El Univer-
sal was drowned by the clamors of “the masses”.5
The Olimpia was designed by one of the most important early
cinema architects, Carlos Crombé.6 It was built inside the shell
of an old hotel, which had, in turn, been built in a vegetable gar-
den on the grounds of the first Franciscan convent built in Mexico
City in the 16th century. Its interiors were originally designed ac-
cording to the elegant neoclassical eighteenth-century Adamesque
style, which had seen a revival among the middle classes in the late
nineteenth century and up to the 1920s.7 There were two dancing
salons, one smoking room, and two vestibules (Alfaro 1997, 25).
The elegant and often opulent interiors of movie theaters were a
common denominator at the time. The logic behind this was to
give the upper middle classes as immersive an experience for their
money as possible, and help them forget their mundane, everyday
life for a few hours. As a description of the movie theater in the
magazine Cine Mundial read: “The Aristocratic Cinema Olimpia,
refuge for families when on cold winter afternoons tedium stabs
with its sharp blade, enchanting retreat […] has come to fill a vac-
uum which had long been felt in Mexico’s good society” (Cine
Silente Mexicano/Mexican Silent Cinema, translation mine).
5
It is interesting to note, reading the different articles about movies published at the time, that
the opinion of intellectuals was almost always in contrast to what seemed to be the response of
the “masses” to innovations and entertainment.
6
Carlos Crombé was a rather prolific cinema architect by the standards of the time in Mexi-
co. In the 1920s he built several teatro-cinemas, in varied “conservative” architectural styles,
ranging from Beaux-Arts façades typical of the Porfirian era such as his famous Cine Odeon, to
Adamesque interiors, and even Churrigueresque exteriors (a Mexican adaptation of Baroque)
in his well known Teatro Colonial (1940). His later cinemas, such as the Cine Alameda (1936) and
his modernization of his own earlier Cine Olimpa (1941) were very different to those of the 1920s.
The Cosmos, Crombé’s last project, which burnt down in 1946 just before its official inauguration,
was closer to art deco and was perhaps meant to signal another version of modernity, perhaps
closer to functionalism, in its sobriety. It was certainly the most modern of Crombé’s cinemas—it
was closer, at least, to International Modernism—but it was the last he designed, as he died
shortly after it burned down.
7
The Adamesque style, developed by the Adam brothers in England, became fashionable in the
mid- to late-eighteenth century and is usually considered an offshoot of neoclassical design and
architecture. It simplified baroque and rococo, but was still heavily ornamental.
translation /
73
Teatro-Cinema Olimpia circa 1921.
There are various translation practices at work in the example
of the Olimpia’s screening of The Singing Fool. Even if the movie
itself was not subtitled—a translation practice that, as I said ear-
lier, had been banned by presidential orders—or dubbed, even if
it was not a Hispanic “version” of an “original,” several interest-
ing and rather inventive translational strategies were being used to
bring the first talkie closer to its non English-speaking audience.
First, the film’s dialogue was printed out and distributed free to
patrons, which would seem to imply that it was expected to be read
after the show, as a sort of consecutive or “delayed” translation.
Then, there was the initial appearance of the Mexican consul in
New York, who, in his role of cultural and diplomatic translator,
was attempting to both bridge the two cultures that were about to
engage in a possibly alienating encounter and also to fully sanc-
tion—politically, that is—the screening of a movie in a language
that was treated by many with great suspicion. Further, and most
translation /
importantly in architectural terms, the movie was being premiered
in one of the oldest, most elegant and well-established movie the-
74
aters—a choice of setting which perhaps sought to convey an aura
of traditional legitimacy and normality for the public. Through all
these different practices or strategies, the Olimpia was to all ex-
tents functioning here as a translation space.
But how was the Olimpia’s role as a translation space inter-
preted by others? In the Revista de Revistas, a highly popular pub-
lication of those times, the critic Peinbert refers to the Olimpia as
“one of our best salons” and says that through these salons “Mex-
ico will be irremediably invaded by talkies in just a few months”
(Reyes de la Maza 1973, 86). Similarly, in the Universal the ed-
itor and critic Carlos Noriega Hope wrote that “Yesterday it was
the Olimpia that was paving the way; tomorrow it will be all the
cinemas in Mexico […] Not a month will pass before mute films
are inexorably exiled to the barrios. Everything will be filled with
cries, musical synchronizations, and words in English” (Reyes de
la Maza 1973, 137). Another critic, Eugene Gaudry, complained
about the screening at the Olimpia saying that it would inaugurate
a time of great cultural confusion where eventually “the foreigners
that come to Mexico will not know what the national language is,
because they will be seeing movies in English, French, German,
Italian, Denmarkese [sic], and so on, with no Spanish translations”
(Reyes de la Maza 1973, 171).
Gaudry was of course exaggerating, but his complaints and
concerns must have been shared by many, because a year later, in
1930, the managers at the Olimpia devised a mechanism which
allowed for the insertion of explanatory Spanish text or titles be-
tween scenes in foreign movies. The Olimpia was famous for its
endeavors in translating as much as possible for their audiences.
The critic Luz Alba noted in an article that “talkies at the Olimpia
have many titles, more than those strictly necessary to understand
the general issue, and just enough to understand the details—
something that does not occur in talkies at other theaters, which
only have enough titles to understand generalities” (Reyes de la
Maza 1973, 200).
Indeed, movie theaters such as the Olimpia were the sites that
were helping translate or carry over a new modern experience to
the Mexican audience, and this modern experience went beyond
the technology of sound in film: it was also the experience of
foreign languages and voices coming into the city’s soundscape,
translation /
75
Teatro-Cinema Olimpia circa late 1920s.
through the screens of these movie theaters. Whether viewed as
enablers of a new invention or as “traitors” that would allow the
talkies to come in and take over, these translators made of concrete
and stone functioned as the material portals for foreign languag-
es to come in and “foreignize” the soundscape of Mexican movie
theaters.
3. Translation, tradition, and entertainment:
a phenomenological approach
After an initial period of resistance on the part of the Mexico City
elite, in which many columnists and critics voiced their concerns
and hesitations regarding sound film technology, it was clear that
the talkies had come to stay. In the early 1930s, the Mexican film
industry consolidated and producers started to invest funds and
translation /
human capital in new technologies and, of course, in producing
Spanish-language talkies.
76
One of the first optical sound devices for film was in fact in-
vented by a young Mexican man who was living in Los Angeles
with his family at the time. His name, like the names of many
remote national icons, has an almost cinematographic ring to it:
José de Jesús “El Joselito” Rodriguez. In the back room of the
bakery his parents owned he had been working for two years on
a sound-on-film device that would adapt to any camera and be
easy to transport. He finally completed the last adjustments to the
Rodriguez Sound Recording System in 1929. It weighed less than
twelve pounds and was purportedly adaptable to any camera cir-
culating in the industry. As the story goes, he sat his family around
a projector and activated it. To his family’s surprise, a horrifying,
cacophonic, almost diabolical melody gushed out, in synchrony
with the image of a few people moving their mouths rhythmically
on the home-made screen. Joselito then stopped the mechanism,
made a few adjustments, and tried again. What came out the sec-
ond time around was the Mexican national anthem. Apparently,
in the first try, he had set the mechanism the wrong way around,
and what his family heard was the national anthem being sung
backwards.
Early sound films relied on a sound-on-disc technology, in
which the sound heard during a film screening had been recorded
onto a phonograph record that was physically separate from the
film. The technology was flimsy and unreliable: not only did the
two components—sound and image—seem disconnected, but they
would often desynchronize completely, producing mass confusion
and irritation in early spectators. The decisive technological step
for the sound film industry was the fusion of both the sound and
visual components of the movie in an optical sound device, lat-
er called sound-on-film technology. Although initial experiments
with the new technology took place in the early 1920s, the first full
feature film with integrated sound was The Jazz Singer (1927). It
was in that same year that Joselito Rodriguez began to develop his
new device, which he imagined could be used in the burgeoning
Mexican sound film industry and thus set Mexico at the forefront
of international talkies.
At the same time as Joselito was working on his device, in
around 1930 a Mexican producer put together a crew and began
working on a project that would lead to the first Mexican opti-
translation /
77
cal sound film, Santa. Joselito, who probably knew he stood slim
chances of getting a proper interview with film magnates, stalked
the film’s producer, Juan de la Cruz Alarcón, at Los Angeles air-
port. Alarcón was on his way back to Mexico, returning empty
handed, after an unsuccessful trip to Hollywood in which he tried
to acquire a sound-on-film technology device: they were all too
costly and impossible to transport. Accompanied by his brother,
Joselito approached Alarcón and secretly filmed and recorded
their brief airport conversation, in which he told the producer of
his latest invention. He was unsuccessful in settling any deal with
him, but he at least managed to get his contact information down
and record the whole encounter. A few days later, he mailed the
reel to Alarcón back in Mexico. The recording met and surpassed
Alarcón’s expectations. It was a done deal. Just a couple of weeks
later, Joselito and his brother, Roberto, were repatriated and began
working on Santa in the newly built studios of the Compania Na-
cional Productora de Peliculas.
Santa was premiered in 1932, in Mexico City’s newly renovat-
ed Cine Palacio. The Palacio was finished in 1924 and renovated in
the late 1920s to screen sound films. But what did this renovation
consist in? Did sound film technology affect the architectural lan-
guage or style of movie theaters beyond the necessary adjustments
to their interiors? Interestingly, the renovations to the Palacio were
also external: the theater perhaps had to send the message to its
audiences that they were fully committed to modernity and they
were as modern as the technology they housed.
In a comparison of the two façades it is possible to notice some
of the typical changes that architecture underwent during the de-
cade. In the renovated cinema, the straight lines that once met the
pinnacles framing the center façade were replaced by a stepped
rooftop, more typical of the art deco style of the late 1920s in Mex-
ico, making the building look taller and, especially, differentiat-
ing it from the straight-line horizontal façades of both neocolonial
and Porfirean art nouveau architecture. The exteriors of the Cine
Palacio were also conditioned for the more striking form of film
propaganda that started to flourish towards the end of the 1920s,
which often made use of vertical edge-lit signs and likewise used
translation /
the marquee for placing film posters.
There is, unfortunately, little published material about the the-
78
ater’s interior transformation or on what adaptations the film’s
technicians had to do in order to screen Santa in a theater that was
not initially built for talkies. The only mention in publications to
its interior is that it was “modernized”—which probably means
that the art nouveau ornamentation was “upgrade” to art deco (see,
Cine Palacio circa 1924.
Cine Palacio late 1920s.
translation /
79
for example, García 2002). In short: a new technology demand-
ed a new appearance, internal and external. Modernity demanded
an integral makeover, a full translation of a space into its modern
version.
An urban melodrama of sorts, Santa was based on a best-sell-
ing novel written at the close of the nineteenth century by the Mex-
ican writer Federico Gamboa. It tells the story of a woman from
the countryside who arrives in Mexico City and is forced into pros-
titution. Modern Mexico city is portrayed as a threatening, cruel
space, where well-intentioned people are treated harshlly. As the
critic Joanne Hershfield writes regarding Santa, “the film affirmed
the conservative discourse that idealized tradition […] and criti-
cized the modern paradigm of progress” (Hershfield 2006, 268).
It is somewhat interesting, in this light, that the storyline chosen
to inaugurate the Mexican talkie—a format using technology that
was spearheading modernity and progress—should come from a
conservative nineteenth-century novel. It is also interesting that
this conservative film was screened in a newly renovated, modern,
art-deco movie theater. What can we make of the apparent décal-
age between a movie and the theater that screened it?
It must be noted that the example of the conservative Santa
screened in the modern Palacio is by no means an exception. Most
commercial movies made in Mexico during the 1930s—and well
into the 1950s, the period in which the country entered its cine-
matographic Golden Age—were no less conservative and tradi-
tionalist. As Hershfield notes, “whether they were set in historical
or contemporary contexts, these films exalted traditional values of
patriarchy, the family, the macho hero, and virtuous, submissive
femininity” (Hershfield 2006, 269). The fundamental reason for
this is that the State was deeply involved in film production and
distribution in Mexico, and therefore also had a “say” in its con-
tent.8 The same is not true of the relationship between the State
and movie theaters themselves.9 Theaters were seen as lucrative
8
As Susan Dever writes regarding the film industry and the star system, “Within Mexico these
stars negotiated a relationship between spectators and the State, indoctrinating viewers in the
rights and duties of Mexican citizenship. (Given the Mexican Government’s subsidy of the film
translation /
industry, making the State the producer of Golden Age cinema, this relationship was particularly
well defined)” (Dever 2003, 12).
9
There is no evidence whatsoever that most film theaters received money from the State, as op-
80
spaces of entertainment, not places destined to educate the Mexi-
can population.
While successful films at the box office were usually the most
conservative ones, Mexican cinemas in the early 1930s tend-
ed toward a gradually increasing radical modernity. They were
more experimental than their content (that is, than the films they
showed), more forward-looking and more committed to a sense
of modernity—however they interpreted this. In other words, if
cinemas in the 1930s pointed toward the future, the content they
screened mostly pointed toward the past. How, then, should we
read the resulting tension? Can it be read as a tension between
form and function? That is, a tension between modernity in form
and conservatism in function? Or perhaps their function was not
at all to conserve values through conservative movies, but simply
to entertain and make money. In that case, how did their form con-
tribute to the parameters and box office exigencies and how was
this, in turn, gauged against the State’s own exigencies regarding
the pedagogic, civilizing purpose of Mexican commercial films?
The phenomenological assumption regarding the interrelated-
ness of an aesthetic experience and the physical aspect of the space
in which such an experience takes place may or may not be entirely
accepted—the degree of the interrelatedness can certainly be ques-
tioned in a space such as a theater, which disappears as soon as the
lights go off and the show begins—but what is unquestionable is
the fact that the architects of movie houses made stylistic choices
which were necessarily tied to a taste informed by a preconception
of what a space such as a cinema should “say” to its patrons.
In his lecture “Of Other Spaces,” Foucault describes the mov-
ie theater as a space that encloses within it a multiplicity of spaces.
He explains the multiplicity of spaces enclosed in a movie theater
posed to hospitals, schools, public housing, stadiums, universities, and public buildings. There
were powerful families in the construction business—the Espinosa brothers, the Alarcóns, and
of course, the controversial American tycoon William Jenkins—who had ties with the govern-
ment and who would eventually hold a monopoly on Mexican film theaters. There were also
politicians involved in theater construction and ownership, such as former president Abelardo
Rodríguez. But none of this means that there was no public money, or at least honestly invested
public money, in the business. Many reasons may explain the absence of the government in film
theater construction and management. The short answer, however, is that theaters simply did
not need it. As opposed to national film production, theaters had plenty of material to screen and
plenty of patrons to entertain—a simple matter of supply and demand.
translation /
81
through the figure of the heterotopia: “The heterotopia is capable
of juxtaposing in a single real place several spaces […] thus it
is that the cinema is a very odd rectangular room, at the end of
which, on a two-dimensional screen, one sees the projection of a
three-dimensional space” (Foucault 1984, 6). But what Foucault
fails to do is to see the “very odd rectangular room” as anything
more than just a box in which the experience takes place. He does
not, in other words, regard the physical space of the theater as any-
thing more than a sort of container. Cinemas, however, are much
more complex in terms of their production of space than an “odd
rectangular room.” The spaces in which films were seen provided
a setting in which the viewers received their dose of entertainment
within the bracket or “slices in time” (Foucault 1984, 6) which the
experience of movie-going entailed.
Palacio Chino late 1930s.
Perhaps the clearest historical example of a conscious stylistic
choice is that of the atmospheric cinemas, which were in vogue in
translation /
movie theater architecture in the United States in the 1920s and
which sought to recreate exotic spaces. Such was the case of the
82
Palacio Chino (built in the late 1930s and inaugurated in 1940),
which featured pagodas, Buddhas, and golden dragons in its par-
ticular rendering of the atmospheric style. It was built in an old
ball court, and designed by Luis de la Mora and Alfredo Olaga-
ray. The critic Luis Helguera describes its interiors as built in “at-
mospheric style, with pagodas, temples, and gold Buddha statues
amid gardens. The ceiling was vault-like, not flat but very arched,
and of course was painted deep blue. The screen was protected by
a heavy black curtain, with Chinese motifs painted upon it. The
screen arch was very heavily decorated, with dragons appearing
here and there” (Heguera).
Mexican architects of the atmospheric style followed the
precept conceptualized by Charles Lee—“the show starts on the
sidewalk.” They had attractive marquees, striking façades, and,
in short, designed spaces that would bolster the “illusion” of the
cinema, where the mind, leaving the real behind, was finally free
to gambol and became more receptive to entertainment. Movie
theaters, as spaces, can then perhaps be seen as a medium that,
due to its “otherness,” helped transmit the illusion of cinema to its
viewers. Whether this otherness was just a gleaming modernity, as
in the case of the Cine Palacio, or whether it was set as an entire il-
lusion, as in the case of the Palacio Chino, the point was that movie
theaters were much more than just “odd rectangular rooms.”
Going back to the question of form and function posed earli-
er, how can we read the coexistence or juxtaposition of Mexican
movies—conservative, and mostly realist and traditionalist—in
these modern, “other” spaces? Perhaps by rephrasing this appar-
ent dichotomy in terms of how movie theaters function as transla-
tion spaces we can make better sense of it. In a “foreign” space of
sorts, in a space that was utterly “other”—due to its modernity, its
ornamental exuberance, or its atmospheric illusions—what peo-
ple went to see was themselves; or even an older, more traditional
version of themselves. A space “outside of time” and “outside of
space”—a modern space of entertainment and illusion—thus func-
tioned, paradoxically, as a sort of mirror of reality. In other words,
a space that was foreign made the domestic visible.
The patron or viewer, upon entering the other or foreign space
of the movie theater, became a translator. A translator of what, ex-
actly? A translator of him or herself for him or herself. The movie
translation /
83
theater, inasmuch as it created an illusion or sense of being else-
where, estranged the patron from his reality and from himself: he
was in a foreign space of sorts. Then, the movie itself—a movie
such as Santa, which in turn realistically depicted the reality “out-
side” the space of the movies—made the patron face him-/herself.
Translation spaces such as movie theaters were not just gateways
for foreign languages and cultures, as I explained in the example
of the Olimpia’s foreign talkie screenings, but also functioned as
mirrors—spaces in which viewers come to see themselves reflect-
ed in that other “version” of themselves in the context or against
the backdrop of a space that was foreign and other, much like the
translator who is always “strabismically” looking simultaneously
at the foreign text and at her or his own. Moviegoers thus travels
outside themselves and outside their domestic, local reality to re-
turn to themselves.
4. New monumentality in the cityscape: building typologies
and the urban layout
By the mid 1930s, the Mexican film sound industry had entered
its Golden Age. The number of films produced in the country had
increased exponentially (see Mora 1989).The same was happening
in many other parts of the world, as the advent of sound film and
the language/translation problems it had created were partially re-
solved by countries creating and investing in their own film indus-
tries and producing films in their national languages.
Paradoxically, however, while the film industry was becoming
more and more fragmented into linguistic regions, the “interna-
tional language” of theater architecture became more and more
consolidated and unified. As the national film industry grew in
Mexico in the 1930s, Spanish-language films were being screened
in spaces that were increasingly trans- or international in terms
of their architectural languages and styles. In this sense, it could
perhaps be said that cinemas internationalized their content, how-
ever “local” it may have been. Spectators seeing a movie about
the most local of themes—be it the Mexican Revolution, Mexican
urban poverty, or the Aztec past—were doing so in an interior that
could just as easily be in Vienna, Buenos Aires, or Chicago.
translation /
But what about the relationship of these movie theaters to their
surroundings? That is, how can movie theaters be understood as
84
translation spaces within the urban space they occupied and how
can this relationship shine a different light upon their cultural and
social role? In the 1930s, monumental sound movie theaters began
to be built. These were not just adaptations of older buildings, but
constructions whose function was, from the outset, to house sound
films. Beyond their bold architecture, which contrasted with the
older and more sober buildings in Mexico City and thus set them
apart as grand palaces of entertainment, their monumental size
also marked a dramatic shift in the appearance of the city, which
had always been horizontally low-rise. One of the most interest-
ing examples of modern cinema monumentality was Juan Segura’s
Cine Hipódromo, housed within the Ermita building.
Ermita building circa 1931.
translation /
85
Cine Hipodromo, Ermita building.
translation /
Ermita building circa 1931.
86
The Ermita was a dramatic intervention in the cityscape. It was
the first “skyscraper,” albeit only an eight-story one. Seen from
the acute angle where Revolución and Avenida Jalisco meet, the
building resembles a large ship sailing north. On its ground lev-
el are spaces for small businesses, integrating the street-life into
the building. Along its southern façade, a big entranceway, which
makes resourceful use of the building’s triangular shape, opens
into a cinema. On top of the cinema are three stories of apartments.
Since Segura could not use columns inside the cinema, he had to
think of a way of making sure the structure would support the three
stories above. He therefore opted for structural steel and construct-
ed an innovative steel structure around the cinema in order to se-
cure it from the weight above, as well as to sound-proof it. He also
used reinforced concrete in beam designs and roofs, as well as for
minimal cladding purposes and ornaments—all of which were an
integral part of the building (Toca 1997, 170). Although the Ermita
was finished by 1931, the Hipódromo, did not open until 1936. Its
inauguration poster depicted “the masses” crowding around the
new, towering building.
Teatro Cine Hipodromo inauguration poster, 1936.
translation /
87
Other examples of modernist monumentality were Francis-
co J. Serrano’s projects. He designed and modernized at least ten
cinemas in the 1930s, some of which, in his own words “left be-
hind their jacal [hut-like] appearance and became modern spaces”
(Alfaro 1998, 58). One of his most important buildings, the Cine
Encanto, was inaugurated in 1937, and loomed high above the sur-
rounding buildings of the San Rafael neighborhood. Its art deco
façade featured a heavily lit marquee, an enormous portico, and
a striking sign at the top with the theater’s name written in deco
typography. The vertical cement walls, forming a right angle with
the central area of the façade, accentuate the height of the con-
struction and the stretched glass-block vertical windows through
which the light from the interior shone outwards, thus accentuat-
ing the chiaroscuro suggested by the walls.
The interiors of the Cine Encanto were modern and spare com-
pared to the more lavishly ornamented theaters of the early 1920s.
translation /
Cine Encanto circa 1937.
88
The Streamline Moderne vestibule, with its curving forms, long
horizontal lines, and round ship-like windows can be seen as a
reaction to the earlier sumptuous interiors of movie palaces and at-
mospherics, and a natural reflection of modern architecture’s ten-
dency towards simplicity and economy of space and materials. Its
vestibule, moreover, played with the ambiguous border between
the inside and the outside, by integrating an interior garden and
Cine Encanto (interiors) circa 1937.
Cine Encanto (vestibule).
translation /
89
using openings in the roof to allow plenty of natural light to flow
in during the day or for the night sky to be seen from inside.
One of the most interesting aspects of both Juan Segura’s and
Francisco Serrano’s work is precisely that it raises the question
of how modernity was being interpreted by these “independent”
architects of the new film theaters.10 Segura and Serrano designed
two of the first cinemas constructed specifically as sound cinemas.
These movie theaters were no longer adaptations of constructions
dating from an earlier period, they were not mere “upgrades” from
art nouveau to art deco, and they were certainly not like the opu-
lent, lavishly ornamented atmospheric palaces. Indeed, in the mid
and late 1930s, movie theater architects would draw more and
more on this interpretation of modernity and modernism and move
towards more sober, less eclectic forms, building cinemas devoid
of superficial ornamentation and maintaining a tighter relationship
between form and function.11
But these movie theaters were also imposing new monuments
to modernity, towering high above the city’s older buildings. They
were as much places destined for seeing something (a movie) as
places made to be seen. They were visible from afar; they loomed
large, like the admonition of a possible future city, from below.
These new buildings introduced a new time: the time of the “now”
as a “future.” The time of the thoroughly, universally modern.
If modernist translation practices were a form of foreignization
of the domestic, those new movie theaters, in the local context
where they appeared, must have seemed utterly foreign or oth-
er—not by virtue of bringing in elements from a particular foreign
country or region, as International Modernism and the Stream-
line modern style were in essence extraterritorial, but by virtue
of introducing a foreign time into the city’s traditional time. Their
“otherness” was a “futureness.” If translation is a transportation, a
transference, a carrying over, what these monuments to modern-
ism translated was not any particular content, but the sense of time
itself.
10
By independent, I mean that their work was not, as was the case with so many realms of ar-
chitectural and artistic production—film certainly among them—funded by the Mexican State.
translation /
11
As Maggie Valentine explains, “seemingly anachronistic ornate architecture and design dis-
appeared from the buildings. Both [film and film theater architecture] were stripped of their
artificial decoration in favor of a more honest […]) examination of life” (Valentine 1994, 6).
90
References
Alfaro Salazar, Francisco Haroldo. 1997. Espacios distantes—aun vivos: las salas
cinematográficas de la Ciudad de México. Mexico City: Universidad Autónoma
Metropolitana.
———. 1998. República de los cines. Mexico City: Clio.
Cine silente méxicano/Mexican Silent Cinema. S.v. “Cine Progreso.” http://cinesilen-
temexicano.wordpress.com/?s=cine+progreso.
Dever, Susan. 2003. Celluloid Nationalism and Other Melodramas: From Post-Rev-
olutionary Mexico to fin de siglo Mexamérica. The Suny Series in Cultural
Studies in Cinema/Video and in Feminist Criticism and Theory. Albany: State
University of New York Press.
Foucault, Michel. 1984. “Of ther Spaces. Utopias and Heterotopias.” Translated from
the French by Jay Miskowiec, originally in Architecture /Mouvement/ Continu-
ité (October). Available as pdf download at http://web.mit.edu/allanmc/www/
foucault1.pdf.
García, Gustavo. 2002. “Adiós al Olimpia.” Letras Libres (October): 101–102.
García Riera, Emilio. 1992. Historia documental del cine mexicano. Vol 1. Guadala-
jara: Universidad de Guadaljara.
Heguera, Luis. N.d. S.v. “Palacio Chino.” http://cinematreasures.org/theaters/
13383http://cinematreasures.org/theaters/13383.
Hershfield, Joanne. 2006. “Sreening the Nation.” In Mary K. Vaughan and Stephen
E. Lewis, eds., The Eagle and the Virgin: Nation and Cultural Revolution in
Mexico, 1920–1940. Durham: Duke University Press.
Maland, Charles J. 1989. Chaplin and American Culture: The Evolution of a Star
Image. Princeton, N.J: Princeton University Press.
Mora, Carl J. 1989. Mexican Cinema: Reflections of a Society, 1896–1988. Berkeley:
University of California Press.
Reyes de la Maza, Luis. 1973. Cine sonoro mexicano. Mexico City: Universidad
Nacional Autónoma de México.
Toca, Antonio. 1997. “Origins of Modern Architecture in Mexico.” In Edward Buri-
an, ed., Modernity and the Architecture of Mexico. Austin: University of Texas
Press.
Valentine, Maggie. 1994. The Show Starts on the Sidewalk: An Architectural History
of the Movie Theatre, Starring S. Charles Lee. New Haven: Yale University
Press.
Venuti, Lawrence. 2000. The Translation Studies Reader. London: Routledge.
Vidal Bonifaz, Rosario. 2010. Surgimiento de la industria cinematográfica y el papel
del Estado de México 1895–1940. Mexico, D.F.: Miguel Angel Porrúa.
translation /
91
Valeria Luiselli was born in Mexico City, and grew up in South Korea, South Africa
and India. She is the author of Sidewalks, a collection of essays, and the internationally
acclaimed novels Faces in the Crowd and The Story of My Teeth. Her work in fiction
has been translated into more than twenty languages, and she has written for The
New York Times, The Guardian, Frieze, Granta, the New Yorker and McSweeney’s. She
holds a PhD in Comparative Literature from Columbia University, and lives in New York,
where she teaches at Hofstra University.
Photo: Zony Maya.
translation /
92
| Unimi Open Journals |
translation | https://riviste.unimi.it/index.php/translation/article/view/15523 | [
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] | Translating At the Edge of Empire:
Olha Kobylianska and Rose Ausländer
Sherry Simon Concordia University,
Canada
Abstract: The edge of empire is a mythical place which has inspired the histor-
ical and literary imagination. As the easternmost city of the Habsburg Empire,
Czernowitz was a product of a particular kind of border culture, one which sus-
tained an intense relationship with the German language. In the multilingual
matrix of the years leading to the collapse of the Empire and during the interwar
period, translational relationships were developed through German. The cases
of the Ukrainian writer Olha Kobylianska and the German-Jewish poet Rose
Auslander are considered here.
The edge of empire is a mythical place that has long stimulated
the historical and literary imagination. The Roman Limes—which
encompassed a vast area that included Britain (up to its northern,
Atlantic reaches), continental Europe right across to the Black
Sea and down to the Red Sea, and North Africa as far west as the
Atlantic coast (see http://whc.unesco.org/en/list/430)—probably
provide the most pervasive material traces of the walls, ditches,
forts, fortresses, watchtowers, and civilian settlements that sepa-
rate Empire from its barbarian outside. But the waxing and waning
of innumerable empires over the course of world history—from
the Greek and Mongol to the Habsburg, British, and Ottoman em-
pires—have offered an abundant supply of objects and narratives,
images and fantasies, a recent example of which is the Star Wars
game called “The Edge of the Empire.”
An expression of imperial power at its highest point (bringing
the full might of military force to bear against the enemy without),
the edge of empire is also, because of its physical distance from
the imperial center, a place where identities can become diluted,
where the precise dividing line between inside and outside can be-
come troubled. This paradox is richly exploited in J. M. Coetzee’s
translation /
93
1980 novel Waiting for the Barbarians. It tells the story of a dis-
abused middle-aged magistrate who chooses to end his days in a
lazy imperial outpost, spending his free time carrying out his own
archaeological digs.
Largely indifferent to the bellicose aims of his military superi-
ors, he comes under suspicion of collusion with the enemy. He has
excavated a cache of slivers of wood that all seem to have some
sort of message written on them, but the writing is ancient and im-
penetrable and he has been unable to decipher the message. When
he is forced, however, to provide the meaning of these writings,
now considered crucial evidence, the magistrate suddenly finds
words to transmit the messages he reads from the slips: appeals
from barbarian prisoners to their families—intimate and immedi-
ate and alive.
Through his “translation,” the magistrate transforms the bar-
barians from aliens into individual beings. He blurs the line that
separates the enemy from the citizen, and he opens gaps in the Em-
pire’s line of defense. And in fact the Empire never does achieve
victory. The barbarians simply lure the army out into the desert
and then vanish. Faithful to the genre of “the barbarian and the
frontier”—classically drawn by Dino Buzzati in The Desert of the
Tartars and powerfully evoked by Cavafy in the poem also called
“Waiting for the Barbarians”—the barbarians in Coetzee’s novel
are elusive. The moment of direct confrontation, feared and de-
sired, never comes. The link between present and past, self and
other, suggests Coetzee, is an imaginative leap, a gesture of volun-
tary projection.
Coetzee’s novel will be our entry point into another site of
translation at the edge of empire. This is the city of Czernowitz (to-
day’s Cernivtsi in Ukraine), the most easterly city of the erstwhile
Habsburg empire. Abundantly mythologized as a border city, as
a cultural bulwark against the alien forces from the east, the city
provides rich material for a study of translational forces. Its geo-
graphical situation but also its cultural vocation as a border city
during the period of the military collapse and the reorganization
of the Habsburg border lands offers a singular viewpoint onto the
work of translation at the edge of empire. In what follows, I will
translation /
examine the work of two Czernowitz authors—Olha Kobylianska
(1863-1942) and Rose Ausländer (1901-1988)—as translators of
94
their border city. Like Coetzee’s magistrate, they find the borders
enacted by translation to be shifting and elusive. To translate at
the edge is to be especially aware of the ways in which boundaries
can accentuate or attenuate difference. Political borders hyposta-
tize cultural and linguistic differences, while geographical borders
often show difference to be gradual. The multilingualism of border
zones problematizes the activities of translation as source–target
transactions. Whether applied to a huge geographical expanse or
to the microspaces of the multilingual city, the operations of trans-
lation at the border are shaped by the special pressures of the in-
terzone. This means that the frames of language exchange must be
recast to respond to more subtle understandings of the relation be-
tween language, territory, and identity. How do the competition and
animosities, but also the shared references that inevitably flourish
in multilingual geopolitical contexts, shape translation (Meylaerts
2013)? Languages that share the same terrain rarely participate in
a peaceful and egalitarian conversation: their separate and compet-
ing institutions are wary of one another, aggressive in their need
for self-protection. Cultures of mediation are shaped by the social
and political forces which regulate the relations among languages.
Building the bulwark
Today the Bukovina is largely situated in Ukraine. From 1774 until
1918, this area was the easternmost edge of the Habsburg empire
that the emperor Joseph II consciously and vigorously constructed
as a buffer zone in order to protect his territories from Russian
and Ottoman expansion (Colin 1991, 7). He actively promoted the
settlement of Germans from Austria and southwest Germany, as
well as the Germanization of Ruthenians and Roumanians, the two
largest language groups in the Bukovina.
Over the course of the nineteenth century in particular, for
both German-language empires (the Prussian and the Habsburg),
“the East” exerted tremendous fascination. From 1848 to 1918,
central Europe was crisscrossed by conflicting imperial projects,
each marked by its own real and imagined borders and the constant
pressure to defend newly conquered expanses of territory. The ar-
eas that became known as the “eastern Marches” were increasing-
ly important in public consciousness. The term “March”—origi-
nally indicating the border provinces of the Carolingian Empire,
translation /
95
granted a privileged political status in order to fulfill their duties in
defending and expanding the Empire’s boundaries, and used only
sporadically in the first half of the nineteenth century—became a
catch-phrase (the OstMark) after 1848 (Thum 2013, 44–59). And
in the second half of the nineteenth century, a new kind of highly
ideologized novel later called the Ostmarkenroman emerged, pop-
ularizing the idea “that a battle over territory was taking place in
the eastern borderlands between the representations of a superior
German civilization and their Slavic enemies” (Thum 2013, 48).
As Pieter Judson has so convincingly demonstrated, these
border zones were not “natural” zones of conflict, in particular of
language conflict. Beginning in the mid-nineteenth century, they
were, rather, strategically targeted by nationalist ideologists and
enlisted in the struggle for patriotic allegiance (Judson 2006). “Na-
tionalist activists” took every opportunity to transform rural con-
flicts into national ones (10). In particular, campaigns around the
language of schools were used to mobilize energies for nationalist
causes in what Judson calls the “nationalization of the language
frontier” (17).
From 1848 onwards, Czernowitz had an increasingly Ger-
man-language population. Many German-speaking Jews settled in
the major Bukovinian cities and by 1918, 47 percent of the pop-
ulation of Czernowitz was Jewish. “Since Bukovinian Jews were
German-speaking and particularly loyal to the Habsburg monarchy
and instrumental in its expansion in that region, Austrian officials
tended to consider them representatives of the Habsburg empire”
(Colin 1991, 7; see also Hirsch and Spitzer, chapters 2 and 4).
Proof of the importance of Czernowitz for Austria and the German
language came with the founding in 1875 of Franz Josef Univer-
sity—a coveted boost to the intellectual and cultural life of what
was considered by many to be an outpost of imperial life. While
the town had its military garrisons to protect the city from attack,
it also had its linguistic ramparts. By 1875, for example, in order to
conform to the empire’s own language laws guaranteeing the use
of a national language when numbers justified it, Lemberg univer-
sity in the Galician city was giving all its courses in Polish—so
the Empire had to exert its efforts at Germanization elsewhere.
translation /
The university in Czernowitz was the Empire’s first new universi-
ty in fifty years (Judson 2016, 321). The new university, won for
96
Czernowitz over intense competition from other cities—notably
Trieste—was the result of relentless lobbying by a noble landown-
er from Bukovina who argued that only German scholarship could
claim universality and that it would ensure an integrative function
in this multilingual zone of empire (322). The University reflected
the Empire’s broader political and ideological aims.
When in 1866 Austria lost its traditional political hegemony in Germany, the liberal
empire sought a renewed sense of mission in Europe. In the 1870s, the exploration of
cultural diversity seemed to offer the foundations for a renewed Habsburg civilizing
mission directed specifically to eastern and southeastern Europe, including the Bal-
kans. In its earliest incarnation, this new mission for the empire focused its civiliza-
tional energies on the existing crownlands of Galicia and Bukovina. The founding of
a university in Czernowitz in 1875 offered early elaborations of Austria–Hungary’s
new civilizational mission to the east and of it ideology of unity in diversity. (Judson
2016, 318)
It is to be noted, however, that the new university did have the
first professorships of Romanian and Ukrainian literature.
What does multilingual mean?
Like other cities in Central Europe—large cities like Budapest and
Prague (where German was the first, then the second, language) (see
Spector 2000), or smaller cities like Vilnius, Lviv, Riga, Danzig,
Bucharest, Timisoara, Plovdiv, or Trieste—Czernowitz was intense-
ly multilingual. What made Czernowitz different from other cities
in Galicia, where Polish was dominant (for instance in Lemberg or
Vilna), is that there was no one Christian national bourgeoisie which
dominated in Czernowitz. Ukrainians (also known as Ruthenians)
and Romanians were both a significant presence in the city, but the
fact that neither was dominant in the city gave greater prominence
and autonomy to the Jewish, German-speaking, population (Cor-
bea-Hoisie cited in van Drunen 2013, I , 3, 34).
The multilingualism of Czernowitz is today often remembered
in a benign, nostalgic mode. Despite the violence of both World
Wars and the repressive regime which ruled in the interwar period,
memories of pre-World War II Czernowitz are often cast in a very
rosy light—evoking the cosmopolitanism of a lost Mitteleuropa.
Time and again, the character of Czernowitz’s language landscape
is reiterated as a trademark symbol of the city—equivalent to a
translation /
97
landmark or tourist attraction. City guidebooks, postcards, and
similar popular materials praised the coexistence of separate but
happily coexisting ethnic communities. This refrain was accentu-
ated by pronouncements for instance by Rose Ausländer on the
four-languaged town she grew up in (“Viersprachig verbrüderte
Lieder in entzweiter Zeit,” Ausländer 1976, 72) or Paul Celan’s
oft-quoted salute to his “city of books” (Hirsch and Spitzer 2010,
32), or the many memoirs by former inhabitants of the interwar
period that evoke a long period of relative harmony—even against
the backdrop of rising Romanian nationalism and anti-Semitism in
the 1920s and 1930s. In 1908, a visitor to the city, Yitzchak Peretz
(1852–1915 wrote “We stroll in the evening streets, and from dif-
ferent windows the tones of different languages waft out, all dif-
ferent kinds of folk music”, in (Olson 2010, 33). Peretz conveys
what seems to be a conventional aural impression of the city—that
of a harmonious music wafting through the air and captured with
pleasure by the evening stroller.
The myth of Czernowitz that issues from this image of happy
polyphony has increasingly come to be critiqued in light of the
easy idealizations it fosters. This image allowed German-speak-
ing scholars, for example, to have Czernowitz stand as a site of
pre-Nazi German pluralism, a safe haven in German historiogra-
phy (Menninghaus 1999). It promoted a nostalgia industry which
pitted a perfect “then” against the flawed “now,” though little proof
was given beyond the same repeated phrases. A more nuanced por-
trait of intercultural relations is therefore required. What kind of
relations existed among the city’s various language communities?
Following the outpouring of publications which, since the fall of
the Berlin Wall in 1989, has opened research in this area of the
world (see the excellent review of the literature by van Drunen
2013). I will bring translation studies into the discussion. How can
the view from translation illuminate the field of language relations
in the city?
A first move is to view the city not as multilingual but as trans-
lational. What is the sense of this distinction? Multilingualism
calls up a space of pure diversity, a proliferation of tongues and of
parallel conversations, without concern for the interactions among
translation /
these languages. The translational city looks for connections and
convergences across language and communities, connections that
98
indicate direction (to and from which languages) and intensity (Si-
mon 2012). It follows, then, that the translational city is not always
a site of peaceful and friendly transactions. It includes the refus-
al to translate, zones of silence and resistance. And so translation
could be broadly defined as “writing at the intersection of languag-
es,” writing under the influence of, in the company of, with and
often against, other languages. A detailed examination of urban
translation practices, such as those provided in Michaela Wolf’s
pioneering study of translation in the Habsburg monarchy, distin-
guishes between the formal practices of translation dictated by the
Empire’s language laws and the myriad informal practices of trans-
lation which were part of daily life—the domestic servants and ar-
tisans who had to learn to serve in German, the tradespeople who
had to learn German terminology, the informal exchanges through
which children would be sent to neighboring villages of the empire
to learn the languages across the border (Wolf 2012, 2015). Re-
storing multilingual transactions to the streets of Habsburg cities,
showing how these cities were in many ways precursors to today’s
multilingual diasporic and postcolonial cities, Wolf’s study also
confirms that translation practices were dominated by the power of
German and therefore by translation into German. Literary trans-
lation in Czernowitz also followed this pattern. Translation out of
German, however, followed a different path. Whether in relation to
Yiddish or Ukrainian, writers chose not so much to translate works
in that direction as to abandon German in favor of a new writing
language.
Literary interactions
Literary translation was a popular activity in Czernowitz, particu-
larly in the interwar period. In her introduction to a book on Paul
Celan, Amy Colin (1991) details the myriad activities of transla-
tion which were undertaken by the participants in the active literary
milieus of the city. These include Alfred Margul-Sperber’s Ger-
man translations of British (T. S. Eliot), French (Apollinaire and
Gérard de Nerval), and American (Robert Frost, Nicholas Vachel
Lindsay, Wallace Stevens, Edna St. Vincent Millay, and e e cum-
mings) modernist poets as well as American Indian texts. Imman-
uel Weissglas translated Eminescu’s famous poem “The Morning
Star” into German and Grillparzer, Stifter, and parts of Goethe into
translation /
99
Romanian. There was also indirect translation—with Romanian
and Ukrainian poets influenced by German authors and inversely.
Authors writing in German often used motifs from Romanian and
Ukrainian folklore and translated important historical and literary
texts from one language into the other (Colin 1991, 11). The writ-
er who is at once exceptional and yet who best exemplifies the
culture of mediation which issued from the multilingual matrix
of Czernowitz is Paul Celan (Nouss 2010). Celan’s displacements
from Czernowitz to Bucharest to Paris, his poetic memorialization
of the Holocaust, his negation of the German language after the
Nazis, his experiments across and through languages—these mark
his work as uniquely expressive of the Czernowitz legacy, its hy-
perconsciousness of language, of history and of the experience of
literary mediation.
An important trend of the early twentieth century saw many
writers begin writing in German, then turn to their “national” lan-
guage—Ukrainian, or Yiddish. Amy Colin gives the examples for
Ukrainian of Felix Niemchevski, Osip Juril Fed’kovych, Alex-
ander Popovich, and Isidor Vorobkevich, sometimes combining
motifs from German Romanticism with images from Ruthenian
folklore (Colin 1991, 11). To this list she might have added the im-
portant Yiddish-language writers Itzik Manger and Eliezer Stein-
barg—Manger, for instance, carried the German literary form of
the ballad into Yiddish (Starck-Adler 2007, 124–132)—as well as
that of the legendary Ukrainian writer Olha Kobylianska. It is to
Kobylianska’s experience that I now turn to explore the language
configuration of Czernowitz, before examining the work of anoth-
er well-known Czernowitz poet, Rose Ausländer.
Olha Kobylianska
Born into a family who used German as their daily language (her
father was a Ukrainian who worked for the Austrian administra-
tion and her mother was of Polish origin), Kobylianska began her
writing in German and in fact continued to keep a diary in German
for her entire life. She was born and brought up in a small town
not far from Czernowitz, but moved to the city when she was in
her twenties. After “converting” to the Ukrainian national cause
translation /
in her late teens, she began to translate herself into Ukrainian—
sometimes asking fellow authors to help her or receiving editorial
100
help from her publishers. Though she lived in a small corner of the
Ukrainian cultural territory, Kobylianska was very soon in con-
tact with the powerful standard-setters of the Ukrainian literary
establishment. As a young woman writer she was much influenced
by the opinions of these critics, and tried to change her style and
subject matter to suit the left-wing populism that was considered
appropriate. But Kobylianska was continually criticized for the
strains of mysticism and intellectualism which were discerned in
her writing. Though it would be those same qualities of modern-
ism, exploration of the emotions of women and fascination with
art which would endear her to later generations of readers and es-
tablish her as a major figure in Ukrainian literature.
Kobylianska’s writing is difficult to categorize, with its some-
times incongruous mélange of feminism, intricate exploration of
inner sentiments, portrayal of the cruelty of peasant life, and out-
bursts of nationalist rhetoric. Critics are divided as to the elements
of her work that are ironic or parodic and those that convey her
true sentiments. Among her works, “Valse mélancolique” stands
out as a truly radical portrait of women sharing a life together as
artists. Like some of her other stories, this takes place in an ur-
ban setting, recounting the daily life and conversations of women
who have chosen to devote themselves to art rather than to a con-
ventional married life. This story marked a radical beginning for
Ukrainian literature. Kobylianska’s writings move between urban
stories and rural depictions that are gothic in their intensity. In one
story, a wife kills her husband and the children live in terror of
being killed as well—though in the end the story shows sympathy
for the woman browbeaten by the drunken husband. In fact Ko-
bylianska knew both the urban and rural worlds, as she grew up
in a small town, but travelled often to Czernowitz before settling
there. She was involved in setting up the first women’s organiza-
tion in the city—a radical organization from a feminist perspective
but tied to the church and therefore suspect in the eyes of most
young Ukrainian women who preferred to join left-wing social-
ist organizations. Much of her writing associates “German” with
high literature and a genteel life style. As a Ukrainian nationalist,
she supported the Russians and then the Soviets as defenders of
Ukrainian identity against the Austrians and then the Romanians,
and when the Romanians took the city in 1942 she was condemned
translation /
101
to death by hanging. She died before the hanging was to take place.
There is a museum dedicated to her in Czernowitz and the main
street, called the Herrengasse by the Austrians then by the name of
a Romanian writer by the Romanians, is today named after her in
Ukrainian Czernowitz.
Kobylianska was influenced by George Sand but especially by
Nietzsche, a writer she could read and quote in the original Ger-
man—by contrast with her new compatriots who would have had
only secondhand versions.
Kobylianska was the first Ukrainian intellectual to introduce Nietzsche to Ukrainian
readers, incorporating many of his philosophical concepts to her own philosophical
system [. . .] Nietzsche’s association of myth with aesthetic creativity, his statement
that myth is essential for the health of a culture, as well as his call on the “free
spirits” to create this new “ruling idea” by which to live spoke directly to Ko-
bylianska’s dissatisfaction with positivism, rationalism and socialism. (Ladygina
2013, 85)
While many critics disparaged her use of “German technique,”
which in this case included a combination of elements such as in-
tellectualism, mysticism, and estheticism, the writer and feminist
Lesia Ukrainka took the opposite position and praised its influence
on Kobylianska’s writing: “It led you to recognize world literature,
it transported you out into the broader world of ideas and art—this
simply leaps out at once, when one compares your writing with
that of the majority of Galicians” (de Haan 2006, 249).
One could therefore refer to Kobylianska’s impressive output
of novels and short stories in Ukrainian as translational writing—a
product of the particular mélange of cultures particular to the Bu-
kovina and Czernowitz. In turn, Kobylianska translated Ukrainian
literature into German, including the works of Pchilka, Kobryns-
ka, and Ukrainka (Franko 1998). In the case of Kobylianska as for
the many other writers of Czernowitz, the multilingual milieu did
not signify a close interrelationship with all the literary communi-
ties but meant, rather, that writing occurred in the presence of other
languages, in the consciousness of competing literary systems, and
in this case with or against the power of German.
translation /
102
Rose Ausländer
In a prose fragment written in 1971, Rose Ausländer answers the
question, “Why do I write?” with the following reply:
Perhaps because I came into the world in Czernowitz, and because the world in Czer-
nowitz came into me. That particular landscape. The particular people, fairy tales,
and myths were in the air, one inhaled them. Czernowitz, with its four languages,
was a city of muses that housed many artists, poets, and lovers of art, literature, and
philosophy. (Cited in Morris 1998, 59)
Rose Ausländer grew up and began her literary career in
Czernowitz, where she was an active member of the Jewish Ger-
man-language literary community, but left in her twenties to travel
to the US. She spent the war years back in Czernowitz in hiding
with her mother (she was one of the five thousand survivors of the
ghetto, while 55,000 were murdered) and after another almost two
decades of wandering finally settled in Dusseldorf in the 1960s. In
the US after the war, Ausländer began a period during which she
wrote poetry only in English. She later returned to the German
language and has become a well-known German-language author.
Her works are collected in seven volumes, much of which pub-
lished after her death.
The interweaving of diaspora and home, the long wanderings
of much of her life, are reflected not only in the themes of her
writing but in the consequences of the to-and-fro between English
and German. In particular, her exposure to American modernism
resulted in shifts in her formal expression, from a German-inspired
lyricism to an American-inspired modernism.
Ausländer is one of the sources most often quoted in favor
of the image of a peaceful multilingual Czernowitz before the
war. In the poem “Czernowitz Before the Second World War,”
she writes:
surrounded by beech forests. . .
. . .Four languages
in accord with each other
spoiled the air
Until the bombs fell
the city breathed
happily (Ausländer 1977, 6: 348)
translation /
103
Indeed, Ausländer continued to praise the city of her birth and
upbringing, despite the horrors she experienced during the war.
Perhaps because she was always able to keep a distance between
fatherland and motherland:
My fatherland is dead
they have buried it
in fire.
I live
in my motherland
word1 (quoted in Morris 1998, 49)
This motherland is German, the language in which she wrote
all her life, except for a period of eight years, from 1948 to 1956,
when, she says, she “found herself” writing only in English. She
was living in New York, a city where she had previously spent
several years during the 1920s, and perhaps contemplating a con-
version to an American existence. But this period turned out to be
only a hiatus in her writing life, as she later returned to Europe and
to the German language—and most of the English poems were dis-
covered only after her death. Yet these years in English introduce a
significant translational element into Ausländer’s esthetic, a more
precise materialization of the Czernowitz multilingualism, and one
that gave greater heft to the name she seems to have chosen to keep
as hers—the name which belonged to the husband of a short-lived
marriage: Ausländer or outsider. Rose Ausländer owned two suit-
cases that she carried through her lifelong wanderings, and identi-
fied fully with her Jewish identity as someone who has wandered
for hundreds of years, “from Word to Word.”
English was not German, the language of the war. Ausländer
knew Paul Celan from Czernowitz, and met him several times later
on her return trips to Europe—and she surely shared his sense of
the contamination of the German language. English was also the
language of her daily life in New York, of her workplaces there,
and of the modernist poets she read and admired. Ausländer met
Marianne Moore at a writer’s conference in New York in 1956,
and in addition to Moore Ausländer was drawn to the work of Wal-
lace Stevens and e e cummings. These sources allowed her to write
translation /
1
Mein Vaterland ist tot/sie haben es begraben/im Feuer/Ich lebe/in meinem Mutterland/Wort.
104
poetry after years of silence and a personal crisis brought on by the
death of her mother in 1947. Ausländer could return to poetry only
through the oblique angle of another language—one which had not
been part of the “old world” configuration.
In 1956 she began again to write in German, putting together
the shattered pieces of her life through a renewed belief in the
mother tongue. The poetry becomes more angular, less lyrical,
she says that the stars had taken on a new configuration, the flow-
ered words had faded. She uses fewer adjectives, shorter lines, no
rhyme or punctuation, the isolated word taking on new meaning.
The mother tongue takes the place of the mother, the poem a place
of refuge.
But, as Lesley Morris argues, Ausländer’s “return” to German
is less a one-way and definitive embrace of the authentic tongue
than a renewed practice of translation, as she brings back to Ger-
many the long experience of exile, experiencing new forms of dis-
placement within the German-speaking world (Morris 1998, 55).
The sheer number of Ausländer’s poems, which are normally
only some twelve lines long, suggests an esthetic of incompletion,
of relentless recommencing. Ausländer translated some of her
English poems into German, just as she also translated at vari-
ous times in her career the poems of others into German or En-
glish—Yiddish poems by Itzik Manger (1901–1969) into German
and German poems by Else Lasker-Schüler and Adam Mickiewicz
(1798–1855) into English. The fragmented nature of Ausländer’s
various exiles and returns points to a kind of permanent diasporic
state, a Niemandsland of exile, where being at home will always
mean being far away from home. Ausländer’s diasporic life be-
gan before the Second World War, but her poetry was irrevocably
marked by her experiences as a Jew during that period and by the
wanderings which were a result of the destruction of Jewish life in
Czernowitz.
The imaginative world of Ausländer is deeply embedded in
the originary crucible of languages in Czernowitz and marked es-
pecially by one enormous fact: the sudden reversal of meaning
attached to the German language. For this city, so tied to the myth
of the “imaginary West in the East,” German had been elevated
to the status of a religion—an affiliation so intense as to remain
strong even during the Romanianization of the interwar years.
translation /
105
Raised in the adoration of Deutschtum, Czernowitz authors were
forced to see German undergo a spectacular transvaluation of val-
ues—and therefore to revise their relationship to the language. For
Ausländer, following Paul Celan, this meant a mediated relation to
German, one which showed the “home” language to be partially
alien.
Conclusion
The meaning of Czernowitz as a city at the edge of empire is dom-
inated by the history of the significance given to German. The pre-
eminence of the German language, lasting far into the twentieth
century, was central to the writing lives of both Kobylianska and
Ausländer. The historical events which shaped their relationship to
this language were, however, of very different natures. Kobylians-
ka’s literary imagination was shaped in German, and she carried
into the Ukrainian language the sensibility she had first acquired in
that language—both the popular sentimental novels she had read
as a youth and the exalted ideas she took from Nietzsche. At the
same time, her choice to write in Ukrainian was a decision to sep-
arate herself from the German sphere and participate in the con-
struction of a new Ukrainian sensibility. This turn to nationalism
on the contested site of the border city expresses the conflictual
nature of language relations in the border city. That Kobylians-
ka, however, continued to keep a diary in German throughout her
life, testifies to the ambiguities and split allegiances of the private
sphere—where translation became a permanent condition.
Ausländer’s relationship to German was shaped by the Jewish
literary milieu of Czernowitz, by her personal experiences of di-
aspora (before and after the Second World War) and by the Holo-
caust. Ausländer is one of relatively few Jews to have lived through
the Holocaust and to have continued to use German as a literary
language after World War II. (Among the best-known exceptions
are Paul Celan, as noted, and Marcel Reich-Ranicki.) It is surely
significant that both Celan and Ausländer are from Czernowitz.
Certainly her understanding of that language and its cultural affil-
iations were tempered by the multilingual matrix of that city, and
the translational relationships out of which it evolved. Her turn
translation /
away from German, and her subsequent return, her wanderings
and her final settling in Dusseldorf, testify to a difficult relation-
106
ship to language and place—one which nevertheless allowed her
to celebrate her past in the borderlands of the empire.
Kobylianska and Ausländer would not have known one anoth-
er in Czernowitz. They belonged to different milieus and different
generations (Kobylianska was born in 1863; Ausländer in 1901),
though Ausländer would have heard of the more famous Koby-
lianska, her growing literary fame, her persecution and death in
1942. Their careers illustrate the parallel paths followed by the
literatures of the city, each enclosed within its respective liter-
ary languages and traditions. Even today, they are unlikely to be
found in the same anthologies or literary histories. Nevertheless,
both writers defined themselves with and against the German lan-
guage—along the lines of tension that animated the language life
of their common border city.
translation /
107
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1907, and the 1908 Yiddish Language Conference.” In Czernowitz at 100:
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London: Palgrave Macmillan.
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Simon, S. 2012. Cities in Translation. Intersections of Language and Memory. Lon-
don: Routledge.
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in Franz Kafka’s Fin de Siècle. Berkeley: University of California Press.
Starck-Adler, Astrid. 2007. “Multiculturalisme et multilinguisme à Czernowitz.
L’exemple d’Itzik Manger.” Études germaniques 62 (1): 121–132.
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translation /
109
Sherry Simon is a professor in the French Department at Concordia University. She
has published widely in the areas of literary, intercultural and translation studies, most
recently exploring the cultural history of linguistically divided cities. Among her pub-
lications are Translating Montreal. Episodes in the Life of a Divided City (2006) and
Cities in Translation: Intersections of Language and Memory (2012), both of which have
appeared in French translation. She has edited or co-edited numerous volumes, in-
cluding Translation Effects: The Shaping of Modern Canadian Culture (with K. Mezei
and L. von Flotow), (2014) and Speaking Memory. How Translation Shapes City Life
(forthcoming MQUP). She is a fellow of the Royal Society of Canada and a member
of the Académie des lettres du Québec. She was a Killam Research Fellow (2009-11)
and in 2010 received the Prix André-Laurendeau from l’Association francophone pour
le savoir (ACFAS).
translation /
110
| Unimi Open Journals |
translation | https://riviste.unimi.it/index.php/translation/article/view/15524 | [
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] | Translating Ruins
Alfred Mac Adam Barnard College-Columbia
University, USA
Abstract: This essay explores the relationship between a neo-Latin poem by
Ianus Vitalis and three vernacular sonnets, versions of the Latin original, by
Du Bellay, Spenser, and Francisco de Quevedo. The purpose of the essay is to
ponder the problems and choices that the translators had to resolve in order
to refashion Vitalis. The essay further seeks to show the strangeness of Vitalis’
poem and how his translators effetively created three original poems. This is an
exploration of translation, more concerned with that problematic art than with
the history of the European sonnet.
Writing in 1932 about the numerous English versions of Homer,
Jorge Luis Borges asserts—perhaps ironically though perhaps
not—that the relationship between translations and originals de-
fines the relationship between any text, its myriad literary sources,
and the experiences an author assimilates to produce it. Unlike so-
called originals, translations reveal rather than hide their sources:
“El modelo propuesto a su imitación es un texto visible, no un
laberinto inestimable de proyectos pretéritos o la acatada tentación
momentánea de una facilidad”1 (Borges 1965, 105).
Borges denies original composition, declaring all texts to be
translations and writing (like reading) nothing more than trans-
lating. This anti-Romantic theory of literary creation makes the
juxtaposition of originals and translations complex: we are no lon-
ger comparing the original with an imitation (the translation) but
actually comparing coequals.
Fair enough, but even though Borges deals with English trans-
lations of Homer—the paucity of Spanish translations making his
1
“The model proposed for imitation is a visible text, not an incalculable labyrinth of past projects
or the yielded-to, momentary temptation of an opportune insight.” Translation mine.
translation /
111
essay impossible to write—he does not discuss the role played by
nationality and national language in translation. Why did the En-
glish, century after century, feel the need to translate and retranslate
Homer? And what was the impact of these translations on the his-
tory of English literature? If Borges had elected to study the many
translations of Don Quixote into English, he would have reached
the same conclusions about the relationship between translation and
original; but he might also have noted that the history of the novel
in English was changed because of Cervantes.
Literary history abounds in translations or imitations that some-
how acquire the status of originals. For example, Juan Ruiz de
Alarcón’s La verdad sospechosa, from about 1634, is the basis for
Corneille’s Le Menteur (1644), which in turn spawns Carlo Goldo-
ni’s Il Bugiardo (1750) and Samuel Foote’s The Lyar (1762). Ruiz
de Alarcón engenders not just translations and imitations but an
entire theatrical tradition in four languages and four cultures, each
of which reshapes the original to national tastes. This idea, that
translators would deliberately accommodate a work to a national
language, appears in Alastair Fowler’s Times Literary Supplement
review (April 27, 2012) of a new edition of Gavin Douglas’s 1513
Scots translation of Virgil’s Aeneid. The translation crystalizes the
language into which it is translated, much in the way the King
James Bible or Luther’s translation consolidated English or Ger-
man.
Less important in terms of fixing a national language, but
equally fascinating in terms of the relationship between original
and translation are three sonnets, freestanding works of art in them-
selves, which directly or indirectly derive from the epigram De
Roma (1552) by Ianus Vitalis (1485–1560):
Qui Romam in media quaeris novus advena Roma,
Et Romae in Roma nil reperis media,
Aspice murorum moles, praeruptaque saxa,
Obrutaque horrenti vasta theatra situ:
Haec sunt Roma. Viden velut ipsa cadaver, tantae
Urbis adhuc spirent imperiosa minas.
Vicit ut haec mundum, nixa est se vincere; vicit,
A se non victum ne quid in orbe foret.
translation /
Nunc victa in Roma Roma illa invicta sepulta est,
Atque eadem victrix victaque Roma fuit.
Albula Romani restat nunc nominis index,
112
Quinetiam rapidis fertur in aequor aquis,
Disce hinc, quid possit fortuna; inmota labascunt,
Et quae perpetuo sun agitate manent. (McFarlane 1980, 24–26)2
Vitalis’ poem invites the recently arrived (novus advena) visi-
tor who has come to Rome seeking ancient Rome to learn a moral
lesson: Rome is now nothing but ruins. All that endures is, paradox-
ically, the Tiber: The river flowing like time itself remains, while
the ancient capital of the world is disjecta membra. The elegiac tone
of Vitalis’ poem, enhanced by the repeated “o” in Rome, reflects
the ancient fusion of elegy and epigram—which is to say that by
Vitalis’ time, a neo-Latin epigram was simply a short poem. It
might be of intellectual rather than emotional cast, though there is
nothing consistent or absolute about its subject. Like the sonnet,
the epigram could treat any theme, although concision is one of its
principal features: the verbal economy of Latin would be an ideal
for Renaissance vernacular poets to strive for, especially in sonnets.
That Vitalis’ poem is comprised of fourteen lines is a fascinat-
ing irony. A poem in Latin on mutability that seeks to avoid the mu-
tability of vernacular tongues uses a structure that to Renaissance
readers would immediately recall the sonnet. De Roma is an open
invitation to vernacular translation, and Malcolm C. Smith (1977)
lists over a dozen versions of the epigram. Not all are sonnets, but
those under consideration here adapt Vitalis to that compact form.
The first of the three, a translation of a translation, is Edmund
Spenser’s version of Joachim du Bellay, which appears in his ap-
propriately titled sonnet series The Ruines of Rome (1591). Spenser
obtains that alliteration by not translating the title of du Bellay’s
sonnet sequence, Les Antiquités de Rome (1558)—he changes it
utterly. Antiquités are ancient, but ruines might be recent. While the
name Rome itself implies antiquity, the sack of Rome in 1527 (and
still in living memory in the second half of the sixteenth century) by
the troops of the Holy Roman Emperor Charles V certainly created
modern ruins. But setting aside historical anecdote and focusing
2
McFarlane’s version of Vitalis’ epigram is accompanied by Thomas Heywood’s version, from
The Hierarchie of the Blessed Angells (1637). Readers wondering about possible sources for
Vitalis’ epigram might consider an idea in James Nohrnberg’s 1976 The Analogy of The Faerie
Queene. Nohrnberg suggests two passages in Isaiah (34:14 and 13:21–22): “Both of the Isaiah
passages would impress a poet on literary grounds alone; they are supreme in their kind, which
is the elegy over fallen buildings, letterature delle rovine. . .” (236).
translation /
113
exclusively on du Bellay’s words, it is clear that Spenser’s use of
ruins is a transformation, a deviation from the original for rhetorical
effect.
Spenser had been translating du Bellay since before 1569, when
he published translations of both Petrarch and du Bellay. Herbert
Grierson, in the introduction to his seminal anthology Metaphysi-
cal Lyrics and Poems of the Seventeenth Century: Donne to Butler
(1921), the inspiration for T.S. Eliot’s essay “The Metaphysical Po-
ets,” wryly observes: “Over all the Elizabethan sonnets, in greater
or less measure, hangs the suggestion of translation or imitation.”
(xviii) We may confirm his statement by looking at sonnet number
3 (in the 1678 edition):
Thou stranger, which for Rome in Rome her seekest,
And nought of Rome in Rome perceiv’st at all,
These same old walls, old arches, which thou seest,
Old palaces, is that, which Rome men call.
Behold what wreak, what ruine, and what wast,
And how that she, which with her mighty powre
Tam’d all the world, hath tam’d her self at last,
The Pray of time, which all things doth devowre.
Rome now of Rome is th’ only funerall,
And only Rome, of Rome hath victory;
Neought save Tyber, hastning to his fall
Remains of all: O worlds inconstancy!
That which is firm, doth flit and fall away,
And that is flitting, doth abide and stay. (Spenser 1679, 161)
A suitably stern sonnet charged with a chastened Renaissance
sense of fleeting time (wherever I turn my eyes I see nothing but
death and decay), the ephemeral nature of all human creation, and
of course the “mutability” so important to the eponymous “Two
Cantos of Mutability” at the end of The Fairie Queene. Rome is
absent from the “mutability cantos,” but Rome in this sonnet is a
memento mori, so it is no wonder the poem figures among many
similar poems in Spenser’s Complaints Containing Sundry Small
Poems of the Worlds Vanity (1581) “as the Printer gathered them
up” (as he says in the 1678 edition) to capitalize on the success of
The Fairie Queene.
translation /
At the same time, is Rome a suitable subject for an English
Protestant poet? Among the three poets scrutinized here only one is
114
a Protestant, whose only argument, leaving aside the desire to trans-
late du Bellay, could be that the ruins of Rome are a fitting subject
for a humanist lamentation. By the same token, the subject virtually
disappears during the Baroque, just when we might expect to see
it deployed with fervor. None of the poems in Jean Rousset’s 1968
Anthologie de la Poésie Baroque Française exploits this subject
(although it could also be said that the same holds true for Grier-
son’s anthology). So the wars of religion, the English Revolution,
the Reformation, and the Counterreformation efface Rome’s ruins
from poetry, although they turn up again during the Romantic era,
reflecting the Romantics’ antiquarian side.
The next case is Francisco de Quevedo’s 1648 collection, patri-
otically titled Parnasso Español, monte en dos cumbres dividido,
con las nueve musas castellanas, donde se contienen Poesías de
don Francisco de Quevedo Villegas (literally, Spanish Parnassus,
mountain divided into two peaks, with the nine Castilian muses,
which contains poems by don Francisco de Quevedo Villegas). No
ruins or antiquities for Quevedo, just rockribbed Castilian poetry in-
spired by Castilian muses—who, it seems, could inspire translation
as well as original creation. We smile, but Quevedo’s patriotism
reminds us that each of these sonnets brings the subject of Roman
ruins into a national literary tradition by transmuting it into a na-
tional literary form.
The title usually attached to the first poem in this collection is
“A Roma sepultada en sus Ruinas” (To Rome Buried in her Ruins):
Buscas en Roma a Roma, ¡oh peregrino!,
Y en Roma misma a Roma no la hallas:
Cadáver son las que ostentó murallas,
Y Tumba de sí propio el Aventino.
Yace donde Reinaba el Palatino,
Y limadas del tiempo las medallas,
Más se muestran destrozo a las batallas
De las edades que blasón latino.
Sólo el Tibre quedó, cuya corriente,
Si Ciudad la regó, ya sepultura
La llora con funesto son doliente.
¡Oh Roma, en tu grandeza, en tu hermosura
Huyó lo que era firme, y solamente
Lo fugitivo permanece y dura! (de Quevedo 1968, 260–261)
translation /
115
The utterly Baroque de Quevedo is much more specific in his
Roman references, and to the Tiber mentioned by du Bellay and
Spenser he adds the Aventine and the Palatine, two of Rome’s
seven hills, symbols of an antiquity that precedes republican or
imperial Rome, here turned, respectively, into a grave and a corpse.
Joachim du Bellay, in his 1558 collection Les Antiquités de
Rome, is the progenitor of Spenser’s sonnet and the likely source
(along with Vitalis) of Quevedo’s. Du Bellay’s title curiously
echoes the title of Andrea Palladio’s 1554 book Le Antichità di
Roma, though the similarity could hardly be more ironic: Where
du Bellay is concerned with the ravages of time, Palladio stresses
the enduring grandeur of Roman architecture. His text contradicts
the lesson of the three poems and defines the difference between
a humanist literary tradition that more often than not found itself
weeping over the loss of the classical past—whatever that meant
for them—and an architectural present with Palladio endeavoring to
use the Roman past (its architecture specifically) as a steppingstone
to the future.
This sense of the past as a foundation could not be more differ-
ent from the view of du Bellay:
Nouveau venu, qui cherches Rome en Rome
Et rien de Rome en Rome n’aperçois,
Ces vieux palais, ces vieux arcs que tu vois,
Et ces vieux murs, c’est ce que Rome on nomme.
Voy quel orgueil, quelle ruine: & comme
Celle qui mist le monde sous ses loix,
Pour donter tout, se donta quelquefois,
Et devint proie au temps, que tout consomme.
Rome de Rome est le seul monument,
Et Rome Rome a vaincu seulement.
Le Tybre seul, qui vers la mer s’enfuit,
Reste de Rome. O mondaine inconstance!
Ce qui est ferme, est par le temps détruit,
Et ce qui fuit, au temps fait résistance. (du Bellay 1970, 5–6)
All three sonnets are simultaneously the same and different,
translations and originals, and it is here we begin to see the differ-
ence between translation and adaptation, though maintaining that
translation /
distinction is by no means easy. Du Bellay recommends imitation
in his 1549 Défense et Illustration de la Langue Françoyse (as
116
does Sir Philip Sidney in his 1595 Apology), and it may be that we
should understand Spenser more in the mode of imitation rather
than literal translation.
Spenser made his mark on English prosody with the Spenserian
sonnet (ABAB BCBC CDCD EE), but in rendering du Bellay he
falls back on a standard English model: ABAB CDCD EFEF GG.
Du Bellay’s rhyme scheme reflects the sonnet of the French, Span-
ish, and Italian worlds: ABBA ABBA CCD EDE, with two tercets
used variously to summarize or expand the thoughts expressed in
the quatrains. The lapidary couplet of the English sonnet makes it
radically different from the continental sonnet whose often-inter-
laced tercets are an invitation to enhanced complexity rather than
concision. So du Bellay, by using enjambment to link his tercets
and recapitulate the rest of the poem, also, simultaneously, imi-
tates the course of the Tiber as it winds through Rome. Spenser on
the other hand must reach a moral conclusion, which he musically
reinforces with alliteration: “That which is firm, doth flit and fall
away, / And that is flitting, doth abide and stay.”
“Flit” applied to stone buildings seems an unlikely metaphor,
and “flitting” applied to a river seems odd. This is so even though
the OED includes shifting position or passing away among the
verb’s early meanings because flit implies flight and speed, which
the time involved in the erosion of stone excludes.
Du Bellay’s compressed ten rather than fourteen-syllable verses
“Ce qui est ferme, est par le temps détruit, / Et ce qui fuit, au temps
fait résistance” make a more sparing use of alliteration, just enough
to create an ironic juxtaposition of “ferme” with the verb “fuit,”
reinforced by the repetition of “temps” to mark the difference be-
tween that which is destroyed by time and that which, though liq-
uid, resists the corrosion of time. But alliteration and internal rhyme
provide the musical lamentation in both du Bellay and Spenser:
as in Vitalis’ epigram, the “o” in Rome is repeated so often and
echoed in so many other “o”s that the entire poem sounds like a
dirge. (This musicality raises another conundrum: we know how
French, English, and Spanish sound, but for most of us Latin is a
visual language and when spoken pronounced with the speaker’s
own national accent: how would Vitalis’ hexameters “sound” to a
Frenchman?)
Du Bellay’s poem resorts to French commonplaces—for ex-
translation /
117
ample the lamentation “O mondaine inconstance!” (not in Vitalis),
which Spenser translates into English commonplaces “O worlds
inconstancy!” Du Bellay’s disillusioned senior lectures the “nou-
veau venu,” the novice who has come to Rome seeking the Rome
of antiquity and finds only ruins, as if the traveler were ignorant of
Roman history since the fifth century and as if no building had been
erected or destroyed since then. Spenser uses “stranger” to obtain
the same effect—the stranger or foreigner versus the experienced or
native inhabitant—but to modern ears the word suggests a person
unknown to the speaker rather than to the city.
The problem of how to translate “nouveau venu” goes back to
De Roma. Here, as in Mikolaj Sep-Szarzynski’s epigram (in Delitia
italorum poetarum 1608), the novice is referred to as the “novus
advena.” When the dramatist Thomas Heywood (in his 1637 The
Hierarchie of the Blessed Angells) translates Vitalis’ poem, he
coins the awkward “New Stranger” to translate “novus advena.”
Heywood needs twenty-eight couplets to translate Vitalis’ fourteen
Latin verses.
Lost in Spenser’s translation is du Bellay’s manipulation of the
concept so important to the Hispanic baroque: “desengaño,” the
loss of illusion that comes with moral experience, when the scales
fall from our eyes and we see the fallen world for what it is. This
sense is fundamental to the sonnet because of the innocence–expe-
rience relationship between the newcomer and the speaker.
Quevedo, perhaps reflecting a Counterreformation sensibility,
transforms du Bellay’s “nouveau venu,” Spenser’s “stranger,” and
Vitalis’ “novus advena” into a “peregrino.” The word had various
meanings in seventeenth-century Spanish: as an adjective, it sug-
gests the bizarre or exquisite; as a noun, it may mean a traveler
abroad or a pilgrim traveling to a shrine. Quevedo’s choice of the
term creates an ambiguity: Catholic pilgrims would visit Rome, the
heart of the Church, but they would certainly not be looking for an-
cient Rome, and in fact the ruin of the ancient city would constitute
a triumph, malgré Saint Augustine, of Christianity over paganism.
So “peregrino” here cannot be a pilgrim and is, once again, a senti-
mental humanist who for some reason thinks contemporary Rome
ought to look like ancient Rome.
translation /
The second verse becomes more precise in Quevedo.
Du Bellay says, “Et rien de Rome en Rome n’aperçois” and
118
Spenser follows: “And nought of Rome in Rome perceiv’st at all.”
Spenser’s “at all” is simply an emphatic line-filler, as is du Bellay’s
use of “n’aperçois” rather than a simple “see.” Quevedo’s visitor
comes looking for Rome in Rome and doesn’t find it—“Y en Roma
misma a Roma no la hallas”—rather than du Bellay or Spenser’s
stranger who can’t perceive it.
In the third and fourth verses of the first quatrain, Quevedo
Latinizes his word order in a daring use of hyperbaton: “Cadáver
son las que ostentó murallas, / Y Tumba de sí propio el Aventino.
The surprise of a singular noun followed by a plural verb obliges
us to see the verse rather than hear it: “cadáver” starts the poetic
clause and “murallas” ends it, but what Quevedo wants us to see is
the equivalence: the walls are a corpse. The effect would, of course,
be lost if the phrase were regularized: Las murallas que ostentó son
cadáver (the walls it boasted are a corpse). The next verse follows
suit, with “tumba” and “Aventino” thrown into opposition.
The second quatrain, much more restrained syntactically,
simply amplifies the first. The Palatine lies supine where it once
ruled, the medallions, carved in relief but now worn away by time,
look more like the wreckage of the battles of the ages than Latin
glory. The poem loses energy but recovers it in the intertwined
tercets.
Quevedo innovates daringly by abruptly changing tenses.
Where the quatrains are all in the present tense, the first tercet in-
troduces a past preterit, which, curiously, makes little sense here:
“Sólo el Tibre quedó” (only the Tiber remained), which, if it once
bathed (regó) the city, now weeps for it as a grave. Again, Quevedo
uses his first-and-last words to achieve drama: city is played off
against grave. And the Tiber (none of the translations uses Vitalis’
alternative Albula for the Tiber), now back in the present tense,
weeps with a “funereal, dolorous sound”.
Quevedo uses the final tercet much in the way Spenser would
use his final couplet. He resorts to apostrophe, addressing Rome
(and turning away from the “peregrino” in the first verse) to point
out that what was solid has fled and only that which is fugitive re-
mains and endures. The phrase “en tu grandeza, en tu hermosura”
(in your grandeur, in your beauty) is amplification, a delaying tactic
that helps us savor the antithesis of a hardness (stone) that disap-
pears, while what remains is flowing water. Naturally, the final verb
translation /
119
“dura” (endures) echoes the adjective “duro” (hard) so, in enduring,
the water acquires a lexical hardness.
Compared with the first-person sonnet “Salmo 17,” (“Miré los
muros de la Patria mía”), which approaches the tension of “meta-
physical” poets like Donne in its amalgamation of ideas and feel-
ings, Quevedo’s version of du Bellay’s sonnet seems fraught with
syntactical flourishes that weaken rather than strengthen the poem.
And “Salmo 17” is as much an imitation or translation as his re-
working of du Bellay since it derives directly from Seneca’s Epistle
XII to Lucilius. Quevedo’s concluding address to Rome, the most
striking innovation within the framework of the two “translations”
of du Bellay (and Vitalis) distracts the reader much in the way a
bad detective writer’s introduction of a new character late in the
plot is a nasty trick.
The subject of the three poems, the moral lesson to be learned
from a consideration of Rome’s ruins, simply lost relevance in the
seventeenth century—Quevedo himself does not seem to have re-
visited the city in any of his sonnets, and it is conspicuously absent
from the sonnets of his rival Luis de Góngora. The Renaissance,
humanist tradition of lamenting the lost past was lost, especially
because of the prime importance of Rome as capital of the Catholic
Counterreformation.
The three sonnets here provide a rare opportunity to see three
great poets working at translation. Du Bellay fits Vitalis into a well-
wrought sonnet with compressed ten-syllable verses that Spenser,
overcoming the vast difference between two sonnet traditions,
transforms into a perfect English sonnet, while Quevedo seeks to
infuse it with the glitter of the Spanish Baroque. Quevedo, perhaps,
is the most successful because of his greater specificity and his bold
use of antithesis. And yet we sense, as we do not in Quevedo’s
reworking of Seneca into a Spanish sonnet with hendecasyllabic
verses, the working-through of an exercise, that du Bellay is refit-
ting a shopworn Renaissance conceit, that Spenser is trying, suc-
cessfully, to transform a continental sonnet into an English sonnet
while retaining the sense of the original. Quevedo seems to have
attempted to improve on his sources, and may well have done so,
even though he is recasting material long out of fashion.
translation /
Du Bellay, Spenser, and Quevedo, all working with Vitalis’ ep-
igram as a distant source, produce new poems appropriate for their
120
language and culture, but none replicates De Roma in a vernacular
language. Borges’s conclusion about the many translations of Ho-
mer into English rings true here as well: “The concept of the de-
finitive text belongs only to religion or fatigue.” Translation means
commitment to time and place and like the Tiber flows infinitely.
translation /
121
References
Borges, Jorge Luis. (1932) 1965. “Las versiones homéricas.” In Discusión. Buenos
Aires: Emecé Editores.
de Quevedo, Francisco. 1968. Obras Completas I, Poesía Original. Edited by José
Manuel Blecua. Barcelona: Editorial Planeta.
du Bellay, Joachim. (1558) 1970. Œuvres poétiques II. Les Antiquitez de Rome. Edited
by Henri Chamard and Henri Weber. Paris: Librairie Nizet.
Grierson, Herbert, ed. 1921. Metaphysical Lyrics and Poems of the Seventeenth Cen-
tury. Oxford: Clarendon Press.
McFarlane, I. D. 1980. Renaissance Latin Poetry. Manchester: Manchester University
Press.
Nohrnberg, James. 1976. The Analogy of The Faerie Queene. Princeton: Princeton
University Press.
Rousset, Jean. 1968. Anthologie de la Poésie Baroque Française. Paris: Librairie
Armand Colin.
Smith, Malcolm C. 1977. “Looking for Rome in Rome: Janus Vitalis and his Disci-
ples.” In Revue de littérature comparée. Octobre-Decembre, 51 (4): 510-527.
Spenser, Edmond. 1679. The Works of that Famous English Poet, Mr. Edmond
Spenser. London: Printed by Henry Hills for Jonathan Edwin at the Three Roses
in Ludgate Street.
Alfred Mac Adam, professor of Latin American literature at Barnard College-Colum-
bia University, has translated works by, among others, Carlos Fuentes, Alejandro
Jodorowsky, Julio Cortázar, Jorge Volpi, Mario Vargas Llosa, and Fernando Pessoa. His
most recent critical essay, on Fernando Pessoa, appears in the Cambridge Guide to
Autobiography.
translation /
122
| Unimi Open Journals |
translation | https://riviste.unimi.it/index.php/translation/article/view/15525 | [
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] | Interview: translation speaks to Lydia Liu
translation assistant editor Carolyn Shread met with Lydia Liu in New York City
on the occasion of the annual Nida Research Symposium on September 25, 2015.
The theme of the symposium was “Untranslatability and Cultural Complexity”
and Dr. Liu gave a fascinating and timely talk on “Translation Theory in the Age
of Digital Media” with a response by Mary Louise Pratt. The other speakers at
the symposium were Michael Wood and Philip Lewis. After the day of talks, Dr.
Liu found time to sit down to answer the questions below, some of which were
prompted by her article on “The Eventfulness of Translation: Temporality, Difference
and Competing Universals” that appeared in Issue 4 of translation. It was an honor
and pleasure to continue the conversation in this way, weaving together thoughts
from the panels and Liu’s innovative approach to translation. It was particularly
encouraging to hear about how, having distanced herself from translation after a
perceived lack of receptiveness to her initial ideas, notably the proposal of a guest/
host paradigm as an alternative or supplement to the source/target dichotomy,
when she published Tokens of Exchange: The Problem of Translation in Global
Circulation (1999), Liu has since returned to the field. As someone positioned within
the U.S. academy with an Asian perspective and understanding of the history of
translation, Liu’s contributions are especially valuable for offering cross-cultural
perspectives on translation which, ironically, can be so very culturally constrained.
In her research, Liu is perhaps most compelling in her dissections of the ways in
which translation has the power to decenter canons and question imperialism and
its effects. Her analyses draw on historical context and material culture to produce
new and exciting insights, for instance in her comments here on the history of
scripts and their relation to translation practices and effects. This interview acts as a
hyphen between Liu’s proposals published in the Politics issue and her forthcoming
article that will appear in Issue 7.
CS: In addition to your position as Professor in the Humanities in the Department of
East Asian Languages and Cultures and Director of the Institute for Comparative
Literature and Society at Columbia University, USA, you are also founding direc-
tor of the Tsinghua–Columbia Center for Translingual and Transcultural Studies
at Tsinghua University in Beijing, China. I’m intrigued by the title of this center:
do “translingual” and “transcultural” exhaust the concept of translation for you?
Do they overlap with translation? By discussing these two terms, I’m hoping we
might have an insight into how you conceive of translation.
LL: The center’s name indicates a certain direction of my work
that dates from twenty years ago when I published Translin-
gual Practice, which thinks about a national literature though
its multilingual, multicultural connections. It was not just an
attempt to critique nationalism: I tried to demonstrate that if
you were to take out all the so-called “foreign” elements from
modern Chinese, you would not be able to speak. That is the
translation /
123
magnitude of what I was trying to point out—not only at the
level of vocabulary, at the level of syntax, but also at the level
of genre, intellectual discourse, political theory. . .
CS: And at the level of the script?
LL: And at the level of the script, too, because in the twentieth
century there were a number of major campaigns to eliminate
Chinese characters and replace them with Roman scripts. The
“Latinization” or “Romanization” movements were happening
all around the world, including in neighboring Korea and Ja-
pan. In colonial Vietnam they succeeded because the French
crafted their Romanization system so as to get rid of the Chi-
nese characters used to write Vietnamese. That move was rep-
licated in China. There was a point in the twentieth century, in
the 1920s and 1930s, when all progressive intellectuals were in
favor of Romanization. This would have led to the elimination
of Chinese characters, cutting the writing system off from its
own history, scholarship, and literature in the same way that
Turkish nationalist language reform succeeded in eliminating
Arabic script, replacing it with the Roman script. The failure of
the Romanization movement in China preserved Chinese liter-
ature and its history of writing, but this doesn’t mean that there
was no room to incorporate foreign words and neologisms—
often via Japanese—into the Chinese script.
CS: Often these types of movements emerge because there is a technological shift.
Was this linked to a particular moment in history where a certain technology
was driving this change?
LL: Yes, absolutely. First it was the telegraph, which implied the
need to do something about the Chinese script because there
is too much information to send, and the telegraphic code re-
quired simplification. But more importantly it was the intro-
duction of the typewriter that put a lot of pressure on all East
Asian societies to reform their scripts. It is interesting that the
misrecognition of the typewriter and its limitation led to polit-
translation /
ical campaigns that targeted the native script in China, Japan,
and many other places as a backward writing system. Progress
124
meant forward looking, efficiency, rapid literacy and educa-
tion, so the national elite believed that their language or their
writing systems were backward and must be replaced. They
overlooked the limitation of the typewriter and focused on the
perceived constraints of the writing system. In hindsight, it
was the technology of the typewriter that was backward since
it was incapable of processing nonlinear characters. They went
so far as to design a number of models for Japanese and Chi-
nese, but these were clumsy. In the 1970s, the Japanese mo-
nopolized the manufacture of the fax machine, which could
reproduce both graphs and letters. The fax machine made them
realize for the first time that it was not the writing system—it
was the backwardness of the machine itself that was to blame!
The typewriter was too simple to reproduce something that the
fax machine could easily capture, and now, of course, the com-
puter can do even better. Today, nobody would even bring up
Romanization issues in China or elsewhere because the com-
puter is so advanced in terms of its input methods and its abili-
ty to process large quantities of information, whether visual or
alphabetical.
CS: My second question is about how you have recently been framing translation
as a political problem in your work, notably in your article in the Politics and
Translation issue (Issue 4) of this journal. Could you talk about the way politics
contributes to the way you think about translation?
LL: I have always been unhappy with the way translation studies
have been conceptualized. From the mid-1990s I distanced my-
self from translation studies because I thought it was too con-
straining—for instance, the source/target language distinction
which I tried to refashion as a distinction between host language
and guest language in Translingual Practice—but nobody
seemed to pay attention. Then, when I did my research on the
Opium Wars, especially treaties and international law, and saw
how central translation was to imperial politics, it became clear
to me that translation could provide an illuminating angle for un-
derstanding international politics. For instance, one of the chap-
ters in The Clash of Empires looks at how the British included an
article in the 1858 Sino-British treaty at the Second Opium War,
translation /
125
Article 51, which outlaws a Chinese character. It’s pronounced
yi—at that time written as i, Romanizing it—and it is the Chi-
nese character that the British translated as “barbarian,” arguing
that the Chinese called the English barbarians on the evidence of
that character. After establishing the translation or the semantic
equivalence which I dispute in my book, they relied on the un-
equal treaty to forbid the Chinese to use the character. Of course,
they did not outlaw the other side of the equivalence, the English
word “barbarian” that they continued to apply to the Chinese. A
fascinating story, isn’t it? Amitav Ghosh’s recent novel Flood
of Fire draws on the research from my book and retells this sto-
ry of translation from the Opium War. I sometimes wonder if
there are any similar legal prohibitions against other people’s
words elsewhere in international relations, other attempts to kill
a native word through translation. The Chinese word (yi) was
killed after the Opium War and hasn’t been used for more than
a hundred years.
In The Clash of Empires I also look at how a text in interna-
tional law was translated into Chinese for the first time and
fundamentally prepared the ground for modern political theory
in China. Many familiar modern Chinese concepts—including
“sovereignty” and “human rights”—were first coined in the
1864 translation called Wanguo gongfa from the Elements of
International Law by American legal scholar Henry Wheaton.
This was the first international law book introduced to China or
East Asia. The Japanese relied on this Chinese translation to gain
an understanding of the modern world and used it to refute the
West’s extraterritorial demands on Japan, as well as justify their
own annexation of Korea and Taiwan. I took that translation as
a triple event: a textual event, a diplomatic event, and an episte-
mological event, anticipating the global importance of sovereign
rights and human rights in the twentieth century. In short, the
event of that translation did not just “happen” in 1864 and it has
traversed a temporality that spans our own times.
CS: I’d like to ask about another element in the title of your article in translation: the
phrase “competing universals.” Since today at the Nida Symposium the theme
translation /
was “Untranslatability and Cultural Complexity,” how would you articulate com-
peting universals and untranslatability?
126
LL: It’s only when you begin to worry about the whereabouts of
meaning that untranslatability becomes a central concern. The
idea of “competing universals” emerged out of the research
I did in the archives of the UN to reopen the moment when
the Universal Declaration of Human Rights was being drafted.
That document was initially conceptualized as the “Interna-
tional Declaration of Human Rights.” In the process of drafting
it, the UN Commission on Human Rights decided to change
the word “international” to “universal” in the title to empha-
size the moral and philosophical importance of the Declara-
tion. One question that I like to put to my students and others is
this: do you think the Universal Declaration of Human Rights
is a Western document? Without thinking twice, most people
answer yes. This reaction says something about where the uni-
versal lies in most people’s minds. My answer is that, on the
contrary, the Universal Declaration of Human Rights is NOT
a Western document. This conclusion is based on my research
on the minutes, summary reports, and a lot of other UN archival
material as well as the secondary studies of the drafting of the
UN document. For instance, Article 1 includes the term “con-
science” and it is English, but if you look at the discussions
that went on behind the scenes, there was a Confucian concept
proposed by the Vice-Chair of the UN Drafting Committee, P.
C. Chang, who worked closely to craft the document with El-
eanor Roosevelt, the Chair, along with a number of other dele-
gates from Asia, Africa, and Latin America. Chang was the one
who proposed that human attributes should not just be defined
as reason, but must also include ren, a written character from
Confucian philosophy that consists of a human radical plus
number two, which Chang rendered as “Two-man minded-
ness” whereas I would translate the character as “the plural hu-
man.” Chang tried to explain the word in a way that would help
the committee members reground the idea of human rights in
the plurality or sociality of human beings, rather than in indi-
viduality. There is a fundamental difference between the two.
I see Chang’s move as proposing a competing universal. Some
people might object that Chang’s stance was merely nationalis-
tic, but this is not the case because the Confucian classics were
translation /
127
the shared legacy of many societies across East Asia, including
the Japanese and Koreans and Vietnamese who all contributed
to the study of Confucianism in the past. Confucianism was
one of the civilizational resources that P. C. Chang tried to mo-
bilize. He made many other contributions—for instance, his
refusal to let a Christian understanding of natural rights be the
dominant, determining factor in the definition of rights. Theo-
logical terms were debated and some terms were taken out.
Conscience—an inadequate translation of the Chinese, ren—
was eventually added. This drafting process staged a play of
competing universals among the delegates from many coun-
tries around the world. Let’s not let this document be taken as
simply a European-inspired, or American-inspired, document.
My argument in the essay is that if you look at the actual day-
to-day debates at the UN on concepts—very important con-
cepts that we tend to associate with the Western tradition of
human rights today—you would be surprised to find multiple
contributions, not only from a Confucian humanist like P. C.
Chang, but also from feminist activists, Latin American legal
traditions, and Islamic traditions. I conclude that the Declara-
tion of Human Rights is not a Western document but a docu-
ment that registers competing universals.
CS: I have another question about the notion of “eventfulness.” I’d like to quote one
of your phrases from a footnote in your article, in which you suggest that rather
than “an endless rehashing or deconstruction of the biblical story” of the Tower
of Babel, it might be more productive to think about translation in terms of an
event. I wonder if you could talk about this, perhaps relating it to the way that
you have discussed the history of translation in specific contexts, such as the
Afro-Asian Writers Conferences?
LL: Eventfulness helps me in my attempt to work out the tempo-
rality and spatiality of the act of translation. Translation is not
just reduced to one instance of textual transfer, based on a com-
munication model—which I reject—or a theological model,
concerned with the fulfillment of meaning, since hermeneutics
is still part of that tradition. How can we radically reconceptu-
translation /
alize the problem of translation in terms of its situatedness in
time—whether we call it history or not—and place, where it
128
happens? Eventfulness might help us grapple with this prob-
lem if we were not to think of translation as merely a textual
event going after meanings across languages. If we were to
think of it, for instance, in terms of the Afro-Asian Writers’
Conferences and the multiple translation projects they carried
out, through journals, correspondence, conferences, collabora-
tions across many divides, then translation is something else
as well—it may inhabit multiple temporalities. I want to free
us from thinking of it merely as one time, one place, with its
significance limited to whether one gets the meaning or not. To
open it instead to the multiplicity of texts, open it to interpreta-
tions, open it to other temporalities. Some people argue that the
Universal Declaration of Human Rights was simply crafted by
an international elite, and that it didn’t really mean much at that
time, in the Cold War. But you never know its mode of exis-
tence. Human rights can be appropriated in any given instance
and can generate surprising modes of survival. For instance, in
the 1930s human rights discourse was mobilized in China to
fight fascism when the nationalist government was rounding
up Communists and leftwing intellectuals and putting them in
jail, but in the Cold War it was mobilized to fight Communist,
totalitarian regimes. So it never had a stable meaning. While
the Declaration of Human Rights gave us a blueprint, the in-
terpretation itself varies from place to place, time to time, and
so I grant the concept itself a certain mobility, an openness to
other languages and other intellectual traditions. Eventfulness
allows these temporalities to give any particular text a new
mode of life in a new language. That’s how I wanted to take
translation in the direction of eventfulness and then to identify
its political mode of being.
The kind of translation work that took place among those who
participated in the post-Bandung Afro-Asian Writers Confer-
ences is a good example of this. There was a tremendous ef-
fort to collaborate across nations and they produced so much—I
think in my article I mentioned one instance of the translation
of some of the writers from Africa, such as the Nigerian writ-
er, Chinua Achebe, who was known in the 1960s and 1970s as
an Afro-Asian writer—he was not primarily thought of as an
Anglophone writer, as we call him now in Anglo-American ac-
translation /
129
ademia. I have become wary of the imperial reappropriation of
Afro-Asian writers as Anglophone writers, as Francophone writ-
ers. . . What does this mean? They disavow that earlier history,
the Afro-Asian writers’ solidarity and their mutual translations
and wipe it out by incorporating them into English departments,
or Francophone departments, across American and European
universities. Today the teaching of Afro-Asian writers is redis-
tributed among these departments, but in the recent past the writ-
ers belonged together in a mode of political solidarity.
CS: Today in your lecture you touched on la petite lettre. Since I understand that you
are working on psychoanalysis, translation, and media studies, I was hoping for
a few comments on these new directions in your thought.
LL: The Freudian Robot didn’t really focus on translation, al-
though translation was part of it. For instance, the translation
of Lacan into American academia is a fascinating story that I
dug out when I was writing the book. What puzzled me was
that Lacan’s reading of Poe’s “Purloined Letter” has been in-
terpreted by American translators and American literary critics
and theorists as something entirely different from what Lacan
was actually doing. I traced that to the Yale French Studies
(No. 48, French Freud: Structural Studies in Psychoanalysis
[1972], 39–72) translation of Lacan: they eliminated a third of
Lacan’s original essay, which dealt with cybernetics and infor-
mation theory, and thereby created something called French
theory. The United States has been fabricating French theo-
ry for some time—even today with the translation of Barbara
Cassin’s Dictionary of Untranslatables! I looked at the Cold
War situation during which disciplines did not speak to each
other in the United States, but Lacan himself read across the
disciplines. He was reading Freud along with cybernetics—so
how did we miss this? Using Lacan as an example—but he
was not the only one—I point out that there is an economy of
translation: French theory has been manufactured by American
academia through translation.
translation /
CS: In 2013 you published The Nesbitt Code in Chinese, which has not yet been
translated. Would you consider translating it?
130
LL: Last month when I was in Beijing, a friend of mine asked me
the same question: whether I would consider rendering it into
English. I feel ambivalent about this. The main reason is that
I wrote this book as part of a collective effort among Chinese
writers to rethink the political history of the twentieth centu-
ry. I was involved in a three-year-long Indian–Chinese writ-
ers’ conversation and I consider myself as a writer in Chinese.
The Nesbitt Code—a kind of pseudodetective novel—emerged
out of that conversation because I was very interested in the
way that Chinese and India poets and novelists remembered
their histories. I wrote the book to reflect on the history of the
twentieth century, starting with the Russian Revolution and the
writers who went into exile, connecting the life stories of these
people to reflect on the legacy of the Chinese Revolution. I’m
not sure that people in the West are very interested in the psy-
chic aspect of the Russian Revolution and the Chinese Revo-
lution, whereas in China this resonates because it’s their lived
history. Since the Revolution ended in failure, there’s a great
deal of melancholy and soul searching in China, a lot of pain
associated with that history and many personal tragedies. But
a question persists: why did so many intellectuals and scien-
tists—Chinese, British, Russian, and others—rally around the
idea of the Revolution? It’s something one cannot brush aside.
I wrote this book to confront that question. What has deterred
me from translating it into English is that the readership of
English language publications is only interested in testimonial
literature against the Communist regime. That’s why I hesitate.
This melancholy story about the fundamental homelessness of
modern intellectuals and the tragedy of the Revolution is not
something that would resonate with publishers in the West.
Look at how they talk about China! They talk about the hor-
rors of the Cultural Revolution in the same breath as they talk
about the Holocaust and are only excited by the evils of Com-
munism. What do they know? Next to nothing! But I’m not
at all interested in telling them what transpired in the Cultural
Revolution. For the most part, the reading public in the United
States and Europe only seek repeated confirmation of the supe-
riority of their political system, the superiority of their culture,
and superiority in general. They are not interested in learning
translation /
131
about the difficult existential decisions that faced intellectuals
in other parts of the world from the First to the Second World
War and all the way to the Cultural Revolution. So you see
where my difficulty lies.
CS: Maybe it’s not for them. But what about in India? Have you thought of this,
since the book came out of these exchanges? In that context do you think there
would be an interest?
LL: Maybe, there will be an interest when another worldwide rev-
olution looms on the horizon or a new generation of the intel-
ligentsia is born. Translating the book into English for my In-
dian friends who actually asked for it would make good sense.
That would be a compelling argument. Maybe I should have it
translated into English, not for North American and European
or British readers but for other English language readers. I’ll
give it some thought.
References
Liu, Lydia H. 1995. Translingual Practice: Literature, National Culture, and Trans-
lated Modernity. China 1900-1936. Stanford: Stanford University Press.
––––. 2004. The Clash of Empires: The Invention of China in Modern World Making.
Cambridge, MA: Harvard University Press.
––––. 2010. The Freudian Robot: Digital Media and the Future of the Unconscious.
Chicago: University of Chicago Press.
––––. 2013. The Nesbitt Code (六個字母的解法 non-fiction, in Chinese) Hong
Kong: Oxford University Press.
Lydia H. Liu is a theorist of media and translation living in New York. She is Wun
Tsun Tam Professor in the Humanities at Columbia University and has published on
literary theory, translation, digital media, Chinese feminism, and empire in English and
Chinese. Her English works include The Freudian Robot: Digital Media and the Future
of the Un- conscious (2010), The Clash of Empires: The Invention of China in Modern
World Making (2004) and, more recently, a coedited translation with Rebecca Karl
and Dorothy Ko called The Birth of Chinese Feminism: Essential Texts in Transnational
translation /
Theory (2013).
132
| Unimi Open Journals |
translation | https://riviste.unimi.it/index.php/translation/article/view/15515 | [
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] | Introduction
After an interruption of almost two years, due to a change of
pub-lisher and additional complications, I am delighted to
announce that translation: A transdisciplinary journal is back—
stronger and better than before. Thanks to a collaboration with
the publisher Eurilink University Press located in Rome in Italy,
we are finally able to take up all the threads we had fashioned
and, more importantly, are creating anew.
We owe all our readers sincere apologies for the inconvenience
this delay has caused many of you—readers who have been wait-
ing for new articles and issues to peruse; authors who have been
waiting to see their articles published; subscribers who have paid
to receive the journal in print, online, or both; the community fol-
lowing us online. Thank you for your patience and faith in our
shared project that is translation.
To get back on schedule as soon as possible, we will be pub-
lishing issue 6—a special issue devoted to Memory and guest edit-
ed by Bella Brodzki and Cristina Demaria—immediately after the
present one.
Before I introduce the exciting content of this issue, let me pres-
ent a few new entries and changes in the journal’s staff. Carolyn
Shread (Mount Holyoke College, USA) is the journal’s new assis-
tant editor, and Giuliana Schiavi and Salvatore Mele (both Scuo-
la Superiore Mediatori Linguistici, Vicenza, Italy and members of
FUSP—Fondazione Universitaria San Pellegrino) are new mem-
bers of the editorial board. In truth, they are not really new, since all
three have served at the journal since 2014; but this is the first time
they are officially connected to a new issue of the journal, and are
presented to the readers. It is also thanks to Carolyn, Giuliana, and
Salvatore that the journal is now reappearing.
Loc Pham Quoc (Hoa Sen University, Vietnam), who has al-
ready appeared in the journal as author, will in the future serve as
translation /
9
the journal’s new reviews editor. He will be responsible for the
reviews published on the journal’s website (translation.fusp.it).
Reviews will include not only books, but also events, conferences,
and other initiatives and publications related to translation.
I look forward to a stimulating collaboration with these four
fine scholars and friends. (Please find their bio presentations in the
last pages of this issue, and on the journal’s website.
A journal’s board is important to establish its editorial identity,
to guarantee continuity, and to conceive innovative and original
issues, but what gives a journal its body is its content. This is en-
sured by the authors and their articles and contributions, and I am
proud to present this new issue’s particularly strong and innovative
content.
First of all, we are happy to continue the tradition of hosting
lectures presented at the yearly Nida Translation Studies Research
Symposium in New York. The current issue is therefore publish-
ing Bella Brodzki’s “Autobiography, Memory, and Translation”
and Suzanne Jill Levine’s response, “Autobiography/Translation:
Memory’s Losses or Narrative’s Gains?” It is a particular pleasure
to include these two scholars’ contributions, since both serve on the
journal’s advisory board and have sustained the journal since its
foundation. From the same symposium, we also publish an article
by Christi Merrill presented below.
Bella Brodzki’s point of departure is a strong statement: She
argues that “autobiography is a modality of translation” since it
translates “experience.” The autobiographer, in other words, is a
“translator of her own life experience or past, whose meaning is
created through the interpretive act of remembering.” Brodzki’s
essay develops ideas presented in her groundbreaking Can These
Bones Live?: Translation, Survival and Cultural Memory (2007),
in which she so convincingly demonstrates how connected mem-
ory and translation are, since all translations reconfigure, redefine,
and excavate a past, relying on memory and remembering. As
mentioned above, Brodzki will be developing the theme of Mem-
ory for our next issue as guest editor with Cristina Demaria. In
this issue she looks at one special form of memory—autobiogra-
phy—and analyzes three very different examples of autobiography
translation /
and their special mode of creating a memoir, conceived here as a
self-reflexive mode of translation. The subject of autobiography is
10
therefore both a translator and a translation; the autobiographee is
being displaced, carried over, “shifting shape and form, becoming
other to herself.”
As the translation process of the psychic content of self-re-
flection and memory is a characteristic for autobiography, and
“all memory is mediated and motivated,” Brodzki turns to Freud,
electing him as a guiding spirit in her inquiry. Freud, himself a
paradigmatic figure of translation, provides an interpretive frame-
work for her analysis. The role of autobiography and translation in
Freud is present in the essay as a kind of fil rouge, and, as Suzanne
Jill Levine puts it in her response to Brodzki, “Autobiography and
Translation come together logically and intuitively in Freud whose
early work as a translator helped create his career as a scientist and
hence the persona whose theoretical work was practically based on
autobiographical as well as clinical reflection.”
Brodzki’s first example is Nabokov’s Speak Memory, a book
that in itself is particularly interesting also because it is a result
of multiple translation processes between Russian and English.
Brodzki’s next example is the Guadeloupean author Maryse
Condé, whose texts are translated into English by her transla-
tor–husband Richard Philcox. Here, Brodzki demonstrates how
the couple “enact the ongoing, defining, and productive tension
within translation studies, of the paradox of untranslatability
on the one hand, and translatability on the other.” Alison Bech-
del’s graphic memoir, Fun Home: A Family Tragicomic (2006)
is Brodzki’s final example of another variation on the theme of
“how techniques of translation are implicated in the act of mate-
rializing, textualizing, and visualizing the autobiographical sub-
ject.”
In her response to Brodzki’s lecture, Levine draws attention
to parallels between autobiography and biography, asking wheth-
er both of these forms of biographical writing, as well as other
forms of narrative—fictional and nonfictional—can be considered
as having a translational nature. “Are we perhaps speaking of a
translational paradigm for narrative in general?” she asks.
Analyzing the case of Dalit literature, “a phenomenon in and
of translation,” Christi Merrill suggests we “think more carefully
about the relationship of translation studies to postcolonial theo-
ry.” Her article explores the ways Dalit consciousness is a multi-
translation /
11
lingual issue, connecting it to the multilingualism that is so central
in India that one can speak about a “translating consciousness”
consisting in an “‘open’ daily negotiation along a continuum of
mutual understanding.”
Let me add a personal note here: for me, as a European grow-
ing up in an ideologically monolingual society, going to India for
the first time last year to attend the international conference on
Plurilingualism and Orality at the Indraprastha College for Wom-
en, University of Delhi, organized by Babli Moitra Saraf, one of
our board members, and with the participation of this journal, it
was an incredible surprise to experience how people used several
languages simultaneously in a continuous translation movement.
It struck me that if the dominating Eurocentric Translation Studies
discourse had looked further outside its boundaries, and specifical-
ly to the Indian tradition, it would have developed very differently
and might have freed itself from the shackles of a binary hierarchy
grounded in monolingualism, and the very idea of one necessary
original of which any translation is derivative would not have had
such a dominating position. The “translating consciousness” of
which Merrill speaks is inherently multilingual, which automati-
cally opens an alternative vision of what translation is about.
In regard to Dalit literature, Merrill demonstrates how this
multilingual negotiation is all but simple and peaceful; rather, it
is connected to domination and repression. Since the language of
dominance is predicated on caste, Merrill agues the translating
consciousness is a more complex one then the colonizer–colonized
binary.
Merrill’s interesting contribution originated as a response to
Robert Young’s lecture “Freud on Translation and Cultural Trans-
lation” at the same New York symposium at which Bella Brodzki
presented her paper. Young’s lecture—not included in this issue
since it was committed to another publication—was dedicated to
the concept of translation in Sigmund Freud’s work. Merrill works
Young’s thematics into the problematic of the translating con-
sciousness of Dalit literature in fascinating ways. For instance, in
discussing catharsis as a multilingual project, she creates a parallel
to Freud’s idea of psychoanalysis as a translation not only into an-
translation /
other language, but as a translation of the unknown.
If the job of the psyche is to “translate” or displace traumatic
12
experience into a language foreign to the individual subject, the
work of psychoanalysis is then to interpret that idiosyncratic lan-
guage and “de-translate” it back into a language shared with the
analyst.
Merrill also sees clear parallels between the idea of cultural
translation as explained by Young and Dalit literature, in that “it
offers, for example, a possible way of reading the invisible, the
subaltern.”
Valeria Luiselli’s essay “Translating Talkies in Modernist
Mexico. The Language of Cinemas and the Politics of the Sound
Film Industry” represents a new and innovative way of looking
at how translation may occur through cultural models such as ar-
chitecture and movies, and how different “translation practices”
represent cultural production and exchange. She tells the story of
when the first talkies appeared in Mexico, and analyzes the way
in which the introduction of sound movies represented a twofold
translation, both spatial and cultural. In examining the arrival of
sound film technology, Luiselli looks at the relationship between
“the modern architectural language of movie theaters and some
of the dominating cultural politics of the burgeoning sound film
industry in Mexico.” Her question is whether there was a conso-
nance or a dissonance in the relation to the discourse of modernity
between sound film technology and architectural perspective, and
how they contributed to the formation of ideas of modernity. What
emerges is that modernist translation was actually “a way of ap-
propriating new forms and thus a creative locus of innovation.”
Luiselli discusses different forms of translation, from dubbing and
the politics of film translation to the movie theaters as concrete
spaces of translation, or even as translators, thus operating with a
refreshingly broad concept of translation.
Although Luiselli’s essay does not discuss this theme, I would
suggest that this modernist translation practice was particularly
prosperous in South America. The parallels between the thinking
on translation expressed by authors such as Borges, De Paz, and
especially Haroldo de Campos with his idea of translation as tran-
creation and even “irreverently amorous devouring,” invite further
investigation.
Luiselli describes the fascinating story of how Spanish-speak-
ing dubbers and voice actors were introduced in Hollywood films
translation /
13
to counter the threat of English-language domination not only with
their voices but also with “their entire body.” The introduction of
American films in Mexico was complicated, however, and all man-
ner of different options were explored in the process—including
subtitling, dubbing, simultaneous “remakes,” and printouts of film
dialogue. All of this cinematic innovation took place in buildings
that were also subject to translational practices, such as the famous
Teatro–Cinema Olimpia, for example, which was originally a con-
vent. This movie theater plays a central role in the introduction—
translation—of the modern experience to the Mexican audience,
and was, in Luiselli’s words, a “translator made of concrete and
stone.” Luiselli’s essay anticipates and opens a discussion that will
be pursued in the future issue of this journal devoted to spaces and
places, guest edited by Sherry Simon and Federico Montanari.
Enquiries about translation in connection to places are also
present in Sherry Simon’s essay “At the Edge of Empire: Rose
Ausländer and Olha Kobylianska,” in which she examines “the
work of translation at the edge of empire” through the two Czer-
nowitz authors—the Ukrainian Olha Kobylianska (1863–1942)
and the German–Jewish Rose Ausländer (1901–1988) viewed as
translators of their border city. Luiselli’s broad concept of transla-
tion, applied to cultural practices and movements, are developed
by Simon in other both social and physical directions, for instance
in the political and geographical borders of a multilingual city.
To translate at the edge of empire—of which Czernowitz is
an example in relation to the translational relationships developed
through German—is to be especially aware of the ways in which
boundaries can accentuate or attenuate difference. Political borders
hypostatize cultural and linguistic differences, while geographical
borders often show difference to be gradual. The multilingual-
ism of border zones problematizes the activities of translation as
source–target transactions.
Drawing on a suggestion in Coetzee’s novel Waiting for the
Barbarians, in which the distinction between enemy and citizen,
alien and human beings is blurred, Simon looks at “another site of
translation at the edge of empire,” a border city that has represent-
ed a wall against the alien, discovering similar elusiveness and in-
translation /
stability of the borders. Czernowitz is intensely multilingual with
the particularity of German as prominent and autonomous, and no
14
language apparently dominating over the others. In the search of a
more realistic—and less idealized—understanding of the multilin-
gualism of Czernowitz, Simon starts by defining it as translation-
al, thus underscoring the “connections and convergences across
language and communities” that might be much less peaceful and
friendly than expected.
Literary transactions express this translational terrain, and one
of them is the tendency among many authors at the beginning of
the twentieth century to move away from German to other minor
languages. One such writer is Olha Kobylianska, who embraced
the Ukrainian national cause and translated her texts from German.
Her writing can be referred to as “translational writing—a product
of the particular mélange of cultures particular to the Bukovina
and Czernowitz.”
The other author analyzed by Simon, Rose Ausländer, on the
contrary, “returns” to German after her permanence in the writing
in English. But this choice “is less a one-way and definitive em-
brace of the authentic tongue than a renewed practice of translation,
as she brings back to Germany the long experience of exile, expe-
riencing new forms of displacement within the German-speaking
world.”
The eternal question of the relation between original and trans-
lation is discussed in Alfred Mac Adam’s “Translating Ruins.” In
an interesting perspective, he analyzes three sonnets that are direct
or indirect derivations of Ianus Vitalis’ (1485–1560) epigram De
Roma (1552) on the theme of Rome’s ruins. The “poem is a fasci-
nating irony,” Mac Adam argues: “A poem in Latin on mutability
that seeks to avoid the mutability of vernacular tongues” results in
vernacular translations and imitations of which there exist over a
dozen.
The three sonnets compared by Mac Adam are Joachim du Bel-
lay’s 1558 version and the two of which is progenitor or source,
namely Edmund Spenser’s 1591 version of Joachim du Bellay and
Francisco de Quevedo’s 1648 sonnet. The three sonnets are “si-
multaneously the same and different, translations and originals”
while they are in different relations to the distinction between
translation and adaptation. They are all new poems, “appropriate
for their language and culture, but none replicates De Roma in a
vernacular language.”
translation /
15
Each of translation’s issues includes an interview. We are hap-
py to continue this tradition since interviews permit a different
form of reflection from essays in that they are dialogic, “thinking-
out-loud” texts. Lydia Liu—who has already published an article
with us in our special issue on Politics guest edited by Sandro
Mezzadra and Naoki Sakai (issue 4) and who will be present in a
future issue (issue 7) with the lecture she gave at last year’s New
York symposium—was interviewed by Carolyn Shread, transla-
tion’s assistant editor. In the course of their conversation, Liu’s
work against nationalism emerges as a strong starting point for
her thinking on translation, which in many respects runs count-
er to current ideas circulating in translation studies. Not only vo-
cabulary, but intellectual discourse, political theory, and script are
among the “foreign” elements that interrogate national literature
and national identities in general. Script, and the technology con-
nected to its reproduction such as the telegraph and the typewriter,
actually “put pressure on all East Asian societies to reform their
scripts.” The paradox consists in the fact that the typewriters’ lim-
itations “[l]ed to campaigns that targeted the native script [. . .] as
a backward writing system.”
In regards to Liu’s ideas on the political dimension of trans-
lation, this conversation with Liu offers an excellent explanation
of the ideas she expressed in her article in issue 4 of this journal:
Liu recalls her research on the Opium Wars through which she
discovered how translation “could provide an illuminating angle
for understanding international politics.”
Contrary to what people generally think, Liu argues that the
Universal Declaration of Human Rights is not a Western docu-
ment. It is, rather, a document that registers “competing univer-
sals.” According to Liu, translation is an event, not just reduced to
one instance of textual transfer, and needs to be reconceptualized
in terms of situatedness in time and place. “Eventfulness allows
temporalities to give any particular text a new mode of life in a
new language,” she argues.
I hope you enjoy reading this issue’s articles!
SN
translation /
16
| Unimi Open Journals |
translation | https://riviste.unimi.it/index.php/translation/article/view/15516 | [
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] | Autobiography, Memory, and Translation
Bella Brodzki Sarah Lawrence College,
USA
Abstract: The article traces a range of ways in which autobiography (self/life/
writing) and translation are mutually implicated in processes of displacement,
recontextualization, mediation, and even comparison. Freud, paradigmatic fig-
ure of translation and archeologist of memory, is the guiding spirit of this study.
Its broad psychoanalytic framework situates three exemplary autobiographi-
cal narratives and the modes of translation they perform: Vladimir Nabokov’s
Speak, Memory, Maryse Condé’s La vie sans fards, and Alison Bechdel’s Fun
Home.
The point of departure of my talk today is that autobiography is a
modality of translation. Both autobiography and translation propel
change, involve movement, recontextualization, mediation, even
comparison. What is aptly named and fits under the rubric of auto-
biography—meaning self/life/writing—refers to a broad range of
self-referential maneuvers and practices, and is at base a Western
genre predicated on a notion of the individual self as at once au-
tonomous and relational, and capable of being both “the observing
subject and the object of investigation” (Smith and Watson 1998,
4). Autobiography claims a venerable and variable tradition that
begins roughly with St. Augustine’s conversion narrative Confes-
sions and includes slave narratives, testimonios, and such recent
examples of the Küntzlerroman as Patti Smith’s Just Kids. A useful
working definition (if joyfully and consistently revised) of autobi-
ography for scholars in the field comes from Philip Lejeune: “a ret-
rospective narration produced by a real person concerning her/his
own existence, focusing on the development of her/his own life, in
particular the development of her/his personality” (Lejeune 1989,
4). What the French theorist calls “the autobiographical pact” is
the assurance given the reader by the signature on the autobiogra-
translation /
17
phy’s cover that the author, the narrator, and the protagonist of this
narration share a common identity. Autobiography—or what is re-
ferred to quite commonly, in the wake of post-Enlightenment the-
ories of the subject and postcolonial discourse, as “life writing” or
“life narrative”—is, in any case, not limited to the written, but can
be performative, visual, filmic, or digital. What is interesting in all
modes of life narrative is that the referential relationship between
the origin and the translation, as it were—as well as between the
autobiographer and the reader—is contractual.
Please keep in mind as well that even, or especially, in autobi-
ography studies, the very elements that comprise the constellation
of self/life/writing are all culturally contested and problematized
today. Put another way, and critical rigor notwithstanding, the va-
lence of the various theoretical terms relevant to the autobiograph-
ical enterprise, including such marketplace labels as “memoir,”
changes depending on the specific discursive context. Much can
be at stake ideologically, at least for literary critics and scholars
of autobiography; what is a nuanced distinction in one instance is
a major conceptual marker in another, a most obvious example of
which being the ontological/epistemological difference between a
“self” and a “subject”. The former term has metaphysical conno-
tations, the latter is a discursive construction, and my view lies
somewhere between the two—I don’t link “selfhood” with pleni-
tude, transcendence, or authenticity, but nor do I consider the “I” to
be merely a linguistic effect. How terms are implemented and in-
terpreted, then, is itself a matter of translation, and heavily depen-
dent on reception, on audience, on readership. Though I will use a
variety of terms today, most of which are modifiers of “self,” this
is not an indication of their interchangeability within a prescribed
category or lexical field; rather it is an effort on my part to gesture
towards the richness of the genre and its ongoing generativity.
Returning to my opening assertion that autobiography is a
modality of translation, let us consider that the autobiographer or
producer of an autobiographical event is engaged in a process of
subjective displacement, a carrying over of an idea or a notion
of a life and/or selfhood. In the act of being inscribed or narra-
tivized, the autobiographer is being translated. Being translated
translation /
for an autobiographer means shifting shape and form, becoming
other to her/himself, as s/he distinguishes her/himself from others
18
through language. Another critical dimension of the autobiogra-
phy/translation nexus is that translators inscribe their subjectivity
into their versions, most acutely, into the views on translation they
espouse and the strategies they deploy. Just as the autobiographer
is reading herself/himself otherwise, so is the translator inscribing
herself/himself through an other’s voice and text, into another lin-
guistic or signifying form. To write is to be written, to narrate is to
be narrated, to translate is to be translated.
In my talk I shall be exploring a few of the myriad ways a
subject verbalizes, materializes, and textualizes the process of
self-analysis, self-reflection, and self-inscription in both autobiog-
raphy and translation, as reflections on each other. I do not mean
to suggest, however, that the self—as source material—is a giv-
en, that it is transparent to itself, or that it is anterior to any act
of interpretation. Precisely, I shall explore how various facets of
the translation complex play out in three dissimilar and distinctive
autobiographical projects. My literary examples are modern and
contemporary, yet they differ widely from each other. As a com-
paratist, I take seriously the conceit that seemingly strange juxta-
positions can be most productive and illuminating. My first liter-
ary example is text based: Russian polyglot Vladimir Nabokov’s
exemplary, self-translated autobiography Speak, Memory (1947).
The second concerns the intriguing and divergent autobiographical
positions of Guadeloupean author Maryse Condé and her British
translator–husband Richard Philcox regarding their embedded sit-
uation (although I will make some reference to La vie sans fards,
published in 2012, her most recent, and as yet untranslated autobi-
ography), where most of my commentary will concern them as a
translation couple and its implications for the global literary mar-
ketplace. The third is also text based, but transgeneric: American
cartoonist Alison Bechdel’s graphic memoir Fun Home (2006). In
each case, the autobiographer is implicitly, and often explicitly—
depending on the various modes and languages involved—a trans-
lator of his or her own “life experience” or past whose meaning is
created through the interpretive act of remembering.
As a paradigmatic figure of translation, Freud is my guiding
or informing spirit into this area of inquiry: Freud as an object of
translation; as a translator himself; and as a theorist, especially
in the early essay “Screen Memories” (1899), in itself a selection
translation /
19
of his own childhood recollections, disguised in dialogic form.
The translation history of the writings of Sigmund Freud is one of
the most fascinating, controversial, and overdetermined instanc-
es of the power of a particular translator to influence indefinitely
a target culture’s reception of a major body of thought. As some
Anglophone readers of Freud are aware, the copyright on James
Strachey’s twenty-four volume Standard Edition expired in 1989,
provoking debates worldwide on the consequences of retranslating
Freud’s works, not only for those reading in English, but in all
foreign versions, since many are translations from the English and
not the original German. On the one hand, Strachey’s monumen-
tal endeavor has been admired for its homogeneous lucidity and
consistency; on the other, it has been excoriated for effectively in-
tegrating and synthesizing what Freud left fragmentary and “pro-
cessive,” most glaringly for imposing Ancient Greek and Latin ter-
minology onto everyday German words in the service of making
Freudian discourse sound more “scientific.” Even as Freud (and
his daughter Anna) approved of Alix and James Strachey’s, along
with Ernest Jones and A. A. Brill’s, systematizing of psychoanalyt-
ic terminology, however, he continued up until his death to use the
same rich range and variety of ambiguous, and often contradictory,
terms to describe the most elusive and intimate workings of “psy-
chic life”—as he had always done.
At the risk of committing the intentional fallacy, can we in-
fer that Freud privileged dissemination over fidelity in translation,
that his conception of language as figurative and fluid, and transla-
tion as a pervasive medium of human experience, was broadly in-
tercultural and transhistorical, consonant with his desire to attract
the widest possible foreign readership for his radical creation—
psychoanalysis—thus securing its status in history, as he put it, as
the third revolution, after those of Copernicus and Darwin? As we
well know, if it is almost impossible to overstate Freud’s influence
on modernity, it is not in the realm of science that he made his im-
pact (though this may be changing again, as neuroscientists uncov-
er the brain’s relationship to the unconscious), but in the domain of
culture, and the individual’s relation to it, as evidenced by the way
those very archaisms for which Strachey was criticized have infil-
translation /
trated every aspect of our speech. All the more interesting, then,
that the Freud who is universally invoked is, in fact, linguistical-
20
ly and culturally specific. As the essays in Darius Gray Ornston
Jr.’s edited study Translating Freud show, many of the challenges
raised by translating Freud are not only theoretical or conceptual
in nature, but have to do with his extraordinary gifts as a stylist
who enjoyed and exploited the rhetorical, aesthetic, and expressive
qualities of language, especially that of his native German, which
was inflected by his inveterate erudition and cosmopolitanism.
Freud was an autobiographer, too, drawing on his own inte-
riority as a source text to be interpreted and analyzed as he wres-
tled with his developing “science of the mind“ (Freud 1995a, 30),
whose purview, he claimed, was no longer only psychopathology,
but its relevance to what we now call “the neurotic normal.” He
wrote “An Autobiographical Study” in 1924, at the age of six-
ty-eight. An account of the internal development of psychoanal-
ysis as well as its external history (Freud 1995a, 30), the autobi-
ographical essay was published as a contribution to a volume of
“self-portraits” by prominent physicians. Far less personal than his
case studies, his correspondence with Fleiss, the seemingly minor
“Screen Memories” (1899), the monumental The Interpretation of
Dreams (1900), or The Psychopathology of Everyday Life (1901),
“An Autobiographical Study” is nonetheless a revealing document
and has substantial explanatory power. Freud used this essay as an
occasion to present an introduction or overview of his ideas as they
evolved, and of their reception in the international scientific com-
munity. As a self-portrait of the investigator, it tempts the reader to
surmise that in Freud’s mind “la psychanalyse, c’est moi!”
Translation is central to the story Freud tells. In the early days
of his career, he recounts, the planes shifted considerably when,
as a foreign student and auditor in Paris, he offered to translate “a
new volume of [Charcot’s] lectures into German.” Freud translated
not only the third volume of Charcot’s Lessons on Diseases of the
Nervous System (1886) and Tuesday’s Lessons at the Salpêtrière
(1887–1888), but five entire books in all, from French and English
into German. Though he had a position as a lecturer in pathology
in Vienna, it was his work as a translator that gained him entry into
Charcot’s circle of personal acquaintances and full participation in
the activities at Salpêtière Clinic (Freud 1995a, 6).
According to Patrick Mahony, “Freud made translation a uni-
fied field concept” (Mahony 2001, 837). Mahony elaborates that
translation /
21
in psychoanalysis the patient may be psychically conceived as a
succession or accumulation of translations, with the analyst as-
suming the complementary role of a translator. By means of trans-
lations—psychic material is itself already a translation in need of a
second order translation—“the analyst effects a translation of what
is unconscious into consciousness” (Mahony 2001, 837); that is,
dreams translate what the dreamer dreams to what the dreamer re-
members and reports, translates from mental image to verbal nar-
ration. Mahony also gives the following specific examples of what
Freud deemed to be translations: dreams; generalized hysterical,
obsessive, and phobic symptomatology; parapraxis (this term for a
slip of the tongue is itself a wonderful example of a Strachey clas-
sical archaism); fetishes; the choice of suicidal means; and the an-
alyst’s interpretations (Mahony 2001, 837). Freud’s autobiograph-
ical study is also a form of translation of his life and career as a
scientist and a defense, even an apologia, of his intellectual legacy.
I hope that these broad psychoanalytic insights will provide us
with an interpretive framework for thinking figuratively and rhe-
torically about the autobiographers and translators we are about to
discuss.
Vladimir Nabokov
Nabokov’s Speak, Memory (1947) is a virtuosic synesthetic, trans-
lingual, transmodal, transcultural performance. I will barely pierce
the surface of its many layers and textures today. By making the
reader of the foreword privy to the many stages of rewriting,
reframing, and recasting of what he calls “a systematically cor-
related assemblage of personal recollections ranging geographi-
cally from St. Petersburg to St. Nazaire, and covering thirty-sev-
en years, from August 1903 to May 1940” (Nabokov 1947, 9),
Nabokov might be giving us too much, before the first page of
the autobiography proper has even been accessed. The detailed
paratextual information, much like the exquisite meditation on
the nature of a privileged life as only a consummately privileged
polyglot consciousness could render it, is daunting and some-
what overwrought. Translated into French, German, Spanish,
and Italian by other translators, Nabokov explains that “for the
translation /
present, final edition […] I have availed myself of the correc-
tions I made while turning it into Russian. This re-Englishing of
22
a Russian re-version of what had been an English re-telling of
Russian memories in the first place” (Nabokov 1947, 12–13) is
likened to the kinds of multiple metamorphoses familiar to but-
terflies, but previously untried by humans. If in the foreword he
posits himself as remarkable among his species, those very liter-
ary and linguistic feats are grounded in a principle of translation
that treats every change in form as a new thing to be celebrated,
but not at the expense of preserving or immortalizing moments
or stages of perfection. And yet, the exiled writer’s essay on the
challenges of translating Pushkin’s Eugene Onegin into English
reveals a translator hostile to a free-form, target-friendly version
of a classic. His rarefied, academic, heavily annotated translation
privileged its own elite audience, reflecting, as Lawrence Venuti
puts it, Nabokov’s “deep nostalgic investment in the Russian lan-
guage and in canonical works of Russian literature while disdain-
ing the homogenizing tendencies of American consumer culture”
(Venuti 2012, 110–111).
Is there a connection between Nabokov’s protectionist views
of the role of a literary translator and the way he translated his
own life? A self-declared “chronophobiac” (Nabokov 1947, 19),
his disclaimer about any affection for the psychoanalytic method
might suggest there is:
I have ransacked my oldest dreams for keys and clues—and let me say at once that I
reject completely the vulgar, shabby, fundamentally medieval world of Freud, with
its crankish quest for sexual symbols… and its bitter little embryos spying, from their
natural nooks, upon the love life of their parents. (Nabokov 1947, 20)
Doth he protest too much? It is not my intention here to put
little Vladimir’s psyche on the couch, despite the wealth of ma-
terial he provides throughout this text (and elsewhere in his oeu-
vre), only to indicate that while Nabokov is reacting to the most
reductive and vulgar version of Freud in terms of symbolic con-
tent, he is also using hermeneutic instruments in ways that strongly
resemble Freud’s methods. Each embodies qualities of both the
scientist and the poet, and both are formalists of the first order.
Indeed, as masterful interpreters of signs and symptoms, and de-
coders of patterns, both are drawn to structural repetitions, as well
as to what escapes those structures and strictures. Critics, among
them Jeffrey Berman and Jenefer Shute, have addressed why the
translation /
23
figure of Freud looms so large—and so negatively—for Nabokov,
as well as the implications for an understanding of his fiction, es-
pecially Lolita. It seems to me that what Nabokov rejects in Freud
is his primordial pessimism about human nature, and that what he
negates is the general principle that he—that is, Nabokov—might
not be master of his own mind.
If the opening chapter of Speak, Memory is about anything, it
is the eros/thanatos dialectic, as is the book’s final chapter, which
focuses on intergenerational transmission and the transcendent or
redemptive power of the aesthetic imagination. But my aim now
is to direct attention to the associative method of forming com-
posite events that Freud and Nabokov share, and which serves as
Nabokov’s template or creed for turning one’s life into a work of
art. What Nabokov calls “the match theme”—the Freudian germ
of which is a verbal or imagistic link revealing a thematic or sym-
bolic correspondence—is exemplified in two fabulously dramatic
events drawn from his childhood. One of those themes is the tragic
irony of history, as illustrated in the destiny of a certain General
Kuropatkin, a friend of Nabokov’s father, who in one scene, while
playing a “match” game with young Vladimir in which he “depicts
the sea in calm and stormy weather,” (Nabokov 1947, 27) is in-
formed that he will lead the Russian Army against the Japanese in
the 1905 War. Fifteen years later, disguised as a peasant, he comes
across Nabokov’s father in flight from the Bolsheviks, and asks
him for a match.
Though his childhood was indeed blessed, Nabokov’s message
to his attentive reader above all is that the art of living is less a mat-
ter of being endowed with rich original content than it is a matter
of a perceiving intelligence imposing sensorial and cognitive mas-
tery over the flux and chaos of the world. “The match theme” is a
lesson in how to work with one’s source material: tracking, tracing,
and linking across time and space seemingly unrelated episodes or
events through a metonymic/metaphorical leap that brings them
together and thereby raises them to a higher level of meaning, a
threshold for further reflection, interpretation, and commentary.
(It is, for example, a lesson in linking the moves on a chessboard
with the assassination of his beloved father, not as the outcome of
translation /
a duel the child dreads, but at a public lecture, when it was least
expected and he was shielding the body of a more likely politi-
24
cal target.) Nabokov’s technique for critical reading is the model
for translating a life, and it is, then, primarily aesthetic in nature.
That is, it foregrounds the structural and formal aspects of even the
most spectacular and catastrophic of human experiences without
divesting the events of any of their wondrous or devastating force,
identifying—or, rather, creating—patterns, establishing affinities
and thematic correspondences amidst/across what would other-
wise remain inchoate, separate, isolated ephemera. “The following
of such thematic designs through one’s life should be, I think, the
true purpose of autobiography” (Nabokov 1974, 21). After Speak,
Memory, not only is it impossible to read autobiography the same
way again, but it is impossible to live autobiographically—that is,
to think about one’s life as a thematic design—in the same fashion
once one has internalized Nabokov’s model.
The opening passage of Speak, Memory—beginning with “The
cradle rocks above an abyss” on page 19—offers one of the most
striking images and meditations on mortality to be found in the
annals of autobiography. Yet the genesis of Speak, Memory was
what is now the book’s fifth chapter, written originally in French
and titled “Mademoiselle O.” That Nabokov was both worldly lit-
erate and deeply imprinted by Russian literature is made manifest
in the portrait which serves as the premise for this chapter. Its de-
clared purpose is to reclaim through memory the destiny of his
old French governess, whom he felt he had betrayed by having
previously turned her into a fictional character, thus denying her
the independent existence that rightfully belonged to her.
Nabokov’s revisitation of the Swiss governess “Mademoi-
selle” begins with her arrival by sleigh to the Russian country-
side in the winter of 1905–1906. Though of his many tutors and
governesses she was the object of some ridicule and derision, he
now pays selective tribute to her “lovely” French and its impact
on his appreciation for French literature. I have chosen to focus on
this recontextualized portrait of the hapless, enormous, miserable
figure, because indeed she may not be substantial enough on her
own terms to support the attempt “to salvage her from fiction”
(Nabokov 1947, 117). And this is not, despite the reasons he ini-
tially gives, Nabokov’s prime motive for memorializing her. The
autobiographer announces straight away that he is imagining the
scene, that he is seeking recourse in fiction once again: “I was not
translation /
25
there to greet her; but I do so now as I try to imagine what she saw
and felt at that last stage of her fabulous and ill-timed journey”
(Nabokov 1947, 98).
The memorialist’s conjuring of poor Mademoiselle—who
remains a rather disdained and pathetic character in this portray-
al—has been culturally, linguistically, and, of course, physically
displaced to the Russian steppes from her native Switzerland. The
overarching image is of snow.
Very lovely, very lonesome. But what am I doing in this stereoscopic dreamland?
How did I get here? Somehow, the two sleighs have slipped away, leaving be-
hind a passportless spy standing on the blue-white road in his New England snow-
boots and stormcoat. The vibration in my ears is no longer their receding bells, but
only my old blood singing. All is still spellbound, enthralled by the moon, fancy’s
rear-vision mirror. The snow is real, though, and as I bend to it and scoop up a
handful, sixty years crumble to glittering frost-dust between my fingers. (Nabokov
1947, 100)
A symbolic identification grounds Nabokov’s authorial/auto-
biographical position in this classic Russian novelistic scene in
which, laying his devices bare, he inserts himself at the end as
both observing subject (“passportless spy”) and object of reflec-
tion (“But what am I doing […] ? How did I get here?”) through
the temporal and spatial displacement of “snow,” and Nabokov
and Mademoiselle, who now occupy virtually equivalent or trans-
posable positions in relation to the other’s estrangement. His un-
derlying resistance to the idea that perhaps there was more to Ma-
demoiselle than her lack if finesse is made clear to him belatedly,
through his own experience of exile and loss, primarily as a result
of the Russian Revolution. In an act of literary mediation and em-
pathic projection he comes to understand the gravitas of her life
story as a key to understanding his own. With retrospective insight
he says at another point in the chapter that this is something “I
could appreciate only after the things and beings that I had most
loved in the security of my childhood had been turned to ashes or
shot through the heart” (Nabokov 1947, 117).
Nabokov’s insight, shared with Freud, is that all memory is
mediated and motivated, and dependent on a dynamic imagina-
translation /
tion; because the psychic content of original memory is not avail-
able, whether because of absence or inaccessibility, it cannot be
26
restored without being translated to later experiences, desires, and
needs.
Maryse Condé
Maryse Condé, Guadeloupean author of several novels about Ca-
ribbean heroines in Africa, slavery in the Antilles, the Salem witch
trials, and even a revisionary reading of Wuthering Heights, has
written two autobiographies: Tales from the Heart: True Stories
From My Childhood,1 and the recently published—but still un-
translated—La vie sans fards (2012). Self-identified as a classical-
ly-schooled Francophone Caribbean writer, by which I mean that
her readership would typically comprise Continental French and
Antillean readers, she has attained preeminent status in the literary
marketplace as a global Caribbean writer—in the company of Der-
ek Walcott, Caryl Phillips, Edouard Glissant, Patrick Chamoiseau,
Rafael Confiant, and Edwidge Danticat—as a result of translation.
Being translated, especially into English, has enabled Condé’s
work—albeit in altered form—to exceed its linguistic and cultural
boundaries and live beyond its own spatial and temporal borders,
however they have been constituted. In short, it has brought her the
widest possible reception.
And yet Condé’s translation complex is of a special order, espe-
cially when read in a context—familial and erotic—that so readily
invites a psychoanalytic interpretation; I am not going to undertake
such a reading here. La vie sans fards is devoted primarily to the
years she spent in West Africa during the politically promising pe-
riod of decolonization, and then the corruption, hypocrisy, and re-
pression of the postindependence regimes. This experience, which
she consistently recounts in amatory language, “occupied a central
place in my life and in my imagination” (Condé 2012, 16; transla-
tion mine); but it was a painful disappointment, a doomed affair. Her
less than positive depiction of African life, as seen in both her fiction
and memoir, has made her a provocative and somewhat controver-
sial figure in postcolonial literary circles. The continent couldn’t at-
tract her sufficiently or compel her enough—despite long and varied
opportunities during her sojourns in Guinea, Ghana, Ivory Coast,
1
Originally published in French in 1999; translated into English by Richard Philcox in 2001. In-text
reference will be to the 2001 English edition.
translation /
27
and Senegal—to learn to speak Malinké, Fulani, Peulh, or Wolof. In
this failed intercultural encounter in which France, the Caribbean,
and Africa are not reduced to the points they occupy in a colonial
constellation, Condé represents herself as untranslatable, unable to
be taken on her own terms in a different context. Conversely, her
inability to find reflections of herself in Africa, to be recognized as
herself and not a “toubabesse” [white woman, because Antillaise,
for example], reinforces her sense of isolation and exclusion, wheth-
er it be a result of history, racial identity, and/or cultural and class
values. It is an otherness to which she clings and which she reads as
immutable.
This paradoxical sense of her own untranslatability drives the
narrative, as the autobiographer depicts herself struggling against
forces and structures that threaten her integrity, as metaphorically
and literally understood. The critical matter pertaining to translation
and memory here is not the authenticity or veracity of the self-por-
trait as the autobiographer renders it, but the conditions of its re-
ception, as she has experienced it. Distinguishing her motivations
from the idealizing ones most often attributed to the conventions of
recounting a life, Condé proclaims her passion for “unvarnished”
truth-telling in the introduction, as she stakes a claim for her sin-
gularity while also invoking a more abstract, albeit gendered, uni-
versality. She inscribes herself squarely within the French Enlight-
enment and Romantic traditions from the outset: “I want to display
to my kind a woman in every way true to nature, and the woman I
portray shall be myself” (Condé 2012, 12; translation mine).
Despite Condé’s resolute individualism, feisty independence,
and political risk-taking, her lively and sometimes harrowing nar-
rative is framed, on its first and last pages, by her two husbands, the
Guinean Mamadou Condé and the English Richard Philcox, whom
she met in Senegal. Her marriage to Philcox will take place out-
side the narrative, but she pays homage to their first meeting and
telegraphs what is to follow. “He was the one who would change
my life. He would take me to Europe and then to Guadeloupe. We
would discover America together. He would help me gently sep-
arate from my children and resume my studies. Above all, thanks
to him, I would begin my career as a writer” (Condé 2012, 334;
translation /
translation mine).
Condé herself is an accomplished English speaker and scholar
28
of English literature, who taught for many years at Columbia and
other esteemed universities; but she seems to consider translation
at best as a mechanistic exercise or practical necessity, not a cre-
ative practice worthy of her critical attention. Her manifest lack of
interest in translations of her work, when the stakes are, ironically,
so high, sound disingenuous for many reasons—not the least of
which is that she lives on such intimate and privileged terms with
her translator. One could conceive such indifference as a matter of
blind trust, and a convenient division of labor, since—in addition
to being her translator—Philcox also handles all of her negotia-
tions. Ironically, however, their embedded relation seems to ensure
that instead of being on the same page regarding translation, their
perspectives as a translational couple remain absolutely divergent.
As is evidenced in a fascinating 1996 interview with Doris
Kadish and Françoise Massardier (the authors of Translating Slav-
ery) conducted in French with Philcox (with Condé present) in
which he describes his training, strategy, and evolution as a trans-
lator, Philcox sees his role as quite important. He valorizes the
complex process of “recreating” a text and bringing the writer to
a different cultural—that is, Anglophone—audience (Kadish and
Massardier, 751). Not only does he believe there is an affinity be-
tween the original and the translation, but he also maintains that
he is “communicating the author’s writing in another language, in
another culture” (Kadish and Massardier, 751; translation mine).
Moreover, his translation practice is patently target-oriented; he
seeks to make the author, as he says, more “transparent” to the
reader, but not at the price of displacing “the geography of the
text,” whatever it may be. The challenge for him may be less a
question of linguistic specificity than of Condé’s “esoteric” cul-
tural references; he even acknowledges being “market-driven” on
her behalf. Rather than feeling diminished or constrained, Phil-
cox concedes that he feels liberated by Condé’s indifference to
his practice, as well as his product (Kadish and Massardier, 755).
And he ultimately attributes his progress over the course of his
career as a translator, interestingly enough, not to years of living
with Condé, his author–wife, or to the cumulative experience of
translating her work, but to studying translation theory (Kadish
and Massardier, 755–756). That Philcox is sensitive to the gender
question—“Do I have the right to translate a novel written by a
translation /
29
woman? This question has greatly haunted me” (Kadish and Mas-
sardier, 756)—reveals not only a great deal about his own refined
and acute sensibility, but also attests to the primacy of gender as a
marker of identity for Condé; whereas race seems to figure little, if
at all, as a factor of difference for either of them.
It is, of course, quite possible that Condé’s antitranslation
posture is purely performative; but, if so, what is its value and
what are its implications? What Condé stands for in this trans-
lation couple is the irreducible difference between languages.
Thus, whereas the translator, invested in global transmission and
reception, considers his work to be coextensive with the origi-
nal author’s work, she—dedicated to perfecting her own liter-
ary style in her own tongue—considers them to be distinct. As I
have said, Condé has stated her position on many occasions: that
translation, being a transforming principle, doesn’t regard her,
that she is “othered” in translation, both culturally and linguis-
tically. Her insistence on this fact is consonant with what would
seem to be the overarching message of her autobiographical oeu-
vre. In a conversation with Emily Apter, which was conducted
in French—“transposed,” not “transcribed” (Apter’s words) and
translated into English, and which appeared in 2001—Condé
puts a fine point on what I have described above:
I have never read any of my books in translation… In translation, the play of lan-
guages is destroyed. Of course, I recognize that my works have to be translated, but
they are really not me. Only the original really counts for me. Some people say that
translation adds to the original. For me, it is another work, perhaps an interesting one,
but very distant from the original. (Apter, 92)
Beyond the intriguing and alluring personal and domestic im-
plications of Condé and Philcox as a translation couple, together
they enact the ongoing, defining, and productive tension within
translation studies, especially in relation to world literature and the
global marketplace. Whatever the psychological source of Condé’s
alienation or iconoclastic individualism, her view of translation as
(1) radical difference and of untranslatability as (2) an act of per-
sonal or even political resistance, actually coexists, of course—as
it has throughout history—with the enduring, competing reality
translation /
of multilingualism. The inherent paradox of untranslatability in
translation is what makes cultural memory possible. What this
30
translation couple reminds us of is that we must remain vigilant
in the face of world literature’s instrumentalist, ever-serviceable
view of translatability as an unproblematic given.
Alison Bechdel
Translation is the major operative principle in comics, defined for
our purposes today as a juxtaposition of words and images that
create a sustained narrative within deliberately sequenced bor-
dered panels. In its particular interplay of the visual and the verbal,
comics are not the verbal representation of visual art—ekphrasis—
nor a representation of the world, but an interpretation; indeed, as
Douglas Wolk puts it in Reading Comics, “Cartooning is a meta-
phor for the subjectivity of perception” (21). Perhaps it is the pre-
mium placed on personal drawing style, indeed of handwriting, in
comics that makes it an especially interesting instance of autobi-
ographical memory as a process of translation; since the object of
our attention is self-perception and self-inscription across different
cultural, social, and discursive contexts. I shall not be discussing
comics or graphic narrative generally here, but graphic memoir,
or what Gillian Whitlock calls “autographics” or “autographies”
(Whitlock 2006, 966) as yet another variation on the theme of how
techniques of translation are implicated in the act of materializing,
textualizing, and visualizing the autobiographical subject.
In chapter 4, which is roughly the center of Alison Bechdel’s
critically acclaimed, densely and riveting inter/intratextual graph-
ic memoir Fun Home: A Family Tragicomic (2006), the author
foregrounds the book’s metaperformative processes, making ex-
plicit what W. J. T. Mitchell describes as “the relation between
the seeable and the sayable, display and discourse, showing and
telling” (Mitchell 1986, 47). The astute reader already recognizes
that comics are a language; this chapter declares that the memoir is
a self-reflexive mode of translation, which also situates its autobi-
ographical project within a comparative network of signifying sys-
tems, most overtly Modernist literature and family photographs,
but also the künstlerroman and lesbian coming-out stories. The
canon of references comprises Camus, Fitzgerald, James, Stevens,
Wilde, Joyce, Colette, and Proust. What characterizes such a nar-
rative as “intra-” as well as “inter-” textual is that the images do
not only transact with words, but they also engage with each other.
translation /
31
In what Hillary Chute describes as a “cross-discursive” medium,
intertextuality itself is rendered figuratively/pictorially as well as
literally/verbally, showing how textual and visual forms and rhe-
torical strategies interact to make latent psychic matter manifest,
as in dreamwork. With her deft deployment of displacement and
condensation, metaphor and metonymy, Bechdel makes the reader
wonder, in the spirit of Jacques Lacan, if the unconscious isn’t
structured like a cartoon.
Bechdel’s intricately drawn, hyperliterary account of growing
up in Middle America in a hothouse of aesthetic expression and
erotic repression is constructed around her complex, ambivalent
relationship with her authoritarian, fastidious, secretive father who
bonded with her over books—while he slyly eludes another primal
identification they also shared. An expert in historic architectural
preservation, director of a family funeral home business, and high
school English teacher, her father Bruce died when Bechdel was
nineteen, leaving her to decipher the rich but troubling legacy of
similarity and difference that defined their relationship—left her,
in other words, to translate the scrambled codes she inherited from
him. Indeed, Bruce’s closeted homosexuality and the circumstanc-
es surrounding his ambiguous death—was it an accident or sui-
cide?—generate this multilayered work.
If in verbal autobiography “a lived life” as mediated through
memory is the source text, in an autographic work—because its
medium is patently visual—the source text would be assumed to
be the same; however the relation between content and form is
not integrated, synchronous, or organic in comics. If anything,
the contiguity between content and form calls attention to the gap
between them, to the space between image and words. Indeed, a
graphic memoir challenges the primacy of verbal language as the
source material, however coded or abstruse, or conveyer of both
self-referential and extrareferential truth about that life. Comics
are certainly a form of intersemiotic translation, as defined by Ro-
man Jacobson: “transposition from one system of signs into an-
other, e.g. from verbal art into music, dance, cinema, or painting”
(Venuti 2012, 118). But that formulation seems too one-sided for
this case. Though there are clearly two systems of signs, it may
translation /
be impossible to determine which is the source text and which the
target, on the level of verbal versus visual signs.
32
Understanding the deceptive simplicity of comics is counter-
intuitive for serious readers of literature who are unaccustomed
to having to process words and images within the same bounded
space in a self-conscious, extensive fashion. What determines the
order of reading of the panels, and how does size and shape matter?
Horizontal or vertical? What about the blanks between the panels?
How are they to be understood? While not exactly functioning as
negative space, these blanks, called “gutters,” are also the borders
outlining the images. What happens in that space? And, how is
that space to be filled in? These elements are—pardon, the expres-
sion—graphic reminders that comics, like verbal narrative, leave
out more than they put in. It may initially seem as though the pic-
tures are easier to grasp than the text, thus requiring less critical
scrutiny, but this assumption does not take into account the density
of information the pictures actually convey, some of which might
be purely aesthetic or formalist in nature, and not content-driven
or plot-enhancing at all. (No less so than in literature, virtuosity is
a virtue in comics.) Thus the reader of comics who privileges the
words at the expense of the images has failed to understand what is
intrinsically, internally translative about comics; and, conversely,
though it is necessary to possess what is known as “visual litera-
cy,” that alone is also terribly insufficient for understanding com-
ics. Comics are dependent on the dynamic, irreducible interplay
between its verbal and visual components.
Bechdel’s precise, fine-line, cross-hatch pictorial style, espe-
cially her drawing of interiors, corresponds to her verbal dexterity.
In terms of overall conceptual structure and design, the autobi-
ography is relentlessly interpretive; experiences presented as dis-
tilled or symbolic abstractions are mined not for their retrospective
meaning, but for their present value as sources of speculative po-
tential. “What if” begins many a sentence. Critics Hillary Chute
and Julia Watson call Bechdel’s narrative strategy “recursive,”
meaning that it is distinctly nonlinear, turning back in on itself,
finding its closure in reversals, transversals, and coincidences
(Chaney 2011, 149). In the service of creating a sustained narra-
tive, not to mention a satisfying story, an autography selects and
combines the panels that relate to one another associatively (that
is, metaphorically) and/or temporally (that is, metonymically), as
in memory. Following a series of events that Bechdel recalls, one
translation /
33
of which includes an encounter with an actual snake, a panel in
which she ponders the symbolism of phalluses and their creative
and destructive powers, leads next to the scene, as she imagines
it, of her father’s death, which occurred as he crossed Route 150
carrying a large bundle of brush and was hit by an oncoming truck.
The image in the wide panel is of lush foliage—foliage is perva-
sive in this narrative—lining an empty stretch of road with one
lone leaf lying in the middle, suggesting her father’s last trace.
The text box reads, “…You could say that my father’s end was my
beginning. Or more precisely, that the end of his lie coincided with
my truth” (Bechdel 2007, 117).
In an interview with Hilary Chute, Bechdel refers to the entire
enterprise of Fun Home as “involuted introspection,” pointing out
that with the exception of the subplot of her own coming out story,
“the sole dramatic incident in the book is that my dad dies” (Chute
and Bechdel 2006, 1008). In other words, “the end of his li[f]e”
compels a psychic and artistic internalizing process of ghostly re-
membrance that can be regarded as a “retranslation of the self.”
As I have elaborated elsewhere, translation in such a context of
intergenerational transmission, whose knowledge is posthumous
and always belated is, in the Benjaminian and Derridean sense, a
passing down, a passing away, and a passing over of the foreign as
well as the familiar, a living on through others, differently.
The panel below the drawing of the road invoking her father’s
death shows Alison and her father traveling in the family car
(which is a hearse); Bruce’s eyes are on the road, while Alison’s
head is barely visible as she peers out the window. The caption or
text box reads, “Because I’d been lying too, for a long time. Since
I was four or five” (Bechdel 2007, 117). What is the connection
between these two panels? Everything hinges on the word “be-
cause,” suggesting both causality and motivation. Bechdel’s mem-
ory of accompanying her father on a business trip to Philadelphia,
and stopping at a luncheonette, is a motivated one because, as she
says, “WE [emphasis mine] saw a most unsettling sight.” Initially
deprived of authorial perspective, the reader/viewer has no idea
what the object of their gaze might be. On the following page,
there are two unequally-sized panels. The dominant one shows
translation /
a masculine-looking woman wearing men’s clothes. Both father
and daughter gaze at her; Alison expresses to the reader/viewer
34
the great surprise she experienced at this phenomenon. The text
box below turns it into an instance of uncanny translation: “But
like a traveler in a foreign country who runs into someone from
home—someone they’ve never spoken to, but know by sight—I
recognized her with a surge of joy.” In the panel below, Bechdel
recounts, “Dad recognized her too.” In her memory, he challenges
her: “Is that [author’s emphasis] what you want to look like?” (Be-
chdel 2007, 118). In the next panel, on the following page, with the
image of the woman writ large, she asks rhetorically, “What could
I say?” But to her father, she replies, “No.” This is followed by a
panel in which father drags daughter, who is still looking back, out
of the luncheonette.
This instance of perfect translatability—a memory trace in
which both Alison and Bruce, displaced from their own familiar/
familial context, recognize another outsider not as a stranger but as
someone familiar to them on the basis of an implicit, shared sexu-
al/gender difference—is reconstituted as a primal scene from Be-
chdel’s childhood, and one of the most charged in the entire auto-
biography. The cartoonist puts a fine point on it in the next panel
when she discloses to the reader, “But the vision of that truck-driv-
ing bulldyke sustained me through the years” (Bechdel 2007, 119).
At the moment of Alison’s “recognition,” she didn’t know what a
bulldyke was; the signifier may have “sustained” her, but its sig-
nification eluded her until later in life. Of course, Bechdel is pro-
jecting backward: her superimposition of the term bulldyke onto the
genre-bending truck-trucker announces itself as belonging to a cur-
rent linguistic/cultural/political context in which gender identity is
understood to be performative and provocatively appropriated. This
is a current context her father did not live to fully appreciate, but one
she wishes him to assume now. As Madelon Sprengnether puts it, in-
voking Freud, “[M]emories from childhood vividly recalled in adult
life bear no specific relation to what happened in the past. Rather,
they are composite formations—elements of childhood experiences
as represented through the distorting lens of adult wishes, fantasies,
and desires” (Sprengnether 2012, 215).
Freud’s final paragraph in “Screen Memories,” which is an in-
ternal dialogue or self-analysis, an example of life-writing mas-
querading as a narrative with an interlocutor, views memory as a
process of construction:
translation /
35
the concept of a “screen memory” as one which owes its value as a memory not to
its own content but to the relation existing between some other that has been sup-
pressed… It may indeed be questioned whether we have any memories at all from
our childhood; memories relating to our childhood may be all that we possess. Our
childhood memories show us our earliest years not as they were but as they appeared
at the later periods when the memories were aroused. In these periods of arousal, the
childhood memories did not emerge; they were formed at that time. And a number of
motives, with no concern for historical accuracy, had a part in forming them, as well
as in the selection of the memories themselves. (Freud 1995b, 126)
What is at stake in this primal scene which Bechdel has recon-
structed because it comes to play a determining role in her com-
ing-out story, is relationality of all kinds, grounding all autobiogra-
phy and translation: the relation between the visual and the verbal
(between what is seen and what is not said); between a father and a
daughter who witness together, and who share a sense of complic-
ity, but then suppress that bond of knowledge and affinity; between
recognition and self-recognition; between lying and truth-telling.
It is above all the circuits of deception and self-deception that Be-
chdel seeks to rewire and overwrite.
Coyly titled “In the shadow of young girls in flower,” after
the French title of the second volume of Proust’s Recherche, the
end of the chapter calls the reader’s attention to the fact that the
previous translation of À l’ombre des jeunes filles en fleurs—
Within a Budding Grove—shifts the emphasis from the botanical
to the erotic. However, Bechdel interjects, “As Proust himself
so lavishly illustrates, the two are pretty much the same thing”
(Bechdel 2007, 109). That cavalier conflation serves Bechdel as
a metaphor for her father’s love for flowers and her own devel-
oping identity as a lesbian, unleashing a cluster of critical con-
vergences interpreted from a current vantage point. Chapter 4, in
as much as it invokes Proust’s term “inversion,” is about reading
generic and gender indeterminacy, but if Proust serves as the the-
matic intertext, Freud has certainly provided us with the method
for understanding how the bulldyke scene functions in the nar-
rative and why resurrecting this memory now is so critical for
Bechdel’s enterprise.
Bechdel’s father started reading Proust the year before he died,
translation /
and it was after his death that Lydia Davis’s retranslation of À la
recherche du temps perdu came out; though she prefers the “liter-
36
alness” of In Search of Lost Time, Bechdel laments the fact that
perdu and lost are not simple equivalents: that perdu also connotes
“ruined, undone, wasted, wrecked, and spoiled” (Bechdel 2007,
119). Bechdel’s point about what is literally as well as figurative-
ly “lost in translation” when this source word in French is trans-
ferred to English, is a metacommentary on what is irretrievable.
“The complexity of loss itself” (Bechdel 2007, 120) is lost, despite
translation’s capacity to recuperate and redeem difference over
time and even space. Some differences are irreducible variants;
they belong to the realm of the untranslatable.
The translation strategy that propels Fun Home, however, ul-
timately valorizes affinity and proximity by domesticating differ-
ence through regeneration. The last page of chapter 4 comprises
two unequally sized panels, both devoted to drawings taken from
a box marked “family photographs” that Bechdel found after her
father’s death, including one revealing her father’s transgressive
past activities with a former male babysitter. (In her interview with
Chute, she attributes the genesis of this book to the discovery of
this photograph.) The reader remembers the smaller top photo-
graph as the snapshot of an adolescent girl posing in a bathing suit
which is the chapter head image; it serves as a kind of illustration
of its title, “In the Shadow of Young Girls in Flower.” This time,
however, Bechdel alerts the reader that the image in the redrawn
photo is not of a girl (Alison, one might have speculated), but of
her young father in drag, and looking, as she says, “not mincing or
silly at all. He’s lissome, elegant” (Bechdel 2007, 120). In the large
panel, that top photo is mostly obscured by the text box.
What grabs the reader’s attention is the juxtaposition of two
portraits, and their striking similarities: one of her twenty-two-
year-old father sunbathing on the roof of his frat house, the other
of Alison on a fire escape on her twenty-first birthday. She won-
ders if this was taken by his lover, as hers was. For Bechdel, the
autographer, the uncanny resemblance between the two figures
and their two poses—“the exterior setting, the pained grin, the
flexible wrists, even the angle of shadow falling across our fac-
es”—is “about as close as a translation can get” (Bechdel 2007,
120). Where is the original or source? What, about the structur-
al or formal aspects of this strategic arrangement, calls up an act
of translation, one in which the points of contact are so acutely
translation /
37
identifiable? Obviously, in this visual commentary there is some-
thing beyond a merely shared physical, familial resemblance, even
across gender lines. Indeed, it is precisely the fluidity of sexual ori-
entation, gender identification, and polymorphism à la Proust that
reveals the configuring of father and daughter identities here as a
transposition or displacement, alternatively, of a simple replication
of difference (which is one definition of translation). Rather, Bruce
and Alison are to be recognized on the page as “inverted versions
of each other in the family” (Watson 2008, 135). In this particular
act of intergenerational transmission which celebrates the materi-
ality of self-presentation, Bechdel is memorializing a connection
that was often resisted in life by both Alison and her father, but
which is now reenvisioned through art.
Conclusion
By identifying Nabokov’s, Condé’s, and Bechdel’s autobiograph-
ical projects as distinctive modes of translation, I have hoped to
show that translating a life requires a particular strategy or tech-
nique of self-reflexiveness. The art of self-translation, with its
perils and projections, is a highly mediated and motivated act of
intimacy that takes place not in a vacuum, but within a set of cul-
tural determinants. By wrestling with questions of familiarity and
strangeness, assimilation and resistance, appropriation and deflec-
tion, the autobiographer/translator and the translator/autobiogra-
pher remind us that neither life nor language is self-contained. In
their very existence, autobiographies—which are translations of
“experience” and, therefore, subject to infinite and relentless in-
terpretation—serve as testimonies to existential lack and linguistic
incompleteness. Invocations of other lives and other voices—re-
pressed, resisted, and reclaimed—autobiographies are translations
in search of an original. Thus it is the drive to recuperate what may
be always utterly lost—because of the foreignness in ourselves as
well as in languages—that endows the autobiographer/translator
with the greatest agency of all.
translation /
38
References
Apter, Emily. 2001. “Crossover Roots/Creole Tongues: A Conversation with Maryse
Condé.” Public Culture 13, no. 1: 1–12. doi:10.1215/08992363-13-1-1.
Bechdel, Alison. 2007. Fun Home: A Family Tragicomic. New York: Houghton Mif-
flin.
Chaney, Michael, ed. 2011. Graphic Subjects: Critical Essays on Autobiography and
Graphic Novels. Madison: University of Wisconsis Press.
Chute, Hillary L., and Alison Bechdel. 2006. “An Interview with Alison Bechdel.”
MFS Modern Fiction Studies 52, no. 4: 1004–1013. doi:10.1353/mfs.2007.0003.
Condé, Maryse. 2012. La vie sans fards. Paris: JC Lattès.
Freud, Sigmund. 1995 a. “An Autobiographical Study.” The Freud Reader. Edited by
Peter Gay. New York: W. W. Norton & Company. 3–41.
––––––. 1995 b. “Screen Memories.” The Freud Reader. Edited by Peter Gay. New
York: W. W. Norton & Company. 117–126.
Kadish, Doris Y., and Françoise Massardier-Kenney. 1996. “Traduire Maryse Condé:
Entretien avec Richard Philcox.” The French Review 69, no. 5: 749–761.
Lejeune, Philippe. 1989. On Autobiography. Translated by Katherine Leary. Madi-
son: University of Wisconsin Press.
Mahony, Patrick. 2001. “Translating Freud.” American Imago 58, no. 4: 837–840.
doi:10.1353/aim.2001.0022.
Mitchell, W. J. T. 1986. Iconology: Image, Text, Ideology. Chicago: University of
Chicago Press.
Nabokov, Vladimir. 1947. Speak, Memory: An Autobiography Revisited. New York:
Random House.
Ornston Jr., Darius Gray, ed. 1992. Translating Freud. New Haven: Yale University
Press.
Smith, Patti. 2010. Just Kids. London: Bloomsbury.
Smith, Sidonie, and Julia Watson, eds. 1998. Women, Autobiography, Theory: A
Reader. Madison: University of Wisconsin Press.
Sprengnether, Madelon. 2012. “Freud as Memoirist: A Reading of ‘Screen Memo-
ries.’” American Imago 69, no. 2: 215–239. doi:10.1353/aim.2012.0008.
Venuti, Lawrence, ed. 2012. Translation Studies Reader. London and New York:
Routledge.
Watson, Julia. 2008. “Autobiographical Disclosures and Genealogies of Desire in
Alison Bechdel’s Fun Home.” In Michael Chaney, ed., 2011. 123–56.
Whitlock, Gillian. 2006. “Autographics: The Seeing ‘I’ of the Comics.” MFS Modern
Fiction Studies 52, no. 4: 965–979. doi:10.1353/mfs.2007.0013.
Wolk, Douglas. 2007. Reading Comics: How They Work and What They Mean. Phil-
adelphia: Capo Press.
translation /
39
Bella Brodzki is Professor of Comparative Literature at Sarah Lawrence College. She
teaches courses in autobiography; modern and contemporary fiction; literary and cul-
tural theory; and translation studies. Her articles and essays on the critical intersec-
tions with and impact of translation on other fields and disciplines have appeared in
a range of publications, most recently in the collection, Translating Women, edited by
Luise von Flotow (2011). She is the co-editor of Life/Lines: Theorizing Women’s Autobi-
ography (1989) and author of Can These Bones Live?: Translation, Survival, and Cultural
Memory (2007). Her current project is co-editing a special volume of Comparative
Literature Studies entitled Trials of Trauma.
translation /
40
| Unimi Open Journals |
translation | https://riviste.unimi.it/index.php/translation/article/view/15520 | [
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] | Autobiography/Translation: Memory’s
Losses or Narrative’s Gains?
Response to Bella Brodzki’s Lecture
Suzanne Jill Levine University of California in
Santa Barbara, USA
“We translate to be translated”—translation transports the transla-
tor, but also the reader and the writer, in an act that transforms one
text into another. Professor Brodzki uses this quote (which was a
rejoinder in my book The Subversive Scribe (1991; 2009) to “thou
art translated,” a line uttered by Quince to Bottom in Shakespeare’s
Midsummer Night’s Dream), to move onto a broader stage. From
the diverse scenarios of Russia and the Francophone Caribbean,
from psychoanalysis to graphic memoir, Bella (I use her first name
as we are old friends) analyzes parallels between the practice of
autobiography and of translation, seeking to expand the definition
of autobiography by means of the code of translation. Mediating
these two practices she sets out to understand the screening process
of memory, how or to what extent memory both distorts and creates
the truths it seeks, and especially narratives that propose to reenact
memory and to represent the truth.
In her lecture, Bella discusses how autobiography, like transla-
tion, is a rewriting, a re-presentation. At first glance we might find
this argument farfetched. After all, unlike autobiography, a transla-
tion is normally a rewriting of a whole and visible text. It is not, at
least on the surface, the reconstruction or restaging in coherent form
of the fragments of memories of a life lived. If we look further, how-
ever, we can see that a translation performs a comparable artificial
resuscitation. The original language has vanished in the text’s new
version; the language that replaces it works to resurrect words and
phrases, wordplays and metaphors, fragments of the translator’s lan-
guage and mnemonic associations, that will bring to life the original,
one hopes, as one expects the same from an autobiography.
Bella’s discussion departs precisely from the readerly expecta-
tion that the autobiographer’s pact with the reader—like the trans-
translation /
41
lator’s “sacred duty”—is to be candidly true to an original. And
yet, from an essentialist perspective, the end products of both prac-
tices can easily become Faustian Frankensteins. Under the aegis of
Freud, who made the unconscious betrayals of the omniscient narra-
tor visible to us, these betrayals are parallel to those of the translator,
who can only give us approximations, never the thing itself. The first
question that jumps out at me, then, is: Are we talking only about
autobiography in relation to translation, or are we talking about all
narrative in general? That is, is Bella’s proposal in her paper suggest-
ing a narrative theory that could be applied to any narrative form,
beyond verbal language and written texts?
No two narratives are the same, as Borges’s very first ficcion,
“Pierre Menard, Author of Don Quixote,” his famous parable
about the “anachronistic” practice of reading, written in 1939, so
spectacularly tells us. This devilish commentary on commentary
(as George Steiner called it) is at the center of Bella’s topic. Pierre
Menard, avant-garde poet who, among his many daring experi-
ments, attempts to rewrite a Don Quixote completely identical to
the original, is Borges caricaturing himself as a young Ultraist.
Borges’s story—supposedly written in French by an admiring dis-
ciple of Menard—is a fiction that pretends to be a biography while
it is (like all fiction, one could argue) autobiographical, and is not
only about the absurd impossibility of the totally faithful transla-
tion but also implies and reveals that it is in itself a translation.
My question to Bella is, in this discursive context, is there a
significant difference here between autobiography and biography
vis-à-vis translation? I ask this coming, also, from my own work
on a biography of Manuel Puig. The author of Kiss of the Spi-
der Woman, Puig’s novels pay homage with their “dollar book”
Freudianisms to Freud’s invention of the modern novel, that is, the
decidedly nonobjective narrator. As both translator and biographer
I have dealt with the challenges of subjectivity, memory, and inter-
pretation, haunted by the pact of fidelity that such nonfiction writ-
ing involves. Autobiography, biography, and creative memoir are
evaluated, however, by the strength, intensity, and inventiveness of
their narrative structure, of the story they construct, just as transla-
tion is evaluated by its fluency, its persuasive rhetorical effect. The
translation /
writer of nonfiction is as dependent on literary conventions, plot,
theme, character development, climax, and denouement as the fic-
42
tion writer. Truth is less of a consideration than the appropriateness
of form and the success of style. Autobiography differs from biog-
raphy because, as the subject and the writer/producer of the former
is the same, we assume a much higher/deeper level of fidelity to
the subject. However, considering that “the self is constituted by
a discourse that it never completely masters”1 how different, really,
are these two genres? We might define the difference this way: the
biographer is situated outside of the life he or she wishes to represent
and wants to work his or her way into it, while self-writing, autobiog-
raphy, presents its author with the problem of being too much of an
insider, needing to distance her or himself, to get far enough away to
see what’s happening and what it is one actually wants to represent.
My possible response to the question above can perhaps be aid-
ed by my own experience. I have written an authorized biography
and am attempting to write a translator’s autobiography. While the
research for the biography was different from the current research
for my own history, I also had to realize that my subjectivity influ-
enced the biography as if it were in some way an autobiography;
or, whether narrating an autobiography or a biography, I was and
am never totally subjective or objective. Hence, can we agree on
the translational nature of autobiography and also of other forms
of narrative, fictional or nonfictional, and are we perhaps speaking
of a translational paradigm for narrative in general?
In “Conditions and Limits of Autobiography” Georges Gus-
dorf2 examines Paul Valéry’s radical proposal that biography in or-
der to be true must go beyond its traditional limits.3 I cite these
thoughts on this topic here because, among other things, they also
relate to Bella’s provocative discussion of autobiography and trans-
lation. They also reveal an important source of Borges’s fictions and
essays that highlight narrative theory and feature his antirealist the-
ories of narrative art as well as his poetics of writing as translation.
According to the theory of biography proposed by Valéry—whose
Monsieur Teste was a direct Borgesian model, fondly parodied by
1
Michael Spinker, “Fictions of the Self: The End of Autobiography,” in James Olney, ed., Autobi-
ography: Essays Theoretical and Practical (Princeton, NJ: Princeton University Press, 1980) 342.
2
Georges Gusdorf, “Conditions and Limits of Autobiography,” in James Olney, ed., Autobio-
graphy: Essays Theoretical and Critical (Princeton, NJ: Princeton University Press, 1980) 41.
3
Paul Valéry, “La Vie est un conte,” Tel Quel II (1943): 348-349. The entire issue is available online
at https://archive.org/stream/telquelv02valuoft#page/n7/mode/2up.
translation /
43
Borges’s famous Pierre Menard as a kind of absurdly avant-garde
intellectual artist—a biographer, moving between the actual life and
his life-writing, would have to see through the eyes of the subject.
The biographer would have to attempt to know as little of the fol-
lowing moment as the subject himself would know about the cor-
responding instant of his career. This would be to restore chance
in each instant, rather than putting together a series that admits of
a neat summary and a causality that can be described in a formula.
Causality was, as we know, one of the core issues of Borges’s “Nar-
rative Art and Magic.”4 Valéry’s point, as Borges sees it, is that the
so-called real truth is nothing, unformed, blurred, and that therefore
the original sin of biography—which we could compare with the
original sign of autobiography—is to presume the virtues of logical
coherence and rationalization.
That is, we can extend Valery’s discussion of the prerogative of
biography to that of autobiography in that the task at hand is not to
show us the objective stages of a career, but to reveal the efforts of
historian/biographer/autobiographer to discover or reveal the effort
of a creator to give the meaning of her (or his) own mythical tale.
This latter statement basically describes Freud’s attempt at autobi-
ography in his “study.” On the surface he “objectively” appears to
summarize his career—giving us much valuable information—but
in reality he is creating his own self-myth as intuitive scientist, a
myth in which, it so happens, his early work as a translator plays a
major role.
Bella reminds us that for Freud “la psychanalyse c’est moi.”
Through her discussion we read his “autobiographical study” which
reveals his influences, Goethe on Nature, and notably the Bible,
which impacted him precisely because he belonged to an oppo-
sitional minority as a Jew. What he read or experienced or what
influenced him is more about his real feelings or interests; what
he actually says about himself, is all about his ego and need for
cultural power. For Freud translation was a power play, or as Bella
writes, “Though he had a position as a Lecturer in Pathology in
Vienna, it was his work as a translator that gained him entry into
translation /
4
Jorge Luis Borges, “Narrative Art and Magic,” in Selected Non-Fictions, edited by Eliot Wein-
berger, translated by Esther Allen, Suzanne Jill Levine, Eliot Weinberger (New York: Viking, 1999)
75–82.
44
Charcot’s circle of personal acquaintances and full participation
in the activities at Salpêtière Clinic” (AS, Freud R, 6). (infra, 21)
Ironically this personal essay says less about the man beneath
the persona than his essay on screen memories or any of his funda-
mental books such as The Interpretation of Dreams. Freud’s “Au-
tobiographical Study” is a prime example of an omniscient narrator
blind to his own subjectivity. What I personally found fascinating is
that Freud, as Jewish outsider, gained entrance to the circles of cul-
tural power as a translator. Curiously, I could see a similar trajectory
in my own life, as a woman gaining entrance to the Latin American
Boom literary circles, a world of cultural significance in my time
and context, in which I took on an identity as translator and even
muse, more glamorous than my own modest “outsider” Washington
Heights Jewish origins.
As Manuel Puig (the author whose literary texts I translated
and whose life I ultimately translated into a biography) aptly put it,
Freud invented the modern novel: that is, he exposed the unavoid-
able limitations of the omniscient narrator, hence his importance not
only to autobiography but to all writing. In Bella’s discussion, Au-
tobiography and Translation come together logically and intuitively
in Freud whose early work as a translator helped create his career
as a scientist. By extension, his role as translator helped create the
persona whose theoretical work was practically based on autobi-
ographical as well as clinical reflection.
Suzanne Jill Levine is a leading translator of Latin American literature, and Professor
at the University of California in Santa Barbara where she directs a Translation Studies
doctoral program. Her scholarly and critical works include her award-winning literary
biography, Manuel Puig and the Spider Woman (FSG and Faber & Faber, 2000) and
her groundbreaking book on the poetics of translation, The Subversive Scribe: Trans-
lating Latin American Fiction (published in 1991 and reissued by Dalkey Archive Press
in 2011), along with her classic translations of novels by Manuel Puig and her 2010
Penguin Classics editions of the works of Jorge Luis Borges. Aside from numerous
volumes of translations of Latin American fiction and poetic works, she has regularly
contributed articles, reviews, essays, and translations of prose and poetry to major
anthologies and journals, including the New Yorker. Her many honors include National
Endowment for the Arts and NEH fellowship and research grants, the first PEN USA
West Prize for Literary Translation (1989), the PEN American Center Career Achieve-
ment Award (1996), and a Guggenheim Foundation fellowship. For the translation of
Jose Donoso’s The Lizard’s Tale, she was awarded the PEN USA West Prize in 2012.
translation /
45
| Unimi Open Journals |
translation | https://riviste.unimi.it/index.php/translation/article/view/15521 | [
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] | Dalit Consciousness and Translating
Consciousness: Narrating Trauma
as Cultural Translation
Christi A. Merrill University of Michigan,
USA
Abstract: How do we understand literary catharsis as a multilingual project?
This paper focuses on scenes from Ajay Navariya’s short story “Subcontinent”
(in Laura Brueck’s translation from Hindi) to ask about the responsibility of
writers, translators and scholars in grappling collectively with the trauma of
caste-based sexual violence (or what Sharankumar Limbale calls “injustices done
to Dalit women.”) Put in conversation with Robert Young’s reading of Freud on
cultural translation, Navaria’s story complicates straightforward understandings
of consciousness as monolingual. Instead, the Hindi story in English reveals
a complex connection between what Limbale and others refer to as a distinct
“Dalit consciousness” and G.N. Devy’s notion of “translating consciousness”
by asking us to redefine how the languaged self responds to the original trauma
of being read as untouchable in the dominant vernacular. For Devy translat-
ing consciousness involves rejecting binaristic colonizer–colonized hierarchies,
whereas for Limbale Dalit consciousness works to fight caste hierarchies operat-
ing primarily within India itself. This paper takes up Rita Kothari’s suggestion
that the dominant vernacular might be just as foreign as the colonial language
in order to radically rethink the dialectical relationship between the languaged
self and cultural transformation.
What is literature’s role in responding to the trauma of caste-based
sexual violence a language away? I ask as a Hindi translator as
well as a scholar and teacher of Dalit literature—of work, I should
explain, that very openly claims to write from the perspective of
those “oppressed” or “ground down” (as “Dalit” is usually glossed)
by the entrenched system of untouchability in India.1 Dalit writers
in India have been asking versions of the question I have posed
1
I gratefully acknowledge the support of a Senior Fellowship from the American Institute of
Indian Studies and the National Endowment for the Humanities that allowed me to complete
the work on this paper, as well as the NIDA/FUSP Symposium organizers and Robert Young for
providing the original impetus for investigating this material.
translation /
47
here within their own language traditions, and as a group seem to
agree that the main purpose of Dalit literature should be to raise
awareness—or as the well-regarded Marathi writer Sharankumar
Limbale puts it more vividly, “to inform Dalit society of its slavery,
and narrate its pain and suffering to upper caste Hindus” (Limbale
2004, 19). It is not beside the point here that I quote Limbale from
his book Towards an Aesthetics of Dalit Literature, which has been
translated into English by (avowedly upper-caste Hindu and Cana-
da-based postcolonial studies scholar) Alok Mukherjee. Dalit liter-
ature, publisher S. Anand has pointed out, is a phenomenon in and
of translation—from, to, and via English, as well as many other
official Indian languages (Anand 2003, 4). Given current realities,
I am suggesting here that we include postcolonial studies scholars
and translators such as Mukherjee and myself in the project Lim-
bale and others have begun when theorizing the purpose of Dalit
literature. I propose here that we examine examples of Dalit liter-
ature to think more carefully about the relationship of Translation
Studies to postcolonial theory.
Like many activists writing on the subject, Limbale contends
that the work of Dalit literature is inspired directly by the revolu-
tionary leader Dr. B. R. Ambedkar and can only be done by those
with an explicit Dalit consciousness. A few pages later in his book
on Dalit aesthetics—in a section devoted to the topic of Dalit con-
sciousness—he explains:
The Dalit consciousness in Dalit literature is the revolutionary mentality connected
with struggle. It is a belief in rebellion against the caste system, recognizing the hu-
man being as its focus. Ambedkarite thought is the inspiration for this consciousness.
Dalit consciousness makes slaves conscious of their slavery. Dalit consciousness is
an important seed for Dalit literature, it is separate and distinct from the conscious-
ness of other writers. Dalit literature is demarcated as unique because of this con-
sciousness. (Limbale 2004, 32)
To ask about literature’s role in raising awareness about un-
touchability as a human rights issue akin to slavery raises fun-
damental questions about these points of comparison, especially
when expressed across multiple languages. How might we adapt
current theoretical models to understand Dalit consciousness as a
translation /
multilingual issue?
G.N. Devy has argued that multilinguality is so central to the
48
Indian context that it requires its own theorization, one that he dis-
cusses—serendipitously—as “translating consciousness.” Writing
in the 1990s, Devy was primarily interested in developing a dis-
tinctly postcolonial “aesthetics of translation” (Devy 2014, 163)
that would inform “a more perceptive literary historiography”
(165) responsive to the perspective of the multilingual user (“such
as a translator” he notes) who “rends. . .open” the multiple sign
systems converging in a single consciousness (164). If aesthetic
production is figured in Devy’s writing with the violent imagery
of rending open, “translating consciousness” itself is imagined in
a friendlier fashion, as an intuitive “open” daily negotiation along
a continuum of mutual understanding, that he contends—most
crucially here—our monolingually-minded, European conceptual
tools have not been able to theorize properly:
In most Third World countries, where a dominating colonial language has acquired a
privileged place, such communities [of translating consciousness] do exist. In India
several languages are simultaneously used by language communities as if these lan-
guages formed a continuous spectrum of significance. To conceptualize this situation
is beyond European linguistics, which is based mostly on a monolingual view of
language. The use of two or more different languages in translation activity cannot
be understood through studies of foreign language acquisition. (165)
Both Devy and Limbale suggest independently that the de-
velopment of any literary aesthetic (perceptive or no) is neces-
sarily ideological; moreover, when explaining how each of their
approaches to the project of literary historiography differs from
the mainstream, each uses the term “consciousness” to describe
an alternative to the demeaning hierarchical forms of discrimina-
tion a random language user encounters on a daily basis, that have
become written into our own disciplinary conceptualizations. As
a result, Devy and Limbale each call for a corrective literary his-
toriography based on such a consciousness. For Devy, the crucial
ideological difference informing a translating consciousness in-
volves rejecting binaristic colonizer–colonized hierarchies, where-
as for Limbale the crucial ideological difference Dalit conscious-
ness works to fight is informed by the caste hierarchies operating
primarily within India itself, both during the colonial period and
after Independence. How might these two theories of conscious-
ness be put in productive conversation with one another when
translation /
49
focusing on postcolonial literary engagements with human rights
struggles?
I will attempt to address this larger question by reflecting on
the inherent multilinguality of the translating consciousness Devy
describes—whereby “several languages are simultaneously used
by language communities as if these languages formed a contin-
uous spectrum of significance” (65)—when it encounters caste-
based discrimination. I will do this by analyzing a piece of postco-
lonial fiction that details a series of shocking events experienced
by a Dalit family: the short story “Upmadwip” written in Hindi by
the Dalit writer and activist Ajay Navaria. I will quote primarily
from the version translated into English by Laura Brueck (2012)
as “Subcontinent” in an effort to vex perceived limits of language
when describing violent encounters in translation.
Only a few pages into “Subcontinent,” the narrator recalls a
traumatic scene from his childhood in which he watches, help-
less, as a gang of upper-caste men beat up his father to within an
inch of his life, incensed that an “untouchable” (“achut” in the
Hindi) would have the audacity to return to the village for a rela-
tive’s wedding in a clean new kurta, rupees in his pocket, greeting
friends comfortably, and holding his head high. Significantly, the
story is framed by a tranquil domestic scene of the narrator as an
adult living in an unnamed city struggling to wake from a night-
marish sequence of horrific childhood memories, prompted by
an impending decision over whether to return to the village once
again for another relative’s wedding. The framing device is crucial
for establishing two distinct perspectives on the same event: one of
the adult looking back with a mixture of indignation and apprehen-
sion, and the other of the innocent child offering direct testimony
(albeit fictionalized) of a series of traumatic events that in their
ancestral village seem to be lamentably routine. The structure of
the story thus invites us to read this as a scene of initiation—into
a kind of consciousness that we might not immediately recognize
as a translating consciousness but are led to infer will eventually
become a Dalit consciousness. How?
Soon readers are introduced to a liminal dream state between
waking and sleeping, past and present, city and village, and led
translation /
down a stepwell at the edge of what appears to be the adult nar-
rator’s consciousness, invited to witness a childhood scene from
50
the young boy’s point of view as a group of high-caste villag-
ers confront the father and his father’s aunt (whom the boy calls
“Amma”) for forgetting “the rules and regulations of the village”
(Navaria 2012, 87). The narrative structure allows readers to re-
main cognizant of the adult narrator’s judgment on these “rules
and regulations” while following the boy and his family through
the village; this structure enables the implied author to call into
question the entire system of signification the boy is being initiat-
ed into. The story dramatizes why what Limbale terms “rebellion
against the caste system” (2004, 32) would entail so much internal
struggle, starting with the fundamental act of recognizing oneself
and other Dalits as human beings equal to all others.
As the scene continues, readers of the translated story are in
turn asked to distinguish between the language of the past and of
the present, of the village and the city, marked by the boy’s dis-
comfort at the time and the adult narrator’s outrage looking back
as his great aunt bows down at the high-caste villagers’ feet, assur-
ing them, “They’ll never do it again in my life. They erred, having
lived in the city” (Navaria 2012, 86). The narrative makes strategic
use of the distance in perspective between the adult narrator (who
is very conscious of the historical implications of this discrimina-
tion) and the boy (who is at first shocked by what he witnesses and
seemingly unable to interpret it) to map consciousness as a series
of encounters with others where imperfect (even horrifying) com-
munication regularly takes place.
In the consciousness of the young boy these rules and regula-
tions are as startling as they are incomprehensible:
“Oh God, I’m done for! Maaaa! Forgive me, master, kind sir! It won’t happen
again!” As Amma wailed, one of them struck her head hard with a shoe, and she
cried out again. Tears streamed down her cheeks. Now they were all laughing.
Seeing them beat Amma with their shoes, Father tried to get up again. When they
noticed him moving, they fell on him afresh. Sticks, fists, shoes—flailing without
stop. I stood trembling. One of them slapped me across the face. Father was lying
on the ground. Unconscious. Blood dripping, thap-thap-thap, from his forehead. A
streak of blood spread all the way down his pyjama. My lip had been split open. It
was still bleeding. I stood there quaking. I almost pissed my pants. It seemed like it
would never end. Father lay at peace. His new white kurta was torn from his chest
to his stomach. Blood dribbled from his mouth. Father’s dead, I thought. Seeing a
body drenched in blood, that’s the only thing an eight-year-old can think. (Navaria
2012, 86-87)
translation /
51
Here the boy is presented as being unable to interpret the phys-
ical details he witnesses, even while we can feel the pressure of
the adult narrator’s judgment about the situation. And the admis-
sion about the limitations of the boy’s own awareness, narrated
suddenly in the third person—“Seeing a body drenched in blood,
that’s the only thing an eight-year-old can think”—is all the more
moving knowing that the adult narrator in the present tense of the
story is picturing himself in a similar situation, anticipating trying
to protect his own child from similar degradations, if he decides to
travel back to the village with them for an upcoming wedding. The
strategy of third-person narration thus generalizes the experience
of the Dalit subject. Implicitly, the story asks the reader why I, why
he, why anyone should have to learn how to interpret the blood
stains on their father’s still body.
This is not a postcolonial translating consciousness to cele-
brate. There is no triumph a few paragraphs later when the boy be-
comes more adept at speaking the village language of caste-based
violence:
I quietly wiped the blood off my lip with my torn collar. There were no tears in my
eyes. But I kept making small crying sounds, hoo-hoo, for fear of getting thrashed
again if I stayed quiet. I’d quickly realized that it was better to keep up the whimper-
ing in front of them. (87)
How might attention to translating consciousness here help
us better conceptualize Dalit consciousness as a multilingual
project beyond the monolingual limitations Devy warns against?
In Hindi, we can imagine this scene of calibrated whimpering is
playing as much to the upper-caste Hindu readers and fellow Dal-
its Limbale identified as the target audience for Dalit literature;
in English translation, the readership is expanded even further,
since the elite English-speaking reader in India as well as the
reader abroad are similarly put on notice about the demeaning
effects of the caste system, and in such a way that challenges the
received colonizer–colonized binaries of postcolonial studies.
Here the language of dominance we must theorize is predicated
on caste, and thus suggests a more complex mapping of translat-
ing consciousness than the colonizer-colonized binary. We see in
translation /
the English translation as well that the narrator’s perspective is
multiply displaced—both at the top of the stepwell and below, in
52
the past, present, and even future of the story. Bringing together
the concept of translating consciousness with Dalit conscious-
ness invites us to think afresh about the ways we might map such
literary language, starting with the ways we theorize the very
idea of “language” in literary work.
In Towards an Aesthetics of Dalit Literature, Limbale puts par-
ticular emphasis on what he calls—in the section title—“The Lan-
guage of Dalit Literature,” explaining:
The view of life conveyed in Dalit literature is different from the world of experience
expressed hitherto. A new world, a new society, and a new human being have been
revealed in literature, for the first time. The reality of Dalit literature is distinct, and
so is the language of this reality. It is the uncouth-impolite language of Dalits. It is
the spoken language of Dalits. This language does not recognize cultivated gestures
and grammar. (33)
Limbale’s assertions apply to many of the works of Dalit litera-
ture published prior to this book on aesthetics, including Limbale’s
own prose. In Navaria’s story, however, the hierarchies are tipped
once again, since the “new world, . . .new society, . . .new human
being” is waiting at the top of the stepwell in the consciousness of
an urbane, multilingual Dalit man while the boy is left to grapple
with the old world, old society communicating in the horrifying
idiom of caste-based discrimination. However shocking this lan-
guage may be to the boy as well as offensive to the narrator and
ostensibly to his readers in turn, it is especially horrifying that it is
not considered “impolite” in the village context of the story—the
upper-caste villagers do not grant their “untouchable” neighbors
that kind of respect. It is precisely the standardization of this de-
grading idiom that Navaria’s story is asking us to consider. The
narrative is offering a critique of this particular kind of language
use, and thus we might say of the village translating consciousness
depicted in the story. To understand how this critique might be
inviting readers of both the Hindi story and the English translation
to take part in a fraught project of recalibrating consciousness as a
way of coming to terms with collective trauma, we must first think
more carefully about the roles we play in the process of literary
catharsis.
I should admit here that I am grappling with a more specific
version of the question of trauma and literary language, occasioned
translation /
53
by a provocative encounter at a conference on the historiography
of Dalit literature held in Delhi at Jamia Millia Islamia University
in December, 2013. The conference was organized by members
of the English Department and it brought together scholars from a
number of different disciplines and areas of expertise along with
creative writers working in a host of Indian languages.2 There were
three days of sessions starting with a keynote speech by Kancha
Ilaiah, academic panels, and several roundtable discussions with
published writers such as Limbale and Navaria, including one de-
voted to the place of translation in the reception of Dalit literature.
On the particular panel I have in mind an English literature profes-
sor gave a polished, impassioned paper invoking a lineup of US-
based scholars on trauma and testimony urging us to acknowledge
the importance of autobiographical writing as an act of individual
catharsis that ultimately leads to healing; she described this pro-
cess as “translating pain into language” (Abidi 2013).
At the time, I see from my notes, I wondered about the relation-
ship of catharsis to activism. I knew from reading Laura Brueck’s
scholarship that a writer like Ajay Navaria thought of catharsis
in much more politically engaged terms, as a collective, embold-
ened confrontation with society. In a discussion on aesthetics in
her recent book, Writing Resistance: The Rhetorical Imagination
of Contemporary Dalit Literature (2014), Brueck explains:
Dalit writer Ajay Navaria colorfully compares the realist aesthetic of Dalit literature
to the necessity of lancing a cyst on the body of Hindu society. While the substance
that the cyst releases may be unpleasant, its cathartic release is said to be necessary
for the healing of the social body. (85)3
The difference between the two types of catharsis proposed
here is crucial: in the model the conference paper presenter was
looking towards, it is the individual writer who has suffered the
trauma, and so it is the writer not the social body who is sick and
requires healing. What difference does this make in thinking about
the role of literature in healing trauma?
2
International Conference on Dalit Literature and Historiography, Department of English, Jamia
translation /
Millia Islamia, New Delhi, India, December 19–21, 2013.
3
Ajay Navaria’s original quote was from “Dalit Saˉhitya kaˉ Vigat Aur Vartamaˉn,” Praˉrambh (Dalit
Saˉhitya Visheshank) 1, no. 3 (2004): 44.
54
In the ensuing discussion, the presenter was assailed by one
imminent personality after another (speaking alternately in Hindi
and in English): How does this model of therapy help us reduce
intercaste violence? Are you trying to individualize Dalit experi-
ence? What is the role of the reader’s subjectivity in this model?
And, most vividly to me, Limbale shouted in frustration, “If my
mother is being raped then I shouldn’t be crying but crying out to
stop it!”It is in this context that I am left wondering—alongside the
presenter and others in attendance at that conference, I am sure—
about the role of literature in responding to trauma. What type of
catharsis do we seek through literature, and what is the role of a
translator and literature scholar in that process?
Often scholars metaphorize the project of writing trauma as an
act of speaking out against injustice. The assumption is a thera-
peutic one, that repressed trauma and other forms of silencing are
unhealthy for the subject, and that she will be free of her resulting
symptoms only once she has successfully narrated and fully an-
alyzed these painful memories. Robert Young has recently sug-
gested that Freud consistently described such work as a process of
translation—he points out that the word for “translation” in Ger-
man (übersetzung) appears at least forty-five times in Interpreta-
tion of Dreams alone, for instance—but in such a way that radical-
ly rethinks the dialectical relationship between the languaged self
and what Freud (“tantalizingly,” Young adds) calls “cultural trans-
formation” [kulturelle Wandlung] (Young 2013).34 This version of
“cultural translation,” Young contends, is not a simple, straightfor-
ward task of “moving from text A to B, leaving text A behind, but
rather moving to text B by making text A unconscious, repressed,
but with A still haunting text B as its shadow and liable to reappear
in disguised form at any moment” (17). I will spend a moment
detailing this insight, for it has important implications for catharsis
as a multilingual project, and the role of culture in mediating such
a catharsis collectively.
Young explains that in Freud’s writing, dream thoughts are like
an “unknown language that we have to decipher on the basis of
the translation” (9). Young likens the process to cracking the code
of the Rosetta Stone, where you work backwards, comparing the
Here Young is citing Freud 2005, 224.
translation /
4
55
language you know against the one you do not, until you begin to
understand the system by which meaning is made in the language
unknown to you. This because for everyone—in Young’s reading
of Freud—“the psyche is multilingual, alert to the constant possi-
bility of using translation as a mechanism of displacement in the
face of repression” (4). Even in a healthy, nontraumatized subject
the psyche engages in such a process, he explains, and culture’s
role is to tame a person’s natural instincts.
Thus the psyche, in Young’s words, keeps itself “busy trans-
lating into a foreign language that is unreadable to the indi-
vidual subject him or herself” (5). Young understands Freud
as suggesting that there are a number of languages converging
in a single psyche, including the distinction between “dream
thoughts” (in the unconscious) and “dream content” (in one’s
consciousness), both of which are individual and idiosyncratic,
even if internally consistent enough for an analyst to begin to
recognize a pattern. Young quotes Freud as writing in The In-
terpretation of Dreams:
Dream-thoughts and dream-content lie before us like two representations of the same
content in different languages—or, rather, a particular dream-content appears to us
as a version of the relevant dream-thoughts rendered into a different mode of expres-
sion, the characters and syntax of which we are meant to learn by comparison of the
original with the translation. (Young 2013, 8)
The role of multilingual performance is crucial in Freud’s
theorizing, Young points out, given that Freud himself compared
the process of decoding and deciphering dream content to Egyp-
tian hieroglyphs, “whose characters need to be translated one
by one into the language of the dream-thoughts” (2013, 9). The
analyst is able to crack the code only after he sees how the indi-
vidual, multilingual subject moves between other (conventional)
languages, a technique he and Breuer began to pioneer in Studies
in Hysteria, with the case of “Katharina.” Young quotes Freud
as writing: “We had frequently compared the hysterical symp-
tomatology with a pictographic script, which we were able to
read once we had discovered a few cases of bilingualism” (132).
This is a highly unusual “original”, however, when viewed in the
translation /
broader history of translation. “What makes psychoanalysis more
than just translation into another discourse,” Young adds provoc-
56
atively, “is that psychoanalysis is translating the unknown” (8).
How might such a comparison enable us to rethink Dalit con-
sciousness as a multilingual project?
If the job of the psyche is to “translate” or displace traumatic
experiences into a language foreign to the individual subject, the
work of psychoanalysis is then to interpret that idiosyncratic lan-
guage and “de-translate” it back into a language she shares with
her analyst, as Young explains:
Psychoanalysis finds the meaning of dreams not in dreams themselves but in their
invisible origins. In dreams we have only the translation: the patient and analyst’s job
is to translate the incomprehensible dream-content back into its original, and then to
analyze and repeat in reverse the work of translation which has transformed the first
into the second. Dream-interpretation, therefore, as Jean Laplanche has suggested, is
more a question of de-translation, trying to de-translate the dream back into an orig-
inal that remains hidden. This is where and why the work of interpretation through
association must come into play: breaking the dream-content down into its constit-
uent parts one by one, and working through the dreamer’s associations, analyst and
dreamer engage in the laborious work of de-translating the dream-content back into
its original dream-thoughts. (10)
Young’s reading of Freud insists that translation practice is at
the core of our work as languaged beings (regardless of how many
official languages we are said to speak), and that one of the central
roles of culture is to train an individual to interpret to themselves,
in a language that they share with others, the most hidden parts
of themselves, such as traumatic events in the past. The case of
Dalit literature is especially potent here because “culture” itself
is accused of legitimizing the agents of that original trauma—not
incidentally, but fundamentally.
While he does not name Dalit literary examples specifically,
Young does suggest that such cases are central to Freud’s work on
cultural translation. Young reads Freud as a major theorist of cultur-
al translation whose contributions to translation theory have import-
ant implications most particularly for those translated subjects—like
Dalit writers—until now often left out of our theorizing:
Freud’s. . .theoretical paradigm [on translation]. . .remains infinitely suggestive. It of-
fers, for example, a possible way of reading the invisible, the subaltern, those whose
forms of public representation distort their fundamental being, where the invisibility
or repression of subalterns in official discourses and documents from the past require
translation /
a de-translation exercise to make them visible in their own terms. (11)
57
Bringing together theories of Dalit consciousness with trans-
lating consciousness suggests that the very prospect of shared lan-
guage is exceedingly fraught, in ways that are important for the
project of handling trauma through literary work. Young further
hints that the project of analyzing the relationships between those
languages might be key to better understanding the “original” (as
trauma, or otherwise.)
We see this most vividly in his reading of the case of Anna O,
who responds to a childhood trauma by alternating moments of
stark speechlessness (“aphasia”) with what Freud in English trans-
lation refers to as “paraphasia,” switching into languages (English,
French, Italian) foreign to Anna O’s own mother tongue of Ger-
man. Following Freud, Young uses this example of an upper-class
woman to show how suspicious the psyche itself remains general-
ly of culture’s role in taming one’s instincts. We see in Anna O’s
case that being highly cultured only serves to make her subterfug-
es more elaborate, and the work of the analyst (not to mention the
nurse who tended her) that much more demanding:
The paraphasia receded, but now she spoke only in English, yet seemed to be un-
aware of it, and would quarrel with the nurse, who was, of course, unable to under-
stand her. Not until several months later did I manage to convince her that she was
speaking English. She herself, however, still understood her German-speaking envi-
ronment. Only in moments of great anxiety would her speech fail her completely, or
she would mix up all kinds of languages. She would speak French or Italian at those
times when she was at her best and most free. Between those periods and those in
which she spoke English lay complete amnesia. (29)
The case asks us to rethink the fundamentals of cultural trans-
lation as a languaged relationship between individual and collec-
tive, especially since the collective itself is figured as a plurality of
overlapping language domains. Young’s reading calls into question
the very notion of a discrete “mother tongue” as source of a stable
cultural identity, and echoes ongoing debates surrounding Dalit ex-
amples.
For instance, in a 2013 article—“Caste in a Casteless Lan-
guage: English as a Language of ‘Dalit’ Expression”—Rita
Kothari complicates any simple understanding of English as a co-
translation /
lonial language, arguing that for writers and translators working
with Dalit texts—like the poet Neerav Patel, whose example she
58
focuses on—English offers a more compelling alternative to re-
gional vernaculars. Patel’s choice to write in English, rather than
Gujarati, she suggests compellingly, “is animated by the misery of
unwanted memories of language, and a desire to erase that mem-
ory” (Kothari 2013, 65). Kothari refers to a soon-to-be-published
essay Patel wrote in response to a public query: “Who (all) can
claim Gujarati?” (64) Kothari explains:
If standard Gujarati, Patel argues, is as distant and alien to dalits as English, he would
rather embrace English, and use it to replace his “mother tongue,” thus making En-
glish what he calls his “foster-tongue.” By being foreign, English does not normalize
and legitimize caste, and by being an ex-colonial language with global reach, it be-
comes empowering. (61)
I have suggested elsewhere that English is not in fact casteless,
that the language’s encounters with caste started early in the colo-
nial encounter—I use the example of “pariah” whose first usage
in English is 1613 (Merrill 2014, 262). However, here I am more
interested in the ways Patel’s critique of his “mother tongue” in re-
lation to English introduces an important perspective on Dalit con-
sciousness as translating consciousness. As Kothari’s discussion
of Patel’s critique makes clear, the imperative of Dalit conscious-
ness is to redefine the very domain of language and its relationship
to collective memory:
An acclaimed poet and critic, Patel attacks the homogeneous idea of a “mother
tongue” in India. Although this may seem a separate issue from English, it is very im-
portant to see how the idea of an Indian language that alienates the dalits and colludes
with the upper castes in normalizing caste discrimination shapes the dalit response
to English. The specificity of the case below provides a much-needed elaboration of
this operation to bring home the fact that Indian languages do not constitute for all
Indians a proud inheritance, which “globalization” and similar invasive forces may
allegedly besiege. This is essentially an upper-caste view and luxury; those who wish
to redefine themselves must do so by abandoning this inheritance and embracing
English. (65)
While this seems neither Patel’s nor Kothari’s point, I would
suggest that in the process Patel is also inviting us to rethink the
very meaning of translation.
Young, too, in his reading of Freud, asks us to rethink the en-
terprise of translation as a relational exercise between language
and memory, as we see in his discussion of the case of Anna O:
translation /
59
Cultural translation, in Freud. . .is not a process by which the former text or elements
are ever entirely left behind, but one in which the new text always remains doubled
and haunted, its translations perpetually remaking themselves, the translated text per-
petually seeking to revert to its original, like a ball held under water. The different
languages, as in the dream, remain perpetually present. In some sense, therefore,
according to Freud we live in two or more languages at once. This bi- or multilin-
gualism in which, as it were, like Anno O., we read one language but translate it
simultaneously into another, can illuminate how, in this model, the general sense of
loss in translation modifies its gain—for while in cultural terms much is gained, in
the individual this gain produces at the same time a constant sense of unease, of dis-
ease, malaise, of “cultural frustration,” cultural denial, or as we might say today, of
cultural dislocation. (Young 2013, 17-18)
Young is implying that every language is haunted by a series of
unconscious memories, be they individual or collective. His star-
tling proposition is that the ensuing struggles to articulate difficult
truths—to find apt language for these invisible “originals”—put
productive pressure on whatever languages we have in common.
We might then surmise that every speaker has a translating con-
sciousness that holds within it (“like a ball held under water”)
the potential for radically rethinking the possibilities of the lan-
guage(s) she speaks. How might this complex understanding of
the relationship between translation and consciousness apply to
literary work?
According to Limbale, one of the features of Dalit conscious-
ness is the ability to identify with any injustice ever visited upon
any member of the group. While detractors contend that such a
stance results in literature that is predictable or propagandistic
(charges his translator Mukherjee renders in English under the ru-
bric of “univocality”), Limbale defends such politicized identifi-
cations instead as a sign of cohesion and thus of strength, since it
allows individuals to read a host of traumatic experiences visited
upon Dalits as part of a programmatic effort at group discrimi-
nation: “Social boycott, separate bastis, wells, and cremation
grounds; inability to find rental accommodation; the necessity to
conceal caste; denial of admission to public places; injustices done
to Dalit women; dragging and cutting of dead animals; and the
barber refusing to cut hair—these experiences are alike for all Dal-
its” (Limbale 2004, 35). Limbale’s emphasis here is less on direct
translation /
experience of such injustices, and more on the daily acts of inter-
pretation that renders someone part of the very category deserving
60
such discriminatory behavior. Understood this way, “original trau-
ma” begins with the possibility of being read as untouchable by
others; acknowledging that reading of untouchability subsequently
then becomes part of one’s consciousness as distinctly and defiant-
ly “Dalit.”
Approaching Dalit literature through Young’s reading of Freud
on “cultural translation” helps complicate and thus confound
any simple glosses of the terms in play. If we look more close-
ly at Young’s proposition that cultural translation is not a simple,
straightforward task of “moving from text A to B, leaving text A
behind, but rather moving to text B by making text A unconscious,
repressed, but with A still haunting text B as its shadow and liable
to reappear in disguised form at any moment,” then we might infer
that all language speakers sharing an idiom of discrimination like
the caste system are haunted by a text A such as “injustices done
to Dalit women.” I will spend a moment pursuing this proposition
through a later scene in Navaria’s story, in large part because it
resonates with Limbale’s outburst that day: “If my mother is being
raped then I shouldn’t be crying but crying out to stop it!” And in
the process helps us rethink the theoretical categories by which we
too might read such a scene.
There is a suggestion early on in “Subcontinent” that sexual
violence in the village has been ongoing and systemic, to the ex-
tent that many “untouchables” are themselves offspring of a union
(directly forced, or manipulated) between a high-caste man and an
untouchable woman. We see this referenced directly in the story
when the narrator makes clear that he himself is related to one of
those high-caste thugs in the village who are beating up his father:
“‘Pandit-ji, it’s not even her husband’s. It’s her lover’s. This bas-
tard child is Harku’s!’ He was pointing at Father” (Navaria 2012,
87). The passing comment seems to affect the character of the pan-
dit, who at first appears ready to protect the boy’s father, possibly
because he is related to Harku. Even though this is another in-
stance where the adult narrator looking back seems to understand
the implications of this moment more than the child narrator, the
narrative reveals the turmoil this causes on the young narrator’s
part. As a boy, the narrator tells us, he held out hope the pandit
would take pity on them, but was soon to be disappointed. Not
only does the pandit bond with the high caste thugs, joining in with
translation /
61
the verbal and physical humiliation, but he later seems to be the
one to take advantage of Amma.
The scene of Amma’s further humiliation comes late in the sto-
ry, after the violence has escalated even further, when high-caste
members of the village take umbrage over the groom daring to ride
a horse to the door of his bride and they attack the wedding party
with lathis. The boy falls down unconscious—the significance of
this is important for this study—and we watch him in retrospect
try to put language to the ongoing village drama he has witnessed:
When I opened my eyes, it was still dark. An oil lamp was still burning in the hut.
My aunt was sitting near the smoldering stove. The wedding party had left. . . . My
head was throbbing. Someone had tied an old piece of dhoti around it. I don’t know
when I dozed off again, but a woman’s shriek shocked me awake. I made haste to get
up, but as soon as I rose, a blow struck my back, and I fell on my face. Half outside
the hut, half inside.
“Fucking city boy, if you move, I’ll unload a bullet in your skull,” someone yelled,
tilting my face up with the muzzle of a double-barreled gun pushed into my jaw.
To my right, a few feet away, I saw, beneath the white, dhoti-clad bottom of a pale
pandit-god, the darkened soles of someone’s feet flailing and kicking; swinging on
the back of this pale pandit was a fat, snake-like top-knot. . .and another scream.
Terrified. Uninterrupted. Splitting the sky in two—chhann! (95-96)
Like the boy in the story who lies halfway out of the hut, wa-
vering between consciousness and unconsciousness, the charac-
ter of the woman being violated too has no language at the ready
to defend herself with—she can only flail and kick and scream.
Navaria’s rendering of the scene raises unsettling questions about
the very meaning of consciousness, and how language—any lan-
guage—plays a part in making and remaking that consciousness.
In this scene we have a series of confusing, upsetting pairs:
the boy being threatened by an unnamed gunman, the “pale
pandit-god” riding a woman we only know by her flailing dark
feet, and then the “fat, snake-like top-knot” and the disembodied
scream, which seem to emanate from the entwined bodies. At this
heightened moment of violence, the boy and the violated woman
can share no words of support, or mutual understanding, can only
each submit to those who have enough power over the language to
demand silence of the others. And yet, the treatment of this scene
translation /
of sexual violence as the boy’s memory, of a moment that haunts
him as an adult, delineates how someone who is witness to vio-
62
lence (even a form of violence he may never experience directly)
might be traumatized, in exactly the way Limbale has argued.
If we then pursue the implicit analogy between Anna O. and the
narrator of “Subcontinent,” we might begin to formulate a more
nuanced understanding of translating consciousness when we con-
sider carefully the process by which a traumatized Dalit subject
struggles against aphasia. The fact that languages like Hindi and
English have a mechanism in place for silencing both the subject
who experiences the rape and the boy who witnesses it, puts a lie
to the contention that it is only the individual subject who is haunt-
ed by these violent incidents in the past. Instead, the language
cultures themselves might be understood to be haunted, and the
moments of paraphasia an indication of the ways such hauntings
do not dwell in discrete language domains. Navaria’s story helps
us understand how an act of translation (in both the commonly-un-
derstood sense, and also with Young’s more specialized meaning)
might reveal the ways simply being part of a language community
unthinkingly we might be part of the process of repression. Taking
seriously the project of Dalit consciousness, read in terms of an
active translating consciousness, might afford us a more complex
understanding of literary catharsis.
translation /
63
References
Abidi, Shuby. 2013. “Dalit Autobiography as Scriptotherapy.” International Confer-
ence on Dalit Literature and Historiography, New Delhi, Jamia Millia Islamia,
December 21.
Anand, S. 2003. Touchable Tales: Publishing and Reading Dalit Literature. Pondi-
cherry, India: Navayana.
Devy, G. N. 2014. “’Of Many Heroes’: An Indian Essay in Literary Historiography.”
In The G. N. Devy Reader. New Delhi: Orient BlackSwan: 4: 1-225.
Freud, Sigmund. 1999. The Interpretation of Dreams. Translated by Joyce Crick.
Oxford: Oxford University Press.
Freud, Sigmund, and Josef Breuer. 2004. Studies In Hysteria. Translated by Nicola
Luckhurst. New York: Penguin Books.
Kothari, Rita. 2013. “Caste in a Casteless Language: English as a Language of ‘Dalit’
Expression.” Economic and Political Weekly, XLVIII (39): 60–68.
Limbale, Sharankumar. 2004. Towards an Aesthetics of Dalit Literature: History,
Controversies and Considerations. Translated by Alok Mukherjee. Hyderabad:
Orient Longman.
Merrill, Christi A. 2014. “Postcolonial Issues: Translating Testimony, Arbitrating
Justice” In A Companion to Translation Studies, edited by Sandra Bermann and
Catherine Porter. London: John Wiley and Sons. 259–270.
Navaria, Ajay. 2012. “Subcontinent.” In Unclaimed Terrain. Translated by Laura
Brueck. New Delhi: Navayana.
Young, Robert J.C. 2013. “Freud on Translation and Cultural Translation.” Unpub-
lished manuscript of paper delivered at the NIDA/FUSP Symposium in New
York, September 20.
Christi A. Merrill is an associate professor of South Asian Literature and Postcolonial
Theory at the University of Michigan, and author of Riddles of Belonging: India in Trans-
lation and other Tales of Possession (Fordham University Press, 2009). Her translations
of the stories of Rajasthani writer Vijaydan Detha, Chouboli and Other Stories, were
co-published by Katha (New Delhi) and Fordham University Press (New York), and won
translation /
the 2012 A.K. Ramanujan Award. She spent the 2013-14 school year in India on an
NEH/AIIS Senior Fellowship researching her latest book project, Genres of Real Life:
Mediating Stories of Injustice Across Languages.
64
| Unimi Open Journals |
translation | https://riviste.unimi.it/index.php/translation/article/view/15522 | [
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] | Translating Talkies in Modernist Mexico
The Language of Cinemas and the
Politics of the Sound Film Industry
Valeria Luiselli Hofstra University, USA
Abstract: During the late 1920s and early 1930s, the first ‘talkies’ appeared in
Mexico, and many new cinemas were built or adapted from older buildings in
order to accommodate this paradigmatically modern entertainment technology.
Until the 1920s movies were mostly screened in makeshift spaces –in private
houses, old theaters, circuses and even churches. Then, in the early 1920s, the
first ‘cinema palaces’ started to appear, and by the late 1930s there were around
fifty new or newly adapted movie theaters specialized in featuring talkies in
Mexico City. These movie houses were an emblem of spectacular modernity.
They are also, as I argue, a clear example of ‘translation spaces’ in their ma-
ny-layered complexity. I discuss a relatively wide range of translation practices,
from dubbing and the politics of film translation in early foreign sound films
in Mexico, to the role that the first movie theaters played as stone and concrete
‘translators’ of the modern experience of sound films, to the appropriation of
old spaces and their repurposing for the new technologies, to the way that the-
aters that were built in particular ‘languages,’ such as the International Style and
the Streamline modern, constituted a form of ‘temporal’ translation.
1. Movie theaters in the age of sound: an introduction
During the late 1920s and early 1930s, the first “talkies” appeared
in Mexico, and many new cinemas were built or adapted from
older buildings in order to accommodate this paradigmatically
modern entertainment technology. Until the 1920s, movies were
mostly screened in makeshift spaces—in private houses, old the-
aters, circuses, and even churches. Then, in the early 1920s, the
first “cinema palaces” started to appear, and by the late 1930s there
were around fifty new or newly adapted movie theaters specialized
in featuring talkies in Mexico City (Hershfield 2006, 265).1 These
1
Perhaps part of the problem is the lack of material evidence in magazines and newspapers re-
garding the construction of theaters, as compared to the great amount of information regarding
films and actors. Among news such as “Tarzan has divorced his wife” and “Chaplin is in love
translation /
65
movie houses, as the architectural historian Fernanda Canales has
written, were “an emblem of spectacular modernity” (Hershfield
2006, 180). The first sound movie theaters are also, as I shall ar-
gue, a clear example of translation spaces in their many-layered
complexity.
Research on cinemas both from the perspective of architec-
tural as well as cultural history remains scarce in relation to other
areas of focus in both film studies and architectural history. Often,
film historians ignore the spaces in which films were screened, and
architectural historians tend to disregard the history of film when
they deal with movie theaters. Although film criticism does not fall
within the purview this paper, and I will not focus on any film in
particular, I do want to place my architectural analysis and discus-
sion of movie theaters within the specific context of the arrival of
sound film technology in order to discuss the relationship between
the modern architectural language of movie theaters and some of
the dominating cultural politics of the burgeoning sound film in-
dustry in Mexico. I am particularly interested in the question of
whether these two things worked in consonance or, on the con-
trary, were in dissonance in relation to the discourse of modernity
or in creating a “sense” of being modern. Considering the spaces
that were created with the arrival of sound film from an architec-
tural perspective, and focusing on a small group of movie theaters,
I intend to discuss the various senses in which translation practices
took place within these new spaces, and how such practices con-
tributed to a wider discourse of modernity. Did both cinemas and
the film industry have a parallel evolution in terms of how they
subscribed parameters of modernism? Did they play a similar so-
cial and cultural role in their contribution to the formation of ideas
of modernity?
I will discuss a relatively wide range of translation practices,
from dubbing and the politics of film translation in early for-
eign sound films in Mexico, to the role that the first movie the-
aters played as stone-and-concrete “translators” of the modern
again” (Cinelandia, December 1932), as well as propaganda for new equipment for the new
film theaters, advertisements which sell cheap and reliable English lessons, ads for new Kodak
translation /
cameras and new Clarion radios, and so on, propaganda for film theaters or news about them
is, with few exceptions, notably absent from magazines when the inauguration of theaters are
announced.
66
experience of sound films, to the appropriation of old spaces and
their repurposing for the new technologies, to the way theaters
that were built in particular architectural “languages,” such as
the International Style and the Streamline modern, constituted a
form of temporal translation.2 The way I approach these differ-
ent practices and spaces, in turn, encompasses a hermeneutical
approach to cultural practices, a phenomenological reading of
building typology, and a more distant reading of buildings within
the cityscape.
My approach to translation, moreover, is tied to the quintes-
sentially modernist distinction between foreignization and domes-
tication. Modernist translation practices must be distinguished
from what is conceived more generally as translation. The 1920s
and 1930s were decades of experimentation with composition
and translation. As the critic Lawrence Venuti writes, modernist
translation practices, which had their philosophical root in nine-
teenth-century philosophy, treated translation as an art and a source
of innovation:
The main trends in translation theory during [modernism] are rooted in German
literary and philosophical traditions, in Romanticism, hermeneutics, and exis-
tential phenomenology […] Nineteenth-century theorists and practitioners like
Friedrich Schleiermacher and Wilhelm von Humboldt treated translation as a
creative force in which specific translation strategies might serve a variety of
cultural and social functions, building languages, literatures, and nations. At the
start of the twentieth century, these ideas are rethought from the vantage point
of modernist movements which prize experiments with literary form as a way of
revitalizing culture. Translation is a focus of theoretical speculation and formal
innovation. (Venuti 2000, 11)
Far from being a means of passively importing foreign liter-
atures and adapting foreign languages to local ones, modernist
translation as “formal innovation” constituted a form of active
2
Although the term “International Style” started to be used more frequently in the 1930s, it usu-
ally refers to the language that architecture started using in the 1920s, and which became the
emblematic style of modernism in architecture. Buildings designed according to the principles
of the International Style are typically devoid of unnecessary ornamentation, are rectilinear,
conceive exteriors as a result of interiors, and rationalize form and function. The Streamline
Moderne style, which became widespread in the 1930s, draws on fundamental principles of
the International style but merges it with Art Deco elements, such as the use of curved lines,
horizontal planes, and references to nautical and aerial shapes.
translation /
67
foreignization of the domestic (vis-à-vis domesticizing the for-
eign), by which the foreign “contaminated” the domestic and
thus pushed its limits further, while at the same time blurring
the boundaries between the so-called “foreign” and the “domes-
tic.” Seen in this light, modernist translation practices are ones in
which translation was not merely conceived as an accurate ren-
dering of a source language into a target language or a vehicle for
explaining the foreign or making it more accessible or palatable
to the local readership, but as a way of appropriating new forms
and thus a creative locus of innovation. The term “translation
practice”, moreover, in the context of Mexican cultural history
can help us move beyond the passive categories of “reception”
or “influence,” common to canonic literary and cultural studies,
and allow us to focus on modernist cultural production in terms
of exchanges.
2. Subtitles, dubbing, versions, and talkies: a hermeneutical
approach to the horizon of a new soundscape
Translation and dubbing were a fundamental part of the begin-
nings of the sound film industry. By the end of the 1920s, the film
industry had entered into a crisis and sound film was initially not
being received enthusiastically around the world by leading fig-
ures in the industry. Chaplin had said that talkies were “ruining the
great beauty of silence”, (Maland 1989, 113) and Luigi Pirandello
wrote in his well-known essay, “Will the Talkies do Away with
Theater?”, that American’s “cheerful arrogance” regarding the ad-
vent of sound films was not something to really be worried about,
because talkies were nothing but a “poor reproduction of theater”
(Bassnett and Lorch, 156). But beyond its reception among prom-
inent intellectuals and public figures, the crisis was also economic,
and related to the world financial crisis. In 1932, the magazine
Cinelandia, which was simultaneously published in Mexico and
Hollywood, featured a piece titled “La gran crisis del cine” [The
Great Crisis in Film] discussing the crisis in the industry and ad-
judicating the reasons for such crisis to the advent of talkies. The
piece recounts, in a rather alarmist tone:
translation /
Hollywood producers are receiving, from all over the world, definite data confirming
the reduction of income from ticket sales in all the cinemas in every city, in every
country in the world. To tell the truth, we must add that the downward trend in pop-
68
ular interest for the cinematographic spectacle did not start with the world financial
crisis: it is older than that and goes back to the exact moment in which sound and
spoken film first came onto the international market. (Reyes de la Maza 1973, 17)3
With the arrival of sound films in Hollywood in the late 1920s
one of the many problems the American film industry faced was
preserving its cultural and economic hegemony over the rest
of the world. Governments were enforcing protectionist laws
guarding against linguistic “invasion.” Countries such as Argen-
tina immediately banned movies spoken in English. Even in the
UK, audiences started to protest against movies being spoken in
“American.” In Mexico, one of the most influential newspapers,
El Universal, gave rise to an aggressive campaign against the
new movies spoken in English, calling the governments through-
out the Spanish American continent to ban movies in English. By
the end of the 1920s, 90% of the silent films screened in Mexico
were made in the US, and the Latin American audiences could
not understand the new sound films (see Hershfield 2006, 264).
The working classes did not speak English, and the elites mostly
spoke French as a second language, not English. A good part
of the Mexican elites as well as columnists and journalists sup-
ported the campaign in the vast majority of national print me-
dia. They seemed to agree that English would overtake Spanish
if Hollywood’s “pacific invasion” was not stopped by banning
movies in English, and they contended that Spanish would soon
become a dead language if the masses started identifying English
as the language of entertainment. Although a few publications,
such as the monthly Continental, responded aggressively to El
Universal’s campaign, this anti-English movement was initially
quite successful, at least among the elites and public intellectuals
(see Reyes de la Maza 1973).
When the negative reaction to sound film became a universal
response, Hollywood entrepreneurs finally decided that they had
to do something about it. The first solution they attempted was to
make silent versions of the new sound films, strictly for foreign ex-
3
This quote, as well as much of the information regarding the late silent and early talkie eras,
is taken from Reyes de la Mazas 1973, which is a compendium of articles from leading Mexican
publications in 1929–1932. I will be quoting many articles from this compendium; all translations
translation /
into English of the original articles are mine.
69
port. This proved to be a complete failure in the entire world (Mora
1989, 31) as audiences wanted to partake in new technological
advances and silent films were seen as a thing of the past. The sec-
ond solution was to subtitle films, but countries had demands that
were sometimes difficult to meet, as well as particular, local de-
mographic realities. The Mexican president Emilio Portes Gil, for
example, ordered that there should be “absolute Castilian purity
in the language and subtitles of foreign films” (Garcia Riera 1992,
13), which was impossible as the people involved in subtitling
were Spanish speakers from different Spanish-speaking countries
now living in Los Angeles, and there was no way to conserve the
Spanish “purity” demanded by Portes Gil. Moreover, in 1930, the
percentage of analphabetism in Mexico was 65% (Vidal 2010, 20),
so the majority of the population was unable to read film subtitles.
The third entrepreneurial strategy was to dub original Holly-
wood films. This, likewise, proved inadequate, as many specta-
tors detested the monstrous disembodiment that the still precar-
ious methods of dubbing entailed. Finally, at least in the case of
films destined for the Spanish-speaking world, it was decided that
Hollywood would produce “versions” of the original films, using
actors that could speak Spanish fluently. They imported writers,
technicians, directors and, of course, actors from Spain and Lat-
in America to play the parts of the English-speaking “originals.”
These actors were called the Hollywood Hispanics—and were vir-
tually linguistic stunt doubles. Or, perhaps, these Spanish-speaking
actors can be seen as full-fledged dubbers: they not only leant their
voice to the “original” but their entire body. A truly remarkable
translation feat of sorts: Hispanic cinema became Hollywood’s
Spanish-language copy or version of itself.
From their beginnings, Hispanic films failed to convince au-
diences—as if their particular form of translation proved to be
too simplistic and unsophisticated for modern spectators. The au-
dience was perhaps aware that either they were not watching an
entirely original film and that the actors they were seeing were
most often not part of the venerable star-system. In fact, a Spanish
newspaper published a sarcastic note “thanking” Hollywood for
ridding them of so many untalented, unemployed actors and taking
translation /
them over to the USA (Reyes de la Maza 1973, 23). The film critic
Luz Alba wrote a piece titled “Growls in Spanish” where she stat-
70
ed that the voices of the actors were “so emphatic and what they
say is so stupid that one has the impression of being in a tent dra-
ma, where one could at least recur to the final resource of throwing
the chairs at the actors—something impossible to do at the cinema
Olimpia because the chairs are glued to the floor” (cited in Reyes
de la Maza 1973, 180). Moreover, people were disgusted with the
myriad Spanish accents, vocabulary, and idiomatic twists on the
screen, where Mexicans, Spaniards, Argentineans, and Cubans
played roles not necessarily corresponding to their accents. Before
Hispanic sound films even arrived in Mexico, a film critic using
the pseudonym of Don Q, who worked for the Spanish-language,
New York-based magazine Cine Mundial, stated in 1929 that
the diversity of nationalities and even races to which those improvised actors belong
is such that their films will look like salads, mixing a variety of accents and eth-
nicities—something that could be tolerated in scenes that can lend themselves to a
cosmopolitan interpretation, but which will lead to more than a few flops. (Reyes de
la Maza 1973, 191)
Indeed, Hispanic films only lasted a few years, soon proving
to be an absolute commercial flop.3 Metro Goldwyn Mayer’s last
attempt to keep hold of the Latin American and Spanish market was
to get Hollywood’s best actors to speak a little Spanish. Laurel and
Hardy, as well as Buster Keaton and Harold Lloyd, all made shorts
in Spanish and, though these fared better with educated audienc-
es—at least in Mexico—than the movies featuring Hollywood His-
panics, they did not do not well enough for entrepreneurs to persist
in this last, rather eccentric endeavor (Reyes de la Maza 1973, 25).
The theaters these subtitled, then dubbed, and then remade ver-
sions were screened in were originally designed for silent films,
and were, in turn, often older buildings—churches, convents, or
old theaters—sometimes precariously and sometimes creatively
“translated” or repurposed for cinema. One of the most emblem-
atic spaces for film screenings in the early 1920s was a former
sixteenth-century convent, which, in 1922, reopened with the rath-
er bombastic name Progreso Mundial (World Progress). The old
courtyard, typical of colonial architecture, was used as the primary
3
By 1939, after approximately 175 talkies, Hispanic films ceased to be produced (García Riera
1992, 14).
translation /
71
sitting space, and the original stone arcade, traditionally plain and
unadorned, was heavily clad with ornamentation. A second story
had to be built to fit more spectators, for which slim iron pillars
had to be placed between the seats (Alfaro 1997, 55).
Progreso Mundial circa 1922.
Most of these theaters had to be refurbished once again at the
in the late 1920s and early 1930s, this time to accommodate new
sound film technology. The Teatro-cinema Olimpia was the first
cinema in Mexico to screen a talkie in 1929—eight years after its
inauguration.4 Before this, in the early 1920s, it had been used si-
multaneously for plays and silent films. The talkie that was shown
was The Singing Fool. Before it played, the theater screened a
short showing the Mexican consul in New York directly address-
ing Mexicans and congratulating Warner Brothers for their inven-
tion. Then, before the main screening, both the Orquesta Típica
Mexicana and the New York Symphonic Orchestra were shown
4
Previously, the sound film (but not talkie) The Submarine had been screened in the Teatro Im-
perial, in April 1929. An ad in the Universal read: “The Teatro Imperial, conscious of its program
in constant progress and keeping ahead of its competition, will offer for the first time this great
translation /
advance of human invention […] Come to listen to the clamor and feel the anguish of a sinking
submarine. Listen to the sounds of the depths of the ocean. Today, two shows, one at four and
the other at eight” (Reyes de la Maza 1973, 76).
72
playing a selection of musical pieces. The directors of the Olim-
pia, in conjunction with Warner Brothers, had also produced a free
magazine with information about the “wonders of the new form of
entertainment” as well as a translated transcription of the movie’s
dialogues (Reyes de la Maza 1973, 80). The premiere, apparently,
was such a success that soon the campaign launched by El Univer-
sal was drowned by the clamors of “the masses”.5
The Olimpia was designed by one of the most important early
cinema architects, Carlos Crombé.6 It was built inside the shell
of an old hotel, which had, in turn, been built in a vegetable gar-
den on the grounds of the first Franciscan convent built in Mexico
City in the 16th century. Its interiors were originally designed ac-
cording to the elegant neoclassical eighteenth-century Adamesque
style, which had seen a revival among the middle classes in the late
nineteenth century and up to the 1920s.7 There were two dancing
salons, one smoking room, and two vestibules (Alfaro 1997, 25).
The elegant and often opulent interiors of movie theaters were a
common denominator at the time. The logic behind this was to
give the upper middle classes as immersive an experience for their
money as possible, and help them forget their mundane, everyday
life for a few hours. As a description of the movie theater in the
magazine Cine Mundial read: “The Aristocratic Cinema Olimpia,
refuge for families when on cold winter afternoons tedium stabs
with its sharp blade, enchanting retreat […] has come to fill a vac-
uum which had long been felt in Mexico’s good society” (Cine
Silente Mexicano/Mexican Silent Cinema, translation mine).
5
It is interesting to note, reading the different articles about movies published at the time, that
the opinion of intellectuals was almost always in contrast to what seemed to be the response of
the “masses” to innovations and entertainment.
6
Carlos Crombé was a rather prolific cinema architect by the standards of the time in Mexi-
co. In the 1920s he built several teatro-cinemas, in varied “conservative” architectural styles,
ranging from Beaux-Arts façades typical of the Porfirian era such as his famous Cine Odeon, to
Adamesque interiors, and even Churrigueresque exteriors (a Mexican adaptation of Baroque)
in his well known Teatro Colonial (1940). His later cinemas, such as the Cine Alameda (1936) and
his modernization of his own earlier Cine Olimpa (1941) were very different to those of the 1920s.
The Cosmos, Crombé’s last project, which burnt down in 1946 just before its official inauguration,
was closer to art deco and was perhaps meant to signal another version of modernity, perhaps
closer to functionalism, in its sobriety. It was certainly the most modern of Crombé’s cinemas—it
was closer, at least, to International Modernism—but it was the last he designed, as he died
shortly after it burned down.
7
The Adamesque style, developed by the Adam brothers in England, became fashionable in the
mid- to late-eighteenth century and is usually considered an offshoot of neoclassical design and
architecture. It simplified baroque and rococo, but was still heavily ornamental.
translation /
73
Teatro-Cinema Olimpia circa 1921.
There are various translation practices at work in the example
of the Olimpia’s screening of The Singing Fool. Even if the movie
itself was not subtitled—a translation practice that, as I said ear-
lier, had been banned by presidential orders—or dubbed, even if
it was not a Hispanic “version” of an “original,” several interest-
ing and rather inventive translational strategies were being used to
bring the first talkie closer to its non English-speaking audience.
First, the film’s dialogue was printed out and distributed free to
patrons, which would seem to imply that it was expected to be read
after the show, as a sort of consecutive or “delayed” translation.
Then, there was the initial appearance of the Mexican consul in
New York, who, in his role of cultural and diplomatic translator,
was attempting to both bridge the two cultures that were about to
engage in a possibly alienating encounter and also to fully sanc-
tion—politically, that is—the screening of a movie in a language
that was treated by many with great suspicion. Further, and most
translation /
importantly in architectural terms, the movie was being premiered
in one of the oldest, most elegant and well-established movie the-
74
aters—a choice of setting which perhaps sought to convey an aura
of traditional legitimacy and normality for the public. Through all
these different practices or strategies, the Olimpia was to all ex-
tents functioning here as a translation space.
But how was the Olimpia’s role as a translation space inter-
preted by others? In the Revista de Revistas, a highly popular pub-
lication of those times, the critic Peinbert refers to the Olimpia as
“one of our best salons” and says that through these salons “Mex-
ico will be irremediably invaded by talkies in just a few months”
(Reyes de la Maza 1973, 86). Similarly, in the Universal the ed-
itor and critic Carlos Noriega Hope wrote that “Yesterday it was
the Olimpia that was paving the way; tomorrow it will be all the
cinemas in Mexico […] Not a month will pass before mute films
are inexorably exiled to the barrios. Everything will be filled with
cries, musical synchronizations, and words in English” (Reyes de
la Maza 1973, 137). Another critic, Eugene Gaudry, complained
about the screening at the Olimpia saying that it would inaugurate
a time of great cultural confusion where eventually “the foreigners
that come to Mexico will not know what the national language is,
because they will be seeing movies in English, French, German,
Italian, Denmarkese [sic], and so on, with no Spanish translations”
(Reyes de la Maza 1973, 171).
Gaudry was of course exaggerating, but his complaints and
concerns must have been shared by many, because a year later, in
1930, the managers at the Olimpia devised a mechanism which
allowed for the insertion of explanatory Spanish text or titles be-
tween scenes in foreign movies. The Olimpia was famous for its
endeavors in translating as much as possible for their audiences.
The critic Luz Alba noted in an article that “talkies at the Olimpia
have many titles, more than those strictly necessary to understand
the general issue, and just enough to understand the details—
something that does not occur in talkies at other theaters, which
only have enough titles to understand generalities” (Reyes de la
Maza 1973, 200).
Indeed, movie theaters such as the Olimpia were the sites that
were helping translate or carry over a new modern experience to
the Mexican audience, and this modern experience went beyond
the technology of sound in film: it was also the experience of
foreign languages and voices coming into the city’s soundscape,
translation /
75
Teatro-Cinema Olimpia circa late 1920s.
through the screens of these movie theaters. Whether viewed as
enablers of a new invention or as “traitors” that would allow the
talkies to come in and take over, these translators made of concrete
and stone functioned as the material portals for foreign languag-
es to come in and “foreignize” the soundscape of Mexican movie
theaters.
3. Translation, tradition, and entertainment:
a phenomenological approach
After an initial period of resistance on the part of the Mexico City
elite, in which many columnists and critics voiced their concerns
and hesitations regarding sound film technology, it was clear that
the talkies had come to stay. In the early 1930s, the Mexican film
industry consolidated and producers started to invest funds and
translation /
human capital in new technologies and, of course, in producing
Spanish-language talkies.
76
One of the first optical sound devices for film was in fact in-
vented by a young Mexican man who was living in Los Angeles
with his family at the time. His name, like the names of many
remote national icons, has an almost cinematographic ring to it:
José de Jesús “El Joselito” Rodriguez. In the back room of the
bakery his parents owned he had been working for two years on
a sound-on-film device that would adapt to any camera and be
easy to transport. He finally completed the last adjustments to the
Rodriguez Sound Recording System in 1929. It weighed less than
twelve pounds and was purportedly adaptable to any camera cir-
culating in the industry. As the story goes, he sat his family around
a projector and activated it. To his family’s surprise, a horrifying,
cacophonic, almost diabolical melody gushed out, in synchrony
with the image of a few people moving their mouths rhythmically
on the home-made screen. Joselito then stopped the mechanism,
made a few adjustments, and tried again. What came out the sec-
ond time around was the Mexican national anthem. Apparently,
in the first try, he had set the mechanism the wrong way around,
and what his family heard was the national anthem being sung
backwards.
Early sound films relied on a sound-on-disc technology, in
which the sound heard during a film screening had been recorded
onto a phonograph record that was physically separate from the
film. The technology was flimsy and unreliable: not only did the
two components—sound and image—seem disconnected, but they
would often desynchronize completely, producing mass confusion
and irritation in early spectators. The decisive technological step
for the sound film industry was the fusion of both the sound and
visual components of the movie in an optical sound device, lat-
er called sound-on-film technology. Although initial experiments
with the new technology took place in the early 1920s, the first full
feature film with integrated sound was The Jazz Singer (1927). It
was in that same year that Joselito Rodriguez began to develop his
new device, which he imagined could be used in the burgeoning
Mexican sound film industry and thus set Mexico at the forefront
of international talkies.
At the same time as Joselito was working on his device, in
around 1930 a Mexican producer put together a crew and began
working on a project that would lead to the first Mexican opti-
translation /
77
cal sound film, Santa. Joselito, who probably knew he stood slim
chances of getting a proper interview with film magnates, stalked
the film’s producer, Juan de la Cruz Alarcón, at Los Angeles air-
port. Alarcón was on his way back to Mexico, returning empty
handed, after an unsuccessful trip to Hollywood in which he tried
to acquire a sound-on-film technology device: they were all too
costly and impossible to transport. Accompanied by his brother,
Joselito approached Alarcón and secretly filmed and recorded
their brief airport conversation, in which he told the producer of
his latest invention. He was unsuccessful in settling any deal with
him, but he at least managed to get his contact information down
and record the whole encounter. A few days later, he mailed the
reel to Alarcón back in Mexico. The recording met and surpassed
Alarcón’s expectations. It was a done deal. Just a couple of weeks
later, Joselito and his brother, Roberto, were repatriated and began
working on Santa in the newly built studios of the Compania Na-
cional Productora de Peliculas.
Santa was premiered in 1932, in Mexico City’s newly renovat-
ed Cine Palacio. The Palacio was finished in 1924 and renovated in
the late 1920s to screen sound films. But what did this renovation
consist in? Did sound film technology affect the architectural lan-
guage or style of movie theaters beyond the necessary adjustments
to their interiors? Interestingly, the renovations to the Palacio were
also external: the theater perhaps had to send the message to its
audiences that they were fully committed to modernity and they
were as modern as the technology they housed.
In a comparison of the two façades it is possible to notice some
of the typical changes that architecture underwent during the de-
cade. In the renovated cinema, the straight lines that once met the
pinnacles framing the center façade were replaced by a stepped
rooftop, more typical of the art deco style of the late 1920s in Mex-
ico, making the building look taller and, especially, differentiat-
ing it from the straight-line horizontal façades of both neocolonial
and Porfirean art nouveau architecture. The exteriors of the Cine
Palacio were also conditioned for the more striking form of film
propaganda that started to flourish towards the end of the 1920s,
which often made use of vertical edge-lit signs and likewise used
translation /
the marquee for placing film posters.
There is, unfortunately, little published material about the the-
78
ater’s interior transformation or on what adaptations the film’s
technicians had to do in order to screen Santa in a theater that was
not initially built for talkies. The only mention in publications to
its interior is that it was “modernized”—which probably means
that the art nouveau ornamentation was “upgrade” to art deco (see,
Cine Palacio circa 1924.
Cine Palacio late 1920s.
translation /
79
for example, García 2002). In short: a new technology demand-
ed a new appearance, internal and external. Modernity demanded
an integral makeover, a full translation of a space into its modern
version.
An urban melodrama of sorts, Santa was based on a best-sell-
ing novel written at the close of the nineteenth century by the Mex-
ican writer Federico Gamboa. It tells the story of a woman from
the countryside who arrives in Mexico City and is forced into pros-
titution. Modern Mexico city is portrayed as a threatening, cruel
space, where well-intentioned people are treated harshlly. As the
critic Joanne Hershfield writes regarding Santa, “the film affirmed
the conservative discourse that idealized tradition […] and criti-
cized the modern paradigm of progress” (Hershfield 2006, 268).
It is somewhat interesting, in this light, that the storyline chosen
to inaugurate the Mexican talkie—a format using technology that
was spearheading modernity and progress—should come from a
conservative nineteenth-century novel. It is also interesting that
this conservative film was screened in a newly renovated, modern,
art-deco movie theater. What can we make of the apparent décal-
age between a movie and the theater that screened it?
It must be noted that the example of the conservative Santa
screened in the modern Palacio is by no means an exception. Most
commercial movies made in Mexico during the 1930s—and well
into the 1950s, the period in which the country entered its cine-
matographic Golden Age—were no less conservative and tradi-
tionalist. As Hershfield notes, “whether they were set in historical
or contemporary contexts, these films exalted traditional values of
patriarchy, the family, the macho hero, and virtuous, submissive
femininity” (Hershfield 2006, 269). The fundamental reason for
this is that the State was deeply involved in film production and
distribution in Mexico, and therefore also had a “say” in its con-
tent.8 The same is not true of the relationship between the State
and movie theaters themselves.9 Theaters were seen as lucrative
8
As Susan Dever writes regarding the film industry and the star system, “Within Mexico these
stars negotiated a relationship between spectators and the State, indoctrinating viewers in the
rights and duties of Mexican citizenship. (Given the Mexican Government’s subsidy of the film
translation /
industry, making the State the producer of Golden Age cinema, this relationship was particularly
well defined)” (Dever 2003, 12).
9
There is no evidence whatsoever that most film theaters received money from the State, as op-
80
spaces of entertainment, not places destined to educate the Mexi-
can population.
While successful films at the box office were usually the most
conservative ones, Mexican cinemas in the early 1930s tend-
ed toward a gradually increasing radical modernity. They were
more experimental than their content (that is, than the films they
showed), more forward-looking and more committed to a sense
of modernity—however they interpreted this. In other words, if
cinemas in the 1930s pointed toward the future, the content they
screened mostly pointed toward the past. How, then, should we
read the resulting tension? Can it be read as a tension between
form and function? That is, a tension between modernity in form
and conservatism in function? Or perhaps their function was not
at all to conserve values through conservative movies, but simply
to entertain and make money. In that case, how did their form con-
tribute to the parameters and box office exigencies and how was
this, in turn, gauged against the State’s own exigencies regarding
the pedagogic, civilizing purpose of Mexican commercial films?
The phenomenological assumption regarding the interrelated-
ness of an aesthetic experience and the physical aspect of the space
in which such an experience takes place may or may not be entirely
accepted—the degree of the interrelatedness can certainly be ques-
tioned in a space such as a theater, which disappears as soon as the
lights go off and the show begins—but what is unquestionable is
the fact that the architects of movie houses made stylistic choices
which were necessarily tied to a taste informed by a preconception
of what a space such as a cinema should “say” to its patrons.
In his lecture “Of Other Spaces,” Foucault describes the mov-
ie theater as a space that encloses within it a multiplicity of spaces.
He explains the multiplicity of spaces enclosed in a movie theater
posed to hospitals, schools, public housing, stadiums, universities, and public buildings. There
were powerful families in the construction business—the Espinosa brothers, the Alarcóns, and
of course, the controversial American tycoon William Jenkins—who had ties with the govern-
ment and who would eventually hold a monopoly on Mexican film theaters. There were also
politicians involved in theater construction and ownership, such as former president Abelardo
Rodríguez. But none of this means that there was no public money, or at least honestly invested
public money, in the business. Many reasons may explain the absence of the government in film
theater construction and management. The short answer, however, is that theaters simply did
not need it. As opposed to national film production, theaters had plenty of material to screen and
plenty of patrons to entertain—a simple matter of supply and demand.
translation /
81
through the figure of the heterotopia: “The heterotopia is capable
of juxtaposing in a single real place several spaces […] thus it
is that the cinema is a very odd rectangular room, at the end of
which, on a two-dimensional screen, one sees the projection of a
three-dimensional space” (Foucault 1984, 6). But what Foucault
fails to do is to see the “very odd rectangular room” as anything
more than just a box in which the experience takes place. He does
not, in other words, regard the physical space of the theater as any-
thing more than a sort of container. Cinemas, however, are much
more complex in terms of their production of space than an “odd
rectangular room.” The spaces in which films were seen provided
a setting in which the viewers received their dose of entertainment
within the bracket or “slices in time” (Foucault 1984, 6) which the
experience of movie-going entailed.
Palacio Chino late 1930s.
Perhaps the clearest historical example of a conscious stylistic
choice is that of the atmospheric cinemas, which were in vogue in
translation /
movie theater architecture in the United States in the 1920s and
which sought to recreate exotic spaces. Such was the case of the
82
Palacio Chino (built in the late 1930s and inaugurated in 1940),
which featured pagodas, Buddhas, and golden dragons in its par-
ticular rendering of the atmospheric style. It was built in an old
ball court, and designed by Luis de la Mora and Alfredo Olaga-
ray. The critic Luis Helguera describes its interiors as built in “at-
mospheric style, with pagodas, temples, and gold Buddha statues
amid gardens. The ceiling was vault-like, not flat but very arched,
and of course was painted deep blue. The screen was protected by
a heavy black curtain, with Chinese motifs painted upon it. The
screen arch was very heavily decorated, with dragons appearing
here and there” (Heguera).
Mexican architects of the atmospheric style followed the
precept conceptualized by Charles Lee—“the show starts on the
sidewalk.” They had attractive marquees, striking façades, and,
in short, designed spaces that would bolster the “illusion” of the
cinema, where the mind, leaving the real behind, was finally free
to gambol and became more receptive to entertainment. Movie
theaters, as spaces, can then perhaps be seen as a medium that,
due to its “otherness,” helped transmit the illusion of cinema to its
viewers. Whether this otherness was just a gleaming modernity, as
in the case of the Cine Palacio, or whether it was set as an entire il-
lusion, as in the case of the Palacio Chino, the point was that movie
theaters were much more than just “odd rectangular rooms.”
Going back to the question of form and function posed earli-
er, how can we read the coexistence or juxtaposition of Mexican
movies—conservative, and mostly realist and traditionalist—in
these modern, “other” spaces? Perhaps by rephrasing this appar-
ent dichotomy in terms of how movie theaters function as transla-
tion spaces we can make better sense of it. In a “foreign” space of
sorts, in a space that was utterly “other”—due to its modernity, its
ornamental exuberance, or its atmospheric illusions—what peo-
ple went to see was themselves; or even an older, more traditional
version of themselves. A space “outside of time” and “outside of
space”—a modern space of entertainment and illusion—thus func-
tioned, paradoxically, as a sort of mirror of reality. In other words,
a space that was foreign made the domestic visible.
The patron or viewer, upon entering the other or foreign space
of the movie theater, became a translator. A translator of what, ex-
actly? A translator of him or herself for him or herself. The movie
translation /
83
theater, inasmuch as it created an illusion or sense of being else-
where, estranged the patron from his reality and from himself: he
was in a foreign space of sorts. Then, the movie itself—a movie
such as Santa, which in turn realistically depicted the reality “out-
side” the space of the movies—made the patron face him-/herself.
Translation spaces such as movie theaters were not just gateways
for foreign languages and cultures, as I explained in the example
of the Olimpia’s foreign talkie screenings, but also functioned as
mirrors—spaces in which viewers come to see themselves reflect-
ed in that other “version” of themselves in the context or against
the backdrop of a space that was foreign and other, much like the
translator who is always “strabismically” looking simultaneously
at the foreign text and at her or his own. Moviegoers thus travels
outside themselves and outside their domestic, local reality to re-
turn to themselves.
4. New monumentality in the cityscape: building typologies
and the urban layout
By the mid 1930s, the Mexican film sound industry had entered
its Golden Age. The number of films produced in the country had
increased exponentially (see Mora 1989).The same was happening
in many other parts of the world, as the advent of sound film and
the language/translation problems it had created were partially re-
solved by countries creating and investing in their own film indus-
tries and producing films in their national languages.
Paradoxically, however, while the film industry was becoming
more and more fragmented into linguistic regions, the “interna-
tional language” of theater architecture became more and more
consolidated and unified. As the national film industry grew in
Mexico in the 1930s, Spanish-language films were being screened
in spaces that were increasingly trans- or international in terms
of their architectural languages and styles. In this sense, it could
perhaps be said that cinemas internationalized their content, how-
ever “local” it may have been. Spectators seeing a movie about
the most local of themes—be it the Mexican Revolution, Mexican
urban poverty, or the Aztec past—were doing so in an interior that
could just as easily be in Vienna, Buenos Aires, or Chicago.
translation /
But what about the relationship of these movie theaters to their
surroundings? That is, how can movie theaters be understood as
84
translation spaces within the urban space they occupied and how
can this relationship shine a different light upon their cultural and
social role? In the 1930s, monumental sound movie theaters began
to be built. These were not just adaptations of older buildings, but
constructions whose function was, from the outset, to house sound
films. Beyond their bold architecture, which contrasted with the
older and more sober buildings in Mexico City and thus set them
apart as grand palaces of entertainment, their monumental size
also marked a dramatic shift in the appearance of the city, which
had always been horizontally low-rise. One of the most interest-
ing examples of modern cinema monumentality was Juan Segura’s
Cine Hipódromo, housed within the Ermita building.
Ermita building circa 1931.
translation /
85
Cine Hipodromo, Ermita building.
translation /
Ermita building circa 1931.
86
The Ermita was a dramatic intervention in the cityscape. It was
the first “skyscraper,” albeit only an eight-story one. Seen from
the acute angle where Revolución and Avenida Jalisco meet, the
building resembles a large ship sailing north. On its ground lev-
el are spaces for small businesses, integrating the street-life into
the building. Along its southern façade, a big entranceway, which
makes resourceful use of the building’s triangular shape, opens
into a cinema. On top of the cinema are three stories of apartments.
Since Segura could not use columns inside the cinema, he had to
think of a way of making sure the structure would support the three
stories above. He therefore opted for structural steel and construct-
ed an innovative steel structure around the cinema in order to se-
cure it from the weight above, as well as to sound-proof it. He also
used reinforced concrete in beam designs and roofs, as well as for
minimal cladding purposes and ornaments—all of which were an
integral part of the building (Toca 1997, 170). Although the Ermita
was finished by 1931, the Hipódromo, did not open until 1936. Its
inauguration poster depicted “the masses” crowding around the
new, towering building.
Teatro Cine Hipodromo inauguration poster, 1936.
translation /
87
Other examples of modernist monumentality were Francis-
co J. Serrano’s projects. He designed and modernized at least ten
cinemas in the 1930s, some of which, in his own words “left be-
hind their jacal [hut-like] appearance and became modern spaces”
(Alfaro 1998, 58). One of his most important buildings, the Cine
Encanto, was inaugurated in 1937, and loomed high above the sur-
rounding buildings of the San Rafael neighborhood. Its art deco
façade featured a heavily lit marquee, an enormous portico, and
a striking sign at the top with the theater’s name written in deco
typography. The vertical cement walls, forming a right angle with
the central area of the façade, accentuate the height of the con-
struction and the stretched glass-block vertical windows through
which the light from the interior shone outwards, thus accentuat-
ing the chiaroscuro suggested by the walls.
The interiors of the Cine Encanto were modern and spare com-
pared to the more lavishly ornamented theaters of the early 1920s.
translation /
Cine Encanto circa 1937.
88
The Streamline Moderne vestibule, with its curving forms, long
horizontal lines, and round ship-like windows can be seen as a
reaction to the earlier sumptuous interiors of movie palaces and at-
mospherics, and a natural reflection of modern architecture’s ten-
dency towards simplicity and economy of space and materials. Its
vestibule, moreover, played with the ambiguous border between
the inside and the outside, by integrating an interior garden and
Cine Encanto (interiors) circa 1937.
Cine Encanto (vestibule).
translation /
89
using openings in the roof to allow plenty of natural light to flow
in during the day or for the night sky to be seen from inside.
One of the most interesting aspects of both Juan Segura’s and
Francisco Serrano’s work is precisely that it raises the question
of how modernity was being interpreted by these “independent”
architects of the new film theaters.10 Segura and Serrano designed
two of the first cinemas constructed specifically as sound cinemas.
These movie theaters were no longer adaptations of constructions
dating from an earlier period, they were not mere “upgrades” from
art nouveau to art deco, and they were certainly not like the opu-
lent, lavishly ornamented atmospheric palaces. Indeed, in the mid
and late 1930s, movie theater architects would draw more and
more on this interpretation of modernity and modernism and move
towards more sober, less eclectic forms, building cinemas devoid
of superficial ornamentation and maintaining a tighter relationship
between form and function.11
But these movie theaters were also imposing new monuments
to modernity, towering high above the city’s older buildings. They
were as much places destined for seeing something (a movie) as
places made to be seen. They were visible from afar; they loomed
large, like the admonition of a possible future city, from below.
These new buildings introduced a new time: the time of the “now”
as a “future.” The time of the thoroughly, universally modern.
If modernist translation practices were a form of foreignization
of the domestic, those new movie theaters, in the local context
where they appeared, must have seemed utterly foreign or oth-
er—not by virtue of bringing in elements from a particular foreign
country or region, as International Modernism and the Stream-
line modern style were in essence extraterritorial, but by virtue
of introducing a foreign time into the city’s traditional time. Their
“otherness” was a “futureness.” If translation is a transportation, a
transference, a carrying over, what these monuments to modern-
ism translated was not any particular content, but the sense of time
itself.
10
By independent, I mean that their work was not, as was the case with so many realms of ar-
chitectural and artistic production—film certainly among them—funded by the Mexican State.
translation /
11
As Maggie Valentine explains, “seemingly anachronistic ornate architecture and design dis-
appeared from the buildings. Both [film and film theater architecture] were stripped of their
artificial decoration in favor of a more honest […]) examination of life” (Valentine 1994, 6).
90
References
Alfaro Salazar, Francisco Haroldo. 1997. Espacios distantes—aun vivos: las salas
cinematográficas de la Ciudad de México. Mexico City: Universidad Autónoma
Metropolitana.
———. 1998. República de los cines. Mexico City: Clio.
Cine silente méxicano/Mexican Silent Cinema. S.v. “Cine Progreso.” http://cinesilen-
temexicano.wordpress.com/?s=cine+progreso.
Dever, Susan. 2003. Celluloid Nationalism and Other Melodramas: From Post-Rev-
olutionary Mexico to fin de siglo Mexamérica. The Suny Series in Cultural
Studies in Cinema/Video and in Feminist Criticism and Theory. Albany: State
University of New York Press.
Foucault, Michel. 1984. “Of ther Spaces. Utopias and Heterotopias.” Translated from
the French by Jay Miskowiec, originally in Architecture /Mouvement/ Continu-
ité (October). Available as pdf download at http://web.mit.edu/allanmc/www/
foucault1.pdf.
García, Gustavo. 2002. “Adiós al Olimpia.” Letras Libres (October): 101–102.
García Riera, Emilio. 1992. Historia documental del cine mexicano. Vol 1. Guadala-
jara: Universidad de Guadaljara.
Heguera, Luis. N.d. S.v. “Palacio Chino.” http://cinematreasures.org/theaters/
13383http://cinematreasures.org/theaters/13383.
Hershfield, Joanne. 2006. “Sreening the Nation.” In Mary K. Vaughan and Stephen
E. Lewis, eds., The Eagle and the Virgin: Nation and Cultural Revolution in
Mexico, 1920–1940. Durham: Duke University Press.
Maland, Charles J. 1989. Chaplin and American Culture: The Evolution of a Star
Image. Princeton, N.J: Princeton University Press.
Mora, Carl J. 1989. Mexican Cinema: Reflections of a Society, 1896–1988. Berkeley:
University of California Press.
Reyes de la Maza, Luis. 1973. Cine sonoro mexicano. Mexico City: Universidad
Nacional Autónoma de México.
Toca, Antonio. 1997. “Origins of Modern Architecture in Mexico.” In Edward Buri-
an, ed., Modernity and the Architecture of Mexico. Austin: University of Texas
Press.
Valentine, Maggie. 1994. The Show Starts on the Sidewalk: An Architectural History
of the Movie Theatre, Starring S. Charles Lee. New Haven: Yale University
Press.
Venuti, Lawrence. 2000. The Translation Studies Reader. London: Routledge.
Vidal Bonifaz, Rosario. 2010. Surgimiento de la industria cinematográfica y el papel
del Estado de México 1895–1940. Mexico, D.F.: Miguel Angel Porrúa.
translation /
91
Valeria Luiselli was born in Mexico City, and grew up in South Korea, South Africa
and India. She is the author of Sidewalks, a collection of essays, and the internationally
acclaimed novels Faces in the Crowd and The Story of My Teeth. Her work in fiction
has been translated into more than twenty languages, and she has written for The
New York Times, The Guardian, Frieze, Granta, the New Yorker and McSweeney’s. She
holds a PhD in Comparative Literature from Columbia University, and lives in New York,
where she teaches at Hofstra University.
Photo: Zony Maya.
translation /
92
| Unimi Open Journals |
translation | https://riviste.unimi.it/index.php/translation/article/view/15523 | [
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] | Translating At the Edge of Empire:
Olha Kobylianska and Rose Ausländer
Sherry Simon Concordia University,
Canada
Abstract: The edge of empire is a mythical place which has inspired the histor-
ical and literary imagination. As the easternmost city of the Habsburg Empire,
Czernowitz was a product of a particular kind of border culture, one which sus-
tained an intense relationship with the German language. In the multilingual
matrix of the years leading to the collapse of the Empire and during the interwar
period, translational relationships were developed through German. The cases
of the Ukrainian writer Olha Kobylianska and the German-Jewish poet Rose
Auslander are considered here.
The edge of empire is a mythical place that has long stimulated
the historical and literary imagination. The Roman Limes—which
encompassed a vast area that included Britain (up to its northern,
Atlantic reaches), continental Europe right across to the Black
Sea and down to the Red Sea, and North Africa as far west as the
Atlantic coast (see http://whc.unesco.org/en/list/430)—probably
provide the most pervasive material traces of the walls, ditches,
forts, fortresses, watchtowers, and civilian settlements that sepa-
rate Empire from its barbarian outside. But the waxing and waning
of innumerable empires over the course of world history—from
the Greek and Mongol to the Habsburg, British, and Ottoman em-
pires—have offered an abundant supply of objects and narratives,
images and fantasies, a recent example of which is the Star Wars
game called “The Edge of the Empire.”
An expression of imperial power at its highest point (bringing
the full might of military force to bear against the enemy without),
the edge of empire is also, because of its physical distance from
the imperial center, a place where identities can become diluted,
where the precise dividing line between inside and outside can be-
come troubled. This paradox is richly exploited in J. M. Coetzee’s
translation /
93
1980 novel Waiting for the Barbarians. It tells the story of a dis-
abused middle-aged magistrate who chooses to end his days in a
lazy imperial outpost, spending his free time carrying out his own
archaeological digs.
Largely indifferent to the bellicose aims of his military superi-
ors, he comes under suspicion of collusion with the enemy. He has
excavated a cache of slivers of wood that all seem to have some
sort of message written on them, but the writing is ancient and im-
penetrable and he has been unable to decipher the message. When
he is forced, however, to provide the meaning of these writings,
now considered crucial evidence, the magistrate suddenly finds
words to transmit the messages he reads from the slips: appeals
from barbarian prisoners to their families—intimate and immedi-
ate and alive.
Through his “translation,” the magistrate transforms the bar-
barians from aliens into individual beings. He blurs the line that
separates the enemy from the citizen, and he opens gaps in the Em-
pire’s line of defense. And in fact the Empire never does achieve
victory. The barbarians simply lure the army out into the desert
and then vanish. Faithful to the genre of “the barbarian and the
frontier”—classically drawn by Dino Buzzati in The Desert of the
Tartars and powerfully evoked by Cavafy in the poem also called
“Waiting for the Barbarians”—the barbarians in Coetzee’s novel
are elusive. The moment of direct confrontation, feared and de-
sired, never comes. The link between present and past, self and
other, suggests Coetzee, is an imaginative leap, a gesture of volun-
tary projection.
Coetzee’s novel will be our entry point into another site of
translation at the edge of empire. This is the city of Czernowitz (to-
day’s Cernivtsi in Ukraine), the most easterly city of the erstwhile
Habsburg empire. Abundantly mythologized as a border city, as
a cultural bulwark against the alien forces from the east, the city
provides rich material for a study of translational forces. Its geo-
graphical situation but also its cultural vocation as a border city
during the period of the military collapse and the reorganization
of the Habsburg border lands offers a singular viewpoint onto the
work of translation at the edge of empire. In what follows, I will
translation /
examine the work of two Czernowitz authors—Olha Kobylianska
(1863-1942) and Rose Ausländer (1901-1988)—as translators of
94
their border city. Like Coetzee’s magistrate, they find the borders
enacted by translation to be shifting and elusive. To translate at
the edge is to be especially aware of the ways in which boundaries
can accentuate or attenuate difference. Political borders hyposta-
tize cultural and linguistic differences, while geographical borders
often show difference to be gradual. The multilingualism of border
zones problematizes the activities of translation as source–target
transactions. Whether applied to a huge geographical expanse or
to the microspaces of the multilingual city, the operations of trans-
lation at the border are shaped by the special pressures of the in-
terzone. This means that the frames of language exchange must be
recast to respond to more subtle understandings of the relation be-
tween language, territory, and identity. How do the competition and
animosities, but also the shared references that inevitably flourish
in multilingual geopolitical contexts, shape translation (Meylaerts
2013)? Languages that share the same terrain rarely participate in
a peaceful and egalitarian conversation: their separate and compet-
ing institutions are wary of one another, aggressive in their need
for self-protection. Cultures of mediation are shaped by the social
and political forces which regulate the relations among languages.
Building the bulwark
Today the Bukovina is largely situated in Ukraine. From 1774 until
1918, this area was the easternmost edge of the Habsburg empire
that the emperor Joseph II consciously and vigorously constructed
as a buffer zone in order to protect his territories from Russian
and Ottoman expansion (Colin 1991, 7). He actively promoted the
settlement of Germans from Austria and southwest Germany, as
well as the Germanization of Ruthenians and Roumanians, the two
largest language groups in the Bukovina.
Over the course of the nineteenth century in particular, for
both German-language empires (the Prussian and the Habsburg),
“the East” exerted tremendous fascination. From 1848 to 1918,
central Europe was crisscrossed by conflicting imperial projects,
each marked by its own real and imagined borders and the constant
pressure to defend newly conquered expanses of territory. The ar-
eas that became known as the “eastern Marches” were increasing-
ly important in public consciousness. The term “March”—origi-
nally indicating the border provinces of the Carolingian Empire,
translation /
95
granted a privileged political status in order to fulfill their duties in
defending and expanding the Empire’s boundaries, and used only
sporadically in the first half of the nineteenth century—became a
catch-phrase (the OstMark) after 1848 (Thum 2013, 44–59). And
in the second half of the nineteenth century, a new kind of highly
ideologized novel later called the Ostmarkenroman emerged, pop-
ularizing the idea “that a battle over territory was taking place in
the eastern borderlands between the representations of a superior
German civilization and their Slavic enemies” (Thum 2013, 48).
As Pieter Judson has so convincingly demonstrated, these
border zones were not “natural” zones of conflict, in particular of
language conflict. Beginning in the mid-nineteenth century, they
were, rather, strategically targeted by nationalist ideologists and
enlisted in the struggle for patriotic allegiance (Judson 2006). “Na-
tionalist activists” took every opportunity to transform rural con-
flicts into national ones (10). In particular, campaigns around the
language of schools were used to mobilize energies for nationalist
causes in what Judson calls the “nationalization of the language
frontier” (17).
From 1848 onwards, Czernowitz had an increasingly Ger-
man-language population. Many German-speaking Jews settled in
the major Bukovinian cities and by 1918, 47 percent of the pop-
ulation of Czernowitz was Jewish. “Since Bukovinian Jews were
German-speaking and particularly loyal to the Habsburg monarchy
and instrumental in its expansion in that region, Austrian officials
tended to consider them representatives of the Habsburg empire”
(Colin 1991, 7; see also Hirsch and Spitzer, chapters 2 and 4).
Proof of the importance of Czernowitz for Austria and the German
language came with the founding in 1875 of Franz Josef Univer-
sity—a coveted boost to the intellectual and cultural life of what
was considered by many to be an outpost of imperial life. While
the town had its military garrisons to protect the city from attack,
it also had its linguistic ramparts. By 1875, for example, in order to
conform to the empire’s own language laws guaranteeing the use
of a national language when numbers justified it, Lemberg univer-
sity in the Galician city was giving all its courses in Polish—so
the Empire had to exert its efforts at Germanization elsewhere.
translation /
The university in Czernowitz was the Empire’s first new universi-
ty in fifty years (Judson 2016, 321). The new university, won for
96
Czernowitz over intense competition from other cities—notably
Trieste—was the result of relentless lobbying by a noble landown-
er from Bukovina who argued that only German scholarship could
claim universality and that it would ensure an integrative function
in this multilingual zone of empire (322). The University reflected
the Empire’s broader political and ideological aims.
When in 1866 Austria lost its traditional political hegemony in Germany, the liberal
empire sought a renewed sense of mission in Europe. In the 1870s, the exploration of
cultural diversity seemed to offer the foundations for a renewed Habsburg civilizing
mission directed specifically to eastern and southeastern Europe, including the Bal-
kans. In its earliest incarnation, this new mission for the empire focused its civiliza-
tional energies on the existing crownlands of Galicia and Bukovina. The founding of
a university in Czernowitz in 1875 offered early elaborations of Austria–Hungary’s
new civilizational mission to the east and of it ideology of unity in diversity. (Judson
2016, 318)
It is to be noted, however, that the new university did have the
first professorships of Romanian and Ukrainian literature.
What does multilingual mean?
Like other cities in Central Europe—large cities like Budapest and
Prague (where German was the first, then the second, language) (see
Spector 2000), or smaller cities like Vilnius, Lviv, Riga, Danzig,
Bucharest, Timisoara, Plovdiv, or Trieste—Czernowitz was intense-
ly multilingual. What made Czernowitz different from other cities
in Galicia, where Polish was dominant (for instance in Lemberg or
Vilna), is that there was no one Christian national bourgeoisie which
dominated in Czernowitz. Ukrainians (also known as Ruthenians)
and Romanians were both a significant presence in the city, but the
fact that neither was dominant in the city gave greater prominence
and autonomy to the Jewish, German-speaking, population (Cor-
bea-Hoisie cited in van Drunen 2013, I , 3, 34).
The multilingualism of Czernowitz is today often remembered
in a benign, nostalgic mode. Despite the violence of both World
Wars and the repressive regime which ruled in the interwar period,
memories of pre-World War II Czernowitz are often cast in a very
rosy light—evoking the cosmopolitanism of a lost Mitteleuropa.
Time and again, the character of Czernowitz’s language landscape
is reiterated as a trademark symbol of the city—equivalent to a
translation /
97
landmark or tourist attraction. City guidebooks, postcards, and
similar popular materials praised the coexistence of separate but
happily coexisting ethnic communities. This refrain was accentu-
ated by pronouncements for instance by Rose Ausländer on the
four-languaged town she grew up in (“Viersprachig verbrüderte
Lieder in entzweiter Zeit,” Ausländer 1976, 72) or Paul Celan’s
oft-quoted salute to his “city of books” (Hirsch and Spitzer 2010,
32), or the many memoirs by former inhabitants of the interwar
period that evoke a long period of relative harmony—even against
the backdrop of rising Romanian nationalism and anti-Semitism in
the 1920s and 1930s. In 1908, a visitor to the city, Yitzchak Peretz
(1852–1915 wrote “We stroll in the evening streets, and from dif-
ferent windows the tones of different languages waft out, all dif-
ferent kinds of folk music”, in (Olson 2010, 33). Peretz conveys
what seems to be a conventional aural impression of the city—that
of a harmonious music wafting through the air and captured with
pleasure by the evening stroller.
The myth of Czernowitz that issues from this image of happy
polyphony has increasingly come to be critiqued in light of the
easy idealizations it fosters. This image allowed German-speak-
ing scholars, for example, to have Czernowitz stand as a site of
pre-Nazi German pluralism, a safe haven in German historiogra-
phy (Menninghaus 1999). It promoted a nostalgia industry which
pitted a perfect “then” against the flawed “now,” though little proof
was given beyond the same repeated phrases. A more nuanced por-
trait of intercultural relations is therefore required. What kind of
relations existed among the city’s various language communities?
Following the outpouring of publications which, since the fall of
the Berlin Wall in 1989, has opened research in this area of the
world (see the excellent review of the literature by van Drunen
2013). I will bring translation studies into the discussion. How can
the view from translation illuminate the field of language relations
in the city?
A first move is to view the city not as multilingual but as trans-
lational. What is the sense of this distinction? Multilingualism
calls up a space of pure diversity, a proliferation of tongues and of
parallel conversations, without concern for the interactions among
translation /
these languages. The translational city looks for connections and
convergences across language and communities, connections that
98
indicate direction (to and from which languages) and intensity (Si-
mon 2012). It follows, then, that the translational city is not always
a site of peaceful and friendly transactions. It includes the refus-
al to translate, zones of silence and resistance. And so translation
could be broadly defined as “writing at the intersection of languag-
es,” writing under the influence of, in the company of, with and
often against, other languages. A detailed examination of urban
translation practices, such as those provided in Michaela Wolf’s
pioneering study of translation in the Habsburg monarchy, distin-
guishes between the formal practices of translation dictated by the
Empire’s language laws and the myriad informal practices of trans-
lation which were part of daily life—the domestic servants and ar-
tisans who had to learn to serve in German, the tradespeople who
had to learn German terminology, the informal exchanges through
which children would be sent to neighboring villages of the empire
to learn the languages across the border (Wolf 2012, 2015). Re-
storing multilingual transactions to the streets of Habsburg cities,
showing how these cities were in many ways precursors to today’s
multilingual diasporic and postcolonial cities, Wolf’s study also
confirms that translation practices were dominated by the power of
German and therefore by translation into German. Literary trans-
lation in Czernowitz also followed this pattern. Translation out of
German, however, followed a different path. Whether in relation to
Yiddish or Ukrainian, writers chose not so much to translate works
in that direction as to abandon German in favor of a new writing
language.
Literary interactions
Literary translation was a popular activity in Czernowitz, particu-
larly in the interwar period. In her introduction to a book on Paul
Celan, Amy Colin (1991) details the myriad activities of transla-
tion which were undertaken by the participants in the active literary
milieus of the city. These include Alfred Margul-Sperber’s Ger-
man translations of British (T. S. Eliot), French (Apollinaire and
Gérard de Nerval), and American (Robert Frost, Nicholas Vachel
Lindsay, Wallace Stevens, Edna St. Vincent Millay, and e e cum-
mings) modernist poets as well as American Indian texts. Imman-
uel Weissglas translated Eminescu’s famous poem “The Morning
Star” into German and Grillparzer, Stifter, and parts of Goethe into
translation /
99
Romanian. There was also indirect translation—with Romanian
and Ukrainian poets influenced by German authors and inversely.
Authors writing in German often used motifs from Romanian and
Ukrainian folklore and translated important historical and literary
texts from one language into the other (Colin 1991, 11). The writ-
er who is at once exceptional and yet who best exemplifies the
culture of mediation which issued from the multilingual matrix
of Czernowitz is Paul Celan (Nouss 2010). Celan’s displacements
from Czernowitz to Bucharest to Paris, his poetic memorialization
of the Holocaust, his negation of the German language after the
Nazis, his experiments across and through languages—these mark
his work as uniquely expressive of the Czernowitz legacy, its hy-
perconsciousness of language, of history and of the experience of
literary mediation.
An important trend of the early twentieth century saw many
writers begin writing in German, then turn to their “national” lan-
guage—Ukrainian, or Yiddish. Amy Colin gives the examples for
Ukrainian of Felix Niemchevski, Osip Juril Fed’kovych, Alex-
ander Popovich, and Isidor Vorobkevich, sometimes combining
motifs from German Romanticism with images from Ruthenian
folklore (Colin 1991, 11). To this list she might have added the im-
portant Yiddish-language writers Itzik Manger and Eliezer Stein-
barg—Manger, for instance, carried the German literary form of
the ballad into Yiddish (Starck-Adler 2007, 124–132)—as well as
that of the legendary Ukrainian writer Olha Kobylianska. It is to
Kobylianska’s experience that I now turn to explore the language
configuration of Czernowitz, before examining the work of anoth-
er well-known Czernowitz poet, Rose Ausländer.
Olha Kobylianska
Born into a family who used German as their daily language (her
father was a Ukrainian who worked for the Austrian administra-
tion and her mother was of Polish origin), Kobylianska began her
writing in German and in fact continued to keep a diary in German
for her entire life. She was born and brought up in a small town
not far from Czernowitz, but moved to the city when she was in
her twenties. After “converting” to the Ukrainian national cause
translation /
in her late teens, she began to translate herself into Ukrainian—
sometimes asking fellow authors to help her or receiving editorial
100
help from her publishers. Though she lived in a small corner of the
Ukrainian cultural territory, Kobylianska was very soon in con-
tact with the powerful standard-setters of the Ukrainian literary
establishment. As a young woman writer she was much influenced
by the opinions of these critics, and tried to change her style and
subject matter to suit the left-wing populism that was considered
appropriate. But Kobylianska was continually criticized for the
strains of mysticism and intellectualism which were discerned in
her writing. Though it would be those same qualities of modern-
ism, exploration of the emotions of women and fascination with
art which would endear her to later generations of readers and es-
tablish her as a major figure in Ukrainian literature.
Kobylianska’s writing is difficult to categorize, with its some-
times incongruous mélange of feminism, intricate exploration of
inner sentiments, portrayal of the cruelty of peasant life, and out-
bursts of nationalist rhetoric. Critics are divided as to the elements
of her work that are ironic or parodic and those that convey her
true sentiments. Among her works, “Valse mélancolique” stands
out as a truly radical portrait of women sharing a life together as
artists. Like some of her other stories, this takes place in an ur-
ban setting, recounting the daily life and conversations of women
who have chosen to devote themselves to art rather than to a con-
ventional married life. This story marked a radical beginning for
Ukrainian literature. Kobylianska’s writings move between urban
stories and rural depictions that are gothic in their intensity. In one
story, a wife kills her husband and the children live in terror of
being killed as well—though in the end the story shows sympathy
for the woman browbeaten by the drunken husband. In fact Ko-
bylianska knew both the urban and rural worlds, as she grew up
in a small town, but travelled often to Czernowitz before settling
there. She was involved in setting up the first women’s organiza-
tion in the city—a radical organization from a feminist perspective
but tied to the church and therefore suspect in the eyes of most
young Ukrainian women who preferred to join left-wing social-
ist organizations. Much of her writing associates “German” with
high literature and a genteel life style. As a Ukrainian nationalist,
she supported the Russians and then the Soviets as defenders of
Ukrainian identity against the Austrians and then the Romanians,
and when the Romanians took the city in 1942 she was condemned
translation /
101
to death by hanging. She died before the hanging was to take place.
There is a museum dedicated to her in Czernowitz and the main
street, called the Herrengasse by the Austrians then by the name of
a Romanian writer by the Romanians, is today named after her in
Ukrainian Czernowitz.
Kobylianska was influenced by George Sand but especially by
Nietzsche, a writer she could read and quote in the original Ger-
man—by contrast with her new compatriots who would have had
only secondhand versions.
Kobylianska was the first Ukrainian intellectual to introduce Nietzsche to Ukrainian
readers, incorporating many of his philosophical concepts to her own philosophical
system [. . .] Nietzsche’s association of myth with aesthetic creativity, his statement
that myth is essential for the health of a culture, as well as his call on the “free
spirits” to create this new “ruling idea” by which to live spoke directly to Ko-
bylianska’s dissatisfaction with positivism, rationalism and socialism. (Ladygina
2013, 85)
While many critics disparaged her use of “German technique,”
which in this case included a combination of elements such as in-
tellectualism, mysticism, and estheticism, the writer and feminist
Lesia Ukrainka took the opposite position and praised its influence
on Kobylianska’s writing: “It led you to recognize world literature,
it transported you out into the broader world of ideas and art—this
simply leaps out at once, when one compares your writing with
that of the majority of Galicians” (de Haan 2006, 249).
One could therefore refer to Kobylianska’s impressive output
of novels and short stories in Ukrainian as translational writing—a
product of the particular mélange of cultures particular to the Bu-
kovina and Czernowitz. In turn, Kobylianska translated Ukrainian
literature into German, including the works of Pchilka, Kobryns-
ka, and Ukrainka (Franko 1998). In the case of Kobylianska as for
the many other writers of Czernowitz, the multilingual milieu did
not signify a close interrelationship with all the literary communi-
ties but meant, rather, that writing occurred in the presence of other
languages, in the consciousness of competing literary systems, and
in this case with or against the power of German.
translation /
102
Rose Ausländer
In a prose fragment written in 1971, Rose Ausländer answers the
question, “Why do I write?” with the following reply:
Perhaps because I came into the world in Czernowitz, and because the world in Czer-
nowitz came into me. That particular landscape. The particular people, fairy tales,
and myths were in the air, one inhaled them. Czernowitz, with its four languages,
was a city of muses that housed many artists, poets, and lovers of art, literature, and
philosophy. (Cited in Morris 1998, 59)
Rose Ausländer grew up and began her literary career in
Czernowitz, where she was an active member of the Jewish Ger-
man-language literary community, but left in her twenties to travel
to the US. She spent the war years back in Czernowitz in hiding
with her mother (she was one of the five thousand survivors of the
ghetto, while 55,000 were murdered) and after another almost two
decades of wandering finally settled in Dusseldorf in the 1960s. In
the US after the war, Ausländer began a period during which she
wrote poetry only in English. She later returned to the German
language and has become a well-known German-language author.
Her works are collected in seven volumes, much of which pub-
lished after her death.
The interweaving of diaspora and home, the long wanderings
of much of her life, are reflected not only in the themes of her
writing but in the consequences of the to-and-fro between English
and German. In particular, her exposure to American modernism
resulted in shifts in her formal expression, from a German-inspired
lyricism to an American-inspired modernism.
Ausländer is one of the sources most often quoted in favor
of the image of a peaceful multilingual Czernowitz before the
war. In the poem “Czernowitz Before the Second World War,”
she writes:
surrounded by beech forests. . .
. . .Four languages
in accord with each other
spoiled the air
Until the bombs fell
the city breathed
happily (Ausländer 1977, 6: 348)
translation /
103
Indeed, Ausländer continued to praise the city of her birth and
upbringing, despite the horrors she experienced during the war.
Perhaps because she was always able to keep a distance between
fatherland and motherland:
My fatherland is dead
they have buried it
in fire.
I live
in my motherland
word1 (quoted in Morris 1998, 49)
This motherland is German, the language in which she wrote
all her life, except for a period of eight years, from 1948 to 1956,
when, she says, she “found herself” writing only in English. She
was living in New York, a city where she had previously spent
several years during the 1920s, and perhaps contemplating a con-
version to an American existence. But this period turned out to be
only a hiatus in her writing life, as she later returned to Europe and
to the German language—and most of the English poems were dis-
covered only after her death. Yet these years in English introduce a
significant translational element into Ausländer’s esthetic, a more
precise materialization of the Czernowitz multilingualism, and one
that gave greater heft to the name she seems to have chosen to keep
as hers—the name which belonged to the husband of a short-lived
marriage: Ausländer or outsider. Rose Ausländer owned two suit-
cases that she carried through her lifelong wanderings, and identi-
fied fully with her Jewish identity as someone who has wandered
for hundreds of years, “from Word to Word.”
English was not German, the language of the war. Ausländer
knew Paul Celan from Czernowitz, and met him several times later
on her return trips to Europe—and she surely shared his sense of
the contamination of the German language. English was also the
language of her daily life in New York, of her workplaces there,
and of the modernist poets she read and admired. Ausländer met
Marianne Moore at a writer’s conference in New York in 1956,
and in addition to Moore Ausländer was drawn to the work of Wal-
lace Stevens and e e cummings. These sources allowed her to write
translation /
1
Mein Vaterland ist tot/sie haben es begraben/im Feuer/Ich lebe/in meinem Mutterland/Wort.
104
poetry after years of silence and a personal crisis brought on by the
death of her mother in 1947. Ausländer could return to poetry only
through the oblique angle of another language—one which had not
been part of the “old world” configuration.
In 1956 she began again to write in German, putting together
the shattered pieces of her life through a renewed belief in the
mother tongue. The poetry becomes more angular, less lyrical,
she says that the stars had taken on a new configuration, the flow-
ered words had faded. She uses fewer adjectives, shorter lines, no
rhyme or punctuation, the isolated word taking on new meaning.
The mother tongue takes the place of the mother, the poem a place
of refuge.
But, as Lesley Morris argues, Ausländer’s “return” to German
is less a one-way and definitive embrace of the authentic tongue
than a renewed practice of translation, as she brings back to Ger-
many the long experience of exile, experiencing new forms of dis-
placement within the German-speaking world (Morris 1998, 55).
The sheer number of Ausländer’s poems, which are normally
only some twelve lines long, suggests an esthetic of incompletion,
of relentless recommencing. Ausländer translated some of her
English poems into German, just as she also translated at vari-
ous times in her career the poems of others into German or En-
glish—Yiddish poems by Itzik Manger (1901–1969) into German
and German poems by Else Lasker-Schüler and Adam Mickiewicz
(1798–1855) into English. The fragmented nature of Ausländer’s
various exiles and returns points to a kind of permanent diasporic
state, a Niemandsland of exile, where being at home will always
mean being far away from home. Ausländer’s diasporic life be-
gan before the Second World War, but her poetry was irrevocably
marked by her experiences as a Jew during that period and by the
wanderings which were a result of the destruction of Jewish life in
Czernowitz.
The imaginative world of Ausländer is deeply embedded in
the originary crucible of languages in Czernowitz and marked es-
pecially by one enormous fact: the sudden reversal of meaning
attached to the German language. For this city, so tied to the myth
of the “imaginary West in the East,” German had been elevated
to the status of a religion—an affiliation so intense as to remain
strong even during the Romanianization of the interwar years.
translation /
105
Raised in the adoration of Deutschtum, Czernowitz authors were
forced to see German undergo a spectacular transvaluation of val-
ues—and therefore to revise their relationship to the language. For
Ausländer, following Paul Celan, this meant a mediated relation to
German, one which showed the “home” language to be partially
alien.
Conclusion
The meaning of Czernowitz as a city at the edge of empire is dom-
inated by the history of the significance given to German. The pre-
eminence of the German language, lasting far into the twentieth
century, was central to the writing lives of both Kobylianska and
Ausländer. The historical events which shaped their relationship to
this language were, however, of very different natures. Kobylians-
ka’s literary imagination was shaped in German, and she carried
into the Ukrainian language the sensibility she had first acquired in
that language—both the popular sentimental novels she had read
as a youth and the exalted ideas she took from Nietzsche. At the
same time, her choice to write in Ukrainian was a decision to sep-
arate herself from the German sphere and participate in the con-
struction of a new Ukrainian sensibility. This turn to nationalism
on the contested site of the border city expresses the conflictual
nature of language relations in the border city. That Kobylians-
ka, however, continued to keep a diary in German throughout her
life, testifies to the ambiguities and split allegiances of the private
sphere—where translation became a permanent condition.
Ausländer’s relationship to German was shaped by the Jewish
literary milieu of Czernowitz, by her personal experiences of di-
aspora (before and after the Second World War) and by the Holo-
caust. Ausländer is one of relatively few Jews to have lived through
the Holocaust and to have continued to use German as a literary
language after World War II. (Among the best-known exceptions
are Paul Celan, as noted, and Marcel Reich-Ranicki.) It is surely
significant that both Celan and Ausländer are from Czernowitz.
Certainly her understanding of that language and its cultural affil-
iations were tempered by the multilingual matrix of that city, and
the translational relationships out of which it evolved. Her turn
translation /
away from German, and her subsequent return, her wanderings
and her final settling in Dusseldorf, testify to a difficult relation-
106
ship to language and place—one which nevertheless allowed her
to celebrate her past in the borderlands of the empire.
Kobylianska and Ausländer would not have known one anoth-
er in Czernowitz. They belonged to different milieus and different
generations (Kobylianska was born in 1863; Ausländer in 1901),
though Ausländer would have heard of the more famous Koby-
lianska, her growing literary fame, her persecution and death in
1942. Their careers illustrate the parallel paths followed by the
literatures of the city, each enclosed within its respective liter-
ary languages and traditions. Even today, they are unlikely to be
found in the same anthologies or literary histories. Nevertheless,
both writers defined themselves with and against the German lan-
guage—along the lines of tension that animated the language life
of their common border city.
translation /
107
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109
Sherry Simon is a professor in the French Department at Concordia University. She
has published widely in the areas of literary, intercultural and translation studies, most
recently exploring the cultural history of linguistically divided cities. Among her pub-
lications are Translating Montreal. Episodes in the Life of a Divided City (2006) and
Cities in Translation: Intersections of Language and Memory (2012), both of which have
appeared in French translation. She has edited or co-edited numerous volumes, in-
cluding Translation Effects: The Shaping of Modern Canadian Culture (with K. Mezei
and L. von Flotow), (2014) and Speaking Memory. How Translation Shapes City Life
(forthcoming MQUP). She is a fellow of the Royal Society of Canada and a member
of the Académie des lettres du Québec. She was a Killam Research Fellow (2009-11)
and in 2010 received the Prix André-Laurendeau from l’Association francophone pour
le savoir (ACFAS).
translation /
110
| Unimi Open Journals |
translation | https://riviste.unimi.it/index.php/translation/article/view/15524 | [
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] | Translating Ruins
Alfred Mac Adam Barnard College-Columbia
University, USA
Abstract: This essay explores the relationship between a neo-Latin poem by
Ianus Vitalis and three vernacular sonnets, versions of the Latin original, by
Du Bellay, Spenser, and Francisco de Quevedo. The purpose of the essay is to
ponder the problems and choices that the translators had to resolve in order
to refashion Vitalis. The essay further seeks to show the strangeness of Vitalis’
poem and how his translators effetively created three original poems. This is an
exploration of translation, more concerned with that problematic art than with
the history of the European sonnet.
Writing in 1932 about the numerous English versions of Homer,
Jorge Luis Borges asserts—perhaps ironically though perhaps
not—that the relationship between translations and originals de-
fines the relationship between any text, its myriad literary sources,
and the experiences an author assimilates to produce it. Unlike so-
called originals, translations reveal rather than hide their sources:
“El modelo propuesto a su imitación es un texto visible, no un
laberinto inestimable de proyectos pretéritos o la acatada tentación
momentánea de una facilidad”1 (Borges 1965, 105).
Borges denies original composition, declaring all texts to be
translations and writing (like reading) nothing more than trans-
lating. This anti-Romantic theory of literary creation makes the
juxtaposition of originals and translations complex: we are no lon-
ger comparing the original with an imitation (the translation) but
actually comparing coequals.
Fair enough, but even though Borges deals with English trans-
lations of Homer—the paucity of Spanish translations making his
1
“The model proposed for imitation is a visible text, not an incalculable labyrinth of past projects
or the yielded-to, momentary temptation of an opportune insight.” Translation mine.
translation /
111
essay impossible to write—he does not discuss the role played by
nationality and national language in translation. Why did the En-
glish, century after century, feel the need to translate and retranslate
Homer? And what was the impact of these translations on the his-
tory of English literature? If Borges had elected to study the many
translations of Don Quixote into English, he would have reached
the same conclusions about the relationship between translation and
original; but he might also have noted that the history of the novel
in English was changed because of Cervantes.
Literary history abounds in translations or imitations that some-
how acquire the status of originals. For example, Juan Ruiz de
Alarcón’s La verdad sospechosa, from about 1634, is the basis for
Corneille’s Le Menteur (1644), which in turn spawns Carlo Goldo-
ni’s Il Bugiardo (1750) and Samuel Foote’s The Lyar (1762). Ruiz
de Alarcón engenders not just translations and imitations but an
entire theatrical tradition in four languages and four cultures, each
of which reshapes the original to national tastes. This idea, that
translators would deliberately accommodate a work to a national
language, appears in Alastair Fowler’s Times Literary Supplement
review (April 27, 2012) of a new edition of Gavin Douglas’s 1513
Scots translation of Virgil’s Aeneid. The translation crystalizes the
language into which it is translated, much in the way the King
James Bible or Luther’s translation consolidated English or Ger-
man.
Less important in terms of fixing a national language, but
equally fascinating in terms of the relationship between original
and translation are three sonnets, freestanding works of art in them-
selves, which directly or indirectly derive from the epigram De
Roma (1552) by Ianus Vitalis (1485–1560):
Qui Romam in media quaeris novus advena Roma,
Et Romae in Roma nil reperis media,
Aspice murorum moles, praeruptaque saxa,
Obrutaque horrenti vasta theatra situ:
Haec sunt Roma. Viden velut ipsa cadaver, tantae
Urbis adhuc spirent imperiosa minas.
Vicit ut haec mundum, nixa est se vincere; vicit,
A se non victum ne quid in orbe foret.
translation /
Nunc victa in Roma Roma illa invicta sepulta est,
Atque eadem victrix victaque Roma fuit.
Albula Romani restat nunc nominis index,
112
Quinetiam rapidis fertur in aequor aquis,
Disce hinc, quid possit fortuna; inmota labascunt,
Et quae perpetuo sun agitate manent. (McFarlane 1980, 24–26)2
Vitalis’ poem invites the recently arrived (novus advena) visi-
tor who has come to Rome seeking ancient Rome to learn a moral
lesson: Rome is now nothing but ruins. All that endures is, paradox-
ically, the Tiber: The river flowing like time itself remains, while
the ancient capital of the world is disjecta membra. The elegiac tone
of Vitalis’ poem, enhanced by the repeated “o” in Rome, reflects
the ancient fusion of elegy and epigram—which is to say that by
Vitalis’ time, a neo-Latin epigram was simply a short poem. It
might be of intellectual rather than emotional cast, though there is
nothing consistent or absolute about its subject. Like the sonnet,
the epigram could treat any theme, although concision is one of its
principal features: the verbal economy of Latin would be an ideal
for Renaissance vernacular poets to strive for, especially in sonnets.
That Vitalis’ poem is comprised of fourteen lines is a fascinat-
ing irony. A poem in Latin on mutability that seeks to avoid the mu-
tability of vernacular tongues uses a structure that to Renaissance
readers would immediately recall the sonnet. De Roma is an open
invitation to vernacular translation, and Malcolm C. Smith (1977)
lists over a dozen versions of the epigram. Not all are sonnets, but
those under consideration here adapt Vitalis to that compact form.
The first of the three, a translation of a translation, is Edmund
Spenser’s version of Joachim du Bellay, which appears in his ap-
propriately titled sonnet series The Ruines of Rome (1591). Spenser
obtains that alliteration by not translating the title of du Bellay’s
sonnet sequence, Les Antiquités de Rome (1558)—he changes it
utterly. Antiquités are ancient, but ruines might be recent. While the
name Rome itself implies antiquity, the sack of Rome in 1527 (and
still in living memory in the second half of the sixteenth century) by
the troops of the Holy Roman Emperor Charles V certainly created
modern ruins. But setting aside historical anecdote and focusing
2
McFarlane’s version of Vitalis’ epigram is accompanied by Thomas Heywood’s version, from
The Hierarchie of the Blessed Angells (1637). Readers wondering about possible sources for
Vitalis’ epigram might consider an idea in James Nohrnberg’s 1976 The Analogy of The Faerie
Queene. Nohrnberg suggests two passages in Isaiah (34:14 and 13:21–22): “Both of the Isaiah
passages would impress a poet on literary grounds alone; they are supreme in their kind, which
is the elegy over fallen buildings, letterature delle rovine. . .” (236).
translation /
113
exclusively on du Bellay’s words, it is clear that Spenser’s use of
ruins is a transformation, a deviation from the original for rhetorical
effect.
Spenser had been translating du Bellay since before 1569, when
he published translations of both Petrarch and du Bellay. Herbert
Grierson, in the introduction to his seminal anthology Metaphysi-
cal Lyrics and Poems of the Seventeenth Century: Donne to Butler
(1921), the inspiration for T.S. Eliot’s essay “The Metaphysical Po-
ets,” wryly observes: “Over all the Elizabethan sonnets, in greater
or less measure, hangs the suggestion of translation or imitation.”
(xviii) We may confirm his statement by looking at sonnet number
3 (in the 1678 edition):
Thou stranger, which for Rome in Rome her seekest,
And nought of Rome in Rome perceiv’st at all,
These same old walls, old arches, which thou seest,
Old palaces, is that, which Rome men call.
Behold what wreak, what ruine, and what wast,
And how that she, which with her mighty powre
Tam’d all the world, hath tam’d her self at last,
The Pray of time, which all things doth devowre.
Rome now of Rome is th’ only funerall,
And only Rome, of Rome hath victory;
Neought save Tyber, hastning to his fall
Remains of all: O worlds inconstancy!
That which is firm, doth flit and fall away,
And that is flitting, doth abide and stay. (Spenser 1679, 161)
A suitably stern sonnet charged with a chastened Renaissance
sense of fleeting time (wherever I turn my eyes I see nothing but
death and decay), the ephemeral nature of all human creation, and
of course the “mutability” so important to the eponymous “Two
Cantos of Mutability” at the end of The Fairie Queene. Rome is
absent from the “mutability cantos,” but Rome in this sonnet is a
memento mori, so it is no wonder the poem figures among many
similar poems in Spenser’s Complaints Containing Sundry Small
Poems of the Worlds Vanity (1581) “as the Printer gathered them
up” (as he says in the 1678 edition) to capitalize on the success of
The Fairie Queene.
translation /
At the same time, is Rome a suitable subject for an English
Protestant poet? Among the three poets scrutinized here only one is
114
a Protestant, whose only argument, leaving aside the desire to trans-
late du Bellay, could be that the ruins of Rome are a fitting subject
for a humanist lamentation. By the same token, the subject virtually
disappears during the Baroque, just when we might expect to see
it deployed with fervor. None of the poems in Jean Rousset’s 1968
Anthologie de la Poésie Baroque Française exploits this subject
(although it could also be said that the same holds true for Grier-
son’s anthology). So the wars of religion, the English Revolution,
the Reformation, and the Counterreformation efface Rome’s ruins
from poetry, although they turn up again during the Romantic era,
reflecting the Romantics’ antiquarian side.
The next case is Francisco de Quevedo’s 1648 collection, patri-
otically titled Parnasso Español, monte en dos cumbres dividido,
con las nueve musas castellanas, donde se contienen Poesías de
don Francisco de Quevedo Villegas (literally, Spanish Parnassus,
mountain divided into two peaks, with the nine Castilian muses,
which contains poems by don Francisco de Quevedo Villegas). No
ruins or antiquities for Quevedo, just rockribbed Castilian poetry in-
spired by Castilian muses—who, it seems, could inspire translation
as well as original creation. We smile, but Quevedo’s patriotism
reminds us that each of these sonnets brings the subject of Roman
ruins into a national literary tradition by transmuting it into a na-
tional literary form.
The title usually attached to the first poem in this collection is
“A Roma sepultada en sus Ruinas” (To Rome Buried in her Ruins):
Buscas en Roma a Roma, ¡oh peregrino!,
Y en Roma misma a Roma no la hallas:
Cadáver son las que ostentó murallas,
Y Tumba de sí propio el Aventino.
Yace donde Reinaba el Palatino,
Y limadas del tiempo las medallas,
Más se muestran destrozo a las batallas
De las edades que blasón latino.
Sólo el Tibre quedó, cuya corriente,
Si Ciudad la regó, ya sepultura
La llora con funesto son doliente.
¡Oh Roma, en tu grandeza, en tu hermosura
Huyó lo que era firme, y solamente
Lo fugitivo permanece y dura! (de Quevedo 1968, 260–261)
translation /
115
The utterly Baroque de Quevedo is much more specific in his
Roman references, and to the Tiber mentioned by du Bellay and
Spenser he adds the Aventine and the Palatine, two of Rome’s
seven hills, symbols of an antiquity that precedes republican or
imperial Rome, here turned, respectively, into a grave and a corpse.
Joachim du Bellay, in his 1558 collection Les Antiquités de
Rome, is the progenitor of Spenser’s sonnet and the likely source
(along with Vitalis) of Quevedo’s. Du Bellay’s title curiously
echoes the title of Andrea Palladio’s 1554 book Le Antichità di
Roma, though the similarity could hardly be more ironic: Where
du Bellay is concerned with the ravages of time, Palladio stresses
the enduring grandeur of Roman architecture. His text contradicts
the lesson of the three poems and defines the difference between
a humanist literary tradition that more often than not found itself
weeping over the loss of the classical past—whatever that meant
for them—and an architectural present with Palladio endeavoring to
use the Roman past (its architecture specifically) as a steppingstone
to the future.
This sense of the past as a foundation could not be more differ-
ent from the view of du Bellay:
Nouveau venu, qui cherches Rome en Rome
Et rien de Rome en Rome n’aperçois,
Ces vieux palais, ces vieux arcs que tu vois,
Et ces vieux murs, c’est ce que Rome on nomme.
Voy quel orgueil, quelle ruine: & comme
Celle qui mist le monde sous ses loix,
Pour donter tout, se donta quelquefois,
Et devint proie au temps, que tout consomme.
Rome de Rome est le seul monument,
Et Rome Rome a vaincu seulement.
Le Tybre seul, qui vers la mer s’enfuit,
Reste de Rome. O mondaine inconstance!
Ce qui est ferme, est par le temps détruit,
Et ce qui fuit, au temps fait résistance. (du Bellay 1970, 5–6)
All three sonnets are simultaneously the same and different,
translations and originals, and it is here we begin to see the differ-
ence between translation and adaptation, though maintaining that
translation /
distinction is by no means easy. Du Bellay recommends imitation
in his 1549 Défense et Illustration de la Langue Françoyse (as
116
does Sir Philip Sidney in his 1595 Apology), and it may be that we
should understand Spenser more in the mode of imitation rather
than literal translation.
Spenser made his mark on English prosody with the Spenserian
sonnet (ABAB BCBC CDCD EE), but in rendering du Bellay he
falls back on a standard English model: ABAB CDCD EFEF GG.
Du Bellay’s rhyme scheme reflects the sonnet of the French, Span-
ish, and Italian worlds: ABBA ABBA CCD EDE, with two tercets
used variously to summarize or expand the thoughts expressed in
the quatrains. The lapidary couplet of the English sonnet makes it
radically different from the continental sonnet whose often-inter-
laced tercets are an invitation to enhanced complexity rather than
concision. So du Bellay, by using enjambment to link his tercets
and recapitulate the rest of the poem, also, simultaneously, imi-
tates the course of the Tiber as it winds through Rome. Spenser on
the other hand must reach a moral conclusion, which he musically
reinforces with alliteration: “That which is firm, doth flit and fall
away, / And that is flitting, doth abide and stay.”
“Flit” applied to stone buildings seems an unlikely metaphor,
and “flitting” applied to a river seems odd. This is so even though
the OED includes shifting position or passing away among the
verb’s early meanings because flit implies flight and speed, which
the time involved in the erosion of stone excludes.
Du Bellay’s compressed ten rather than fourteen-syllable verses
“Ce qui est ferme, est par le temps détruit, / Et ce qui fuit, au temps
fait résistance” make a more sparing use of alliteration, just enough
to create an ironic juxtaposition of “ferme” with the verb “fuit,”
reinforced by the repetition of “temps” to mark the difference be-
tween that which is destroyed by time and that which, though liq-
uid, resists the corrosion of time. But alliteration and internal rhyme
provide the musical lamentation in both du Bellay and Spenser:
as in Vitalis’ epigram, the “o” in Rome is repeated so often and
echoed in so many other “o”s that the entire poem sounds like a
dirge. (This musicality raises another conundrum: we know how
French, English, and Spanish sound, but for most of us Latin is a
visual language and when spoken pronounced with the speaker’s
own national accent: how would Vitalis’ hexameters “sound” to a
Frenchman?)
Du Bellay’s poem resorts to French commonplaces—for ex-
translation /
117
ample the lamentation “O mondaine inconstance!” (not in Vitalis),
which Spenser translates into English commonplaces “O worlds
inconstancy!” Du Bellay’s disillusioned senior lectures the “nou-
veau venu,” the novice who has come to Rome seeking the Rome
of antiquity and finds only ruins, as if the traveler were ignorant of
Roman history since the fifth century and as if no building had been
erected or destroyed since then. Spenser uses “stranger” to obtain
the same effect—the stranger or foreigner versus the experienced or
native inhabitant—but to modern ears the word suggests a person
unknown to the speaker rather than to the city.
The problem of how to translate “nouveau venu” goes back to
De Roma. Here, as in Mikolaj Sep-Szarzynski’s epigram (in Delitia
italorum poetarum 1608), the novice is referred to as the “novus
advena.” When the dramatist Thomas Heywood (in his 1637 The
Hierarchie of the Blessed Angells) translates Vitalis’ poem, he
coins the awkward “New Stranger” to translate “novus advena.”
Heywood needs twenty-eight couplets to translate Vitalis’ fourteen
Latin verses.
Lost in Spenser’s translation is du Bellay’s manipulation of the
concept so important to the Hispanic baroque: “desengaño,” the
loss of illusion that comes with moral experience, when the scales
fall from our eyes and we see the fallen world for what it is. This
sense is fundamental to the sonnet because of the innocence–expe-
rience relationship between the newcomer and the speaker.
Quevedo, perhaps reflecting a Counterreformation sensibility,
transforms du Bellay’s “nouveau venu,” Spenser’s “stranger,” and
Vitalis’ “novus advena” into a “peregrino.” The word had various
meanings in seventeenth-century Spanish: as an adjective, it sug-
gests the bizarre or exquisite; as a noun, it may mean a traveler
abroad or a pilgrim traveling to a shrine. Quevedo’s choice of the
term creates an ambiguity: Catholic pilgrims would visit Rome, the
heart of the Church, but they would certainly not be looking for an-
cient Rome, and in fact the ruin of the ancient city would constitute
a triumph, malgré Saint Augustine, of Christianity over paganism.
So “peregrino” here cannot be a pilgrim and is, once again, a senti-
mental humanist who for some reason thinks contemporary Rome
ought to look like ancient Rome.
translation /
The second verse becomes more precise in Quevedo.
Du Bellay says, “Et rien de Rome en Rome n’aperçois” and
118
Spenser follows: “And nought of Rome in Rome perceiv’st at all.”
Spenser’s “at all” is simply an emphatic line-filler, as is du Bellay’s
use of “n’aperçois” rather than a simple “see.” Quevedo’s visitor
comes looking for Rome in Rome and doesn’t find it—“Y en Roma
misma a Roma no la hallas”—rather than du Bellay or Spenser’s
stranger who can’t perceive it.
In the third and fourth verses of the first quatrain, Quevedo
Latinizes his word order in a daring use of hyperbaton: “Cadáver
son las que ostentó murallas, / Y Tumba de sí propio el Aventino.
The surprise of a singular noun followed by a plural verb obliges
us to see the verse rather than hear it: “cadáver” starts the poetic
clause and “murallas” ends it, but what Quevedo wants us to see is
the equivalence: the walls are a corpse. The effect would, of course,
be lost if the phrase were regularized: Las murallas que ostentó son
cadáver (the walls it boasted are a corpse). The next verse follows
suit, with “tumba” and “Aventino” thrown into opposition.
The second quatrain, much more restrained syntactically,
simply amplifies the first. The Palatine lies supine where it once
ruled, the medallions, carved in relief but now worn away by time,
look more like the wreckage of the battles of the ages than Latin
glory. The poem loses energy but recovers it in the intertwined
tercets.
Quevedo innovates daringly by abruptly changing tenses.
Where the quatrains are all in the present tense, the first tercet in-
troduces a past preterit, which, curiously, makes little sense here:
“Sólo el Tibre quedó” (only the Tiber remained), which, if it once
bathed (regó) the city, now weeps for it as a grave. Again, Quevedo
uses his first-and-last words to achieve drama: city is played off
against grave. And the Tiber (none of the translations uses Vitalis’
alternative Albula for the Tiber), now back in the present tense,
weeps with a “funereal, dolorous sound”.
Quevedo uses the final tercet much in the way Spenser would
use his final couplet. He resorts to apostrophe, addressing Rome
(and turning away from the “peregrino” in the first verse) to point
out that what was solid has fled and only that which is fugitive re-
mains and endures. The phrase “en tu grandeza, en tu hermosura”
(in your grandeur, in your beauty) is amplification, a delaying tactic
that helps us savor the antithesis of a hardness (stone) that disap-
pears, while what remains is flowing water. Naturally, the final verb
translation /
119
“dura” (endures) echoes the adjective “duro” (hard) so, in enduring,
the water acquires a lexical hardness.
Compared with the first-person sonnet “Salmo 17,” (“Miré los
muros de la Patria mía”), which approaches the tension of “meta-
physical” poets like Donne in its amalgamation of ideas and feel-
ings, Quevedo’s version of du Bellay’s sonnet seems fraught with
syntactical flourishes that weaken rather than strengthen the poem.
And “Salmo 17” is as much an imitation or translation as his re-
working of du Bellay since it derives directly from Seneca’s Epistle
XII to Lucilius. Quevedo’s concluding address to Rome, the most
striking innovation within the framework of the two “translations”
of du Bellay (and Vitalis) distracts the reader much in the way a
bad detective writer’s introduction of a new character late in the
plot is a nasty trick.
The subject of the three poems, the moral lesson to be learned
from a consideration of Rome’s ruins, simply lost relevance in the
seventeenth century—Quevedo himself does not seem to have re-
visited the city in any of his sonnets, and it is conspicuously absent
from the sonnets of his rival Luis de Góngora. The Renaissance,
humanist tradition of lamenting the lost past was lost, especially
because of the prime importance of Rome as capital of the Catholic
Counterreformation.
The three sonnets here provide a rare opportunity to see three
great poets working at translation. Du Bellay fits Vitalis into a well-
wrought sonnet with compressed ten-syllable verses that Spenser,
overcoming the vast difference between two sonnet traditions,
transforms into a perfect English sonnet, while Quevedo seeks to
infuse it with the glitter of the Spanish Baroque. Quevedo, perhaps,
is the most successful because of his greater specificity and his bold
use of antithesis. And yet we sense, as we do not in Quevedo’s
reworking of Seneca into a Spanish sonnet with hendecasyllabic
verses, the working-through of an exercise, that du Bellay is refit-
ting a shopworn Renaissance conceit, that Spenser is trying, suc-
cessfully, to transform a continental sonnet into an English sonnet
while retaining the sense of the original. Quevedo seems to have
attempted to improve on his sources, and may well have done so,
even though he is recasting material long out of fashion.
translation /
Du Bellay, Spenser, and Quevedo, all working with Vitalis’ ep-
igram as a distant source, produce new poems appropriate for their
120
language and culture, but none replicates De Roma in a vernacular
language. Borges’s conclusion about the many translations of Ho-
mer into English rings true here as well: “The concept of the de-
finitive text belongs only to religion or fatigue.” Translation means
commitment to time and place and like the Tiber flows infinitely.
translation /
121
References
Borges, Jorge Luis. (1932) 1965. “Las versiones homéricas.” In Discusión. Buenos
Aires: Emecé Editores.
de Quevedo, Francisco. 1968. Obras Completas I, Poesía Original. Edited by José
Manuel Blecua. Barcelona: Editorial Planeta.
du Bellay, Joachim. (1558) 1970. Œuvres poétiques II. Les Antiquitez de Rome. Edited
by Henri Chamard and Henri Weber. Paris: Librairie Nizet.
Grierson, Herbert, ed. 1921. Metaphysical Lyrics and Poems of the Seventeenth Cen-
tury. Oxford: Clarendon Press.
McFarlane, I. D. 1980. Renaissance Latin Poetry. Manchester: Manchester University
Press.
Nohrnberg, James. 1976. The Analogy of The Faerie Queene. Princeton: Princeton
University Press.
Rousset, Jean. 1968. Anthologie de la Poésie Baroque Française. Paris: Librairie
Armand Colin.
Smith, Malcolm C. 1977. “Looking for Rome in Rome: Janus Vitalis and his Disci-
ples.” In Revue de littérature comparée. Octobre-Decembre, 51 (4): 510-527.
Spenser, Edmond. 1679. The Works of that Famous English Poet, Mr. Edmond
Spenser. London: Printed by Henry Hills for Jonathan Edwin at the Three Roses
in Ludgate Street.
Alfred Mac Adam, professor of Latin American literature at Barnard College-Colum-
bia University, has translated works by, among others, Carlos Fuentes, Alejandro
Jodorowsky, Julio Cortázar, Jorge Volpi, Mario Vargas Llosa, and Fernando Pessoa. His
most recent critical essay, on Fernando Pessoa, appears in the Cambridge Guide to
Autobiography.
translation /
122
| Unimi Open Journals |
translation | https://riviste.unimi.it/index.php/translation/article/view/15525 | [
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] | Interview: translation speaks to Lydia Liu
translation assistant editor Carolyn Shread met with Lydia Liu in New York City
on the occasion of the annual Nida Research Symposium on September 25, 2015.
The theme of the symposium was “Untranslatability and Cultural Complexity”
and Dr. Liu gave a fascinating and timely talk on “Translation Theory in the Age
of Digital Media” with a response by Mary Louise Pratt. The other speakers at
the symposium were Michael Wood and Philip Lewis. After the day of talks, Dr.
Liu found time to sit down to answer the questions below, some of which were
prompted by her article on “The Eventfulness of Translation: Temporality, Difference
and Competing Universals” that appeared in Issue 4 of translation. It was an honor
and pleasure to continue the conversation in this way, weaving together thoughts
from the panels and Liu’s innovative approach to translation. It was particularly
encouraging to hear about how, having distanced herself from translation after a
perceived lack of receptiveness to her initial ideas, notably the proposal of a guest/
host paradigm as an alternative or supplement to the source/target dichotomy,
when she published Tokens of Exchange: The Problem of Translation in Global
Circulation (1999), Liu has since returned to the field. As someone positioned within
the U.S. academy with an Asian perspective and understanding of the history of
translation, Liu’s contributions are especially valuable for offering cross-cultural
perspectives on translation which, ironically, can be so very culturally constrained.
In her research, Liu is perhaps most compelling in her dissections of the ways in
which translation has the power to decenter canons and question imperialism and
its effects. Her analyses draw on historical context and material culture to produce
new and exciting insights, for instance in her comments here on the history of
scripts and their relation to translation practices and effects. This interview acts as a
hyphen between Liu’s proposals published in the Politics issue and her forthcoming
article that will appear in Issue 7.
CS: In addition to your position as Professor in the Humanities in the Department of
East Asian Languages and Cultures and Director of the Institute for Comparative
Literature and Society at Columbia University, USA, you are also founding direc-
tor of the Tsinghua–Columbia Center for Translingual and Transcultural Studies
at Tsinghua University in Beijing, China. I’m intrigued by the title of this center:
do “translingual” and “transcultural” exhaust the concept of translation for you?
Do they overlap with translation? By discussing these two terms, I’m hoping we
might have an insight into how you conceive of translation.
LL: The center’s name indicates a certain direction of my work
that dates from twenty years ago when I published Translin-
gual Practice, which thinks about a national literature though
its multilingual, multicultural connections. It was not just an
attempt to critique nationalism: I tried to demonstrate that if
you were to take out all the so-called “foreign” elements from
modern Chinese, you would not be able to speak. That is the
translation /
123
magnitude of what I was trying to point out—not only at the
level of vocabulary, at the level of syntax, but also at the level
of genre, intellectual discourse, political theory. . .
CS: And at the level of the script?
LL: And at the level of the script, too, because in the twentieth
century there were a number of major campaigns to eliminate
Chinese characters and replace them with Roman scripts. The
“Latinization” or “Romanization” movements were happening
all around the world, including in neighboring Korea and Ja-
pan. In colonial Vietnam they succeeded because the French
crafted their Romanization system so as to get rid of the Chi-
nese characters used to write Vietnamese. That move was rep-
licated in China. There was a point in the twentieth century, in
the 1920s and 1930s, when all progressive intellectuals were in
favor of Romanization. This would have led to the elimination
of Chinese characters, cutting the writing system off from its
own history, scholarship, and literature in the same way that
Turkish nationalist language reform succeeded in eliminating
Arabic script, replacing it with the Roman script. The failure of
the Romanization movement in China preserved Chinese liter-
ature and its history of writing, but this doesn’t mean that there
was no room to incorporate foreign words and neologisms—
often via Japanese—into the Chinese script.
CS: Often these types of movements emerge because there is a technological shift.
Was this linked to a particular moment in history where a certain technology
was driving this change?
LL: Yes, absolutely. First it was the telegraph, which implied the
need to do something about the Chinese script because there
is too much information to send, and the telegraphic code re-
quired simplification. But more importantly it was the intro-
duction of the typewriter that put a lot of pressure on all East
Asian societies to reform their scripts. It is interesting that the
misrecognition of the typewriter and its limitation led to polit-
translation /
ical campaigns that targeted the native script in China, Japan,
and many other places as a backward writing system. Progress
124
meant forward looking, efficiency, rapid literacy and educa-
tion, so the national elite believed that their language or their
writing systems were backward and must be replaced. They
overlooked the limitation of the typewriter and focused on the
perceived constraints of the writing system. In hindsight, it
was the technology of the typewriter that was backward since
it was incapable of processing nonlinear characters. They went
so far as to design a number of models for Japanese and Chi-
nese, but these were clumsy. In the 1970s, the Japanese mo-
nopolized the manufacture of the fax machine, which could
reproduce both graphs and letters. The fax machine made them
realize for the first time that it was not the writing system—it
was the backwardness of the machine itself that was to blame!
The typewriter was too simple to reproduce something that the
fax machine could easily capture, and now, of course, the com-
puter can do even better. Today, nobody would even bring up
Romanization issues in China or elsewhere because the com-
puter is so advanced in terms of its input methods and its abili-
ty to process large quantities of information, whether visual or
alphabetical.
CS: My second question is about how you have recently been framing translation
as a political problem in your work, notably in your article in the Politics and
Translation issue (Issue 4) of this journal. Could you talk about the way politics
contributes to the way you think about translation?
LL: I have always been unhappy with the way translation studies
have been conceptualized. From the mid-1990s I distanced my-
self from translation studies because I thought it was too con-
straining—for instance, the source/target language distinction
which I tried to refashion as a distinction between host language
and guest language in Translingual Practice—but nobody
seemed to pay attention. Then, when I did my research on the
Opium Wars, especially treaties and international law, and saw
how central translation was to imperial politics, it became clear
to me that translation could provide an illuminating angle for un-
derstanding international politics. For instance, one of the chap-
ters in The Clash of Empires looks at how the British included an
article in the 1858 Sino-British treaty at the Second Opium War,
translation /
125
Article 51, which outlaws a Chinese character. It’s pronounced
yi—at that time written as i, Romanizing it—and it is the Chi-
nese character that the British translated as “barbarian,” arguing
that the Chinese called the English barbarians on the evidence of
that character. After establishing the translation or the semantic
equivalence which I dispute in my book, they relied on the un-
equal treaty to forbid the Chinese to use the character. Of course,
they did not outlaw the other side of the equivalence, the English
word “barbarian” that they continued to apply to the Chinese. A
fascinating story, isn’t it? Amitav Ghosh’s recent novel Flood
of Fire draws on the research from my book and retells this sto-
ry of translation from the Opium War. I sometimes wonder if
there are any similar legal prohibitions against other people’s
words elsewhere in international relations, other attempts to kill
a native word through translation. The Chinese word (yi) was
killed after the Opium War and hasn’t been used for more than
a hundred years.
In The Clash of Empires I also look at how a text in interna-
tional law was translated into Chinese for the first time and
fundamentally prepared the ground for modern political theory
in China. Many familiar modern Chinese concepts—including
“sovereignty” and “human rights”—were first coined in the
1864 translation called Wanguo gongfa from the Elements of
International Law by American legal scholar Henry Wheaton.
This was the first international law book introduced to China or
East Asia. The Japanese relied on this Chinese translation to gain
an understanding of the modern world and used it to refute the
West’s extraterritorial demands on Japan, as well as justify their
own annexation of Korea and Taiwan. I took that translation as
a triple event: a textual event, a diplomatic event, and an episte-
mological event, anticipating the global importance of sovereign
rights and human rights in the twentieth century. In short, the
event of that translation did not just “happen” in 1864 and it has
traversed a temporality that spans our own times.
CS: I’d like to ask about another element in the title of your article in translation: the
phrase “competing universals.” Since today at the Nida Symposium the theme
translation /
was “Untranslatability and Cultural Complexity,” how would you articulate com-
peting universals and untranslatability?
126
LL: It’s only when you begin to worry about the whereabouts of
meaning that untranslatability becomes a central concern. The
idea of “competing universals” emerged out of the research
I did in the archives of the UN to reopen the moment when
the Universal Declaration of Human Rights was being drafted.
That document was initially conceptualized as the “Interna-
tional Declaration of Human Rights.” In the process of drafting
it, the UN Commission on Human Rights decided to change
the word “international” to “universal” in the title to empha-
size the moral and philosophical importance of the Declara-
tion. One question that I like to put to my students and others is
this: do you think the Universal Declaration of Human Rights
is a Western document? Without thinking twice, most people
answer yes. This reaction says something about where the uni-
versal lies in most people’s minds. My answer is that, on the
contrary, the Universal Declaration of Human Rights is NOT
a Western document. This conclusion is based on my research
on the minutes, summary reports, and a lot of other UN archival
material as well as the secondary studies of the drafting of the
UN document. For instance, Article 1 includes the term “con-
science” and it is English, but if you look at the discussions
that went on behind the scenes, there was a Confucian concept
proposed by the Vice-Chair of the UN Drafting Committee, P.
C. Chang, who worked closely to craft the document with El-
eanor Roosevelt, the Chair, along with a number of other dele-
gates from Asia, Africa, and Latin America. Chang was the one
who proposed that human attributes should not just be defined
as reason, but must also include ren, a written character from
Confucian philosophy that consists of a human radical plus
number two, which Chang rendered as “Two-man minded-
ness” whereas I would translate the character as “the plural hu-
man.” Chang tried to explain the word in a way that would help
the committee members reground the idea of human rights in
the plurality or sociality of human beings, rather than in indi-
viduality. There is a fundamental difference between the two.
I see Chang’s move as proposing a competing universal. Some
people might object that Chang’s stance was merely nationalis-
tic, but this is not the case because the Confucian classics were
translation /
127
the shared legacy of many societies across East Asia, including
the Japanese and Koreans and Vietnamese who all contributed
to the study of Confucianism in the past. Confucianism was
one of the civilizational resources that P. C. Chang tried to mo-
bilize. He made many other contributions—for instance, his
refusal to let a Christian understanding of natural rights be the
dominant, determining factor in the definition of rights. Theo-
logical terms were debated and some terms were taken out.
Conscience—an inadequate translation of the Chinese, ren—
was eventually added. This drafting process staged a play of
competing universals among the delegates from many coun-
tries around the world. Let’s not let this document be taken as
simply a European-inspired, or American-inspired, document.
My argument in the essay is that if you look at the actual day-
to-day debates at the UN on concepts—very important con-
cepts that we tend to associate with the Western tradition of
human rights today—you would be surprised to find multiple
contributions, not only from a Confucian humanist like P. C.
Chang, but also from feminist activists, Latin American legal
traditions, and Islamic traditions. I conclude that the Declara-
tion of Human Rights is not a Western document but a docu-
ment that registers competing universals.
CS: I have another question about the notion of “eventfulness.” I’d like to quote one
of your phrases from a footnote in your article, in which you suggest that rather
than “an endless rehashing or deconstruction of the biblical story” of the Tower
of Babel, it might be more productive to think about translation in terms of an
event. I wonder if you could talk about this, perhaps relating it to the way that
you have discussed the history of translation in specific contexts, such as the
Afro-Asian Writers Conferences?
LL: Eventfulness helps me in my attempt to work out the tempo-
rality and spatiality of the act of translation. Translation is not
just reduced to one instance of textual transfer, based on a com-
munication model—which I reject—or a theological model,
concerned with the fulfillment of meaning, since hermeneutics
is still part of that tradition. How can we radically reconceptu-
translation /
alize the problem of translation in terms of its situatedness in
time—whether we call it history or not—and place, where it
128
happens? Eventfulness might help us grapple with this prob-
lem if we were not to think of translation as merely a textual
event going after meanings across languages. If we were to
think of it, for instance, in terms of the Afro-Asian Writers’
Conferences and the multiple translation projects they carried
out, through journals, correspondence, conferences, collabora-
tions across many divides, then translation is something else
as well—it may inhabit multiple temporalities. I want to free
us from thinking of it merely as one time, one place, with its
significance limited to whether one gets the meaning or not. To
open it instead to the multiplicity of texts, open it to interpreta-
tions, open it to other temporalities. Some people argue that the
Universal Declaration of Human Rights was simply crafted by
an international elite, and that it didn’t really mean much at that
time, in the Cold War. But you never know its mode of exis-
tence. Human rights can be appropriated in any given instance
and can generate surprising modes of survival. For instance, in
the 1930s human rights discourse was mobilized in China to
fight fascism when the nationalist government was rounding
up Communists and leftwing intellectuals and putting them in
jail, but in the Cold War it was mobilized to fight Communist,
totalitarian regimes. So it never had a stable meaning. While
the Declaration of Human Rights gave us a blueprint, the in-
terpretation itself varies from place to place, time to time, and
so I grant the concept itself a certain mobility, an openness to
other languages and other intellectual traditions. Eventfulness
allows these temporalities to give any particular text a new
mode of life in a new language. That’s how I wanted to take
translation in the direction of eventfulness and then to identify
its political mode of being.
The kind of translation work that took place among those who
participated in the post-Bandung Afro-Asian Writers Confer-
ences is a good example of this. There was a tremendous ef-
fort to collaborate across nations and they produced so much—I
think in my article I mentioned one instance of the translation
of some of the writers from Africa, such as the Nigerian writ-
er, Chinua Achebe, who was known in the 1960s and 1970s as
an Afro-Asian writer—he was not primarily thought of as an
Anglophone writer, as we call him now in Anglo-American ac-
translation /
129
ademia. I have become wary of the imperial reappropriation of
Afro-Asian writers as Anglophone writers, as Francophone writ-
ers. . . What does this mean? They disavow that earlier history,
the Afro-Asian writers’ solidarity and their mutual translations
and wipe it out by incorporating them into English departments,
or Francophone departments, across American and European
universities. Today the teaching of Afro-Asian writers is redis-
tributed among these departments, but in the recent past the writ-
ers belonged together in a mode of political solidarity.
CS: Today in your lecture you touched on la petite lettre. Since I understand that you
are working on psychoanalysis, translation, and media studies, I was hoping for
a few comments on these new directions in your thought.
LL: The Freudian Robot didn’t really focus on translation, al-
though translation was part of it. For instance, the translation
of Lacan into American academia is a fascinating story that I
dug out when I was writing the book. What puzzled me was
that Lacan’s reading of Poe’s “Purloined Letter” has been in-
terpreted by American translators and American literary critics
and theorists as something entirely different from what Lacan
was actually doing. I traced that to the Yale French Studies
(No. 48, French Freud: Structural Studies in Psychoanalysis
[1972], 39–72) translation of Lacan: they eliminated a third of
Lacan’s original essay, which dealt with cybernetics and infor-
mation theory, and thereby created something called French
theory. The United States has been fabricating French theo-
ry for some time—even today with the translation of Barbara
Cassin’s Dictionary of Untranslatables! I looked at the Cold
War situation during which disciplines did not speak to each
other in the United States, but Lacan himself read across the
disciplines. He was reading Freud along with cybernetics—so
how did we miss this? Using Lacan as an example—but he
was not the only one—I point out that there is an economy of
translation: French theory has been manufactured by American
academia through translation.
translation /
CS: In 2013 you published The Nesbitt Code in Chinese, which has not yet been
translated. Would you consider translating it?
130
LL: Last month when I was in Beijing, a friend of mine asked me
the same question: whether I would consider rendering it into
English. I feel ambivalent about this. The main reason is that
I wrote this book as part of a collective effort among Chinese
writers to rethink the political history of the twentieth centu-
ry. I was involved in a three-year-long Indian–Chinese writ-
ers’ conversation and I consider myself as a writer in Chinese.
The Nesbitt Code—a kind of pseudodetective novel—emerged
out of that conversation because I was very interested in the
way that Chinese and India poets and novelists remembered
their histories. I wrote the book to reflect on the history of the
twentieth century, starting with the Russian Revolution and the
writers who went into exile, connecting the life stories of these
people to reflect on the legacy of the Chinese Revolution. I’m
not sure that people in the West are very interested in the psy-
chic aspect of the Russian Revolution and the Chinese Revo-
lution, whereas in China this resonates because it’s their lived
history. Since the Revolution ended in failure, there’s a great
deal of melancholy and soul searching in China, a lot of pain
associated with that history and many personal tragedies. But
a question persists: why did so many intellectuals and scien-
tists—Chinese, British, Russian, and others—rally around the
idea of the Revolution? It’s something one cannot brush aside.
I wrote this book to confront that question. What has deterred
me from translating it into English is that the readership of
English language publications is only interested in testimonial
literature against the Communist regime. That’s why I hesitate.
This melancholy story about the fundamental homelessness of
modern intellectuals and the tragedy of the Revolution is not
something that would resonate with publishers in the West.
Look at how they talk about China! They talk about the hor-
rors of the Cultural Revolution in the same breath as they talk
about the Holocaust and are only excited by the evils of Com-
munism. What do they know? Next to nothing! But I’m not
at all interested in telling them what transpired in the Cultural
Revolution. For the most part, the reading public in the United
States and Europe only seek repeated confirmation of the supe-
riority of their political system, the superiority of their culture,
and superiority in general. They are not interested in learning
translation /
131
about the difficult existential decisions that faced intellectuals
in other parts of the world from the First to the Second World
War and all the way to the Cultural Revolution. So you see
where my difficulty lies.
CS: Maybe it’s not for them. But what about in India? Have you thought of this,
since the book came out of these exchanges? In that context do you think there
would be an interest?
LL: Maybe, there will be an interest when another worldwide rev-
olution looms on the horizon or a new generation of the intel-
ligentsia is born. Translating the book into English for my In-
dian friends who actually asked for it would make good sense.
That would be a compelling argument. Maybe I should have it
translated into English, not for North American and European
or British readers but for other English language readers. I’ll
give it some thought.
References
Liu, Lydia H. 1995. Translingual Practice: Literature, National Culture, and Trans-
lated Modernity. China 1900-1936. Stanford: Stanford University Press.
––––. 2004. The Clash of Empires: The Invention of China in Modern World Making.
Cambridge, MA: Harvard University Press.
––––. 2010. The Freudian Robot: Digital Media and the Future of the Unconscious.
Chicago: University of Chicago Press.
––––. 2013. The Nesbitt Code (六個字母的解法 non-fiction, in Chinese) Hong
Kong: Oxford University Press.
Lydia H. Liu is a theorist of media and translation living in New York. She is Wun
Tsun Tam Professor in the Humanities at Columbia University and has published on
literary theory, translation, digital media, Chinese feminism, and empire in English and
Chinese. Her English works include The Freudian Robot: Digital Media and the Future
of the Un- conscious (2010), The Clash of Empires: The Invention of China in Modern
World Making (2004) and, more recently, a coedited translation with Rebecca Karl
and Dorothy Ko called The Birth of Chinese Feminism: Essential Texts in Transnational
translation /
Theory (2013).
132
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] | Translation does not concern a comparison
between two languages but the interpretation
of two texts in two different languages.
Umberto Eco (2001)
Ever since we started publishing this journal I have wanted to
dedicate a special issue to memory. Memory and translation are
so obviously connected, yet so little studied. Memory—as the
retrieval, reconstruction, inscription, and leaving of traces and
their effects—plays a central role in any translation process, and
translation, in its inherently transformative character, is intrinsic
to every memory and memorializing act.
Loss, furthering, circulation, redefinition, distancing,
transmigration, rewriting are all possible aspects and effects of
translation that could not take place if not for some sort of
memorialization.
*
Since the initial planning of this special issue, my
editors of choice were also clear to me. I am so grateful to the
two fine scholars—and dear friends—Bella Brodzki and
Cristina Demaria for having accepted to serve as guest editors
for this issue. Their backgrounds and research make them a
perfect duo for the present issue.
Bella Brodzki’s brilliant Can These Bones Live?
Translation, Survival, and Cultural Memory (2007) is perhaps
the most important publication bringing together translation and
memory, demonstrating how “excavating or unearthing burial
sites or ruins in order to reconstruct traces of the physical and
textual past in a new context is also a mode of translation, just
as resurrecting a memory or interpreting a dream are acts of
translation.” I found reading this book truly illuminating.
Bringing Bella together with Cristina, who for years has
studied memory from the somewhat different angle of the
semiotics of culture, was a fortunate choice. Cristina’s research
is in the most various expressions and testimonies of memory—
from reconciliation processes in South Africa and Chile to
documentaries of events and experiences of trauma. “Studying
memory [as a cultural phenomenon] means considering not only
the material conditions, means, or devices through which it is
inscribed and transmitted, but also the models, forms, and
practices that define those genres that orient, and also retranslate
or reenunciate, narrations of the past” (2012, 10; my
translation).
*
I would like to thank Bella and Cristina for their
wonderful work in putting this issue together. I also want to
thank the authors for their contributions, each of which provides
new and diversified insights into how translation works through
memory. I am also very grateful for their patience during the
many publication delays.
Regrettably, it took much longer than expected and
originally programmed to publish this special issue. On behalf
of the board, I want to apologize to our guest editors, authors,
and readers for the unconscionable delay in delivering our
journal. Over the past few years, we moved from one publisher
to another but now, after a lengthy hiatus, we have finally found
a new home with Eurilink University Press in Rome.
*
Reading this issue’s essays has enriched my under-
standing of the relations between translation and memory. I
have learned new things, and I have been surprised and pleased.
I hope you will join me in appreciating this special issue.
*
This issue is dedicated to the memory of Umberto Eco,
who passed away more than a year ago while we were busy
preparing this issue. Translation was one of the themes to which
he devoted much interest and writing in his last few years, and
his contributions on translation as negotiation, based on his
experience both as a translator and as a widely translated author,
will continue to accompany us. I am most grateful for the
opportunity he gave me to discover and investigate translation
through the lens of semiotics, and Cristina Demaria and I, who
both completed our doctorates under his supervision, share fond
memories of the lively discussions on translation and its limits
during our university seminars.
S. N.
References
Brodzki, Bella. 2007. Can These Bones Live? Translation, Survival, and
Cultural Memory. Stanford: Stanford University Press.
Demaria, Cristina. 2012. Il trauma, l’archivio e il testimone. La semiotica, il
documentario e la rappresentazione del “reale”. (Trauma, archive, and
witness. Semiotics, documentaries, and the representation of the “real”).
Bologna: Bononia University Press.
Eco, Umberto. 2001. Experiences in Translation. Translated by Alastair
McEwen. Toronto: University of Toronto Press.
Eco, Umberto. 2003. Mouse or Rat? Translation as Negotiation. Translator/s
not specified. London: Weidenfeld & Nicholson.
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] | 0. A preface on the translational internationalization of the
humanities
This special volume is the result of a very long, exciting, yet
rather difficult struggle, involving translations and self-
translations. Who writes here is the “effect” of two people’s
endeavors; two people who have come to know each other to
some extent across text, screen, and phone line—who, surely,
respect and cherish one another, without ever having met. One
is American, the other Italian; they have been invited to write
for an International Journal in English, a journal that hosts
articles that engage, obviously, not only translation, but that
are themselves the product of self-translations. This very
process has necessarily become part of the volume’s
introduction, since one of its authors is not a native speaker.
This is a “fact” that nowadays has become routine at least in
the Western-Eurocentric worlds, and none dares question it:
we must write in English. Otherwise, our international status
will be affected, and not only will we go back to being
provincial, addressing only a limited audience, but we will be
devalued, score lower on all the national evaluations that
determine individual and institutional research funding. This
seems to be a one-way trajectory that everyone acknowledges,
that some occasionally criticize, but is never actually resisted,
since it is the way the global production of knowledge and
educational systems work.
One might wonder why we are foregrounding the
obvious, when we should be writing about translation and
memory. As many of the essays here demonstrate, however,
the relationship between translation and memory has very
much to do with not only the position of the person who is
translating, but also with that of the person who is writing
about translation, and thus creating an archive–memory of all
the lives a text might have, along with its histories and
narratives, its former and new translated meanings. If all
critical analysis and meditation on the differences between
languages—which includes the memory that sustains them,
and the memory-texts in the languages that manage to
survive—are but a translation/self-translation, often erasing
nuances and disregarding untranslatability, then in which
recesses of translation (from and into English and into every
other language) and memory does the future of the humanities
reside?
1. Memory and translation of past intercourses
Isn’t this what a translation does? [. . .] By elevating
the signifier to its meaning or value, all the while preserving
the mournful and debt-laden memory of the singular body, the
first body, the unique body that the translation thus elevates,
preserves, and negates [relève]? Since it is a question of a
travail—indeed, as we noted, a travail of the negative—this
relevance is a travail of mourning, in the most enigmatic sense
of this word [. . .] The measure of the relève or relevance, the
price of a translation, is always what is called meaning, that
is, value, preservation, truth as preservation (Wahrheit,
bewahren) or the value of meaning, namely, what, in being
freed from the body, is elevated above it, interiorizes it,
spiritualizes it, preserves it in memory. A faithful and mournful
memory.
(Derrida 2013, 378)
Among the many theoretical perspectives from which one can
look at translation, as well as the many objects that can be
considered from the point of view of translation theories and
practices, the translation/memory nexus is among the most
fraught, precisely because memory is by definition contesta-
tory, and always mediated, and thereby the most complex and
difficult to qualify on almost every level. Because of their tight
intertwining, one runs the risk of reiterating or echoing what
has been said and done already (see, for example, the recent
book by one of the author of this volume: Brownlie 2016).
Oversaturated, we struggle to find what else could come from
further confrontations between these two concepts: how to
consider and render truly heuristic an encounter between
translation and memory now, in the age of posttranslation
studies (Gentzler 2017)?
The quoted passage above from Jacques Derrida dates
back many years, and, in the domain of translation theories
influenced by poststructuralism, it serves as a milestone in the
encounter between translation and memory. In what follows,
we would like to go back to what might belong to even older
history of memory and translation engagements. If for literary
critics and translation specialists this history sounds passé, it is
not the case for philosophers or scholars working with
language and meaning.
One of the first fields of confrontation and exchange
between translation and memory was the study of the
“meaning of meaning”—semiotics, philosophy of language—
whereby the implications of any act of translation became part
of many theories and speculations on the working of meaning
between languages and cultures (Nergaard 1995). Should this
seem peripheral to the main event, we could point to
structuralism, and even to the beginnings of poststructuralism,
up to its recent neomaterialist transformations, as a way of
rethinking languages, cultures, and their relation with history
and the “material” world. There we find the crucial work of
translation and memory as perspectives and/or as epistemic
positions that have enabled the study of languages and cultures
and the effects of different temporalities, politics, subjectivities
and bodies—that is, of the transformative character of
translation in memorializing act.
As clarification, let us start from some basic
assumptions underlining not a post-, but a no-longer-
structuralist, interpretative, and translational conception of
how semiosis works, looking at the work of Umberto Eco, to
whom this issue is dedicated.
Even though his work is recognized as having
significantly contributed to the development of Roman
Jakobson’s three-fold classification of translation (Eco 2001),1
here we want to mention briefly another concept that he used
to explain the workings of semiosis, along with that of
memory.
The operative first assumption is that every act of
interpretation that comprises acts of translation has recourse to
an encyclopedia, in the semiotic sense that Umberto Eco (1976,
1984) has given to the term—that in its turn refers to semantic
and iconic memories that are part not only of every langue
system, but of every act of parole, to go back to Ferdinand de
Saussure. In other words, the very idea of how meaning works
had already changed in the 1980s, thanks also to Eco’s
perspective for which the idea of a semiotic universe is
made not so much of signs, but of cultural units; entities that absorb and
reflect the influence of the culture in which they find themselves, and which
are no longer the lemmas [word; term] of a rigid system of content
organization (a dictionary), but rather the nodes of a network of meanings
that can be treaded upon in multiple directions, depending on the inferences
and the interpretive connections one chooses: a semiotic universe that takes
the shape of an encyclopedia. (Lorusso 2015, 81)
In respect to translation processes, this concept is
relevant for two different reasons. The first is that, in accepting
semiosis as operating within encyclopedias, what is most
relevant is that every term composing a code is always already
interpreted, bringing along the history of its uses and
translations; the working of languages moving from its
structure to the actual effects and transformations of every
signifying practices that define not so much what is a
1 One of the most significant contributions to Jakobson’s classification was made by Eco in
Experiences in Translation (2001), starting from Charles S. Peirce’s influence on Jakobson. Even
though Eco emphasizes that for Peirce “meaning, in its primary sense, is a ‘translation of a sign
into another system of signs’” (Eco 2001, 69), he also argues that Peirce “uses translation in a
figurative sense: not like a metaphor, but pars pro toto (in the sense that he assumes
‘translation’ as a synecdoche for ‘interpretation’)” (Eco 2001, 69).
language, but what concurs to its different kinds of circulation
and transmissions, that is, to its translations. As Patrizia Violi
summarizes: “The encyclopaedia marks the transformation of
the code from a rule that defines signification and
interpretation, into the idea of a system of possible inferences,
in which even a principle of choice and of freedom may find a
place” (Violi 1992, 99).
In a culture conceived as an encyclopedia, the
hierarchies fall, because the priorities and the dependencies
change according to circumstances (thus locally, and bodily).
Meaning starts to be thought of as always already constructed
and reconstructed, hence translated, in time (and space), within
a dialectic between what is already deposited in the
encyclopedia and what is historically and culturally negotiated;
between consolidated habits2 and their possible transform-
ations. And here is the second reason this concept might play a
role: collective memories, thought of in their contingent
political, social and historical formations, are what is filtered
and negotiated and transformed from local, national and
cultural encyclopedia. Memory and its processes are what, in
different contexts, emerge as different processes of cultural
translation.
Every translator, therefore, deals not only with those
memories belonging to the cultural and historical contexts in
which she operates, and with the different politics of memory
surrounding the particular text being translated, but also with
the semantic and pragmatic fields (scripts, genres, frames) of
which each term, each name, is part. In other words,
languages, and not only natural languages but images and
sounds as well, are thought of as forms of cultural and
historical memory, often capable of directing, but, at least,
influencing, what we now think of as the fluxes of linguistic
traffic that are produced in those border and contact zones—
again, temporal and spatial—wherein translation operates.
In other words, whenever we look at the processes of
archiving and preserving cultures, we find the modeling, and
translating, nature of memory. Yuri Lotman and Boris
Uspensky wrote more than forty years ago that the “implanting
2 We refer here to the notion of habit as theorized by Charles S. Peirce (see especially Collect-
ed Papers V.4000).
of a fact into the collective memory, then, is like a translation
from one language into another—in this case, into the
‘language of culture’” (Lotman and Uspensky 1971, 214). And
they add—prior to much more recent theorizations of what an
“event” is in light of transmedia and current transnational
thinking: “Events have multilayered interpretations, they are
subject to corrections, revisions. The construction of the
historical event is nothing but the translation of something into
the language of memory” (Lorusso 2015, 101).
A visual example of such influence is the concept of
Pathosformel by, recently rediscovered and much discussed in
memory studies and aesthetic theory. Developed throughout
his life, the unfinished project of the atlas of Mnemosyne,
Pathosformeln refers to all those images and forms of pathos
(emotions, passions such as fear, awe, and horror) that survive
as a cultural heritage imprinted in our collective memory.
There are, in other words, antique roots sustaining modern
images, their translations—the very way in which their
meaning can be reversed—that is at stake whenever we
analyze visual cultures.3
2. Memory and translation current transactions
However, even though the intersections and exchanges
between memory and translation are undeniable, indisputable,
and generative, they do not exclude several critical issues: how
can these intersections be truly heuristic? Is any confrontation
possible without ironing out the actual differences between the
two concepts? That is, on the one hand, to think of translation
as a way to construct collective memories, their survival, and
on the other hand, of memory as always requiring a transfer of
time and space, a recontextualizing of its representations and
expressions? And even more so if we think of translation as
the transformation of one’s own traditions and identity, in
itself a process that implies the fatigue of welcoming and of
hospitality, the hard work of transmitting one’s own otherness;
3 In the past few years, there has been an increasing interest in Warburg’s project and his
idea of Pathosforlmen in many fields (visual studies, aesthetics, history) dealing with the
construction and circulation of memory images. Amongst the many author, see the work of
Georges Didi-Huberman (2005, 2011).
moreover, as a widening of the very concept of multidirec-
tional memory (Rothberg 2009).
One has to remember all the different practices—
individual and collective, linguistic and social—that are at
stake in every engagement, to think of practices of translation
as both a metaphorical transfer and, as Barbara Godard (see
Karpinski, Henderson, Sowton, and Ellenwood 2013)
suggests, as metonymical links (see also Tymoczko 1999). In
other words, one must not forget the implications of using
translation as a metaphor standing in for the encounter with the
other that is, also, a transformation of one’s own tradition and
memory. This is a choice that is always conveyed by the real
labor that accompanies welcoming not only another language,
but also another future and another possible past into the
negotiations between the translator, the texts, the discourses,
and the places, spaces, and times surrounding them. What
happens when translation is “translated,” transferred as an
expansion and an extension of memories through the figure of
testimony and witnessing? And how does translation function
in the dynamics of postmemory, as conceptualized by
Marianne Hirsch4 and others (see Hirsch 1997, 2012) , in the
intergenerational passage that structures both filiation and
affiliation?
In as much as the concepts and processes of translation
and memory are understood to be mutually implicating, if not
interpenetrating, in literary critical studies, philosophy,
linguistics, distinctions between individual (or autobiographic-
al memory) and collective or cultural memory are often not
acknowledged. Even when the topic is traumatic memory, in
particular, and the analytic categories are drawn from the
familiar models of psychoanalytic theory, memory as a
phenomenon and a practice is considered to operate across
(hence our volume’s title) realms and registers.
Likewise, we—as the editors of this volume—are not
inclined to privilege either personal or public memory, or
engage in debate over the question of priority or precedence.
Our essays treat translation in regard to both social and
individual memory, reflecting our conviction that, for our
4See the interview with Marianne Hirsch in this issue, in which she revisits the concept of
postmemory in its relationship with practices of translation.
interpretive purposes, both draw from the same well. There is
analytic force and ethical impact in studying the uses and
effects of each, and their interconnectedness, as autobiogra-
phical narratives, fiction, as well as other forms of literary and
cultural expression demonstrate. However, in the disciplines of
psychology and the social sciences such as anthropology,
sociology, political science, and history, these distinctions do
matter, differently; indeed, they are foundational. Having said
that, there appears to be a strong drift now in the direction of
stressing the effects of the social and the public on personal
memory, or an attempt to bridge social science and
psychological approaches.
This is the case in cutting-edge empirical research in
the neurosciences and cognitive psychology, where arguably
the greatest advances in memory studies have recently taken
place. “Mnemonic consequences,” or what is otherwise
referred to as the dialectic of remembering and forgetting, are
attributed to the role of conversation/the impact of silence, the
said and the unsaid (Stone et al. 2012); this is also true for
studies in the reconstructing of memory, which reached its
greatest visibility (and notoriety) in the 1990s. Whereas in
psychoanalysis the agent of repression is the unconscious
(both singular and collective, though to different effect), recent
research in cognitive and neurobiological science finds the
suppressing or controlling of unwanted memories to be the
product of brain systems similar to the mechanisms that stop
reflexive motor responses (Anderson and Levy 2009). In
studies that seek to bridge psychology—which is method-
logyically individually based and functional in its
perspective—and the disciplines more generally focused on
groups, whether they are nations, tribes, generations, or other
units, an important connection is psychology’s recent
affirmation that individuals are embedded in complex social
networks. Memory, according to neuroscientists, has an
epidemiological dimension in the sense of social contagion,
which is now exacerbated by social media. Whether mnemonic
formations are primarily biological or social in origin,
psychology is not interested in the individual qua individual,
but in general or universal principles or features that can be
extracted. In other words, just because the locus is the
individual doesn’t mean that the investment is in the subject or
subjectivity.
Despite this fundamental difference between the
various disciplinary approaches that, nevertheless, needed to
be mentioned, what steers much of this work back to literary
and cultural perspectives on memory and translation of
psychic phenomena is the centrality accorded to narrative and
identity.
In this respect, Aleida Assmann’s (2015) recent
reflections on the working of cultural memory merits mention.
Assmann comments not only on neuroscience’s and media
studies’ shared “basis in the constructivist hypothesis that
events and experiences have no ontological status but are made
and remade over and over again” (Assmann 2015, 42), as
Lotman and Uspensky (1978) have also said. Her work is also
relevant because of her perspective on cultural memory as a
domain that must engage with the role of affects—both
individual and collective, along with their intertwining—
within a diachronic and transgenerational analytical gaze.
What does her “model” suggest? Arguably, a sort of
rearticulation of the very notion of postmemory, with the
added insights of a constructivist point of view. The latter
emphasizes the synchronic and embedded quality of a memory
fabricated according to actual needs and demands in the
present, calls for approaches that focus on the affective
dimension of memory in a long-term diachronic perspective,
both at the individual and at the collective transgenerational
transmission levels.
It is probably in this very rearticulation of the
relationship between cultural memory and postmemory that
processes of translation and rewriting of memories are not only
significant because they create an “afterlife of repeated
transformations, but also a prehistory”: what is at stake are the
ways in which “memory traces interact with previous
experiences and cultural patterns; how both of these provide
templates that gain a steering function within our mental
cosmos” (Assmann 2015, 43).
Resonance is thus a form of “stimulating and
strengthening the affective charge in the process of remem-
bering” (44), where
[t]he concept of resonance implies the interaction of two separate entities,
one located in the foreground, one in the background. In this case, the
element in the foreground does not cover up or elide what exists in the
background; on the contrary, the element in the foreground triggers the
background and fuses with it. We may also speak of a cooperation, in which
the background element nonconconsciously or unconsciously guides, forms,
shapes the foreground element. My emphasis here is on the hidden
correspondence and the tacit agreement between a surface stimulus and its
response on a deeper and nonconscious level, which can enlarge our
understanding of the nonconscious but not necessarily unconscious, let
alone occult, dynamics of memory. (Assmann 2015, 45)
Resonance and a prehistory of memories can be found
in the ways in which translation processes, when dealing with
the past, are forms of cooperation between background and
foreground that might differ, involving both temporalization
and spatialization strategies, as our essays and interviews
amply demonstrate. As the interview with James Young that
we present online (http://translation.fusp.it) amply suggests,
ongoing interest in the link between language and landscape,
memorial sites, ruins, and layered translations points to the
manifold ways that translation is instrumentalized for different
memorializing ends, whether they be in the service of creation,
reclamation, or effacement of a memory or former version
(one’s own or another’s). Arguably, every act of translation
displaces a previous one; sometimes, they continue to coexist,
even if one of the languages or versions is in the ascendant or
dominant position. Translation works in two directions, toward
both remembrance/reification and oblivion, along a continuum
which is, of course, subject to change over time. Although, for
example, we witness the erasing and mistranslating of place
names in Brian Friel’s (1981) famous play Translations—in
which in 1883 British surveyors are redrawing the map, that is,
converting Gaelic names to English ones—in 1922 both Irish
and English were made the official languages of the Republic
of Ireland and Northern Ireland. Linguistic appropriation is the
primary form of displacement of the other; linguistic
imperialism in this form has been one of the great weapons of
choice in history. It is important to note, however, that
translation involves reaction and resistance, as well as
aggression and enactment. Isabelle Jenin’s essay in our volume
addresses the replacement of place names in Leslie Marmon
Silko’s novel Ceremony, in which the original Indian names
for the American landscape are changed to English and
Spanish ones. The text, she argues, shows that the “translated”
landscape is in some way fundamentally untranslatable, that
the Laguna Pueblo spirits that haunt the European settlers’
imprint are exercising their own dominion, keeping their
names alive.
Toponymy isn’t inherently political, but the history
and meaning of place names are dramatically associated with
changes of regime, occupation, settlement, and linguistic/
cultural imperialism in general; acts of translation—
renaming—are complicit with memorializing and monument-
alizing efforts that represent symbolic as well as economic
capital investments. They shape, even distort, cultural memory
and identity by ensuring certain legacies while effacing,
sometimes even burying others.
4. Traces of translatability and untranslatability
The working of memory and translation as a kind of urban
archaeology has recently been reclaimed and further developed
by Sherry Simon (2012). Simon’s overarching project deals
with those urban spaces that are divided and polyglot, such as
Nicosia, Trieste, and Montreal, addressing translation studies
in relation to its growing engagement with those cultural,
economic, and political disparities and variations that act on
each process of “mediation”. According to Simon, “[s]uch an
enlarged understanding of translation includes acts of
mediation which are not language transfers in the conventional
sense, but are more broadly practices of writing that take place
at the crossroads” (8), and “[t]ranslation is a useful and often
neglected entry point into questions of diversity and
accommodation, identity and community, and the kinds of
durable links that can be established across histories and
memories” (156).
Processes of translation are capable of mobilizing and
circulating divergent, indeed conflictual, memories. Therefore,
if translation can be thought of as an act that contributes to
redefining not only cultural spaces, but also the very spaces
where citizenship is identified, it becomes something more
than the acknowledgement and the expression of differences.
It is also in this sense that translation become a mode, a
dispositif in the Foucauldian employment of the term, thanks
to which what has passed away, what is apparently past,
disappeared, removed, and suppressed, overtakes and exceeds
its own predetermined destiny through a rebirth in other
contexts, in other times and places, with renewed images.
At the same time, the very nature of a dispositif might
direct us to reflect again on the status and condition of
translatability and untranslatability, whereby speaking of
untranslatability does not mean to deny the potentiality of any
translation; on the contrary, it means accepting, and always
interrogating translation as an actual transformation and
interpretation of the memory of cultures or, better yet, of the
cultures of memories, their resilience and their resonances.
It means continually interrogating the discontinuities
and heterogeneities inhabiting every memory construction and
tracing of borders, in regards to which we should always
exercise not only the work of comparison but, as Marianne
Hirsch expresses in her interview in this volume, an effort to
imagine new possible political connections and affiliations,
new ways of mobilizing memories and their visual, verbal, and
performative translations.
For Simon, it is undeniable that in every context in
which there is a strong awareness of the border—of different
languages coexisting, along with competing and often
conflicting memories—the suspicion of the “other language”
prevails, the other language here acquiring another kind of
“untranslatability” entailing any deviation from one’s own, or
any inclusion of the translated histories and stories of those
living across the material or symbolic border that separates
them from us. Both acts of inclusion and exclusion are charged
with deep ideological valence: how can we translate what we
do not want to translate? Most times, the enemy is the one
whose story we do not want to hear; that we do not want to
recognize and actually translate, since we might understand it,
thus allowing the other’s memory possibly to haunt us.
However, as Simon says, cities crossed by linguistic borders—
more Trieste and Montreal (to mention her examples) than
Jerusalem, or Cape Town (to mention other examples)—are
places in which translation can become a very powerful tool,
first by bringing along in its very practice the social force of
distancing. That is in the confirmation of alterity in the
emphasis on social and cultural differences, in the recognition
and yielding to religious and national belonging. Second, by
calling on the force of furthering, that is, in the creation of new
links and bonds through deviant and excessive forms of cross-
over: interferences, self-translation, rewriting, transmigration,
and countermemorialization. The practice of furthering does
not entail a presupposition of sameness; on the contrary, it
presumes the integration of memories in conflict or, rather, of
their relocation within their own cultural and historical
contexts. But is this really possible?
5. Trauma and translation
Many of the essays we present here reflect on the practice of
translation as a means of managing not only internal borders
and conflicting memories. At the same time they address the
challenges any translator faces when converting traumatic
memories into diverse contexts and spaces with different or
competing Histories, whether of the Shoah, the Native
American, or the Armenian genocide.
It is risky to enter here into a multifaceted debate that
some may regard as already “old,” or over-utilized as a trope.
However, some of the most significant contemporary
“thinking [about] trauma’s future” (Rothberg 2014, xii)
includes voices that try to understand the ways in which the
category of trauma as an interpretive model might still have an
impact on our experience of temporality and its structure. One
option is to look at trauma along with its implicated concept of
belatedness (Freud’s idea of Nachträglichkeit) This suggests
reading trauma not in and for itself, but for its possible
representations—verbal, visual, spatial—for when it tries to
express a structure of feeling for a (no longer unclaimed)
experience; it also implies looking at the coming together of
different times, whereby the category of trauma does not point
to the disruptive nature of experienced time, but to how we
write about it, translate it. These are the complexities of
belatedness weaving into the writing, or the (re)calling and the
repealing, of past experiences within which trauma is made
manifest: questions of narrative and time that are inseparable
from ethical and political questions.
A further level of confrontation between “new” trauma
theory and translation studies emerges once it has become
almost unavoidable for any discourse on trauma to travel
elsewhere, geographically and geoculturally, to go beyond a
Eurocentric and monocultural orientation, to move to another
affect-world, in order to better apprehend its impact (Rothberg
2014); to test its future-tense and its slow violence (Kaplan
2015). In so doing, a paradigm in which translation and trauma
meet might also start to answer different questions: how do
states colonize a disruptive temporality into sovereign
chronologies, and how do they translate them; or how is the
changing biopolitical horizon in which trauma is both
produced and policed affecting its very experience—an
example of which is when what is produced and policed
regards different people, different places, refugees and exiles;
different bodies?
There is no doubt that the contemporary technological
versions of subjectivity and identity have moved the idea of
trauma through many translations and transmutations. We
must contemplate the cultural and historical specificity of the
concepts and categories of trauma, thanks to its translations, as
Michael Rothberg reminds us: “The category of trauma ought
to trouble the historicist gesture of much contemporary
criticism as well as its concomitant notions of history and
culture” (Rothberg 2014, xv). As much as the category of
trauma might enable the political, cultural, and social impact
of translation, it involves the dislocation of subjects, histories,
and cultures. And even though there could be multiple forms
of dislocation, deriving from “punctual” events (a massacre,
for example) or from systemic violence or transhistorical
structural trauma (LaCapra 2001), there is continuity,
nonetheless. The task of “theory” is to find it, to look for
connections, overlaps, similitude, and translation across the
cultural and historical contexts under scrutiny. We discern
connections and similarities in the current climate of History
and its forms of violence involving different scales of
temporality and modes of subjectivity; these are pertinent to
both in trauma and in translation studies, but they have
probably not, thus far, been addressed sufficiently.
In sum, the challenge seems to be how to critically
engage with classical trauma theory’s dominant paradigm by
rethinking and rewriting how to connect events of extreme
violence, disjunctive structures of subjective and collective
experience, and discursive and aesthetic forms of rewriting and
translation.
6. Media transmediality and the archive
Yet another question comes to mind: what is specific to the
concept and practices of translation when the current
mobilizing of memory results in new and different
representations of form and content, which are transformed by
what is being called a post-roadcast era (Hoskins 2011)?
What does it mean today to move from the unknown to the
known, to render something from the past familiar, within the
ever-changing forms and formations of contemporary
mediascapes and memoryscapes, or else to accept their untrans-
latability?
In order to answer these questions in their intertwining
with memory, one could engage in dialogue with Media-
Specific Analysis, which deals mainly with contemporary
examples of how a literary genre, as Hayles states, “mutates
and transforms when it is instantiated in different media [. . .]
MSA insists that texts must always be embodied to exist in the
world. The materiality of these embodiments interacts
dynamically with linguistic, rhetorical, and literary practice to
create the effects we call ‘literature’” (Hayles 2014, 21).
Or, also, it could confront itself with a more
sociologically oriented tendency that maintains that media
“functions” have been unhooked from both the tools and the
objects with which they have been traditionally associated. To
give the most common example, what we once normally
thought of as television has now gone beyond the television set
itself, its content released from its “container,” from its
specific embodiment, its own materiality. In other words, what
used to be defined as a media product—even what is labeled as
“literature”—is now a transmedia set of translated events and
practices of consumption: programs are seen through
streaming or downloaded from the Internet in different
countries, fandom providing almost instantaneous subtitles;
books and their characters cannot be launched without a
YouTube trailer that immediately receives global comments;
programs have websites and Facebook pages, their actors
living many other lives as characters of a proliferation of
narratives produced and archived in fan fiction websites from
all over the world, where they become adaptations and local
versions of the “original,” of a matrix that is changed through
on-going transmedia storytelling (Demaria 2014).
What we have briefly described here is now almost a
cliché in Media Studies; it is part of a phenomenon that has
been called, and from then on overtly quoted as, a convergent
and participative culture, of media spreadability (Jenkins,
Green, Ford 2013) that endlessly rewrites the return of history
and memory through prosthetic tools (Landsberg 2004). The
narrative complexity on one hand and the transmedia
overflows exemplified by fanfic websites on the other
supposedly constitute the evidence of a participatory and
spectator-centered culture of prosumers, of a diffuse audience
whose agency has helped to blur the boundaries between an
original “text” (such as, for example, a TV series) and its
transformations and local translations (how the characters and
their stories are transformed and reimagined, and their format
readapted in different countries).
Hence, we still need a reflection on a language of the
text that does not exclude the “materiality” of the screen or the
computer, as well as the effects of the notion that content
outside its containers might induce the very thinking of new
forms of translation. The different media and screens
implicated in all studies of contemporary digital transmu-
tations, their specificity but also their syncreticity—that is, the
simultaneous presence of different languages and their
particular intertwining effects and affects (verbal, visual,
textual, aural)—can allow us to reflect on the peculiar ways in
which content might migrate from one digital space to another.
Moreover, different—or else very similar—stories might be
told. What might be at stake are the main transformations
undergone by narrative imaginations (Montani 2010)—from a
mimetic account of time (as in epic or ancient theatre), to a
more productive projection, first helped by the narrative
configurations allowed by the novel and cinema, and currently
by contemporary media narratives—remediations and
translations of all previous forms and genres (the novel,
cinema, TV, and so on) and of the memory of all the antique
images (Pathosformeln), languages, and cultures they involve.
What is the role of translation in those processes of
selection and management of what becomes part of an archive
as a set of rules and criteria, as a collection, as a process of
distribution and delivery of memory?
This problem involves a critical reading of those
technologies of memory that are supported by different politics
of digital archives, whereby one faces the double and
ambivalent dimension of archive as origin and archive as law,
of the authority and authorship of the archive. It is the case, to
quote but one example, of the recent transfer of CIA and other
former classified verbal, visual, and audiovisual documents
dealing with the US involvement with the Pinochet dictatorship
to the Museo de la Memoria y los Derechos Humanos in
Santiago de Chile.5 These political documents rest on a
techno-ethical paradox: between providing free access to
memory as a civil or human right and the opacity of a history
preserved as a trace of and a testimony to its very secrecy.
More generally speaking, when translation meets the archive,
it encounters its possible displacements and various
transnational administrations of memory (NGOs, humanitarian
agencies that demand to speak and designate, to classify and
preserve documents in the name of other people’s memories).
Hence, how can one analyze such performative acts, this
verbal and visual documentality? This refers to the exercises of
power that affect subjective and collective investments, the
comprehensive power of knowledge-production in relation to
the rights and meanings of contemporary archives.
5 For more on this project led by Cristián Gomez-Moya on the archive and human rights, see
http://hemisphericinstitute.org/hemi/en/e-misferica-91/gomezmoya#sthash.g0wBGq8a.dpuf;
and http://www.wordsinspace.net/lib-arch-data/2013-fall/?ai1ec_event=declassifying-the-
archive-declassification-documentation-human-rights&instance_id. Accessed July 1, 2016.
In conclusion
The articles that make up this issue of translation: an
interdisciplinary journal offer indeed a range of meditations
on an intriguing set of case studies that bring new perspectives
on many of the topics we have raised. Each elaborates, in its
own fashion, on the author’s respective engagement with the
act of translation and transmission as an act that opens up
memory’s archive and its various resonances.
Instead of individually summarizing the contents of
our volume’s contributors’ articles, we have chosen to
continue weaving our shared considerations by incorporating
some of their principal insights as an ongoing discussion and
highlighting the questions they have provoked us into posing.
The essays are bookended by interviews with Marianne Hirsch
and James Young, respectively. Their impact on this most
consequential field of study, as it engages history, architecture,
literature, and art, has been extraordinary. Indeed, the field of
Memory Studies as such would not exist without their
definitive, groundbreaking work. One regards the role of
memory when the author is both a translator and a critic of
translational processes, as in Adams Bodomo’s essay, in which
we find the author’s own poems that he himself translates, and
Bernard McGuirk’s article, where he meditates on his own
translation both of Haroldo De Campos’s poems and of
Brazilian protest songs. Here we find the challenge posed by
the echoes, influences, hybridities, and intertexts of
contemporary transculturations, whereby the task of the
translator involves not abandoning but suspending certain
spontaneous choices of literal translation in favor of
interaction and indeed transaction. Moreover, underlying all
the works, the role translation plays in changing—and even in
radically transforming—local, national, and global memories
emerges in all its effects, as in the case of the Armenian
genocide thanks to the many translations and the cinematic
version of Antonia Arslan’s 2007 novel Skylark Farm, which
Sona Haroutyunian analyzes, focusing on the relationship
between the historical event and its various kinds of
representations.
Along with these questions, what is put under scrutiny
is both the role of the writer as the translator of a fading oral
memory (as in Bodomo’s, Jenin’s, and McGuirk’s articles) and
of the translator as a witness or a second-degree witness
(Deane-Cox); coming into contact with—and sometimes be-
traying—the memory of the texts and the memory the texts
sought to convey. Or else preserving memory by transforming
it into a new genre, a new type of storytelling, as Isabelle Jenin
shows us in her analysis of Silko’s novel.
These questions are raised and further problematized in
Brownlie’s article, where she addresses the ways in which two
autobiographical stories by Katherine Mansfield—“Prelude”
and “At the Bay”—reflect in style and structure the processes
of autobiographical memory. They are also articulated in
David Amezcua Gomez’s study of Muñoz Molina’s novel
Sefarad, in which he traces how in multidirectional memory
(of the Spanish Civil War, World War II, and post-Civil War
Spain) “empathetic connections” are translated into
monumental fiction. Or yet into monuments tout court, as
James Young here (see infra) discusses with Bella Brodzki and
Siri Nergaard, pointing to how, in order to understand
traumatic memories and their translations, topography,
literature, diaries, ruins all collapse into a fragmented yet
resonant text, of which one element cannot be read without the
other.
The problem of accountability and responsibility
remains paramount: how much do we really want to translate?
And how much can we translate when it comes to postmemories
of the Holocaust? Language issues and questions emerging from
the translation of first and second generation testimonies are at
the core of memory studies, as both Young and Hirsch comment
in their interviews, referring both to their own work, and to the
influence that a graphic novel such as Art Spieglman’s Mauss
and a documentary such as Claude Lanzmann’s Shoah had on
their own thinking. Moreover: what to give to, or for, the
“other”? How is the other constructed as such? How is the other
interchangeable with oneself under diasporic conditions; is it a
fluid category or status? How is nostalgia translated across these
different contexts?
Here we go back to the very ambivalent notion of who
is a witness in translation and to what she is a witness of, and
for whom, given the complexities of postmemory, and the
consequences of legacy and identification that this category
invokes (see the interview, infra), since processes of trans-
mission and forms of aesthetic affiliation are both modes of
translation.
What emerges from all the contributions is that public,
cultural, and national memories (with all the due distinctions)
are rewritten every day no matter how previous institutionalized
versions have prevailed. The construction of homogeneous
cultural and national memories takes place notwithstanding their
potential translations, ruins, and ghosts; yet, new translations
can affect and determine different politics of memory, changing
their archival prospects.
What keeps translation itself alive is the tension between
self-referentiality and extrareferentiality; it is simultaneously an
open and a closed system. There are countless examples
throughout history of the dialectic between preservation and
destruction (through neglect as well as abuse), and, as a result,
of active struggles for restoration of sites of memory, however
contested their value. But memory, given that it projects both
forward and backward, provides residual rewards for those who
desire the new. For this volume’s editors and contributors, the
question of how we translate translation—as a carrying over
and a covering over of the past—is the means by which, the
gesture towards which, we name and rename until infinity.
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is Professor of Comparative Literature at Sarah Lawrence College. She
teaches courses in autobiography; modern and contemporary fiction; literary and cultural
theory; and translation studies. Her articles and essays on the critical intersections with and
impact of translation on other fields and disciplines have appeared in a range of publications,
most recently in the collection, Translating Women, edited by Luise von Flotow (2011). She
is the coeditor of Life/Lines: Theorizing Women's Autobiography (1989) and author of Can
These Bones Live?: Translation, Survival, and Cultural Memory (2007). Her current project is
coediting a special volume of Comparative Literature Studies entitled Trials of Trauma.
is Associate Professor of Semiotics at the University of Bologna (Italy),
where she teaches Semiotics of Media and Semiotics of Conflict. She has worked on
gender and translation and, in the past ten years, on collective and cultural memories and
their visual, trans-media, performative and artistic representations, focusing recently on
traumatic memories of postdictatorship in Argentina and Chile, along the way they intersect
with questions regarding biological identity and documentality.
| Unimi Open Journals |
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] | Abstract: This paper proposes a theoretical and methodological strategy
for reconceptualizing African literature in the twenty-first century.
Twentieth-century African literature was characterized by colonial
concepts through which literature in indigenous African languages was
largely neglected while literature in colonial languages was promoted
with problematic notions such as “Anglophone African literature,”
“Francophone African literature,” and “Lusophone African literature.”
African literature needs to be reconceptualized as Afriphone literature,
where the notion of African literature must prototypically subsume
literature in languages indigenous to Africa. African literature must be
reconceptualized first and foremost as African language literature. Many
scholars interested in the documentation and revitalization of African
languages and cultures, which constitute attempts to preserve the
collective memory of these African traditional knowledge systems, are
largely in agreement with this, but how to go about doing Afriphone
literature remains a research challenge. This paper proposes an approach
to addressing the problem based on the theoretical and methodological
notion of parallel text.
1. Introduction
The Ivorian writer Ahmadou Kourouma, author of the novel Les
Soleils des indépendances (1968), has invented the term
“diplosie” (Kourouma 1991) to express what he considers to be the
reality that the vast majority of African writers presumably think
in one language and express themselves (speak, enchant, or write)
in another. It is indeed true that many African writers of the
twentieth century and earlier did speak their native African
languages on the one hand and then wrote many of their works in
the former colonial language of their countries, including English,
French, or Portuguese, on the other hand. It is also true, however,
that while this has continued into the twenty-first Century more
and more writers, conscious of the need to document their
traditional verbal art and other collective cultural memories of
their societies, are beginning to “translate” their own work.
This exercise is what I call parallel text practice or
parallel-texting. More and more African writers have resolved
that the only major way forward to produce literature in African
languages and thus preserve these languages, big and small, is for
Western-educated writers who still speak their African languages
to write parallel texts—that is, produce the same texts that they
wrote in English, French, or Portuguese in their African language
following the theme, genre, and style of the original as much as
possible but not necessarily a word for word translation. Of
course, more importantly, they should write first in the African
language and then translate into English or other languages, but
irrespective of which language the original text is in it has the
same effect of producing literature in African languages and
making it available for a wider readership because the practice of
parallel texts means that the two or more texts must be published
concurrently and contiguously—that is, side by side.
Parallel text practice as described here is part of a
comprehensive agenda by myself (Bodomo 2013, 2014a, 2014b)
and a group of academics dedicated to the promotion of African
language literature, as part of the general program of
documenting the languages and cultures of Africa to
reconceptualize African literature and general humanities in the
twenty-first century.
One of the earliest African writers to set the agenda for
producing literature in African languages is the Kenyan writer,
Ngugi wa Thiong’o. Ngugi started his writing career by writing
in English but then later realized that the best, and indeed most
natural, way to promote African literature is through writing in
African languages, so he started writing in Kikuyu and Swahili
and translating many of his works into English, especially with
works such as Caitani Matharabaini (translated as Devil on the
Cross). Indeed, Ngugi at some point did not recognize as African
literature any literature that was not produced in indigenous
African languages, preferring to call literature in European
languages written by Africans Afro-European literature, and
decried the constant “Europhonism” of African writers (Ngugi
1986, 2009). The following excerpt from his seminal work of
literary criticism, Decolonizing the Mind (1986), captures this
thinking:
What is the difference between a politician who says Africa cannot do without
imperialism and the writer who says Africa cannot do without European
languages? While we were haranguing enemies in European tongues,
imperialists have continued to spout their lies in our native tongues (such as
translating the Bible into all African languages...). So, we’re losing the battle
because we haven’t been fighting. And the literature that’s been created
should be called Afro-European, not African. (Ngugi 1986, 26)
From this angle, then, it does not make sense to Ngugi
and many African writers who push for an African language
literature agenda to describe African literature in seemingly
obsolete, contradictory terms such as “Anglophone African
literature,” “Francophone African literature,” or “Lusophone
African literature,” terms whose definitions we will have to
reconsider in the “Discussion” section of this essay.
Of course, other African writers had and still have a very
different position from that of Ngugi and other campaigners for
an African language literature agenda. They often give reasons
for why we must not worry about writing in African languages
and why we must continue to write in European languages. Some
of these include the fact that not all African languages have a
script, and that the market share for a writer of African literature
in African languages would be insignificant. They also point to
the fact that European languages continue to be official languages
in African countries where they serve as a lingua franca to
speakers who speak a diverse set of languages, so writing in
English, French, or Portuguese would be a way of developing a
certain kind of “national” literature.
The late Chinua Achebe, one of Nigeria’s and Africa’s
most renowned novelists, belongs to this group and, in a long
polemical argumentation with Ngugi, expressed many of his
counterpoints to Ngugi in his seminal “Politics and Politicians of
Language in African Literature” (Achebe 1989).
Defending why he writes in English in terms of its
serving as a unifying “national” language, he states the following:
I write in English. English is a world language. But I do not write in English
because it is a world language. My romance with the world is subsidiary to my
involvement with Nigeria and Africa. Nigeria is a reality which I could not
ignore. (Achebe 1989, 100)
Ngugi, however, points to the glaring “abnormality” of arguing
for writing African literature in European languages in the
following telling statement:
The very fact that what common sense dictates in the literary practice of other
cultures [to write in your own spoken language] is being questioned in an
African writer is a measure of how far imperialism has distorted the view of
African realities. It has turned reality upside down: the abnormal is viewed as
normal and the normal is viewed as abnormal. Africa actually enriches
Europe: but Africa is made to believe that it needs Europe to rescue it from
poverty. Africa’s natural and human resources continue to develop Europe and
America: but Africa is made to feel grateful for aid from the same quarters that
still sit on the back of the continent. Africa even produces intellectuals who
now rationalise this upside-down way of looking at Africa. (Ngugi 1986, 28)
The foregoing shows that there is clearly a great debate going on
within African literature about which language/s is/are best suited
for African literature. It is of course not simply an “either–or”
scenario, and it is indeed possible to write in both African
languages and in European languages.
In this essay, I propose how we can write in African
languages and still not lose the visibility that is implicit in many
of the arguments against the use of African languages. In section
2, I define and sketch the idea of parallel texts as a theoretical
methodology for doing African language literature which
involves actually having parallel texts in African languages and in
European or other languages of wider communication. The theory
subsumes the following definition of African literature:
African literature is any form of artistic creation produced in the medium of
African languages, first and foremost, or any other natural language (written,
spoken, or enchanted) by an artist or group of artists with substantial enough
experiences of the landscape of the continental landmass of Africa and its
associated islands, along with diasporic exportations of the cultures of this
continental landmass. (Bodomo 2013, 2014a, 2014b)
This definition,1 as can be seen, emphasizes the import-
ance of African languages without necessarily excluding a role
played by other natural languages, and the literature can be
written, spoken or even enchanted as done in libation pouring
practices in West Africa. The authors do not have to be African,
but must have enough substantial experiences of Africa to be able
to express its cultures, both as seen on the continent itself and
also in its diaspora communities.
In section 3, I use two of my poems written in both
Dagaare—my mother tongue, a language spoken by some two
million people who live in northwestern Ghana and adjacent parts
of Burkina Faso and Ivory Coast—and in English. The two are
poems about important events in recent African history that might
continue to be in the collective memory of many Africans for a
long time: the death of Nelson Mandela in December 2013 and
the kidnapping of about three hundred schoolgirls by Boko
Haram militants in northeastern Nigeria in April 2014. Section 4
contains a brief discussion of the consequences of such an
approach that involves the redefinition of a number of issues in
African literature and the renaming of African language literature
as Afriphone literature, along with a relation of this discussion to
a society’s collective memory, while section 5 concludes the
essay with a recap of the major points, and points to how we
might sustain the agenda for Afriphone literature in the future.
1 Other ways of defining African literature include cataloguing the major themes and stylistic
devices that recur in texts by African writers (magic, witchcraft, proverbs, etc). Ayuk (2014) is
an example of such an approach.
1. Parallel texts: theory and methodology
A parallel text, as used here, is a set of texts in which written (or
even spoken and sung) literary expressions in two or more
languages are mediated in the form of translation at various
levels, including the graphemic, the morphological, the syntactic,
the phonological, and certainly the semantic. In effect, the end
result of the translation at one or more of these levels is a set of
texts existing side by side for ease of cognitive processing by the
recipient.
A theory of parallel texts is postulated as follows: in a
bilingual and biliterate (or multilingual and multiliterate)
environment, for more effective and optimal knowledge and
information dissemination, language users should produce
contiguous texts in at least two of the languages within the
bilingual and biliterate environment.
The raison d’être for translation is in the fact that
multilingualism within a speech community doesn’t necessarily
guarantee that all individuals within a community will be
polyglottic. There is often a rather intricate distinction between
plurality of language at the community level and plurality of
language at the individual level. An individual who has lived all
her life in a rural area and speaks only one language fluently who
now arrives to live in a city where many languages are spoken
may be called a monoglot in a multilingual community; on the
other hand a person born in a multilingual city and most likely
speaking many languages who now gets posted as a civil servant
to a rural area where only one language is spoken would be a
polyglot functioning within a monolingual community.
Theoretically then, since multilingualism is not
synonymous with polyglottism, in a multilingual environment
where one might have some monoglots, parallel texts as a form of
translation are justified if we want to achieve optimal knowledge
acquisition and information dissemination within the community.
The concept of parallel texts is both a theory and a
methodology in the sense that, theoretically, it mediates any
dissonance that exists between the number of languages at the
community level and the number of languages within individuals;
parallel texts mediate and try to resolve the discords between
multilingualism and polyglottism, between “lingualism” and
“glottism.” Methodologically, it gives writers an opportunity to
optimally express themselves by “placing” oral or written texts
side by side within a given context, so simultaneous translation or
interpretation is a parallel text, and poems written on the same
theme and style and placed side by side constitute a parallel text,
as I will illustrate in the next section.
2. An illustration with two poems
Two important events that attracted much of Africa’s and the
world’s attention and are now arguably part of our global
collective memory occurred in December 2013 and April 2014—
only about four months apart. The first involved the death of the
legendary South African freedom fighter, Nelson Mandela, which
occurred on December 5, 2013. The other event involved the
capture of almost three hundred schoolgirls in the town of Chibok
in northeastern Nigeria, where Islamic militants calling
themselves Boko Haram are fighting for a separate polity.
I captured each of these events in the form of a parallel
text, first writing in my mother tongue, Dagaare, spoken in Ghana
as mentioned above, and in English. So each of these two poems
about important African events are parallel-texted in Dagaare and
English—and here parallel-texting actually means producing
them side by side. A piece of work written and published in a
volume and later written and published in another volume is not a
parallel text, it is simply a (delayed) translation. Pairs of text
about the same topic and genre qualify as parallel texts only if
they exist side by side, on the same page or on contiguous pages.
With this background clarification, I now present the two
parallel texts, beginning first with the “Mandela” poem to be
followed by the “Chibok girls” poem:
MANDɛLA GAA LA DAPARE
N bakori mine woi Friends
N mabiiri woi Children of one Mother
Zenɛ Dizemba beraanuu Today December 5
bebiri News coming in bodes not
Te yelpaala na ba taa nimiri well
N gaa la BBC I flipped unto BBC
Ka N noɔre maa fɛlɛlɛ And the news was tasteless
A gaa CNN Clicked unto CNN
Ka N polaa teɛ kpelele And my heart pumped
A yuo CCTV ka a ne a zu CCTV was not any different
A gaa GBC ka a le ang deɛ And GBC confirmed it all:
la Grandfather, ancestor
Ka te saakoma Mandɛla Mandela
Deɛ ba la be a tengɛ nyɛ zu Is no longer with us on
Earth
Te GANDAA Mandɛla na It is our HERO Mandela!
la! There he goes as always!
O paa yaa deɛ wa yie la! Majestically, in his
Dagakparoo, Gangalang! dagakparoo!
Kurilane, Sangsalang! Gallantly, in his kurilane!
A zɛle tammo ne logiri Bow, army of arrows in tow
A te kulo o yiri He is on his way home
A kyaare sapare Facing East
A te gɛrɛ Dapare On the ultimate journey to
Dapare
CHIBOK MAMINE HAPPY MOTHER’S
DAY WHISPERS FROM
BOKO HARAM
Yɛ Mamine Bebiri Yaane! A year ago
Deyang: 300 sweet little voices said
to you:
A yɛ pɔgsarebilii kɔɔre ata Mom, mama, mma,
Da wa age mare yɛ la Happy Mother's Day!
A vare poɔre yɛ You saw them smile, cry
A yeli ko yɛ: tears of love
Plastering you with ever so
Mma, ne fo Mamine Bebiri gentle hugs of gratitude
Yaane! In Nico Mbargan language:
N puori fo la yaga “Sweet Mother, I no go
Ne fo nang wong tuo forget you,
Kaa ma ka N baa I no go forget this suffer
Kyɛ zenɛ wey you suffer for me”
A yɛ pɔgsarebilii kɔɔre ata Today
nyɛ 300 sweet little voices are
quietened, you may think
Yɛ deɛ ba la wong ba yɛlɛ But listen, listen carefully
Togitogitogi To the gentle caressing
A mang boɔle ka winds of Chibok
Ligiligiligi To the chirping little birds
over the hills of Maiduguri
Yɛ na teɛre ka ba wa yele
yeli zaa To the hissing sonics of the
praying mantis up on the
Kyɛ yɛ kyɛlle, a kyɛlle Jos plateau
velaa
Kyɛlle a Chibok saseɛ nang And you will hear 300
fuuro lɛ sweet little voices
Kyɛlle a Maidugri nuuli From Boko Haram
nang kono lɛ dungeons
Kyɛlle a Jos tangazu
salingsobo nang voorɔ lɛ
Yɛ na wong la a yɛ Obstinately whispering to
pɔgsarebilii kɔɔre ata kanga you:
na zaa Mom, mama, Mma,
Happy Mother’s Day!
Boko Haram nang pɔge
bare (Vienna, May 2014)
Kyɛ ka ba nang sɔgle yele:
Mma, Ne fo Mamine Bebiri
Yaane!
(Veɛna, Mee 2014)
In the “Mandela” poem, after hearing breaking news on most of
the news media of the world, we are imagining how Mandela,
our newly minted ancestor, is preparing for the journey to
Dapare—the mythical homeland of all departed spirits, of our
ancestors—like all men, all warriors in our Dagaare culture, he
would have had to wear the smock, our war uniform, arm
himself with bows and arrows, face East, and walk away
majestically. . .
The smock is not only the traditional dress of the
Dagaaba, the people who speak Dagaare, it is also a warrior
dress etymologically, and is thus appropriate for a man like
Mandela who has been a warrior all his life. Indeed, when
Kwame Nkrumah, the first President of Ghana, was declaring
the independence of Ghana on March 6, 1957, after a long
struggle, he and his lieutenants wore the smock as a dress for
the victorious warriors they were. The bow and arrow are
further symbols for a great warrior but also meant to help him
protect himself as he goes home, and even to hunt for some
game if he so desires. As for the symbolism of facing East in
Dagaare culture, it expresses the idea that a good man, a good
farmer must always rise early in the morning, and make sure he
goes before sunrise to the farm. Women in the culture are
metaphorically facing West since they stay at home and must
particularly check that by sunset they prepare food for the man
who comes back home from the farm, from the hunting
grounds, or from the war front after a hard day’s job in the
wilderness.
The “Chibok girls” poem is imagining how the mothers
of these girls would have enjoyed their company on Mothers’
Day and other days when they stayed close together and enjoyed
each other’s company. It then imagines how it would be without
them when the next Mothers’ Day comes around and they
would be without these children.
The poem, which may be termed a “telepathic poem,” then
evokes instances in which the girls may be communicating with
their mothers through the medium of the birds, the winds, and
the singing insects in the vicinity of the Jos plateau, the most
important landmark in that region of Nigeria.
3. Discussion
What are some of the consequences for an agenda of parallel
texts for the promotion of African literature, and how might we
relate the need to produce literary works in African languages to
the issue of a society’s collective memory?
Reconceptualizations. First, a number of recon-
ceptualizations have to take place to put things in perspective as
a consequence of this agenda. We agree with Ngugi that the
“normal” for African literature should be African language
literature. We reconceptualize that here as Afriphone literature,
and claim in this paper and in previous work (Bodomo 2013,
2014a, 2014b) that the most prototypical form of African
literature is Afriphone literature.
This does not in any way exclude the use of European
languages in African literature, but those cannot be the norm.
Indeed, terms like Anglophone African literature, Francophone
African literature, and Lusophone African literature are
obsolete, twentieth-century colonial notions about African
literature. Rather, we reconceptualize that Anglophone African
literature as used in the twentieth century is literature that was
written about Africa in English. It is essentially English
literature about Africa. The new conceptualization of
Anglophone African literature is one of translated literature. A
piece of work is, first and foremost, considered Anglophone
African literature if it was first written in an African language
and then translated into English. Any piece of work that was
first written in English about Africa (whether or not by an
African) is English literature about Africa. However, if a piece
of work is written in English and translated into an African
language, that translated version is African literature.
In the same vein, Francophone African literature as used
in the twentieth century meant literature that was written in
French about Africa. But we shall not refer to it like that now—
we shall refer to it as French literature about Africa (whether or
not written by an African). In the twenty-first century, the
reconceptualization of Francophone African literature is
literature that was first written in an African language and then
translated into French. If a piece of work is written in French
about Africa and translated into an African language, that piece
of work qualifies as African literature.
Finally, Lusophone African literature in the twentieth
century meant literature written in Portuguese about Africa.
However, in the twenty-first century, where there is a robust
agenda for the promotion of Afriphone literature, Lusophone
African literature qualifies as such if the original text was
written in an African language. Lusophone African literature is
not literature first written in Portuguese but that which was
translated into Portuguese from an African language. If however
a piece of work originally written in Portuguese now gets
translated into an African language, the translated text is African
literature.
As can be seen from this reconceptualization of Anglophone
African literature, Francophone African literature, and
Lusophone African literature, the parallel text pair is a pair
comprising Afriphone literature and Europhone African
literature; in the case of the “Mandela” and “Chibok girls”
poems, a Dagaare-phone African literature and an Anglophone
African literature. Afriphone, then, in itself is a cover term for
the many African language literatures that are expected to
blossom from the Afriphone literary agenda in the twenty-first
century.
Parallel texts and collective memory. The
practice of parallel texts as outlined in this paper is clearly a
specialized form of translation. This specialized form of literary
translation connects to an important discussion on the
relationship between literary translation and cultural memory
(what I call collective memory here), as espoused in works like
Long’s (2008). In Long’s paper, she investigates “the
relationship between literary translation and cultural memory,
using a twentieth century film version of one of Shakespeare’s
plays as a case study in inter-semiotic translation” (1). The work
goes on to clarify that the
common perception of translation is often confined to its use as a language
learning tool or as a means of information transfer between languages. The
wider academic concept embraces not only inter-lingual translation, but both
intra-lingual activity or rewording in the same language and inter-semiotic
translation defined by Roman Jacobson as “the interpretation of verbal signs
by means of signs of nonverbal sign systems” (Jakobson 1959, 114). (Long
2008, 1)
If more and more African writers do parallel-texting, as
proposed here, the end result of this literary practice would be
the documentation of the verbal art and other traditional
linguistic knowledge systems, including ideophones, proverbs,
and other kinds of verbal indirection towards preserving and
enriching the collective memory of contemporary African
societies.
The term “collective memory” as I use it here could form
the basis of what one may term “African memory” 1 in the sense
that it evokes some typically traditional African ways of
remembering the past—including not just the oral transmission
modes involved but also of recognizing some older individuals
with experiences of the society’s past as repositories of the
history and culture of their society. In short, knowledgeable
elders are considered as authoritative custodians of each rural
African society’s past. This fact is encoded by an African saying
that whenever an old man dies it is like a library that burns
down! These traditional collective memory practices have
formed the basis of memory documentation in contemporary
African polities, with two of the most prominent ones being
attempts to document the painful apartheid past in South Africa
through its Truth and Reconciliation Commission (TRC) sittings
(Gade 2013), and the attempt to document the collective
1 I would like to thank Critina Demaria, one of the editors of the present journal, for
suggesting that I connect my idea of parallel text as a translation/writing process to the idea of
memory documentation, and for questioning whether one can indeed talk of an “African
memory.”
memory of the 1994 Rwandan genocide (Rettig 2008) in which
more than half a million people lost their lives.
Parallel texts in the Curriculum. To summa-
rize this discussion section, further consequences for the
practice of African literature in school and university curricula
are that African literature programs ought to focus on African
language literatures and not literature in European languages
about Africa. They may, obviously, do courses on Anglophone
African literature, Francophone African literature, and
Lusophone African literature but, in line with the twenty-first-
century definition of these literatures, these must be translations
into English, French, and Portuguese respectively from African
language literature.
In sum then, African literature in the twenty-first century
is literature that is written originally in an indigenous African
language or that has been translated from an African language
into other languages. It is Afriphone literature if it stays in the
original African language, Anglophone African literature if it is
translated from an African language into English, Francophone
African literature if it is translated from an African language
into French, and Lusophone African literature if it is translated
from an African language into Portuguese.
5. Conclusion
In this paper, we have proposed the concept of parallel texts as a
theoretical and methodological strategy for reconceptualizing
African literature in the twenty-first century.
As described in the paper, a theory of parallel texts
stipulates that in a multilingual and multiliterate environment,
for more effective and optimal knowledge and information
dissemination, users of language should produce contiguous
texts in at least two of the languages within the said environ-
ment.
Drawing from this, a parallel text would then be a set of
texts in which written literary expressions in two or more
languages are mediated in the form of translation at various
levels, including the graphemic, the morphological, the
syntactic, the phonological, and certainly the semantic.
Conclusively, the end result of the translation at one or more of
these levels is a set of texts existing side by side for ease of
cognitive processing by the recipient, and may serve to
document the collective memories of African traditional
societies in the form of preserving various kinds of indigenous
verbal art.
Two poems by the author have been used as illustrations
of these concepts and it is expected that more writers would set
about practicing parallel-texting, and indeed that publishers will
from now onwards encourage the publication of parallel-texted
volumes.
Many scholars of African languages, linguistics, and
literatures are interested in the documentation and revitalization
of African languages and their associated cultures. They are
largely in agreement that this is an urgent task, but how to go
about doing this remains a research challenge. This paper has
proposed an approach to addressing the problem with the
theoretical and methodological notion of parallel texts. It is
hoped that more parallel-texted volumes will be published
within the next ten years for the promotion of Afriphone
literatures.
This parallel-text approach as a special kind of writing
and translation process could indeed be contributing to the
construction of a new and richer collective memory which is an
instance of the idea of African memory, as discussed above.
References
Achebe, Chinua. 1989. “Politics and Politicians of Language in African
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Literary Phenomena/Contextes historiques et culturels des phénomènes
linguistiques et littéraires (Proceedings of the Seventeenth Triennial
Congress of the Fédération Internationale del Langues et Littératures
Modernes held at the University of Guelph, August 18–25), edited by G.
D. Killam, 3–8. Guelph, Ontario: University of Guelph.
Ayuk, Hamilton. 2014. What is African literature? Accessed June 6, 2014.
http://princehamilton.blogspot.co.at/2009/06/what-is-african-
literature.html.
Bodomo, Adams. 2013. Lecture notes for “Language, Literacy, and
Literature: The Language Question in African Literary Expression”
(Course no. 140251), Department of African Studies, University of
Vienna.
———. 2014a. “Survey Report on African Languages and Literatures.”
Unpublished manuscript, University of Vienna, Austria.
———. 2014b. “The Language Question in Defining African literature:
Contributions from Linguistics and Cognitive Science.” Paper presented
at the Vereinigung für Afrikawissenschaften in Deutschland (VAD),
Bayreuth University, June 11–14, 2014.
Gade, Christian B. N. 2013. “Restorative Justice and the South African Truth
and Reconciliation Process.” South African Journal of Philosophy
32(1): 10–35. doi:10.1080/02580136.2013.810412.
Jakobson, Roman. 1959. On Linguistics aspects of Translation. Accessed
November 12, 2014. http://complit.utoronto.ca/wp-
content/uploads/COL1000H_Roman_Jakobson_LinguisticAspects.pdf
Kourouma, Ahmadou. 1968. Les Soleils des indépendances. Montreal:
Presses de l’Université de Montréal. Repr. Paris: Les Éditions du Seuil,
1970.
———. 1991. Comments. In Proceedings of the International Symposium on
African Literatures. Centre for Black and African Arts and Civilization,
Lagos, Nigeria.
Long, Lynne. 2008. “Literary translation and cultural memory.” Unpublished
article, draft version, University of Warwick, UK. Last accessed
November 12, 2014. http://wrap.warwick.ac.uk/202/.
Ngugi, wa Thiong’o. 1986. Decolonising the Mind: The Politics of Language
in African Literature. Nairobi: East African Educational Publishers Ltd.
———. 2009. Something Torn and New: An African Renaissance. New
York: BasicCivitas Books.
Rettig, Max. 2008. “Gacaca: Truth, Justice, and Reconciliation in Postconflict
in Rwanda?” African Studies Review 51 (3):25–50. doi:
10.1353/arw.0.0091.
is Professor of African Studies and holds the chair of African
Languages and Literatures at the University of Vienna. He specializes in African
linguistics, African language literatures, global African diaspora studies, and digital
humanities with particular reference to the digitization of African languages and their
oral cultures. As Director of the Global African Diaspora Studies (GADS) research
platform at the University of Vienna, he has expertise and broad interests in the
study of the sociocultural and sociopolitical aspects of Africa and its global relations.
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] | Abstract: “Get thee behind me Satan, I want to resist”. . . To translate
memory across cultures and disciplines is an act of defiance, a proud sign
of disobedience, tacitly performed by one of the most celebrated and
internationally renowned practitioners and seminal theoreticians of the
tasks facing the translator, the Brazilian poet Haroldo de Campos. In “On
Mephistofaustic Transluciferation,” he writes: “If it has no Muse, it could
be said to have an Angel; translation has an angelical function, that of
bearer, of messenger. It is a messianic point or a semiotic place of
convergence of intentionality.” Addressed here are the challenges posed
in translating memory, memories, as the retrieval, reconstruction,
inscription, and leaving of the traces and effects of a markedly
memorializing act. The task of the trans(at)l(antic)ator involves not
abandoning but suspending certain spontaneous choices of literal
translation in favor of inter- and trans-action. The responses are: differ,
defer, never with indifference, always without deference; address not only
urgently political issues of The Movimento dos Sem Terra, primordial in
Brazil, but also the transactions, with and in the Movement, of so many
poets and songwriters and now, perhaps even more defiantly, with a
Brazilian-inflected countertheory to the rescue.
Remembering (belated) versions
The invitation to “establish a dialogue with and among scholars
working on the intersections between translation studies and
memory studies as they are presently configured and might be
envisioned in the future,” keynote of this special issue on
translating memory across cultures and disciplines, proleptically,
had been tacitly accepted avant la lettre and throughout his career
by one of the most celebrated and internationally renowned
practitioners and seminal theoreticians of the tasks and challenges
facing the translator, the Brazilian poet and transcreator, Haroldo
de Campos.
In “Committing Translation or the Task of the
Trans(at)l(antic)ator,” the introductory essay to my translations of
the ineradicably political memories and cultural expressions of
ideological indignation of the MST (Movement of the Landless
Rural Workers in Brazil) in Landless Voices in Song and Poetry.
The Movimento dos Sem Terra of Brazil (Vieira and McGuirck
2007, XXI–XXIV), I addressed and now return to the challenges
posed in translating memory, memories, as the retrieval,
reconstruction, inscription, and leaving of traces and their effects
of a markedly “memorializing act” (Vieria and McGuirck 2007);
in and for a Brazil confronting its own secular inequalities and
injustices, alerted to that sovereign state’s and that nation’s
continuing struggle to emerge from the cliché-ridden inscription
on its national flag, the ever-ironic “Ordem e Progresso.” Under
whose orders and for the progress of whom was national memory
to be reinscribed, translated, indeed transferred from the
hegemonies of a very recent twenty-year military regime and its
transitional legacies in the period of rebuilding a democracy from
1984?
Further, on undertaking this commission, I recalled the
advice of Umberto Eco as I reflected on the experience of having
worked, together with the Brazilian critic and translation theorist,
Else Vieira, in preparation of Haroldo de Campos in
Conversation (McGuirck and Vieira 2009), the volume that
arose, in memoriam, not least from the numerous meetings that,
as editors, we held between 1999 and 2002 with Haroldo and his
wife Carmen Arruda Campos in the hospitality of their Library of
Babel home:1
I frequently feel irritated when I read essays on the theory of translation that,
even though brilliant and perceptive, do not provide enough examples. I think
translation scholars should have had at least one of the following experiences
1 This volume contains renderings in English of the following Haroldo de Campos essays
touching variously on his theories of translation: ”On Translation as Creation and Criticism,”
”Constructivism in Brazil: Concretism and Neo-Concretism. A Personal Post Scriptum,” “On
Mephistofaustic Transluciferation,” “On Homerotherapy: Translating The Iliad,” and “The Ex-
centric Viewpoint: Tradition, Transcreation, Transculturation.”
during their life: translating, checking and editing translations, or being
translated and working in close co-operation with their translators [. . .]
Between the purely theoretical argument that, since languages are differently
structured, translation is impossible, and the commonsensical
acknowledgement that people, after all, do translate and understand each
other, it seems to me that the idea of translation as a process of negotiation
(between author and text, between author and readers, as well as between the
structure of two languages and the encyclopaedias of two cultures) is the only
one that matches experience. (Eco 2003, 36)
In such “a process of negotiation,” in that multiple “in-
betweenness,” here evoked by Eco but previously the subject of
an indispensable meditation on a specifically Latin American
project, the “entre-lugar” of Silviano Santiago, “between sacrifice
and play, between prison and transgression, between submission
to the code and aggression, between obedience and rebellion”
(Santiago 1978, 11), and as translator of the poems and songs of
the Movimento dos Sem Terra (MST, or Movement of the
landless rural workers), I soon confronted commitment, in
various of its encyclopaedic forms.
What had they done to my song?
The preceding decades had witnessed the revitalizing of popular
music as a vehicle for political activisms in Brazil. One obvious
source had been the música sertaneja of land-deprived migrant
workers, driven to the cities and taking with them their country
music, be it traditional or, more recently, influenced by the
commercial brands of the southern cultures of the United States.
No less influential had been the pagode movement’s samba-
esque registering of the violent tensions of poverty in hardly
couched critiques of repressive regimes, military or otherwise.
The performances echoed, consciously or subliminally, the
prosodies—high and low—of Brazilian Portuguese and the
broadsheet and cordel strains of popular imaginaries from
across and beyond the nation. For Brazil has never ceased to
explore and express its sensitivity to the ideological power of
the protest song; not least, and latterly, against the imagined and
projected versions of what is to come peddled, for many of its
displaced, unrepresented and unlikely-to-be-remembered vic-
tims, by the invasive myth-makers of a nation awarded the
Trojan horses of a World Cup and an Olympic Games.
At the time of committing myself to undertake the
translations of unabashedly radical texts, it was the centenary of
the birth of the celebrated Chilean poet Pablo Neruda. Inspiration
of politically committed poetry and song for not a continent but a
world, he had long ago been described by Federico García Lorca
as being closer to blood than to ink. It was on such a note—often
indissociable from tears or from wine—that the anguish and
euphoria, the despair and hope that suffuse the texts I translated
were approached and embraced. My locus of transcreation was,
and is, unavoidably and unapologetically, Anglophone; it is also,
though tempered, European. As a critic and translator of,
primarily, literatures in Portuguese, Spanish, French, and Italian, I
exploited the availability of translation alternatives from those
traditions as well as from any Brazil-specific contexts that
informed the choices made. Pace Umberto Eco, I often wrote as
both Mouse and Rat, chewing or munching in a further in-
betweenness or the negotiated hybridity that I had experienced in
tussling with Haroldo de Campos himself.2 For part of our
“translating, checking and editing translations, or being translated
and working in close co-operation” had been the daunting
enterprise of revisiting “o anjo esquerdo da história”; beginning
with the resonantly intertextual reference to Walter Benjamin’s
“angel of history. His face [. . .] turned towards the past”
(Benjamin 1999, 249), broached at once in the title of this long de
Campos poem. Written to commemorate the victims of the
notorious massacre in 1996 of nineteen protesting members of the
MST at El Dorado dos Carajás in the State of Pará, and originally
rendered into English by Haroldo as “the left-winged angel of
history.”
Engagement with the calculatedly syntagmatic disconti-
nuity and attendant staccato rhythms of the Brazilian Portuguese
text also had to take into account a context of commitment and
contributions, to and in the Movement, of such distinguished
Brazilian artists as Chico Buarque, Caetano Veloso, Gilberto Gil,
Milton Nascimento, Frei Betto, and many others, including
Haroldo de Campos himself, and thus readdress previous tasks of
the other—cultural inseparably from linguistic—translator(s).
2See the facsimile of Haroldo de Campos’s scribbled distinction between chewing and
munching with reference to my translation of “quoheletic poem 2: in praise of the termite,” in
McGuirck and Vieira 2009, 339.
The Latin American protest song explosions of the late
1950s, 1960s, and 1970s, of which Robert Pring-Mill reminded
us in “Gracias a la vida” The Power and Poetry of Song (1990),
had hardly left Brazil unaffected by the echoes, influences,
hybridities, and intertexts of contemporary transculturations. He
listed civil rights, the peace movement, and the anti-Vietnam war
demonstrations in the US; Italian CantAcronache; the Greece of
Theodorakis; the Catalan Nova Cançó; the Portuguese Nova
Canção; Irish songs of “the troubles”; and Asian and African
instances from the Philipines, East Timor, and Mongolia, to
Mozambique and Angola. Not least of the intertexts of Brazilian
protest song and poetry were the Cuban, Argentine, and Chilean
expressions that sprinkled the MST artists with inspirations taken
from the archives of the Fidel Castro, Che Guevara, and nueva
canción traditions. If any one element of Pring-Mill’s seminal
analysis can be said to have informed the texts of the MST, it is
this evocation: “Asked about his own songs (in 1973), the
Uruguayan Daniel Vigliette said firmly that they were as much de
propuesta as de protesta: designed not merely to protest but to
propose—in other words not merely to ‘tear down fences’ (quite
literally so in Viglietti’s own anti-latifundista ‘A desalambrar!’)
but also ‘to build bridges’ and to be constructive” (Pring-Mill
1990, 10). Pring-Mill identified three functions of such texts:
“response to an immediate environment”; “instrument of political
and social change”; communicating a “horizon of expectations”
and “presuppositions.” Yet he was quick to add a vital rider on
cultural difference: “the whole rhetoric of such poems and songs
is very different from ours, partly because Spanish [and here read
Portuguese] handles issues more violently—more dramatically
and emotionally—than English (sometimes in ways which we
may find indecorous)” (Pring-Mill 1990, 10–14). He continued:
The messages of individual Latin American songs function within the
framework of belief they foster and reinforce, in that extremely different social
context. In countries where illiteracy is as high as it is in most of Latin
America, where censorship and repression are so often at work, and where the
official media are so rarely to be trusted, the message-bearing function of
poesía de compromiso—sung or unsung—has an importance which it is not
easy for a more literate academic audience to appreciate. Its messages perform
a varied series of useful social functions [. . .] all of which are doubly
important in the context of predominantly oral cultures. Thus they serve both
to report and to record events (interpreting them, naturally enough, from
specific points of view, which will strike all those who disagree with them as
prejudiced); they praise, or lament, heroes and denounce tyrants; they protest
against abuses and propound solutions (whether these are viable or not); and
they teach many kinds of practical lessons, which their listeners are
encouraged to put into practice. (Pring-Mill 1990, 77)
Pring-Mill, a decade or so on, would hardly have been
surprised not to have the last word. He might also have smiled at
the risky certainty, in respect not only of rhetoric but also of
politics, of Perry Anderson, as a heady mixture of denunciation
and the recuperation of misappropriated national memories
promised to turn to propounded solution in the form of a first left-
wing figure, Luiz Inácio Lula da Silva, democratically elected in
2002, on the crest of the MST wave of popular protest: “the
symbolism of a former shoe-shine boy and street vendor
achieving supreme power in the most unequal major society on
earth speaks for itself [. . .] A climate of popular expectation
surrounds Lula that no President of the New Republic has ever
enjoyed at the outset of his mandate. Hope of relief from the
misery of the last years will not vanish overnight” (Anderson
2002, 21).
Get thee behind me Satan, I want to resist. . .
The risk of failing to render the textual wrath of a poem written in
the indignation of 1996 protest amidst the 2002 days of heady
triumphalist expectation—with popular memory of tyranny and
criminality and a consciousness of the threat of impunity all too
readily fading—seemed but one looming contention. The task of
the trans(at)l(antic)ator therefore involved not abandoning but
suspending certain spontaneous choices of literal translation in
favor of inter- and trans-action. The challenges were: differ, defer,
never with indifference, always without deference; address not
only issues dear to the MST, primordial in Brazil, but also the
transactions, with and in the Movement, of so many poets and
songwriters and now, perhaps even more challengingly, but with a
Brazilian inflected countertheory to the rescue, of Haroldo de
Campos himself, from his essay on “On Mephistofaustic
Transluciferation”:
Translation, like philosophy, has no Muse [. . .] says Walter Benjamin (“Die
Aufgabe des Uebersetzers”). And yet, if it has no Muse, it could be said to have
an Angel [. . .] translation has an angelical function, that of bearer, messenger
[. . .] it is even, for the original [. . .] a messianic point or, in lay terms of modern
theory of signs, a semiotic place of convergence of intentionality [. . .] Benjamin
inverts the relation of servitude which, as a rule, affects ingenuous conceptions
of translation as a tribute to fidelity. Fidelity (so-called translation literal to
meaning, or, simply, inverted, servile, translation) [. . .] Therefore, in the
Benjaminian perspective [. . .] the original is what in a certain way serves the
translation, at the moment when it unburdens it from the task of transporting the
unessential content of the message [. . .] and permits it to dedicate itself to an
other enterprise of fidelity [. . .] the “fidelity to reproduction of form” [. . .] It is
oriented by the rebellious slogan of non serviam, of non-submission to a
presence which is exterior to it, to a content which remains intrinsically
unessential to it [. . .] a satanic enterprise. The “cursed” counterpart of the
angelical nature of translation is Hubris, the semiological sin of Satan, il
trapassar del segno (Paradiso XXXVI, 117), the transgression of sign limits
[. . .] A translator of poetry is a choreographer of the inner dance of languages
[. . .]. (Haroldo de Campos 2009, 233–236)
How many angels?
On the head of opin. . . ionated Manicheans be it, however,
whether scholastic or materialist, to limit the inspirers of Brazilian
or any other translators to but two angels: the good, the bad. And
the ugly configuration of Haroldo’s predecessor poet Drummond
de Andrade’s anjo torto (“crooked angel”), in “Poema de sete
faces” (Poem of seven faces), as long ago as 1930, should have
alerted subsequent and would-be theorists to both the revelations
and the dangers of going transcendental in “the retrieval,
reconstruction, and inscription” of remembering, as surely as the
Shakespearean “seven” it echoes had led to “mere oblivion/Sans
teeth, sans eyes, sans taste, sans everything.”3 The figure of the
postmodern angel, always and already fallen, was also one too
easily overlooked, left behind (Drummond’s “gauche na vida”/
“gauche in life”?), in the long march of historical materialism. . .
3 The caution of such philosophers as Richard Rorty in respect of the temptation to go transcendental
in the memorializing of historical events had long ago been poeticized by Drummond de Andrade and,
inherited, by Haroldo de Campos, not least in echo of William Shakespeare’s Jaques in As You Like It,
Act II scene VII: “Last scene of all, that ends this strange eventful history.”
often the most dogmatic of “the imagined and projected versions of
what is to come” on the part of de Campos’s Marxisant Brazilian
detractors, as will be revealed in and after a reading of the poem;
and of its guest.4 For into the space of neglect—of suppressed
memory—Haroldo de Campos had injected “o anjo esquerdo da
história,” for him “the left-winged angel of history”; “the angel on
the left of history” in my transjection, my inherently
“transformative” but necessarily subsequent swerve, my own
anxious clinamen).
o anjo esquerdo da história the angel on the left of history
os sem-terra afinal the landless at last
estão assentados na are settled in
pleniposse da terra: full possession of the land:
de sem-terra passaram a from landless to
com-terra: ei-los landed: here they’re
enterrados interred
desterrados de seu sopro their life’s breath
de vida unearthly
aterrados earthed
terrorizados terrified
terra que à terra earth which onto earth
torna returns
pleniposseiros terra- land-holders pleni-
tenentes de uma potentiary of a (single
vala (bala) comum: bullet) common grave:
pelo avesso afinal outside in at last
entranhados no holed deep into
lato ventre do the broad-bellied
latifúndio acres of the latifundio-
que de im- land once barren
produtivo re- so sudden-
velou-se assim u- ly shown to be most f-
bérrimo: gerando pingue ecund: udder-spawning profit
messe de crop of
sangue vermelhoso reddening blood
4 In ”Constructivism in Brazil: Concretism and Neo-Concretism. A Personal Post Scriptum,”
Haroldo de Campos offers his riposte to Roberto Schwarz, as emblematic propagator of the
attacks levied against the concretists and de Campos’s notion of a postutopical poetry. My
“Laughin’ again he’s awake: de Campos a l’oreille de l’autre celte” addresses the polemic
extensively in McGuirck and Vieira 2009, 126–152.
lavradores sem un-labored
lavra ei- labor: here they’re
los: afinal con- larvaed at
vertidos em larvas last
em mortuá- on mortal
rios despojos: remains
ataúdes lavrados coffins labored
na escassa madeira from the scanty timber
(matéria) (timbre)
de si mesmos: a bala assassina of themselves: the assassin bullet
atocaiou-os stalks them
mortiassentados thirst-squatting
sitibundos death-settlers
decúbito-abatidos pre- decumbents cut down pre-
destinatários de uma destined for a
agra (magra) meagre (earth) acre a-
re(dis)(forme) forma grarian
—fome—a- —famine—
grária: ei- re (de)(formed) form
los gregária here they are: gregarious
comunidade de meeiros commune share-cropping
do nada: nothingness:
enver- shame-
gonhada a- faced in
goniada agony
avexada vexed
—envergoncorroída de —shamecorroded by
imo-abrasivo re- inmost abrasive re-
morso - morse-
a pátria landless
(como ufanar-se da?) (‘how shall we extol thee?’)
apátrida homeland
pranteia os seus des- laments its dis-
possuídos párias – possessed pariahs –
pátria parricida: parricide patria
que talvez só afinal a for maybe only at last the
espada flamejante fiery sword
do anjo torto da his- of the crooked angel of his-
tória cha- tory flam-
mejando a contravento e ing against the wind and
afogueando os burning the
agrossicários sócios desse agrokilltural cronies of that
fúnebre sodalício onde a somber sodality where
morte-marechala comanda uma field-marshal death commands a
torva milícia de janízaros-ja- grim militia of janissary-gun-
gunços: men:
somente o anjo esquerdo only the angel on the left
da história escovada a of a history groomed against
contrapelo com sua the grain shall manage with its
multigirante espada po- multiswirling sword
derá (quem dera! ) um dia (if only!) one day to
convocar do ror convoke from the nebulous
nebuloso dos dias vin- mass of days to
douros o dia come the at last
afinal sobreveniente do overriding day of the
justo just
ajuste de adjustment of
contas accounts
(Haroldo de Campos, 1996 © Translation Bernard McGuirk 2002)
The task of transacting—trans/dancing—with Haroldo de
Campos’s poetry was made the more challenging by his
Mephistofaustic promptings. In the essay, he had willingly reen-
gaged with both Marx and Nietzsche in a reminder that
translation in particular and writing in general always perform the
act of transcreation, a refutation of original (etiology) and target
(teleology), not only linguistically but also culturally and, let it be
stressed, ideologically. Self-consciously, he had echoed Marx’s
precursor complaint against the censuring of his style. Self-
mockingly, he had appropriated Nietzsche’s plea for the neces-
sarily sublime “maldade”—the “evil”—of mischievous content
and form.
Radical content radical form radical translation
Countless Brazilian artists had reacted, in creative political
interventions, to the obscenity of the murderous repressions
perpetrated against the MST—as did de Campos, here, to the
massacre of Eldorado dos Carajás. Cyclical repetitions of
organized violence, the option against the poor—in cynical
inversion of the “for the poor” slogan of Liberation Theology—
had triggered the indignation and the artistry of such as Frei
Betto’s “Receita para matar um sem-terra”/“Recipe for Killing
the Landless”, Sebastião Salgado’s (1997) photography, in Terra,
and Chico Buarque’s “Levantados do chão” (Raised from the
ground). These contemporary artists, however, no less than their
predecessors Graciliano Ramos, João Cabral de Melo Neto, or
Glauber Rocha, will not be remembered for their indignation
alone. Each—and differently—had had to make another option,
broadly definable as the style of mischief-making that is the
prerogative of any radical art. Style also functions as a
sharecropping, a participating in the intertextuality available to
the individual artist; or, in de Campos’s formulation, Karl Marx’s
“property of form,” inseparable from his “individual spirituality.”
Such an option, being for the poor, should never be poor. Even to
think as much would be either to neglect the need for creativity or
to misread it. To confuse, say, Graciliano Ramos’s calculatedly
daring minimalism, in Vidas secas (Barren lives) of 1938, with
some unmediated response to the prescriptive exclusions of the
Soviet Writers’ Congress of 1934. To ignore João Cabral de Melo
Neto’s career-long engagement with the materiality of words or
with what Francis Ponge called Le parti pris des choses. To
undersell, perversely, the difficulty of his own challenge: “É
difícil defender/só com palavras a vida” (It’s hard to defend/only
with words life) (Morte e vida severina [Death and Life of
Severino]), of 1956. To imagine a tabula rasa (inter-cine-text-
less) Glauber Rocha, deprived, in the 1960s, of a dialogical
relationship with Italian neorealism. To conceive that, in
postmodernity, the compassions of Sebastião Salgado did not
reflect, and reflect on, Don Macullin’s 1970s photography of the
oppressed. To fail to hear in Chico Buarque’s song the 1990s
echo of José Saramago’s “Do chão pode levantar-se um livro,
como uma espiga de trigo ou uma flor brava. Ou uma ave. Ou
uma bandeira” (From the ground a book can rise, like an ear of
wheat or a wild flower. Or a bird. Or a banner). But there is
neither need nor time for doubt. The urgent indivisibility of
radical content from radical form is better demonstrated by
critical artistry than by artless criticism.
An unapologetic option for the inseparably transcendental
and material underpins the very title of “o anjo esquerdo da
história.” Whether God is dead or not (and whether such a
dominant metaphysics of absence might be Marxian or
Nietzschean in inspiration), the conspiracies of history are still
played out amidst the configurations of narrative. Which is not to
see history as narrative (that is, only as troped)—for that would
be to deradicalize both history’s powers and any reading of it. In
Le monolinguisme de l’autre (1996), Derrida elaborated on the
“call for an outside.” In “o anjo. . . ,” de Campos called upon a
figure, that of the avenging angel, which inhabits, simultaneously,
both the inside and the outside of “a história.” He even staked out
for it a particular location, the place of enunciation for a nuncio to
a nation, for a committed messenger. Yet the call is not voiced
until after that necessary delay that enables the poem to revisit, to
reinhabit, to relive the arduous struggle for a hearing,
paradoxically, on behalf of a voice—that of poetry—no less
excluded, traditionally, than the referents of its echoing anger.
Thus, by way of (not) analyzing the poem, I prefer to comment
on aspects of my own transjection of it.
Cheek to cheek. . . and the ear of the other
Cast at me as a throw of the dice, the poem impelled me to reject
paraphrase. Haphazardly, I projected it, rather, only as recastable.
For the game was too serious to stop at a single appropriation.
The ear of this other, too, had its particularity, its “properties of
form,” its “individual spirituality.” An Irish specific of a past
inherited, part-interred (ex-patria), in an England pre- , pro- , and
post-Thatcher, suffused and infused my option for an irony that
filtered distorted echoes of another, unofficial, “national” anthem:
“Land of Hope and Glory.” “How shall we extol Thee?” who
were born not of, but only on, Thee. Here I played with another
geopolitics, one of parallel clichés, terra firma, “broad acres,”
“field-marshals” of a homeland unheimlich and—sublime
“maldade”—of the Mal-vinas, with their no less somber
soldiery.5
That the translation must speak for, and of, itself is but
part of the point. In language, for Bakhtin, the word was always
half someone else’s. . . whether spoken or written. Had de
Campos not taken but half of Mallarmé’s angelism, appropriating
5“Land of Hope and Glory” operates as a much appropriated English national hymn. It has been
adopted as the official anthem and is sung at the annual conferences of the Conservative Party.
poetry’s power of memory but adding to it a specifically
Brazilian infernal vision (“quem dera!”), that of Canudos, and of
Antônio Conselheiro? A post-Blake m(isc)arriage wherein the
legacy of revolutionary mysticism assailed, as forcefully as does
dialectical materialism, the hell-on-earth of landless utopians yet
to glimpse a Brazilian heaven of agrarian reform? Such a
politico-poetics could not presume to deprive those sem terra of
the configurations, including the martyrs, saints, and avenging
angels, of their local narratives, small or grand. . . sem céu?
Heaven-less? Who knows? Who would impose? If their
collective history had certainly been groomed against the grain
(where every day was—is?—a last day), at least the poem leaves
its protagonists “lying still” with their theology and with its (dis-)
placements.6
Haroldo de Campos was no angel, least of all in his own
poetic practice. He was unstintingly confident, certainly enough
to lampoon critical and ideological rigidities and excesses.
Acutely alert to the fact that Brazilian neo-Hegelians, no less than
their counterparts elsewhere, in their determination to confront
the brutality of much of Latin American society, have fallen
precisely into the lure of a discourse too mimetic of brute reality,
too mirroring ever to achieve a cutting edge, Haroldo de Campos
convoked the figure of poetry itself. He knew that poetry is a
master teaser, a baiter of stiff contemporary realists or the limp
lamp bearers of reflection theories past and present. The inter-
and intracultural transluciferations of his textual performances
had allowed for the inter-action of Brazilians speaking and
listening to Brazilians being listened and spoken to; in turn, they
inspired that other, the present trans(at)l(antic)ator whose
sign/ature shuttles to and fro, ever seeking to perform intra-, but
never faithful, ever faith-less, illusorily face-less, scorn-fully
masking source, mourn-fully eschewing target, settling
(lawlessly), for an ever extra-trans-mission of occupations, pre-
occupations, needs, urgencies.
6 The reference is to the 1902 foundational memorializing of the Canudos war of 1896–1897 in
the seminal text of Euclides da Cunha, Os Sertões, in which the rebellion and massacre of the
sertanejo inhabitants of the Brazilian interior, in the State of Bahia, prefigure the plight, a century
on, of the sem terra of El Dorado dos Carajás.
Stormy (whether you like it or not. . . )
Whence, for Haroldo de Campos, the “anjo esquerdo da
história”? In his unapologetic rejection of “unacceptable
cognitive models,” the challenge of de Campos is consistent,
not least when addressing the angel as an appropriated icon of
the left, inherited from Walter Benjamin’s seminal
formulation:
This is how one pictures the angel of history. His face is turned toward the
past. Where we perceive a chain of events, he sees one single catastrophe
that keeps piling wreckage and hurls it in front of his feet. The angel
would like to stay, awaken the dead, and make whole what has been
smashed. But a storm is blowing in from Paradise; it has got caught in his
wings with such violence that the angel can no longer close them. The
storm irresistibly propels him into the future to which his back is turned,
while the pile of debris before him grows skyward. This storm is what we
call progress. (Benjamin 1999, 249)
His reconfiguration, in poetry, of the readily packaged but not so smoothly
imported “anjo,” regarded by Else Vieira as a de Campos “mutation” in the poet’s
resistance to allowing Benjamin’s “Angelus Novus” cum “angel of history” to be
unproblematically appropriated as emblematic of a Brazilian historical materialism,
must also be seen as an instrument of Haroldo’s staunch debunking of those
theorists who would unquestioningly identify their ideological stance with “the
storm of progress.”7 Most notoriously, Roberto Schwarz, “sociologizing critic, of
vocational incompatibility with the new in poetry” (de Campos, in McGuirk and
Vieira 2009,197):
The basic scheme is as follows: a tiny élite devotes itself to copying Old
World culture [. . .] As a result, literature and politics occupy an exotic
position, and we become incapable of creating things of our own that spring
from the depths of our life and history [....] But why not reverse the argument?
Why should the imitative character of our life not stem from forms of
inequality so brutal that they lack the minimal reciprocity [. . .] without which
modern society can only appear artificial and “imported”? (Schwarz 1992, 85–
89).
7 See the sections “Protean Angels: Shifting Spectres of Walter Benjamin” and “Crooked
Angels, Satanic Angels: From Determinism to the Recovery of Revolutionary Possibility” in
“Weaving Histories and Cultural Memories. The (Inter)National Materialisms of o anjo esquerdo
da história,“ in McGuirck and Vieira 2009, 170–175.
Far from resembling “devoted copying,” such Haroldo de
Campos performances as I have dealt with here, whether in his
criticism or in his poetry, are, to use his own formulation, “textos
de ruptura”(rupture texts). In Panorama do Finnegans Wake
(1962), the de Campos brothers, Augusto and Haroldo, had
already embarked—for a hybrid genre of transl-iter-ation—on the
journey of strenuous excursions demanded, by the modern artist
par excellence, Stéphane Mallarmé.8 As has been seen in respect
of “o anjo esquerdo da história”, any “angelism” inherited from
Mallarmé is supplemented by the daemonic; is traced (as even
Roberto Schwarz might admit) by the diabolic. The recuperative
moves of the poem play with “fallen” transcendentalism and that
corrective shift which—for Haroldo de Campos, no less than for
any Marxist—tugs “a história” (history and the story of history)
always to the Left. Not “going transcendental,” but refusing to
forget that particular -ism (without being “-ista”). Not
appropriating an already unbalanced Brazilian history (which
ever was and still is on the Right). Rather, engaging with it and in
it through concrete performances. Destabilizing the dubious claim
that we judge our own time by its politicians, the past by its
artists. Searching for poetry’s readmission to a Res Pública
Brasileira in which the artist (in academic freedom, pace Roberto
et al) might also stage the still-to be-negotiated identities of the
nation. Writ(h)ing, in agon, so that sub-alterity (sic) might no
longer be a leper’s bell to be hung, by the dark forces of any
“sociologizing” thought-police, about the neck of Brazil’s
excluded artists.
Are Haroldo de Campos’s “o anjo esquerdo da história”
and my transjection of it—as not abandoned or to be forgotten,
mutilatedly only “left winged” and but formerly “of history,” but
rather ever active, whole, uncut, as ”the angel on the left of
history”—merely a further negotiated staging? Or just a plea for
the performative poet–critic to be heard as also improvising
politically against, in counterpoint to, “unacceptable cognitive
8 “The double effort required to allow Mallarmé’s gaps their full disjunctive and destructive power,
yet at the same time remain attentive to the multitude of invisible currents which pass back and forth
between the separated segments, will strike many readers as inexcusably arduous and
unrewarding,” and “such moments are of the essence in Mallarmé [. . .] the type of modern artist
[. . .] intent on breaking up ready-made Gestalten and smooth surface textures in order to compel his
audience to look elsewhere for artistic coherence, to venture beneath the surface into the difficult,
undifferentiated world of unconscious process, to interrupt the easy flow of horizontal perception
with strenuous excursions into multi-level, all-at-once ‘verticality’” (Bowie 1978, 6 and 16,
respectively).
models” of a Brazil in construction. . . though sorely lacking in
deconstruction?
Trans memoriam
To Jacques Derrida’s “there is always something sexual at stake
in the resistance to deconstruction” (1987, 196), this particular re-
reader—and re-hearer—of Haroldo de Campos would add: “and
cultural, and ideological.” But isn’t that where the guest translator
came, invited, between 1999 and 2002, by and with Haroldo and
Carmen, and with Else, into the hospitality of the Babelic home
of Brazil and Brazilian letters?
Unheimlich? Years on, I am still questioning the
possibility of speaking or hearing “do exterior,” “from abroad”;
but, now, it is because I have listened, learned, read, and may
even write, that intra- has a history which includes extra-; that il
n’y a pas d’hors contexte.
At, and beyond, the limits of the languages and the antics
of nations—not least in transatlantications—the sting and the
contamination of the tse-tse flies in the face of hygienic, much
less immune, bodies such as text, context, literary, semiotic,
cultural, or translation studies. In aporetic threshold perfor-
mances, where differences between some “outside” and some “in”
are never abolished but ever undermined, not merely inverted but
politically subverted, “transtextuality” is a new wor(l)d. . . but it is
readable, habitable, pleasurable; like tsextuality.
This place of aporia is before a door, a threshold,
a border, a line, or simply the edge
or the approach of the other as such
Jacques Derrida (1993, 12)
Coda: translator’s note
The discourse of the author of the above is considered by the
journal reviewer to perform that approach to translation theory to
which it attempts to give (further) voice. Subsequent to the
medium chosen by Haroldo de Campos to deliver a poetic rebuke
to the perpetrators of the 1996 massacre at El Dorado dos Carajás,
will there have been, will there be, a creative intervention that,
similarly or comparably, addresses and challenges the contem-
porary social upheavals and political manifestations of the
opposition to a contemporary Brazil that projects as heaven-sent
the staging of a World Cup and an Olympic Games in the best of
all possible wor(l)ds? A diabolic fait accompli; or do post-Haroldo
undoings—the transluciferations of successor artists—loom. . . ?
The task of the present trans(at)l(antic)ator is to await texts
from writers who, also, will have undertaken such “imagined and
projected versions of what is to come.” Then, in a necessarily
matching performative meditation, will it be conceivable to
“update.” Pace academe passim. . . Ite, missa est. The sacrifice (of
the masses) in the interim will have found but formulaic, liturgical,
expressions of their material—street, stadium, factory, favela,
commune, congress—protests, however real, however righteous;
whether or not arising from the left of history. Chronicles of a
dearth foretold; testimony to a lack of devilishly challenging
artistic engagement? The avenging angel of poiesis awaits;
translations will follow.
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1. Complete version available at https://free-
minds.org/forum/index.php?topic=7425.0.
McGuirk, Bernard, and Else Ribeiro Pires Vieira. 2009. Haroldo de Campos
in conversation: in memoriam 1929–2003. London: Zoilus.
Melo Neto, João Cabral de. 2000. Morte e vida severina e outros poemas
para vozes. Rio de Janeiro: Editora Nova Fronteira.
Pring-Mill, Robert D. F. 1990. “Gracias a la vida”: The Power and Poetry of
Song. The Kate Elder Lecture, Queen Mary University of London. An
expanded version published London: University of London, Dept. of
Hispanic Studies, 1999.
Santiago, Silviano. 1978. “O entre-lugar do discurso latino-americano.” In
Uma literatura nos trópicos, 11–28. São Paulo: Perspectiva.
Salgado, Sebastião. 1997. Terra. Preface by José Saramago, and poetry by
Chico Buarque. São Paulo: Companhia das Letras. English edition
published as Terra: Struggle of the Landless. London: Phaidon, 1997.
Schwarz, Roberto. 1992. Misplaced Ideas: Essays on Brazilian Culture.
Edited and with an introduction by John Gledson. London and New
York: Verso.
Vieira, Else Ribeiro Pires, and Bernard McGuirk. 2007. Landless Voices in
Song and Poetry: The Movimento dos Sem Terra of Brazil. Nottingham:
Critical, Cultural and Communications Press.
is Emeritus Professor of Romance Literatures and Literary Theory at
the University of Nottingham. He is president of the International Consortium for the
Study of Post-Conflict and has published widely on and translated literatures in English,
French, Italian, Spanish, and Portuguese. His most recent books are Latin American
Literature: Symptoms, Risks and Strategies of Poststructuralist Criticism (2013), Poesia
de Guerra (1998), Falklands–Malvinas: An Unfinished Business (2007), and Erasing
Fernando Pessoa (2017). He has also edited, with Else Ribeiro Pires Vieira, Landless
Voices in Song and Poetry: The Movimento Dos Sem Terra of Brazil (2007) and Haroldo
de Campos in Conversation: In Memoriam 1929–2003 (2007); and, with Constance Goh,
Happiness and Post-Conflict (2007).
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] | Abstract: “I have invented very little in the stories and voices that weave
through this book. Some of them I was told and have carried in my
memory for a long time. Others I found in books.” These words—from
the Author’s Note of Muñoz Molina’s Sepharad—could be said to be the
starting point of my article. Muñoz Molina’s novel illustrates a good
example of what Michael Rothberg defines as “multidirectional memory”
since the memory of the Holocaust, the multiple exiles that have taken
place in Europe, and the memory of postwar Spain coexist—like the
tesserae of a mosaic—in the structure of this novel. In this sense,
Sepharad can be seen as a landmark in recent Spanish literature, being the
first novel that provides a juxtaposition of these formerly isolated
memories in a fictional work. It is, therefore, the aim of this article to
explore the manner in which Muñoz Molina manages to translate into
fiction the shared European memory of the twentieth century, also paying
attention to the narrative techniques used by this Spanish author.
1This paper is a result of the METAPHORA research project (Reference FFI2014-53391-P), funded by State Secretariat for
Research, Development and Innovation of Spain.
Cómo atreverse a la vana frivolidad de inventar, habiendo tantas
vidas que merecieron ser contadas, cada una de ellas una novela,
una malla de ramificaciones que conducen a otras novelas y otras
vidas”.2
Antonio Muñoz Molina, Sefarad (2003, 720-721)
“De te fabula. The story is about you”.
Northrop Frye, The Secular Scripture (1976, 186)
One of the most revealing passages that the reader of
Antonio Muñoz Molina’s Sefarad (first published in 2001) may
encounter in this so-called “novela de novelas” occurs in the
“Author’s Note,” which brings this novel to its end: “I have
invented very little in the stories and voices that weave through
this book. Some of them I was told and have carried in my
memory for a long time. Others I found in books” (Muñoz
Molina 2003, 383). This passage could be said to be the starting
point of this essay since it helps explain the complex relationship
which we find in this novel between memory and imagination, as
well as between storytelling and memoir. Sefarad is described by
Muñoz Molina as “un mapa de todos los exilios posibles” (a map
of all possible exiles) (Valdivia 2013, 26), and in this sense the
novel represents a manifold and heterogeneous approach to this
theme. Similarly, this novel constitutes a landmark in Spanish
literature, as it juxtaposes in a fictional work both the Spanish and
European shared history of the twentieth century in an
unprecedented manner (see Valdivia 2013; Hristova 2011; Baer
2011). As it could be claimed that Sefarad is founded on a
multidirectional approach to memory (Valdivia 2013, 13), it is
my purpose to explore the manner in which this approach is
translated into fiction in this novel. Similarly, I would like to pay
attention to those narrative techniques used by Muñoz Molina
that enhance this multidirectional approach. In this sense, both
polyacroasis (that is, the plural interpretation of discourses), as
2 All quotations in Spanish from Sefarad are from the 2013 edition (see References list) and referenced
in parentheses as such in the text. All quotations in English are from the 2003 edition of Margaret
Sayers Peden’s translation (see References list). The English translation will be offered throughout in
footnotes, except where only short passages are cited in-text.
“How, when there are so many lives that deserve to be told, can one attempt to invent a novel for
each, in a vast network of interlinking novels and lives?” (Muñoz Molina 2003, 365)
defined by Tomás Albaladejo (1998, 2011), and the empathetic
turn of Muñoz Molina’s novel, account for an effective
translation of memory, as I will try to demonstrate.
Multidirectional Memory in Sefarad
Instead of the idea of collective memory as competitive memory
(Rothberg 2009, 3), in Multidirectional Memory: Remembering
the Holocaust in the Age of Decolonization a new conceptual
framework is proposed which “consider[s] memory as
multidirectional: as subject to ongoing negotiation, cross-
referencing [. . .] as productive and not privative” (Rothberg
2009, 3). In other words, this model of competitive memory
should be replaced by a dynamic multidirectional model that
allows the interaction of different historical memories (Rothberg
2009, 2–3). In Rothberg’s study, the work of the French
sociologist Maurice Halbwachs is considered crucial, since for
him “all memories are simultaneously individual and collective”
(Rothberg 2009, 14–15) so that an effective transmission of the
past depends on the manner in which the interaction and
juxtaposition of both individual and collective memory is
understood.
In this sense, as Pablo Valdivia has stated in his edition of
Sefarad, the structure of Muñoz Molina’s novel could be said to
represent a good illustration of what Michael Rothberg has
defined as “multidirectional memory” (Valdivia 2013, 13). The
memory of the Holocaust, the multiple exiles that have taken
place in Europe, including the Spanish republican exile, and the
memory of postwar Spain coexist in the structure of these
seventeen intertwined chapters or “novelas” that shape Sefarad.
Thus, Sefarad constitutes a landmark in recent Spanish
literature since, before this novel was published in 2001, the
juxtaposition of the Spanish and European shared memory of the
Holocaust and its aftermath, along with the memory of the
Spanish republican exile, its Civil War, and its postwar period has
never been staged in a fictional work (Valdivia 2013, 14; see also
Hristova 2011). As a result of this, Muñoz Molina’s novel also
constitutes an attempt to connect the Spanish and European
shared culture so as to fill the voids of our shared history3 (Baer
3 As Pablo Valdivia has suggested in his edition of Sefarad, in the article “Escuchando a
Canetti,” published in the Spanish newspaper El País in 1997, we can clearly appreciate Muñoz
2011; Valdivia 2013). In order to illuminate those cultural links,
the Spanish author creates a complex and ambitious fictional
artifact haunted by voices rather than characters in the traditional
sense (Valdivia 2013). Actually, voices (“voces”) is the word
Muñoz Molina uses in the “Author’s Note” to refer to the
characters who weave through the book. Some of these voices are
fictional and others belong to real people who bore witness to
their atrocious experiences, and they all constitute an “imagined
community of voices” (Herzberger 2004, 85; Valdivia 2013, 15).
Hence, in Sefarad we read the testimonies and listen to the voices
of Victor Klemperer, Margarete Buber-Neumann, Primo Levi,
Francisco Ayala, Evgenia Ginzburg, José Luis Pinillos, Franz
Kafka, or Milena Jesenska, to name but a few. Marije Hristova
(2011) has referred to these characters as “iconic characters” or
“iconic writers”—that is, historical figures appearing in the novel
who in turn have bequeathed to us their “iconic testimonies.”
According to Baer, the weak connection between Spain
and the memory of the Holocaust is not historical but cultural
(Baer 2011, 114). In this sense, this cultural disjointedness is also
suggested in the “Author’s Note,” when Muñoz Molina reveals
that many of the testimonies and memoirs of victims of
totalitarian regimes that led him to write Sefarad were not
translated into Spanish by the time he was writing and published
his novel. This is the case of Margarete Buber Neumann’s Als
Gefangene bei Stalin und Hitler. Eine Welt im Dunkel ([1947]
1997), Victor Klemperer’s “Ich will Zeugnis ablegen bis zum
letzten.” Tagebücher 1933–1945 (1995), Jean Améry’s Jenseits
von Schuld und Sühne: Bewältigungsversuche eines Überwäl-
tigten (1997), and Evgenia Semyonovna Ginzburg’s Journey into
the Whirlwind (1967), whose memoirs the author could only read
in their French and English translations. In fact, it was Antonio
Muñoz Molina himself who inserted in the novel his own
translation of passages taken from the memoirs we have
Molina’s reflections on what he considers a certain lack of interest in Spain regarding the
international discussions on the Holocaust memory: “Me llama la atención lo poco que se ha
escrito en nuestro país sobre el Holocausto, y el eco tan débil o simplemente nulo que tienen
entre nosotros los grandes debates internacionales sobre ese acontecimiento que, junto a la
tecnología de la guerra total y el terror de las tiranías estalinistas, ha definido este siglo [. . .] se
diría que a nosotros tales cosas no nos afectan, como si España fuera ajena a la historia judía de
los últimos cinco siglos, o como si nuestro país no hubiera padecido durante casi cuarenta años
una dictadura que debió su triunfo, en gran parte, a la ayuda del mismo régimen que provocó el
Holocausto y arrasó Europa entera” (Muñoz Molina 2007, 377–380).
previously mentioned. Thus, in Sefarad the creative writer and
the translator meet, as will be analyzed in the last section.
In Sefarad, the author introduces a variety of testimonies
and memories that had been previously overshadowed by other
memories, to the extent that they were unknown for many
Spanish readers, an aspect which suggests a parallelism between
Rothberg’s multidirectional memory model and Muñoz Molina’s
novel (Valdivia 2013, 13). In this sense, Sefarad can be
contemplated as a mosaic made of many tesserae, every one of
which is part of an imagined community of voices. Needless to
say, every tessera is required to understand the whole picture.
In “Münzenberg,” one of the seventeen chapters that
make up Sefarad, Muñoz Molina’s “basic narrator” (Hristova
2011) reveals his plans to write a novel, which, quite startlingly,
seems to be inspired by the same approach to fiction that
Rothberg proposes for history (Valdivia 2013):
He intuido, a lo largo de dos o tres años, la tentación y la posibilidad de una
novela, he imaginado situaciones y lugares, como fotografías sueltas o como
esos fotogramas de películas que ponían antes, armados en grandes carteleras,
a las entradas de los cines [. . .] Cada uno cobraba una valiosa cualidad de
misterio, se yuxtaponía sin orden a los otros, se iluminaban entre sí en
conexiones plurales e instantáneas, que yo podía deshacer o modificar a mi
antojo, y en las que ninguna imagen anulaba a las otras o alcanzaba una
primacía segura sobre ellas, o perdía en beneficio del conjunto su singularidad
irreductible. (Muñoz Molina 2013, 383)4
This passage is highly revealing since we are told that the
narrator’s plan for writing his novel consists of juxtaposing
snapshots in order to create a pattern where no image nullifies or
overshadows the others, since each of these images is unique and
necessary to produce a true and coherent mosaic. This is what we
find precisely in Sefarad; different testimonies and memoirs from
victims of any political regime or from any kind of exile, each of
which are equally significant in a clear multidirectional approach
to memory (Valdivia 2013).
4 “For two or three years I have flirted with the idea of writing a novel, imagined situations and
places, like snapshots, or like those posters displayed on large billboards at the entrance to a movie
theatre. [. . .] Each became a mystery, illuminating the others, creating multiple links that I could
break or modify at my whim, patterns in which no image nullified the others or gained precedence
or lost its uniqueness within the whole” (Muñoz Molina 2003,140).
Thus, one of the essential questions that are raised while
reading Sefarad is how appropriate literature may be as a vehicle
for bearing witness to history (Gilmour 2011, 840). The main
narrator of Sefarad does not evade this issue, something which is
reflected on many occasions throughout the novel. This is the
case of the chapter “Narva,” in which the narrator meets a friend
of his for lunch, the Spanish psychologist José Luis Pinillos.
Pinillos enlisted in the Blue Division, the Spanish Army that
served in the German Army during the Second World War. The
testimony that the Spanish psychologist bequeaths to the narrator
is that of his dramatic experience in the Estonian city of Narva.
There, Pinillos met a Jewish woman who asks him to bear
witness to the extermination of the Jewish population. At a
certain point of the narration, the Spanish psychologist admits
that “[y]o no sabía nada entonces, pero lo peor de todo era que
me negaba a saber, que no veía lo que estaba delante de mis ojos”
(Muñoz Molina 2013, 630) (“I didn’t know anything then, but
worst of all was my refusal to know, what was before my eyes”
(Muñoz Molina 2003, 307)), attracted as he was by what German
civilization represented during his student years: “no quiero
ocultarlo, ni quiero disculparme, creía que Alemania era la
civilización, y Rusia la barbarie” (Muñoz Molina 2013, 630) (“I
don’t want to hide anything or try to excuse myself, I thought that
Germany was civilization and Russia barbarism” (Muñoz Molina
2003, 307)). After that meeting, he would never see the Jewish
woman again and the experience of that meeting haunted him for
many decades, until the very day the narrator and the Spanish
psychologist met for lunch.
This chapter contains essential reflections on the role of
literature as a vehicle for transmitting the memory of the past.
Moreover, the very mechanisms of storytelling are unveiled in a
remarkable manner. After hearing Pinillos’s testimony, and
particularly what meeting the Jewish woman meant for him, the
basic narrator has an epiphanic revelation, which is reflected in
the following passage:
Él, que no quiso ni pudo olvidarla en más de medio siglo, me la ha legado
ahora, de su memoria la ha trasladado a mi imaginación, pero yo no quiero
inventarle ni un origen ni un nombre, tal vez ni siquiera tengo derecho: no es
un fantasma, ni un personaje de ficción, es alguien que pertenecía a la vida
real tanto como yo, que tuvo un destino tan único como el mío aunque
inimaginablemente más atroz, una biografía que no puede ser suplantada por
la sombra bella y mentirosa de la literatura [. . .] (Muñoz Molina 2013, 637)5
As the previous passage reflects, Muñoz Molina is aware
of the risks involved in transmitting and translating memory into
fiction. He is aware, in other words, of the limits of literature and
invention (Gilmour 2011, 840),6 which is probably why Muñoz
Molina declares in his “Author’s Note” that there is very little
invention “in the stories and voices that weave through
[Sefarad]” (Muñoz Molina 2003, 383).
On the other hand, Sefarad never stops questioning the
legitimacy of literature to approach memory. Perhaps, José Luis
Pinillos’s testimony faithfully illustrates the author’s approach to
memory:
[. . .] si yo estoy vivo tengo la obligación de hablar por ellos, tengo que contar
lo que les hicieron, no puedo quedarme sin hacer nada y dejar que les olviden,
y que se pierda del todo lo poco que va quedando de ellos. No quedará nada
cuando se haya extinguido mi generación, nadie que se acuerde, a no ser que
alguno de vosotros repitáis lo que os hemos contado. (Muñoz Molina 2013,
644)7
At the very end of this passage, the Spanish psychologist
appeals to the narrator and asks him to narrate what he has just
told him (an idea that is lost in the English translation we offer
below). In this sense, it is relevant to refer to Cristina Demaria’s
study Semiotica e Memoria. Analisi del post-conflitto. In this
study, Demaria refers to the necessity of exploring what Lotman
defined as the process of translating experience into the text
(“processi di traduzione dell’esperienza in testo”) when we
transmit the past, paying special attention to the interaction
5 “He who has not been able to forget her for more than half a century has bequeathed her to
me now, transferring the memory of her to my imagination, but I won’t give her an origin or a
name, I haven’t the authority, she isn’t a ghost or a fictional character but someone who was as
real as I am, who had a destiny as unique as mine although far more cruel, a biography that can
neither be supplanted by the beautiful lie of literature” (Muñoz Molina 2003, 312).
6 Concerning the issue of how legitimate it is for fiction to transmit memories of traumatic
experiences, Gilmour has observed that “the dilemma of how to keep memories of these
experiences alive and to transmit them to future generations has become a pressing question in
contemporary cultural studies, in particular in relation to the Holocaust” (Gilmour 2011, 839).
7 “[. . .] because I’m alive I have the obligation to speak for them, say what was done, so that
the little that remains of them in people’s memories will not be lost for all time” (Muñoz Molina
2003, 317).
between individual and collective memory (Demaria 2006, 37).8
Hence, I would affirm that the inclusion of the iconic characters’
testimonies in Sefarad accounts for this sort of translation of
experience into the text.
The issue of the legitimacy of literature as a vehicle for
the transmission of memory and traumatic knowledge is an
essential feature in Muñoz Molina’s Sefarad, which, I feel, is
effectively carried out (Gilmour 2011, 840). On the other hand, it
should not be overlooked that the transmission of memory may
function—as we consider it does in Sefarad—as “a spur to
unexpected acts of empathy and solidarity” (Rothberg 2009, 19).
Empathetic polyacroasis as a narrative principle in Sefarad
One of the most remarkable aspects of Muñoz Molina’s Sefarad
is the importance of storytelling as a principle that articulates the
novel (Herzberger 2004, 85; Valdivia 2013). As Herzberger has
pointed out Sefarad “is a novel of multiple narrators, characters,
and plots that turns inward to celebrate the construction of its
stories.” (Herzberger 2004, 85). It is important to highlight how
significant storytelling, listening, and reading are in the
construction of this novel. In this sense, the inclusion of the
iconic characters’ testimonies in a novel where storytelling and
listening is vital accounts for what Herzberger defines as “a
hybridized narrative rooted in imagination and reference”
(Herzberger 2004, 86). A fruitful tension that contributes to
trigger an empathetic response from the reader (Herzberger 2004,
86).
On the other hand, one of the most remarkable
achievements of Sefarad is its “basic narrator”—that is, the
oscillating narrative voice underlying the seventeen chapters or
“novelas” (Hristova 2011; Gilmour 2011; Valdivia 2012, 591–
592). Actually, this basic narrator constantly changes the
grammatical person from “yo” to “tú,” “él,” “vosotros,” or “ellos”
(Valdivia 2012, 591–592; see also Gilmour 2011). Thus, orality
and storytelling are essential features for this basic narrator to
8 Cristina Demaria affirms in her study that “[l]a trasmissione del significato del passato, la trama
in cui si intrecciano alcuni eventi che divengono così rilevanti, può cioè trovarsi a dipendere dal
modo in cui, di volta in volta, memoria individuale e memoria collettiva interagiscono. È
necessario dunque indagare più a fondo quelli che Lotman definisce come processi di traduzione
dell’esperienza in testo, l’interazione e anche il conflitto fra una memoria individuale e una
collettiva, culturale e sociale” (Demaria 2006, 37).
develop his narrative possibilities. Characters, be they iconic or
fictional, tell each other stories and transmit their testimonies to
those who are willing to listen, to the extent that the manner in
which their identities may be perceived depends to a great extent
on those stories (Herzberger 2004; Gilmour 2011; Hristova 2011;
Valdivia 2012; Valdivia 2013).
Hence, both orality and storytelling allow us to establish a
connection with the rhetorical concept of polyacroasis (Valdivia
2012, 593–594). The term polyacroasis (polyakróasis)—that is, a
plural hearing, plural interpretation of an oral discourse—has
been proposed by Tomás Albaladejo “to refer to the characteristic
consisting of the differences between the hearers of rhetorical
discourse” (Albaladejo 1998, 156). Thus, polyacroasis
contributes to illuminate and elucidate the mechanisms of the
plural reception of discourses taking place in a given rhetorical
event (Albaladejo 1998). As this reception is not only restricted to
oratorical events, Albaladejo has also proposed this concept to
analyze literary works, especially those at the very core of which
literary communication lies (Albaladejo 2009, 2). Polyacroasis
therefore contributes to elucidate the strong link between
literature and orality (Albaladejo 2009, 3–4).
In this sense, Sefarad constitutes a rhetorical event where
the characters or voices that dwell in the novel narrate to each
other the novel they take with them.9 Yet the reader is also
appealed to and turned into another character of the novel by
means of empathy, to the extent that readers may experience what
Northrop Frye affirmed the final message of the genre of
romance was—that is, “de te fabula: the story is about you” (Frye
1976, 186). In this sense, the use in the novel of the rhetorical
figure of apostrophe reinforces the sense of empathy the novel
conveys, since the reader’s attention is drawn in a very effective
manner (Valdivia 2013):
Y tú qué harías si supieras que en cualquier momento pueden venir a
buscarte, que tal vez ya figura tu nombre en una lista mecanografiada de
9In Sefarad, there are multiple references to Benito Pérez Galdós’s Fortunata y Jacinta. Muñoz
Molina introduces in Sefarad a famous quotation taken from that novel, “Doquiera que el
hombre va lleva consigo su novela,” which Margaret Sayers Peden translated into English as
“Wherever a man goes, he takes his novel with him”(Muñoz Molina 2003, 44).
presos o de muertos futuros, de sospechosos, de traidores. (Muñoz Molina
2013, 243)10
Clearly, the use of apostrophe triggers an empathetic
response from the reader, who may experience a total
identification with the voices that dwell in Sefarad (Gilmour
2011, 851). In addition to this, empathy is similarly stimulated by
manipulating the voice of the basic narrator (Gilmour 2011, 851;
Valdivia 2012). What Gilmour has described as “a constant
oscillation between the third person, él or ella, and the first
person, yo,” (Gilmour 2011, 852; Valdivia 2012; Valdivia 2013,
258) creates a web of empathetic connections among the main
narrator, the gallery of multiple voices that weave through the
book, and an empathetic reader. As we have seen before, Muñoz
Molina tells us in the “Author’s note” that both the testimonies he
listened to and stored for a long time in his memory and the
books he read were vital while plotting and writing Sefarad: the
rest was invention. However, it could be affirmed that the part of
the novel that stems from invention completes full circle this web
of empathetic links (Gilmour 2011). In other words, as Gilmour
has pointed out, the use of an empathetic imagination accounts
for the manner in which Muñoz Molina, via his basic narrator,
translates into fiction other people’s memories (Gilmour 2011,
847). This basic narrator has been referred to by Valdivia as a “yo
fluido,” a sort of flowing manifold narrator whose nature is
clearly explained in the following passage taken from the chapter
“Dime tu nombre”:
Nunca soy más yo mismo que cuando guardo silencio y escucho, cuando dejo
a un lado mi fatigosa identidad y mi propia memoria para concentrarme del
todo en el acto de escuchar, de ser plenamente habitado por las experiencias y
recuerdos de otros. (Muñoz Molina 2013, 680)11
This multiple oscillation among different grammatical
persons is accompanied by the use of direct speech, as we can
appreciate when Muñoz Molina provides his own translation into
10 “And you, what would you do if you knew that at any moment they could come for you, that
your name may already be on a typed list of prisoners or future dead, or suspects, or traitors?”
(Muñoz Molina 2003, 45).
11 “I am never more myself than when I am silent and listening, when I set aside my tedious
identity and tedious memory to concentrate totally on the act of listening, on the experiences of
another” (Muñoz Molina 2003, 340).
Spanish of the iconic characters’ testimonies he has read in
books. In the following passage we can appreciate a clear
example of this flowing oscillating narrator:
Evgenia, te están tendiendo una trampa, y es preciso que escapes mientras
puedas, antes de que te partan el cuello. Pero cómo voy yo, una comunista, a
esconderme de mi Partido, lo que tengo que hacer es demostrarle al Partido
que soy inocente. Hablan en voz baja, procurando que los niños no escuchen
nada, temiendo que el teléfono, aunque está colgado, sirva para que les espíen
las conversaciones. (Muñoz Molina 2013, 258)12
The quotation that appears in italics is an excerpt, translated into
Spanish by the author himself, and taken from Evgenia
Ginzburg’s Journey into the Whirlwind, a memoir that had not
yet been translated into Spanish when Sefarad was being written.
Then, after that passage, without using quotation marks, the first
person is used and we are told what the “basic narrator” imagines
Evgenia Ginzburg might have said in the very moment she learnt
she was under threat. In other words, the basic narrator haunts
Ginzburg’s mind and empathetically imagines how Ginzburg
might have reacted. Finally, in the last sentence, the basic narrator
shifts to the third person plural (Valdivia 2013, 258). Needless to
say, this masterly use of narrative technique requires an
empathetic imagination on the author’s part (Gilmour 2011;
Valdivia 2013, 258).
The manner in which polyacroasis functions in this novel
can not be explained if we are unaware of that web of empathetic
connections—or “malla de ramificaciones”—among the different
voices, the reader’s response, and the empathetic imagination
deployed by Muñoz Molina. Therefore, a new question should
now be raised. Is empathy an effective vehicle for both
transmitting and translating memories? Does the author’s
empathetic involvement in retelling and translating testimonies
account for a successful transmission of memory?
According to Rothberg, remembrance and imagination
can be seen as both material and fundamentally human forces that
12“Eugenia, they’re setting a trap for you, and you must run away while you can, before they
have your head. But why would I, a Communist, hide from my Party? I must show the Party that
I’m innocent. They speak in low voices, trying not to let the children hear, afraid that the
telephone, even though the receiver’s down, will allow someone to listen” (Muñoz Molina 2003,
53).
“should not lead to assumptions of memory’s insubstantiality”
(Rothberg 2009, 19). It is possible that, as Sefarad reflects,
translating multidirectional memory into fiction acquires a more
significant and enriched dimension when empathetic imagination
is present.
Translating the Other culturally in Sefarad
The role of translation in postconflict cultures is an aspect that
has been taken into consideration in Nergaard’s “Translating the
Other: Journalism in Post Conflict Cultures” (Demaria and
Wright, 2006). In this article, Nergaard analyzes examples where
one culture translates another (Nergaard 2006, 189). In this sense,
Nergaard proposes an understanding of translation “as the process
through which concepts and discourses in one culture are
interpreted and transformed in order to be introduced into
another” (Nergaard 2006, 189). Translation is also referred to as
“one of the privileged spaces where cultures meet [. . .] in terms
of alterity and difference” (Nergaard 2006, 189). Translation thus
allows us to represent the Other, a complex process that Nergaard
calls cultural translation (Nergaard 2006, 191). In this epigraph I
would like to explore the presence of cultural translation in
Muñoz Molina’s novel, and to what extent fiction may contribute
to an effective translation of the Other and, as a result of that, can
contribute to create and shape knowledge.
When the so-called basic narrator declares that he is never
more himself than when he sets aside his identity to concentrate
on the experiences of another (Muñoz Molina 2013, 680), he is
suggesting that “he is never more fully himself than when
experiencing both self and other” (Gilmour 2011, 849.) In this
sense, it seems that the very idea of representing and translating
the Other appears to be one of the engines of Sefarad, being the
other and the translation of his or her experiences one of the key
motifs that articulate the novel.
We have previously referred to the manner in which
Muñoz Molina translates into fiction the iconic characters’
testimonies. In some occasions the author himself translates
passages into Spanish, which lend verisimilitude to the novel. In
other occasions, the iconic characters are haunted by the
oscillating narrator (“yo fluido,” as proposed by Valdivia) who
imagines empathetically what these “iconic characters and
writers” might have thought or said (Valdivia 2013). This
exploration of the characters’ thoughts appearing in Sefarad, via
an oscillating narrator, constitutes an example of what could be
defined as an empathetic cultural translation.
The most significant instance of this representation of the
Other in Sefarad appears in the chapter “Eres.” In this chapter,
Muñoz Molina appeals empathetically to the reader by means of
the use of apostrophe. Thus, the chapter triggers in the reader a
sense of identification between him or her and the Other
(Valdivia 2013, 601). In this sense in Sefarad “the possibility of
becoming ‘the other’ is a recurrent theme” (Hristova-Dijkstra and
Adema 2010, 74), something that is illustrated when the reader is
asked the following question: “Y tú qué harías si supieras que en
cualquier momento pueden venir a buscarte, que tal vez ya figura
tu nombre en una lista mecanografiada de presos o de muertos
futuros, de sospechosos, de traidores”(Muñoz Molina 2013, 243)
(“what would you do if you knew that at any moment they could
come for you, that your name may already be on a typed list of
prisoners or future dead, or suspects, or traitors?” [Muñoz Molina
2003, 45]).
In the following passage from the chapter mentioned
above, we encounter a representative example of the manner in
which the virtual identification between reader (Self) and the
Other is triggered:
Eres quien mira su normalidad perdida desde el otro lado del cristal que te
separa de ella, quien entre las rendijas de las tablas de un vagón de deportados
mira las últimas casas de la ciudad que creyó suya y a la que nunca volverá.
(Muñoz Molina 2013, 619)13
The effect these words have on the reader is that of fostering a
total identification with the Other, to the extent that we come to
recognize how “the ‘totally other’ constitutes one’s identity”
(Hristova-Dijkstra and Adema 2010, 74).
*
13 As Margaret Sayers Peden’s 2003 translation into English of the 2001 Spanish edition of
Sefarad is being used throughout this article, and as this translation omits many passages from
the original 2001 Spanish edition, including the passage I have just cited, no English translation
is being provided in this instance.
Sefarad has been described by its author as a “mapa de todos los
exilios posibles” (a map of possible exiles) (Valdivia 2013, 26).
In this sense, it could be affirmed that the theme of exile
constitutes a subtext in Sefarad since it is the place where the
narrator and the reader empathize imaginatively with the Other
(Gilmour 2011, 854):
Aún despojándote de todo queda algo que permanece siempre, que está en ti
desde que tienes memoria [. . .] el núcleo o la médula de lo que eres [. . .]: eres
el sentimiento del desarraigo y de la extrañeza, de no estar del todo en ninguna
parte [. . .] (Muñoz Molina 2013, 609)14
In the Introduction to Translation and Power (2002)
Maria Tymoczko and Edwin Gentzler assert that translators “as
much as creative writers and politicians, participate in the
powerful acts that create knowledge and shape culture”
(Tymoczko and Gentzler 2002, xxi). In this sense, in Sefarad
both the translator and the creative writer meet. The fact that
some of the books containing the iconic characters’ testimonies
were not translated into Spanish implied an obvious lack of
knowledge of vital testimonies that has shaped postwar Europe.
Thus, the Spanish author’s decision to insert and translate
passages from the previously mentioned testimonies accounts for
a strong desire to create knowledge both as a creative writer and
as a translator.
If we take into consideration, for instance, the passages
taken from Victor Klemperer’s I will Bear Witness. 1933–1941. A
Diary of the Nazi Years (1999), we can appreciate a clear
illustration of Muñoz Molina’s masterly use of historical
reference and empathetic imagination. In “Quien espera,” a
gallery of “iconic characters” weaves through this chapter, which
includes Victor Klemperer himself, Margarete Buber-Neumann,
Eugenia Ginzburg, Jean Améry, and even fictional characters
such as Josef K. from Kafka’s Der Prozess. In the following
passage we can appreciate the narrative technique deployed by
the author:
14“Something persists that has been inside you for as long as you can remember [. . .] it is the
marrow of what you are [. . .] You are uprootedness and foreignness, not being completely in
any one place [. . .]” (Muñoz Moina 2003, 295).
El jueves 30 de marzo de 1933 el profesor Victor Klemperer, de Dresde, anota
en su diario que ha visto en el escaparate de una tienda de juguetes un balón de
goma infantil con una gran esvástica. Ya no puedo librarme de la sensación de
disgusto y vergüenza. Y nadie se mueve; todo el mundo tiembla, se esconde.
(Muñoz Molina 2013, 247)15
The journal entry corresponds to March 30, 1933. In fact,
the sentence that we encounter at the end of that journal entry—
that is, “In a toy shop a children’s ball with the swastika”
(Klemperer 1999, 10)—occurs unexpectedly, as a juxtaposed
image with no apparent connection with the rest of the
paragraph.16 Thus, Muñoz Molina is clearly retelling what he has
read in the diary, after which he introduces in italics his own
translation of a passage extracted from the English translation of
Klemperer’s diaries. Hence, Muñoz Molina sets a boundary
between real testimonies and literary recreation. Yet, it should be
noticed that the passage in italics does not correspond to the same
day Klemperer saw the child’s ball with the swastika (that is,
March 30) but to May 17 of the same year. This narrative
device—which we can appreciate in other iconic testimonies
throughout the novel—has significant implications from the point
of view of translation, since it reveals a concept of translation that
Tymoczko and Gentzler have described as “not simply an act of
faithful reproduction but, rather, a deliberate and conscious act of
selection [and] assemblage” (Tymoczko and Gentzler 2002, xxi).
In other words, Muñoz Molina’s choice constitutes a conscious act
of juxtaposing his own empathetic retelling of the journal with real
testimonies extracted from it (that is, “I can no longer get rid of the
feeling of disgust and shame. And no one stirs; everyone trembles,
keeps out of sight” (Klemperer 1999, 7) (“Ich kann das Gefühl des
15 “On Thursday, March 30, 1933, Professor Victor Klemperer, of Dresden, notes in his diary
that in a toy-shop window he saw a child’s balloon with a large swastika. I can no longer rid
myself of the disgust and shame. Yet no one makes a move; everyone trembles, hides” (Muñoz
Molina 2003, 47).
16 We provide in this footnote the English translation of Victor Klemperer’s diaries and the
original German: “Yesterday a wretched statement in the Dresdener Neueste Nachrichten—‘on
your own account.’ They are 92.5 percent founded on Aryan capital, Herr Wollf, owner of the
remaining 7.5 percent, has resigned as chief editor, one Jewish editor has been given leave of
absence (poor Fentl!), the other ten are Aryans. Terrible!—In a toy shop a children’s ball with the
swastika.” (Klemperer 1999, 10); „Gestern jämmerliche Erklärung der Dresdener NN ‚in eigener
Sache’. Sie seien zu 92,5 Prozent auf arisches Kapital gestützt, Herr Wollf, Besitzer der übrigen
7,5 Prozent, lege Chefredaktion nieder, ein jüdischer Redakteur sei beurlaubt (armer Fentl!), die
andern zehn seien Arier. Entsetzlich! – In einem Spielzeugladen ein Kinderball mit Hakenkreuz”
(Klemperer, 1995: 15–16).
Ekels und der Scham nicht mehr loswerden. Und niemand rührt
sich; alles zittert, verkriecht sich.” [Klemperer 1995, 12]).
In “Quien espera” we encounter a web of testimonies or
voices that are intertwined throughout this chapter, including
Buber-Neumann’s, Ginzburg’s, and Klemperer’s. In the last
paragraph of this chapter the testimonies of both Klemperer and
Buber-Neumann come together. In a masterly juxtaposition of
voices and testimonies, the oscillating narrator concludes this
chapter in the following manner:
Llegaron una mañana muy temprano, del 19 de Julio, y al comprobar que esta
vez sí que venían de verdad por ella [Margarete] no sintió pánico, sino más bien
alivio [. . .]. El 12 de julio el profesor Klemperer recuerda en su diario a algunos
amigos que se marcharon de Alemania, que han encontrado trabajo en Estados
Unidos o en Inglaterra. Pero cómo irse sin nada, él, un viejo, y su mujer una
enferma [. . .]. Nosotros nos hemos quedado aquí, en la vergüenza y la penuria,
como enterrados vivos, enterrados hasta el cuello, esperando día tras día las
últimas paletadas. (Muñoz Molina 2013, 267)17
The responsibility that translation may have in creating
knowledge has been previously mentioned. I agree with Tymoczko
and Genztler when they affirm that “translation [. . .] actively
participates in the construction of knowledge [. . .] and that the act
of translation is itself very much involved in the creation of [it]”
(Tymoczko and Gentzler 2002, xxi). Leaving aside the enormous
literary value of a novel like Sefarad, I would affirm that this novel
is also an example of how a fictional work can participate in that
construction of knowledge through an empathetic imagination.
Conclusion
Throughout this article I have tried to analyze the manner in which
Muñoz Molina juxtaposes in Sefarad the shared European and
Spanish memory of the twentieth century via a multidirectional
memory approach to fiction. In this sense, I would affirm that
Michael Rothberg’s approach helps explain the narrative
mechanisms underlying Sefarad. In other words, Rothberg’s
17 “They came one morning very early, on July 19, and when she realized that they had finally
come for her, [Margarete] felt only a kind of relief [. . .]. On July 12, Professor Klemperer refers
in his diary to some friends who left Germany and found work in the United States or England.
But how do you leave when you don’t have anything? He, an old man with a sick wife [. . .]. We
have stayed here, in shame and penury, as if buried alive, buried up to our necks, waiting day
after day for the last spadefuls of dirt” (Muñoz Molina 2003, 60).
dynamic multidirectional model accounts effectively for the
interaction of different historical memories which we can
appreciate in Sefarad (Rothberg 2009, 3).
Muñoz Molina thus translates into fiction previously
isolated memories and presents a map of all possible exiles in an
unprecedented manner in recent Spanish literature. In this sense, I
would state that one of Muñoz Molina’s greatest achievements is
the manner in which he carries out a translation of experience into
a fictional text. There are multiple instances of that translation of
experiences into Sefarad, such as the iconic characters’
testimonies. In addition to this, I would like to point out that
empathetic polyacroasis contributes to a great extent to this
effective translation of experience. Thus, I believe that the presence
of polyacroasis in Sefarad enhances that empathetic translation and
transmission of memory, since it allows both a plural interpretation
and a powerful interaction among the different “voices” that dwell
in the novel, and it also increases the readers’ empathetic response.
In my opinion, translating multidirectional memory into fiction
becomes more effective when empathetic polyacroasis takes place.
Needless to say, this “hybridized narrative rooted in imagination
and reference” (Herzberger 2004, 86) clearly contributes and
participates in the construction of knowledge.
Finally, I would like to conclude this essay with an excerpt
from Antonio Muñoz Molina’s Sefarad that, to a great extent, may
function as a concise summary of the argument I have presented:
No eres una sola persona y no tienes una sola historia, y ni tu cara ni tu oficio ni
las demás circunstancias de tu vida pasada o presente permanecen invariables. El
pasado se mueve y los espejos son imprevisibles. (Muñoz Molina 2013, 596)18
18“You are not an isolated person and do not have an isolated story, and neither your face nor
your profession nor the other circumstances of your past or present life are cast in stone. The
past shifts and reforms, and mirrors are unpredictable” (Muñoz Molina 2003, 288).
References
Albaladejo, Tomás. 1998. “Polyacroasis in Rhetorical Discourse.” The
Canadian Journal of Rhetorical Studies/La Revue Canadienne d’Études
Rhétoriques 9: 155–167.
———. 2009. “La poliacroasis en la representación literaria: Un
componente de la retórica cultural.” Castilla. Estudios de Literatura 0:
1–26. PDF available at http://uvadoc.uva.es/handle/10324/12153.
Améry, Jean. 1997. Jenseits von Schuld und Sühne: Bewältigungsversuche
eines Überwältigten. Stuttgart: Klett-Cotta Verlag.
Baer, Alejandro. 2011. “The Voids of Sepharad: The memory of the
Holocaust in Spain.” Journal of Spanish Cultural Studies 12 (1): 95–
120. doi:10.1080/14636204.2011/556879.
Buber-Neumann, Margarete. [1947] 1997. Als Gefangene bei Stalin und
Hitler. Eine Welt im Dunkel. Berlin: Ullstein Buchverlage.
Demaria, Cristina. 2006. Semiotica e memoria. Analisi del post-conflitto.
Roma: Carocci.
Demaria, Cristina, and Colin Wright. 2006. Post-Conflict Cultures. Rituals of
Representation. London: Zoilus Press.
Frye, Northrop. 1976. The Secular Scripture: A Study of the Structure of
Romance. Cambridge (MA): Harvard University Press.
Gilmour, Nicola. 2011. “The Afterlife of Traumatic Memories: The Workings
and Uses of Empathy in Antonio Muñoz Molina’s Sefarad.” Bulletin of
Spanish Studies: Hispanic Studies and Researches on Spain, Portugal
and Latin America 88 (6): 839–862.
doi:10.1080/14753820.2011.603491.
Ginzburg, Eugenia Semyonovna. 1967. Journey into the Whirlwind.
Translated by Paul Stevenson and Max Hayward. London: Harcourt.
Herzberger, David K. 2004. “Representing the Holocaust: Story and
Experience in Antonio Muñoz Molina’s Sefarad.” Romance Quarterly
51 (2): 85–96. doi:10.3200/RQTR.51.2.85-96.
Hristova, Marije. 2011. “Memoria prestada. El Holocausto en la novela
española contemporánea: Los casos de Sefarad de Muñoz Molina y El
Comprador de aniversarios de García Ortega.” MA thesis, University of
Amsterdam. PDF available at http://dare.uva.nl/document/342563.
Hristova-Dijkstra, Marije J., and Janneke Adema. 2010. “The exile condition.
Space–time dissociation in historical experience. A reading of Sefarad.”
Krisis, 1: 62–76.
Klemperer, Victor. 1995. “Ich will Zeugnis ablegen bis zum letzten.”
Tagebücher 1933–1941. Berlin: Aufbau-Verlag.
———. 1999. I Will Bear Witness. 1933–1941. A Diary of the Nazi Years.
Translated by Martin Chalmers. New York: The Modern Library.
Muñoz Molina, Antonio. 2003. Sepharad. Translated by Margaret Sayers
Peden. London: Harcourt.
———. 2007. Travesías. Edited by Jorge F. Hernández. Mexico City:
Universidad Nacional Autónoma de México.
———. 2013. Sefarad. Edited by Pablo Valdivia. Madrid: Cátedra.
Nergaard, Siri. 2006. “Translating the Other: Journalism in Post-Conflict
Cultures.” In Cristina Demaria and Colin Wright 2006, 189–207.
Rothberg, Michael. 2009. Multidirectional Memory: Remembering the
Holocaust in the Age of Decolonization. Stanford: Stanford University
Press.
Tymoczko, Maria, and Edwin Gentzler, eds. 2002. Translation and Power.
Amherst and Boston: University of Massachusetts Press.
Valdivia, Pablo. 2012. “Poliacroasis, memoria e identidad en la articulación
de los discursos de poder: el caso de Sefarad de Antonio Muñoz
Molina.” In Retórica y política. Los discursos de la construcción de la
sociedad, edited by Emilio del Río Sanz, María del Carmen Ruiz de la
Cierva, and Tomás Albaladejo, 591–604. Logroño: Instituto de Estudios
Riojanos.
———. 2013. Introduction to Muñoz Molina 2013.
obtained his BA in English Philology and his PhD from the
Universidad Autónoma de Madrid. He is currently lecturer in Contemporary
Literature, English Literature, and English at the Universidad CEU San Pablo, Madrid,
and member of the research group C [P y R] (Communication, poetics and rhetoric)
at the Universidad Autónoma de Madrid. He is currently a member of the
METAPHORA project and has been a member of a previous research project on
Cultural Rhetoric. His research interests include comparative literature, rhetoric, and
literary translation.
| Unimi Open Journals |
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] | Abstract: Holocaust survivor testimonies are frequently read, explored,
and interpreted in English translation—that is, beyond their original
linguistic, temporal, and cultural points of telling. And yet only meager
attention has been paid to the epistemological and ethical implications of
translation as a mode of re-mediating Holocaust memory. Significant
questions remain regarding the potentialities of translation, both positive
and negative, for shaping the way in which readers come to know about,
and respond to, the lived experiences of the survivors. Specifically, this
article hopes to encourage more sustained and critical thinking about the
decisive and moral role of the translator as a secondary witness, “one who
listens to the testimony with empathy and helps to record, store and
transmit it” (Assmann 2006, 9). The article presents a case study of two
acts of secondary witnessing which re-mediate the experiences of French
female deportees into English: Barbara Mellor’s translation of Agnès
Humbert’s (1946) Notre guerre, published in 2008 as Résistance, and
Margaret S. Summers’s translation of Micheline Maurel’s (1957) Un
camp très ordinaire, published in 1958 as An Ordinary Camp. Attention
will be paid to how the translators have listened to and re-mediated the
experiences of the survivors for a new readership, while the sociocultural
contexts of and influences on these acts of secondary witnessing will also
be considered.
Introduction
Translating the written memory of an individual into another
language and culture entails a twofold act of perpetuation; first,
the lived experiences of that individual are recorded in an
additional repository and are then carried beyond the immediate
borders of the original telling. Yet, in order that this
perpetuation might be realized through translation, the particular
threads of memory which constitute the original narrative—
whether in the form of autobiography, memoir, diary or
testimony—are necessarily reworked by the hands of another,
by a translator who, in most instances, has no direct connection
with the remembered events or emotions.1 The warp and weft of
the initial act of memory may subsequently emerge intact,
preserved by translation to bear enduring and accurate witness
to the life of the individual; alternatively, it may not withstand
the process, becoming distorted in its appearance, texture or
purpose once reconstructed in another setting.
This article sets out to identify and critically examine
the role of the translator in the transmission of individual
memory within the specific context of survivor accounts of the
Holocaust. In this respect, any exploration of how the translator
re-mediates life in the camps must be fully mindful of the
unique representational, epistemological and ethical
complexities that can beset attempts to tell and retell those
stories of suffering and survival. Many Holocaust narratives are
marked by a tension between the (communicative,
commemorative, and often cathartic) need to commit lived
experience to writing and the aridity of words whose capacity to
tell withers before the sheer horror of the events they venture to
describe. The complexities of representation may be
compounded further by the contingencies of memory, which can
fade but also sharpen with the passing of time.2 In turn, the
translator of the Holocaust narrative is potentially brought into
an encounter with a text that is, deliberately or otherwise,
halting, uneven; a text that may attempt to lay bare some or all
of the concentrationary universe, and in so doing, charge itself
with a particular moral burden to remember, to understand, or
indeed to resist any such understanding. How the translator
1 A notable exception to this distance between the one who remembers and the one who
translates can, of course, be found in the phenomenon of self-translation. The conflation of
these two positions necessarily raises an alternative set of questions to the ones I address here.
2 Contrary to the antinarrative stance adopted by literary theorists such as Cathy Caruth (1996),
scientific studies have shown that traumatic experiences are recoverable and representable, as
opposed to repressed and unspeakable. As is noted by Beverley R. King in 21st Century
Psychology: A Reference Handbook, “Overwhelmingly, the research supports the trauma
superiority argument—memories for stressful experiences are not easily forgotten, especially
the central details of the events” (2009, 452). For further criticism of Caruth, see Ruth Leys
(2000), and Wulf Kansteiner and Harald Weilnböck (2008).
responds to such complexities will be considered in reference to
the concept of the secondary witness, 3 defined by Geoffrey
Hartman as someone who “provides a witness for the witness,
[and] actively receives words that reflect the darkness of the
event” (1998, 48). It is precisely the nature and extent of the
translator’s act of receiving that will be considered in the case
study below, always heedful of what Colin Davis terms the
“insidious dangers inherent in secondary witnessing” (2011, 20)
which threaten to belie the experiences, pain and otherness of
the Holocaust survivor. For the manner in which the translator
serves as secondary witness will ultimately determine whether
the target language reader has a window onto past events that is
as broad or narrow, as transparent or opaque, as whole or
fragmented, as the one originally offered by the survivor.
The present case study centers on two remarkable
French testimonies of life in and liberation from the Nazi labor
camps for women. Agnès Humbert’s Notre guerre: Journal de
Résistance 1940–1945 was published in the immediate
aftermath of World War II in 1946; it begins with the art
historian’s diary entries which record her early involvement in
the French Resistance movement and then proceeds to a
retrospective account of her arrest and internment in the Parisian
prisons of Cherche-Midi, La Santé, and Fresnes, her subsequent
deportation to the German forced labor camps of Krefeld-
Anrath, Hövelhof and Schwelm, and her eventual liberation
from the town of Wanfried. Micheline Maurel, a literary
scholar, was also arrested for Resistance activities, and her
testimony, Un camp très ordinaire, appeared in 1957. In her
work, Maurel documents her experiences of daily life and
hardship in the Neubrandenburg labor camp, a satellite of the
Ravensbrück concentration camp for women, as well as her
difficult return home following liberation. These accounts will
be brought into relief with their English translations—
respectively, Résistance: Memoirs of Occupied France
translated by Barbara Mellor (2008) and Ravensbrück by
Margaret S. Summers (1958)4—as a means of establishing how
these translators have served as witnesses to the survivors, while
3 This present study follows on from my 2013 work in which I also draw on secondary
witnessing to scrutinize the English translation of Robert Antelme’s (1947) L’espèce humaine.
4 Page references will here be given to the UK edition published in 1958 by Digit Books, an
imprint of Brown Watson. See reference list for an overview of all available UK and US editions.
also recognizing that the translator is not the sole agent
responsible for the way in which these individual memories
have been transmitted.
The decision to explore these two particular female
survivor accounts has been made in light Margaret-Anne
Hutton’s observation that “French women deported to Nazi
concentration and death camps […] have, as yet, received little
to no critical attention” (2005, 2), in Holocaust studies or
elsewhere. With the exception perhaps of Charlotte Delbo,
analytical focus has tended to fall on male memories and
narratives of life in the camps; this case study can thus be read
as an attempt to bring two marginalized, eclipsed voices of
female survivors further to the fore. In more general terms, the
article can also be seen as a contribution towards a burgeoning
body of work by scholars who situate themselves at the
intersection between Translation Studies and Holocaust Studies
in order to better understand how the linguistic and cultural
dynamics of translation have shaped the transmission and
reception of Holocaust writing. Susan Suleiman observes in
1996 that “[w ]hile students of Holocaust literature are keenly
aware of problems of language and representation, they have
paid surprisingly little attention to a problem one might call
representing—or remembering, or memorializing—the
Holocaust in translation” (1996, 640). Almost a decade later,
and that much needed critical attention is beginning to emerge
in revelatory studies, underpinned by comparative textual and
cultural analyses across a range of language pairs and genres.
Of particular note is the work of Jean Boase-Beier who
approaches the poetry of Paul Celan from the dual and ethically
engaged position of researcher and translator; she argues (2014)
that reading a Holocaust poem for translation entails a more
penetrating, exacting encounter with the silences, ambiguities,
and tensions of the original and maintains (2011) that these
potent features must be retained in the translation where they
might be perceived and interpreted by the new reader.
Conversely, Peter Davies adopts a decisively descriptive
approach to the translations of Borowski (2008), Wiesel (2011),
and Höß (2014) to frame textual and paratextual decisions in
terms of the status and function of Holocaust testimony in the
target culture, and in reference to target language reader
expectations. A recent special edition of Translation and
Literature (2014) on “Holocaust Testimony and Translation,”
edited by Davies, further signals the upsurge in interest in
questions of how, why and to what effect Holocaust writing
travels in translation. In addition to Boase-Beier’s (2014) work
mentioned above, specific cases in point are Sue Vice’s (2014)
examination of how reading false Holocaust testimonies in
translation can lay bare their constructedness, as well as Angela
Kershaw’s (2014) exploration of how translation can restrict and
release the complex network of intertextual references in French
Holocaust fiction. Also of interest is Kershaw’s (2013) detailed
examination on how translated Holocaust fiction is marketed
and received within Britain’s literary landscape. More broadly,
Bella Brodzki (2007) understands translation as a trope for the
textual reconstruction and transmission of memory, dedicating a
chapter of Can These Bones Live to the connections between
memorializing, mourning, and translation in the writing of Jorge
Semprùn.
These studies unarguably serve to provide a more
detailed and nuanced picture of the various ways in which
translation functions as a mode of reinscribing and imparting
Holocaust memory. In turn, this article endeavors to illustrate
the strategies on which the mediation and reception of the two
translated French testimonies are premised, supplementing thus
the existing body of work in an empirical sense and proposing
the figure of the secondary witness as a framework for better
understanding the responsibility of the translator of first hand
Holocaust accounts.
Secondary witnessing in translation
The notion of secondary witnessing can be traced back to the
establishment of the Fortunoff Video Archive for Holocaust
Testimonies for which over 4,400 eye-witness accounts were
recorded on videotape. One of the co-founders of the project,
psychoanalyst Dori Laub, has reflected critically on his role as
an interviewer, or “the immediate receiver of these testimonies”
(1991, 76). He frames his position in relation to the survivor as
“a companion on the eerie journey of the testimony. As an
interviewer, I am present as someone who actually participates
in the reliving and reexperiencing of the event” (1991, 76). Such
companionship and participation is a decisive factor in the very
elicitation of the testimony; the interviewer bears witness to the
witness and, in so doing, becomes an auxiliary to the telling of
the story, a secondary witness. Accordingly, an ethical onus is
placed on the secondary witness; as Thomas Trezise puts it:
The general lesson Laub draws from his intervention is that the listener
actively contributes, for better or for worse, to the construction of
testimonial narrative, that the receiving is analogous to the giving of
testimony insofar as it involves a process of selection and omission,
attention and inattention, highlighting and overshadowing, for which the
listener remains responsible. (2013, 19)
The translator of the Holocaust testimony can likewise be
placed in this position of receiving and responsibility. Although
the dialogic immediacy that characterizes the relationship
between the survivor–witness and interviewer–secondary
witness on tape is, in many cases, no longer tenable in the
context of translation,5 it is nevertheless the case that the
translator is a present and operative force in the bringing forth
of the testimony in another language, as well as in its journey to
another time and place. It is the translator who first participates
in shaping the contours of the account, and only then can its
content be repackaged and transmitted to a subsequent, broader
audience in the target culture.
The role of any secondary witness is a demanding and a
complex one which entreats the listener to hear affectively and
exactingly: “The listener has to feel the victim’s victories,
defeats and silences, know them from within, so that they can
assume the form of testimony” (Laub 1992, 58). At the same
time, the secondary witness is called to be mindful of this
attempt to feel and know the survivor, so as to preclude any
collapse of the distinction between the two subject positions.
Hartman expresses the dilemma of the secondary (or what he
terms ‘intellectual’) witness as follows: “Every identification
approaches over-identification and leads to a personifying and
then appropriation of the identity of others. The distance
between the self and other is violated and the possibility of
5 The retranslation of Wiesel’s La nuit by his wife in 2006 is a rare example of proximity
between survivor and translator.
intellectual witness aborted” (1998, 4). In order to avert such a
failure, secondary witnessing must be predicated instead on the
core value of empathy, an empathy which pertains in all
contexts of the act. In the case of the historian as secondary
witness, Dominick LaCapra insists on an ethically desirable
form of empathy that “involves not full identification but what
might be termed empathic unsettlement in the face of traumatic
limit events” (2001, 102). Likewise, memory studies scholars
Marianne Hirsch and Leo Spitzer contend that the secondary
witness “must allow the testimony to move, haunt and endanger
her; she must allow it to inhabit her, without appropriating or
owning it” (2010, 402). As I have argued elsewhere (Deane-Cox
2013), this empathic mode of bearing witness to the witness
must also extend to the context of translation. However, the risk
of crossing the threshold from empathy into over-identification
is stronger here still given the appropriative thrust of translation
and the subjective filter of the translator who may “feed [their]
own beliefs, knowledge, attitudes and so on into [their]
processing of texts, so that any translation will, to some extent,
reflect the translator’s own mental and cultural outlook” (Hatim
and Mason 1990, 11). If the translator of the Holocaust
testimony is to serve as a secondary witness, as “the blank
screen on which the event comes to be inscribed for the first
time” (Laub 1992, 57), here in a new linguistic, cultural and
temporal setting, then he or she must strive to engage
empathically with that telling and to respect the distance that
separates him or herself from the survivor. Otherwise, the testi-
mony is at danger of being overwritten by the assumptions and
the excesses (hearing too much) or insufficiencies (hearing too
little or inaccurately) of the translator, at which point the
testimony will cease to function as such.
However, participation in the communicative exchange
is not restricted to the witness and the secondary witness alone,
for the account that emerges from this encounter can also be
heard by additional audiences and used to different ends.
Although Laub does not address this point explicitly in his
work, Trezise sees there a “suggest[ion] that the reception of the
Holocaust survivor testimony requires not only attending to the
voices of witnesses while remaining aware of one’s own, but
also attending, with equal self-awareness, to the voices of other
listeners” (2013, 9). And within the paradigm of the translator as
secondary witness, those other listeners are the translation
readers as well as other interested parties such as literary agents,
publishers and editors, their presence and needs positioning the
translator, once again, in that familiar continuum bounded by
source and target concerns. Or, as Francis Jones writes, “the call
to the primary other (the source-writer or source-culture) must
be tempered by a constant awareness of ‘the other other’”
(2004, 723). Referring here to his experiences of translating
literary texts against the backdrop of the Yugoslav wars in the
1990s, Jones clearly foregrounds the dual obligation of the
translator whose loyalty towards the source text writer is in
ever-present negotiation with the differentiated social, ethical,
ideological, aesthetic, economic etc. goals of these “other
others.”
In this respect, the loyalty of the translator as secondary
witness can never be wholly and exclusively be ascribed to the
Holocaust survivor; there are no unique circumstances which
might allow the translator of any published target text to stand
outside the communicative context in which he or she operates.
Such a position is doubtless implausible. But the impossibility
of absolute loyalty does not exclude the very real possibility of
privileging the original survivor’s account, of listening
attentively despite, or even in the face of, the demands of other
parties. For the translator is never an impartial mediator,
situated squarely between source and target values; to think
otherwise, according to Maria Tymozcko, leads to “the
evisceration of the agency of the translator as a committed,
engaged and responsible figure” (2007, 7). Indeed, the translator
as secondary witness who purposely decides that their first and
foremost obligation is to the survivor becomes the very
embodiment of a translator as an ethically motivated agent.
At the same time, this agency functions to dispel the
similarly restrictive idea that translators are irrevocably
beholden to the norms and expectations of the target culture. Of
course, there may be implications for translation decisions that
fall outside of established conventions and values; non-
publication, censorship and poor sales are amongst the most
obvious. But there is also a danger in overemphasizing the
influence exerted by the target culture norms in the translation
process. Siobhan Brownlie (2007, 155–157) has argued that
adopting a broad normative approach has its blind spots since
the specific motivations behind the decision to translate can
vary from one text to the next, translation strategies may
fluctuate within a given text, and there is often no neat
concurrence between distinct norms and distinct time periods
given the potential of norms to coexist, reappear or be
challenged at any moment. In other words, the engaged
translator will necessarily take the wider cultural context into
consideration, but will proceed in accordance with their own
agenda, be that in line with or in opposition to supposed
prevailing norms.
In her work Disappearing Traces: Holocaust Testimo-
nials, Ethics and Aesthetics, Dorota Glowacka (2012) also
gestures towards translation as an ethically charged act of
bearing witness, where translation is understood to function on
various levels in Holocaust testimonial writing: the original
witness translates the self from past to present and often across
multilingual contexts, while subsequent interlingual translations
are framed in Levinasian terms as “a response to the summons
from another language, the language of the other” (2012, 94).
Glowacka also proceeds from the premise that the events of the
Holocaust exist in the realm of the unspeakable, so that any act
of witnessing will be suffused with communicative loss.
Nevertheless, Walter Benjamin’s concept of “pure language” is
proposed as restorative mode of telling; specifically, Glowacka
suggests that the call of the other can be answered across
Babelian disunities of language by means of translation that
initiates “linguistic complementation” (Benjamin 2000, 21),
namely the blending and synthesis of source and target
languages that culminates in pure language. For Glowacka, a
translation that responds ethically to the other is one that draws
on multiple linguistic repertoires in order to transmit and ensure
the survival of the testimony; only then can it transcend the
limitations of the monolingual utterance.
However, while this view of translation certainly calls
attention to the responsibility of the interlingual translator in the
witnessing process, numerous tensions arise if pure language is
pressed into the service of concrete textual communication.
First, the concept of pure language is an abstract one whose end
goal is the elevation of language itself to an always distant point
where language “no longer means or expresses anything but is
[…] that which is meant in all languages” (Benjamin 2000, 22).
It is a matter of form alone, and its realization through
translation “ultimately serves the purpose of expressing the
innermost relationship of languages to one another” (2000, 17).
Conversely, the translation of content is considered by
Benjamin to be a redundant task: “any translation which intends
to perform a transmitting function cannot transmit anything but
information—hence, something inessential” (2000, 15). On the
one hand, this conceptualization fits with discourses of
unspeakability and trauma—the very act of telling, the manner
in which it is told, is more important than what is told. But on
the other, it is difficult to reconcile this stance with the demands
of secondary witnessing: how will the referential function of a
testimony endure if the task of the translator is to invariably
defer meanings? And how will the relationship between the
original and secondary witness be sustained if precedence is
given to the relationship between languages? James E. Young
cautions against an exclusive emphasis on poetics in Holocaust
narratives: “By seeming to emphasize the ways we know the
Holocaust to the apparent exclusion of the realities themselves,
critics threaten to make the mere form of study their content as
well” (1988, 3). This warning is particularly pertinent in the
context of pure language which would seem to offer all but a
restricted, abstruse mode of secondary witnessing; a mode that
neglects the facts (as understood by the survivors) of existence
and suffering, and one that certainly eschews over-identifi-
cation, but does so by promoting the linguistic over and above
the human.
When we move from the abstract to the concrete to
consider Benjamin’s proposal of literal translation strategies as a
means of approaching pure language, obstacles to secondary
witnessing are still discernible. According to Glowacka,
Benjamin’s literalness will instigate a process whereby “native
words are transformed from an inscription of belonging into the
mark of strangeness” (2012, 99), and the translated testimony
reader is forcefully confronted with and called to respond to the
(multi)linguistic and experiential alterity of the other. The claim
that translation, as a signal of difference, “can potentially stand
guard against linguistic ethnonationalism, remaining vigilant
against the sedimentation of words into tools of oppression,
exclusion and discrimination” (2012, 99) strongly echoes
Lawrence Venuti’s claim that foreignization “can be a form of
resistance against ethnocentrism and racism, cultural narcissism
and imperialism” (1995, 20). But, although foreignizing
translation can be revelatory and responsive to the needs of the
other, it can also conceal under the weight of its impenetrability:
as Tymoczko questions, “how do we distinguish resistant
translations from translations that are unreadable?” (2000, 37).
The danger here is that the reader finds nothing on which to
hinge their reading and response, thereby rendering translation
if not ineffectual as a mode of address, then at least diminished
in what Glowacka regards as its “potential to create
communities of speakers” (2012, 101). So, while Glowacka is
right to insist on the ethical responsibility of the translator to
preserve and transmit survivor testimonies, neither pure
language nor its textualization as literal translation are perhaps
the most enduring bridges across the divide between the other
and the other other.
Instead, the translator who serves as an ethically
committed secondary witness is one who listens astutely and
empathically to the survivor’s story, giving primacy to its
preservation and not to any lofty ideas of pure language or the
assumed demands of a target culture, all the while aware that
some concessions must be made in the name of accessibility.
Admittedly, though, discussions of the secondary witness have
predominantly remained notional and detached from empirical
practice. The following case studies will therefore direct
attention towards more applied considerations of secondary
witnessing in order to explore the implications of actual textual
translation decisions, while also attempting to discern the extent
to which pressure has been exerted by external factors.
Given the ethical dimension of secondary witnessing, the
comparisons between source and target testimonies will be
openly evaluative. In this sense, my analytical stance is informed
by Phil Goodwin who has challenged the displacement of ethical
questions in translation by technical labels such as “free” or
“literal,” “foreignizing” or “domesticating”; one of his aims is “to
remind us that translation always takes place within a human
context” (2010, 23) and, consequently, that it is “almost wilfully
absurd to view the translation question in these circumstances as
a purely technical one” (2010, 24). By consciously moving
beyond the realm of objective description, the question of
translation as secondary witnessing can thus be fully
foregrounded as an ethical one. The stakes are high; the
translator has a clear responsibility towards the Holocaust
survivor, and, whether they have a conscious awareness of this
obligation or not, the ways in which the translator (dis)continues
the original act of witnessing merit a critical and a vigilant
approach.
Humbert and Maurel: translated experiences
How have the translators of Humbert and Maurel engaged with
the survivors’ stories and how have their translation decisions
impacted on the process of secondary witnessing? Before
turning to the analysis itself, it is worth briefly underscoring a
basic premise of this study, namely that, although written
accounts of the Holocaust may have been borne of an onerous
struggle with language, such accounts should not be placed
under the sign of the ineffable. This is not to deny the extremity
of the events, but rather to acknowledge the efforts that
witnesses have made to put their lived experiences into words.
Accordingly, both content and form are fundamental to the
transmission of survivor memory; neither can be omitted from
the analytical approach. First, while there may be some slippage
between lived experiences and their verbal representations, this
should not undermine the potential of words to tell or to record.
As Pascaline Lefort argues, “the existence of testimonies shows
that the camp survivors [. . .] have successfully dealt with the
unspeakable, moved beyond its limitations” (2012, 585, my
translation), while Zoë Waxman likewise affirms that
“[l]anguage may not be adequate to convey the horrors of the
Holocaust, but this does not mean that nothing can be said”
(2006, 175). In short, saying something is understood as the
counterpoint to ineffability. Secondly, the form of that saying is
also central to renouncing silence. Although Young’s (1988, 3)
previously discussed warning against an exclusive focus on
form is to be heeded, it would be equally restrictive to dismiss
the revelatory function of poetics in Holocaust accounts, since,
as Margaret-Anne Hutton contends, “such literary and rhetorical
traits can be seen to function as aids to communication” (2005,
69). So, if the form and content of words have been
simultaneously charged with the task of communication by the
original witness, then the secondary witness is compelled to
uphold and preserve those referential and aesthetic dimensions.
The examples below will thus consider how and to what effect
the translators have responded to the communicative efforts of
Humbert and Maurel.
On irony
One of the most striking narrative features of the testimonies of
both Maurel and Humbert is the way in which they draw on
irony, verging on dark humor, in order to record their physical
experiences and to signal their resistant stances in the face of
such suffering. Referring to its use in Holocaust testimonies,
Hutton has noted that “irony, as a non-literal mode, requires the
reader to decode the unspoken message. When and if these
conditions are met, a powerful bond based on what remains
unsaid is created, and communication is intensified” (2005, 84).
But for the reader of the translated testimony, this potential
bond already hinges on an act of decoding, or hearing the
unsaid, as carried out by the translator. Critically, if the
translator does not pay sufficient heed to irony, then the voice of
the survivor and the adverse conditions of which they speak risk
being submerged in translation, which would mark a collapse of
secondary witnessing.
Maurel’s account is, from time to time, accentuated by
litotic observations that are caustically delivered in a single
sentence. Indeed, a good number of these have been heard and
reinscribed in the English versions by her translator, Summers.
Accordingly, where Maurel downplays her brutal treatment at
the hands of the guards by remarking that “Il est apparu très vite
que j’avais une tête à claques” (1957, 49), this sardonic tone is
preserved in the translation as “It soon became apparent that my
head invited blows” (1958, 39). And where Maurel declares that
“C’est à cause de [Frau Schuppe] en grande partie que les
Françaises mouraient si bien” (1957, 87), the mordant inflection
is paralleled in English, where the reader learns that “It was
mainly because of her that the French were dying in such
satisfactory numbers” (1958, 71). By preserving Maurel’s irony,
Summers offers the translation readers an insight into both the
daily threat of punishment and death in the camps, as well as the
survivor’s defiance in the face of such hardship.
But certain restrictions seem to have been placed on the
transfer of irony that is self-deprecating or particularly sensitive.
In the first instance, Maurel, reflecting on her physical and
emotional dishevelment, comments that “Nous devions être si
ridicules à voir [We must have been such a ridiculous sight]”
(1957, 81–82);6 in contrast, the translation lessens the derision
in its more neutral estimation that “we must have presented an
incongruous sight” (1958, 66). Secondly, Maurel is scathing in
her critique of the unthinking way in which people responded to
her return to France. The question most frequently posed to the
survivor was whether she had been raped, leading her to react as
follows: “Finalement, je regrettais d’avoir évité cela. J’avais
manqué par ma faute une partie de l’aventure, et cela décevait le
public. Heureusement que je pouvais au moins raconter le viol
des autres [I came to regret having avoided that. Through fault
of my own, I had missed out on a part of the adventure, and that
disappointed the public. Fortunately, I could at least tell them
about the rape of others]” (1957, 185). Although Summers
retains the ironic sense of regret expressed by Maurel, a few
telling attenuations of the full force of the irony occur in the
translation. The survivor’s wry self-blame is first limited by the
shift from the original active construction of “having avoided”
rape to a much more passive state in which she “regretted
having been spared this” (1958, 154, italics mine). Secondly, a
tentative adverb is added to the passage: “Seemingly, by my
own fault, I had missed one part of the adventure” (1958, 154,
italics mine) which detracts once again from the sardonic notion
that she is guilty by deliberate omission. In addition, the
discordantly positive “Fortunately” of the original is replaced by
a concessive adverb in the statement that “However, I could at
least tell them of the rape of others” (1958, 154), which has the
potential to be read in a more straightforward manner.
6 All back translations in square brackets are mine and they serve two purposes: as normal, they
allow non-French speaking readers access to the original, but they also demonstrate that a more
attentive translation is possible.
Perhaps these changes were motivated by a sense of
probity on the part of the translator, but this lessening of
Maurel’s irony effectively dampens a form of communication
that the survivor relied on as both a means of communicating
and of coping. Indeed, the cumulative effect of this strategy can
be read in the Kirkus Review which describes the translation in
the following terms: “More as a reminder, than as recrimination,
this sensitive and softspoken memoir patterns the days spent
over a period of two years in the concentration camp of
Neubrandenburg” (n.d.). But the original is scathing, bold,
outspoken. The review thus points to the potential of translation
to fundamentally alter the tone of a given testimony.
The piercing use of irony comes even further to the fore
in Humbert’s writing, extending over entire passages. By way of
illustration, Humbert describes the harmful and humiliating
effects of working with acid in the rayon factory as follows:
J’ai passé l’âge des costumes genre Folies-Bergère. L’acide brûle
naturellement non pas seulement notre peau, mais il brûle aussi le tissu de
notre uniforme. Chaque goutte fait un trou… plusieurs petits trous réunis en
font un grand. […] Je fais voir à la gardienne que j’ai maintenant le sein
gauche à l’air… elle a refusé de me faire donner une autre chemise, refusé
une aiguillée de fil, refusé une épingle, il faudra que je travaille le sein à
l’air ! [I’m past the age of wearing Folies-Bergère style costumes. Of
course, the acid doesn’t just burn our skin, it burns the fabric of our uniform
too. Each drop makes a hole… several small holes join up and make a large
one. […] I let the female guard see that my left breast is hanging out now…
she has refused to let me have another shirt, refused a needle and thread,
refused a pin, I’ll just have to work with my breast hanging out!] (1946,
217)
Although the translation starts off by capturing Humbert’s glib
tone in the statement that “I really do believe I am too old for
this Folies-Bergère lark” (2008, 161), the remainder of the
episode is conveyed in a more dispassionate manner which
conceals the original flippancy:
The acid burns holes not only in our skin, but also, naturally, in our
uniforms. Every drop makes a hole, and the little holes join up to make big
holes. […] I have shown the wardress how my left breast is now on view.
She has refused to let me have a new shirt, a needle and thread, or a pin,
declaring that I’ll just have to work as I am. (2008, 161)
The comparative reduction in irony stems first from the shift in
register from the irreverent allusion to “le sein à l’air,” her
breast hanging out, to the more factual statement that “my left
breast is now on view.” Mellor’s translation also neglects to
repeat the phrase at the end of the passage and to retain the
exclamation mark, thereby eliding the dry humor and self-
ridicule of the original interjection. Another significant
alteration comes at the same point in the translation with the
introduction of reported speech as signaled by the verb
“declaring.” So, whereas the free indirect speech of the original
echoes Humbert’s attempt to make light of her deplorable work
conditions, the translation effectively takes the words from the
survivor’s mouth and reattributes them to the female guard. This
is a move that strips Humbert’s words of the power to resist her
inhumane treatment at the hands of the one who now speaks in
her place.
Also suppressed in this passage is Humbert’s use of
aposiopesis whereby the unfinished sentences silently, but
deliberately, communicate the frustrating impossibility of her
situation. The translation reader is thus no longer called on to
sense the futility that lies in these discontinuities, which in turn
detracts from Humbert’s ironic treatment of the scene. In point
of fact, the use of irony is diminished elsewhere in the
translation through the reduction in or omission of exclamation
points and ellipsis; such is the case, for example, in Humbert’s
account of an underwear inspection (1946, 180; 2008, 130) and
the shared drinking bowl (1946, 184-5; 2008, 134).
The examples above reveal that, in some instances at
least, the irony of both Maurel and Humbert has been palpably
conveyed to the translation reader. At the same time, however,
where the tone of that irony is neutralized, misappropriated, or
its typographic markers discarded, the reader will be left with
less immediate and identifiable clues on which to base their
interpretation. If the irony should cease to function as such, then
the critical and unyielding voice of the survivor is also
submerged by and in translation, marking thus a collapse of
secondary witnessing.
On narrative time
Lawrence Langer draws a fundamental distinction between the
linear movement of “chronological time” and the more oblique
dynamics of “durational time” in Holocaust testimonies, where
the latter “relentlessly stalks the memory of the witness,
imprinting there moments immune to the ebb and flow of
chronological time” (1995, 22). This durational past does make
its haunting presence felt in the accounts of Maurel and
Humbert, albeit in different ways, with both survivors slipping
between and across temporal perspectives in their shifting use of
tense. The translator as secondary witness is then called on to
listen attentively to the subtleties and significances of how the
past is retold in the present of the survivor.
The passage in which Maurel recounts her arrival and
processing at Ravensbrück is a revelatory example of how tense
and aspect can serve to unsettle the narrative and point towards
the abiding anguish of the survivor. It opens with alternating
moves between narration in an imperfect tense that intimates the
horrifyingly unending nature of the ordeal for the survivor and
the use of the infinitive, an impersonal and timeless form that
reverberates with the inhumanity and ubiquity of the guards’
orders. This sequence is followed by a sudden shift to the
present tense, heavy with the weight of inescapable immediacy
and dread, while the subsequent use of the perfect tense situates
the survivor in the close aftermath of the event to convey a
transitory moment of reprieve:
Les choses se passaient vite derrière les portes. Déposer les valises, se
déshabiller en vitesse; on vous arrachait les vêtements à mesure. Se
coucher sur une table, où une femme vous maintenait pendant qu’une autre
explorait du doigt tous vous orifices naturels. S’asseoir sur un tabouret
pour être tondue. Une main fourrage dans mes cheveux. Je n’ai pas été
tondue cette fois. [Things were happening quickly behind the doors. Put
down the suitcases, quickly get undressed; your clothes were being
snatched away as you went along. Lie on a table where a women was
holding you down while another was exploring all your natural orifices
with a finger. Sit on a stool to be shorn. A hand rummages through my
hair. I have not been shorn this time.] (Maurel 1957: 18, emphasis mine)
The translated narrative undergoes an aspectual reframe-
ing that obscures the inescapable, interminable and durational
thrust of the time to which these temporal manoeuvres attest in
the original. Maurel’s arrival at the camp has been wholly recast
by the translator in a simple past that dissembles the difficult
relationship between the survivor and the lived experience:
Things happened fast behind those doors: a moment to set the bags down, to
undress quickly, hastened on by hands that reached out to tear the clothing off;
a moment to lie on a table, where one woman held us down while another
passed an exploring finger into all our natural orifices; a moment to sit on a
stool to have our hair cut off. A hand rumpled my hair, but on this occasion I
was not shorn. (1958, 13, emphasis mine)
The elision of the present tense marks, above all, a breach of
attentiveness on the part of the translator as it fails to herald
what Oren Stier has termed “the palpable presence of the past
[…] [that] disrupts the space-time of the survivor” (2003, 87).
But the use of the imperfect tense has also been passed over in
the translation, leaving little indication that Maurel found
herself suspended in the dreadful moments she described, while
the replacement of the infinitive imperatives with the temporal
phrase “a moment to” further masks the threatening persistence
of the guards’ orders. Although objective details about Maurel’s
arrival at the camp remain, the translation reader can no longer
discern the more subjective painful blurring of temporal
boundaries enacted by the survivor, and the appropriation of the
narrative flow into one of chronological time therefore blunts
the act of secondary witnessing.
The use of the present tense in Holocaust writing is
widely held to be a narrative marker of trauma. As Anne
Whitehead explains, “This method of narration emphasizes the
traumatic nature of the memories described, which are not so
much remembered as re-experienced or relived” (2004, 35).
However, an altogether different dynamic emerges from the
writing of Humbert; her account begins with the diary entries
made in the months prior to her arrest, and her ensuing
experiences of imprisonment and deportation are also recounted
in this immediate narrative style of the diarist. In his afterword
to Mellor’s translation, Julien Blanc writes that Humbert “was
consistent in using the present tense throughout” (2008: 275),
but this statement is only partly true. On the one hand, the use of
the present tense is undeniably frequent, signalling less the
steely grip of durational time on the survivor, and more her own
lucid control over chronological time. On the other hand,
though, Humbert’s work does bear the traces of tense switching,
from this dominant use of the present tense that speaks of
resistance and strength to a sparing, but nevertheless
compelling, use of the past tense that speaks too, in its own way,
of defiance and escape.
The following example is telling in its understated shift
from the immediacy of the present to the completedness of the
perfect tense, transitioning through free indirect speech back to
the present in an episode that details the survivor’s increased
suffering due to acid burns and her descent into the confines of
the cellar where prisoners supposedly had the opportunity to
convalesce. Humbert writes:
Mes mains me font autant souffrir que les yeux ; j’ai connu, car j’étais seule à
la cave, la signification de cette locution, « se taper la tête contre le mur » ;
oui, j’ai tapé ma tête contre le mur, et puis je me suis reprise. [. . .] Pour mes
mains, il faudrait des pansements humides, oui, mais il n’y avait pas d’eau…
Alors, essayons autre chose. J’urine sur mes malheureuses mains, les chiffons
qui me servent de pansements sont imprégnés de pipi… [My hands are
making me suffer as much as my eyes; because I was alone in the cellar I’ve
known the meaning of this saying, ‘to bang your head against the wall’; yes,
I’ve banged my head against the wall, and then I’ve pulled myself together
again. […] For my hands, some damp bandages would be needed, yes, but
there was no water… So, let’s try something else. I urinate on my pitiful
hands, the rags that serve me as bandages are soaked in pee. . .] (1946, 252,
emphasis mine)
Here, the slippage into the use of the past perfect tense might be
read as an attempt on the part of the survivor to contain her most
unnerving memory of the event, marking it off as one
concluded, isolated incident before she finds the determination
once more to take charge of her situation. If durational time is
indeed pursuing Humbert, she turns its trap on itself to restrict
and defy its reach, distancing herself temporally and
emotionally from this horrific moment. The return to the present
tense indicates thus a return to resistance, a return that is further
paralleled in Humbert’s flippant lexical choice and the dry
humor of her ellipsis.
These fleeting, yet important, variations in narrative
time are indiscernible in the translation, where the episode is
retold consistently in the present tense:
My hands are as agonizing as my eyes; finding myself alone in the cellar, I
understand the true significance of the phrase “banging your head against a
brick wall.” Yes, I bang my head against the wall. Then I pull myself
together. […] What I need for my hands is damp dressings, but there is no
water. So let’s try something else. I urinate on my wretched hands, soaking
the rags that serve as dressings. (2008, 190, emphasis mine).
The translator does not appear to have heard the undertones of
defiance in Humbert’s singular step into the past; or, this move
may have been ignored in a misled endeavor to unify the
temporal aspect of the narrative. The result stands as a warning
against the potential dangers of inattention and appropriation in
secondary witnessing; the lack of aspectual contrast mitigates
the force of Humbert’s renewed refusal to give up, while the
omission of the ellipsis and self-deprecating tone once again
hides the survivor’s tenacity in the face of suffering.
On language
For many prisoners, experience of the Nazi camps was also
marked by a confrontation with and assimilation of the language
of their German oppressors, but also the Polish, Yiddish,
Hebrew, Russian, to name but the predominant tongues, of their
fellow prisoners. The result of this linguistic conflation was the
emergence of a “Lagersprache,” a vernacular particular to the
camps that was necessary for communication between the
prisoners themselves, as well as between the guards and the
prisoners. In her testimony, Humbert remarks that, rather than
speak fluent German, “Je ne parle que ce charabia international,
cet espéranto étrange que vingt million de déportés ont dû
apprendre [I speak only this international gobbledygook, this
strange esperanto that twenty million deportess have had to
learn]” (1946, 296). Her narrative is interspersed with individual
German words that resounded throughout her internment and
served to shape her experience. Mellor retains, in large part, the
echo of these discordant and often terrifying lexical items; by
way of illustration, the English language reader is introduced to
the concept of the “kommando” (2008, 115), to the “little
coshes, known here as ‘gummi Knüppel’” (2008, 128, italics in
the original), to the “Spinnerei, or rayon mill” (2008, 147, italics
in the original) and to the markings, “G=Gefangene: convict”
(2008, 148, italics in the original) on the prisoners’ work
uniforms. Nevertheless, there are a few occasions on which the
lexical specificity of the camps is subsumed into standard
modes of expression by Mellor. First, Humbert’s observation
that the food in the Ziegenhain prison is “acceptable, mais knap
[sic]” (1946, 286, italics in the original), is simply remediated as
“tolerable but scarce” (2008, 219), without any attempt to retain
the German term. Consequently, the translation silences the
linguistic hybridity and alterity of Humbert’s “strange
Esperanto,” while simultaneously obscuring the misspelling
(German: knapp) which attests to the survivor’s adequate but
imperfect use of a German idiom, undoubtedly acquired as a
result of constant food privations.
In addition, the prisoners would often create new turns
of phrase, or rework existing ones, to convey the extreme
conditions of their existence. Such is the case when Humbert
and her fellow inmates adapt an idiom to capture the caustic
effects of working in the rayon factory: “Selon notre expression
« mes yeux coulaient dans ma bouche »” [According to our
expression, “my eyes were running in my mouth”] (1946, 245).
The translation omits reference to the singularity of the
expression and also undoes its distinctiveness, reverting instead
to the recognizable idiom of “eyes streaming” (2008, 184). The
reader is at once disallowed access to the extent of the suffering
and the process of linguistic inventiveness that characterized life
in the camps.
Language too plays a prominent role in the testimony of
Maurel which bears the traces of the German, Polish and
Russian with which she came into contact. Summers’ transla-
tion, in turn, demonstrates a keen sensitivity to these markers of
otherness, preserving a vast array of German orders (Raus!;
Schnell!; Aufstehen!), insults (Schweinehund; Schmutzstück),
and the nomenclature that designates the reality of the camps
(Revier; Verfügbar; Strafstehen; Kretze). Snatches of Russian
and Polish are also to be heard in the translation, while verses of
French poetry and song are retained in their original form and
then followed by their interpretation in English. The
preservation strategy is an effective one, serving to provide a
distant reverberation of the Babelian disquiet that prevailed in
the camps. It is only on the rare occasion that the non-translation
is discontinued, that the real force of appropriation comes to the
fore. Notably, this occurs when the German command
“Achtung!” (1957, 50, italics in the original) is articulated in the
translation as “Atten-shun!” (1958, 40). Instead of a German
imperative, an order now rings out that suggests the diction of a
stereotypical British sergeant major in an act of appropriation
that closes the reader off from a distinguishing verbal feature of
the camps.
Of further linguistic significance is the process whereby
Maurel and her companions “Frenchify” some of the camp
vocabulary: “Nous avons transformé Kopftuch en « coiffe-
tout », Schüssel en « jusselle », Nachtschicht en « narchiste »,
Schmutzstück en « schmoustique ». Et les brutes en uniforme
qui nous surveillaient, les Aufseherinnen était pour nous les
« officerines »” [We transformed Kopftuch/headscarf into
“coiffe-tout,” Schüssel/bowl into “jusselle,” Nachtschicht/
nightshift into “narchiste,” Schmutzstück/piece of dirt into
“schmoustique.” And the brutes in uniform who guarded us, the
Aufseherinnen/female overseers were for us the “officerines”]
(1957, 15, italics in the original). This assimilation of German
words into a French pronunciation resonates with Reiter’s
reflection that “The highest priority for concentration camp
prisoners was to lessen the alien character of their experience.
They were helped in this if they could name new things with
their existing vocabulary and thus include them in the horizon of
the familiar” (2000, 99).
However, the significance of this use of language as
survival has been overlooked by Summers who, in her
translator’s preface, begins by explaining the etymology and
pronunciation of “coiffe-tout,” “schmoustique,” and
“officerine,” but then goes on to undermine the prevalence and
dismiss the importance of the remaining terms, claiming:
“Certain other words, like Schüssel, a bowl or basin,
pronounced jusselle by the French, Nachtschicht, nightshift,
which became narchiste, occur only once or twice in the French
text and have been omitted in this translation for simplicity’s
sake, though they might have added local colour” (1958, 10).
This approach to the survivor’s own appropriation of the
German words attests to a further act of appropriation on the
part of the translator, one that fails to heed the importance of the
re-naming process. For these words lend more than a touch of
“local colour” to the depiction of life in the camps; they
represent a strategy of survival and of resistance. Evidently,
Summers has made the decision to privilege simplicity over
complexity in order to facilitate a more fluid reading experience
in English. In so doing, though, Summers also closes the reader
off from the entangled linguistic landscape of the camps and
from Maurel’s coping mechanism amidst the unfamiliar. At this
point, the translation strategy stands as a barrier to secondary
witnessing.
On accuracy
Survivor testimonies are generally not held to be reliable
sources of fact given the reconstructive fallibility of memory
and the alleged representational failings of words. As Aleida
Assman has noted, “The survivors as witness do not, as a rule,
add to our knowledge of factual history; their testimonies have,
in fact, often proved inaccurate” (2006, 263). But this does not
preclude the possibility that, at any moment in the telling,
survivors can fully and precisely convey the kind of empirical,
objective information valued by historians.7 Although it may
reasonably be presumed that this latter type of information is
more readily discernible and less problematic for the translator
as secondary witness, the following example from Summers’
translation of Maurel’s testimony would suggest otherwise.
At the beginning of her account, Maurel records that:
Le convoi dont je faisais partie […] a été immatriculé à Ravensbrück sous
les numéros 22.000. J’étais le numéro 22.410. Au bout d’un mois de
quarantaine, le convoi des 22.000 a été envoyé à Neubrandebourg [The
convey I was part of […] had been registered in Ravensbrück in the
7 For a discussion of how historians have rejected personal testimony on the basis of its
supposed inaccuracies, see Laub 1992, 59–63.
22,000s. I was number 22,410. After a month in quarantine, the convoy of
the 22,000s was sent to Neubrandenburg]” (1957, 13).
As prisoners entered the concentration and work camps, they
were assigned a matriculation number; for Maurel’s particular
French convoy, registration began at the number 22,000 and her
own number was 22,410. However, it becomes clear that
Summers has misinterpreted this numerical information as in
the English version we read that the convoy was “registered and
given numbers. I was number 22,410. At the end of a month of
quarantine, the 22,000-odd were sent to Neubrandenburg”
(1958, 8, emphasis mine). Here, the number that assigns identity
to the group—that is, the “convoy of the 22,000s”—has been
misattributed by Summers to the size of the group. Nor is this
erroneous tally an isolated occurrence, for the translator then
reworks Maurel’s observations in Chapter Four in line with her
own reckonings. Consequently, where Maurel documents that
“En automne 1943 le camp de Neubrandebourg contenait
environ 2.000 femmes [In the autumn of 1943 the
Neubrandenburg camp contained around 2,000 women]” (1957,
38), that “le convoi des 22.000 était pourtant bien mélangé [the
convoy of the 20,000s was nevertheless well mixed]” in terms
of political and religious beliefs (ibid., 41) and that “nous étions
2.000 sur le terrain [there were 2,000 of us on the parade
ground]” (ibid., 46), Summers purports that “the camp at
Neubrandenburg contained approximately 22,000 women”
(1958, 30), the French “numbered 2,000” (ibid., 32) and the
camp was “22,000 strong on the parade ground” (ibid., 37).
Whether the reversal of the numbers stems from a misplaced
attempt on the part of the translator to “correct” an inferred
inaccuracy can itself only be surmised. But it does seem as
though Summers was not fully aware of the dehumanizing Nazi
practice of replacing prisoner names with numbers.
Nor does Summers appear to have an understanding of
the camp classification system of colored markings. Following
liberation, Maurel has her friend remake “mon numéro et mon
triangle rouge [my number and my red triangle]” (1957: 171) in
order to avoid being mistaken for a German; these items are
stripped of their specificity and their personal resonance for
Maurel in the translation as “a triangle and some numerals”
(1958: 143). The implications of such an inattentive treatment
of the serial numbers and statistics are such that, not only does
Summers obscure the imposed identity of the convoy, but the
capacity of the labor camp is also inflated well beyond its actual
dimensions. In line with Maurel, The United States Holocaust
Memorial Museum Encyclopedia of Camps and Ghettos places
the number of female prisoners in Neubrandenburg at “almost
2,000 at the end of February 1944” (Strebel 2009, 1215); the
translation thus runs the risk of misinforming its readership, and
of giving ammunition to the Holocaust deniers who “are quick
to seize upon errors and inaccuracies in witness accounts”
(Hutton 2005, 33).
Regrettably, the errors and inaccuracies in this case are
all those of the translator; worse, they have made their way into
both reviews and scholarship, as a result of which the
misinformation becomes more broadly disseminated. In 1959,
the Catholic Herald printed a review of Ravensbrück in which it
is noted that at Neubrandenburg “some 22,000 women,
including 2,000 French, were engaged in munition works”
(1959, 3). The Kirkus Review similarly goes on to record that
“Neubrandenburg numbered some 22,000 women” (n.d.) on the
basis of the translation, while the entry for Maurel in The Jewish
Holocaust: An Annotated Guide to Books in English also states
that “Over 22,000 women were sent to Neubrandenburg during
the war” (1995, 192). Of even more significance is Rochelle G.
Saidel’s (2004) work, The Jewish Women of Ravensbrück
Concentration Camp. Drawing explicitly on the English
translation of Maurel’s account, Saidel challenges the statistics
of another scholar as follows: “Morrison cites Maurel that there
were two thousand women in the camp in late 1943, but she
wrote there were twenty-two thousand women,” and she then
refers the reader to An Ordinary Camp (the title under which the
US edition was published) “regarding this discrepancy” (ibid.,
250n. 12). Of course the unfortunate irony here is that the real
discrepancy is to be found in the translation, not the original. In
reference to Holocaust scholarship, Kuhiwczak notes that “large
quantities of primary source material have been translated into
English, and many conclusions have been drawn from texts read
only in translation” (2007, 62). The above is a clear example of
how translation can substantially (in both senses of the word)
alter this interpretation of the camps that is presented to the
translation receiver.
And yet, in the face of such distortion, it is also
important to bear in mind that translation has the potential to
retransmit the accuracy and precision with which life in the
camps has been reported in the original testimony. Such is the
case in Mellor’s translation of Humbert’s account; although the
survivor focuses less on the quantitative dimensions of the
various camps to which she is sent, there is sustained evidence
of a high degree of concordance between the details presented
by the primary and secondary witnesses. Take for example the
exactitude with which the classification system at Krefeld has
been explained in the translation: “The Russian girls have a
label sewn on their clothes, a little rectangle of blue material
with the word ‘Ost’ in white” while the Polish women wear a
“yellow lozenge with a dark-blue ‘P’” (2008, 132, italics in the
original). Similarly, the complex mechanical process Humbert
was forced to learn in the rayon factory has been recorded with
careful adherence to the original telling, to reveal the torturous
work of the spinner who, amongst other tasks, “grasps the
filament in her left hand and, holding it between her index and
middle fingers, takes it on to the glass wheel, follows it through
and pulls it towards the funnel slightly” (2008, 153). There does
appear to be one isolated instance in which Mellor has misheard
the dynamics of life in the camps. The bartering (and theft) of
commodities was widespread amongst prisoners, and Humbert
recounts that “Mon amie Martha […] me promet, contre deux
tartines, de me ravoir ma défroque [My friend Martha […]
promises, in return for two slices of bread, to get my old rag
back for me]” (1946, 204, italics mine). However, it would seem
that Mellor has heard “entre” as opposed to “contre,” and thus
reworks the situation into one where Martha “promises me
between two slices of bread that she will get my old rag back”
(2008, 150). Although evidence of the theft remains in the
translation, one of the common and vital practices that shaped
the (often and necessarily unscrupulous) relationship between
prisoners has been obscured on the basis of a prepositional slip.
Nevertheless, Mellor’s translation rigorously attends to the cruel
physical realities of the labor camps as experienced by Humbert,
thereby attesting to the re-presentational contingencies of
interlingual secondary witnessing.
Memory mediation in context
It goes without saying that the translator is not the only figure
involved in the transmission of the survivor’s account; when a
translation appears, its packaging and intended audience are all
shaped, to some degree, by context of production. By this token,
the readership (the “other others”) that the translator as
secondary witness reaches and their response to the testimony
will be in large part be determined by the publisher, and not
least by the ways in which the account is reframed by
paratextual material. Although it is difficult to reconstruct a
comprehensive account of all the editorial and contextual factors
that have influenced the translations of Summers and Mellor,
and therefore their reception, it is nevertheless possible to
retrace some of the wider sociocultural and economic backdrop
against which they appeared and offer some suggestions as to
how the process of secondary witnessing is affected under such
circumstances.
Despite the parallels between the original testimonies of
Humbert and Maurel in terms of referential content and style,
the moment of publication and the paratextual presentation of
the English translations differ widely. Whereas the translation of
Maurel’s account is separated from its source text by just one
year (i.e. 1957 to 1958), Humbert’s work does not appear in
English until some sixty years after its publication in France
(i.e. 1946 to 2008). This discrepancy may in part be explained
by the dynamics of both the source and target cultures, and in
particular by changes in the prevailing attitudes towards
survivor accounts.
To begin with Humbert’s Notre guerre, its appearance
in France in 1946 came at a moment when the literary field was
becoming (over-)saturated with testimonial writing from
recently returned deportees. According to Damien Mannarion,
the accounts which appear between 1944 and 1951 are not
simply motivated by a desire to tell: “in this period when [the
survivors] say “remember,” they are really addressing their
contemporaries and not future generations, […] they want to
denounce those responsible and see them condemned” (1998,
20, my translation). Given both the volume of published
accounts and the contextual immediacy of their goals
(acknowledgment of and justice for their sufferings), Humbert’s
source text may well have been rendered invisible to British
publishers or translators alike. Neither was there an expansive
audience for any such translation in the target audience at that
time. This is not to suggest that British readers were closed to
accounts from the Nazi camps; on the contrary, the problem, as
identified by David Cesarani, was one of a market flooded by
very raw, disturbing writing, as a consequence of which
readership began to dwindle: “Reading these memoirs and
testimonies it is easy to understand why, by the end of the
1940s, the public turned away” (2012, 20). And so source and
target conditions contrived to obscure Humbert’s work. But in
France, a recovery of her writing was instigated by the
publishing house Tallandier in 2004 when they issued a re-
edition of Notre guerre, thereby introducing the survivor to a
new, broader audience. The text’s journey was succinctly
described by Daniel Rondeau, a journalist for L’Express, as
follows: “out of sight for years, often quoted by historians, here
is Notre guerre once again” (2004, n.p.). However, there seems
to be no direct link between the appearance of the new French
edition and the introduction of Humbert to English readers in
translation, for this second recovery came about only when
Mellor happened across the original 1946 edition on French
ebay (Mellor, 2008, np.) and initiated the translation process
herself.
Likewise, the English version of Maurel’s Un camp très
ordinaire appeared as a direct result of the translator. In this
case, though, the link was of a more personal nature since
Summers and Maurel shared a mutual acquaintance. According
to a reviewer in The Vassar Chronicle:
Mrs. Margaret Summers of the French Department has just completed a
translation of AN ORDINARY CAMP by Micheline Maurel. […] Mrs.
Summers became interested in this factual account of the author’s life in a
German concentration camp through Mlle. Louisiene [Lucienne] Idoine,
formerly of the Vassar French Department. Mlle. Idoine met Mlle. Maurel,
the author of the original version at the German concentration camp of
Ravenbruck [sic]. […] Mrs. Summers decided to undertake the translation
of Mlle. Maurel’s book, for she wanted people to know about these German
camps. (1958, 3)
The relatively quick appearance of the target text can thus be
explained through the biographical circumstances of the
translator, as well as her desire to raise awareness of Nazi
atrocities. For even though the translation was published more
than a ten years after the liberation of the camps, Anglo-
American audiences would still not have been familiar then with
the full scale and horror of the events we now know as the
Holocaust.8 As Andy Pearce has argued, “We cannot speak of
‘Holocaust consciousness’ in the opening postwar decade or so
no simply because the substantive concept of ‘the Holocaust’
did not yet exist, but because […] there remained considerable
ignorance, ambiguity and variance” (2014, 12–13). Indeed, this
rather patchy understanding is likely to have extended to
Summers herself and may go some way to explaining some of
her more problematic translation decisions, especially the
treatment of the Lagersprache and matriculation numbers as
discussed above.
Events in the source culture may also have had a bearing
on the appearance of Summers’ translation, for the prominence
of Un camp très ordinaire was greatly enhanced by the
involvement of François Mauriac who helped to secure its
publication in 1957.9 Interest in survivor testimonies was on the
wane in France at this time, and Mauriac felt a duty to
remember “an abomination that the world has determined to
forgot” (1957, 9, my translation). His presence as a preface
writer inevitably lent weight and authority to the source text,
and so, while Summers may have shared Mauriac’s ideological
agenda, the additional symbolic and potential economic capital
generated by his name would also have been appealing to
Anglo-American publishers. Both Mellor and Summers then
played integral roles in bringing the testimonies of Humbert and
Maurel respectively to an English-speaking readership. But
target culture publishers also made an undeniable contribution
to this process of transmission, and a close examination of
8 The Eichmann trial is, at this point, still some years off. See Annette Wieviorka (2006) for a
discussion of how the trial came to be a global watershed moment in Holocaust witnessing.
9 A year later, Mauriac would also help to bring about the publication of Elie Wiesel’s La nuit.
editorial paratext can reveal some of their underlying
motivations and agendas.
What is instantly remarkable about Bloomsbury’s
publication of Humbert’s account is the use of a modified title.
Rather than adopt a literal translation of the original—that is,
“Our War: Diary of Resistance 1940–1945,” the publisher has
instead opted for Résistance: Memoirs of Occupied France. On
the one hand, this alteration can perhaps be explained by the
reticence, first, to retain a possessive marker that would jar in a
new cultural setting, and secondly, to present the work as a
diary when only parts of the work can be claimed as such. But
on the other hand, the revised title introduces some
misconstruals of its own; for the account is not restricted in
scope to Humbert’s time in an occupied France, but rather, the
greatest proportion of the work deals with her experiences as a
deportee. Indeed, this discrepancy has been noted by historian
Simon Kitson who remarks in his review of the translation that
“the English title is slightly misleading. Whilst the author’s
spirit of resistance is present throughout, almost two-thirds of
the book is set in Nazi Germany” (2008, n.p.). Furthermore, the
cover graphics which show two lovers on the banks of the
Seine, with a barbed-wire barricade in the foreground, also
accentuates an occupied Paris that figures only in the beginning
of the memoir. It may well be the case that cynical ploys of
marketing lie behind this repositioning of focus; it is perhaps no
coincidence that the cover image in many respects mirrors that
of Suite Française, the highly successful novel written by
Holocaust victim Irène Némirovsky and published in English
translation by Chatto and Windus in 2006. Likewise, the revised
subtitle, “Memoirs of Occupied France” also suggests a
thematic correlation with the latter. Rather than present the work
on its own terms, the publisher may have skewed its title in line
with market forces.
However, within the covers of the translation, the reader
is afforded an abundance of supporting editorial and allographic
paratextual material, including a preface by writer William
Boyd, photographic illustrations, an afterword by French
historian Julien Leblanc (who provided the introduction to the
French 2004 re-edition of the work), historical documents on the
Resistance movement, and a bibliography for further reading. In
contrast to, or perhaps as compensation for, the title of the work,
this material ensures that the interested reader has the
opportunity to arrive at a more informed understanding of
Humbert’s experiences, her character and her writing style.
The first UK edition of Maurel’s Un camp très ordinaire
was published in 1958 by Digit Books (an imprint of Brown
Watson publishers) under the tile Ravensbrück, leaving the
Catholic Herald reviewer unable to answer the “mystery why it
should have been misleadingly re-christened” (1959, 3). One
possible reason may be that Ravensbrück was becoming more
recognizable to Anglo-American readers as part of the Nazi
apparatus. For example, in 1954 Lord Russell published his
book The Scourge of the Swastika which “enjoyed immense
commercial success” (Pearce 2014, 16) and contained details of
Ravensbrück and sketches of the camp drawn by former inmate
Violette Lecoq, meaning that knowledge of its deadly function
was expanding. The book cover also makes the prominent claim
that the work is “As Real as THE DIARY of ANNE
FRANK…” (1958, emphasis in the original), thereby suggesting
that the publishers were tapping into an existing market demand
for Holocaust writing, especially given the bestselling success
of the latter’s translation in 1952.
But other factors suggest that interest in the work was
being generated not along the lines of understanding, but of
sensationalism. At the top of the cover is the quote from a
Sunday Times reviewer that this is “a coarse, savage book.”
Below this appears the bold and fallacious depiction of a
voluptuous, perfectly coiffed, red-lipped prisoner who bears
more than a passing resemblance to Vivian Leigh, gripping a
barbed-wire fence, and dressed in a well-tailored, low-cut khaki
dress. For Maurel’s work has found its way on to the list of a
publisher who caters for an audience that enjoys tales of
derring-do such as Jungle Pilot, Against the Gestapo and
Conscript. Interestingly, writer Ken Worpole recalls his own
experiences of Ravensbrück in his work on popular literature in
Britain, placing it on a list of nineteen WWII-related titles
(mostly written by men) that “were sold in millions and read in
even larger numbers” (1983, 50). The popularity of these books
appears to have been enormous, with Worpole claiming that
“they were the staple reading diet of myself and my school
peers, and the sales figures also suggest that they were the staple
reading diet of the adult male British reading public, and,
possibly, of a significant portion of the female reading public”
(1983, 50–51). But Worpole also sounds a strong note of
concern about the way in which the Digit Books edition has
been visually presented to its readers, defining it “as part of the
pornography of sadism” (1983, 64). There can be no doubt the
cover sets out to titillate, not educate; it sells a sexualized image
of the survivor, rather than depict the arduous, unrelenting
conditions of her captivity. Worse still is the US edition issued
by Belmont in 1958 whose cover page depicts a distressed, yet
appealing, blond behind whom stands a menacing SS figure,
whip in hand. The original title has also been eschewed in favor
of The Slave, while the cover carries an extract from Maurel’s
text (but wrongly attributed to Mauriac) that asks “Were you
raped? Were you beaten? Were you tortured?” and in so doing,
overtly fetishizes the testimony.
Unquestionably, these two publishers are extreme in
their misappropriation; other editions released in the US by
Simon and Schuster (1958) under the title An Ordinary Camp
and in the UK by Anthony Blond (1958) as Ravensbrück are
more muted in their cover design, opting instead for a plain
barbed-wire motif. Nevertheless, both Digit Books and Belmont
serve as an example of how publishers are positioned as initial
gatekeepers to the survivor’s story, attracting a particular type of
reader seeking action or cheap thrills. If Mauriac was troubled
about forgetting in the source culture in the 1950s, there are
parallel concerns to be raised in the target culture about the
dubious ways in which the Holocaust was being remembered
then.
The last issue to be addressed in reference to the
framing of the target texts is that of the translatorial paratext. 10
In Résistance, Mellor has provided a “Translator’s Acknowl-
edgements” section in which she thanks those who helped in the
process and alludes to her reasons for undertaking the
translation of the original: “Surely it deserved to be more widely
known? Surely it should be made available in an English
10I use this term as a means of supplementing Genette’s (1987) paradigm of authorial, editorial,
and allographic paratext in order to carve out a more visible and definite space for the translator.
See also Deane-Cox 2014, 27–29.
translation?” (2008, vi). There are also extensive “Translator’s
Notes” (2008, 325–357) at the back of the work which provide
detailed explanations of references in the text to people, places
and events. As discussed above, Summers also establishes her
presence around the text by means of the “Translator’s Note”
which focuses on the use of Lagersprache and Maurel’s
Frenchification of certain words (1958, 10–11). So, although the
translatorial paratext is a clear signal to the reader that they are
reading a text in translation, neither translator provides any
sustained or penetrating reflection on the challenges and
possibilities they may have confronted during their engagement
with the source text.
I would like to argue that the paratext offers a space in
which the translator can make explicit their role as secondary
witness, in contrast to the text itself where “the task of the
listener is to be unobtrusively present” (Laub 1992, 71).
Accordingly, the position of the translator as secondary witness
can be mapped once more on to that of the interviewer for the
Fortunoff project. Hartman observes that throughout the
recording process, “the interviewers are almost completely out
of sight [and] seem not to intrude into the testimony, even as
they continue to direct it” (Young 1988, 166). In the same way
as the interviewers are visible on the margins of the screen, so
too can the translator be visible on the margins of the text,
whether in a preface, in footnotes or any other form of
translatorial paratext. This peripheral material can thus function
as a record of how the translator has interacted with the original
witness, how they have elicited and facilitated the transmission
of a testimony from one setting to another, what obstacles they
might have encountered, and how they regard their own ethical
responsibility. Trezise has noted that, in the video testimonies,
“the audible and occasionally visible presence of the
interviewer(s) lends to the dialogical relation of witnessing a
concreteness far removed from what may seem, in written
testimony, to be only a disembodied interaction of pronouns”
(2013, 34). The translator as secondary witness can thus add a
concrete dimension to the transmission process by acknowl-
edging their own role as listener to and perpetuator of the
original act of witness. In so doing, the community of receivers
will be more informed, more alert to any potential barriers to
communication and more conscious of the survivor behind the
pronouns.
Conclusion: Remembering Forwards
Translation, as a mode of remembering forwards, is not an
unshakable one. Despite resisting a more perfidious and total
lapse of memory, the above inquiry has shown that translation
equally has the potential to distort, amongst other aspects, the
factual, linguistic and tonal qualities encoded in the original
telling, while paratextual material can also function as a site of
appropriation and transformation. The extent to which a
translator listens closely to the original telling may be the result
of numerous factors: over-identification with the survivor, the
onset of secondary trauma that leads to a distancing or a
numbing of the translator, or, more prosaically, the temporal and
editorial constraints imposed by publishers. In turn, the listening
realized by the translator has the capacity to shape the response
of the reader to the events of the past. In other words, the
manner in which the reader positions him or herself on an
ethical and epistemological level in relation to the Holocaust, as
well as to the specific struggles of the survivors, will hinge on
the strength and integrity of the bond established between the
original and secondary witness. It has also become evident that
the ties of that bond hold more securely in some parts of a
translation than in others; within the boundaries of a given text,
translation can serve either as an empathic re-telling or as a
trespass.
Granted, this article has given more space to what,
following Antoine Berman (2000), could be termed a “negative
analytic” of translation, the emphasis here being on the forces
that deform the survivor’s account. Peter Davies has warned
against such a focus on the negative in reference to Holocaust
translations, claiming that “What is missing from the discussion
of translation is a sense of the far-reaching achievement [of
translators]. If we move beyond melancholy reflections on loss,
we are able to shed a much fuller light on the role that
translation and translators have played” (2014, 166–167).
However, the reasoning behind my negative approach is
twofold. First, the wider empirical evidence that emerged from
my comparative analyses had a discouraging tendency to point
in this direction, particularly in the Summers translation; the
examples discussed above are a small, but representative sample
of this trend. Secondly, the study should in no way be
understood as a personal attack against the translators, but
rather, as a means of accentuating the very real transgressive
potential of translation as a form of secondary witnessing. By
flagging up the lapses in secondary witnessing in these texts and
underlining the translation strategies from which they stemmed,
it becomes possible to inform future Holocaust translation
practice and to prevent such breaks in transmission from
reoccurring elsewhere.
It may well be the case that the all-hearing, non-
appropriating figure of the secondary witness is an impossible
ideal, but this does not mean that it is not one worth striving for.
Speaking more broadly about the readers of Holocaust
narratives, Colin Davis points out that “the best we can do may
be to try to attend as honourably as possible to the traces of that
which remains foreign to us” (2011, 40). Similarly, Francis
Jones has proposed some basic guidelines for the translator
working in sensitive circumstances, namely “a principle of
maximum awareness of ethical implications together with one
of least harm” (2004, 725). And so the translator as secondary
witness is one who undertakes to be attentive and self-reflexive,
and who weighs the better part of translation decisions in favor
of the survivor. Although some of these endeavors will
inevitably fall short of their mark, the crucial step is in the
trying. It has often been noted in recent times that the need to
document Holocaust testimonies is growing as the survivors
themselves diminish in number. As these accounts continue to
be committed to paper or audiovisual media, or are recovered
from the past, so too does the potential increase for the
communicative force of translation be brought consciously and
effectively into the service of the original witness and the
perpetuation of his or her memory.
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joined the University of Strathclyde as a lecturer in translation
and interpreting in 2016, having previously held a British Academy Postdoctoral
Fellowship at the University of Edinburgh, where she also completed her PhD in
2011. Her research is anchored in the field of Translation Studies, but currently
intersects with Memory Studies, Holocaust Studies, and Museum Studies. She is
particularly interested in the translation of French individual and collective memories
of occupation and deportation during World War II. She is author of the monograph
Retranslation: Translation, Literature and Reinterpretation (2014) and a member of
the IATIS Regional Workshops Committee.
| Unimi Open Journals |
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] | Abstract: This article explores how memory—the central issue of Leslie
Marmon Silko’s Ceremony (1977)—has induced a specific type of
writing that makes its translation a more challenging task in terms of
stylistic, lexical, and syntactical choices. Tayo, the main character, is
haunted by painful memories of his traumatic war experience, powerful
nightmares and daytime visions blending seamlessly into the vacuity of
his present life on the reservation. However, memory is also a healing
force when it means going back to the traditional Indian way and adapting
it to the broken present. Silko navigates between storytelling and
storywriting, weaving a circular vision of time into the linear format of
the novel and bridging the gap between her Indian ancestry and her white
academic education. Translating Ceremony raises many interesting issues,
three of which are discussed here: the treatment of intermingling
narratives whose chronology the readers have to reconstruct for
themselves, the network of echoes and repetitions that structure the novel,
and the description of the Indian landscape. The article finally asserts that
translation contributes to the circulation of memory and is a positive force
ensuring the survival of texts written to resist acculturation.
Introduction
Ceremony is a landmark publication in the advent of Native
American literature. Published in 1977 by Leslie Marion
Silko, it received much critical acclaim and soon became a
commercial success and was translated intoseveral foreign
language (Norwegian, German, Japanese, Italian, French,
Dutch). It is often part of the selection of Native American
novels on university syllabi next to House Made of Dawn by N.
Scott Momaday (1968) and The Death of Jim Loney by James
Welch (1979). Those are the titles readers remember as they
have become the “memory” of Native American literary
Renaissance. Whether they should be seen in terms of “ethnic
minority fiction” or as part of mainstream American fiction is
subject to debate. For instance, Joseph Bruchac states that the
“‘mainstream’ in America is being turned back by a tide of
multiculturalism” (Bruchac 1994, xviii). According to Robert N.
Nelson, Native American novels have distinct features that set
them apart: their authors are “Native American” (like the
protagonists), the settings “include Indian reservations,” they
allude to, or widely incorporate, “tribal traditions” 1 (Nelson
1993, 3). As a consequence some of their content is perceived as
being difficult to grasp for the readers who are not “tribally
literate” (to use Nelson’s word), those who do not share the
memory of the tribal heritage. Memory is an essential dimension
to Native American fiction and to Ceremony. According to
Robert Dale Parker, Native American Literature was “invented”
by “Indian writers,” drawing on both “Indian and literary
traditions” (Parker 2003, 1). In trying to keep tribal culture
alive, Native American writers have explored memory in
different ways. Memory is what is left of all that has been
destroyed and eradicated by colonization, industrialization, and
forced assimilation. It is the main force enabling Native
Americans to resist acculturation. Cultural memory was traditi-
onally transmitted through storytelling, an endangered activity
in a world ruled by the written word, where communities and
families have been increasingly scattered across the whole
1 The choice of the most appropriate word to designate the people from Native American tribes
is still highly controversial. The issue has not yet been settled, which explains what may seem
like confusion in most essays and books about Native American art and fiction. Christina Berry
writes in her article published on the All Things Cherokee website: “So what is it? Indian?
American Indian? Native American? First Americans? First People? We all hear different terms
but no one can seem to agree on what to call us” (Berry, 2013). Although the word “Native
American” seems more neutral, many Native Americans object to it as it is seen as a creation
by the Federal government aiming at erasing the sufferings of the Native tribes and making the
colonial past more acceptable. The actor and political activist Russell Means declares: “I am an
American Indian, not a Native American! I abhor the term Native American. It is a generic
government term used to describe all the indigenous prisoners of the United States” (Means,
1996). Silko uses both the word “Indian” and “Native American.” In this article the word
“Native American” has been kept to refer to the ethnic origin of the people involved but the
word “Indian” has been preferred to indicate the cultural connotations as in “the Indian way” or
“Indian memory” since it is closer to the ideas developed by Silko.
country. Native American writers therefore invented a new type
of storytelling that can survive and thrive in their new
environment, translating traditional memory and storytelling
into novels. Those novels are hybrid forms, close enough to the
template of the Western novel to be recognized and understood
by all while being innovative enough to cater for values and
notions radically alien to Western culture. However, Indian
memory is also a traumatic memory and offers many common
points with other works and narratives problematizing memory
such as writings by holocaust survivors and by victims of
intense trauma (see Brodski 2007). Writing is not only a means
of transmitting memory and struggling against oblivion, but it
also transforms the unbearable memory of the trauma—which
lies on the side of death and destruction—into a resilient force
that makes life possible. The memory of the horror beyond the
scope of human understanding is translated into words in order
to help the victims make sense of the events and reappropriate
their lives.
Through the case study of Ceremony, I will demonstrate
how memory can be a haunting force of destruction as well as a
healing type of energy. Memory is both the theme and the
material chosen by Silko for her novel. Her literary approach is
characterized by a specific type of writing that makes
interlingual translation particularly challenging in terms of
stylistic, lexical, and syntactic choices. The novel was translated
into French by Michel Valmary, who later translated two other
books—Archie Fire Lame Deer’s Gift of Power (Le cercle
sacré) and James Welch’s Killing Custer (C’est un beau jour
pour mourir). The translation was published in 1992 by Albin
Michel in the Terre Indienne collection, which specializes in
Native American fiction (director: Francis Geffard), and its
French title was Cérémonie.
After studying how memory is at the core of the themes
and textual identity of Ceremony, I will focus on three points: 1)
writing/translating the fluctuating and unstable time of memory
through a limited choice of possible grammatical tenses; 2) the
construction/destruction of echoes, memories, and correspon-
dences; 3) the translation of words and names referring to the
landscape that is central to Indian memory. Finally, I will
examine the close relationship between writing and translating
in the case of Indian memory and discuss whether the trans-
lation of Native American fiction is possible/advisable/neces-
sary.
Memory as the Main Theme and Material of Ceremony
The theme of memory is crucial to Ceremony. The protagonist,
Tayo, is a Laguna Pueblo of mixed ancestry, a “half-breed”2
living on the reservation near Albuquerque in New Mexico.
When the story begins, he is back from the Second World War.
Suffering from post-traumatic stress disorder, or “battle fatigue”
according to the white psychiatrists who have discharged him
from the hospital, he is unable to resume his old life. He is
haunted by memories of the war and overwhelmed by guilt as
he feels responsible for all the disruption that took place when
he was away: the death of his cousin who went to war with him,
the death of his uncle Josiah, and finally the drought that he sees
as retribution for his swearing at the rain in the prisoner camp in
the Philippines: “The old people used to say that droughts
happen when people forget, when people misbehave”(Silko
1977, 46). These destructive memories disrupt his present life
and make him mentally and physically ill as they invade his
everyday life in the form of nightmares and daytime visions that
leave him empty. His war memories are interspersed with his
childhood memories as he is also trying to cope with his sense
of alienation as a “half-breed” brought up by his aunt after his
own mother left him. However the past, which is a source of
suffering, is also the key to his recovery. Knowing that white
medicine cannot save him, Grandma convinces him to visit a
medicine man because “The only cure/I know/is a good
ceremony” (Silko 1977, 3). Although the visits to Ku’oosh and
then Old Betonie do not succeed immediately and the healing
ceremony cannot be completed, Tayo gradually recovers his
ancestral memory. He learns to understand the traditional signs
and rites, becomes able to read the landscape around him again
and to realign his life with a broader universal pattern of
meaning. Thanks to his recovering the traditional cultural
memory of his ancestors, Tayo can complete the ceremony by
himself, adjust, and find his place back on the reservation. His
2Although “half-breed” may seem offensive, it is the word used by Silko to describe Tayo’s as
well as her own ancestry (Laguna Pueblo, Mexican, and white).
healing is symbolic of and preparatory to a more global change
as rain returns to the region saving the crops and cattle. Tayo’s
journey, out of his destructive memories, which are
manifestations of evil and witchcraft and back to the healing
memory of the Indian way, enables him to restore balance and
harmony in the universe as thought can again circulate between
the fifth world (the world inhabited by human beings) and the
other worlds inhabited by spirits.
Memory is at the core of Ceremony. The different
encounters with the medicine men, the traditional one and Old
Betonie, the modern one, with the women Tayo loves, all
avatars of Tse’pina, the spirit of the mountain, are various
memories of the same quest or the same healing ceremony. It is
by remembering them and understanding their correspondences
that Tayo progresses on his way to recovery and that the readers
gradually understand the way the novel is structured and what it
means. The novel functions like memory itself, giving birth to
seemingly disconnected episodes that make sense when put
together, reassembled and realigned. Moreover the conventional
narrative structure of Tayo’s quest is framed by and intertwined
with traditional stories and poems, memories of traditional
Laguna storytelling, as if the real creator of the story was not
Silko but Thought Woman. The book begins with the poem:
Ts’its’tsi’nako, Thought-Woman,
is sitting in her room
and whatever she thinks about
appears [. . .]
I’m telling you the story
she is thinking.
Those traditional passages draw on Silko’s personal memories
of the stories she was told when a child on the reservation or
memories she has revived from the collection of stories
published in Franz Boas’s Keresan Texts (a transcription of
traditional tales published in 1928, see Nelson 2001). There are
altogether 28 “storytelling memories” (whose length varies from
a few lines to four pages). Silko blends traditional Indian
forms—based on circular patterns, repetitions and circulation
from memory and myth to reality—into a novel, a genre
favoring a linear conception of time, a sequential and historical
development of the story, and a clear-cut distinction between
past and present, memory, and reality. She thus creates her own
language, one that can express memory. Moreover, the novel is
a way for Silko to come to terms with her own mixed ancestry
and her sense of alienation. She started writing Ceremony after
having been away in Alaska for two years where she felt she
had been exiled. The novel is a personal remembrance
ceremony enabling Silko to weave the loose threads of her
attachment to her Native ancestry and of her white academic
education back into significance: “Writing a novel was a
ceremony for me to stay sane” (Arnold 2000, 24).
Memory and the Blurred Frontiers between Past and
Present
The treatment of diegetic time is quite unconventional in
Ceremony, as noted by most critics and reviewers. Although
analepsis is a common device in most conventional novels, time
shifts are so frequent in Ceremony that they blur the frontier
between the main narrative and the secondary narratives that are
Tayo’s various memories and visions. The story shifts to and fro
between the time of Tayo’s return to the reservation after he is
back from the war, and various memories—childhood scenes,
war episodes, and other times before he left for the war. Those
shifts back in time are not systematically signaled as such—
there are few dates, few accurate references to places which
would help the readers to chronologically reorganize the diverse
fragments constituting Tayo’s story. The fragmented narratives
are the representations on paper of the disruptive forces released
by Tayo’s memories and the readers must agree to getting lost
in the succession of embedded stories going back in circles
rather than following a straight time line from beginning to end.
Like Tayo, the readers will understand later and what they
remember will then make sense, as Night Swan (one of the
female characters Tayo meets during his quest) tells him: “You
don’t have to understand what is happening. But remember this
day. You will recognize it later” (Silko 1977, 100).
Only when the tense of the first verb of the analepsis is a
pluperfect is the shift clearly indicated. Even then, the following
verbs are in the simple past (also the prevailing tense of the
main narrative), which creates ambiguity as to the exact point
where the main narrative is resumed, as in the following
example:3
“You see,” Josiah had said, with the sound of the water trickling out of the
hose into the empty wooden barrel [. . .]. He pointed his chin at the springs
[. . .]. He took off his hat and wiped his forehead [. . .].
Tayo knelt on the edge of the pool and let the dampness soak into the knees
of his jeans. (Silko 1977, 45–46)
Although it is quite clear that the first paragraph is a
memory because of the use of the pluperfect and the situation
(Josiah is dead by the time Tayo returns from the war), the
status of the following paragraph (“Tayo knelt…”) is
ambiguous, and the similarity of the setting misleads the readers
into believing initially that it is part of the same memory
sequence whereas the main narrative has been resumed.
The translation into French reads thus:
“Tu vois, lui avait dit Josiah par-dessus le bruit de l’eau qui dégoulinait du
tuyau dans les tonneau de bois vide [. . .]. Du menton, il avait montré les
sources [. . .]. Il avait enlevé son chapeau et essuyé son front [. . .].
Tayo s’agenouilla au bord du bassin sans se soucier de l’eau qui trempait
les genoux de ses jeans. (Silko 1992, 55)
The translator has made a grammatically safe choice.
The shift from pluperfect to past, which is quite frequent in
English fiction, has been neutralized through a more consistent
use of a plus que parfait in French. The passé simple, used for
the main narrative, is deemed inadequate as soon as the diegetic
chronology is upset—a stylistic rule many, but not all, French
novelists adhere to. That “safe” choice is not consistently
applied. For other time shifts the passé simple is used for
anterior actions but only after a series of plus que parfait has
clearly delineated the time frame:
He stood outside the train depot in Los Angeles and felt the sunshine; he
saw the palm trees [. . .] he realized why he was here and he remembered
Rocky and he started to cry. [. . .]
3 Words discussed in the ensuing analysis are given in bold in the quotes.
The new doctor asked him if he had ever been visible and Tayo spoke to
him softly and said that he was sorry but nobody was allowed to speak to an
invisible one. (Silko 1977, 15)
Devant la gare de Los Angeles, il avait senti la caresse du soleil; il avait vu
les palmiers [. . .] il comprit pourquoi il était là, il se souvint de Rocky et il
se mit à pleurer. [. . .]
Quand le nouveau docteur lui avait demandé s’il avait jamais été visible,
Tayo lui avait répondu d’une voix douce qu’il était désolé mais que
personne n’avait le droit de parler à un être invisible. (Silko 1992, 23)
Whereas the English original allows for more
indeterminacy (the readers will not immediately understand that
the first passage is the memory of a scene that took place just
before Tayo’s return and that the second passage is another shift
in time, neither the continuation of the preceding passage nor
the resuming of the main narrative), the French readers are
guided by the translator’s choice, which clarifies the order of the
successive time sequences.
Although choosing between imparfait, plus que parfait,
passé simple, and passé composé to render a simple past is a
controversial point, the passé simple—even if it is an obvious
choice for a translator—may not be the most appropriate tense
in the case of Ceremony. The use of the imparfait in some
passages makes it possible to keep some referential
indeterminacy as shown in that example where it is not clear if
the second passage is still part of Tayo’s memory of the war or
of the main narrative:
Rocky had reasoned it out with him; […] Tayo nodded, slapped at the
insects mechanically [. . .].
He had to keep busy; he had to keep moving so that the sinews connected
behind his eyes did not slip loose and spin his eyes to the interior of his
skull where the scenes waited for him. (Silko 1977, 8–9)
Rocky s’était efforcé de le ramener à la raison ; [. . .] Tayo avait acquiescé;
d’un geste machinal de la main, il avait écrasé quelques insectes [. . .].
Il fallait qu’il s’occupe ; il fallait qu’il reste actif pour que les muscles qui
se rejoignent à l’arrière de ses yeux ne se relâchent pas, les faisant ainsi
pivoter vers l’intérieur du crâne, là où toutes ces scènes l’attendaient. (Silko
1992, 16–17)
Even if it is not conventional to use the imparfait for
single past actions, that tense might have the potential to
accommodate Silko’s literary treatment of memory, as some
French writers have done to give extra depth to their past
narratives, J. M. G. Le Clézio, for instance (see Lepage 2008).
Alternatively, using a passé composé instead of a passé
simple as the prevailing tense for both the main narrative and
the memories would have been a way to signal the shift from
conventional fiction writing and would have insisted on the
connection with oral tradition.
Grammatical constraints and the translator’s wish to
conform to the more conventional writing norms do not explain
all the occurrences of plus que parfait in the French text. They
illustrate the translator’s symptomatic wish to guide his readers,
to help them through the maze of the original novel, as in the
following example where a whole sentence has been added:
They unloaded the cows one by one, looking them over carefully. (Silko
1977, 77)
Quand Tayo eut ouvert le grand portail du couloir d’entrée du corral,
Robert ouvrit la porte de la bétaillère. Ils firent sortir les vaches une par
une, en les inspectant attentivement. (Silko 1992, 88)
The time of the action as well as the identity of the
characters have been made explicit in French. However,
reducing ambiguity and reordering Tayo’s memories imposes a
Eurocentric vision on a hybrid text. In fact, it brings more
confusion to the readers as it prevents them from being aware of
the blurred frontiers between past and present and between
memory and reality, essential to the understanding of the novel.
Indeed Ceremony reintroduces in the linear development of the
novel the memory of a more ancient time, the Indian vision of
time, which is circular, cyclical, always moving but not going
directly from one point to another:
The Pueblo people and the indigenous people of the Americas see time as
round, not as a long linear string. If time is round, if time is an ocean, then
something that happened 500 years ago may be quite immediate and real,
whereas something inconsequential that happened an hour ago could be far
away. Think of time as an ocean always moving. (Arnold 2000, 149)
Memory as Repetitions, Echoes, and Resonances
Repetitions and echoes are the backbone of the writing in
Ceremony, and the coherent structure they create counter-
balances the confusion brought about by Silko’s fluctuating
treatment of diegetic time. Repetitions work at the level of
sentences and paragraphs but also at the higher level of the
whole novel.
In sentences, repetitions give rhythm to the narrative and
endow it with a typically oral dimension. The following passage
illustrates how repetitions structure the sentences and help the
readers/listeners keep track of the important notions:
He could get no rest as long as the memories were tangled with the present,
tangled up like colored threads from old Grandma’s wicker sewing basket
when he was a child [. . .]. He could feel it inside his skull—the tension of
little threads being pulled and how it was with tangled things, things tied
together, and as he tried to pull them apart and rewind them into their
places, they snagged and tangled even more. So Tayo had to sweat through
those nights when thoughts became entangled; he had to sweat to think of
something that wasn’t unraveled or tied in knots to the past (Silko 1977, 6–7)
Il ne pourrait trouver le repos tant que les souvenirs et le présent
s’enchevêtreraient comme les fils de couleur dans le panier à couture de
Grand-mère : [. . .] Sous son crâne, c’est cela qu’il sentait, la tension des fils
minces que l’on tirait, et les choses emmêlées, attachées ensemble, qui,
lorsqu’il essayait de les démêler et de les rembobiner, chacune à sa place,
s’accrochaient et s’emmêlaient encore davantage. C’est ainsi que Tayo
devait passer de longues nuits en sueur quand ses pensées
s’embrouillaient; il devait faire d’énormes efforts pour penser à quelque
chose dont le fil ne soit pas défait ou attaché au passé par des nœuds
inextricables (Silko 1992, 14–15)
The translator has reduced the number of repetitions by erasing
some occurrences (the two occurrences of tangled have been
reduced to one in the first sentence) and by resorting to
synonyms (s’enchevêtrer, emmêlées, s’emmêler, s’embrouiller
for tangled; en sueur and faire d’énormes efforts for sweat).
The destruction is not systematic, however. For instance,
the translator manages to keep the repetition of comfort and
comfortable (a word difficult to translate into French) by using
bien and bien-être which work on both material and moral
levels:
We know these hills, and we are comfortable here.” There was something
about the way the old man said the word “comfortable.” It had a different
meaning—not the comfort of big houses or rich food or even clean streets,
but the comfort of belonging with the land and the peace of being with
these hills. (Silko 1977, 117)
Nous connaissons ces collines, et nous y sommes bien. » Il y avait quelque
chose de spécial dans la façon dont le vieil homme avait dit le mot « bien ».
Il prenait un sens différent : ce n’était pas le bien-être que procuraient les
grandes maisons, une nourriture riche ou même des rues propres, mais le
bien-être né du fait d’être à l’unisson de la terre, la paix ressentie à se
trouver dans ces collines. (Silko 1992, 129–130)
At the macro level of the whole novel, repetitions give
meaning to the various interconnected episodes. Repetitions of
words create a textual memory that enables the readers to
interpret the story correctly, exactly like Tayo who will
gradually learn to recognize the pattern underlying what he goes
through. For instance, when Tayo walks to the toilets in a bar
(Silko 1977, 56), the dirty wet floor mentally takes him back to
his ordeal in the jungle (Silko 1977, 11). The shift from a real
situation to a memory is textually signified by the repetition of
the same phrase—“It was soaking through his boots/it soaked
into their boots”—in the two passages. In the translation,
although the readers will understand the situation, there is no
textual link between the two scenes but only a semantic link as
two different phrases are used: “qui pénétrait dans ses bottes”
(Silko 1992, 66)/“s’infiltrait dans les chaussures” (Silko 1992,
19).
Many passages echo each other as if the various
episodes and the various characters were diverse avatars of the
same event, Tayo’s encounter with the spirit of the mountain
and his becoming whole again.
Repeated words form a network of key words whose
occurrences weave a significant textual material connecting and
reuniting what first seems disconnected. Through their
reiteration the readers can recognize the resemblance and
understand that time and storytelling are cyclical as Old
Grandma concludes: “It seems like I already heard these stories
before . . . only thing is, the names sound different” (Silko 1977,
260). The network of recurring words organizes the novel
around key themes such as dampness and dryness, circles and
whirls, weaving and scattering. In the translation, the structure is
less obvious because of lexical variety. For instance, the word
scatter which is central to Tayo’s broken psyche is translated by
two different verbs, disséminer and disperser, as well as by a
whole range of words according to the cotext: l’entouraient
(Silko 1992, 117), franchirent le sommet (Silko 1992, 195),
faire voler (Silko 1992, 231), laisser derrière (Silko 1992, 250),
s’effriter (Silko 1992, 214), parmi (Silko 1992, 168), and
s’égaillèrent (Silko 1992, 243). The important word scatter has
virtually disappeared from the French translation, made
invisible by the translator’s decision not to maintain its
repetition.
The destruction of repetitions is not systematic, how-
ever, as the recurrences of some words are maintained. For
instance whorls (of flesh, of skin), which appears in the morbid
episodes dealing with witchcraft, is systematically translated by
volute, making it possible for the French readers to link the
various scenes together and to establish the connection with the
poems relating the invasion of the evil spirit: “il se peignit le
corps/les volutes de chair” (the poem about Pa’caya’nyi who
tricks people into witchcraft, Silko 1992, 56), “D’autres défirent
des paquets en peau/pleins d’objets répugnants:/des silex
sombres, des cendres de hogans brûlés/où reposaient les
morts,/Des volutes de peau” (the poem about a witchcraft
competition during which white people are invented and turned
loose to destroy the Indian world, Silko 1992, 147), “Pinkie lui
maintint la jambe, et Leroy trancha la volute de chair sous le
gros orteil de Harley” (the torture scene in which witchcraft
attempts to engulf Tayo’s life and the world in general, Silko
1992, 271).
By reducing the number of repetitions, the translator
brings considerable changes to the material texture of Silko’s
novel of textual memory. His motivations may be an adherence
to French stylistic norms that still consider repetition to be
inelegant despite its use by great writers. He thus imposes his
own view, his own cultural memory on the original text and
destroys its inner rhythm and its signifiance (to use
Meschonnic’s (1999) word). Repetitions are essential to Silko’s
endeavor to write a text which reads as a memory of the oral
tradition of storytelling and deliberately blurs the frontier
between genres (tales, songs, poems, and novels), between
storytelling and story-writing, between Indian traditions and
Western culture: “So I play with the page and things that you
could do on the page, and repetitions. When you have an
audience, when you’re telling a story and people are listening,
there’s repetition of crucial points” (Arnold 2000, 71).
Systematicity is essential to maintain the way lexical
networks function. Each repetition is important. As Berman
states when he studies how the deforming tendencies transform
a text, each word must be chosen carefully and the use of
synonyms is deceptive. Words have their own lives, their own
textual bodies from which they derive their power: “The words
of the story poured out of his mouth as if they had substance,
pebbles and stone extending to hold the corporal up” (Silko
1977, 12). Silko’s writing is like weaving: the intricate patterns
suffer no mistakes, no holes. Storytelling and story-writing is a
sacred act, a ceremony in which each word has its part to play.
Memory and the Landscape
The landscape is the central character of Ceremony. As stated in
Place and Vision, in which Nelson dedicates a whole chapter to
the landscape of Ceremony, the geophysical landscapes “serve
not only as the ‘settings’ of these [Native American] fictions but
also as principal ‘characters’ in them” (Nelson 1993, 9). It is
only after being reunited with the landscape that Tayo can
recover his vital energy. The landscape is the place where
Indian memory lies, the landscape is Indian memory: “We are
the land. [. . .] More than remembered, the earth is the mind of
the people as we are the mind of the earth” (Paula Gunn Allen
in Nelson 1993, 1). Describing and naming the landscape is
therefore a delicate part of the ceremony of writing. Locations
and directions are given with accuracy. The words connected to
the landscape are the names of the places, the words describing
those places as well as the names of the plants, animals, and
spirits inhabiting the land. All those names recreate the
landscape of the American Southwest where the Laguna Pueblo
reservation is located and they bear the memory of its history.
The original Indian names have been largely replaced by
English names or by Spanish names, the languages of the
enemy, to use Gloria Bird’s phrase in Reinventing the Enemy’s
Language (Harjo and Bird 1997), that is to say the languages of
the settlers: “But the fifth world had become entangled with
European names: the names of the rivers, the hills, the names of
the animals and plants—all of creation suddenly had two names:
an Indian name and a white name” (Silko 1977, 68). The Pueblo
names are still there, though, in the names of the characters of
the traditional stories and the names of the spirits inhabiting the
land. They stand out in the English text as their morphology is
quite different from that of the European names and display a
characteristic apostrophe: Tse-pi’na orTs’eh, K’ou’ko, Ck’o’yo,
A’moo’ooh, Ku’oosh. . . The Pueblo names have been used in
the translation without any change as if they had resisted one
more displacement. Most Spanish names are maintained too:
mesa, arroyo, Casa Blanca . . . with the exception of burro
(âne, bourricot).
It is the English names that are problematic for the
translation into French. When they are kept, which is the case of
many place-names, they stand out as memories or traces of the
original English text, whereas in the original they blend
seamlessly into the main narrative in English. In Cérémonie,
place-names such as Wake Island, Dixie Tavern, Purple Heart,
or Prairie Dog Hill remind the readers of the European settlers’
imprint on the American landscape but also suggest that the
“entanglement” with English names is only a passing stage in
the history of the landscape. The names and languages may
change, but the landscape and its ancient memory will remain
unchanged. The English language, which dominates the text of
Ceremony, is pushed back to the margin through translation.
The names of plants and animals are translated into
French and raise many difficulties. Most English names are both
simple and precise. As they are based on a simple generic word
(grass, tree, weed, hill. . . ), names such as wild rose bush, salt
bushes, snakeweed, rabbit brush, foothills create a realistically
complex environment (Silko has drawn on her accurate
knowledge of the Southwest landscape). The geographically-
literate readers will recognize it. However, those who are
unfamiliar with such settings will not be lost and will manage to
find their way among grass, trees, weeds, and hills. In French,
the translator has to negotiate between two options. He can
favor the exact translation which is very often a scientific term
unknown to most readers: Salt bushes/atriplex, arroche;
snakeweed/bistorte, gramma grass/ bouteloue. . . Alternatively,
he may opt for a literal translation that will be understood but
may not refer to an actual plant or animal. The few cases when
literal translations correspond to the reality of the environment
(rock sage/sauge de rocher, bee-wee plants/l’herbe-aux-
abeilles, rabbit weed/herbe-aux-lapins. . . ) are not enough to
compensate for the different vision of the world the numerous
scientific names produce.
Moreover, the scientific words in French do not allow
the correspondence between geography and myth. The words of
the landscape in Ceremony are meaningful and contribute to
weave a consistent memory of the universe that reinforces the
links between the human world and the spirits. When Tayo
meets the mountain lion (puma in French), he also meets the
hunter spirit, the companion of Tse’pina, the mountain spirit.
When he meets Tse, she is sitting next to a moonflower plant
(marguerite dorée) that indicates the feminine power she
represents. Tse is a woman and a spirit and the earth, as this
passage underlines: “He dreamed he made love with her. He felt
the warm sand on his toes and knees; he felt her body, and it
was as warm as the sand, and he couldn’t feel where her body
ended and the sand began” (Silko 1977, 222). It echoes Josiah’s
comment: “This is where we come from, see. This sand, this
stone” (Silko 1977, 45). Once Tayo acknowledges he is sand
and stone like the sandstone cliffs around him, he can be whole
again. In the translation, the link connecting sand (sable), stone
(pierre), and sandstone (grès) is severed. The landscape in
Cérémonie is therefore more scientific and more obscure than in
the original; it does not work as the main representation and
memory of the harmony of the Indian way. It is not the “living
text” mentioned by Nelson, which can be read by the readers.
Memory and Translation as Transformation
Beyond the linguistic and stylistic difficulties the translator has
to face when translating a narrative of memory such as
Ceremony, broader questions must be addressed. Is it possible
or even legitimate to translate memory in the case of Native
American fiction? Can Indian memory, which is so deeply
rooted in the ancient languages and in the local environment,
survive when uprooted and transferred into a culturally and
linguistically alien environment?
Silko has already provided part of the answer. Drawing
on Indian memory to write her novel, she has opened up a new
frontier and contributed to the invention and development of the
Native American novel, essentially transgenre and multilingual.
She is the one who has translated—that is to say, transformed
and rewritten—the oral traditional stories: “I write them down
because I like seeing how I can translate this sort of feeling or
flavor or sense of a story that’s told and heard onto the page”
(Arnold 2000, 71). Therefore, translating Ceremony into another
language is doing a second-hand translation in which the main
choices have already been made: the degree of multilingualism,
of obscurity to which the readers—and more particularly the
“tribally illiterate” ones—will be submitted. The inherent
tension between the source and target languages, between what we
understand and what we do not, between what the translator
chooses to reveal and what he/she leaves unexplained is already
present in the original. Even the reception of her work and the issue
of the target reader has been addressed, as Silko is aware that her
readership falls into two categories—Native Americans (who
know a lot about Indian memory) and non-Natives (whom she
does not want to alienate). For her, making Indian memory
accessible to all through her translation is a political choice: “I’m
political, but I’m political in my stories. That’s different. I think the
work should be accessible and that’s always the challenge and task
of the teller—to make accessible perceptions that the people need”
(Arnold 2000, 26).
Translators have always been suspected of betrayal and
Silko is no exception. Being of mixed ancestry, born on the
reservation but educated outside it, she is the perfect go-between
and a highly suspicious one. Paula Gunn Allen criticized her for
giving away tribal secrets which should only be known by Native
people, as Nelson reminds us: “In fact, a few years ago another
Laguna writer, Paula Gunn Allen, criticized Silko for using some
of this oral traditional material, contending that by including a clan
story in her novel Ceremony Silko has violated local conventions
regarding proper dissemination of such stories” (Nelson 2001).
For Silko, translating and rewriting Indian memory is not a
betrayal but, on the contrary, a way to redeem Native traditions.
Those must not be kept as museum artifacts which are the dead
collectible pieces recorded and translated by ethnologists such as
Boas, but they must be given the possibility to carry on as living
entities. Memory pines for transmission as a way out of oblivion
and eradication. Through her translation, Silko reminds the
American readers of the Native American heritage of their country
and promotes it as a living force in today’s world. Interlingual
translation goes one step further in the same direction. Translating
Indian memory strengthens it as it will be kept in the minds of
more and more readers across the world, and in turn they will pass
it on. It will then be safe from destruction, as when kept in the belly
of the storyteller (Silko 1977, 2). Paradoxical though it may seem,
translating Indian memory is a form of repatriation as it takes it
back to its original purpose, helping the people understand and live
in harmony. In a globalized world, the people may just mean
people in general: “Something in writing Ceremony that I had to
discover for myself was indeed that the old stories still have in their
deepest level a content that can give the individual a possibility to
understand” (Arnold 2000, 147). On a more practical level, the
translation and transmission of memory may increase people’s
awareness and support of the Native cause and give more visibility
to the Indian alternative to the materialistic “American way of life”
taking over the world. Silko is aware of the potential impact of
Native memory across languages and nations: “In other words, we
feel that we get cultural, intellectual, spiritual support from all the
people outside the United States. [. . .] There are no isolated
people, there is truly now a global village and it matters” (Arnold
2000, 151).
The teller/writer is one link in the long chain of the
circulation of memory, and the translator another one. The
important point is to keep the transmission going even if it means
changes on the way. Changes are not always for the worse. In the
case of Indian memory, the displacement brought about by the
interlingual translation opens up new possibilities. In the French
translation, the stories may thrive better in a new medium, freed
from the English language (the linguistic memory of the trauma of
colonization).
Memory itself is not a fixed form. It is based on repetitions
and differences, like translation—two notions at the core of
Deleuze’s early philosophical thought and analyzed at length in
Différence et Répétition in link with the power of language: “La
répétition est la puissance du langage” (“Repetition is the power of
language”—translation mine—Deleuze 1968, 373). The memory
of an event is a repetition of the event, both similar to and different
from it. Each time the memory comes back it is slightly modified,
too, as repetitions are never identical. The same relationship links
the text and its translations, which are the memory of the text. They
are not equivalents but repetitions of the original, different but not
necessarily less valuable, less trustworthy, or less authentic. The
transformation process at the core of memory and translation is a
regenerative power that keeps life going. The old stories, like the
old healing ceremonies, must be adapted to their new
environment—be it linguistic or cultural—the way Betonie has
managed to devise a new ceremony to cure Tayo of his modern
disease. Translation and memory are two modes of survival
(“‘survival’ as a cultural practice and symbolic action, and above
all as a process that extends life” (Brodzki 2007, 5)) and revival, a
way to share the gift of the healing force or the burden of the
trauma.
Conclusion
Memory as the main theme and material of Ceremony has shaped
the novel’s language. It is based on correspondences and
resonances that can evoke the chaos of traumatic memory and of
witchcraft but that also symbolize the redeeming force of the
Indian way whose ceremonies can restore harmony. The specificity
of Silko’s writing requires attentive translating strategies that
enable the transmission of its textual and poetic density. The
memory of the text is particularly threatened when the translator
yields to some of the deforming tendencies defined by Berman in
his chapter “L’analytique de la traduction et la systématique de la
déformation” (Berman 1985, 65–82), and more particularly
clarification (thus replacing cyclical time with linear time), the
destruction of rhythm (the rhythm of oral tradition), and the loss of
meaningful networks which equate writing with healing
ceremonies. Like all poetical texts, Ceremony challenges easy
solutions. Those texts need transformation rather than stereotyped
equivalences. To translate them is to listen to the text and its
resonances, to its signifiance rather than concentrate on its
superficial narrative meaning. Translators will then be able to draw
on that intimate memory of the text to rewrite it in an act of sharing
and transformation, not a move of appropriation. Narratives of
memory ask for translation more than anything else as
transformation and circulation are their essence. Like the Indian
stories they have “a life of their own” (Arnold 2000, 72) whose
natural development is translation. Translators are similar to
Betonie, the modern healer. “But after the white people came,
elements in this world began to shift; and it became necessary to
create new ceremonies [. . .] things which don’t shift and grow are
dead things” (Silko 1977, 126). Translators, as life-givers of those
narratives, have the responsibility of choosing carefully and
creatively so that reading the translated text will be a renewed
ceremony that revives the power of the original and transmits its
memory.
References
Allen, Paula Gunn, ed. 1996. Song of the Turtle: American Indian literature,
1974–1994. New York: Ballantine Books.
Arnold, Ellen L., ed. 2000. Conversations with Leslie Marmon Silko. Jackson:
University Press of Mississippi.
Berman, Antoine. 1985. Les Tours de Babel: Essais sur la traduction.
Mauvezin: Trans-Europ-Repress.
Berry, Christina. 2013. “What’s in a Name? Indians and Political
Correctness.” All Things Cherokee website. Accessed November 20,
2013:
http://www.allthingscherokee.com/articles_culture_events_070101.html.
Brodzki, Bella. 2007. Can These Bones Live? Translation, Survival, and
Cultural Memory. Stanford: Stanford University Press.
Bruchac, Joseph, ed. 1994. Returning the Gift: Poetry and Prose from the
First North American Native Writers’ Festival. Tucson: The University
of Arizona Press.
Deleuze, Gilles. 1968. Différence et répétition. Paris: Presses universitaires de
France.
Harjo, Joy, and Gloria Bird, eds. 1997. Reinventing the Enemy’s Language:
Contemporary Native Women’s Writings of North America. New York:
W. W. Norton.
Lepage, Pierre. 2008. “Le Clézio et l’oubli de l’Afrique.” Le Monde des
Livres, September 9. Accessed November 20, 2013.
http://www.lemonde.fr/livres/article/2008/10/09/le-clezio-et-l-oubli-de-
l-afrique_1105152_3260.html.
Means, Russell. 1996. “I am an Indian American, not a Native American!”
Accessed November 20, 2013:
https://web.archive.org/web/20010208120908/http://www.peaknet.net/~
aardvark/means.html.
Meschonnic, Henri. 1999. Poétique du traduire. Lagrasse: Verdier.
Momaday, N. Scott. [1968] 2010. House Made of Dawn. New York:
HarperCollins.
Nelson, Robert M. 1993. Place and Vision: The Function of Landscape in
Native American Fiction. New York: Peter Lang.
———. 2001. “Rewriting Ethnography: the Embedded Texts in Leslie
Silko’s Ceremony.” In Telling the Stories: Essays on American Indian
Literatures and Cultures, edited by Elizabeth Hoffman Nelson and
Malcolm Nelson,
47–58. New York: Peter Lang. PDF available at
https://facultystaff.richmond.edu/~rnelson/ethnography.html
Parker, Robert Dale. 2003. The Invention of Native American Fiction. Ithaca
and London: Cornell University Press.
Silko, Leslie Marmon. 1977. Ceremony. New York: Penguin Books.
———. 1992. Cérémonie. Translated by Michel Valmary. Paris: Albin
Michel.
———. 1997. Yellow Woman and a Beauty of the Spirit: Essays on Native
American Life Today. New York: Simon & Schuster.
Welch, James. [1979] 2008. The Death of Jim Loney. London: Penguin
Classics.
Wright, Anne, ed. 1986. The Delicacy and Strength of Lace: Letters between
Leslie Marmon Silko and James Wright. Saint Paul MN: Graywolf.
is senior lecturer in Translation Studies at the Université Sorbonne
Nouvelle—Paris 3. Her research concentrates on the interaction between form and
meaning, on the translation of the voice, and the syntactic organization as well as
normalizing effect at play in the translation process. She has either edited or coedited
Palimpsestes 18 (Traduire l’intertextualité, 2006), Palimpsestes 24 (Le réel en traduction:
greffage, traces, mémoire, 2011), and Translating the Voices of Theory (2015). She is also
interested in intersemiotic forms of translation and Native American voices.
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] | Abstract: Over the course of the last five years my research has led me to
conclude that the literary representation of a trauma is not the immediate
step after the historical event and that there are other, intervening layers in
between. First is the occurrence of the historical event. What then follows
is the translation of that event in the minds of the survivors—that is, in
their memory and interpretation of the event. Then, memory becomes the
subject of oral history. This oral history enters the minds of the writers of
memoir and fiction, where it becomes a literary translation. Finally, the
filmmaker, if such a story makes it to this step, translates the text in order
to render her interpretation of it as film. If we acknowledge that
translation involves interpretation, then what exists here are different
layers of translation. The aim of the paper is to analyze the different
effects that each medium (literature, translation, cinema) may have on the
experience of its readers and audience—what that medium is trying to
cultivate, the limitations of each, and how all of them in different ways
bring greater attention to the historical phenomenon of the Armenian
Genocide.
Introduction
Thinking about the contribution of literature to raising awareness
about the Armenian Genocide, I have asked myself whether
literature is the immediate step after the historical event. My
research has led me to think that it is not. In this paper, I will
propose the following schema to chart the development in
Genocide awareness from the historical event to its interpretation
within an act of artistic representation. First is the occurrence of
the historical event. What then follows is the translation of that
even in the minds of the survivors—that is, in their memory and
interpretation of the event. Memory then becomes the subject of
oral history, and this oral history enters the minds of the writers
of memoir and fiction, where it becomes a literary translation.
Finally, the filmmaker, if such a story makes it to this step,
translates the text in order to render his or her interpretation of it
as film. In effect, we have here different layers of translation
upon translation—to use memoirist Günter Grass’s term, with
this theory we are “peeling the onion” (Grass 2008).
With a focus on the renowned Italian–Armenian novelist
Antonia Arslan’s Genocide narrative La masseria delle allodole
(2004; English translation Skylark Farm, Arslan 2006), I’ll first
discuss the literary genre as an instrument that brings greater
attention to the historical memory of the Armenian Genocide.
Then the power of translation related to the Genocide as
an instrument of cultural, historical, and linguistic interaction will
be both explored and problematized. For example, why has this
particular book been chosen for translation into sixteen
languages?1 In what ways have these translations contributed to
the awareness of the Genocide in their given countries? Exploring
the impacts these translations have had in their given countries,
there will also be an examination of readers’ reactions following
their respective publications in various languages by presenting
interviews with some of the translators. Finally, I will focus on
the theme of the Armenian Genocide in cinema and will deal with
the dramatized version of the Genocide narrative La masseria
delle allodole by the Italian directors the Taviani brothers
(Taviani and Taviani 2007).2
The Armenian Genocide in Literature
In every trauma, in every situation, there are always at least two
sides, two prevalent stories, and the power dynamics are strong.
On the one hand, the side that “successfully” commits Genocide
usually determines the way its history is written (or not written),
as is the case of the Armenian Genocide, which is varied and has
been contested for many years. Then there is the side of the
1 So far, the book has been translated into Dutch, English (four editions), Eastern Armenian (two
editions), Finnish, French, German (two editions), Greek, Hungarian, Japanese, Persian,
Romanian, Russian, Western Armenian, Slovenian, Spanish, and Swedish.
2 The present study springs directly from my experience in translating Armenian Genocide
narratives and from the outcomes of the course I taught at California State University, Fresno—
Armenian Genocide and Translation while being the 10th Henry S. Khanzadian Kazan Visiting
Professor in Armenian Studies at CSUF.
people who have suffered the overwhelming trauma. This side,
especially when silenced by the perpetrator, attempts to record
any history of the event, albeit painful, and often, as we look over
these testimonies, it is clear that any proper investigation or
analysis of this traumatic event should be undertaken by someone
with psychoanalytic and linguistic skills.
One of the consequences of the Armenian Genocide was
the dispersal of those who survived into a global Diaspora.
Traumatized and impoverished, involuntary exiles and
immigrants in a new land, they struggled to survive. Part of their
survival strategy was to write what they had experienced and
witnessed. Survivor stories emerged painfully and with great
difficulty. The obstacles were many: a fragmented, traumatized
community with far too few resources. The challenges they faced
included the fact that they were either forced to write in a
language that few in their new lands understood or that they had
to struggle to describe the indescribable in a foreign tongue.
Despite all the trauma and difficulties, the immigrants decided to
put pen to paper to document that which the world needs to better
know and comprehend. Even though the potential audience and
publishers were greatly limited, these important survivor memoirs
emerged, often in isolation, in small print runs and sometimes as
unpublished manuscripts. They emerged in a variety of locales
and conditions that characterized the global Diaspora.
These Diaspora fragments disseminate Armenian
culture and seeds across differing landscapes. In so doing, the
Armenian identity has evolved and become more diverse and
complex and has contributed to an emerging multiculturalism in
the twentieth and twenty-first centuries.
The survivor memoirs provided and continue to constitute
an invaluable research tool not only for researchers but also for
Genocide fiction writers, who take their insights from those
stories and, in thousands of literary flavors, offer the reader the
historical dimension of the Armenian Genocide.
It is true that it is not possible to penetrate the world of
the Armenian Genocide without reading the history. However, as
Rubina Peroomian asserts (Peroomian 2012, 7), documents,
statistics, and data do not provide the whole story. On the other
hand, the extremely important memoirs and eye witness accounts
alone often cannot express the unthinkable horror of the
Genocide as the blockages and psychological borders can impede
the author’s revealing the whole trauma. Hence the importance of
historical fiction, which, by fusing historical fact and creative
writing, can provide access to a larger readership in terms of
global impact. An example of this phenomenon, with a particular
symbolic and powerful radiation and with a priority function of
meaning, is the Italian–Armenian novelist Antonia Arslan’s
Genocide novel La masseria delle allodole (Arslan 2004).
Antonia Arslan, who was born and grew up in Italy and
was professor of modern and contemporary Italian literature at
the University of Padua, has published on Italian popular fiction
and Italian women writers of the nineteenth and twentieth
centuries. However, her most recent publications have focused on
her Armenian heritage. Her first approach to her Armenian
heritage was, surprisingly, through translation. With the help of
two Armenians (as she doesn’t know Armenian) she has
translated/edited two volumes by Daniel Varujan, one of the most
significant Armenian poets of the twentieth century, into Italian:
Il canto del pane (Varujan 1992) and Mari di grano (Varujan
1995).3 Here is Antonia Arslan’s testimony about her translation:
Poetry functions in an immediate and unexpected way. I discovered Daniel
Varujan, his strength and his grace, when reading some of his poems in Italian
and the entire The Song of Bread in French, translated by Vahé Godel. So it
was that I concentrated on the text of his last work, which completely
fascinated me. I already had a lot of experience translating poetry—from
French, English and German—but my work with Varujan was a great
adventure, also because of my collaboration with two young and enthusiastic
scholars, C. H. Megighian and A. H. Siraky. The Italian edition of The Song of
Bread (Varujan 1992) became the seventh one, and it enjoyed much success
within the Italian secondary schools. I further translated other pieces of
Varujan’s poetry; I published twenty of them in the volume Seas of Wheat
(Varujan 1995) and the others in magazines. I also want to remind us that he was
a great poet, one of the major ones since the beginning of the 1900s, equal to no
one, but less known because he wrote in a minority language. (Haroutyunian
2012a)
Translating Varujan’s poetry became part of the process of
3 In 1915 at the age of thirty-one, Daniel Varujan was on the verge of becoming an
internationally renowned poet but he was brutally murdered by the government of the Young
Turks, like other Armenian poets such as Siamanto, Grigor Zohrab, and so on.
discovery of her own Armenian identity.4 It brought her to the
unknown path of her lost ancestry and the birth of her first novel,
the best-seller Skylark Farm, in which, drawing on the history of
her own ancestors, she tells of the attempts of the members of an
Armenian family caught up in the Armenian Genocide to escape to
Italy and join a relative who had been living there for forty years.
This book won many prestigious awards in Italy and worldwide.5
Skylark Farm belongs to a genre that mixes
autobiography and biography, history and fiction, documentary
and memory. First of all, Arslan introduces her fifty-three-year-
old grandfather Yerwant, an important physician living in his
adopted Italian hometown of Padua in the months leading up to
the Second World War.
[H]is mother, Iskuhi, the little princess, died at nineteen giving birth to him. My
great-grandfather then remarried an “evil stepmother,” who bore him many other
children; my grandfather couldn’t stand her, and so, at the age of thirteen, he
requested and was granted permission to leave the little city and go to Venice, to
study at Moorat-Raphael, the boarding school for Armenian children. (Arslan
2006, 17)
Yerwant never again returned home. Now, after forty
years, he hopes to reunite with his brother Sempad, a successful
pharmacist, who continued living in his little city in Anatolia.
In 1915, Yerwant enters his fiftieth year, and he is
satisfied—and alone. . . “I am now a citizen of Italy; the
Ottomans can’t touch me any more,” he thinks. (Arslan 2006, 45)
But World War I begins, and the ruling Young Turk
party closes the border and when Italy enters the war on May 24,
1915, Yerwant’s dream vanishes. He will never be able to return
to his country of origin in his red Isotta Fraschini, the doors of
which were encrusted with the silver coat of arms that featured
an intertwined Y and A, standing for Yerwant Arslanian. He will
4 She then went on to edit different works on the Armenian Genocide, including Hushèr: la
memoria. Voci italiane di sopravvissuti armeni (Arslan, Pisanello, and Ohanian 2001); she has
worked with Boghos Levon Zekiyan on the Italian version of Gérard Dédéyan’s Histoire du
peuple arménien (Dédéyan 2002) and Vahakn Dadrian’s Storia del genocidio armeno (Dadrian
2003); and translated Claude Mutafian’s brief history of the Armenian genocide from the French
(Mutafian 2001).
5 Arslan’s more recent publications include Il libro di Mush (2012), which is an account of the
largest extant Armenian manuscript that was preserved in two halves by two separate women,
each of whom took one half when escaping the city of Mush during the Armenian Genocide; Il
rumore delle perle di legno (2015); and Lettera a una ragazza in Turchia (2016).
never see his family again as they will be exterminated almost
entirely by the Young Turks.
From that moment on for Yerwant the distant Fatherland
remained forever remote, and when his children got older
Yerwant even changed their names. Antonia Arslan talks about a
contradiction in the behavior of her grandfather: at first he did not
want to deny his ancestry, and gave his children four Armenian
names each—Yetward, Erwand, Armenak, and Vardan; Khayel,
Anton, Aram, and Maryam—but later tried to erase their origin:
“And in 1924, he will petition the Italian government to allow
him to legally remove from his surname that embarrassing three-
letter suffix, -ian, that exposes so plainly his Armenian origin”
(Arslan 2006, 160).
During the deportation, the women performed a crucial
role not only by bravely making sacrifices to protect the children,
but by persistently working to preserve memories of their land.
These are a few stories, objects, and photographs, “relics or icons
from a terrible shipwreck” (Arslan 2006, 19), and a few other
items shipped from Sempad as a gift to his relatives in Italy.
Thanks to this “act of memorial transmission,” the author can
now see and touch objects and images belonging to her Armenian
family and therefore be reunited with its indefinite past (Alù
2009, 369).
Here, as readers, we are made witness to familiar
historical narratives—perhaps we share similar ones, perhaps
we’ve read firsthand accounts in books. But what happens when a
historical event penetrates literature? First of all, the literary genre
is a powerful medium that is able to bring the historical
phenomenon to the attention of the masses. By reconstructing her
family history in the novel, Arslan is merging both historical
research and imagination culled from collective memory; she also
becomes the protector of her familial memory and historical
archive.
Taking an input from Bella Brodzki’s idea that
“[c]ulture’s necessarily overarching orientation toward the future
only obtains by sharing its past” (Brodzki 2007, 113), I conducted
an experiment on collective memory and testimony in an
assignment I gave to my students at Fresno State. I set an
assignment in which they were called to write the story of their
ancestor’s survival. Most of them said to me, “I know something
about my great grandparents, but I’m missing a lot of details.
What should I do?” This is exactly what I was hoping for, and
advised them to fill in the gaps with their imaginations and to
take advantage of their parents and grandparents and ask them
questions. As evidenced by Brodzki, “[t]hinking both
psychoanalytically and historically also means that while we
harbor the dream of plentitude, we always begin with a gap”
(Brodzki 2007, 113).
For their assignment, some of my students contacted their
relatives living in other countries to inquire about their
grandparents and, as the students shared some amazing stories in
class.6 This assignment contributed to raising their personal
awareness of their ancestors’ voyages towards refuge.
Antonia Arslan has done the same in filling in the gaps of
an unknown past. In the meantime the geography, the places, and
the itineraries that she describes in her novel reveal not only
significant moments of family history but also its inclusion in a
determinate social space and national history (Alù 2009, 364).7
This is important because it gives the historical part to “historical
fiction.”
For yet another class assignment, based on the concept of
Rushdie’s “translated man,” students worked together to write the
names of the native cities and villages of their ancestors, as well
as the places through which they passed on their long journeys of
migration before arriving in the United States.8 We also included
in the map the languages they had learnt along the way. This
initial exercise helped the students to visualize, re-realize, and
appreciate both their ancestors’ geographical passages and the
students’ indelible connection to them. Further, the act of writing
it on the board—taking pen in hand—implicated them as the
bearers and continuers of their ancestral memories. I have always
been obsessively diligent throughout my academic career to erase
whatever is on the board after any given lesson. However, what
6 Some of these stories have already been published in the Hye Sharzhoom newspaper (Fresno
2013, 35/1, 2).
7 In her article, Alù refers to Anne Muxel who in her Individu et mémoire familiale explains how
rediscovering familiar places and spaces can help us to recover a biographical path as well as
the origin, progress, and decline of a social, individual, and collective destiny (Muxel 1996, 47).
8 In his book of essays Imaginary Homelands, Salman Rushdie asserts that “Having been borne
across the world, we are translated men. It is normally supposed that something always gets
lost in translation; I cling, obstinately to the notion that something can also be gained” (Rushdie
1992, 17).
was created on the board that day was an interwoven tapestry of
names, places, times, and languages that neither my students nor
myself even dared to erase. The memory seemed at once too fresh
and validated yet again. So, we decided to leave it as it was. I
took a picture before the next instructor could “erase our
ancestors,” preserving this image at least through another
medium—if not the word, the image. We were all excited and
surprised to discover that among all our ancestors, they
collectively spoke sixteen languages including Armenian,
English, Arabic, French, Turkish, Spanish, Vai, Pele, Fula,
Russian, German, Romanian, Bulgarian, Latin, Greek, and
Kurdish.
In the same way, Antonia Arslan’s undertaking the
mission of retelling the story continues the voyage of her
ancestors. In one of her numerous public lectures Antonia said:
“The idea of my past was bothering me for years, so one morning
I decided to write: ‘Zio Sempad è solo una leggenda, per noi: ma
una leggenda su cui abbiamo tutti pianto.’”9
This is the very first sentence of the novel, and Antonia
once told me that, while many passages of the book have
undergone editing, that sentence remained unchanged. What is
interesting is that Antonia never mentions the name of her
grandfather’s birthplace, calling it “little city.” “No one, patient
reader, ever went back to the little city,” finishes Antonia Arslan
in her book (Arslan 2006, 268). She does this intentionally—
firstly because this is a novel and not a memoir and secondly
because she doesn’t want to personify but rather render the idea
more globally and not to give the reader the impression that the
Armenians were persecuted in that specific place.
I’d like to share the last classroom example from my
California State University experience, which dealt with the
question of the story’s transmission. By using their part of the
genealogical tapestry I spoke of before, each student illustrated
the geographic and linguistic journeys of their ancestors. I asked
the students, as an extension, to report their family history to one
partner in the classroom. It was then the task of the partner to re-
reflect the story and report it. After a series of retellings, the
students eventually had to report these stories back to the class,
9 Uncle Sempad is only a legend, for us—but a legend that has made us all cry (Arslan 2006, 17).
thus directly engaging in the process of transmission and
translation. Our aim was to internalize the process of a story’s
transmission and to show how feelings, details, chronology, and
so forth are translated as they pass from one person to another.
Thus, the story, especially the oral tale, is a shared substance
between interlocutors, and simply does not exist without both the
teller and the listener, the writer and the reader. So when we
return to consider the gravity of Arslan’s work in the telling of
the Armenian Genocide from a very personal perspective, we
come to the realization that, by sharing her own family history,
we also become a responsible player of that story as readers. In
this case, we are both called upon to consider and remember the
Genocide and are also invited to enter its discourse. To consider
Arslan’s work on such a global scale, then, is of tantamount
importance.
Through the pen of the writer Antonia Arslan, the
Armenian Genocide is thus carried beyond its historical limits,
slipping from the desks of historians and entering the minds and
imaginations of ordinary people. Of course, when a historical
event becomes literature it is enriched with new shades and
colors. New heroes are born who are given names and are
assigned identities. Families are born belonging to one nationality
or to another who are placed in this or that social class. This is
where literary fiction comes into play. And she weaves the plot.
Through a love story, a common conversation in the home, or
between neighbors, and through a description of a relationship
between two individuals of two different nationalities (such as the
Armenian and Turkish) or minorities (Armenians and Greeks),
Antonia Arslan introduces the historical dimension to the story.
A sentence from the prologue that was also used for the
blurb on the book cover reads:
My aunt always used to say: When I’ve finally had it with you, when you get
too mean, I’m leaving. I’ll go stay with Arussiag in Beirut, with Uncle Zareh
in Aleppo, with Philip and Mildred in Boston, with my sister Nevart in Fresno,
with Ani in NY, or even with Cousin Michel in Copacabana—him last,
though, because he married an Assyrian. (Arslan 2006, 5)
With this sentence, the author introduces the complex
phenomenon of the Armenian Diaspora created by the Armenian
Genocide. When a non-Armenian reader, completely ignorant of
not only the essence but also the existence of the Armenian
Genocide, buys the book for its literary value, while reading this
sentence, asks herself: How can a single person, Antonia’s aunt,
have so many relatives around the world? The answer will come
on reading the book.
Before writing her Genocide narrative, Antonia Arslan
consulted many history books. But the plot also came to her
through saved photographs. As Daniel Sherman has it: “Sight is the
only sense powerful enough to bridge the gap between those who
hold a memory rooted in bodily experience and those who, lacking
such experience, nonetheless seek to share the memory” (Sherman
1999, 14).
Thus the picture becomes a complicated form of self-
portrait that reveals the ego of the writer that is necessarily
relational and at the same time fragmentary. Similarly,
descriptions of group photographs in Skylark Farm are used by
Antonia Arslan to recover the bonds with her dispersed
Armenian relatives (Alù 2009, 373):
Arussiag, Henriette, and Nubar, two girls and a little boy dressed as a girl.
Along with Nevart they are the numb survivors who will, after escaping
Aleppo, come to the West. These children now look out at me from a
snapshot taken in Aleppo in 1916, one year after their rescue, just before
they embarked for Italy: their grave, childish eyes are turned mysteriously
inward, opaque and glacial, having accepted—after too many unanswered
questions—the blind selection that has allowed them to survive. They are
wearing decent orphan clothes, but they seem dressed in uniforms of rags,
and at a quick glance the eye sees prison stripes. Their dark Eastern eyes,
with their thick brows tracing a single line across their foreheads, repeat
four times, wordlessly, the fear of a future that will be inexorable and the
hidden nucleus of a secret guilt. (Arslan 2006, 23)
Transforming and translating the protagonists of the
pictures into the characters of the book, Antonia is linking
herself through a bridge towards her ancestors:
But it will be Zareh the skeptic, the European, who will save the family
legacy, the children, and the photographs: the four little malnourished
bodies curled together like dying birds, their small skulls all eyes, and the
precious packet of family portraits, sewn up along with Gregory of Narek’s
prayer book inside a velvet rag and passed from hand to hand from the
dying to the survivors. Parched, dried skeletons—memorials of a life that
had been cordial and boisterous, with plenty of water, plenty of hospitality
and mirth. (Arslan 2006, 29)
These images, along with a few objects protected by the
women during the massacre and deportation, become relics of
which the author becomes the possessor through the acts of
postmemory. In addition, the images included or only described
in Skylark Farm, along with the text, are the subject of memory
and commemoration as well as collective pain, the lieux de
mémoire that stop time, block forgetfulness, immortalize death
and materialize the immaterial (Alù 2009; Nora 1989).
In her 2007 book Can These Bones Live, Bella Brodzki
directs her
attention to processes of intergenerational transmission, conceived as acts of
translation, to how the value of memory or remembrance as an instrument of
historical consciousness is inscribed in a culture [. . .] What connects and divides
two generations and their respective cultural narratives, where are the
borderlines of a life and text, what are the ways in which processes of translation
perform as well as disrupt the work of cultural memory? (Brodzki 2007, 111–
112).
In the case of Antonia Arslan, the intergenerational
transmission took place through her beloved grandfather who
entrusted her with the task of retelling his trauma and memories
for a country that no longer exists, for the columns of deportees, for a family
dying beneath a poisonous sun, for the unmarked graves along the dusty roads
and paths of Anatolia; and for everything that disappeared with them, everything
alive and fragrant, exhausted and joyous, painful and consoling: the country’s
soul. (Arslan 2006, 40)
The Armenian Genocide in Translation
When we talk about Genocide and translation in a global
sense, we inevitably enter a discourse about memory. Let’s
think for a moment of the psychological state of the trauma
victim: they are pained, they block things out, sometimes
repress the memories that are too painful. The Armenian
Genocide survivors’ silence was also due to the fact that they
were over-protective of their children considering them a
representation of survival and treating them as substitutes for
the relatives who perished and communities that had been
wiped out. Thus with the aim to ensure their protection, the
parents often refused to share the trauma with the second
generation.10
Genocide trauma is translated by the very person who
experienced it by the memory they retain of the event. What
about when a trauma is translated into artistic literature? Are
we obliged to then preoccupy ourselves with less important
“factual” matters—was it really fifty days that the woman
walked through the desert, or thirty? Historical fiction is a
genre that fuses a historical fact with creative writing. Thus, as
a fiction, we are ultimately obliged as readers to be less
preoccupied with the precision of less important facts, but
rather occupy ourselves with the rendering of feeling and
narrative form within a historical space. And it is in this
moment of not being preoccupied with the fact or fiction of
memoir, biography, or a historical text that we are able to
immerse ourselves in the heart of the matter. How do we feel
about this situation? How can we relate to it? How do we
interpret it ourselves? Certainly a lot of truth also comes out
through creative writing and not only through memoir or
biography or other forms of factual writing where the
blockages and psychological borders stop the author from
revealing the whole trauma.
***
Every book has its birth story, and analogously every
10 While exploring the impact of World War II on the second-generation Armenian–American
identity, Aftandilian (2009) noticed that the war brought the memory of the Armenian Genocide
to the forefront within Armenian–American families, as survivors of the Genocide had to send
their sons off to war. Aftandilian interviewed World War II Armenian–American veterans and
found that the topic of returning home was more emotional than the topic of their combat
experience. His research on the children of survivors found that many children were named
after the murdered relatives. These children felt special, because an obligation was placed on
them, directly or indirectly, to bear the hopes and aspirations of the survivors not only for the
family, but also for the Armenian people as a whole. One of my students at California State
University, A. Pilavian, wrote in her final paper: “I never really knew the details about how my
family began or how much they sacrificed to live a better life. I used to get angry with my family
when they wouldn’t tell me things that I wanted to know from their past experiences. What I
came to realize is that when people don’t speak of something tragic that has happened in their
life, it actually eats at them more. The reason they feel that it’s better to keep quiet is so that
they don’t disrupt the peace in their life that they finally have now.”
translation has its birth story. Most of the translations of
Antonia Arslan’s Skylark Farm have been executed according
to the standard ways when a publisher decides to commission a
book’s translation. However, there is something immediately
striking about the book’s Hungarian edition. The Hungarian
translation was published in Romania, and not in Hungary
(Arslan 2008).
Here is the explanation given by the book dealer Kinga
Kali:
As you perhaps know Hungary still does not recognize the Armenian
Genocide—and there is not much knowledge about it in the Hungarian book
publishing. The publishers I contacted simply did not respond to my
proposal—to publish the Hungarian translation of Skylark Farm. I had the
idea to go to Mentor, a Hungarian publishing house in Transylvania,
Romania. I also offered a complete plan for advertising the book in
Hungary. They accepted the proposal.
Mentor publishers in Romania took all the risks in
dealing with a theme intentionally kept from public view in
Hungary. This is why Antonia was able to go and give her book
tour in both Hungary and Romania.
The circulation of Antonia’s Genocide novel, thanks to
its Hungarian translation, among common Hungarians is
extremely important because Hungary has yet to recognize the
Armenian Genocide.11
After the publication of Skylark Farm in Romania, the
book dealer together with the publishing house managed to
organize several book presentations in Budapest and in a few
Transylvanian towns in Romania with a Hungarian majority.
While I was in Budapest for a conference, I met the
dealer and asked her about the impact of the translation and its
contribution to raising awareness in Hungary. She replied that
The majority of the people I gave the book [to] as a present and [who]
11 Hungary was the country where, in 2004, Ramil Safarov, a lieutenant of the Azerbaijani
army, used an axe to hack the twenty-six-year-old Armenian lieutenant Gurgen Margaryan to
death in his sleep. Both were participating in an English language training course within the
framework of the NATO-sponsored Partnership for Peace initiative in Budapest. Ramil Safarov
was imprisoned in Budapest for the murder until he was extradited to Azerbaijan in 2012. To
the shock of many, Azerbaijan promoted him and made a hero of the murderer. In reaction,
Armenia formally suspended ties with Hungary.
shared it with their friends said that by reading it for the first time, they were
able to understand what the Armenian Genocide meant. They usually had
knowledge about the Jewish Holocaust, but not about the Armenian one—at
least, the younger generation did not know anything about it. The mother of
a friend of mine was revolted, and cried, “why are people in Hungary not
informed about all of this, and why is this not included in the history classes
at the school?”
Here we see a Hungarian girl dreaming of bringing
knowledge to her people about the historical event of the
Armenian Genocide, by translating the Genocide narrative
Skylark Farm:
When I met Antonia Arslan in 2004 during her book presentation, I decided
to let my Hungarian nation learn about this book, and my dream came true
within four years. In June 2008, the book was released and presented for the
very first time at the Budapest Book Fest.
Narrative and translation therefore once more prove themselves
valid tools in the raising of awareness about the historical event.
Later I had the chance to contact Kinga Júlia Király, the
Hungarian translator of the novel.
Antonia Arslan’s Skylark Farm was the most shocking translation I’ve ever
made, she said. When I got the book from Italy and I started reading it for the
first time, I couldn’t even imagine that such a horrible national destiny does
exist. After reading one fourth of the novel I had to buy a new armchair, which
I still call my “Skylarkfarmchair”: I needed a new position, a new posture for
my body in order not to be absorbed by the novel, not to read as a whatsoever
fiction, but keep my awareness till the end of it. As I have Armenian origins,
too, since my family came to Transylvania in the seventeenth century, the
novel had awakened in me, somewhere deep inside, a never felt receptivity
toward suffering and misery. And I struggled for good amidst with my
shamefacedness which [incapacitated] me in my translation. How should I
translate those terrifying events, bring the best close to the reader, what
Sempad’s family had endured? How should I repaint the “Armenian blood-
flowers” on the walls (Arslan 2006, 118)? Am I allowed to do such things? Is
this reasserting, recommitting a Genocide? It was much more than [a] matter
of ethics or aesthetics. More than literature, as well.
I still remember the deep impact which Nevart’s death in the thunderbolt
made on me (Arslan 2006, 175). When I had to read a sequence from the
book for the first time in front of an audience, I [chose] Nevart’s death. But
I could not do it. I felt such discomposure, such sorrow, such mourning, that
I started to cry. That was too much for me as translating is an intimate act
while sharing Genocide, in fact, [. . .] is a reaction.
I owe this translation a brand new life, since I became wide open for
suffering. Skylark farm – in a sacred sense – had made my life.
Further, I also interviewed Hillary Creek, who
translated into English a section of Antonia Arslan’s second
novel A Road to Smyrna, which has now been entirely translated
into Armenian (Arslan 2012):
I am a historian (economic and social), she said, with a special interest in
the Middle East from 1890 on, as my research has in some part been on
petroleum politics in the area. As a social historian I am obviously interested
in the life of ordinary people and find a rich source in the literature, drama,
art, and music of the period. I researched [the] bare facts, chronological
history of the time, movements, and main characters, before starting
translating. But I was born into postwar London when the city was in large
part rubble, rationing didn’t stop till I was six. The war was still very close,
my mother (a teacher) had spent the Blitz finding and taking care of young
kids who escaped from evacuations and returned to find nothing. So I had
her memories. Then I have many friends who have had to flee from political
persecutions and I have long been interested and involved in human rights
questions. So if anything it was not one event, but rather a combination of
first, second and third hand tales and memories that were my points of
reference.
Now, some of my personal thoughts about the Genocide
novel as an Armenian experience and the Armenian translator of
Antonia Arslan’s Genocide narratives.
In 2004, when I read Skylark Farm all in one sitting, I
could not imagine that three years later I would have the honor
of being the Armenian translator of this best-seller.
It all began in the fall of 2005, when a Festival of
Friendship between Armenia and Italy was organized in
Yerevan and there were many events held both on academic
(conferences, round tables) and popular (Italian opera or cinema
evenings) topics. At that time I was in Armenia participating in
a conference at the Academy of Sciences with a paper on
Dante’s Armenian translations (Haroutyunian 2006, 2012b). Of
course, among the events, I could not miss the presentation of
Skylark Farm, which had just been published in Italy and was
already proving to be very successful. At the event, the author
and the directors Paolo and Vittorio Taviani were supposed to
be there to present the book and forthcoming film.
Antonia suggested that I translate the three most moving
episodes of the book so they could be read at the presentation. It
was after this that Antonia asked me about going forward with
the translation. But the deadlines were very precise. The
Armenian translation had to be ready for the release of the film
by the Taviani Brothers. There was very little time, and the
responsibility was huge. The heroes of the story were talking to
me, just as Antonia says in her acknowledgments:
I must first thank those who spoke to me: Sempad and Shushanig, Ismene
and Isaac, Nazim the beggar, and Yerwant, with his neat Pirandello goatee.
And then Azniv and Veron, the great aunts I never knew; funny, tiny
Henriette, who spoiled me; Zareh and Rupen, my legendary great uncles. I
thank my audacious, whimsical mother, who raised me unleniently; Khayel,
my serious, sly father, who worried about everything; my uncle Yetwart,
and my cousins Yerwant, Ermanno, and Teresa; my little brother Carlo
. . . (Arslan 2006, 271)
I was too emotionally involved in the story. I was feeling a
kind of duty to make their story available to Armenians. I often
skipped lunch. I was so immersed in the book and its characters
that I was almost ashamed to take a break to eat while they were
walking along the dusty roads of Anatolia, hungry and exhausted,
destroyed by deportation. It seemed that they were beckoning me
to tell their story because they desperately wanted to be heard.
When I go to the episode that tells of the horrific
massacre at the Farm, I was completely blocked as it was too
hard to switch off emotionally and think about the word order
of the sentence or make a choice of adjectives when the plot was
describing the murder of the little boys in front of their mother:
Garo lies placidly with his handsome smile, holding his little hands over his
open belly. Leslie, scurrying on all fours, tries to hide beneath the sideboard
sparkling with crystal, but he’s dragged out by his feet and flung against the
wall, where his small round head smashes like a ripe coconut, spraying
blood and brain across the delicate floral design. Thus are flowers born from
the blood of the Armenian Calvary. (Arslan 2006, 118)
After a while, emotionally drained, I decided to skip
those passages and return to them once I’d completed the book.
I finally managed to keep my promise, finishing the
book before the screening of the film, which took place July 10,
2007, at the opening of the Golden Apricot Film Festival in
Yerevan (Arslan 2007).
In the translation I have maintained the foreign
expressions in Turkish, French, and English used by the author
in the Italian text, because it was worth reviving those
expressive nuances in Armenian, especially taking into account
that these terms not only precisely characterized the cultural
environment of that generation during the Genocide, but were
also a part of the characters’ everyday lives. So I precisely
preserved foreign words in transliteration, inserting notes to
facilitate comprehension and reading.
From Text to Reel: Cinematic Translation of Arslan’s Skylark
Farm to the Taviani brothers’ film The Lark Farm
There is always the matter of fidelity of the film to the novel,
generally expressed as a function of adequacy and acceptability,
whereby the former is more or less what we mean by equivalence,
and the latter is more or less what we mean by audience
believability. For example, many readers usually watch movies
based on the books they’ve read and end up being disappointed.
Why? Because so many parts of the story are cut out. So we as
readers look for mistakes and sometimes disregard whether the
movie was well directed, produced, and so on. I think we should
never compare them, but rather consider them separately.
When a book is translated into a movie, questions
inevitably arise. One of the first is to ask about the film genre
(documentary, drama, historical narrative, etc.) that the filmmaker
has chosen since each film genre creates a different kind of
viewing experience for the audience.
The famous Italian film directors and screenwriters the
Taviani brothers’ Lark Farm is based on a historical novel, so the
goal is to awaken curiosity, interest, even engagement in a
historical event; the limitations and strengths of a film translation
are evident in the selection of passages from the novel, the filmic
treatment of those passages, the omission of passages, and so on.
The Taviani brothers announced right away that the film
would be “liberally” based on Skylark Farm—that is, the plot
would be relatively the same but the directors had the right to
change things or make additions, and in fact they editorialized
and accessorized the film and inserted fictional material in the
movie such as love interests and so on. This is quite normal
because, even if it originates in a novel, the filmmaker translates
her or his perception/translation of the fiction into film.
This reflection leads into the relationship of the source
(novel) and the target (film) and opens up such questions as what
other source modeling material is evident in the film. In fact, the
Tavianis have not only cut episodes from the novel but they have
also added some.
There is an episode in the film that recalls a passage from
another Genocide narrative by Alice Tachdjian, Pietre sul cuore
(Stones on the heart), published in Italy in 2003. In the book there
is a scene where two women are forced to dispose of the child by
suffocating him between them as they sit back to back (Tachdjian
2003):
We were terrorized by the Turks’ cruelty, writes Tachdjian in her memoir. We
understood that they were trying to annihilate us all, but before they found joy in
killing the children in front of their mothers, who were going mad throwing
themselves from the cliffs. The Turks were opening the wombs of pregnant
women with yatağan, they were stabbing children and then drowning [them] in
the rivers. They even took [the] clothes from the dead, to resell them afterwards.
[. . .] Our two-month-old baby was crying because he was hungry, there was no
milk in Hripsimé’s breasts, the grass that she ate on the streets caused terrible
stomachache for the child. However the poor creature [was] destined to die of
hunger, diarrhea, or by the sword. To avoid being discovered by his cries, our
mother and sister suffocated the baby in the middle of their backs, one against
the other, without looking at him. He [was] extinguished like a candle . . .12
When the Taviani brothers asked Antonia Arslan to
dramatize Skylark Farm, there was also much interest from
12 Tachdjian’s book hasn’t been translated into English yet. We translated this piece of a memoir
as a class assignment during my Armenian Genocide course at Fresno State as I wanted my
students to experience what Genocide translation meant. Since the memoir was in Italian, the
process of translation took place with me providing the initial translation into English, and then
working collectively with the students.
Hollywood in acquiring the movie rights. But Arslan was aware
that in the past the several attempts to produce a Hollywood film
about the Armenian Genocide were blocked. She knew that
prominent directors and actors throughout the decades had
attempted to produce a film based on Franz Werfel’s novel Forty
Days of Musa Dagh, but without success.13 Antonia Arslan
therefore agreed to the Taviani brothers’ suggestion.
The film is a Spanish coproduction and the Spanish
actress Paz Vega is a central character in the movie. Even the
Spanish translation of the movie Skylark Farm is entitled El
Destino di Nunik as she interprets Nunik’s role.14
In fact when the film had just come out some Armenians
were concerned by the fact that the filmmaker had inserted a
double love story for Nunik with two Turkish officers played by
two actors, the Italian actor Alessandro Preziosi and the German
Moritz Bleibtreu. In her novel Antonia has only one love story.
A change I dislike in the film is Nunik’s second romance with a Turkish
soldier, one who is helping lead a caravan of Armenian women to their death
in Syria, wrote one of my students at California State University Fresno in his
final paper. I feel like Nunik must have a very deep case of Stockholm
Syndrome, as she seems to only fall in love with Turkish soldiers. Besides
catering to fans of romance movies I can’t understand why this change was
made. It almost seems to pander to a Turkish audience by showing a
sympathetic Turkish participant in the Genocide, who we’re meant to feel
sorry for because he doesn’t really want to be there. Was he added to make
any Turk watching feel less guilty? Obviously, the Turkish audience for this
movie would be small if not nonexistent, so the addition of this character is
puzzling. The two characters are both serving the same purpose as a
sympathetic perpetrator and love interest, so it would make a lot more sense to
merge them together, from a storytelling perspective. As it is the second
Turkish soldier is redundant at best, and raises a lot of unfortunate
implications.15
During the “film vs novel” discussion with cinema critic Dr.
Artsvi Bakhchinyan from Armenia, he confessed:
13 According to Variety magazine, The Forty Days of Musa Dagh has become “the most on-
again and off-again motion picture production in Hollywood history” (Torosyan 2012).
14 This character is Azniv in the book, and unlike the film is not a central character in the volume.
15 An excerpt from the final paper by Suren Oganessian.
Like from any artistic display of the Armenian Genocide, Armenians had great
expectations from the Tavianis’ film, and as a general rule these expectations
were unjustified. Of course, we should be grateful to the great masters of
cinema for being able to bring the pain of our people to the public at large,
which was not sufficiently informed of the history of this tragedy. However, in
my humble opinion as a film critic, the extremely classical shape, style, and
language in which the story was presented was at least half a century late. The
same cannot be said about the book. The presented motivations for the film as
a tragedy remain almost undiscovered. According to the film, one perceives
the false notion that those motivations were purely economic. From historical
and psychological points of view, the behavior of the main heroine of the film
is not characteristic of an Armenian woman at the beginning of the twentieth
century and gives the wrong idea that the Armenian women, like Nunik, were
throwing themselves into the arms of the Turks. In fact, the opposite occurred.
The fictional part of the film suffers due to the dialogues that are not
characteristic of everyday home speech. Perhaps the film’s small budget
caused some “artistisms” inappropriate to present-day cinematography (for
example, in the deportation scene, the clothes the deportees are wearing are
not convincing).
From my perspective, the film works especially well for
an audience with little or no knowledge about the Armenian
Genocide. By contrast, Armenians, more aware of the Genocide,
have more mixed sensations, either of gratitude towards the
filmmakers or of disappointment due to the dubious accuracy of
some aspects, as we saw above. A completely unaware person
however would begin to learn about the historical phenomenon of
the Armenian Genocide.
The filmmakers managed to put together an excellent
cast. They stated in one of their interviews that the actors were
not only involved professionally but also emotionally. According
to the directors, after watching the whole film for the first time
the Turkish-born Greek–Jewish actor Tchéky Karyo burst into
tears and when he calmed down he said that he had not only
watched the tragedy that they had played, but he had also seen his
Jewish uncle and grandfather. So in the imagination of the actor
Karyo the Armenian Genocide and the Jewish Holocaust all of a
sudden were superimposed.16
16 Il genocidio dimenticato: intervista ai Fratelli Taviani [Parte 1]
https://www.youtube.com/watch?v=-Pnyzq4kROA.
When we ask about the effect of a film, we are dealing
with the rhetorical and artistic purposes of the film—that is, we are
probing into the film’s skopos or purpose with regard to the
audience. A novel would have similar artistic and rhetorical
purposes, but executed along different lines since the experience of
reading a novel is stretched out over several hours if not days while
the experience of viewing a film is usually contained in under two
hours. And this is a very important point as movies usually reach
an even larger audience, and sometimes viewing a massacre with
your own eyes might prove more powerful than reading about it.
The grammar, syntax, and vocabulary of film create meaning in
their own right but also invite the viewers to make meaning out of
the viewing experience. Film has the potential to be an excellent
tool in raising awareness about a historical event in less than two
hours to an audience of hundreds of thousands.17
When in 2006 the Taviani brothers were shooting the
film, their intention was to raise awareness about the Armenian
Genocide and show the world the need to stop such crimes
against humanity from reoccurring. Their desire also was to see
their movie circulating in the schools. Today their goal has been
fulfilled as the film is shown in many Italian schools mainly to
eighth-graders who are learning about World War I and students
doing their last year of high school.
This film has two major advantages: it stimulates
reflection on a story known only by a few, in part because few
film makers have brought this Genocide onto the screens before.
Secondly, this film shows that good and evil are not at all on one
side or the other.
Conclusion
In his Les Lieux de Mémoire, Nora asserts that
In fact, memory has never known more than two forms of legitimacy:
historical and literary. These have run parallel to each other but until now
always separately. At present, the boundary between the two is blurring;
following closely upon the successive deaths of memory–history and
memory–fiction, a new kind of history has been born, which owes its
17For audiovisual translation, among others see Zatlin 2005; Díaz-Cintas 2009; Cronin 2009; and
the collection of essays by Agost, Orero, and di Giovanni 2012.
prestige and legitimacy to the new relation it maintains to the past [. . .]
History has become the deep reference of a period that has been wrenched
from its depths, a realistic novel in a period in which there are no real
novels. Memory has been promoted to the center of history: such is the
spectacular bereavement of literature. (Nora 1989, 24)
In the novel, by reconstructing her family history Arslan
is merging both historical research and the imagination from a
collective memory. Historical research and imagination that
have both been brought together by a collective memory are
very important even independently, and the merging of them all
is quite fascinating, especially with regards to the collective.
And the consequence of the novel is a sort of catharsis for
Arslan and her family as she becomes both receptacle and
protector. Here we can also call into question the very genre of
art and literature, depending on the author’s intention. For
example, “art for art’s sake” or art for a social cause, or
testimony for catharsis. Literature and testimony are different,
and then there is the literature of testimony, which is another
genre altogether. Why is the “literature of testimony” an actual
genre? And, further, even if it is not exactly Arslan’s testimony
but a retelling of a retelling, Arslan’s text is a literature of
testimony. Collecting personal and public memories affords
coherence and integrity to interrupted stories that have been
fragmented or compromised by loss, dislocation, and division.
In our case, the journey into Arslan’s family’s past transcends
the silence and fills the gaps in a personal history. Family
history, personal history, and national history are, in fact,
interrelated and at times one.
Finally, in Skylark Farm, through the research of
original documents and acts of postmemory, the author unites
her present to the lost world of her family, and in this way
strengthens her roots and anchors her identity. With the memory
what is past returns to be actual. The memory is not only an act
of remembering, but it can become a living entity, can become a
vibrant emotion.
Antonia Arslan’s Genocide narrative with its thirty-six
reprints in Italy alone, where the Armenian community only has
2,000 members, has sold over 500,000 copies to an Italian
readership for the most part previously unaware of the
Armenian Genocide. However, it is through the power of
translation into fifteen languages that Skylark Farm has
surpassed the borders of Italy, taking the knowledge of the
Armenian Genocide throughout the globe and thereby
contributing to its “afterlife”—to use the word of Walter
Benjamin (Benjamin 1999)—as well as its cinematic rendering
to a global audience.
References
Aftandilian, Gregory (2009), “World War II as an Enhancer of Armenian-
American Second Generation Identity,” JSAS 18:2, 33–54.
Agost, Rosa, Pilar Orero, and Elena di Giovanni. 2012. Multidisciplinarity in
Audiovisual Translation. Alicante: University of Alicante Press.
Alù, Giorgia. 2009. “Sulle tracce del passato: memoria e frammentazione
familiare in Vita di Melania Mazzucco e La masseria delle allodole di
Antonia Arslan.” In Tempo e memoria nella lingua e nella letteratura
italiana. Vol. III: Narrativa del Novecento e degli anni Duemila, edited by
Bastiaensen et al., 363–374. Brussels: Associazione Internazionale
Professori d’Italiano.
Arslan, Antonia. 2004. La masseria delle allodole. Milan: Rizzoli.
———. 2006. Skylark Farm. Translated by Geoffrey Brock. New York: Alfred
A. Knopf.
———. 2007. Artuytneri agarake (Skylark Farm). Second edition 2012. Edited
by Sahak Partev. Translated by Sona Haroutyunian. Yerevan: Sahak Partev.
———. 2008. Pacsirtavár. Translated by Kinga Júlia Király.
Marosvásárhely/Târgu Mureș: Mentor Kiadó.
———. 2009. La strada di Smirne. Milan: Rizzoli.
———. 2012. Il libro di Mush. Milan: Skira.
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Arslan, Antonia, Laura Pisanello, and Avedis Ohanian. 2001. Hushèr: la
memoria. Voci italiane di sopravvissuti armeni. Milan: Guerini e Associati.
Benjamin, Walter. 1999. “The Task of Translator: An introduction to the
translation of Baudelaire’s Tableaux Parisiens.” Translated by Harry Zohn.
In The Translation Studies Reader, edited by Lawrence Venuti. New York:
Routledge.
Brodzki, Bella. 2007. Can These Bones Live? Translation, Survival, and Cultural
Memory. Stanford: Stanford University Press.
Cronin, Michael. 2009. Translation goes to the Movies. Abingdon: Routledge.
Dadrian, Vahakn N. 2003. Storia del genocidio armeno. Conflitti nazionali dai
Balcani al Caucaso. Edited by Antonia Arsland and Boghos Levon Zekiyan
and translated by Alessandra Flores d’Arcais. Milan: Guerini e Associati.
Dédéyan, Gérard, ed. 2002. Soria degli armeni. Edited by Antonia Arslan and
Boghos Levon Zekiyan. Milan: Guerini e Associati. Original French edition
Histoire du peuple arménien. Edited by Gérard Dédéyan. Toulouse:
Éditions Privat, 1982.
Díaz-Cintas, Jorge. (2009). New Trends in Audiovisual Translation. Bristol:
Multilingual Matters.
Grass, Günter. 2008. Peeling the Onion. Translated by Michael Henry Heim.
Boston: Houghton Mifflin Harcourt.
Haroutyunian, Sona. 2006. “La Commedia dantesca in armeno.” In IX Rassegna
armenisti italiani, 20–26. Venice: Padus-Araxes. Accessed February 16,
2017. PDF available at http://www.24grammata.com/wp-
content/uploads/2012/04/Armenisti-Italiani-24grammata.com_.pdf.
———. 2012a. “Interview with world famous novelist Antonia Arslan.” PDF
available at book platform: your gateway to book culture in Armenia,
Georgia and Ukraine. Accessed February 16, 2017.
http://www.bookplatform.org/images/activities/417/docs/interviewantoniaar
slanen.pdf.
———. 2012b. “‘The Homer of Modern Times’: The Reception and Translation
of Dante in the Armenian World.” In Like doves summoned by desire:
Dante’s New Life in 20th Century Literature and Cinema. Essays in
memory of Amilcare Iannucci, edited by Massimo Ciavolella and Gianluca
Rizzo, 89–109. New York: Agincourt Press. Accessed February 16, 2017.
https://www.academia.edu/18710985/_The_Homer_of_Modern_Times_the
_Reception_and_Translation_of_Dante_in_the_Armenian_World.
Nora, Pierre. 1989. “Between Memory and History: Les Lieux de Mémoire.”
Representations (26), special issue Memory and Counter-Memory, 7–24.
doi:10.2307/2928520.
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Translated and edited by Antonia Arslan. Milan: Guerini e Associati.
Peroomian, Rubina. 2012. The Armenian Genocide in Literature: Perceptions of
Those Who Lived through the Years of Calamity. Yerevan: The Armenian
Genocide Museum–Institute.
Rushdie, Salman. 1992. Imaginary Homelands: Essays and Criticism 1981–1991.
London: Vintage Books.
Sherman, Daniel J. 1999. The Construction of Memory in Interwar France.
Chicago and London: University of Chicago Press.
Tachdjian, Alice. 2003. Pietre sul cuore. Milan: Sperling & Kupfer Editori.
Taviani, Paolo, and Vittorio Taviani, directors. 2007. La masseria delle allodole.
Released in English as The Lark Farm (2007). Ager 3, France 2 cinéma,
Flach Film et al.
Torosyan, Lilly. 2012. “New Documentary on ‘The Forty Days of Musa Dagh’
and Hollywood.” The Armenian Weekly, October 5. Accessed February 16,
2017. www.armenianweekly.com/2012/10/05/new-documentary-on-the-
forty-days-of-musa-dagh-and-hollywood/.
Varujan, Daniel. 1992. Il canto del pane. Translated by Antonia Arslan. Milan:
Guerrini e Associati.
———. 1995. Mari di grano e altre poesie armene. Translated by Antonia
Arslan. Paoline.
Zatlin, Phyllis. 2005. Theatrical Translation and Film Adaptation. Buffalo:
Multilingual Matters.
teaches Armenian language and literature at the
Università degli Studi di Venezia—Ca’ Foscari (Venice, Italy). She received
her first PhD in philology and translation (Yerevan State University) and her
second in linguistics (Università degli Studi di Venezia—Ca’ Foscari). She
has been visiting professor at the Nida School of Translation Studies,
Yerevan State University, California State University Fresno, and City
University of New York. She has authored many scholarly papers and
translated books, including Antonia Arslan’s bestsellers. In her recent
monograph The Theme of the Armenian Genocide in the Italian Literature
she metaphorically analyses Genocide literature as “translation of trauma.”
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] | Siri Nergaard: Marianne, I would like to start by asking you to
introduce yourself, to tell us how you started to work on memory,
and how you developed the idea of postmemory.
Marianne Hirsch: I was very late coming to questions of
memory. I really started to think about it in the late 1980s which
was, I guess, the beginning of Memory Studies and Holocaust
Studies, when it became a field of inquiry. But actually, thinking
back, my Master’s thesis in 1970 was already on memory. It was a
thesis in Comparative Literature and it was on Nabokov’s Lolita
and Musil’s novella Tonka, and it was, in each case, about the
protagonist’s memory of a lost love. So it is in some ways an old
topic, and also a much newer and different one, though it did not
concern me for a very long time, because I was actually interested
in the new. The new novel, the new wave, postmodernism and the
beginnings of second-wave feminism, and the issue about how to
remake the world: the past was very far from my consciousness for
over a decade. If someone had told me in the ’70s that I would be
working on memory, and particularly my family history and the
history of my parents during the Second World War, I would have
said, “who’s interested in that?” and “why would I be interested in
that?”
When I did come to the study of memory, I think that it
was actually through my work in feminism which was very much
about analyzing, contesting, critiquing the ethos of family, of
traditional family structures. I wrote a book on mothers and
daughters in literature that then led me to genealogies: the story of
genealogies that of course also leads to memory. This trajectory is
not just about my own formation, it’s really about my generation
where actually, strangely, a number of people working in feminism
and women’s literature and feminist theory ended up working on
issues of memory. I see a lot of threads of continuity between these
fields and how we all suddenly, it seemed, moved from one interest
to another. Not that we left behind the questions of gender. On the
contrary, they’re still infused in the work. It’s a work that has a
similar commitment to tell untold stories, to ensure that stories of
suffering and catastrophe aren’t forgotten—those kinds of
commitments. So, this is how I see the relationship.
Cristina Demaria: I have a very similar itinerary. This is also how
I started moving toward memory.
Marianne Hirsch: . . . How do you explain the continuities?
Cristina Demaria: . . . In a very similar way to the one you said:
to give voice to untold stories, or narratives that can be told
differently. And as you said before, in the 1970s the tendency of
critical theory was oriented towards the new and the future.
Nowadays memory is often seen in connection to the future;
memory of course is written in the present to rewrite the past, but
also for a future. So, the very role of memory has changed very
much, but to me its connection to gender studies is still very
important. I remember that the first essay I read of yours is the one
on Claude Lanzmann’s film Shoah and the women.
Marianne Hirsch: . . . that’s really the beginning of my getting
involved in that field, that was the very beginning. . .
Cristina Demaria: Do you agree with those who say that the
concept of memory became important as a category in order to
bring history and materiality back into theory?
Marianne Hirsch: Yes, I agree though it may not be the only
explanation. In fact, materiality and bodies didn’t really disappear:
to say that deconstruction was completely antimaterial is not really
true. But I think people saw it as the linguistic turn and, so, saw
that not only materiality was missing but also history, in a sense.
So, then we had the new historicism that was also about material
objects, and memory studies kind of grew up around the same
time.
I think that there are many other reasons for the appeal of
memory, one of them, the attractiveness of the interdisciplinarity of
this field, that anthropologists, sociologists, historians,
philosophers, and psychoanalysts, literary and visual culture
theorists could actually work together. That didn’t really happen
for me in any other context as vibrantly as around questions about
memory.
Siri Nergaard: And also translation studies, later on, can be, in
many ways, connected to memory. Bella Brodzki, with her book
has demonstrated how strongly connected these two themes are. In
regards to this interdisciplinary connection I would like you to
develop what you just told us about your starting your research on
memory through Shoah, a film in which you noticed the absence of
women, but where the women were translators.
Marianne Hirsch: Exactly, Shoah shows a particular relation to
the Holocaust, which was a very central site of the development of
memory studies. Shoah really shows how central translation is to
the whole, I mean, first of all to the experience of the Holocaust
and its aftermath, and then to the representation and the study of it.
Many films wouldn’t do it that way, but because Lanzmann
decided to take time to show the process of translation and to
foreground it, I think he points to something that’s actually very
much a part of the field, which is that, a lot of people who lived
through that historical moment, may not have had a primary
language but lived their daily lives, at home, in the ghettos and
camps, and in the aftermath, in and through translation.
You asked me earlier, “what's your first language?” and I
said “German,” but neither my parents nor I lived in a German-
speaking country, except for one year in Vienna, so we were
always minority speakers of a language that we claimed as ours,
but that was actually denied us as Jews. So, it’s a very complicated
relationship to a first language, but many survivors of the
Holocaust, may not have had a first language at all. Many people
were young and they might have grown up speaking Yiddish in
school and then Polish on the street, they were deported to a camp
where they learned German, and later they ended up in a DP camp
in Italy, and in the end they went to Israel or the United States.
When you listen to or watch their testimonies, they are most often
speaking a “foreign” language. What is the status of those
testimonies? In the study of memory, testimony, and witness in the
first person is really important, but the witness’s relation to the
language she speaks is very often mediated by the multilingualism
in which she lived and lives.
Siri Nergaard: Yes, and when you then have the person to whom
the memory is transmitted, the generation of postmemory, further
languages are involved. As you told us, you spoke German with
your mother, but the language you are writing in is English, so you
are really translating these memories again, for I don’t know, the
third, fourth, or fifth time.
Marianne Hirsch: Well, you know, it’s very complicated and, I’m
always wondering, what am I doing to these stories, to their
authenticity. The book that Leo Spitzer and I wrote on the
community that my family grew up in, Czernowitz, Ghosts of
Home, was based on a lot of interviews, a lot of readings and
documents and literature as well, but a lot of interviews. We
interviewed people in German, we interviewed them in English,
we interviewed them in Romanian, you know, whatever they
wanted to speak. But the book is in English, so most of the quotes
we used had not only to be edited but also translated. We also used
my father’s memoir quite extensively. He wanted to write it in
English because he wanted to write it for his grandsons. His
English was a language acquired very late in life, and the
experiences he wrote about were in German and Romanian. So, his
words are already a process of translation, of multiple translations.
I think these language issues are at the core of memory studies.
Siri Nergaard: There is also the time of translation in the
metaphorical and literal way.
Marianne Hirsch: It is time, but it’s also the mediation of the
translator, especially significant if the translator is the child of the
person and wants to hear certain things, then it’s more than just a
professional translation, right? There’s a kind of investment that’s
part of what I talk about as postmemory; the personal investments
and the desires, and the curiosities of the second generation. Then,
you get the parents’ words but you have to translate them; how do
you trust that your investments aren’t somehow also structuring the
translation?
Siri Nergaard: As I see it from a translation point of view again,
what you are telling here about the transmission and mediation of a
memory, through language, the personal involvement by the
translator, her investments, are assuming in a way what I see as the
core aspects of what translation is about. In the translation of the
other’s memory you can find a kind of archetype of what
translation really is. Translation always implies change because of
personal and cultural investments giving memory a new nature, a
new identity of that memory since you have put it into another
context and another language.
Marianne Hirsch: Yes, I think that’s true. And then, of course, a
lot of these stories are diaspora stories with memories of migration
and refugeehood that are inherent as well. There, of course, you
have multiple translations, cultural translations, and linguistic
[translations] as well.
Siri Nergaard: Could you tell us how you define and how you
developed this concept that has been so helpful and fruitful for
us—the concept of postmemory?
Cristina Demaria: And together with that, let us include the
question Bella Brodzki wanted to ask you: Have there been
applications or appropriations—translations into new and different
contexts—of your very generative term “postmemory” that have
surprised or perhaps even enlightened you in ways you hadn’t
anticipated or envisioned?
Marianne Hirsch: Well, it started as a very personal need for a
term, not just for me but also for a number of colleagues who met
at feminist conferences in the 1980s. Informally, at lunch or
breakfast we started talking about our family history and then it
turned out that we had similar family histories, and similar
symptoms and syndromes that came from them. It was the moment
when important texts like Art Spielgeman’s Maus and Toni
Morrison’s Beloved, monuments about memory were starting to
come out. We realized that we are the inheritors of these histories
but we hadn’t really thought about what that meant. For me it was
really reading Maus and thinking about it and talking to people like
Bella, who had actually gone through similar family experiences.
We all felt like our parents’ memories of their youth were
overshadowing our own memories of our childhoods. It was a
really powerful sensation that demanded a term that was like
memory but it wasn’t actually memory. So, that’s where the idea
actually came from, so it was quite personal and it was rooted in
this history of inherited histories.
But of course this is part of a much larger story. Just
yesterday, we had a discussion with the filmmaker Laurent Bécue-
Renard who made the film Of Men and War, based on interviews
with traumatized veterans of the Iraq War in a treatment program
in California. He said that the reason he made this film, and his
previous film about Bosnian widows called Tired of War, is
because he felt like he needed to understand his own grandparents.
His two grandfathers fought in the First World War; he never met
them, but he wanted to understand how these very young men
went into trench warfare, came back, started a family of which he
is the product. The widows, wives, grandmothers whom he met
lived with an unspoken history. As he said, “aren’t we all the
inheritors of the wars of the twentieth century?” If this is
postmemory, it is so in the sense not even of stories, it’s really
about the affects and the behaviors and the kinds of. . .
Cristina Demaria: As you said, “products.”
Marianne Hirsch: . . . Yes, the products, it’s really in the DNA
that we have inherited, we are all the products of that. We all live
with those legacies. Laurent Bécue-Renard is trying to understand
how that shapes masculinity and femininity and the culture, and
how these histories are transmitted even if they’re not really told.
And that really kind of subsumed what I wanted to do with that
term. It was fascinating that he’s third generation and he didn’t talk
about his parents in France during the Second World War, but
about his grandfathers. When he was interviewing the veterans of
Iraq who were, probably, twenty years younger than he is, it was as
their grandson, in a sense. This is something I didn’t quite
understand in the beginning—that the temporal implications [. . .]
are so complex that history stops being linear and is somehow
simultaneous rather than genealogical.
So, something else I learned is that although I never saw
postmemory as a strictly biological, biographical, or familial
structure, for some the literal connections are supremely important.
I saw it more as a generational structure and I think that memory is
always mediated through stories, through narratives, through
images, through media. Even when it’s within the family, it’s still
mediated. So, I was always very insistent on that, but then people
who are children or grandchildren of survivors or actors within
certain histories, wanted to preserve a special place for that literal
relationship. In my book on postmemory, I tried to make space for
them by distinguishing between familial and affiliative
postmemory. At first it surprised me that people felt very protective
of that space which is a position I’m not always that sympathetic
to, because it feels like identity politics to me, or some sort of
authenticity that I’ve always been suspicious of.
The other thing that happened in the time that I’ve been
working on postmemory is that a lot of interesting work in queer
theory that complicates linearity, linear histories emerged. A
critique that complicates the idea of genealogy and that looks at
alternative kinds of family structures. And so I felt like my work
was, in some ways, already doing that, even though it looked like it
was about family, it wasn’t really, it was about a contestation about
a kind of traditional family structure. Those are things that
surprised me because I felt like there were some conversations that
I didn’t quite realize I would be in but, I ended up in.
Cristina Demaria: I was thinking of this very idea of affiliation
and the ways in which different forms of commemoration of post
dictatorship have developed in Latin America, very much linked
memory is preserved, as in the movements of the Madres de la
Plaza de Mayo: the bearer of a certain memory is legitimized as
such through a family connection. But there is a tendency now in
Argentinean Memory Studies to go towards a more affiliative idea
of memory and postmemory, since the very idea of family in a
Latin culture can be also very much of a problem; it can be very
traditional and has been used to support the dictatorship: God, the
traditional family, and the country. . .
Marianne Hirsch: Well it’s fascinating in Argentina because of
course, that’s where family have DNA tests actually, so that a very
literal, biological definition of identity has a political impact unlike
many other places. Each context has its own politics and I think
that’s what’s so interesting about working transnationally as you
do and as I have. It is actually, if I can say it in more metaphorical
terms, the untranslatabilities between these contexts: in any other
context, if you wanted to do a DNA test to find out if you’re really
the daughter of this person who’s already handed down to you all
of these histories, you might think that that was a kind of identity
politics, but, in Argentina it’s actually really important, because the
people raising you could be the perpetrators of the crimes against
your biological parents.
Cristina Demaria: In the same context there are different layers.
This idea of limiting the “property” of memory to the biological
family, and to the associations of direct victims had stopped the
more affiliative and cultural ways of elaborating the past. But now
it is changing.
I would like to move to your work within Women Creating
Change, where there are scholars but also artists and performers.
How do you work together, do you translate? And what happens
when you go to a place like Istanbul, as you recently did, where
you confront, different cultures, a very particular past and a
troubled present. . .
Marianne Hirsch: The larger project is called Women Creating
Change but the working group within that that some of us have
started, is called Women Mobilizing Memory and it really has to
do with what you said before: how can memory be mobilized for to
the idea of family transmission. Think of Argentina and how
change in the future? Rather than being weighted down by a past
that you can never get over.
The trauma paradigm that came out of this wonderfully
rich theoretical work of the 1990s is very much about keeping the
wounds open and understanding the unspeakability of certain
crimes, the kind of crushing of the human and of language through
acts of persecution and genocide and the destruction of a culture.
That’s been a very powerful paradigm in the study of memory. Our
thought in working more comparatively and transnationally was to
look at whether the practices of memory look the same in different
places. One of the key questions is how can memory become
activist and how can it become more future-oriented? How can the
past be transmitted, how can we make sure that certain histories
aren’t forgotten…
Cristina Demaria: Not just to be “preserved,” but as living
memories…
Marianne Hirsch: Right, and not for monumentalization in some
kind of a museum, but for change. That’s where the feminist angle
is coming in. To do that work, we really thought it would be
interesting not just to have an interdisciplinary academic group but
to work together with practictioners—artists, activists, curators,
museologists. . . and to see what kind of collaboration would
emerge from that. We are working together with the Hemispheric
Institute on Performance and Politics: Performance Studies is
already the field that takes the kind of embodied nature of memory
very much into account. In those conferences, in the Encuentros of
the Hemispheric Institute, we’ve had working groups in which we
talked about mobilizing memory, but we also always talked about
embodiment. It’s really interesting to have academic conversations
in a room with artists, dancers, theater practitioners, visual artists,
and scholars.
Now, I think that question about embodiment and how
memory functions in the body is a very different question for a
dancer than it is for an academic like me who’s going to write
about it. That’s also a process of translation when you think about
it, it’s really understanding the multidimensionality of knowledge.
When we have visual artists in the group, they’re translating our
ideas into a visual work and I feel that we could use that work to
think with. As literary critics we do that anyway with the texts that
we read, but the multiple texts are very interesting.
And, then, you have the embodied practices of memory,
like the walk of the mothers on Thursdays in Buenos Aires, or the
walk of the Saturday Mothers in Istanbul; similar strategies, very
different kind of impact, politically different moments in the
histories of these mothers–activists. These practices are a kind of
performance, and its cultural impact then becomes a way through
which ideas about memory and memory practices can be
developed. I find these multidimensional conversations really
helpful.
So far, we’ve worked in a triangular structure with Chile,
Turkey, and the US but people in the group may be working on
other sites as well, so it’s more about the conceptual connections
than just about the sites. Often we think we understand something
and we really don’t. So I think, in terms of translation, one of the
things we decided from the very beginning is that we should just
assume that we don’t understand. We shouldn’t just assume that
things can be easily translated. For example, when the group was
in Chile, we went to the Museo de la Memoria, which is a museum
commemorating the coup against Allende and the crimes of the
dictatorship of Pinochet. The narrative of the museum starts on
September 11, 1973—that is, the day of the Golpe. Where’s the
background? How are people supposed to understand how this
happened? Isn’t there a prehistory? To us from the US, it seemed
flawed as a museological choice. But our Chilean partners
responded, “here in Chile, when you talk about the background,
that's the right-wing thing to do,” because the right said the reason
Allende was toppled was because he was failing, and there were
strikes because of his bad government. . . The progressive history
starts on the day and its aftermath. This is the kind of
untranslatability that I think is at the core of this kind of work
which I don’t even want to call comparative work anymore,
because it implies that you can compare things, so I’m trying to
talk about “connective” histories; we provide the connections but
often, they’re not easily connectable. We have to start with,
“maybe we don't understand,” rather than walking into a situation
assuming you know how it should be done, because it’s different in
different contexts.
Siri Nergaard: It’s very interesting what you are saying about
untranslatability and that you don’t want to use the comparative
concept. . .
Marianne: I mean, I was in comparative literature so you can
imagine it’s not so easy for me to say that. . .
Siri Nergaard: I understand. I am saying this also because
recently there has been a sort of shift in translation studies towards
a stronger attention towards untranslatability, an aspect that has
been somehow neglected. We have been so focused on
translatability, and recognizing it everywhere, that we have almost
forgotten that untranslatability exists. Untranslatables exist: as you
said, sometimes universes are uncomparable because they are
untranslatable, but we can create the connections.
Marianne Hirsch: In the conference that we had in Turkey, which
was about mobilizing memory for change, there was a really
interesting talk by the anthropologist Leyla Nezi who interviewed
Kurdish youth and Turkish young people, about the relationship
between the two cultures. She said, “in these interviews, nobody
meets anybody else,” because for the Turkish young people, the
important moments of their lives are ahead of them, but for the
Kurdish young people, the important things have already happened
for them in the losses that preceded their birth. They live in the
same country, but they’re not in the same time zone. I think that’s a
really interesting idea of the nonmeeting. How might their lost past
be turned toward the future as well? What will make these histories
translatable to each other? What kinds of solidarity might be forged
between them? And what can we learn from each other’s
experiences of memory and activism? These are some of the
questions that I’ve been thinking about and translation is at their
core. Thank you for giving me a chance to think with you about
this.
Cristina Demaria and Siri Nergaard: Thank you very much.
writes about the transmission of memories of violence
across generations, combining feminist theory with memory studies in a
global perspective. Her recent books include The Generation of
Postmemory: Writing and Visual Culture After the Holocaust (2012); Ghosts
of Home: The Afterlife of Czernowitz in Jewish Memory (2010), coauthored
with Leo Spitzer; and Rites of Return: Diaspora Poetics and the Politics of
Memory (2011), coedited with Nancy K. Miller. Hirsch is the William
Peterfield Trent Professor of Comparative Literature and Gender Studies at
Columbia University. She is one of the founders of Columbia’s Center for
the Study of Social Difference. She is a former President of the Modern
Language Association of America and a member of the American Academy
of Arts and Sciences.
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] | Translation does not concern a comparison
between two languages but the interpretation
of two texts in two different languages.
Umberto Eco (2001)
Ever since we started publishing this journal I have wanted to
dedicate a special issue to memory. Memory and translation are
so obviously connected, yet so little studied. Memory—as the
retrieval, reconstruction, inscription, and leaving of traces and
their effects—plays a central role in any translation process, and
translation, in its inherently transformative character, is intrinsic
to every memory and memorializing act.
Loss, furthering, circulation, redefinition, distancing,
transmigration, rewriting are all possible aspects and effects of
translation that could not take place if not for some sort of
memorialization.
*
Since the initial planning of this special issue, my
editors of choice were also clear to me. I am so grateful to the
two fine scholars—and dear friends—Bella Brodzki and
Cristina Demaria for having accepted to serve as guest editors
for this issue. Their backgrounds and research make them a
perfect duo for the present issue.
Bella Brodzki’s brilliant Can These Bones Live?
Translation, Survival, and Cultural Memory (2007) is perhaps
the most important publication bringing together translation and
memory, demonstrating how “excavating or unearthing burial
sites or ruins in order to reconstruct traces of the physical and
textual past in a new context is also a mode of translation, just
as resurrecting a memory or interpreting a dream are acts of
translation.” I found reading this book truly illuminating.
Bringing Bella together with Cristina, who for years has
studied memory from the somewhat different angle of the
semiotics of culture, was a fortunate choice. Cristina’s research
is in the most various expressions and testimonies of memory—
from reconciliation processes in South Africa and Chile to
documentaries of events and experiences of trauma. “Studying
memory [as a cultural phenomenon] means considering not only
the material conditions, means, or devices through which it is
inscribed and transmitted, but also the models, forms, and
practices that define those genres that orient, and also retranslate
or reenunciate, narrations of the past” (2012, 10; my
translation).
*
I would like to thank Bella and Cristina for their
wonderful work in putting this issue together. I also want to
thank the authors for their contributions, each of which provides
new and diversified insights into how translation works through
memory. I am also very grateful for their patience during the
many publication delays.
Regrettably, it took much longer than expected and
originally programmed to publish this special issue. On behalf
of the board, I want to apologize to our guest editors, authors,
and readers for the unconscionable delay in delivering our
journal. Over the past few years, we moved from one publisher
to another but now, after a lengthy hiatus, we have finally found
a new home with Eurilink University Press in Rome.
*
Reading this issue’s essays has enriched my under-
standing of the relations between translation and memory. I
have learned new things, and I have been surprised and pleased.
I hope you will join me in appreciating this special issue.
*
This issue is dedicated to the memory of Umberto Eco,
who passed away more than a year ago while we were busy
preparing this issue. Translation was one of the themes to which
he devoted much interest and writing in his last few years, and
his contributions on translation as negotiation, based on his
experience both as a translator and as a widely translated author,
will continue to accompany us. I am most grateful for the
opportunity he gave me to discover and investigate translation
through the lens of semiotics, and Cristina Demaria and I, who
both completed our doctorates under his supervision, share fond
memories of the lively discussions on translation and its limits
during our university seminars.
S. N.
References
Brodzki, Bella. 2007. Can These Bones Live? Translation, Survival, and
Cultural Memory. Stanford: Stanford University Press.
Demaria, Cristina. 2012. Il trauma, l’archivio e il testimone. La semiotica, il
documentario e la rappresentazione del “reale”. (Trauma, archive, and
witness. Semiotics, documentaries, and the representation of the “real”).
Bologna: Bononia University Press.
Eco, Umberto. 2001. Experiences in Translation. Translated by Alastair
McEwen. Toronto: University of Toronto Press.
Eco, Umberto. 2003. Mouse or Rat? Translation as Negotiation. Translator/s
not specified. London: Weidenfeld & Nicholson.
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] | 0. A preface on the translational internationalization of the
humanities
This special volume is the result of a very long, exciting, yet
rather difficult struggle, involving translations and self-
translations. Who writes here is the “effect” of two people’s
endeavors; two people who have come to know each other to
some extent across text, screen, and phone line—who, surely,
respect and cherish one another, without ever having met. One
is American, the other Italian; they have been invited to write
for an International Journal in English, a journal that hosts
articles that engage, obviously, not only translation, but that
are themselves the product of self-translations. This very
process has necessarily become part of the volume’s
introduction, since one of its authors is not a native speaker.
This is a “fact” that nowadays has become routine at least in
the Western-Eurocentric worlds, and none dares question it:
we must write in English. Otherwise, our international status
will be affected, and not only will we go back to being
provincial, addressing only a limited audience, but we will be
devalued, score lower on all the national evaluations that
determine individual and institutional research funding. This
seems to be a one-way trajectory that everyone acknowledges,
that some occasionally criticize, but is never actually resisted,
since it is the way the global production of knowledge and
educational systems work.
One might wonder why we are foregrounding the
obvious, when we should be writing about translation and
memory. As many of the essays here demonstrate, however,
the relationship between translation and memory has very
much to do with not only the position of the person who is
translating, but also with that of the person who is writing
about translation, and thus creating an archive–memory of all
the lives a text might have, along with its histories and
narratives, its former and new translated meanings. If all
critical analysis and meditation on the differences between
languages—which includes the memory that sustains them,
and the memory-texts in the languages that manage to
survive—are but a translation/self-translation, often erasing
nuances and disregarding untranslatability, then in which
recesses of translation (from and into English and into every
other language) and memory does the future of the humanities
reside?
1. Memory and translation of past intercourses
Isn’t this what a translation does? [. . .] By elevating
the signifier to its meaning or value, all the while preserving
the mournful and debt-laden memory of the singular body, the
first body, the unique body that the translation thus elevates,
preserves, and negates [relève]? Since it is a question of a
travail—indeed, as we noted, a travail of the negative—this
relevance is a travail of mourning, in the most enigmatic sense
of this word [. . .] The measure of the relève or relevance, the
price of a translation, is always what is called meaning, that
is, value, preservation, truth as preservation (Wahrheit,
bewahren) or the value of meaning, namely, what, in being
freed from the body, is elevated above it, interiorizes it,
spiritualizes it, preserves it in memory. A faithful and mournful
memory.
(Derrida 2013, 378)
Among the many theoretical perspectives from which one can
look at translation, as well as the many objects that can be
considered from the point of view of translation theories and
practices, the translation/memory nexus is among the most
fraught, precisely because memory is by definition contesta-
tory, and always mediated, and thereby the most complex and
difficult to qualify on almost every level. Because of their tight
intertwining, one runs the risk of reiterating or echoing what
has been said and done already (see, for example, the recent
book by one of the author of this volume: Brownlie 2016).
Oversaturated, we struggle to find what else could come from
further confrontations between these two concepts: how to
consider and render truly heuristic an encounter between
translation and memory now, in the age of posttranslation
studies (Gentzler 2017)?
The quoted passage above from Jacques Derrida dates
back many years, and, in the domain of translation theories
influenced by poststructuralism, it serves as a milestone in the
encounter between translation and memory. In what follows,
we would like to go back to what might belong to even older
history of memory and translation engagements. If for literary
critics and translation specialists this history sounds passé, it is
not the case for philosophers or scholars working with
language and meaning.
One of the first fields of confrontation and exchange
between translation and memory was the study of the
“meaning of meaning”—semiotics, philosophy of language—
whereby the implications of any act of translation became part
of many theories and speculations on the working of meaning
between languages and cultures (Nergaard 1995). Should this
seem peripheral to the main event, we could point to
structuralism, and even to the beginnings of poststructuralism,
up to its recent neomaterialist transformations, as a way of
rethinking languages, cultures, and their relation with history
and the “material” world. There we find the crucial work of
translation and memory as perspectives and/or as epistemic
positions that have enabled the study of languages and cultures
and the effects of different temporalities, politics, subjectivities
and bodies—that is, of the transformative character of
translation in memorializing act.
As clarification, let us start from some basic
assumptions underlining not a post-, but a no-longer-
structuralist, interpretative, and translational conception of
how semiosis works, looking at the work of Umberto Eco, to
whom this issue is dedicated.
Even though his work is recognized as having
significantly contributed to the development of Roman
Jakobson’s three-fold classification of translation (Eco 2001),1
here we want to mention briefly another concept that he used
to explain the workings of semiosis, along with that of
memory.
The operative first assumption is that every act of
interpretation that comprises acts of translation has recourse to
an encyclopedia, in the semiotic sense that Umberto Eco (1976,
1984) has given to the term—that in its turn refers to semantic
and iconic memories that are part not only of every langue
system, but of every act of parole, to go back to Ferdinand de
Saussure. In other words, the very idea of how meaning works
had already changed in the 1980s, thanks also to Eco’s
perspective for which the idea of a semiotic universe is
made not so much of signs, but of cultural units; entities that absorb and
reflect the influence of the culture in which they find themselves, and which
are no longer the lemmas [word; term] of a rigid system of content
organization (a dictionary), but rather the nodes of a network of meanings
that can be treaded upon in multiple directions, depending on the inferences
and the interpretive connections one chooses: a semiotic universe that takes
the shape of an encyclopedia. (Lorusso 2015, 81)
In respect to translation processes, this concept is
relevant for two different reasons. The first is that, in accepting
semiosis as operating within encyclopedias, what is most
relevant is that every term composing a code is always already
interpreted, bringing along the history of its uses and
translations; the working of languages moving from its
structure to the actual effects and transformations of every
signifying practices that define not so much what is a
1 One of the most significant contributions to Jakobson’s classification was made by Eco in
Experiences in Translation (2001), starting from Charles S. Peirce’s influence on Jakobson. Even
though Eco emphasizes that for Peirce “meaning, in its primary sense, is a ‘translation of a sign
into another system of signs’” (Eco 2001, 69), he also argues that Peirce “uses translation in a
figurative sense: not like a metaphor, but pars pro toto (in the sense that he assumes
‘translation’ as a synecdoche for ‘interpretation’)” (Eco 2001, 69).
language, but what concurs to its different kinds of circulation
and transmissions, that is, to its translations. As Patrizia Violi
summarizes: “The encyclopaedia marks the transformation of
the code from a rule that defines signification and
interpretation, into the idea of a system of possible inferences,
in which even a principle of choice and of freedom may find a
place” (Violi 1992, 99).
In a culture conceived as an encyclopedia, the
hierarchies fall, because the priorities and the dependencies
change according to circumstances (thus locally, and bodily).
Meaning starts to be thought of as always already constructed
and reconstructed, hence translated, in time (and space), within
a dialectic between what is already deposited in the
encyclopedia and what is historically and culturally negotiated;
between consolidated habits2 and their possible transform-
ations. And here is the second reason this concept might play a
role: collective memories, thought of in their contingent
political, social and historical formations, are what is filtered
and negotiated and transformed from local, national and
cultural encyclopedia. Memory and its processes are what, in
different contexts, emerge as different processes of cultural
translation.
Every translator, therefore, deals not only with those
memories belonging to the cultural and historical contexts in
which she operates, and with the different politics of memory
surrounding the particular text being translated, but also with
the semantic and pragmatic fields (scripts, genres, frames) of
which each term, each name, is part. In other words,
languages, and not only natural languages but images and
sounds as well, are thought of as forms of cultural and
historical memory, often capable of directing, but, at least,
influencing, what we now think of as the fluxes of linguistic
traffic that are produced in those border and contact zones—
again, temporal and spatial—wherein translation operates.
In other words, whenever we look at the processes of
archiving and preserving cultures, we find the modeling, and
translating, nature of memory. Yuri Lotman and Boris
Uspensky wrote more than forty years ago that the “implanting
2 We refer here to the notion of habit as theorized by Charles S. Peirce (see especially Collect-
ed Papers V.4000).
of a fact into the collective memory, then, is like a translation
from one language into another—in this case, into the
‘language of culture’” (Lotman and Uspensky 1971, 214). And
they add—prior to much more recent theorizations of what an
“event” is in light of transmedia and current transnational
thinking: “Events have multilayered interpretations, they are
subject to corrections, revisions. The construction of the
historical event is nothing but the translation of something into
the language of memory” (Lorusso 2015, 101).
A visual example of such influence is the concept of
Pathosformel by, recently rediscovered and much discussed in
memory studies and aesthetic theory. Developed throughout
his life, the unfinished project of the atlas of Mnemosyne,
Pathosformeln refers to all those images and forms of pathos
(emotions, passions such as fear, awe, and horror) that survive
as a cultural heritage imprinted in our collective memory.
There are, in other words, antique roots sustaining modern
images, their translations—the very way in which their
meaning can be reversed—that is at stake whenever we
analyze visual cultures.3
2. Memory and translation current transactions
However, even though the intersections and exchanges
between memory and translation are undeniable, indisputable,
and generative, they do not exclude several critical issues: how
can these intersections be truly heuristic? Is any confrontation
possible without ironing out the actual differences between the
two concepts? That is, on the one hand, to think of translation
as a way to construct collective memories, their survival, and
on the other hand, of memory as always requiring a transfer of
time and space, a recontextualizing of its representations and
expressions? And even more so if we think of translation as
the transformation of one’s own traditions and identity, in
itself a process that implies the fatigue of welcoming and of
hospitality, the hard work of transmitting one’s own otherness;
3 In the past few years, there has been an increasing interest in Warburg’s project and his
idea of Pathosforlmen in many fields (visual studies, aesthetics, history) dealing with the
construction and circulation of memory images. Amongst the many author, see the work of
Georges Didi-Huberman (2005, 2011).
moreover, as a widening of the very concept of multidirec-
tional memory (Rothberg 2009).
One has to remember all the different practices—
individual and collective, linguistic and social—that are at
stake in every engagement, to think of practices of translation
as both a metaphorical transfer and, as Barbara Godard (see
Karpinski, Henderson, Sowton, and Ellenwood 2013)
suggests, as metonymical links (see also Tymoczko 1999). In
other words, one must not forget the implications of using
translation as a metaphor standing in for the encounter with the
other that is, also, a transformation of one’s own tradition and
memory. This is a choice that is always conveyed by the real
labor that accompanies welcoming not only another language,
but also another future and another possible past into the
negotiations between the translator, the texts, the discourses,
and the places, spaces, and times surrounding them. What
happens when translation is “translated,” transferred as an
expansion and an extension of memories through the figure of
testimony and witnessing? And how does translation function
in the dynamics of postmemory, as conceptualized by
Marianne Hirsch4 and others (see Hirsch 1997, 2012) , in the
intergenerational passage that structures both filiation and
affiliation?
In as much as the concepts and processes of translation
and memory are understood to be mutually implicating, if not
interpenetrating, in literary critical studies, philosophy,
linguistics, distinctions between individual (or autobiographic-
al memory) and collective or cultural memory are often not
acknowledged. Even when the topic is traumatic memory, in
particular, and the analytic categories are drawn from the
familiar models of psychoanalytic theory, memory as a
phenomenon and a practice is considered to operate across
(hence our volume’s title) realms and registers.
Likewise, we—as the editors of this volume—are not
inclined to privilege either personal or public memory, or
engage in debate over the question of priority or precedence.
Our essays treat translation in regard to both social and
individual memory, reflecting our conviction that, for our
4See the interview with Marianne Hirsch in this issue, in which she revisits the concept of
postmemory in its relationship with practices of translation.
interpretive purposes, both draw from the same well. There is
analytic force and ethical impact in studying the uses and
effects of each, and their interconnectedness, as autobiogra-
phical narratives, fiction, as well as other forms of literary and
cultural expression demonstrate. However, in the disciplines of
psychology and the social sciences such as anthropology,
sociology, political science, and history, these distinctions do
matter, differently; indeed, they are foundational. Having said
that, there appears to be a strong drift now in the direction of
stressing the effects of the social and the public on personal
memory, or an attempt to bridge social science and
psychological approaches.
This is the case in cutting-edge empirical research in
the neurosciences and cognitive psychology, where arguably
the greatest advances in memory studies have recently taken
place. “Mnemonic consequences,” or what is otherwise
referred to as the dialectic of remembering and forgetting, are
attributed to the role of conversation/the impact of silence, the
said and the unsaid (Stone et al. 2012); this is also true for
studies in the reconstructing of memory, which reached its
greatest visibility (and notoriety) in the 1990s. Whereas in
psychoanalysis the agent of repression is the unconscious
(both singular and collective, though to different effect), recent
research in cognitive and neurobiological science finds the
suppressing or controlling of unwanted memories to be the
product of brain systems similar to the mechanisms that stop
reflexive motor responses (Anderson and Levy 2009). In
studies that seek to bridge psychology—which is method-
logyically individually based and functional in its
perspective—and the disciplines more generally focused on
groups, whether they are nations, tribes, generations, or other
units, an important connection is psychology’s recent
affirmation that individuals are embedded in complex social
networks. Memory, according to neuroscientists, has an
epidemiological dimension in the sense of social contagion,
which is now exacerbated by social media. Whether mnemonic
formations are primarily biological or social in origin,
psychology is not interested in the individual qua individual,
but in general or universal principles or features that can be
extracted. In other words, just because the locus is the
individual doesn’t mean that the investment is in the subject or
subjectivity.
Despite this fundamental difference between the
various disciplinary approaches that, nevertheless, needed to
be mentioned, what steers much of this work back to literary
and cultural perspectives on memory and translation of
psychic phenomena is the centrality accorded to narrative and
identity.
In this respect, Aleida Assmann’s (2015) recent
reflections on the working of cultural memory merits mention.
Assmann comments not only on neuroscience’s and media
studies’ shared “basis in the constructivist hypothesis that
events and experiences have no ontological status but are made
and remade over and over again” (Assmann 2015, 42), as
Lotman and Uspensky (1978) have also said. Her work is also
relevant because of her perspective on cultural memory as a
domain that must engage with the role of affects—both
individual and collective, along with their intertwining—
within a diachronic and transgenerational analytical gaze.
What does her “model” suggest? Arguably, a sort of
rearticulation of the very notion of postmemory, with the
added insights of a constructivist point of view. The latter
emphasizes the synchronic and embedded quality of a memory
fabricated according to actual needs and demands in the
present, calls for approaches that focus on the affective
dimension of memory in a long-term diachronic perspective,
both at the individual and at the collective transgenerational
transmission levels.
It is probably in this very rearticulation of the
relationship between cultural memory and postmemory that
processes of translation and rewriting of memories are not only
significant because they create an “afterlife of repeated
transformations, but also a prehistory”: what is at stake are the
ways in which “memory traces interact with previous
experiences and cultural patterns; how both of these provide
templates that gain a steering function within our mental
cosmos” (Assmann 2015, 43).
Resonance is thus a form of “stimulating and
strengthening the affective charge in the process of remem-
bering” (44), where
[t]he concept of resonance implies the interaction of two separate entities,
one located in the foreground, one in the background. In this case, the
element in the foreground does not cover up or elide what exists in the
background; on the contrary, the element in the foreground triggers the
background and fuses with it. We may also speak of a cooperation, in which
the background element nonconconsciously or unconsciously guides, forms,
shapes the foreground element. My emphasis here is on the hidden
correspondence and the tacit agreement between a surface stimulus and its
response on a deeper and nonconscious level, which can enlarge our
understanding of the nonconscious but not necessarily unconscious, let
alone occult, dynamics of memory. (Assmann 2015, 45)
Resonance and a prehistory of memories can be found
in the ways in which translation processes, when dealing with
the past, are forms of cooperation between background and
foreground that might differ, involving both temporalization
and spatialization strategies, as our essays and interviews
amply demonstrate. As the interview with James Young that
we present online (http://translation.fusp.it) amply suggests,
ongoing interest in the link between language and landscape,
memorial sites, ruins, and layered translations points to the
manifold ways that translation is instrumentalized for different
memorializing ends, whether they be in the service of creation,
reclamation, or effacement of a memory or former version
(one’s own or another’s). Arguably, every act of translation
displaces a previous one; sometimes, they continue to coexist,
even if one of the languages or versions is in the ascendant or
dominant position. Translation works in two directions, toward
both remembrance/reification and oblivion, along a continuum
which is, of course, subject to change over time. Although, for
example, we witness the erasing and mistranslating of place
names in Brian Friel’s (1981) famous play Translations—in
which in 1883 British surveyors are redrawing the map, that is,
converting Gaelic names to English ones—in 1922 both Irish
and English were made the official languages of the Republic
of Ireland and Northern Ireland. Linguistic appropriation is the
primary form of displacement of the other; linguistic
imperialism in this form has been one of the great weapons of
choice in history. It is important to note, however, that
translation involves reaction and resistance, as well as
aggression and enactment. Isabelle Jenin’s essay in our volume
addresses the replacement of place names in Leslie Marmon
Silko’s novel Ceremony, in which the original Indian names
for the American landscape are changed to English and
Spanish ones. The text, she argues, shows that the “translated”
landscape is in some way fundamentally untranslatable, that
the Laguna Pueblo spirits that haunt the European settlers’
imprint are exercising their own dominion, keeping their
names alive.
Toponymy isn’t inherently political, but the history
and meaning of place names are dramatically associated with
changes of regime, occupation, settlement, and linguistic/
cultural imperialism in general; acts of translation—
renaming—are complicit with memorializing and monument-
alizing efforts that represent symbolic as well as economic
capital investments. They shape, even distort, cultural memory
and identity by ensuring certain legacies while effacing,
sometimes even burying others.
4. Traces of translatability and untranslatability
The working of memory and translation as a kind of urban
archaeology has recently been reclaimed and further developed
by Sherry Simon (2012). Simon’s overarching project deals
with those urban spaces that are divided and polyglot, such as
Nicosia, Trieste, and Montreal, addressing translation studies
in relation to its growing engagement with those cultural,
economic, and political disparities and variations that act on
each process of “mediation”. According to Simon, “[s]uch an
enlarged understanding of translation includes acts of
mediation which are not language transfers in the conventional
sense, but are more broadly practices of writing that take place
at the crossroads” (8), and “[t]ranslation is a useful and often
neglected entry point into questions of diversity and
accommodation, identity and community, and the kinds of
durable links that can be established across histories and
memories” (156).
Processes of translation are capable of mobilizing and
circulating divergent, indeed conflictual, memories. Therefore,
if translation can be thought of as an act that contributes to
redefining not only cultural spaces, but also the very spaces
where citizenship is identified, it becomes something more
than the acknowledgement and the expression of differences.
It is also in this sense that translation become a mode, a
dispositif in the Foucauldian employment of the term, thanks
to which what has passed away, what is apparently past,
disappeared, removed, and suppressed, overtakes and exceeds
its own predetermined destiny through a rebirth in other
contexts, in other times and places, with renewed images.
At the same time, the very nature of a dispositif might
direct us to reflect again on the status and condition of
translatability and untranslatability, whereby speaking of
untranslatability does not mean to deny the potentiality of any
translation; on the contrary, it means accepting, and always
interrogating translation as an actual transformation and
interpretation of the memory of cultures or, better yet, of the
cultures of memories, their resilience and their resonances.
It means continually interrogating the discontinuities
and heterogeneities inhabiting every memory construction and
tracing of borders, in regards to which we should always
exercise not only the work of comparison but, as Marianne
Hirsch expresses in her interview in this volume, an effort to
imagine new possible political connections and affiliations,
new ways of mobilizing memories and their visual, verbal, and
performative translations.
For Simon, it is undeniable that in every context in
which there is a strong awareness of the border—of different
languages coexisting, along with competing and often
conflicting memories—the suspicion of the “other language”
prevails, the other language here acquiring another kind of
“untranslatability” entailing any deviation from one’s own, or
any inclusion of the translated histories and stories of those
living across the material or symbolic border that separates
them from us. Both acts of inclusion and exclusion are charged
with deep ideological valence: how can we translate what we
do not want to translate? Most times, the enemy is the one
whose story we do not want to hear; that we do not want to
recognize and actually translate, since we might understand it,
thus allowing the other’s memory possibly to haunt us.
However, as Simon says, cities crossed by linguistic borders—
more Trieste and Montreal (to mention her examples) than
Jerusalem, or Cape Town (to mention other examples)—are
places in which translation can become a very powerful tool,
first by bringing along in its very practice the social force of
distancing. That is in the confirmation of alterity in the
emphasis on social and cultural differences, in the recognition
and yielding to religious and national belonging. Second, by
calling on the force of furthering, that is, in the creation of new
links and bonds through deviant and excessive forms of cross-
over: interferences, self-translation, rewriting, transmigration,
and countermemorialization. The practice of furthering does
not entail a presupposition of sameness; on the contrary, it
presumes the integration of memories in conflict or, rather, of
their relocation within their own cultural and historical
contexts. But is this really possible?
5. Trauma and translation
Many of the essays we present here reflect on the practice of
translation as a means of managing not only internal borders
and conflicting memories. At the same time they address the
challenges any translator faces when converting traumatic
memories into diverse contexts and spaces with different or
competing Histories, whether of the Shoah, the Native
American, or the Armenian genocide.
It is risky to enter here into a multifaceted debate that
some may regard as already “old,” or over-utilized as a trope.
However, some of the most significant contemporary
“thinking [about] trauma’s future” (Rothberg 2014, xii)
includes voices that try to understand the ways in which the
category of trauma as an interpretive model might still have an
impact on our experience of temporality and its structure. One
option is to look at trauma along with its implicated concept of
belatedness (Freud’s idea of Nachträglichkeit) This suggests
reading trauma not in and for itself, but for its possible
representations—verbal, visual, spatial—for when it tries to
express a structure of feeling for a (no longer unclaimed)
experience; it also implies looking at the coming together of
different times, whereby the category of trauma does not point
to the disruptive nature of experienced time, but to how we
write about it, translate it. These are the complexities of
belatedness weaving into the writing, or the (re)calling and the
repealing, of past experiences within which trauma is made
manifest: questions of narrative and time that are inseparable
from ethical and political questions.
A further level of confrontation between “new” trauma
theory and translation studies emerges once it has become
almost unavoidable for any discourse on trauma to travel
elsewhere, geographically and geoculturally, to go beyond a
Eurocentric and monocultural orientation, to move to another
affect-world, in order to better apprehend its impact (Rothberg
2014); to test its future-tense and its slow violence (Kaplan
2015). In so doing, a paradigm in which translation and trauma
meet might also start to answer different questions: how do
states colonize a disruptive temporality into sovereign
chronologies, and how do they translate them; or how is the
changing biopolitical horizon in which trauma is both
produced and policed affecting its very experience—an
example of which is when what is produced and policed
regards different people, different places, refugees and exiles;
different bodies?
There is no doubt that the contemporary technological
versions of subjectivity and identity have moved the idea of
trauma through many translations and transmutations. We
must contemplate the cultural and historical specificity of the
concepts and categories of trauma, thanks to its translations, as
Michael Rothberg reminds us: “The category of trauma ought
to trouble the historicist gesture of much contemporary
criticism as well as its concomitant notions of history and
culture” (Rothberg 2014, xv). As much as the category of
trauma might enable the political, cultural, and social impact
of translation, it involves the dislocation of subjects, histories,
and cultures. And even though there could be multiple forms
of dislocation, deriving from “punctual” events (a massacre,
for example) or from systemic violence or transhistorical
structural trauma (LaCapra 2001), there is continuity,
nonetheless. The task of “theory” is to find it, to look for
connections, overlaps, similitude, and translation across the
cultural and historical contexts under scrutiny. We discern
connections and similarities in the current climate of History
and its forms of violence involving different scales of
temporality and modes of subjectivity; these are pertinent to
both in trauma and in translation studies, but they have
probably not, thus far, been addressed sufficiently.
In sum, the challenge seems to be how to critically
engage with classical trauma theory’s dominant paradigm by
rethinking and rewriting how to connect events of extreme
violence, disjunctive structures of subjective and collective
experience, and discursive and aesthetic forms of rewriting and
translation.
6. Media transmediality and the archive
Yet another question comes to mind: what is specific to the
concept and practices of translation when the current
mobilizing of memory results in new and different
representations of form and content, which are transformed by
what is being called a post-roadcast era (Hoskins 2011)?
What does it mean today to move from the unknown to the
known, to render something from the past familiar, within the
ever-changing forms and formations of contemporary
mediascapes and memoryscapes, or else to accept their untrans-
latability?
In order to answer these questions in their intertwining
with memory, one could engage in dialogue with Media-
Specific Analysis, which deals mainly with contemporary
examples of how a literary genre, as Hayles states, “mutates
and transforms when it is instantiated in different media [. . .]
MSA insists that texts must always be embodied to exist in the
world. The materiality of these embodiments interacts
dynamically with linguistic, rhetorical, and literary practice to
create the effects we call ‘literature’” (Hayles 2014, 21).
Or, also, it could confront itself with a more
sociologically oriented tendency that maintains that media
“functions” have been unhooked from both the tools and the
objects with which they have been traditionally associated. To
give the most common example, what we once normally
thought of as television has now gone beyond the television set
itself, its content released from its “container,” from its
specific embodiment, its own materiality. In other words, what
used to be defined as a media product—even what is labeled as
“literature”—is now a transmedia set of translated events and
practices of consumption: programs are seen through
streaming or downloaded from the Internet in different
countries, fandom providing almost instantaneous subtitles;
books and their characters cannot be launched without a
YouTube trailer that immediately receives global comments;
programs have websites and Facebook pages, their actors
living many other lives as characters of a proliferation of
narratives produced and archived in fan fiction websites from
all over the world, where they become adaptations and local
versions of the “original,” of a matrix that is changed through
on-going transmedia storytelling (Demaria 2014).
What we have briefly described here is now almost a
cliché in Media Studies; it is part of a phenomenon that has
been called, and from then on overtly quoted as, a convergent
and participative culture, of media spreadability (Jenkins,
Green, Ford 2013) that endlessly rewrites the return of history
and memory through prosthetic tools (Landsberg 2004). The
narrative complexity on one hand and the transmedia
overflows exemplified by fanfic websites on the other
supposedly constitute the evidence of a participatory and
spectator-centered culture of prosumers, of a diffuse audience
whose agency has helped to blur the boundaries between an
original “text” (such as, for example, a TV series) and its
transformations and local translations (how the characters and
their stories are transformed and reimagined, and their format
readapted in different countries).
Hence, we still need a reflection on a language of the
text that does not exclude the “materiality” of the screen or the
computer, as well as the effects of the notion that content
outside its containers might induce the very thinking of new
forms of translation. The different media and screens
implicated in all studies of contemporary digital transmu-
tations, their specificity but also their syncreticity—that is, the
simultaneous presence of different languages and their
particular intertwining effects and affects (verbal, visual,
textual, aural)—can allow us to reflect on the peculiar ways in
which content might migrate from one digital space to another.
Moreover, different—or else very similar—stories might be
told. What might be at stake are the main transformations
undergone by narrative imaginations (Montani 2010)—from a
mimetic account of time (as in epic or ancient theatre), to a
more productive projection, first helped by the narrative
configurations allowed by the novel and cinema, and currently
by contemporary media narratives—remediations and
translations of all previous forms and genres (the novel,
cinema, TV, and so on) and of the memory of all the antique
images (Pathosformeln), languages, and cultures they involve.
What is the role of translation in those processes of
selection and management of what becomes part of an archive
as a set of rules and criteria, as a collection, as a process of
distribution and delivery of memory?
This problem involves a critical reading of those
technologies of memory that are supported by different politics
of digital archives, whereby one faces the double and
ambivalent dimension of archive as origin and archive as law,
of the authority and authorship of the archive. It is the case, to
quote but one example, of the recent transfer of CIA and other
former classified verbal, visual, and audiovisual documents
dealing with the US involvement with the Pinochet dictatorship
to the Museo de la Memoria y los Derechos Humanos in
Santiago de Chile.5 These political documents rest on a
techno-ethical paradox: between providing free access to
memory as a civil or human right and the opacity of a history
preserved as a trace of and a testimony to its very secrecy.
More generally speaking, when translation meets the archive,
it encounters its possible displacements and various
transnational administrations of memory (NGOs, humanitarian
agencies that demand to speak and designate, to classify and
preserve documents in the name of other people’s memories).
Hence, how can one analyze such performative acts, this
verbal and visual documentality? This refers to the exercises of
power that affect subjective and collective investments, the
comprehensive power of knowledge-production in relation to
the rights and meanings of contemporary archives.
5 For more on this project led by Cristián Gomez-Moya on the archive and human rights, see
http://hemisphericinstitute.org/hemi/en/e-misferica-91/gomezmoya#sthash.g0wBGq8a.dpuf;
and http://www.wordsinspace.net/lib-arch-data/2013-fall/?ai1ec_event=declassifying-the-
archive-declassification-documentation-human-rights&instance_id. Accessed July 1, 2016.
In conclusion
The articles that make up this issue of translation: an
interdisciplinary journal offer indeed a range of meditations
on an intriguing set of case studies that bring new perspectives
on many of the topics we have raised. Each elaborates, in its
own fashion, on the author’s respective engagement with the
act of translation and transmission as an act that opens up
memory’s archive and its various resonances.
Instead of individually summarizing the contents of
our volume’s contributors’ articles, we have chosen to
continue weaving our shared considerations by incorporating
some of their principal insights as an ongoing discussion and
highlighting the questions they have provoked us into posing.
The essays are bookended by interviews with Marianne Hirsch
and James Young, respectively. Their impact on this most
consequential field of study, as it engages history, architecture,
literature, and art, has been extraordinary. Indeed, the field of
Memory Studies as such would not exist without their
definitive, groundbreaking work. One regards the role of
memory when the author is both a translator and a critic of
translational processes, as in Adams Bodomo’s essay, in which
we find the author’s own poems that he himself translates, and
Bernard McGuirk’s article, where he meditates on his own
translation both of Haroldo De Campos’s poems and of
Brazilian protest songs. Here we find the challenge posed by
the echoes, influences, hybridities, and intertexts of
contemporary transculturations, whereby the task of the
translator involves not abandoning but suspending certain
spontaneous choices of literal translation in favor of
interaction and indeed transaction. Moreover, underlying all
the works, the role translation plays in changing—and even in
radically transforming—local, national, and global memories
emerges in all its effects, as in the case of the Armenian
genocide thanks to the many translations and the cinematic
version of Antonia Arslan’s 2007 novel Skylark Farm, which
Sona Haroutyunian analyzes, focusing on the relationship
between the historical event and its various kinds of
representations.
Along with these questions, what is put under scrutiny
is both the role of the writer as the translator of a fading oral
memory (as in Bodomo’s, Jenin’s, and McGuirk’s articles) and
of the translator as a witness or a second-degree witness
(Deane-Cox); coming into contact with—and sometimes be-
traying—the memory of the texts and the memory the texts
sought to convey. Or else preserving memory by transforming
it into a new genre, a new type of storytelling, as Isabelle Jenin
shows us in her analysis of Silko’s novel.
These questions are raised and further problematized in
Brownlie’s article, where she addresses the ways in which two
autobiographical stories by Katherine Mansfield—“Prelude”
and “At the Bay”—reflect in style and structure the processes
of autobiographical memory. They are also articulated in
David Amezcua Gomez’s study of Muñoz Molina’s novel
Sefarad, in which he traces how in multidirectional memory
(of the Spanish Civil War, World War II, and post-Civil War
Spain) “empathetic connections” are translated into
monumental fiction. Or yet into monuments tout court, as
James Young here (see infra) discusses with Bella Brodzki and
Siri Nergaard, pointing to how, in order to understand
traumatic memories and their translations, topography,
literature, diaries, ruins all collapse into a fragmented yet
resonant text, of which one element cannot be read without the
other.
The problem of accountability and responsibility
remains paramount: how much do we really want to translate?
And how much can we translate when it comes to postmemories
of the Holocaust? Language issues and questions emerging from
the translation of first and second generation testimonies are at
the core of memory studies, as both Young and Hirsch comment
in their interviews, referring both to their own work, and to the
influence that a graphic novel such as Art Spieglman’s Mauss
and a documentary such as Claude Lanzmann’s Shoah had on
their own thinking. Moreover: what to give to, or for, the
“other”? How is the other constructed as such? How is the other
interchangeable with oneself under diasporic conditions; is it a
fluid category or status? How is nostalgia translated across these
different contexts?
Here we go back to the very ambivalent notion of who
is a witness in translation and to what she is a witness of, and
for whom, given the complexities of postmemory, and the
consequences of legacy and identification that this category
invokes (see the interview, infra), since processes of trans-
mission and forms of aesthetic affiliation are both modes of
translation.
What emerges from all the contributions is that public,
cultural, and national memories (with all the due distinctions)
are rewritten every day no matter how previous institutionalized
versions have prevailed. The construction of homogeneous
cultural and national memories takes place notwithstanding their
potential translations, ruins, and ghosts; yet, new translations
can affect and determine different politics of memory, changing
their archival prospects.
What keeps translation itself alive is the tension between
self-referentiality and extrareferentiality; it is simultaneously an
open and a closed system. There are countless examples
throughout history of the dialectic between preservation and
destruction (through neglect as well as abuse), and, as a result,
of active struggles for restoration of sites of memory, however
contested their value. But memory, given that it projects both
forward and backward, provides residual rewards for those who
desire the new. For this volume’s editors and contributors, the
question of how we translate translation—as a carrying over
and a covering over of the past—is the means by which, the
gesture towards which, we name and rename until infinity.
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is Professor of Comparative Literature at Sarah Lawrence College. She
teaches courses in autobiography; modern and contemporary fiction; literary and cultural
theory; and translation studies. Her articles and essays on the critical intersections with and
impact of translation on other fields and disciplines have appeared in a range of publications,
most recently in the collection, Translating Women, edited by Luise von Flotow (2011). She
is the coeditor of Life/Lines: Theorizing Women's Autobiography (1989) and author of Can
These Bones Live?: Translation, Survival, and Cultural Memory (2007). Her current project is
coediting a special volume of Comparative Literature Studies entitled Trials of Trauma.
is Associate Professor of Semiotics at the University of Bologna (Italy),
where she teaches Semiotics of Media and Semiotics of Conflict. She has worked on
gender and translation and, in the past ten years, on collective and cultural memories and
their visual, trans-media, performative and artistic representations, focusing recently on
traumatic memories of postdictatorship in Argentina and Chile, along the way they intersect
with questions regarding biological identity and documentality.
| Unimi Open Journals |
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] | Abstract: This paper proposes a theoretical and methodological strategy
for reconceptualizing African literature in the twenty-first century.
Twentieth-century African literature was characterized by colonial
concepts through which literature in indigenous African languages was
largely neglected while literature in colonial languages was promoted
with problematic notions such as “Anglophone African literature,”
“Francophone African literature,” and “Lusophone African literature.”
African literature needs to be reconceptualized as Afriphone literature,
where the notion of African literature must prototypically subsume
literature in languages indigenous to Africa. African literature must be
reconceptualized first and foremost as African language literature. Many
scholars interested in the documentation and revitalization of African
languages and cultures, which constitute attempts to preserve the
collective memory of these African traditional knowledge systems, are
largely in agreement with this, but how to go about doing Afriphone
literature remains a research challenge. This paper proposes an approach
to addressing the problem based on the theoretical and methodological
notion of parallel text.
1. Introduction
The Ivorian writer Ahmadou Kourouma, author of the novel Les
Soleils des indépendances (1968), has invented the term
“diplosie” (Kourouma 1991) to express what he considers to be the
reality that the vast majority of African writers presumably think
in one language and express themselves (speak, enchant, or write)
in another. It is indeed true that many African writers of the
twentieth century and earlier did speak their native African
languages on the one hand and then wrote many of their works in
the former colonial language of their countries, including English,
French, or Portuguese, on the other hand. It is also true, however,
that while this has continued into the twenty-first Century more
and more writers, conscious of the need to document their
traditional verbal art and other collective cultural memories of
their societies, are beginning to “translate” their own work.
This exercise is what I call parallel text practice or
parallel-texting. More and more African writers have resolved
that the only major way forward to produce literature in African
languages and thus preserve these languages, big and small, is for
Western-educated writers who still speak their African languages
to write parallel texts—that is, produce the same texts that they
wrote in English, French, or Portuguese in their African language
following the theme, genre, and style of the original as much as
possible but not necessarily a word for word translation. Of
course, more importantly, they should write first in the African
language and then translate into English or other languages, but
irrespective of which language the original text is in it has the
same effect of producing literature in African languages and
making it available for a wider readership because the practice of
parallel texts means that the two or more texts must be published
concurrently and contiguously—that is, side by side.
Parallel text practice as described here is part of a
comprehensive agenda by myself (Bodomo 2013, 2014a, 2014b)
and a group of academics dedicated to the promotion of African
language literature, as part of the general program of
documenting the languages and cultures of Africa to
reconceptualize African literature and general humanities in the
twenty-first century.
One of the earliest African writers to set the agenda for
producing literature in African languages is the Kenyan writer,
Ngugi wa Thiong’o. Ngugi started his writing career by writing
in English but then later realized that the best, and indeed most
natural, way to promote African literature is through writing in
African languages, so he started writing in Kikuyu and Swahili
and translating many of his works into English, especially with
works such as Caitani Matharabaini (translated as Devil on the
Cross). Indeed, Ngugi at some point did not recognize as African
literature any literature that was not produced in indigenous
African languages, preferring to call literature in European
languages written by Africans Afro-European literature, and
decried the constant “Europhonism” of African writers (Ngugi
1986, 2009). The following excerpt from his seminal work of
literary criticism, Decolonizing the Mind (1986), captures this
thinking:
What is the difference between a politician who says Africa cannot do without
imperialism and the writer who says Africa cannot do without European
languages? While we were haranguing enemies in European tongues,
imperialists have continued to spout their lies in our native tongues (such as
translating the Bible into all African languages...). So, we’re losing the battle
because we haven’t been fighting. And the literature that’s been created
should be called Afro-European, not African. (Ngugi 1986, 26)
From this angle, then, it does not make sense to Ngugi
and many African writers who push for an African language
literature agenda to describe African literature in seemingly
obsolete, contradictory terms such as “Anglophone African
literature,” “Francophone African literature,” or “Lusophone
African literature,” terms whose definitions we will have to
reconsider in the “Discussion” section of this essay.
Of course, other African writers had and still have a very
different position from that of Ngugi and other campaigners for
an African language literature agenda. They often give reasons
for why we must not worry about writing in African languages
and why we must continue to write in European languages. Some
of these include the fact that not all African languages have a
script, and that the market share for a writer of African literature
in African languages would be insignificant. They also point to
the fact that European languages continue to be official languages
in African countries where they serve as a lingua franca to
speakers who speak a diverse set of languages, so writing in
English, French, or Portuguese would be a way of developing a
certain kind of “national” literature.
The late Chinua Achebe, one of Nigeria’s and Africa’s
most renowned novelists, belongs to this group and, in a long
polemical argumentation with Ngugi, expressed many of his
counterpoints to Ngugi in his seminal “Politics and Politicians of
Language in African Literature” (Achebe 1989).
Defending why he writes in English in terms of its
serving as a unifying “national” language, he states the following:
I write in English. English is a world language. But I do not write in English
because it is a world language. My romance with the world is subsidiary to my
involvement with Nigeria and Africa. Nigeria is a reality which I could not
ignore. (Achebe 1989, 100)
Ngugi, however, points to the glaring “abnormality” of arguing
for writing African literature in European languages in the
following telling statement:
The very fact that what common sense dictates in the literary practice of other
cultures [to write in your own spoken language] is being questioned in an
African writer is a measure of how far imperialism has distorted the view of
African realities. It has turned reality upside down: the abnormal is viewed as
normal and the normal is viewed as abnormal. Africa actually enriches
Europe: but Africa is made to believe that it needs Europe to rescue it from
poverty. Africa’s natural and human resources continue to develop Europe and
America: but Africa is made to feel grateful for aid from the same quarters that
still sit on the back of the continent. Africa even produces intellectuals who
now rationalise this upside-down way of looking at Africa. (Ngugi 1986, 28)
The foregoing shows that there is clearly a great debate going on
within African literature about which language/s is/are best suited
for African literature. It is of course not simply an “either–or”
scenario, and it is indeed possible to write in both African
languages and in European languages.
In this essay, I propose how we can write in African
languages and still not lose the visibility that is implicit in many
of the arguments against the use of African languages. In section
2, I define and sketch the idea of parallel texts as a theoretical
methodology for doing African language literature which
involves actually having parallel texts in African languages and in
European or other languages of wider communication. The theory
subsumes the following definition of African literature:
African literature is any form of artistic creation produced in the medium of
African languages, first and foremost, or any other natural language (written,
spoken, or enchanted) by an artist or group of artists with substantial enough
experiences of the landscape of the continental landmass of Africa and its
associated islands, along with diasporic exportations of the cultures of this
continental landmass. (Bodomo 2013, 2014a, 2014b)
This definition,1 as can be seen, emphasizes the import-
ance of African languages without necessarily excluding a role
played by other natural languages, and the literature can be
written, spoken or even enchanted as done in libation pouring
practices in West Africa. The authors do not have to be African,
but must have enough substantial experiences of Africa to be able
to express its cultures, both as seen on the continent itself and
also in its diaspora communities.
In section 3, I use two of my poems written in both
Dagaare—my mother tongue, a language spoken by some two
million people who live in northwestern Ghana and adjacent parts
of Burkina Faso and Ivory Coast—and in English. The two are
poems about important events in recent African history that might
continue to be in the collective memory of many Africans for a
long time: the death of Nelson Mandela in December 2013 and
the kidnapping of about three hundred schoolgirls by Boko
Haram militants in northeastern Nigeria in April 2014. Section 4
contains a brief discussion of the consequences of such an
approach that involves the redefinition of a number of issues in
African literature and the renaming of African language literature
as Afriphone literature, along with a relation of this discussion to
a society’s collective memory, while section 5 concludes the
essay with a recap of the major points, and points to how we
might sustain the agenda for Afriphone literature in the future.
1 Other ways of defining African literature include cataloguing the major themes and stylistic
devices that recur in texts by African writers (magic, witchcraft, proverbs, etc). Ayuk (2014) is
an example of such an approach.
1. Parallel texts: theory and methodology
A parallel text, as used here, is a set of texts in which written (or
even spoken and sung) literary expressions in two or more
languages are mediated in the form of translation at various
levels, including the graphemic, the morphological, the syntactic,
the phonological, and certainly the semantic. In effect, the end
result of the translation at one or more of these levels is a set of
texts existing side by side for ease of cognitive processing by the
recipient.
A theory of parallel texts is postulated as follows: in a
bilingual and biliterate (or multilingual and multiliterate)
environment, for more effective and optimal knowledge and
information dissemination, language users should produce
contiguous texts in at least two of the languages within the
bilingual and biliterate environment.
The raison d’être for translation is in the fact that
multilingualism within a speech community doesn’t necessarily
guarantee that all individuals within a community will be
polyglottic. There is often a rather intricate distinction between
plurality of language at the community level and plurality of
language at the individual level. An individual who has lived all
her life in a rural area and speaks only one language fluently who
now arrives to live in a city where many languages are spoken
may be called a monoglot in a multilingual community; on the
other hand a person born in a multilingual city and most likely
speaking many languages who now gets posted as a civil servant
to a rural area where only one language is spoken would be a
polyglot functioning within a monolingual community.
Theoretically then, since multilingualism is not
synonymous with polyglottism, in a multilingual environment
where one might have some monoglots, parallel texts as a form of
translation are justified if we want to achieve optimal knowledge
acquisition and information dissemination within the community.
The concept of parallel texts is both a theory and a
methodology in the sense that, theoretically, it mediates any
dissonance that exists between the number of languages at the
community level and the number of languages within individuals;
parallel texts mediate and try to resolve the discords between
multilingualism and polyglottism, between “lingualism” and
“glottism.” Methodologically, it gives writers an opportunity to
optimally express themselves by “placing” oral or written texts
side by side within a given context, so simultaneous translation or
interpretation is a parallel text, and poems written on the same
theme and style and placed side by side constitute a parallel text,
as I will illustrate in the next section.
2. An illustration with two poems
Two important events that attracted much of Africa’s and the
world’s attention and are now arguably part of our global
collective memory occurred in December 2013 and April 2014—
only about four months apart. The first involved the death of the
legendary South African freedom fighter, Nelson Mandela, which
occurred on December 5, 2013. The other event involved the
capture of almost three hundred schoolgirls in the town of Chibok
in northeastern Nigeria, where Islamic militants calling
themselves Boko Haram are fighting for a separate polity.
I captured each of these events in the form of a parallel
text, first writing in my mother tongue, Dagaare, spoken in Ghana
as mentioned above, and in English. So each of these two poems
about important African events are parallel-texted in Dagaare and
English—and here parallel-texting actually means producing
them side by side. A piece of work written and published in a
volume and later written and published in another volume is not a
parallel text, it is simply a (delayed) translation. Pairs of text
about the same topic and genre qualify as parallel texts only if
they exist side by side, on the same page or on contiguous pages.
With this background clarification, I now present the two
parallel texts, beginning first with the “Mandela” poem to be
followed by the “Chibok girls” poem:
MANDɛLA GAA LA DAPARE
N bakori mine woi Friends
N mabiiri woi Children of one Mother
Zenɛ Dizemba beraanuu Today December 5
bebiri News coming in bodes not
Te yelpaala na ba taa nimiri well
N gaa la BBC I flipped unto BBC
Ka N noɔre maa fɛlɛlɛ And the news was tasteless
A gaa CNN Clicked unto CNN
Ka N polaa teɛ kpelele And my heart pumped
A yuo CCTV ka a ne a zu CCTV was not any different
A gaa GBC ka a le ang deɛ And GBC confirmed it all:
la Grandfather, ancestor
Ka te saakoma Mandɛla Mandela
Deɛ ba la be a tengɛ nyɛ zu Is no longer with us on
Earth
Te GANDAA Mandɛla na It is our HERO Mandela!
la! There he goes as always!
O paa yaa deɛ wa yie la! Majestically, in his
Dagakparoo, Gangalang! dagakparoo!
Kurilane, Sangsalang! Gallantly, in his kurilane!
A zɛle tammo ne logiri Bow, army of arrows in tow
A te kulo o yiri He is on his way home
A kyaare sapare Facing East
A te gɛrɛ Dapare On the ultimate journey to
Dapare
CHIBOK MAMINE HAPPY MOTHER’S
DAY WHISPERS FROM
BOKO HARAM
Yɛ Mamine Bebiri Yaane! A year ago
Deyang: 300 sweet little voices said
to you:
A yɛ pɔgsarebilii kɔɔre ata Mom, mama, mma,
Da wa age mare yɛ la Happy Mother's Day!
A vare poɔre yɛ You saw them smile, cry
A yeli ko yɛ: tears of love
Plastering you with ever so
Mma, ne fo Mamine Bebiri gentle hugs of gratitude
Yaane! In Nico Mbargan language:
N puori fo la yaga “Sweet Mother, I no go
Ne fo nang wong tuo forget you,
Kaa ma ka N baa I no go forget this suffer
Kyɛ zenɛ wey you suffer for me”
A yɛ pɔgsarebilii kɔɔre ata Today
nyɛ 300 sweet little voices are
quietened, you may think
Yɛ deɛ ba la wong ba yɛlɛ But listen, listen carefully
Togitogitogi To the gentle caressing
A mang boɔle ka winds of Chibok
Ligiligiligi To the chirping little birds
over the hills of Maiduguri
Yɛ na teɛre ka ba wa yele
yeli zaa To the hissing sonics of the
praying mantis up on the
Kyɛ yɛ kyɛlle, a kyɛlle Jos plateau
velaa
Kyɛlle a Chibok saseɛ nang And you will hear 300
fuuro lɛ sweet little voices
Kyɛlle a Maidugri nuuli From Boko Haram
nang kono lɛ dungeons
Kyɛlle a Jos tangazu
salingsobo nang voorɔ lɛ
Yɛ na wong la a yɛ Obstinately whispering to
pɔgsarebilii kɔɔre ata kanga you:
na zaa Mom, mama, Mma,
Happy Mother’s Day!
Boko Haram nang pɔge
bare (Vienna, May 2014)
Kyɛ ka ba nang sɔgle yele:
Mma, Ne fo Mamine Bebiri
Yaane!
(Veɛna, Mee 2014)
In the “Mandela” poem, after hearing breaking news on most of
the news media of the world, we are imagining how Mandela,
our newly minted ancestor, is preparing for the journey to
Dapare—the mythical homeland of all departed spirits, of our
ancestors—like all men, all warriors in our Dagaare culture, he
would have had to wear the smock, our war uniform, arm
himself with bows and arrows, face East, and walk away
majestically. . .
The smock is not only the traditional dress of the
Dagaaba, the people who speak Dagaare, it is also a warrior
dress etymologically, and is thus appropriate for a man like
Mandela who has been a warrior all his life. Indeed, when
Kwame Nkrumah, the first President of Ghana, was declaring
the independence of Ghana on March 6, 1957, after a long
struggle, he and his lieutenants wore the smock as a dress for
the victorious warriors they were. The bow and arrow are
further symbols for a great warrior but also meant to help him
protect himself as he goes home, and even to hunt for some
game if he so desires. As for the symbolism of facing East in
Dagaare culture, it expresses the idea that a good man, a good
farmer must always rise early in the morning, and make sure he
goes before sunrise to the farm. Women in the culture are
metaphorically facing West since they stay at home and must
particularly check that by sunset they prepare food for the man
who comes back home from the farm, from the hunting
grounds, or from the war front after a hard day’s job in the
wilderness.
The “Chibok girls” poem is imagining how the mothers
of these girls would have enjoyed their company on Mothers’
Day and other days when they stayed close together and enjoyed
each other’s company. It then imagines how it would be without
them when the next Mothers’ Day comes around and they
would be without these children.
The poem, which may be termed a “telepathic poem,” then
evokes instances in which the girls may be communicating with
their mothers through the medium of the birds, the winds, and
the singing insects in the vicinity of the Jos plateau, the most
important landmark in that region of Nigeria.
3. Discussion
What are some of the consequences for an agenda of parallel
texts for the promotion of African literature, and how might we
relate the need to produce literary works in African languages to
the issue of a society’s collective memory?
Reconceptualizations. First, a number of recon-
ceptualizations have to take place to put things in perspective as
a consequence of this agenda. We agree with Ngugi that the
“normal” for African literature should be African language
literature. We reconceptualize that here as Afriphone literature,
and claim in this paper and in previous work (Bodomo 2013,
2014a, 2014b) that the most prototypical form of African
literature is Afriphone literature.
This does not in any way exclude the use of European
languages in African literature, but those cannot be the norm.
Indeed, terms like Anglophone African literature, Francophone
African literature, and Lusophone African literature are
obsolete, twentieth-century colonial notions about African
literature. Rather, we reconceptualize that Anglophone African
literature as used in the twentieth century is literature that was
written about Africa in English. It is essentially English
literature about Africa. The new conceptualization of
Anglophone African literature is one of translated literature. A
piece of work is, first and foremost, considered Anglophone
African literature if it was first written in an African language
and then translated into English. Any piece of work that was
first written in English about Africa (whether or not by an
African) is English literature about Africa. However, if a piece
of work is written in English and translated into an African
language, that translated version is African literature.
In the same vein, Francophone African literature as used
in the twentieth century meant literature that was written in
French about Africa. But we shall not refer to it like that now—
we shall refer to it as French literature about Africa (whether or
not written by an African). In the twenty-first century, the
reconceptualization of Francophone African literature is
literature that was first written in an African language and then
translated into French. If a piece of work is written in French
about Africa and translated into an African language, that piece
of work qualifies as African literature.
Finally, Lusophone African literature in the twentieth
century meant literature written in Portuguese about Africa.
However, in the twenty-first century, where there is a robust
agenda for the promotion of Afriphone literature, Lusophone
African literature qualifies as such if the original text was
written in an African language. Lusophone African literature is
not literature first written in Portuguese but that which was
translated into Portuguese from an African language. If however
a piece of work originally written in Portuguese now gets
translated into an African language, the translated text is African
literature.
As can be seen from this reconceptualization of Anglophone
African literature, Francophone African literature, and
Lusophone African literature, the parallel text pair is a pair
comprising Afriphone literature and Europhone African
literature; in the case of the “Mandela” and “Chibok girls”
poems, a Dagaare-phone African literature and an Anglophone
African literature. Afriphone, then, in itself is a cover term for
the many African language literatures that are expected to
blossom from the Afriphone literary agenda in the twenty-first
century.
Parallel texts and collective memory. The
practice of parallel texts as outlined in this paper is clearly a
specialized form of translation. This specialized form of literary
translation connects to an important discussion on the
relationship between literary translation and cultural memory
(what I call collective memory here), as espoused in works like
Long’s (2008). In Long’s paper, she investigates “the
relationship between literary translation and cultural memory,
using a twentieth century film version of one of Shakespeare’s
plays as a case study in inter-semiotic translation” (1). The work
goes on to clarify that the
common perception of translation is often confined to its use as a language
learning tool or as a means of information transfer between languages. The
wider academic concept embraces not only inter-lingual translation, but both
intra-lingual activity or rewording in the same language and inter-semiotic
translation defined by Roman Jacobson as “the interpretation of verbal signs
by means of signs of nonverbal sign systems” (Jakobson 1959, 114). (Long
2008, 1)
If more and more African writers do parallel-texting, as
proposed here, the end result of this literary practice would be
the documentation of the verbal art and other traditional
linguistic knowledge systems, including ideophones, proverbs,
and other kinds of verbal indirection towards preserving and
enriching the collective memory of contemporary African
societies.
The term “collective memory” as I use it here could form
the basis of what one may term “African memory” 1 in the sense
that it evokes some typically traditional African ways of
remembering the past—including not just the oral transmission
modes involved but also of recognizing some older individuals
with experiences of the society’s past as repositories of the
history and culture of their society. In short, knowledgeable
elders are considered as authoritative custodians of each rural
African society’s past. This fact is encoded by an African saying
that whenever an old man dies it is like a library that burns
down! These traditional collective memory practices have
formed the basis of memory documentation in contemporary
African polities, with two of the most prominent ones being
attempts to document the painful apartheid past in South Africa
through its Truth and Reconciliation Commission (TRC) sittings
(Gade 2013), and the attempt to document the collective
1 I would like to thank Critina Demaria, one of the editors of the present journal, for
suggesting that I connect my idea of parallel text as a translation/writing process to the idea of
memory documentation, and for questioning whether one can indeed talk of an “African
memory.”
memory of the 1994 Rwandan genocide (Rettig 2008) in which
more than half a million people lost their lives.
Parallel texts in the Curriculum. To summa-
rize this discussion section, further consequences for the
practice of African literature in school and university curricula
are that African literature programs ought to focus on African
language literatures and not literature in European languages
about Africa. They may, obviously, do courses on Anglophone
African literature, Francophone African literature, and
Lusophone African literature but, in line with the twenty-first-
century definition of these literatures, these must be translations
into English, French, and Portuguese respectively from African
language literature.
In sum then, African literature in the twenty-first century
is literature that is written originally in an indigenous African
language or that has been translated from an African language
into other languages. It is Afriphone literature if it stays in the
original African language, Anglophone African literature if it is
translated from an African language into English, Francophone
African literature if it is translated from an African language
into French, and Lusophone African literature if it is translated
from an African language into Portuguese.
5. Conclusion
In this paper, we have proposed the concept of parallel texts as a
theoretical and methodological strategy for reconceptualizing
African literature in the twenty-first century.
As described in the paper, a theory of parallel texts
stipulates that in a multilingual and multiliterate environment,
for more effective and optimal knowledge and information
dissemination, users of language should produce contiguous
texts in at least two of the languages within the said environ-
ment.
Drawing from this, a parallel text would then be a set of
texts in which written literary expressions in two or more
languages are mediated in the form of translation at various
levels, including the graphemic, the morphological, the
syntactic, the phonological, and certainly the semantic.
Conclusively, the end result of the translation at one or more of
these levels is a set of texts existing side by side for ease of
cognitive processing by the recipient, and may serve to
document the collective memories of African traditional
societies in the form of preserving various kinds of indigenous
verbal art.
Two poems by the author have been used as illustrations
of these concepts and it is expected that more writers would set
about practicing parallel-texting, and indeed that publishers will
from now onwards encourage the publication of parallel-texted
volumes.
Many scholars of African languages, linguistics, and
literatures are interested in the documentation and revitalization
of African languages and their associated cultures. They are
largely in agreement that this is an urgent task, but how to go
about doing this remains a research challenge. This paper has
proposed an approach to addressing the problem with the
theoretical and methodological notion of parallel texts. It is
hoped that more parallel-texted volumes will be published
within the next ten years for the promotion of Afriphone
literatures.
This parallel-text approach as a special kind of writing
and translation process could indeed be contributing to the
construction of a new and richer collective memory which is an
instance of the idea of African memory, as discussed above.
References
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linguistiques et littéraires (Proceedings of the Seventeenth Triennial
Congress of the Fédération Internationale del Langues et Littératures
Modernes held at the University of Guelph, August 18–25), edited by G.
D. Killam, 3–8. Guelph, Ontario: University of Guelph.
Ayuk, Hamilton. 2014. What is African literature? Accessed June 6, 2014.
http://princehamilton.blogspot.co.at/2009/06/what-is-african-
literature.html.
Bodomo, Adams. 2013. Lecture notes for “Language, Literacy, and
Literature: The Language Question in African Literary Expression”
(Course no. 140251), Department of African Studies, University of
Vienna.
———. 2014a. “Survey Report on African Languages and Literatures.”
Unpublished manuscript, University of Vienna, Austria.
———. 2014b. “The Language Question in Defining African literature:
Contributions from Linguistics and Cognitive Science.” Paper presented
at the Vereinigung für Afrikawissenschaften in Deutschland (VAD),
Bayreuth University, June 11–14, 2014.
Gade, Christian B. N. 2013. “Restorative Justice and the South African Truth
and Reconciliation Process.” South African Journal of Philosophy
32(1): 10–35. doi:10.1080/02580136.2013.810412.
Jakobson, Roman. 1959. On Linguistics aspects of Translation. Accessed
November 12, 2014. http://complit.utoronto.ca/wp-
content/uploads/COL1000H_Roman_Jakobson_LinguisticAspects.pdf
Kourouma, Ahmadou. 1968. Les Soleils des indépendances. Montreal:
Presses de l’Université de Montréal. Repr. Paris: Les Éditions du Seuil,
1970.
———. 1991. Comments. In Proceedings of the International Symposium on
African Literatures. Centre for Black and African Arts and Civilization,
Lagos, Nigeria.
Long, Lynne. 2008. “Literary translation and cultural memory.” Unpublished
article, draft version, University of Warwick, UK. Last accessed
November 12, 2014. http://wrap.warwick.ac.uk/202/.
Ngugi, wa Thiong’o. 1986. Decolonising the Mind: The Politics of Language
in African Literature. Nairobi: East African Educational Publishers Ltd.
———. 2009. Something Torn and New: An African Renaissance. New
York: BasicCivitas Books.
Rettig, Max. 2008. “Gacaca: Truth, Justice, and Reconciliation in Postconflict
in Rwanda?” African Studies Review 51 (3):25–50. doi:
10.1353/arw.0.0091.
is Professor of African Studies and holds the chair of African
Languages and Literatures at the University of Vienna. He specializes in African
linguistics, African language literatures, global African diaspora studies, and digital
humanities with particular reference to the digitization of African languages and their
oral cultures. As Director of the Global African Diaspora Studies (GADS) research
platform at the University of Vienna, he has expertise and broad interests in the
study of the sociocultural and sociopolitical aspects of Africa and its global relations.
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] | Abstract: “Get thee behind me Satan, I want to resist”. . . To translate
memory across cultures and disciplines is an act of defiance, a proud sign
of disobedience, tacitly performed by one of the most celebrated and
internationally renowned practitioners and seminal theoreticians of the
tasks facing the translator, the Brazilian poet Haroldo de Campos. In “On
Mephistofaustic Transluciferation,” he writes: “If it has no Muse, it could
be said to have an Angel; translation has an angelical function, that of
bearer, of messenger. It is a messianic point or a semiotic place of
convergence of intentionality.” Addressed here are the challenges posed
in translating memory, memories, as the retrieval, reconstruction,
inscription, and leaving of the traces and effects of a markedly
memorializing act. The task of the trans(at)l(antic)ator involves not
abandoning but suspending certain spontaneous choices of literal
translation in favor of inter- and trans-action. The responses are: differ,
defer, never with indifference, always without deference; address not only
urgently political issues of The Movimento dos Sem Terra, primordial in
Brazil, but also the transactions, with and in the Movement, of so many
poets and songwriters and now, perhaps even more defiantly, with a
Brazilian-inflected countertheory to the rescue.
Remembering (belated) versions
The invitation to “establish a dialogue with and among scholars
working on the intersections between translation studies and
memory studies as they are presently configured and might be
envisioned in the future,” keynote of this special issue on
translating memory across cultures and disciplines, proleptically,
had been tacitly accepted avant la lettre and throughout his career
by one of the most celebrated and internationally renowned
practitioners and seminal theoreticians of the tasks and challenges
facing the translator, the Brazilian poet and transcreator, Haroldo
de Campos.
In “Committing Translation or the Task of the
Trans(at)l(antic)ator,” the introductory essay to my translations of
the ineradicably political memories and cultural expressions of
ideological indignation of the MST (Movement of the Landless
Rural Workers in Brazil) in Landless Voices in Song and Poetry.
The Movimento dos Sem Terra of Brazil (Vieira and McGuirck
2007, XXI–XXIV), I addressed and now return to the challenges
posed in translating memory, memories, as the retrieval,
reconstruction, inscription, and leaving of traces and their effects
of a markedly “memorializing act” (Vieria and McGuirck 2007);
in and for a Brazil confronting its own secular inequalities and
injustices, alerted to that sovereign state’s and that nation’s
continuing struggle to emerge from the cliché-ridden inscription
on its national flag, the ever-ironic “Ordem e Progresso.” Under
whose orders and for the progress of whom was national memory
to be reinscribed, translated, indeed transferred from the
hegemonies of a very recent twenty-year military regime and its
transitional legacies in the period of rebuilding a democracy from
1984?
Further, on undertaking this commission, I recalled the
advice of Umberto Eco as I reflected on the experience of having
worked, together with the Brazilian critic and translation theorist,
Else Vieira, in preparation of Haroldo de Campos in
Conversation (McGuirck and Vieira 2009), the volume that
arose, in memoriam, not least from the numerous meetings that,
as editors, we held between 1999 and 2002 with Haroldo and his
wife Carmen Arruda Campos in the hospitality of their Library of
Babel home:1
I frequently feel irritated when I read essays on the theory of translation that,
even though brilliant and perceptive, do not provide enough examples. I think
translation scholars should have had at least one of the following experiences
1 This volume contains renderings in English of the following Haroldo de Campos essays
touching variously on his theories of translation: ”On Translation as Creation and Criticism,”
”Constructivism in Brazil: Concretism and Neo-Concretism. A Personal Post Scriptum,” “On
Mephistofaustic Transluciferation,” “On Homerotherapy: Translating The Iliad,” and “The Ex-
centric Viewpoint: Tradition, Transcreation, Transculturation.”
during their life: translating, checking and editing translations, or being
translated and working in close co-operation with their translators [. . .]
Between the purely theoretical argument that, since languages are differently
structured, translation is impossible, and the commonsensical
acknowledgement that people, after all, do translate and understand each
other, it seems to me that the idea of translation as a process of negotiation
(between author and text, between author and readers, as well as between the
structure of two languages and the encyclopaedias of two cultures) is the only
one that matches experience. (Eco 2003, 36)
In such “a process of negotiation,” in that multiple “in-
betweenness,” here evoked by Eco but previously the subject of
an indispensable meditation on a specifically Latin American
project, the “entre-lugar” of Silviano Santiago, “between sacrifice
and play, between prison and transgression, between submission
to the code and aggression, between obedience and rebellion”
(Santiago 1978, 11), and as translator of the poems and songs of
the Movimento dos Sem Terra (MST, or Movement of the
landless rural workers), I soon confronted commitment, in
various of its encyclopaedic forms.
What had they done to my song?
The preceding decades had witnessed the revitalizing of popular
music as a vehicle for political activisms in Brazil. One obvious
source had been the música sertaneja of land-deprived migrant
workers, driven to the cities and taking with them their country
music, be it traditional or, more recently, influenced by the
commercial brands of the southern cultures of the United States.
No less influential had been the pagode movement’s samba-
esque registering of the violent tensions of poverty in hardly
couched critiques of repressive regimes, military or otherwise.
The performances echoed, consciously or subliminally, the
prosodies—high and low—of Brazilian Portuguese and the
broadsheet and cordel strains of popular imaginaries from
across and beyond the nation. For Brazil has never ceased to
explore and express its sensitivity to the ideological power of
the protest song; not least, and latterly, against the imagined and
projected versions of what is to come peddled, for many of its
displaced, unrepresented and unlikely-to-be-remembered vic-
tims, by the invasive myth-makers of a nation awarded the
Trojan horses of a World Cup and an Olympic Games.
At the time of committing myself to undertake the
translations of unabashedly radical texts, it was the centenary of
the birth of the celebrated Chilean poet Pablo Neruda. Inspiration
of politically committed poetry and song for not a continent but a
world, he had long ago been described by Federico García Lorca
as being closer to blood than to ink. It was on such a note—often
indissociable from tears or from wine—that the anguish and
euphoria, the despair and hope that suffuse the texts I translated
were approached and embraced. My locus of transcreation was,
and is, unavoidably and unapologetically, Anglophone; it is also,
though tempered, European. As a critic and translator of,
primarily, literatures in Portuguese, Spanish, French, and Italian, I
exploited the availability of translation alternatives from those
traditions as well as from any Brazil-specific contexts that
informed the choices made. Pace Umberto Eco, I often wrote as
both Mouse and Rat, chewing or munching in a further in-
betweenness or the negotiated hybridity that I had experienced in
tussling with Haroldo de Campos himself.2 For part of our
“translating, checking and editing translations, or being translated
and working in close co-operation” had been the daunting
enterprise of revisiting “o anjo esquerdo da história”; beginning
with the resonantly intertextual reference to Walter Benjamin’s
“angel of history. His face [. . .] turned towards the past”
(Benjamin 1999, 249), broached at once in the title of this long de
Campos poem. Written to commemorate the victims of the
notorious massacre in 1996 of nineteen protesting members of the
MST at El Dorado dos Carajás in the State of Pará, and originally
rendered into English by Haroldo as “the left-winged angel of
history.”
Engagement with the calculatedly syntagmatic disconti-
nuity and attendant staccato rhythms of the Brazilian Portuguese
text also had to take into account a context of commitment and
contributions, to and in the Movement, of such distinguished
Brazilian artists as Chico Buarque, Caetano Veloso, Gilberto Gil,
Milton Nascimento, Frei Betto, and many others, including
Haroldo de Campos himself, and thus readdress previous tasks of
the other—cultural inseparably from linguistic—translator(s).
2See the facsimile of Haroldo de Campos’s scribbled distinction between chewing and
munching with reference to my translation of “quoheletic poem 2: in praise of the termite,” in
McGuirck and Vieira 2009, 339.
The Latin American protest song explosions of the late
1950s, 1960s, and 1970s, of which Robert Pring-Mill reminded
us in “Gracias a la vida” The Power and Poetry of Song (1990),
had hardly left Brazil unaffected by the echoes, influences,
hybridities, and intertexts of contemporary transculturations. He
listed civil rights, the peace movement, and the anti-Vietnam war
demonstrations in the US; Italian CantAcronache; the Greece of
Theodorakis; the Catalan Nova Cançó; the Portuguese Nova
Canção; Irish songs of “the troubles”; and Asian and African
instances from the Philipines, East Timor, and Mongolia, to
Mozambique and Angola. Not least of the intertexts of Brazilian
protest song and poetry were the Cuban, Argentine, and Chilean
expressions that sprinkled the MST artists with inspirations taken
from the archives of the Fidel Castro, Che Guevara, and nueva
canción traditions. If any one element of Pring-Mill’s seminal
analysis can be said to have informed the texts of the MST, it is
this evocation: “Asked about his own songs (in 1973), the
Uruguayan Daniel Vigliette said firmly that they were as much de
propuesta as de protesta: designed not merely to protest but to
propose—in other words not merely to ‘tear down fences’ (quite
literally so in Viglietti’s own anti-latifundista ‘A desalambrar!’)
but also ‘to build bridges’ and to be constructive” (Pring-Mill
1990, 10). Pring-Mill identified three functions of such texts:
“response to an immediate environment”; “instrument of political
and social change”; communicating a “horizon of expectations”
and “presuppositions.” Yet he was quick to add a vital rider on
cultural difference: “the whole rhetoric of such poems and songs
is very different from ours, partly because Spanish [and here read
Portuguese] handles issues more violently—more dramatically
and emotionally—than English (sometimes in ways which we
may find indecorous)” (Pring-Mill 1990, 10–14). He continued:
The messages of individual Latin American songs function within the
framework of belief they foster and reinforce, in that extremely different social
context. In countries where illiteracy is as high as it is in most of Latin
America, where censorship and repression are so often at work, and where the
official media are so rarely to be trusted, the message-bearing function of
poesía de compromiso—sung or unsung—has an importance which it is not
easy for a more literate academic audience to appreciate. Its messages perform
a varied series of useful social functions [. . .] all of which are doubly
important in the context of predominantly oral cultures. Thus they serve both
to report and to record events (interpreting them, naturally enough, from
specific points of view, which will strike all those who disagree with them as
prejudiced); they praise, or lament, heroes and denounce tyrants; they protest
against abuses and propound solutions (whether these are viable or not); and
they teach many kinds of practical lessons, which their listeners are
encouraged to put into practice. (Pring-Mill 1990, 77)
Pring-Mill, a decade or so on, would hardly have been
surprised not to have the last word. He might also have smiled at
the risky certainty, in respect not only of rhetoric but also of
politics, of Perry Anderson, as a heady mixture of denunciation
and the recuperation of misappropriated national memories
promised to turn to propounded solution in the form of a first left-
wing figure, Luiz Inácio Lula da Silva, democratically elected in
2002, on the crest of the MST wave of popular protest: “the
symbolism of a former shoe-shine boy and street vendor
achieving supreme power in the most unequal major society on
earth speaks for itself [. . .] A climate of popular expectation
surrounds Lula that no President of the New Republic has ever
enjoyed at the outset of his mandate. Hope of relief from the
misery of the last years will not vanish overnight” (Anderson
2002, 21).
Get thee behind me Satan, I want to resist. . .
The risk of failing to render the textual wrath of a poem written in
the indignation of 1996 protest amidst the 2002 days of heady
triumphalist expectation—with popular memory of tyranny and
criminality and a consciousness of the threat of impunity all too
readily fading—seemed but one looming contention. The task of
the trans(at)l(antic)ator therefore involved not abandoning but
suspending certain spontaneous choices of literal translation in
favor of inter- and trans-action. The challenges were: differ, defer,
never with indifference, always without deference; address not
only issues dear to the MST, primordial in Brazil, but also the
transactions, with and in the Movement, of so many poets and
songwriters and now, perhaps even more challengingly, but with a
Brazilian inflected countertheory to the rescue, of Haroldo de
Campos himself, from his essay on “On Mephistofaustic
Transluciferation”:
Translation, like philosophy, has no Muse [. . .] says Walter Benjamin (“Die
Aufgabe des Uebersetzers”). And yet, if it has no Muse, it could be said to have
an Angel [. . .] translation has an angelical function, that of bearer, messenger
[. . .] it is even, for the original [. . .] a messianic point or, in lay terms of modern
theory of signs, a semiotic place of convergence of intentionality [. . .] Benjamin
inverts the relation of servitude which, as a rule, affects ingenuous conceptions
of translation as a tribute to fidelity. Fidelity (so-called translation literal to
meaning, or, simply, inverted, servile, translation) [. . .] Therefore, in the
Benjaminian perspective [. . .] the original is what in a certain way serves the
translation, at the moment when it unburdens it from the task of transporting the
unessential content of the message [. . .] and permits it to dedicate itself to an
other enterprise of fidelity [. . .] the “fidelity to reproduction of form” [. . .] It is
oriented by the rebellious slogan of non serviam, of non-submission to a
presence which is exterior to it, to a content which remains intrinsically
unessential to it [. . .] a satanic enterprise. The “cursed” counterpart of the
angelical nature of translation is Hubris, the semiological sin of Satan, il
trapassar del segno (Paradiso XXXVI, 117), the transgression of sign limits
[. . .] A translator of poetry is a choreographer of the inner dance of languages
[. . .]. (Haroldo de Campos 2009, 233–236)
How many angels?
On the head of opin. . . ionated Manicheans be it, however,
whether scholastic or materialist, to limit the inspirers of Brazilian
or any other translators to but two angels: the good, the bad. And
the ugly configuration of Haroldo’s predecessor poet Drummond
de Andrade’s anjo torto (“crooked angel”), in “Poema de sete
faces” (Poem of seven faces), as long ago as 1930, should have
alerted subsequent and would-be theorists to both the revelations
and the dangers of going transcendental in “the retrieval,
reconstruction, and inscription” of remembering, as surely as the
Shakespearean “seven” it echoes had led to “mere oblivion/Sans
teeth, sans eyes, sans taste, sans everything.”3 The figure of the
postmodern angel, always and already fallen, was also one too
easily overlooked, left behind (Drummond’s “gauche na vida”/
“gauche in life”?), in the long march of historical materialism. . .
3 The caution of such philosophers as Richard Rorty in respect of the temptation to go transcendental
in the memorializing of historical events had long ago been poeticized by Drummond de Andrade and,
inherited, by Haroldo de Campos, not least in echo of William Shakespeare’s Jaques in As You Like It,
Act II scene VII: “Last scene of all, that ends this strange eventful history.”
often the most dogmatic of “the imagined and projected versions of
what is to come” on the part of de Campos’s Marxisant Brazilian
detractors, as will be revealed in and after a reading of the poem;
and of its guest.4 For into the space of neglect—of suppressed
memory—Haroldo de Campos had injected “o anjo esquerdo da
história,” for him “the left-winged angel of history”; “the angel on
the left of history” in my transjection, my inherently
“transformative” but necessarily subsequent swerve, my own
anxious clinamen).
o anjo esquerdo da história the angel on the left of history
os sem-terra afinal the landless at last
estão assentados na are settled in
pleniposse da terra: full possession of the land:
de sem-terra passaram a from landless to
com-terra: ei-los landed: here they’re
enterrados interred
desterrados de seu sopro their life’s breath
de vida unearthly
aterrados earthed
terrorizados terrified
terra que à terra earth which onto earth
torna returns
pleniposseiros terra- land-holders pleni-
tenentes de uma potentiary of a (single
vala (bala) comum: bullet) common grave:
pelo avesso afinal outside in at last
entranhados no holed deep into
lato ventre do the broad-bellied
latifúndio acres of the latifundio-
que de im- land once barren
produtivo re- so sudden-
velou-se assim u- ly shown to be most f-
bérrimo: gerando pingue ecund: udder-spawning profit
messe de crop of
sangue vermelhoso reddening blood
4 In ”Constructivism in Brazil: Concretism and Neo-Concretism. A Personal Post Scriptum,”
Haroldo de Campos offers his riposte to Roberto Schwarz, as emblematic propagator of the
attacks levied against the concretists and de Campos’s notion of a postutopical poetry. My
“Laughin’ again he’s awake: de Campos a l’oreille de l’autre celte” addresses the polemic
extensively in McGuirck and Vieira 2009, 126–152.
lavradores sem un-labored
lavra ei- labor: here they’re
los: afinal con- larvaed at
vertidos em larvas last
em mortuá- on mortal
rios despojos: remains
ataúdes lavrados coffins labored
na escassa madeira from the scanty timber
(matéria) (timbre)
de si mesmos: a bala assassina of themselves: the assassin bullet
atocaiou-os stalks them
mortiassentados thirst-squatting
sitibundos death-settlers
decúbito-abatidos pre- decumbents cut down pre-
destinatários de uma destined for a
agra (magra) meagre (earth) acre a-
re(dis)(forme) forma grarian
—fome—a- —famine—
grária: ei- re (de)(formed) form
los gregária here they are: gregarious
comunidade de meeiros commune share-cropping
do nada: nothingness:
enver- shame-
gonhada a- faced in
goniada agony
avexada vexed
—envergoncorroída de —shamecorroded by
imo-abrasivo re- inmost abrasive re-
morso - morse-
a pátria landless
(como ufanar-se da?) (‘how shall we extol thee?’)
apátrida homeland
pranteia os seus des- laments its dis-
possuídos párias – possessed pariahs –
pátria parricida: parricide patria
que talvez só afinal a for maybe only at last the
espada flamejante fiery sword
do anjo torto da his- of the crooked angel of his-
tória cha- tory flam-
mejando a contravento e ing against the wind and
afogueando os burning the
agrossicários sócios desse agrokilltural cronies of that
fúnebre sodalício onde a somber sodality where
morte-marechala comanda uma field-marshal death commands a
torva milícia de janízaros-ja- grim militia of janissary-gun-
gunços: men:
somente o anjo esquerdo only the angel on the left
da história escovada a of a history groomed against
contrapelo com sua the grain shall manage with its
multigirante espada po- multiswirling sword
derá (quem dera! ) um dia (if only!) one day to
convocar do ror convoke from the nebulous
nebuloso dos dias vin- mass of days to
douros o dia come the at last
afinal sobreveniente do overriding day of the
justo just
ajuste de adjustment of
contas accounts
(Haroldo de Campos, 1996 © Translation Bernard McGuirk 2002)
The task of transacting—trans/dancing—with Haroldo de
Campos’s poetry was made the more challenging by his
Mephistofaustic promptings. In the essay, he had willingly reen-
gaged with both Marx and Nietzsche in a reminder that
translation in particular and writing in general always perform the
act of transcreation, a refutation of original (etiology) and target
(teleology), not only linguistically but also culturally and, let it be
stressed, ideologically. Self-consciously, he had echoed Marx’s
precursor complaint against the censuring of his style. Self-
mockingly, he had appropriated Nietzsche’s plea for the neces-
sarily sublime “maldade”—the “evil”—of mischievous content
and form.
Radical content radical form radical translation
Countless Brazilian artists had reacted, in creative political
interventions, to the obscenity of the murderous repressions
perpetrated against the MST—as did de Campos, here, to the
massacre of Eldorado dos Carajás. Cyclical repetitions of
organized violence, the option against the poor—in cynical
inversion of the “for the poor” slogan of Liberation Theology—
had triggered the indignation and the artistry of such as Frei
Betto’s “Receita para matar um sem-terra”/“Recipe for Killing
the Landless”, Sebastião Salgado’s (1997) photography, in Terra,
and Chico Buarque’s “Levantados do chão” (Raised from the
ground). These contemporary artists, however, no less than their
predecessors Graciliano Ramos, João Cabral de Melo Neto, or
Glauber Rocha, will not be remembered for their indignation
alone. Each—and differently—had had to make another option,
broadly definable as the style of mischief-making that is the
prerogative of any radical art. Style also functions as a
sharecropping, a participating in the intertextuality available to
the individual artist; or, in de Campos’s formulation, Karl Marx’s
“property of form,” inseparable from his “individual spirituality.”
Such an option, being for the poor, should never be poor. Even to
think as much would be either to neglect the need for creativity or
to misread it. To confuse, say, Graciliano Ramos’s calculatedly
daring minimalism, in Vidas secas (Barren lives) of 1938, with
some unmediated response to the prescriptive exclusions of the
Soviet Writers’ Congress of 1934. To ignore João Cabral de Melo
Neto’s career-long engagement with the materiality of words or
with what Francis Ponge called Le parti pris des choses. To
undersell, perversely, the difficulty of his own challenge: “É
difícil defender/só com palavras a vida” (It’s hard to defend/only
with words life) (Morte e vida severina [Death and Life of
Severino]), of 1956. To imagine a tabula rasa (inter-cine-text-
less) Glauber Rocha, deprived, in the 1960s, of a dialogical
relationship with Italian neorealism. To conceive that, in
postmodernity, the compassions of Sebastião Salgado did not
reflect, and reflect on, Don Macullin’s 1970s photography of the
oppressed. To fail to hear in Chico Buarque’s song the 1990s
echo of José Saramago’s “Do chão pode levantar-se um livro,
como uma espiga de trigo ou uma flor brava. Ou uma ave. Ou
uma bandeira” (From the ground a book can rise, like an ear of
wheat or a wild flower. Or a bird. Or a banner). But there is
neither need nor time for doubt. The urgent indivisibility of
radical content from radical form is better demonstrated by
critical artistry than by artless criticism.
An unapologetic option for the inseparably transcendental
and material underpins the very title of “o anjo esquerdo da
história.” Whether God is dead or not (and whether such a
dominant metaphysics of absence might be Marxian or
Nietzschean in inspiration), the conspiracies of history are still
played out amidst the configurations of narrative. Which is not to
see history as narrative (that is, only as troped)—for that would
be to deradicalize both history’s powers and any reading of it. In
Le monolinguisme de l’autre (1996), Derrida elaborated on the
“call for an outside.” In “o anjo. . . ,” de Campos called upon a
figure, that of the avenging angel, which inhabits, simultaneously,
both the inside and the outside of “a história.” He even staked out
for it a particular location, the place of enunciation for a nuncio to
a nation, for a committed messenger. Yet the call is not voiced
until after that necessary delay that enables the poem to revisit, to
reinhabit, to relive the arduous struggle for a hearing,
paradoxically, on behalf of a voice—that of poetry—no less
excluded, traditionally, than the referents of its echoing anger.
Thus, by way of (not) analyzing the poem, I prefer to comment
on aspects of my own transjection of it.
Cheek to cheek. . . and the ear of the other
Cast at me as a throw of the dice, the poem impelled me to reject
paraphrase. Haphazardly, I projected it, rather, only as recastable.
For the game was too serious to stop at a single appropriation.
The ear of this other, too, had its particularity, its “properties of
form,” its “individual spirituality.” An Irish specific of a past
inherited, part-interred (ex-patria), in an England pre- , pro- , and
post-Thatcher, suffused and infused my option for an irony that
filtered distorted echoes of another, unofficial, “national” anthem:
“Land of Hope and Glory.” “How shall we extol Thee?” who
were born not of, but only on, Thee. Here I played with another
geopolitics, one of parallel clichés, terra firma, “broad acres,”
“field-marshals” of a homeland unheimlich and—sublime
“maldade”—of the Mal-vinas, with their no less somber
soldiery.5
That the translation must speak for, and of, itself is but
part of the point. In language, for Bakhtin, the word was always
half someone else’s. . . whether spoken or written. Had de
Campos not taken but half of Mallarmé’s angelism, appropriating
5“Land of Hope and Glory” operates as a much appropriated English national hymn. It has been
adopted as the official anthem and is sung at the annual conferences of the Conservative Party.
poetry’s power of memory but adding to it a specifically
Brazilian infernal vision (“quem dera!”), that of Canudos, and of
Antônio Conselheiro? A post-Blake m(isc)arriage wherein the
legacy of revolutionary mysticism assailed, as forcefully as does
dialectical materialism, the hell-on-earth of landless utopians yet
to glimpse a Brazilian heaven of agrarian reform? Such a
politico-poetics could not presume to deprive those sem terra of
the configurations, including the martyrs, saints, and avenging
angels, of their local narratives, small or grand. . . sem céu?
Heaven-less? Who knows? Who would impose? If their
collective history had certainly been groomed against the grain
(where every day was—is?—a last day), at least the poem leaves
its protagonists “lying still” with their theology and with its (dis-)
placements.6
Haroldo de Campos was no angel, least of all in his own
poetic practice. He was unstintingly confident, certainly enough
to lampoon critical and ideological rigidities and excesses.
Acutely alert to the fact that Brazilian neo-Hegelians, no less than
their counterparts elsewhere, in their determination to confront
the brutality of much of Latin American society, have fallen
precisely into the lure of a discourse too mimetic of brute reality,
too mirroring ever to achieve a cutting edge, Haroldo de Campos
convoked the figure of poetry itself. He knew that poetry is a
master teaser, a baiter of stiff contemporary realists or the limp
lamp bearers of reflection theories past and present. The inter-
and intracultural transluciferations of his textual performances
had allowed for the inter-action of Brazilians speaking and
listening to Brazilians being listened and spoken to; in turn, they
inspired that other, the present trans(at)l(antic)ator whose
sign/ature shuttles to and fro, ever seeking to perform intra-, but
never faithful, ever faith-less, illusorily face-less, scorn-fully
masking source, mourn-fully eschewing target, settling
(lawlessly), for an ever extra-trans-mission of occupations, pre-
occupations, needs, urgencies.
6 The reference is to the 1902 foundational memorializing of the Canudos war of 1896–1897 in
the seminal text of Euclides da Cunha, Os Sertões, in which the rebellion and massacre of the
sertanejo inhabitants of the Brazilian interior, in the State of Bahia, prefigure the plight, a century
on, of the sem terra of El Dorado dos Carajás.
Stormy (whether you like it or not. . . )
Whence, for Haroldo de Campos, the “anjo esquerdo da
história”? In his unapologetic rejection of “unacceptable
cognitive models,” the challenge of de Campos is consistent,
not least when addressing the angel as an appropriated icon of
the left, inherited from Walter Benjamin’s seminal
formulation:
This is how one pictures the angel of history. His face is turned toward the
past. Where we perceive a chain of events, he sees one single catastrophe
that keeps piling wreckage and hurls it in front of his feet. The angel
would like to stay, awaken the dead, and make whole what has been
smashed. But a storm is blowing in from Paradise; it has got caught in his
wings with such violence that the angel can no longer close them. The
storm irresistibly propels him into the future to which his back is turned,
while the pile of debris before him grows skyward. This storm is what we
call progress. (Benjamin 1999, 249)
His reconfiguration, in poetry, of the readily packaged but not so smoothly
imported “anjo,” regarded by Else Vieira as a de Campos “mutation” in the poet’s
resistance to allowing Benjamin’s “Angelus Novus” cum “angel of history” to be
unproblematically appropriated as emblematic of a Brazilian historical materialism,
must also be seen as an instrument of Haroldo’s staunch debunking of those
theorists who would unquestioningly identify their ideological stance with “the
storm of progress.”7 Most notoriously, Roberto Schwarz, “sociologizing critic, of
vocational incompatibility with the new in poetry” (de Campos, in McGuirk and
Vieira 2009,197):
The basic scheme is as follows: a tiny élite devotes itself to copying Old
World culture [. . .] As a result, literature and politics occupy an exotic
position, and we become incapable of creating things of our own that spring
from the depths of our life and history [....] But why not reverse the argument?
Why should the imitative character of our life not stem from forms of
inequality so brutal that they lack the minimal reciprocity [. . .] without which
modern society can only appear artificial and “imported”? (Schwarz 1992, 85–
89).
7 See the sections “Protean Angels: Shifting Spectres of Walter Benjamin” and “Crooked
Angels, Satanic Angels: From Determinism to the Recovery of Revolutionary Possibility” in
“Weaving Histories and Cultural Memories. The (Inter)National Materialisms of o anjo esquerdo
da história,“ in McGuirck and Vieira 2009, 170–175.
Far from resembling “devoted copying,” such Haroldo de
Campos performances as I have dealt with here, whether in his
criticism or in his poetry, are, to use his own formulation, “textos
de ruptura”(rupture texts). In Panorama do Finnegans Wake
(1962), the de Campos brothers, Augusto and Haroldo, had
already embarked—for a hybrid genre of transl-iter-ation—on the
journey of strenuous excursions demanded, by the modern artist
par excellence, Stéphane Mallarmé.8 As has been seen in respect
of “o anjo esquerdo da história”, any “angelism” inherited from
Mallarmé is supplemented by the daemonic; is traced (as even
Roberto Schwarz might admit) by the diabolic. The recuperative
moves of the poem play with “fallen” transcendentalism and that
corrective shift which—for Haroldo de Campos, no less than for
any Marxist—tugs “a história” (history and the story of history)
always to the Left. Not “going transcendental,” but refusing to
forget that particular -ism (without being “-ista”). Not
appropriating an already unbalanced Brazilian history (which
ever was and still is on the Right). Rather, engaging with it and in
it through concrete performances. Destabilizing the dubious claim
that we judge our own time by its politicians, the past by its
artists. Searching for poetry’s readmission to a Res Pública
Brasileira in which the artist (in academic freedom, pace Roberto
et al) might also stage the still-to be-negotiated identities of the
nation. Writ(h)ing, in agon, so that sub-alterity (sic) might no
longer be a leper’s bell to be hung, by the dark forces of any
“sociologizing” thought-police, about the neck of Brazil’s
excluded artists.
Are Haroldo de Campos’s “o anjo esquerdo da história”
and my transjection of it—as not abandoned or to be forgotten,
mutilatedly only “left winged” and but formerly “of history,” but
rather ever active, whole, uncut, as ”the angel on the left of
history”—merely a further negotiated staging? Or just a plea for
the performative poet–critic to be heard as also improvising
politically against, in counterpoint to, “unacceptable cognitive
8 “The double effort required to allow Mallarmé’s gaps their full disjunctive and destructive power,
yet at the same time remain attentive to the multitude of invisible currents which pass back and forth
between the separated segments, will strike many readers as inexcusably arduous and
unrewarding,” and “such moments are of the essence in Mallarmé [. . .] the type of modern artist
[. . .] intent on breaking up ready-made Gestalten and smooth surface textures in order to compel his
audience to look elsewhere for artistic coherence, to venture beneath the surface into the difficult,
undifferentiated world of unconscious process, to interrupt the easy flow of horizontal perception
with strenuous excursions into multi-level, all-at-once ‘verticality’” (Bowie 1978, 6 and 16,
respectively).
models” of a Brazil in construction. . . though sorely lacking in
deconstruction?
Trans memoriam
To Jacques Derrida’s “there is always something sexual at stake
in the resistance to deconstruction” (1987, 196), this particular re-
reader—and re-hearer—of Haroldo de Campos would add: “and
cultural, and ideological.” But isn’t that where the guest translator
came, invited, between 1999 and 2002, by and with Haroldo and
Carmen, and with Else, into the hospitality of the Babelic home
of Brazil and Brazilian letters?
Unheimlich? Years on, I am still questioning the
possibility of speaking or hearing “do exterior,” “from abroad”;
but, now, it is because I have listened, learned, read, and may
even write, that intra- has a history which includes extra-; that il
n’y a pas d’hors contexte.
At, and beyond, the limits of the languages and the antics
of nations—not least in transatlantications—the sting and the
contamination of the tse-tse flies in the face of hygienic, much
less immune, bodies such as text, context, literary, semiotic,
cultural, or translation studies. In aporetic threshold perfor-
mances, where differences between some “outside” and some “in”
are never abolished but ever undermined, not merely inverted but
politically subverted, “transtextuality” is a new wor(l)d. . . but it is
readable, habitable, pleasurable; like tsextuality.
This place of aporia is before a door, a threshold,
a border, a line, or simply the edge
or the approach of the other as such
Jacques Derrida (1993, 12)
Coda: translator’s note
The discourse of the author of the above is considered by the
journal reviewer to perform that approach to translation theory to
which it attempts to give (further) voice. Subsequent to the
medium chosen by Haroldo de Campos to deliver a poetic rebuke
to the perpetrators of the 1996 massacre at El Dorado dos Carajás,
will there have been, will there be, a creative intervention that,
similarly or comparably, addresses and challenges the contem-
porary social upheavals and political manifestations of the
opposition to a contemporary Brazil that projects as heaven-sent
the staging of a World Cup and an Olympic Games in the best of
all possible wor(l)ds? A diabolic fait accompli; or do post-Haroldo
undoings—the transluciferations of successor artists—loom. . . ?
The task of the present trans(at)l(antic)ator is to await texts
from writers who, also, will have undertaken such “imagined and
projected versions of what is to come.” Then, in a necessarily
matching performative meditation, will it be conceivable to
“update.” Pace academe passim. . . Ite, missa est. The sacrifice (of
the masses) in the interim will have found but formulaic, liturgical,
expressions of their material—street, stadium, factory, favela,
commune, congress—protests, however real, however righteous;
whether or not arising from the left of history. Chronicles of a
dearth foretold; testimony to a lack of devilishly challenging
artistic engagement? The avenging angel of poiesis awaits;
translations will follow.
References
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(24): 18–22. December 12. http://www.lrb.co.uk/v24/n24/perry-
anderson/the-cardoso-legacy.
Andrade, Drummond de. 1930. “Poema de sete faces.” In Alguma poesia.
Belo Horizonte: Edicoes Pindorama. Reproduced in Alguma Poesia.
Carlos Drummond de Andrade: Poesia e prosa, 70. Rio de Janeiro:
Nova Aguilar, 1979.
Benjamin, Walter. 1999. Illuminations. Edited and with an introduction by
Hannah Arendt. Translated by Harry Zohn. London: Pimlico.
Betto, Frei. 2002. “Receita para matar um sem-terra.” In Landless Voices in
Song and Poetry, edited by Else Ribeiro Pires Vieira and Bernard
McGuirk, 77–78. Nottingham: Critical, Cultural and Communications
Press, 2007.
Bowie, Malcolm. 1978. Mallarmé and the Art of Being Difficult. Cambridge:
Cambridge University Press.
Campos, Augusto de, and Haroldo de Campos. 1962. Panorama do
Finnegans Wake. n.c.: Conselho Estadual de Cultura, Comissão de
Literatura.
Campos, Haroldo de. [n.d.]1998. “anjo equerdo da história.” In Crisantempo:
no espaço curvo nasce um, 69–72. São Paulo: Perspectiva. Originally in
ptnotícias. São Paulo: Diretório Nacional do Partido dos Trabalhadores.
———. 2009. “On Mephistofaustic Transluciferation.” In McGuirk and
Vieira 2009, 233–236. Translation by Bernard McGuirk.
Derrida, Jacques. [1984] 1987. “Women in the Beehive: A Seminar with
Jacques Derrida.” In Men in Feminism, edited by Alice Jardine and Paul
Smith, 189–203. New York and London: Routledge. Originally
published in Subjects/Objects 2 (12).
———. 1993. “Finis.” In Aporias: dying—awaiting (one another at)the
“limits of truth”; mourir—s’attendre aux “limites de la vérité”, 1–42.
Translated by Thomas Dutoit. Stanford: Stanford University Press.
———. 1996. Le monolinguisme de l’autre, ou, La prothèse d’origine. Paris:
Galilée.
Eco, Umberto. 2003. “Of Mice and Men.” The Guardian Review, November
1. Complete version available at https://free-
minds.org/forum/index.php?topic=7425.0.
McGuirk, Bernard, and Else Ribeiro Pires Vieira. 2009. Haroldo de Campos
in conversation: in memoriam 1929–2003. London: Zoilus.
Melo Neto, João Cabral de. 2000. Morte e vida severina e outros poemas
para vozes. Rio de Janeiro: Editora Nova Fronteira.
Pring-Mill, Robert D. F. 1990. “Gracias a la vida”: The Power and Poetry of
Song. The Kate Elder Lecture, Queen Mary University of London. An
expanded version published London: University of London, Dept. of
Hispanic Studies, 1999.
Santiago, Silviano. 1978. “O entre-lugar do discurso latino-americano.” In
Uma literatura nos trópicos, 11–28. São Paulo: Perspectiva.
Salgado, Sebastião. 1997. Terra. Preface by José Saramago, and poetry by
Chico Buarque. São Paulo: Companhia das Letras. English edition
published as Terra: Struggle of the Landless. London: Phaidon, 1997.
Schwarz, Roberto. 1992. Misplaced Ideas: Essays on Brazilian Culture.
Edited and with an introduction by John Gledson. London and New
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Vieira, Else Ribeiro Pires, and Bernard McGuirk. 2007. Landless Voices in
Song and Poetry: The Movimento dos Sem Terra of Brazil. Nottingham:
Critical, Cultural and Communications Press.
is Emeritus Professor of Romance Literatures and Literary Theory at
the University of Nottingham. He is president of the International Consortium for the
Study of Post-Conflict and has published widely on and translated literatures in English,
French, Italian, Spanish, and Portuguese. His most recent books are Latin American
Literature: Symptoms, Risks and Strategies of Poststructuralist Criticism (2013), Poesia
de Guerra (1998), Falklands–Malvinas: An Unfinished Business (2007), and Erasing
Fernando Pessoa (2017). He has also edited, with Else Ribeiro Pires Vieira, Landless
Voices in Song and Poetry: The Movimento Dos Sem Terra of Brazil (2007) and Haroldo
de Campos in Conversation: In Memoriam 1929–2003 (2007); and, with Constance Goh,
Happiness and Post-Conflict (2007).
| Unimi Open Journals |
translation | https://riviste.unimi.it/index.php/translation/article/view/15531 | [
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"date": "2017",
"dateSubmitted": null,
"doi": null,
"firstpage": "72",
"institution": null,
"issn": "2240-0451",
"issue": "02",
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"language": "en",
"lastpage": "90",
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"title": "Translating Multidirectional Memory into Fiction:: Antonio Munoz Molina's Sefarad",
"url": "https://riviste.unimi.it/index.php/translation/article/download/15531/186",
"volume": "6"
}
] | Abstract: “I have invented very little in the stories and voices that weave
through this book. Some of them I was told and have carried in my
memory for a long time. Others I found in books.” These words—from
the Author’s Note of Muñoz Molina’s Sepharad—could be said to be the
starting point of my article. Muñoz Molina’s novel illustrates a good
example of what Michael Rothberg defines as “multidirectional memory”
since the memory of the Holocaust, the multiple exiles that have taken
place in Europe, and the memory of postwar Spain coexist—like the
tesserae of a mosaic—in the structure of this novel. In this sense,
Sepharad can be seen as a landmark in recent Spanish literature, being the
first novel that provides a juxtaposition of these formerly isolated
memories in a fictional work. It is, therefore, the aim of this article to
explore the manner in which Muñoz Molina manages to translate into
fiction the shared European memory of the twentieth century, also paying
attention to the narrative techniques used by this Spanish author.
1This paper is a result of the METAPHORA research project (Reference FFI2014-53391-P), funded by State Secretariat for
Research, Development and Innovation of Spain.
Cómo atreverse a la vana frivolidad de inventar, habiendo tantas
vidas que merecieron ser contadas, cada una de ellas una novela,
una malla de ramificaciones que conducen a otras novelas y otras
vidas”.2
Antonio Muñoz Molina, Sefarad (2003, 720-721)
“De te fabula. The story is about you”.
Northrop Frye, The Secular Scripture (1976, 186)
One of the most revealing passages that the reader of
Antonio Muñoz Molina’s Sefarad (first published in 2001) may
encounter in this so-called “novela de novelas” occurs in the
“Author’s Note,” which brings this novel to its end: “I have
invented very little in the stories and voices that weave through
this book. Some of them I was told and have carried in my
memory for a long time. Others I found in books” (Muñoz
Molina 2003, 383). This passage could be said to be the starting
point of this essay since it helps explain the complex relationship
which we find in this novel between memory and imagination, as
well as between storytelling and memoir. Sefarad is described by
Muñoz Molina as “un mapa de todos los exilios posibles” (a map
of all possible exiles) (Valdivia 2013, 26), and in this sense the
novel represents a manifold and heterogeneous approach to this
theme. Similarly, this novel constitutes a landmark in Spanish
literature, as it juxtaposes in a fictional work both the Spanish and
European shared history of the twentieth century in an
unprecedented manner (see Valdivia 2013; Hristova 2011; Baer
2011). As it could be claimed that Sefarad is founded on a
multidirectional approach to memory (Valdivia 2013, 13), it is
my purpose to explore the manner in which this approach is
translated into fiction in this novel. Similarly, I would like to pay
attention to those narrative techniques used by Muñoz Molina
that enhance this multidirectional approach. In this sense, both
polyacroasis (that is, the plural interpretation of discourses), as
2 All quotations in Spanish from Sefarad are from the 2013 edition (see References list) and referenced
in parentheses as such in the text. All quotations in English are from the 2003 edition of Margaret
Sayers Peden’s translation (see References list). The English translation will be offered throughout in
footnotes, except where only short passages are cited in-text.
“How, when there are so many lives that deserve to be told, can one attempt to invent a novel for
each, in a vast network of interlinking novels and lives?” (Muñoz Molina 2003, 365)
defined by Tomás Albaladejo (1998, 2011), and the empathetic
turn of Muñoz Molina’s novel, account for an effective
translation of memory, as I will try to demonstrate.
Multidirectional Memory in Sefarad
Instead of the idea of collective memory as competitive memory
(Rothberg 2009, 3), in Multidirectional Memory: Remembering
the Holocaust in the Age of Decolonization a new conceptual
framework is proposed which “consider[s] memory as
multidirectional: as subject to ongoing negotiation, cross-
referencing [. . .] as productive and not privative” (Rothberg
2009, 3). In other words, this model of competitive memory
should be replaced by a dynamic multidirectional model that
allows the interaction of different historical memories (Rothberg
2009, 2–3). In Rothberg’s study, the work of the French
sociologist Maurice Halbwachs is considered crucial, since for
him “all memories are simultaneously individual and collective”
(Rothberg 2009, 14–15) so that an effective transmission of the
past depends on the manner in which the interaction and
juxtaposition of both individual and collective memory is
understood.
In this sense, as Pablo Valdivia has stated in his edition of
Sefarad, the structure of Muñoz Molina’s novel could be said to
represent a good illustration of what Michael Rothberg has
defined as “multidirectional memory” (Valdivia 2013, 13). The
memory of the Holocaust, the multiple exiles that have taken
place in Europe, including the Spanish republican exile, and the
memory of postwar Spain coexist in the structure of these
seventeen intertwined chapters or “novelas” that shape Sefarad.
Thus, Sefarad constitutes a landmark in recent Spanish
literature since, before this novel was published in 2001, the
juxtaposition of the Spanish and European shared memory of the
Holocaust and its aftermath, along with the memory of the
Spanish republican exile, its Civil War, and its postwar period has
never been staged in a fictional work (Valdivia 2013, 14; see also
Hristova 2011). As a result of this, Muñoz Molina’s novel also
constitutes an attempt to connect the Spanish and European
shared culture so as to fill the voids of our shared history3 (Baer
3 As Pablo Valdivia has suggested in his edition of Sefarad, in the article “Escuchando a
Canetti,” published in the Spanish newspaper El País in 1997, we can clearly appreciate Muñoz
2011; Valdivia 2013). In order to illuminate those cultural links,
the Spanish author creates a complex and ambitious fictional
artifact haunted by voices rather than characters in the traditional
sense (Valdivia 2013). Actually, voices (“voces”) is the word
Muñoz Molina uses in the “Author’s Note” to refer to the
characters who weave through the book. Some of these voices are
fictional and others belong to real people who bore witness to
their atrocious experiences, and they all constitute an “imagined
community of voices” (Herzberger 2004, 85; Valdivia 2013, 15).
Hence, in Sefarad we read the testimonies and listen to the voices
of Victor Klemperer, Margarete Buber-Neumann, Primo Levi,
Francisco Ayala, Evgenia Ginzburg, José Luis Pinillos, Franz
Kafka, or Milena Jesenska, to name but a few. Marije Hristova
(2011) has referred to these characters as “iconic characters” or
“iconic writers”—that is, historical figures appearing in the novel
who in turn have bequeathed to us their “iconic testimonies.”
According to Baer, the weak connection between Spain
and the memory of the Holocaust is not historical but cultural
(Baer 2011, 114). In this sense, this cultural disjointedness is also
suggested in the “Author’s Note,” when Muñoz Molina reveals
that many of the testimonies and memoirs of victims of
totalitarian regimes that led him to write Sefarad were not
translated into Spanish by the time he was writing and published
his novel. This is the case of Margarete Buber Neumann’s Als
Gefangene bei Stalin und Hitler. Eine Welt im Dunkel ([1947]
1997), Victor Klemperer’s “Ich will Zeugnis ablegen bis zum
letzten.” Tagebücher 1933–1945 (1995), Jean Améry’s Jenseits
von Schuld und Sühne: Bewältigungsversuche eines Überwäl-
tigten (1997), and Evgenia Semyonovna Ginzburg’s Journey into
the Whirlwind (1967), whose memoirs the author could only read
in their French and English translations. In fact, it was Antonio
Muñoz Molina himself who inserted in the novel his own
translation of passages taken from the memoirs we have
Molina’s reflections on what he considers a certain lack of interest in Spain regarding the
international discussions on the Holocaust memory: “Me llama la atención lo poco que se ha
escrito en nuestro país sobre el Holocausto, y el eco tan débil o simplemente nulo que tienen
entre nosotros los grandes debates internacionales sobre ese acontecimiento que, junto a la
tecnología de la guerra total y el terror de las tiranías estalinistas, ha definido este siglo [. . .] se
diría que a nosotros tales cosas no nos afectan, como si España fuera ajena a la historia judía de
los últimos cinco siglos, o como si nuestro país no hubiera padecido durante casi cuarenta años
una dictadura que debió su triunfo, en gran parte, a la ayuda del mismo régimen que provocó el
Holocausto y arrasó Europa entera” (Muñoz Molina 2007, 377–380).
previously mentioned. Thus, in Sefarad the creative writer and
the translator meet, as will be analyzed in the last section.
In Sefarad, the author introduces a variety of testimonies
and memories that had been previously overshadowed by other
memories, to the extent that they were unknown for many
Spanish readers, an aspect which suggests a parallelism between
Rothberg’s multidirectional memory model and Muñoz Molina’s
novel (Valdivia 2013, 13). In this sense, Sefarad can be
contemplated as a mosaic made of many tesserae, every one of
which is part of an imagined community of voices. Needless to
say, every tessera is required to understand the whole picture.
In “Münzenberg,” one of the seventeen chapters that
make up Sefarad, Muñoz Molina’s “basic narrator” (Hristova
2011) reveals his plans to write a novel, which, quite startlingly,
seems to be inspired by the same approach to fiction that
Rothberg proposes for history (Valdivia 2013):
He intuido, a lo largo de dos o tres años, la tentación y la posibilidad de una
novela, he imaginado situaciones y lugares, como fotografías sueltas o como
esos fotogramas de películas que ponían antes, armados en grandes carteleras,
a las entradas de los cines [. . .] Cada uno cobraba una valiosa cualidad de
misterio, se yuxtaponía sin orden a los otros, se iluminaban entre sí en
conexiones plurales e instantáneas, que yo podía deshacer o modificar a mi
antojo, y en las que ninguna imagen anulaba a las otras o alcanzaba una
primacía segura sobre ellas, o perdía en beneficio del conjunto su singularidad
irreductible. (Muñoz Molina 2013, 383)4
This passage is highly revealing since we are told that the
narrator’s plan for writing his novel consists of juxtaposing
snapshots in order to create a pattern where no image nullifies or
overshadows the others, since each of these images is unique and
necessary to produce a true and coherent mosaic. This is what we
find precisely in Sefarad; different testimonies and memoirs from
victims of any political regime or from any kind of exile, each of
which are equally significant in a clear multidirectional approach
to memory (Valdivia 2013).
4 “For two or three years I have flirted with the idea of writing a novel, imagined situations and
places, like snapshots, or like those posters displayed on large billboards at the entrance to a movie
theatre. [. . .] Each became a mystery, illuminating the others, creating multiple links that I could
break or modify at my whim, patterns in which no image nullified the others or gained precedence
or lost its uniqueness within the whole” (Muñoz Molina 2003,140).
Thus, one of the essential questions that are raised while
reading Sefarad is how appropriate literature may be as a vehicle
for bearing witness to history (Gilmour 2011, 840). The main
narrator of Sefarad does not evade this issue, something which is
reflected on many occasions throughout the novel. This is the
case of the chapter “Narva,” in which the narrator meets a friend
of his for lunch, the Spanish psychologist José Luis Pinillos.
Pinillos enlisted in the Blue Division, the Spanish Army that
served in the German Army during the Second World War. The
testimony that the Spanish psychologist bequeaths to the narrator
is that of his dramatic experience in the Estonian city of Narva.
There, Pinillos met a Jewish woman who asks him to bear
witness to the extermination of the Jewish population. At a
certain point of the narration, the Spanish psychologist admits
that “[y]o no sabía nada entonces, pero lo peor de todo era que
me negaba a saber, que no veía lo que estaba delante de mis ojos”
(Muñoz Molina 2013, 630) (“I didn’t know anything then, but
worst of all was my refusal to know, what was before my eyes”
(Muñoz Molina 2003, 307)), attracted as he was by what German
civilization represented during his student years: “no quiero
ocultarlo, ni quiero disculparme, creía que Alemania era la
civilización, y Rusia la barbarie” (Muñoz Molina 2013, 630) (“I
don’t want to hide anything or try to excuse myself, I thought that
Germany was civilization and Russia barbarism” (Muñoz Molina
2003, 307)). After that meeting, he would never see the Jewish
woman again and the experience of that meeting haunted him for
many decades, until the very day the narrator and the Spanish
psychologist met for lunch.
This chapter contains essential reflections on the role of
literature as a vehicle for transmitting the memory of the past.
Moreover, the very mechanisms of storytelling are unveiled in a
remarkable manner. After hearing Pinillos’s testimony, and
particularly what meeting the Jewish woman meant for him, the
basic narrator has an epiphanic revelation, which is reflected in
the following passage:
Él, que no quiso ni pudo olvidarla en más de medio siglo, me la ha legado
ahora, de su memoria la ha trasladado a mi imaginación, pero yo no quiero
inventarle ni un origen ni un nombre, tal vez ni siquiera tengo derecho: no es
un fantasma, ni un personaje de ficción, es alguien que pertenecía a la vida
real tanto como yo, que tuvo un destino tan único como el mío aunque
inimaginablemente más atroz, una biografía que no puede ser suplantada por
la sombra bella y mentirosa de la literatura [. . .] (Muñoz Molina 2013, 637)5
As the previous passage reflects, Muñoz Molina is aware
of the risks involved in transmitting and translating memory into
fiction. He is aware, in other words, of the limits of literature and
invention (Gilmour 2011, 840),6 which is probably why Muñoz
Molina declares in his “Author’s Note” that there is very little
invention “in the stories and voices that weave through
[Sefarad]” (Muñoz Molina 2003, 383).
On the other hand, Sefarad never stops questioning the
legitimacy of literature to approach memory. Perhaps, José Luis
Pinillos’s testimony faithfully illustrates the author’s approach to
memory:
[. . .] si yo estoy vivo tengo la obligación de hablar por ellos, tengo que contar
lo que les hicieron, no puedo quedarme sin hacer nada y dejar que les olviden,
y que se pierda del todo lo poco que va quedando de ellos. No quedará nada
cuando se haya extinguido mi generación, nadie que se acuerde, a no ser que
alguno de vosotros repitáis lo que os hemos contado. (Muñoz Molina 2013,
644)7
At the very end of this passage, the Spanish psychologist
appeals to the narrator and asks him to narrate what he has just
told him (an idea that is lost in the English translation we offer
below). In this sense, it is relevant to refer to Cristina Demaria’s
study Semiotica e Memoria. Analisi del post-conflitto. In this
study, Demaria refers to the necessity of exploring what Lotman
defined as the process of translating experience into the text
(“processi di traduzione dell’esperienza in testo”) when we
transmit the past, paying special attention to the interaction
5 “He who has not been able to forget her for more than half a century has bequeathed her to
me now, transferring the memory of her to my imagination, but I won’t give her an origin or a
name, I haven’t the authority, she isn’t a ghost or a fictional character but someone who was as
real as I am, who had a destiny as unique as mine although far more cruel, a biography that can
neither be supplanted by the beautiful lie of literature” (Muñoz Molina 2003, 312).
6 Concerning the issue of how legitimate it is for fiction to transmit memories of traumatic
experiences, Gilmour has observed that “the dilemma of how to keep memories of these
experiences alive and to transmit them to future generations has become a pressing question in
contemporary cultural studies, in particular in relation to the Holocaust” (Gilmour 2011, 839).
7 “[. . .] because I’m alive I have the obligation to speak for them, say what was done, so that
the little that remains of them in people’s memories will not be lost for all time” (Muñoz Molina
2003, 317).
between individual and collective memory (Demaria 2006, 37).8
Hence, I would affirm that the inclusion of the iconic characters’
testimonies in Sefarad accounts for this sort of translation of
experience into the text.
The issue of the legitimacy of literature as a vehicle for
the transmission of memory and traumatic knowledge is an
essential feature in Muñoz Molina’s Sefarad, which, I feel, is
effectively carried out (Gilmour 2011, 840). On the other hand, it
should not be overlooked that the transmission of memory may
function—as we consider it does in Sefarad—as “a spur to
unexpected acts of empathy and solidarity” (Rothberg 2009, 19).
Empathetic polyacroasis as a narrative principle in Sefarad
One of the most remarkable aspects of Muñoz Molina’s Sefarad
is the importance of storytelling as a principle that articulates the
novel (Herzberger 2004, 85; Valdivia 2013). As Herzberger has
pointed out Sefarad “is a novel of multiple narrators, characters,
and plots that turns inward to celebrate the construction of its
stories.” (Herzberger 2004, 85). It is important to highlight how
significant storytelling, listening, and reading are in the
construction of this novel. In this sense, the inclusion of the
iconic characters’ testimonies in a novel where storytelling and
listening is vital accounts for what Herzberger defines as “a
hybridized narrative rooted in imagination and reference”
(Herzberger 2004, 86). A fruitful tension that contributes to
trigger an empathetic response from the reader (Herzberger 2004,
86).
On the other hand, one of the most remarkable
achievements of Sefarad is its “basic narrator”—that is, the
oscillating narrative voice underlying the seventeen chapters or
“novelas” (Hristova 2011; Gilmour 2011; Valdivia 2012, 591–
592). Actually, this basic narrator constantly changes the
grammatical person from “yo” to “tú,” “él,” “vosotros,” or “ellos”
(Valdivia 2012, 591–592; see also Gilmour 2011). Thus, orality
and storytelling are essential features for this basic narrator to
8 Cristina Demaria affirms in her study that “[l]a trasmissione del significato del passato, la trama
in cui si intrecciano alcuni eventi che divengono così rilevanti, può cioè trovarsi a dipendere dal
modo in cui, di volta in volta, memoria individuale e memoria collettiva interagiscono. È
necessario dunque indagare più a fondo quelli che Lotman definisce come processi di traduzione
dell’esperienza in testo, l’interazione e anche il conflitto fra una memoria individuale e una
collettiva, culturale e sociale” (Demaria 2006, 37).
develop his narrative possibilities. Characters, be they iconic or
fictional, tell each other stories and transmit their testimonies to
those who are willing to listen, to the extent that the manner in
which their identities may be perceived depends to a great extent
on those stories (Herzberger 2004; Gilmour 2011; Hristova 2011;
Valdivia 2012; Valdivia 2013).
Hence, both orality and storytelling allow us to establish a
connection with the rhetorical concept of polyacroasis (Valdivia
2012, 593–594). The term polyacroasis (polyakróasis)—that is, a
plural hearing, plural interpretation of an oral discourse—has
been proposed by Tomás Albaladejo “to refer to the characteristic
consisting of the differences between the hearers of rhetorical
discourse” (Albaladejo 1998, 156). Thus, polyacroasis
contributes to illuminate and elucidate the mechanisms of the
plural reception of discourses taking place in a given rhetorical
event (Albaladejo 1998). As this reception is not only restricted to
oratorical events, Albaladejo has also proposed this concept to
analyze literary works, especially those at the very core of which
literary communication lies (Albaladejo 2009, 2). Polyacroasis
therefore contributes to elucidate the strong link between
literature and orality (Albaladejo 2009, 3–4).
In this sense, Sefarad constitutes a rhetorical event where
the characters or voices that dwell in the novel narrate to each
other the novel they take with them.9 Yet the reader is also
appealed to and turned into another character of the novel by
means of empathy, to the extent that readers may experience what
Northrop Frye affirmed the final message of the genre of
romance was—that is, “de te fabula: the story is about you” (Frye
1976, 186). In this sense, the use in the novel of the rhetorical
figure of apostrophe reinforces the sense of empathy the novel
conveys, since the reader’s attention is drawn in a very effective
manner (Valdivia 2013):
Y tú qué harías si supieras que en cualquier momento pueden venir a
buscarte, que tal vez ya figura tu nombre en una lista mecanografiada de
9In Sefarad, there are multiple references to Benito Pérez Galdós’s Fortunata y Jacinta. Muñoz
Molina introduces in Sefarad a famous quotation taken from that novel, “Doquiera que el
hombre va lleva consigo su novela,” which Margaret Sayers Peden translated into English as
“Wherever a man goes, he takes his novel with him”(Muñoz Molina 2003, 44).
presos o de muertos futuros, de sospechosos, de traidores. (Muñoz Molina
2013, 243)10
Clearly, the use of apostrophe triggers an empathetic
response from the reader, who may experience a total
identification with the voices that dwell in Sefarad (Gilmour
2011, 851). In addition to this, empathy is similarly stimulated by
manipulating the voice of the basic narrator (Gilmour 2011, 851;
Valdivia 2012). What Gilmour has described as “a constant
oscillation between the third person, él or ella, and the first
person, yo,” (Gilmour 2011, 852; Valdivia 2012; Valdivia 2013,
258) creates a web of empathetic connections among the main
narrator, the gallery of multiple voices that weave through the
book, and an empathetic reader. As we have seen before, Muñoz
Molina tells us in the “Author’s note” that both the testimonies he
listened to and stored for a long time in his memory and the
books he read were vital while plotting and writing Sefarad: the
rest was invention. However, it could be affirmed that the part of
the novel that stems from invention completes full circle this web
of empathetic links (Gilmour 2011). In other words, as Gilmour
has pointed out, the use of an empathetic imagination accounts
for the manner in which Muñoz Molina, via his basic narrator,
translates into fiction other people’s memories (Gilmour 2011,
847). This basic narrator has been referred to by Valdivia as a “yo
fluido,” a sort of flowing manifold narrator whose nature is
clearly explained in the following passage taken from the chapter
“Dime tu nombre”:
Nunca soy más yo mismo que cuando guardo silencio y escucho, cuando dejo
a un lado mi fatigosa identidad y mi propia memoria para concentrarme del
todo en el acto de escuchar, de ser plenamente habitado por las experiencias y
recuerdos de otros. (Muñoz Molina 2013, 680)11
This multiple oscillation among different grammatical
persons is accompanied by the use of direct speech, as we can
appreciate when Muñoz Molina provides his own translation into
10 “And you, what would you do if you knew that at any moment they could come for you, that
your name may already be on a typed list of prisoners or future dead, or suspects, or traitors?”
(Muñoz Molina 2003, 45).
11 “I am never more myself than when I am silent and listening, when I set aside my tedious
identity and tedious memory to concentrate totally on the act of listening, on the experiences of
another” (Muñoz Molina 2003, 340).
Spanish of the iconic characters’ testimonies he has read in
books. In the following passage we can appreciate a clear
example of this flowing oscillating narrator:
Evgenia, te están tendiendo una trampa, y es preciso que escapes mientras
puedas, antes de que te partan el cuello. Pero cómo voy yo, una comunista, a
esconderme de mi Partido, lo que tengo que hacer es demostrarle al Partido
que soy inocente. Hablan en voz baja, procurando que los niños no escuchen
nada, temiendo que el teléfono, aunque está colgado, sirva para que les espíen
las conversaciones. (Muñoz Molina 2013, 258)12
The quotation that appears in italics is an excerpt, translated into
Spanish by the author himself, and taken from Evgenia
Ginzburg’s Journey into the Whirlwind, a memoir that had not
yet been translated into Spanish when Sefarad was being written.
Then, after that passage, without using quotation marks, the first
person is used and we are told what the “basic narrator” imagines
Evgenia Ginzburg might have said in the very moment she learnt
she was under threat. In other words, the basic narrator haunts
Ginzburg’s mind and empathetically imagines how Ginzburg
might have reacted. Finally, in the last sentence, the basic narrator
shifts to the third person plural (Valdivia 2013, 258). Needless to
say, this masterly use of narrative technique requires an
empathetic imagination on the author’s part (Gilmour 2011;
Valdivia 2013, 258).
The manner in which polyacroasis functions in this novel
can not be explained if we are unaware of that web of empathetic
connections—or “malla de ramificaciones”—among the different
voices, the reader’s response, and the empathetic imagination
deployed by Muñoz Molina. Therefore, a new question should
now be raised. Is empathy an effective vehicle for both
transmitting and translating memories? Does the author’s
empathetic involvement in retelling and translating testimonies
account for a successful transmission of memory?
According to Rothberg, remembrance and imagination
can be seen as both material and fundamentally human forces that
12“Eugenia, they’re setting a trap for you, and you must run away while you can, before they
have your head. But why would I, a Communist, hide from my Party? I must show the Party that
I’m innocent. They speak in low voices, trying not to let the children hear, afraid that the
telephone, even though the receiver’s down, will allow someone to listen” (Muñoz Molina 2003,
53).
“should not lead to assumptions of memory’s insubstantiality”
(Rothberg 2009, 19). It is possible that, as Sefarad reflects,
translating multidirectional memory into fiction acquires a more
significant and enriched dimension when empathetic imagination
is present.
Translating the Other culturally in Sefarad
The role of translation in postconflict cultures is an aspect that
has been taken into consideration in Nergaard’s “Translating the
Other: Journalism in Post Conflict Cultures” (Demaria and
Wright, 2006). In this article, Nergaard analyzes examples where
one culture translates another (Nergaard 2006, 189). In this sense,
Nergaard proposes an understanding of translation “as the process
through which concepts and discourses in one culture are
interpreted and transformed in order to be introduced into
another” (Nergaard 2006, 189). Translation is also referred to as
“one of the privileged spaces where cultures meet [. . .] in terms
of alterity and difference” (Nergaard 2006, 189). Translation thus
allows us to represent the Other, a complex process that Nergaard
calls cultural translation (Nergaard 2006, 191). In this epigraph I
would like to explore the presence of cultural translation in
Muñoz Molina’s novel, and to what extent fiction may contribute
to an effective translation of the Other and, as a result of that, can
contribute to create and shape knowledge.
When the so-called basic narrator declares that he is never
more himself than when he sets aside his identity to concentrate
on the experiences of another (Muñoz Molina 2013, 680), he is
suggesting that “he is never more fully himself than when
experiencing both self and other” (Gilmour 2011, 849.) In this
sense, it seems that the very idea of representing and translating
the Other appears to be one of the engines of Sefarad, being the
other and the translation of his or her experiences one of the key
motifs that articulate the novel.
We have previously referred to the manner in which
Muñoz Molina translates into fiction the iconic characters’
testimonies. In some occasions the author himself translates
passages into Spanish, which lend verisimilitude to the novel. In
other occasions, the iconic characters are haunted by the
oscillating narrator (“yo fluido,” as proposed by Valdivia) who
imagines empathetically what these “iconic characters and
writers” might have thought or said (Valdivia 2013). This
exploration of the characters’ thoughts appearing in Sefarad, via
an oscillating narrator, constitutes an example of what could be
defined as an empathetic cultural translation.
The most significant instance of this representation of the
Other in Sefarad appears in the chapter “Eres.” In this chapter,
Muñoz Molina appeals empathetically to the reader by means of
the use of apostrophe. Thus, the chapter triggers in the reader a
sense of identification between him or her and the Other
(Valdivia 2013, 601). In this sense in Sefarad “the possibility of
becoming ‘the other’ is a recurrent theme” (Hristova-Dijkstra and
Adema 2010, 74), something that is illustrated when the reader is
asked the following question: “Y tú qué harías si supieras que en
cualquier momento pueden venir a buscarte, que tal vez ya figura
tu nombre en una lista mecanografiada de presos o de muertos
futuros, de sospechosos, de traidores”(Muñoz Molina 2013, 243)
(“what would you do if you knew that at any moment they could
come for you, that your name may already be on a typed list of
prisoners or future dead, or suspects, or traitors?” [Muñoz Molina
2003, 45]).
In the following passage from the chapter mentioned
above, we encounter a representative example of the manner in
which the virtual identification between reader (Self) and the
Other is triggered:
Eres quien mira su normalidad perdida desde el otro lado del cristal que te
separa de ella, quien entre las rendijas de las tablas de un vagón de deportados
mira las últimas casas de la ciudad que creyó suya y a la que nunca volverá.
(Muñoz Molina 2013, 619)13
The effect these words have on the reader is that of fostering a
total identification with the Other, to the extent that we come to
recognize how “the ‘totally other’ constitutes one’s identity”
(Hristova-Dijkstra and Adema 2010, 74).
*
13 As Margaret Sayers Peden’s 2003 translation into English of the 2001 Spanish edition of
Sefarad is being used throughout this article, and as this translation omits many passages from
the original 2001 Spanish edition, including the passage I have just cited, no English translation
is being provided in this instance.
Sefarad has been described by its author as a “mapa de todos los
exilios posibles” (a map of possible exiles) (Valdivia 2013, 26).
In this sense, it could be affirmed that the theme of exile
constitutes a subtext in Sefarad since it is the place where the
narrator and the reader empathize imaginatively with the Other
(Gilmour 2011, 854):
Aún despojándote de todo queda algo que permanece siempre, que está en ti
desde que tienes memoria [. . .] el núcleo o la médula de lo que eres [. . .]: eres
el sentimiento del desarraigo y de la extrañeza, de no estar del todo en ninguna
parte [. . .] (Muñoz Molina 2013, 609)14
In the Introduction to Translation and Power (2002)
Maria Tymoczko and Edwin Gentzler assert that translators “as
much as creative writers and politicians, participate in the
powerful acts that create knowledge and shape culture”
(Tymoczko and Gentzler 2002, xxi). In this sense, in Sefarad
both the translator and the creative writer meet. The fact that
some of the books containing the iconic characters’ testimonies
were not translated into Spanish implied an obvious lack of
knowledge of vital testimonies that has shaped postwar Europe.
Thus, the Spanish author’s decision to insert and translate
passages from the previously mentioned testimonies accounts for
a strong desire to create knowledge both as a creative writer and
as a translator.
If we take into consideration, for instance, the passages
taken from Victor Klemperer’s I will Bear Witness. 1933–1941. A
Diary of the Nazi Years (1999), we can appreciate a clear
illustration of Muñoz Molina’s masterly use of historical
reference and empathetic imagination. In “Quien espera,” a
gallery of “iconic characters” weaves through this chapter, which
includes Victor Klemperer himself, Margarete Buber-Neumann,
Eugenia Ginzburg, Jean Améry, and even fictional characters
such as Josef K. from Kafka’s Der Prozess. In the following
passage we can appreciate the narrative technique deployed by
the author:
14“Something persists that has been inside you for as long as you can remember [. . .] it is the
marrow of what you are [. . .] You are uprootedness and foreignness, not being completely in
any one place [. . .]” (Muñoz Moina 2003, 295).
El jueves 30 de marzo de 1933 el profesor Victor Klemperer, de Dresde, anota
en su diario que ha visto en el escaparate de una tienda de juguetes un balón de
goma infantil con una gran esvástica. Ya no puedo librarme de la sensación de
disgusto y vergüenza. Y nadie se mueve; todo el mundo tiembla, se esconde.
(Muñoz Molina 2013, 247)15
The journal entry corresponds to March 30, 1933. In fact,
the sentence that we encounter at the end of that journal entry—
that is, “In a toy shop a children’s ball with the swastika”
(Klemperer 1999, 10)—occurs unexpectedly, as a juxtaposed
image with no apparent connection with the rest of the
paragraph.16 Thus, Muñoz Molina is clearly retelling what he has
read in the diary, after which he introduces in italics his own
translation of a passage extracted from the English translation of
Klemperer’s diaries. Hence, Muñoz Molina sets a boundary
between real testimonies and literary recreation. Yet, it should be
noticed that the passage in italics does not correspond to the same
day Klemperer saw the child’s ball with the swastika (that is,
March 30) but to May 17 of the same year. This narrative
device—which we can appreciate in other iconic testimonies
throughout the novel—has significant implications from the point
of view of translation, since it reveals a concept of translation that
Tymoczko and Gentzler have described as “not simply an act of
faithful reproduction but, rather, a deliberate and conscious act of
selection [and] assemblage” (Tymoczko and Gentzler 2002, xxi).
In other words, Muñoz Molina’s choice constitutes a conscious act
of juxtaposing his own empathetic retelling of the journal with real
testimonies extracted from it (that is, “I can no longer get rid of the
feeling of disgust and shame. And no one stirs; everyone trembles,
keeps out of sight” (Klemperer 1999, 7) (“Ich kann das Gefühl des
15 “On Thursday, March 30, 1933, Professor Victor Klemperer, of Dresden, notes in his diary
that in a toy-shop window he saw a child’s balloon with a large swastika. I can no longer rid
myself of the disgust and shame. Yet no one makes a move; everyone trembles, hides” (Muñoz
Molina 2003, 47).
16 We provide in this footnote the English translation of Victor Klemperer’s diaries and the
original German: “Yesterday a wretched statement in the Dresdener Neueste Nachrichten—‘on
your own account.’ They are 92.5 percent founded on Aryan capital, Herr Wollf, owner of the
remaining 7.5 percent, has resigned as chief editor, one Jewish editor has been given leave of
absence (poor Fentl!), the other ten are Aryans. Terrible!—In a toy shop a children’s ball with the
swastika.” (Klemperer 1999, 10); „Gestern jämmerliche Erklärung der Dresdener NN ‚in eigener
Sache’. Sie seien zu 92,5 Prozent auf arisches Kapital gestützt, Herr Wollf, Besitzer der übrigen
7,5 Prozent, lege Chefredaktion nieder, ein jüdischer Redakteur sei beurlaubt (armer Fentl!), die
andern zehn seien Arier. Entsetzlich! – In einem Spielzeugladen ein Kinderball mit Hakenkreuz”
(Klemperer, 1995: 15–16).
Ekels und der Scham nicht mehr loswerden. Und niemand rührt
sich; alles zittert, verkriecht sich.” [Klemperer 1995, 12]).
In “Quien espera” we encounter a web of testimonies or
voices that are intertwined throughout this chapter, including
Buber-Neumann’s, Ginzburg’s, and Klemperer’s. In the last
paragraph of this chapter the testimonies of both Klemperer and
Buber-Neumann come together. In a masterly juxtaposition of
voices and testimonies, the oscillating narrator concludes this
chapter in the following manner:
Llegaron una mañana muy temprano, del 19 de Julio, y al comprobar que esta
vez sí que venían de verdad por ella [Margarete] no sintió pánico, sino más bien
alivio [. . .]. El 12 de julio el profesor Klemperer recuerda en su diario a algunos
amigos que se marcharon de Alemania, que han encontrado trabajo en Estados
Unidos o en Inglaterra. Pero cómo irse sin nada, él, un viejo, y su mujer una
enferma [. . .]. Nosotros nos hemos quedado aquí, en la vergüenza y la penuria,
como enterrados vivos, enterrados hasta el cuello, esperando día tras día las
últimas paletadas. (Muñoz Molina 2013, 267)17
The responsibility that translation may have in creating
knowledge has been previously mentioned. I agree with Tymoczko
and Genztler when they affirm that “translation [. . .] actively
participates in the construction of knowledge [. . .] and that the act
of translation is itself very much involved in the creation of [it]”
(Tymoczko and Gentzler 2002, xxi). Leaving aside the enormous
literary value of a novel like Sefarad, I would affirm that this novel
is also an example of how a fictional work can participate in that
construction of knowledge through an empathetic imagination.
Conclusion
Throughout this article I have tried to analyze the manner in which
Muñoz Molina juxtaposes in Sefarad the shared European and
Spanish memory of the twentieth century via a multidirectional
memory approach to fiction. In this sense, I would affirm that
Michael Rothberg’s approach helps explain the narrative
mechanisms underlying Sefarad. In other words, Rothberg’s
17 “They came one morning very early, on July 19, and when she realized that they had finally
come for her, [Margarete] felt only a kind of relief [. . .]. On July 12, Professor Klemperer refers
in his diary to some friends who left Germany and found work in the United States or England.
But how do you leave when you don’t have anything? He, an old man with a sick wife [. . .]. We
have stayed here, in shame and penury, as if buried alive, buried up to our necks, waiting day
after day for the last spadefuls of dirt” (Muñoz Molina 2003, 60).
dynamic multidirectional model accounts effectively for the
interaction of different historical memories which we can
appreciate in Sefarad (Rothberg 2009, 3).
Muñoz Molina thus translates into fiction previously
isolated memories and presents a map of all possible exiles in an
unprecedented manner in recent Spanish literature. In this sense, I
would state that one of Muñoz Molina’s greatest achievements is
the manner in which he carries out a translation of experience into
a fictional text. There are multiple instances of that translation of
experiences into Sefarad, such as the iconic characters’
testimonies. In addition to this, I would like to point out that
empathetic polyacroasis contributes to a great extent to this
effective translation of experience. Thus, I believe that the presence
of polyacroasis in Sefarad enhances that empathetic translation and
transmission of memory, since it allows both a plural interpretation
and a powerful interaction among the different “voices” that dwell
in the novel, and it also increases the readers’ empathetic response.
In my opinion, translating multidirectional memory into fiction
becomes more effective when empathetic polyacroasis takes place.
Needless to say, this “hybridized narrative rooted in imagination
and reference” (Herzberger 2004, 86) clearly contributes and
participates in the construction of knowledge.
Finally, I would like to conclude this essay with an excerpt
from Antonio Muñoz Molina’s Sefarad that, to a great extent, may
function as a concise summary of the argument I have presented:
No eres una sola persona y no tienes una sola historia, y ni tu cara ni tu oficio ni
las demás circunstancias de tu vida pasada o presente permanecen invariables. El
pasado se mueve y los espejos son imprevisibles. (Muñoz Molina 2013, 596)18
18“You are not an isolated person and do not have an isolated story, and neither your face nor
your profession nor the other circumstances of your past or present life are cast in stone. The
past shifts and reforms, and mirrors are unpredictable” (Muñoz Molina 2003, 288).
References
Albaladejo, Tomás. 1998. “Polyacroasis in Rhetorical Discourse.” The
Canadian Journal of Rhetorical Studies/La Revue Canadienne d’Études
Rhétoriques 9: 155–167.
———. 2009. “La poliacroasis en la representación literaria: Un
componente de la retórica cultural.” Castilla. Estudios de Literatura 0:
1–26. PDF available at http://uvadoc.uva.es/handle/10324/12153.
Améry, Jean. 1997. Jenseits von Schuld und Sühne: Bewältigungsversuche
eines Überwältigten. Stuttgart: Klett-Cotta Verlag.
Baer, Alejandro. 2011. “The Voids of Sepharad: The memory of the
Holocaust in Spain.” Journal of Spanish Cultural Studies 12 (1): 95–
120. doi:10.1080/14636204.2011/556879.
Buber-Neumann, Margarete. [1947] 1997. Als Gefangene bei Stalin und
Hitler. Eine Welt im Dunkel. Berlin: Ullstein Buchverlage.
Demaria, Cristina. 2006. Semiotica e memoria. Analisi del post-conflitto.
Roma: Carocci.
Demaria, Cristina, and Colin Wright. 2006. Post-Conflict Cultures. Rituals of
Representation. London: Zoilus Press.
Frye, Northrop. 1976. The Secular Scripture: A Study of the Structure of
Romance. Cambridge (MA): Harvard University Press.
Gilmour, Nicola. 2011. “The Afterlife of Traumatic Memories: The Workings
and Uses of Empathy in Antonio Muñoz Molina’s Sefarad.” Bulletin of
Spanish Studies: Hispanic Studies and Researches on Spain, Portugal
and Latin America 88 (6): 839–862.
doi:10.1080/14753820.2011.603491.
Ginzburg, Eugenia Semyonovna. 1967. Journey into the Whirlwind.
Translated by Paul Stevenson and Max Hayward. London: Harcourt.
Herzberger, David K. 2004. “Representing the Holocaust: Story and
Experience in Antonio Muñoz Molina’s Sefarad.” Romance Quarterly
51 (2): 85–96. doi:10.3200/RQTR.51.2.85-96.
Hristova, Marije. 2011. “Memoria prestada. El Holocausto en la novela
española contemporánea: Los casos de Sefarad de Muñoz Molina y El
Comprador de aniversarios de García Ortega.” MA thesis, University of
Amsterdam. PDF available at http://dare.uva.nl/document/342563.
Hristova-Dijkstra, Marije J., and Janneke Adema. 2010. “The exile condition.
Space–time dissociation in historical experience. A reading of Sefarad.”
Krisis, 1: 62–76.
Klemperer, Victor. 1995. “Ich will Zeugnis ablegen bis zum letzten.”
Tagebücher 1933–1941. Berlin: Aufbau-Verlag.
———. 1999. I Will Bear Witness. 1933–1941. A Diary of the Nazi Years.
Translated by Martin Chalmers. New York: The Modern Library.
Muñoz Molina, Antonio. 2003. Sepharad. Translated by Margaret Sayers
Peden. London: Harcourt.
———. 2007. Travesías. Edited by Jorge F. Hernández. Mexico City:
Universidad Nacional Autónoma de México.
———. 2013. Sefarad. Edited by Pablo Valdivia. Madrid: Cátedra.
Nergaard, Siri. 2006. “Translating the Other: Journalism in Post-Conflict
Cultures.” In Cristina Demaria and Colin Wright 2006, 189–207.
Rothberg, Michael. 2009. Multidirectional Memory: Remembering the
Holocaust in the Age of Decolonization. Stanford: Stanford University
Press.
Tymoczko, Maria, and Edwin Gentzler, eds. 2002. Translation and Power.
Amherst and Boston: University of Massachusetts Press.
Valdivia, Pablo. 2012. “Poliacroasis, memoria e identidad en la articulación
de los discursos de poder: el caso de Sefarad de Antonio Muñoz
Molina.” In Retórica y política. Los discursos de la construcción de la
sociedad, edited by Emilio del Río Sanz, María del Carmen Ruiz de la
Cierva, and Tomás Albaladejo, 591–604. Logroño: Instituto de Estudios
Riojanos.
———. 2013. Introduction to Muñoz Molina 2013.
obtained his BA in English Philology and his PhD from the
Universidad Autónoma de Madrid. He is currently lecturer in Contemporary
Literature, English Literature, and English at the Universidad CEU San Pablo, Madrid,
and member of the research group C [P y R] (Communication, poetics and rhetoric)
at the Universidad Autónoma de Madrid. He is currently a member of the
METAPHORA project and has been a member of a previous research project on
Cultural Rhetoric. His research interests include comparative literature, rhetoric, and
literary translation.
| Unimi Open Journals |
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] | Abstract: Holocaust survivor testimonies are frequently read, explored,
and interpreted in English translation—that is, beyond their original
linguistic, temporal, and cultural points of telling. And yet only meager
attention has been paid to the epistemological and ethical implications of
translation as a mode of re-mediating Holocaust memory. Significant
questions remain regarding the potentialities of translation, both positive
and negative, for shaping the way in which readers come to know about,
and respond to, the lived experiences of the survivors. Specifically, this
article hopes to encourage more sustained and critical thinking about the
decisive and moral role of the translator as a secondary witness, “one who
listens to the testimony with empathy and helps to record, store and
transmit it” (Assmann 2006, 9). The article presents a case study of two
acts of secondary witnessing which re-mediate the experiences of French
female deportees into English: Barbara Mellor’s translation of Agnès
Humbert’s (1946) Notre guerre, published in 2008 as Résistance, and
Margaret S. Summers’s translation of Micheline Maurel’s (1957) Un
camp très ordinaire, published in 1958 as An Ordinary Camp. Attention
will be paid to how the translators have listened to and re-mediated the
experiences of the survivors for a new readership, while the sociocultural
contexts of and influences on these acts of secondary witnessing will also
be considered.
Introduction
Translating the written memory of an individual into another
language and culture entails a twofold act of perpetuation; first,
the lived experiences of that individual are recorded in an
additional repository and are then carried beyond the immediate
borders of the original telling. Yet, in order that this
perpetuation might be realized through translation, the particular
threads of memory which constitute the original narrative—
whether in the form of autobiography, memoir, diary or
testimony—are necessarily reworked by the hands of another,
by a translator who, in most instances, has no direct connection
with the remembered events or emotions.1 The warp and weft of
the initial act of memory may subsequently emerge intact,
preserved by translation to bear enduring and accurate witness
to the life of the individual; alternatively, it may not withstand
the process, becoming distorted in its appearance, texture or
purpose once reconstructed in another setting.
This article sets out to identify and critically examine
the role of the translator in the transmission of individual
memory within the specific context of survivor accounts of the
Holocaust. In this respect, any exploration of how the translator
re-mediates life in the camps must be fully mindful of the
unique representational, epistemological and ethical
complexities that can beset attempts to tell and retell those
stories of suffering and survival. Many Holocaust narratives are
marked by a tension between the (communicative,
commemorative, and often cathartic) need to commit lived
experience to writing and the aridity of words whose capacity to
tell withers before the sheer horror of the events they venture to
describe. The complexities of representation may be
compounded further by the contingencies of memory, which can
fade but also sharpen with the passing of time.2 In turn, the
translator of the Holocaust narrative is potentially brought into
an encounter with a text that is, deliberately or otherwise,
halting, uneven; a text that may attempt to lay bare some or all
of the concentrationary universe, and in so doing, charge itself
with a particular moral burden to remember, to understand, or
indeed to resist any such understanding. How the translator
1 A notable exception to this distance between the one who remembers and the one who
translates can, of course, be found in the phenomenon of self-translation. The conflation of
these two positions necessarily raises an alternative set of questions to the ones I address here.
2 Contrary to the antinarrative stance adopted by literary theorists such as Cathy Caruth (1996),
scientific studies have shown that traumatic experiences are recoverable and representable, as
opposed to repressed and unspeakable. As is noted by Beverley R. King in 21st Century
Psychology: A Reference Handbook, “Overwhelmingly, the research supports the trauma
superiority argument—memories for stressful experiences are not easily forgotten, especially
the central details of the events” (2009, 452). For further criticism of Caruth, see Ruth Leys
(2000), and Wulf Kansteiner and Harald Weilnböck (2008).
responds to such complexities will be considered in reference to
the concept of the secondary witness, 3 defined by Geoffrey
Hartman as someone who “provides a witness for the witness,
[and] actively receives words that reflect the darkness of the
event” (1998, 48). It is precisely the nature and extent of the
translator’s act of receiving that will be considered in the case
study below, always heedful of what Colin Davis terms the
“insidious dangers inherent in secondary witnessing” (2011, 20)
which threaten to belie the experiences, pain and otherness of
the Holocaust survivor. For the manner in which the translator
serves as secondary witness will ultimately determine whether
the target language reader has a window onto past events that is
as broad or narrow, as transparent or opaque, as whole or
fragmented, as the one originally offered by the survivor.
The present case study centers on two remarkable
French testimonies of life in and liberation from the Nazi labor
camps for women. Agnès Humbert’s Notre guerre: Journal de
Résistance 1940–1945 was published in the immediate
aftermath of World War II in 1946; it begins with the art
historian’s diary entries which record her early involvement in
the French Resistance movement and then proceeds to a
retrospective account of her arrest and internment in the Parisian
prisons of Cherche-Midi, La Santé, and Fresnes, her subsequent
deportation to the German forced labor camps of Krefeld-
Anrath, Hövelhof and Schwelm, and her eventual liberation
from the town of Wanfried. Micheline Maurel, a literary
scholar, was also arrested for Resistance activities, and her
testimony, Un camp très ordinaire, appeared in 1957. In her
work, Maurel documents her experiences of daily life and
hardship in the Neubrandenburg labor camp, a satellite of the
Ravensbrück concentration camp for women, as well as her
difficult return home following liberation. These accounts will
be brought into relief with their English translations—
respectively, Résistance: Memoirs of Occupied France
translated by Barbara Mellor (2008) and Ravensbrück by
Margaret S. Summers (1958)4—as a means of establishing how
these translators have served as witnesses to the survivors, while
3 This present study follows on from my 2013 work in which I also draw on secondary
witnessing to scrutinize the English translation of Robert Antelme’s (1947) L’espèce humaine.
4 Page references will here be given to the UK edition published in 1958 by Digit Books, an
imprint of Brown Watson. See reference list for an overview of all available UK and US editions.
also recognizing that the translator is not the sole agent
responsible for the way in which these individual memories
have been transmitted.
The decision to explore these two particular female
survivor accounts has been made in light Margaret-Anne
Hutton’s observation that “French women deported to Nazi
concentration and death camps […] have, as yet, received little
to no critical attention” (2005, 2), in Holocaust studies or
elsewhere. With the exception perhaps of Charlotte Delbo,
analytical focus has tended to fall on male memories and
narratives of life in the camps; this case study can thus be read
as an attempt to bring two marginalized, eclipsed voices of
female survivors further to the fore. In more general terms, the
article can also be seen as a contribution towards a burgeoning
body of work by scholars who situate themselves at the
intersection between Translation Studies and Holocaust Studies
in order to better understand how the linguistic and cultural
dynamics of translation have shaped the transmission and
reception of Holocaust writing. Susan Suleiman observes in
1996 that “[w ]hile students of Holocaust literature are keenly
aware of problems of language and representation, they have
paid surprisingly little attention to a problem one might call
representing—or remembering, or memorializing—the
Holocaust in translation” (1996, 640). Almost a decade later,
and that much needed critical attention is beginning to emerge
in revelatory studies, underpinned by comparative textual and
cultural analyses across a range of language pairs and genres.
Of particular note is the work of Jean Boase-Beier who
approaches the poetry of Paul Celan from the dual and ethically
engaged position of researcher and translator; she argues (2014)
that reading a Holocaust poem for translation entails a more
penetrating, exacting encounter with the silences, ambiguities,
and tensions of the original and maintains (2011) that these
potent features must be retained in the translation where they
might be perceived and interpreted by the new reader.
Conversely, Peter Davies adopts a decisively descriptive
approach to the translations of Borowski (2008), Wiesel (2011),
and Höß (2014) to frame textual and paratextual decisions in
terms of the status and function of Holocaust testimony in the
target culture, and in reference to target language reader
expectations. A recent special edition of Translation and
Literature (2014) on “Holocaust Testimony and Translation,”
edited by Davies, further signals the upsurge in interest in
questions of how, why and to what effect Holocaust writing
travels in translation. In addition to Boase-Beier’s (2014) work
mentioned above, specific cases in point are Sue Vice’s (2014)
examination of how reading false Holocaust testimonies in
translation can lay bare their constructedness, as well as Angela
Kershaw’s (2014) exploration of how translation can restrict and
release the complex network of intertextual references in French
Holocaust fiction. Also of interest is Kershaw’s (2013) detailed
examination on how translated Holocaust fiction is marketed
and received within Britain’s literary landscape. More broadly,
Bella Brodzki (2007) understands translation as a trope for the
textual reconstruction and transmission of memory, dedicating a
chapter of Can These Bones Live to the connections between
memorializing, mourning, and translation in the writing of Jorge
Semprùn.
These studies unarguably serve to provide a more
detailed and nuanced picture of the various ways in which
translation functions as a mode of reinscribing and imparting
Holocaust memory. In turn, this article endeavors to illustrate
the strategies on which the mediation and reception of the two
translated French testimonies are premised, supplementing thus
the existing body of work in an empirical sense and proposing
the figure of the secondary witness as a framework for better
understanding the responsibility of the translator of first hand
Holocaust accounts.
Secondary witnessing in translation
The notion of secondary witnessing can be traced back to the
establishment of the Fortunoff Video Archive for Holocaust
Testimonies for which over 4,400 eye-witness accounts were
recorded on videotape. One of the co-founders of the project,
psychoanalyst Dori Laub, has reflected critically on his role as
an interviewer, or “the immediate receiver of these testimonies”
(1991, 76). He frames his position in relation to the survivor as
“a companion on the eerie journey of the testimony. As an
interviewer, I am present as someone who actually participates
in the reliving and reexperiencing of the event” (1991, 76). Such
companionship and participation is a decisive factor in the very
elicitation of the testimony; the interviewer bears witness to the
witness and, in so doing, becomes an auxiliary to the telling of
the story, a secondary witness. Accordingly, an ethical onus is
placed on the secondary witness; as Thomas Trezise puts it:
The general lesson Laub draws from his intervention is that the listener
actively contributes, for better or for worse, to the construction of
testimonial narrative, that the receiving is analogous to the giving of
testimony insofar as it involves a process of selection and omission,
attention and inattention, highlighting and overshadowing, for which the
listener remains responsible. (2013, 19)
The translator of the Holocaust testimony can likewise be
placed in this position of receiving and responsibility. Although
the dialogic immediacy that characterizes the relationship
between the survivor–witness and interviewer–secondary
witness on tape is, in many cases, no longer tenable in the
context of translation,5 it is nevertheless the case that the
translator is a present and operative force in the bringing forth
of the testimony in another language, as well as in its journey to
another time and place. It is the translator who first participates
in shaping the contours of the account, and only then can its
content be repackaged and transmitted to a subsequent, broader
audience in the target culture.
The role of any secondary witness is a demanding and a
complex one which entreats the listener to hear affectively and
exactingly: “The listener has to feel the victim’s victories,
defeats and silences, know them from within, so that they can
assume the form of testimony” (Laub 1992, 58). At the same
time, the secondary witness is called to be mindful of this
attempt to feel and know the survivor, so as to preclude any
collapse of the distinction between the two subject positions.
Hartman expresses the dilemma of the secondary (or what he
terms ‘intellectual’) witness as follows: “Every identification
approaches over-identification and leads to a personifying and
then appropriation of the identity of others. The distance
between the self and other is violated and the possibility of
5 The retranslation of Wiesel’s La nuit by his wife in 2006 is a rare example of proximity
between survivor and translator.
intellectual witness aborted” (1998, 4). In order to avert such a
failure, secondary witnessing must be predicated instead on the
core value of empathy, an empathy which pertains in all
contexts of the act. In the case of the historian as secondary
witness, Dominick LaCapra insists on an ethically desirable
form of empathy that “involves not full identification but what
might be termed empathic unsettlement in the face of traumatic
limit events” (2001, 102). Likewise, memory studies scholars
Marianne Hirsch and Leo Spitzer contend that the secondary
witness “must allow the testimony to move, haunt and endanger
her; she must allow it to inhabit her, without appropriating or
owning it” (2010, 402). As I have argued elsewhere (Deane-Cox
2013), this empathic mode of bearing witness to the witness
must also extend to the context of translation. However, the risk
of crossing the threshold from empathy into over-identification
is stronger here still given the appropriative thrust of translation
and the subjective filter of the translator who may “feed [their]
own beliefs, knowledge, attitudes and so on into [their]
processing of texts, so that any translation will, to some extent,
reflect the translator’s own mental and cultural outlook” (Hatim
and Mason 1990, 11). If the translator of the Holocaust
testimony is to serve as a secondary witness, as “the blank
screen on which the event comes to be inscribed for the first
time” (Laub 1992, 57), here in a new linguistic, cultural and
temporal setting, then he or she must strive to engage
empathically with that telling and to respect the distance that
separates him or herself from the survivor. Otherwise, the testi-
mony is at danger of being overwritten by the assumptions and
the excesses (hearing too much) or insufficiencies (hearing too
little or inaccurately) of the translator, at which point the
testimony will cease to function as such.
However, participation in the communicative exchange
is not restricted to the witness and the secondary witness alone,
for the account that emerges from this encounter can also be
heard by additional audiences and used to different ends.
Although Laub does not address this point explicitly in his
work, Trezise sees there a “suggest[ion] that the reception of the
Holocaust survivor testimony requires not only attending to the
voices of witnesses while remaining aware of one’s own, but
also attending, with equal self-awareness, to the voices of other
listeners” (2013, 9). And within the paradigm of the translator as
secondary witness, those other listeners are the translation
readers as well as other interested parties such as literary agents,
publishers and editors, their presence and needs positioning the
translator, once again, in that familiar continuum bounded by
source and target concerns. Or, as Francis Jones writes, “the call
to the primary other (the source-writer or source-culture) must
be tempered by a constant awareness of ‘the other other’”
(2004, 723). Referring here to his experiences of translating
literary texts against the backdrop of the Yugoslav wars in the
1990s, Jones clearly foregrounds the dual obligation of the
translator whose loyalty towards the source text writer is in
ever-present negotiation with the differentiated social, ethical,
ideological, aesthetic, economic etc. goals of these “other
others.”
In this respect, the loyalty of the translator as secondary
witness can never be wholly and exclusively be ascribed to the
Holocaust survivor; there are no unique circumstances which
might allow the translator of any published target text to stand
outside the communicative context in which he or she operates.
Such a position is doubtless implausible. But the impossibility
of absolute loyalty does not exclude the very real possibility of
privileging the original survivor’s account, of listening
attentively despite, or even in the face of, the demands of other
parties. For the translator is never an impartial mediator,
situated squarely between source and target values; to think
otherwise, according to Maria Tymozcko, leads to “the
evisceration of the agency of the translator as a committed,
engaged and responsible figure” (2007, 7). Indeed, the translator
as secondary witness who purposely decides that their first and
foremost obligation is to the survivor becomes the very
embodiment of a translator as an ethically motivated agent.
At the same time, this agency functions to dispel the
similarly restrictive idea that translators are irrevocably
beholden to the norms and expectations of the target culture. Of
course, there may be implications for translation decisions that
fall outside of established conventions and values; non-
publication, censorship and poor sales are amongst the most
obvious. But there is also a danger in overemphasizing the
influence exerted by the target culture norms in the translation
process. Siobhan Brownlie (2007, 155–157) has argued that
adopting a broad normative approach has its blind spots since
the specific motivations behind the decision to translate can
vary from one text to the next, translation strategies may
fluctuate within a given text, and there is often no neat
concurrence between distinct norms and distinct time periods
given the potential of norms to coexist, reappear or be
challenged at any moment. In other words, the engaged
translator will necessarily take the wider cultural context into
consideration, but will proceed in accordance with their own
agenda, be that in line with or in opposition to supposed
prevailing norms.
In her work Disappearing Traces: Holocaust Testimo-
nials, Ethics and Aesthetics, Dorota Glowacka (2012) also
gestures towards translation as an ethically charged act of
bearing witness, where translation is understood to function on
various levels in Holocaust testimonial writing: the original
witness translates the self from past to present and often across
multilingual contexts, while subsequent interlingual translations
are framed in Levinasian terms as “a response to the summons
from another language, the language of the other” (2012, 94).
Glowacka also proceeds from the premise that the events of the
Holocaust exist in the realm of the unspeakable, so that any act
of witnessing will be suffused with communicative loss.
Nevertheless, Walter Benjamin’s concept of “pure language” is
proposed as restorative mode of telling; specifically, Glowacka
suggests that the call of the other can be answered across
Babelian disunities of language by means of translation that
initiates “linguistic complementation” (Benjamin 2000, 21),
namely the blending and synthesis of source and target
languages that culminates in pure language. For Glowacka, a
translation that responds ethically to the other is one that draws
on multiple linguistic repertoires in order to transmit and ensure
the survival of the testimony; only then can it transcend the
limitations of the monolingual utterance.
However, while this view of translation certainly calls
attention to the responsibility of the interlingual translator in the
witnessing process, numerous tensions arise if pure language is
pressed into the service of concrete textual communication.
First, the concept of pure language is an abstract one whose end
goal is the elevation of language itself to an always distant point
where language “no longer means or expresses anything but is
[…] that which is meant in all languages” (Benjamin 2000, 22).
It is a matter of form alone, and its realization through
translation “ultimately serves the purpose of expressing the
innermost relationship of languages to one another” (2000, 17).
Conversely, the translation of content is considered by
Benjamin to be a redundant task: “any translation which intends
to perform a transmitting function cannot transmit anything but
information—hence, something inessential” (2000, 15). On the
one hand, this conceptualization fits with discourses of
unspeakability and trauma—the very act of telling, the manner
in which it is told, is more important than what is told. But on
the other, it is difficult to reconcile this stance with the demands
of secondary witnessing: how will the referential function of a
testimony endure if the task of the translator is to invariably
defer meanings? And how will the relationship between the
original and secondary witness be sustained if precedence is
given to the relationship between languages? James E. Young
cautions against an exclusive emphasis on poetics in Holocaust
narratives: “By seeming to emphasize the ways we know the
Holocaust to the apparent exclusion of the realities themselves,
critics threaten to make the mere form of study their content as
well” (1988, 3). This warning is particularly pertinent in the
context of pure language which would seem to offer all but a
restricted, abstruse mode of secondary witnessing; a mode that
neglects the facts (as understood by the survivors) of existence
and suffering, and one that certainly eschews over-identifi-
cation, but does so by promoting the linguistic over and above
the human.
When we move from the abstract to the concrete to
consider Benjamin’s proposal of literal translation strategies as a
means of approaching pure language, obstacles to secondary
witnessing are still discernible. According to Glowacka,
Benjamin’s literalness will instigate a process whereby “native
words are transformed from an inscription of belonging into the
mark of strangeness” (2012, 99), and the translated testimony
reader is forcefully confronted with and called to respond to the
(multi)linguistic and experiential alterity of the other. The claim
that translation, as a signal of difference, “can potentially stand
guard against linguistic ethnonationalism, remaining vigilant
against the sedimentation of words into tools of oppression,
exclusion and discrimination” (2012, 99) strongly echoes
Lawrence Venuti’s claim that foreignization “can be a form of
resistance against ethnocentrism and racism, cultural narcissism
and imperialism” (1995, 20). But, although foreignizing
translation can be revelatory and responsive to the needs of the
other, it can also conceal under the weight of its impenetrability:
as Tymoczko questions, “how do we distinguish resistant
translations from translations that are unreadable?” (2000, 37).
The danger here is that the reader finds nothing on which to
hinge their reading and response, thereby rendering translation
if not ineffectual as a mode of address, then at least diminished
in what Glowacka regards as its “potential to create
communities of speakers” (2012, 101). So, while Glowacka is
right to insist on the ethical responsibility of the translator to
preserve and transmit survivor testimonies, neither pure
language nor its textualization as literal translation are perhaps
the most enduring bridges across the divide between the other
and the other other.
Instead, the translator who serves as an ethically
committed secondary witness is one who listens astutely and
empathically to the survivor’s story, giving primacy to its
preservation and not to any lofty ideas of pure language or the
assumed demands of a target culture, all the while aware that
some concessions must be made in the name of accessibility.
Admittedly, though, discussions of the secondary witness have
predominantly remained notional and detached from empirical
practice. The following case studies will therefore direct
attention towards more applied considerations of secondary
witnessing in order to explore the implications of actual textual
translation decisions, while also attempting to discern the extent
to which pressure has been exerted by external factors.
Given the ethical dimension of secondary witnessing, the
comparisons between source and target testimonies will be
openly evaluative. In this sense, my analytical stance is informed
by Phil Goodwin who has challenged the displacement of ethical
questions in translation by technical labels such as “free” or
“literal,” “foreignizing” or “domesticating”; one of his aims is “to
remind us that translation always takes place within a human
context” (2010, 23) and, consequently, that it is “almost wilfully
absurd to view the translation question in these circumstances as
a purely technical one” (2010, 24). By consciously moving
beyond the realm of objective description, the question of
translation as secondary witnessing can thus be fully
foregrounded as an ethical one. The stakes are high; the
translator has a clear responsibility towards the Holocaust
survivor, and, whether they have a conscious awareness of this
obligation or not, the ways in which the translator (dis)continues
the original act of witnessing merit a critical and a vigilant
approach.
Humbert and Maurel: translated experiences
How have the translators of Humbert and Maurel engaged with
the survivors’ stories and how have their translation decisions
impacted on the process of secondary witnessing? Before
turning to the analysis itself, it is worth briefly underscoring a
basic premise of this study, namely that, although written
accounts of the Holocaust may have been borne of an onerous
struggle with language, such accounts should not be placed
under the sign of the ineffable. This is not to deny the extremity
of the events, but rather to acknowledge the efforts that
witnesses have made to put their lived experiences into words.
Accordingly, both content and form are fundamental to the
transmission of survivor memory; neither can be omitted from
the analytical approach. First, while there may be some slippage
between lived experiences and their verbal representations, this
should not undermine the potential of words to tell or to record.
As Pascaline Lefort argues, “the existence of testimonies shows
that the camp survivors [. . .] have successfully dealt with the
unspeakable, moved beyond its limitations” (2012, 585, my
translation), while Zoë Waxman likewise affirms that
“[l]anguage may not be adequate to convey the horrors of the
Holocaust, but this does not mean that nothing can be said”
(2006, 175). In short, saying something is understood as the
counterpoint to ineffability. Secondly, the form of that saying is
also central to renouncing silence. Although Young’s (1988, 3)
previously discussed warning against an exclusive focus on
form is to be heeded, it would be equally restrictive to dismiss
the revelatory function of poetics in Holocaust accounts, since,
as Margaret-Anne Hutton contends, “such literary and rhetorical
traits can be seen to function as aids to communication” (2005,
69). So, if the form and content of words have been
simultaneously charged with the task of communication by the
original witness, then the secondary witness is compelled to
uphold and preserve those referential and aesthetic dimensions.
The examples below will thus consider how and to what effect
the translators have responded to the communicative efforts of
Humbert and Maurel.
On irony
One of the most striking narrative features of the testimonies of
both Maurel and Humbert is the way in which they draw on
irony, verging on dark humor, in order to record their physical
experiences and to signal their resistant stances in the face of
such suffering. Referring to its use in Holocaust testimonies,
Hutton has noted that “irony, as a non-literal mode, requires the
reader to decode the unspoken message. When and if these
conditions are met, a powerful bond based on what remains
unsaid is created, and communication is intensified” (2005, 84).
But for the reader of the translated testimony, this potential
bond already hinges on an act of decoding, or hearing the
unsaid, as carried out by the translator. Critically, if the
translator does not pay sufficient heed to irony, then the voice of
the survivor and the adverse conditions of which they speak risk
being submerged in translation, which would mark a collapse of
secondary witnessing.
Maurel’s account is, from time to time, accentuated by
litotic observations that are caustically delivered in a single
sentence. Indeed, a good number of these have been heard and
reinscribed in the English versions by her translator, Summers.
Accordingly, where Maurel downplays her brutal treatment at
the hands of the guards by remarking that “Il est apparu très vite
que j’avais une tête à claques” (1957, 49), this sardonic tone is
preserved in the translation as “It soon became apparent that my
head invited blows” (1958, 39). And where Maurel declares that
“C’est à cause de [Frau Schuppe] en grande partie que les
Françaises mouraient si bien” (1957, 87), the mordant inflection
is paralleled in English, where the reader learns that “It was
mainly because of her that the French were dying in such
satisfactory numbers” (1958, 71). By preserving Maurel’s irony,
Summers offers the translation readers an insight into both the
daily threat of punishment and death in the camps, as well as the
survivor’s defiance in the face of such hardship.
But certain restrictions seem to have been placed on the
transfer of irony that is self-deprecating or particularly sensitive.
In the first instance, Maurel, reflecting on her physical and
emotional dishevelment, comments that “Nous devions être si
ridicules à voir [We must have been such a ridiculous sight]”
(1957, 81–82);6 in contrast, the translation lessens the derision
in its more neutral estimation that “we must have presented an
incongruous sight” (1958, 66). Secondly, Maurel is scathing in
her critique of the unthinking way in which people responded to
her return to France. The question most frequently posed to the
survivor was whether she had been raped, leading her to react as
follows: “Finalement, je regrettais d’avoir évité cela. J’avais
manqué par ma faute une partie de l’aventure, et cela décevait le
public. Heureusement que je pouvais au moins raconter le viol
des autres [I came to regret having avoided that. Through fault
of my own, I had missed out on a part of the adventure, and that
disappointed the public. Fortunately, I could at least tell them
about the rape of others]” (1957, 185). Although Summers
retains the ironic sense of regret expressed by Maurel, a few
telling attenuations of the full force of the irony occur in the
translation. The survivor’s wry self-blame is first limited by the
shift from the original active construction of “having avoided”
rape to a much more passive state in which she “regretted
having been spared this” (1958, 154, italics mine). Secondly, a
tentative adverb is added to the passage: “Seemingly, by my
own fault, I had missed one part of the adventure” (1958, 154,
italics mine) which detracts once again from the sardonic notion
that she is guilty by deliberate omission. In addition, the
discordantly positive “Fortunately” of the original is replaced by
a concessive adverb in the statement that “However, I could at
least tell them of the rape of others” (1958, 154), which has the
potential to be read in a more straightforward manner.
6 All back translations in square brackets are mine and they serve two purposes: as normal, they
allow non-French speaking readers access to the original, but they also demonstrate that a more
attentive translation is possible.
Perhaps these changes were motivated by a sense of
probity on the part of the translator, but this lessening of
Maurel’s irony effectively dampens a form of communication
that the survivor relied on as both a means of communicating
and of coping. Indeed, the cumulative effect of this strategy can
be read in the Kirkus Review which describes the translation in
the following terms: “More as a reminder, than as recrimination,
this sensitive and softspoken memoir patterns the days spent
over a period of two years in the concentration camp of
Neubrandenburg” (n.d.). But the original is scathing, bold,
outspoken. The review thus points to the potential of translation
to fundamentally alter the tone of a given testimony.
The piercing use of irony comes even further to the fore
in Humbert’s writing, extending over entire passages. By way of
illustration, Humbert describes the harmful and humiliating
effects of working with acid in the rayon factory as follows:
J’ai passé l’âge des costumes genre Folies-Bergère. L’acide brûle
naturellement non pas seulement notre peau, mais il brûle aussi le tissu de
notre uniforme. Chaque goutte fait un trou… plusieurs petits trous réunis en
font un grand. […] Je fais voir à la gardienne que j’ai maintenant le sein
gauche à l’air… elle a refusé de me faire donner une autre chemise, refusé
une aiguillée de fil, refusé une épingle, il faudra que je travaille le sein à
l’air ! [I’m past the age of wearing Folies-Bergère style costumes. Of
course, the acid doesn’t just burn our skin, it burns the fabric of our uniform
too. Each drop makes a hole… several small holes join up and make a large
one. […] I let the female guard see that my left breast is hanging out now…
she has refused to let me have another shirt, refused a needle and thread,
refused a pin, I’ll just have to work with my breast hanging out!] (1946,
217)
Although the translation starts off by capturing Humbert’s glib
tone in the statement that “I really do believe I am too old for
this Folies-Bergère lark” (2008, 161), the remainder of the
episode is conveyed in a more dispassionate manner which
conceals the original flippancy:
The acid burns holes not only in our skin, but also, naturally, in our
uniforms. Every drop makes a hole, and the little holes join up to make big
holes. […] I have shown the wardress how my left breast is now on view.
She has refused to let me have a new shirt, a needle and thread, or a pin,
declaring that I’ll just have to work as I am. (2008, 161)
The comparative reduction in irony stems first from the shift in
register from the irreverent allusion to “le sein à l’air,” her
breast hanging out, to the more factual statement that “my left
breast is now on view.” Mellor’s translation also neglects to
repeat the phrase at the end of the passage and to retain the
exclamation mark, thereby eliding the dry humor and self-
ridicule of the original interjection. Another significant
alteration comes at the same point in the translation with the
introduction of reported speech as signaled by the verb
“declaring.” So, whereas the free indirect speech of the original
echoes Humbert’s attempt to make light of her deplorable work
conditions, the translation effectively takes the words from the
survivor’s mouth and reattributes them to the female guard. This
is a move that strips Humbert’s words of the power to resist her
inhumane treatment at the hands of the one who now speaks in
her place.
Also suppressed in this passage is Humbert’s use of
aposiopesis whereby the unfinished sentences silently, but
deliberately, communicate the frustrating impossibility of her
situation. The translation reader is thus no longer called on to
sense the futility that lies in these discontinuities, which in turn
detracts from Humbert’s ironic treatment of the scene. In point
of fact, the use of irony is diminished elsewhere in the
translation through the reduction in or omission of exclamation
points and ellipsis; such is the case, for example, in Humbert’s
account of an underwear inspection (1946, 180; 2008, 130) and
the shared drinking bowl (1946, 184-5; 2008, 134).
The examples above reveal that, in some instances at
least, the irony of both Maurel and Humbert has been palpably
conveyed to the translation reader. At the same time, however,
where the tone of that irony is neutralized, misappropriated, or
its typographic markers discarded, the reader will be left with
less immediate and identifiable clues on which to base their
interpretation. If the irony should cease to function as such, then
the critical and unyielding voice of the survivor is also
submerged by and in translation, marking thus a collapse of
secondary witnessing.
On narrative time
Lawrence Langer draws a fundamental distinction between the
linear movement of “chronological time” and the more oblique
dynamics of “durational time” in Holocaust testimonies, where
the latter “relentlessly stalks the memory of the witness,
imprinting there moments immune to the ebb and flow of
chronological time” (1995, 22). This durational past does make
its haunting presence felt in the accounts of Maurel and
Humbert, albeit in different ways, with both survivors slipping
between and across temporal perspectives in their shifting use of
tense. The translator as secondary witness is then called on to
listen attentively to the subtleties and significances of how the
past is retold in the present of the survivor.
The passage in which Maurel recounts her arrival and
processing at Ravensbrück is a revelatory example of how tense
and aspect can serve to unsettle the narrative and point towards
the abiding anguish of the survivor. It opens with alternating
moves between narration in an imperfect tense that intimates the
horrifyingly unending nature of the ordeal for the survivor and
the use of the infinitive, an impersonal and timeless form that
reverberates with the inhumanity and ubiquity of the guards’
orders. This sequence is followed by a sudden shift to the
present tense, heavy with the weight of inescapable immediacy
and dread, while the subsequent use of the perfect tense situates
the survivor in the close aftermath of the event to convey a
transitory moment of reprieve:
Les choses se passaient vite derrière les portes. Déposer les valises, se
déshabiller en vitesse; on vous arrachait les vêtements à mesure. Se
coucher sur une table, où une femme vous maintenait pendant qu’une autre
explorait du doigt tous vous orifices naturels. S’asseoir sur un tabouret
pour être tondue. Une main fourrage dans mes cheveux. Je n’ai pas été
tondue cette fois. [Things were happening quickly behind the doors. Put
down the suitcases, quickly get undressed; your clothes were being
snatched away as you went along. Lie on a table where a women was
holding you down while another was exploring all your natural orifices
with a finger. Sit on a stool to be shorn. A hand rummages through my
hair. I have not been shorn this time.] (Maurel 1957: 18, emphasis mine)
The translated narrative undergoes an aspectual reframe-
ing that obscures the inescapable, interminable and durational
thrust of the time to which these temporal manoeuvres attest in
the original. Maurel’s arrival at the camp has been wholly recast
by the translator in a simple past that dissembles the difficult
relationship between the survivor and the lived experience:
Things happened fast behind those doors: a moment to set the bags down, to
undress quickly, hastened on by hands that reached out to tear the clothing off;
a moment to lie on a table, where one woman held us down while another
passed an exploring finger into all our natural orifices; a moment to sit on a
stool to have our hair cut off. A hand rumpled my hair, but on this occasion I
was not shorn. (1958, 13, emphasis mine)
The elision of the present tense marks, above all, a breach of
attentiveness on the part of the translator as it fails to herald
what Oren Stier has termed “the palpable presence of the past
[…] [that] disrupts the space-time of the survivor” (2003, 87).
But the use of the imperfect tense has also been passed over in
the translation, leaving little indication that Maurel found
herself suspended in the dreadful moments she described, while
the replacement of the infinitive imperatives with the temporal
phrase “a moment to” further masks the threatening persistence
of the guards’ orders. Although objective details about Maurel’s
arrival at the camp remain, the translation reader can no longer
discern the more subjective painful blurring of temporal
boundaries enacted by the survivor, and the appropriation of the
narrative flow into one of chronological time therefore blunts
the act of secondary witnessing.
The use of the present tense in Holocaust writing is
widely held to be a narrative marker of trauma. As Anne
Whitehead explains, “This method of narration emphasizes the
traumatic nature of the memories described, which are not so
much remembered as re-experienced or relived” (2004, 35).
However, an altogether different dynamic emerges from the
writing of Humbert; her account begins with the diary entries
made in the months prior to her arrest, and her ensuing
experiences of imprisonment and deportation are also recounted
in this immediate narrative style of the diarist. In his afterword
to Mellor’s translation, Julien Blanc writes that Humbert “was
consistent in using the present tense throughout” (2008: 275),
but this statement is only partly true. On the one hand, the use of
the present tense is undeniably frequent, signalling less the
steely grip of durational time on the survivor, and more her own
lucid control over chronological time. On the other hand,
though, Humbert’s work does bear the traces of tense switching,
from this dominant use of the present tense that speaks of
resistance and strength to a sparing, but nevertheless
compelling, use of the past tense that speaks too, in its own way,
of defiance and escape.
The following example is telling in its understated shift
from the immediacy of the present to the completedness of the
perfect tense, transitioning through free indirect speech back to
the present in an episode that details the survivor’s increased
suffering due to acid burns and her descent into the confines of
the cellar where prisoners supposedly had the opportunity to
convalesce. Humbert writes:
Mes mains me font autant souffrir que les yeux ; j’ai connu, car j’étais seule à
la cave, la signification de cette locution, « se taper la tête contre le mur » ;
oui, j’ai tapé ma tête contre le mur, et puis je me suis reprise. [. . .] Pour mes
mains, il faudrait des pansements humides, oui, mais il n’y avait pas d’eau…
Alors, essayons autre chose. J’urine sur mes malheureuses mains, les chiffons
qui me servent de pansements sont imprégnés de pipi… [My hands are
making me suffer as much as my eyes; because I was alone in the cellar I’ve
known the meaning of this saying, ‘to bang your head against the wall’; yes,
I’ve banged my head against the wall, and then I’ve pulled myself together
again. […] For my hands, some damp bandages would be needed, yes, but
there was no water… So, let’s try something else. I urinate on my pitiful
hands, the rags that serve me as bandages are soaked in pee. . .] (1946, 252,
emphasis mine)
Here, the slippage into the use of the past perfect tense might be
read as an attempt on the part of the survivor to contain her most
unnerving memory of the event, marking it off as one
concluded, isolated incident before she finds the determination
once more to take charge of her situation. If durational time is
indeed pursuing Humbert, she turns its trap on itself to restrict
and defy its reach, distancing herself temporally and
emotionally from this horrific moment. The return to the present
tense indicates thus a return to resistance, a return that is further
paralleled in Humbert’s flippant lexical choice and the dry
humor of her ellipsis.
These fleeting, yet important, variations in narrative
time are indiscernible in the translation, where the episode is
retold consistently in the present tense:
My hands are as agonizing as my eyes; finding myself alone in the cellar, I
understand the true significance of the phrase “banging your head against a
brick wall.” Yes, I bang my head against the wall. Then I pull myself
together. […] What I need for my hands is damp dressings, but there is no
water. So let’s try something else. I urinate on my wretched hands, soaking
the rags that serve as dressings. (2008, 190, emphasis mine).
The translator does not appear to have heard the undertones of
defiance in Humbert’s singular step into the past; or, this move
may have been ignored in a misled endeavor to unify the
temporal aspect of the narrative. The result stands as a warning
against the potential dangers of inattention and appropriation in
secondary witnessing; the lack of aspectual contrast mitigates
the force of Humbert’s renewed refusal to give up, while the
omission of the ellipsis and self-deprecating tone once again
hides the survivor’s tenacity in the face of suffering.
On language
For many prisoners, experience of the Nazi camps was also
marked by a confrontation with and assimilation of the language
of their German oppressors, but also the Polish, Yiddish,
Hebrew, Russian, to name but the predominant tongues, of their
fellow prisoners. The result of this linguistic conflation was the
emergence of a “Lagersprache,” a vernacular particular to the
camps that was necessary for communication between the
prisoners themselves, as well as between the guards and the
prisoners. In her testimony, Humbert remarks that, rather than
speak fluent German, “Je ne parle que ce charabia international,
cet espéranto étrange que vingt million de déportés ont dû
apprendre [I speak only this international gobbledygook, this
strange esperanto that twenty million deportess have had to
learn]” (1946, 296). Her narrative is interspersed with individual
German words that resounded throughout her internment and
served to shape her experience. Mellor retains, in large part, the
echo of these discordant and often terrifying lexical items; by
way of illustration, the English language reader is introduced to
the concept of the “kommando” (2008, 115), to the “little
coshes, known here as ‘gummi Knüppel’” (2008, 128, italics in
the original), to the “Spinnerei, or rayon mill” (2008, 147, italics
in the original) and to the markings, “G=Gefangene: convict”
(2008, 148, italics in the original) on the prisoners’ work
uniforms. Nevertheless, there are a few occasions on which the
lexical specificity of the camps is subsumed into standard
modes of expression by Mellor. First, Humbert’s observation
that the food in the Ziegenhain prison is “acceptable, mais knap
[sic]” (1946, 286, italics in the original), is simply remediated as
“tolerable but scarce” (2008, 219), without any attempt to retain
the German term. Consequently, the translation silences the
linguistic hybridity and alterity of Humbert’s “strange
Esperanto,” while simultaneously obscuring the misspelling
(German: knapp) which attests to the survivor’s adequate but
imperfect use of a German idiom, undoubtedly acquired as a
result of constant food privations.
In addition, the prisoners would often create new turns
of phrase, or rework existing ones, to convey the extreme
conditions of their existence. Such is the case when Humbert
and her fellow inmates adapt an idiom to capture the caustic
effects of working in the rayon factory: “Selon notre expression
« mes yeux coulaient dans ma bouche »” [According to our
expression, “my eyes were running in my mouth”] (1946, 245).
The translation omits reference to the singularity of the
expression and also undoes its distinctiveness, reverting instead
to the recognizable idiom of “eyes streaming” (2008, 184). The
reader is at once disallowed access to the extent of the suffering
and the process of linguistic inventiveness that characterized life
in the camps.
Language too plays a prominent role in the testimony of
Maurel which bears the traces of the German, Polish and
Russian with which she came into contact. Summers’ transla-
tion, in turn, demonstrates a keen sensitivity to these markers of
otherness, preserving a vast array of German orders (Raus!;
Schnell!; Aufstehen!), insults (Schweinehund; Schmutzstück),
and the nomenclature that designates the reality of the camps
(Revier; Verfügbar; Strafstehen; Kretze). Snatches of Russian
and Polish are also to be heard in the translation, while verses of
French poetry and song are retained in their original form and
then followed by their interpretation in English. The
preservation strategy is an effective one, serving to provide a
distant reverberation of the Babelian disquiet that prevailed in
the camps. It is only on the rare occasion that the non-translation
is discontinued, that the real force of appropriation comes to the
fore. Notably, this occurs when the German command
“Achtung!” (1957, 50, italics in the original) is articulated in the
translation as “Atten-shun!” (1958, 40). Instead of a German
imperative, an order now rings out that suggests the diction of a
stereotypical British sergeant major in an act of appropriation
that closes the reader off from a distinguishing verbal feature of
the camps.
Of further linguistic significance is the process whereby
Maurel and her companions “Frenchify” some of the camp
vocabulary: “Nous avons transformé Kopftuch en « coiffe-
tout », Schüssel en « jusselle », Nachtschicht en « narchiste »,
Schmutzstück en « schmoustique ». Et les brutes en uniforme
qui nous surveillaient, les Aufseherinnen était pour nous les
« officerines »” [We transformed Kopftuch/headscarf into
“coiffe-tout,” Schüssel/bowl into “jusselle,” Nachtschicht/
nightshift into “narchiste,” Schmutzstück/piece of dirt into
“schmoustique.” And the brutes in uniform who guarded us, the
Aufseherinnen/female overseers were for us the “officerines”]
(1957, 15, italics in the original). This assimilation of German
words into a French pronunciation resonates with Reiter’s
reflection that “The highest priority for concentration camp
prisoners was to lessen the alien character of their experience.
They were helped in this if they could name new things with
their existing vocabulary and thus include them in the horizon of
the familiar” (2000, 99).
However, the significance of this use of language as
survival has been overlooked by Summers who, in her
translator’s preface, begins by explaining the etymology and
pronunciation of “coiffe-tout,” “schmoustique,” and
“officerine,” but then goes on to undermine the prevalence and
dismiss the importance of the remaining terms, claiming:
“Certain other words, like Schüssel, a bowl or basin,
pronounced jusselle by the French, Nachtschicht, nightshift,
which became narchiste, occur only once or twice in the French
text and have been omitted in this translation for simplicity’s
sake, though they might have added local colour” (1958, 10).
This approach to the survivor’s own appropriation of the
German words attests to a further act of appropriation on the
part of the translator, one that fails to heed the importance of the
re-naming process. For these words lend more than a touch of
“local colour” to the depiction of life in the camps; they
represent a strategy of survival and of resistance. Evidently,
Summers has made the decision to privilege simplicity over
complexity in order to facilitate a more fluid reading experience
in English. In so doing, though, Summers also closes the reader
off from the entangled linguistic landscape of the camps and
from Maurel’s coping mechanism amidst the unfamiliar. At this
point, the translation strategy stands as a barrier to secondary
witnessing.
On accuracy
Survivor testimonies are generally not held to be reliable
sources of fact given the reconstructive fallibility of memory
and the alleged representational failings of words. As Aleida
Assman has noted, “The survivors as witness do not, as a rule,
add to our knowledge of factual history; their testimonies have,
in fact, often proved inaccurate” (2006, 263). But this does not
preclude the possibility that, at any moment in the telling,
survivors can fully and precisely convey the kind of empirical,
objective information valued by historians.7 Although it may
reasonably be presumed that this latter type of information is
more readily discernible and less problematic for the translator
as secondary witness, the following example from Summers’
translation of Maurel’s testimony would suggest otherwise.
At the beginning of her account, Maurel records that:
Le convoi dont je faisais partie […] a été immatriculé à Ravensbrück sous
les numéros 22.000. J’étais le numéro 22.410. Au bout d’un mois de
quarantaine, le convoi des 22.000 a été envoyé à Neubrandebourg [The
convey I was part of […] had been registered in Ravensbrück in the
7 For a discussion of how historians have rejected personal testimony on the basis of its
supposed inaccuracies, see Laub 1992, 59–63.
22,000s. I was number 22,410. After a month in quarantine, the convoy of
the 22,000s was sent to Neubrandenburg]” (1957, 13).
As prisoners entered the concentration and work camps, they
were assigned a matriculation number; for Maurel’s particular
French convoy, registration began at the number 22,000 and her
own number was 22,410. However, it becomes clear that
Summers has misinterpreted this numerical information as in
the English version we read that the convoy was “registered and
given numbers. I was number 22,410. At the end of a month of
quarantine, the 22,000-odd were sent to Neubrandenburg”
(1958, 8, emphasis mine). Here, the number that assigns identity
to the group—that is, the “convoy of the 22,000s”—has been
misattributed by Summers to the size of the group. Nor is this
erroneous tally an isolated occurrence, for the translator then
reworks Maurel’s observations in Chapter Four in line with her
own reckonings. Consequently, where Maurel documents that
“En automne 1943 le camp de Neubrandebourg contenait
environ 2.000 femmes [In the autumn of 1943 the
Neubrandenburg camp contained around 2,000 women]” (1957,
38), that “le convoi des 22.000 était pourtant bien mélangé [the
convoy of the 20,000s was nevertheless well mixed]” in terms
of political and religious beliefs (ibid., 41) and that “nous étions
2.000 sur le terrain [there were 2,000 of us on the parade
ground]” (ibid., 46), Summers purports that “the camp at
Neubrandenburg contained approximately 22,000 women”
(1958, 30), the French “numbered 2,000” (ibid., 32) and the
camp was “22,000 strong on the parade ground” (ibid., 37).
Whether the reversal of the numbers stems from a misplaced
attempt on the part of the translator to “correct” an inferred
inaccuracy can itself only be surmised. But it does seem as
though Summers was not fully aware of the dehumanizing Nazi
practice of replacing prisoner names with numbers.
Nor does Summers appear to have an understanding of
the camp classification system of colored markings. Following
liberation, Maurel has her friend remake “mon numéro et mon
triangle rouge [my number and my red triangle]” (1957: 171) in
order to avoid being mistaken for a German; these items are
stripped of their specificity and their personal resonance for
Maurel in the translation as “a triangle and some numerals”
(1958: 143). The implications of such an inattentive treatment
of the serial numbers and statistics are such that, not only does
Summers obscure the imposed identity of the convoy, but the
capacity of the labor camp is also inflated well beyond its actual
dimensions. In line with Maurel, The United States Holocaust
Memorial Museum Encyclopedia of Camps and Ghettos places
the number of female prisoners in Neubrandenburg at “almost
2,000 at the end of February 1944” (Strebel 2009, 1215); the
translation thus runs the risk of misinforming its readership, and
of giving ammunition to the Holocaust deniers who “are quick
to seize upon errors and inaccuracies in witness accounts”
(Hutton 2005, 33).
Regrettably, the errors and inaccuracies in this case are
all those of the translator; worse, they have made their way into
both reviews and scholarship, as a result of which the
misinformation becomes more broadly disseminated. In 1959,
the Catholic Herald printed a review of Ravensbrück in which it
is noted that at Neubrandenburg “some 22,000 women,
including 2,000 French, were engaged in munition works”
(1959, 3). The Kirkus Review similarly goes on to record that
“Neubrandenburg numbered some 22,000 women” (n.d.) on the
basis of the translation, while the entry for Maurel in The Jewish
Holocaust: An Annotated Guide to Books in English also states
that “Over 22,000 women were sent to Neubrandenburg during
the war” (1995, 192). Of even more significance is Rochelle G.
Saidel’s (2004) work, The Jewish Women of Ravensbrück
Concentration Camp. Drawing explicitly on the English
translation of Maurel’s account, Saidel challenges the statistics
of another scholar as follows: “Morrison cites Maurel that there
were two thousand women in the camp in late 1943, but she
wrote there were twenty-two thousand women,” and she then
refers the reader to An Ordinary Camp (the title under which the
US edition was published) “regarding this discrepancy” (ibid.,
250n. 12). Of course the unfortunate irony here is that the real
discrepancy is to be found in the translation, not the original. In
reference to Holocaust scholarship, Kuhiwczak notes that “large
quantities of primary source material have been translated into
English, and many conclusions have been drawn from texts read
only in translation” (2007, 62). The above is a clear example of
how translation can substantially (in both senses of the word)
alter this interpretation of the camps that is presented to the
translation receiver.
And yet, in the face of such distortion, it is also
important to bear in mind that translation has the potential to
retransmit the accuracy and precision with which life in the
camps has been reported in the original testimony. Such is the
case in Mellor’s translation of Humbert’s account; although the
survivor focuses less on the quantitative dimensions of the
various camps to which she is sent, there is sustained evidence
of a high degree of concordance between the details presented
by the primary and secondary witnesses. Take for example the
exactitude with which the classification system at Krefeld has
been explained in the translation: “The Russian girls have a
label sewn on their clothes, a little rectangle of blue material
with the word ‘Ost’ in white” while the Polish women wear a
“yellow lozenge with a dark-blue ‘P’” (2008, 132, italics in the
original). Similarly, the complex mechanical process Humbert
was forced to learn in the rayon factory has been recorded with
careful adherence to the original telling, to reveal the torturous
work of the spinner who, amongst other tasks, “grasps the
filament in her left hand and, holding it between her index and
middle fingers, takes it on to the glass wheel, follows it through
and pulls it towards the funnel slightly” (2008, 153). There does
appear to be one isolated instance in which Mellor has misheard
the dynamics of life in the camps. The bartering (and theft) of
commodities was widespread amongst prisoners, and Humbert
recounts that “Mon amie Martha […] me promet, contre deux
tartines, de me ravoir ma défroque [My friend Martha […]
promises, in return for two slices of bread, to get my old rag
back for me]” (1946, 204, italics mine). However, it would seem
that Mellor has heard “entre” as opposed to “contre,” and thus
reworks the situation into one where Martha “promises me
between two slices of bread that she will get my old rag back”
(2008, 150). Although evidence of the theft remains in the
translation, one of the common and vital practices that shaped
the (often and necessarily unscrupulous) relationship between
prisoners has been obscured on the basis of a prepositional slip.
Nevertheless, Mellor’s translation rigorously attends to the cruel
physical realities of the labor camps as experienced by Humbert,
thereby attesting to the re-presentational contingencies of
interlingual secondary witnessing.
Memory mediation in context
It goes without saying that the translator is not the only figure
involved in the transmission of the survivor’s account; when a
translation appears, its packaging and intended audience are all
shaped, to some degree, by context of production. By this token,
the readership (the “other others”) that the translator as
secondary witness reaches and their response to the testimony
will be in large part be determined by the publisher, and not
least by the ways in which the account is reframed by
paratextual material. Although it is difficult to reconstruct a
comprehensive account of all the editorial and contextual factors
that have influenced the translations of Summers and Mellor,
and therefore their reception, it is nevertheless possible to
retrace some of the wider sociocultural and economic backdrop
against which they appeared and offer some suggestions as to
how the process of secondary witnessing is affected under such
circumstances.
Despite the parallels between the original testimonies of
Humbert and Maurel in terms of referential content and style,
the moment of publication and the paratextual presentation of
the English translations differ widely. Whereas the translation of
Maurel’s account is separated from its source text by just one
year (i.e. 1957 to 1958), Humbert’s work does not appear in
English until some sixty years after its publication in France
(i.e. 1946 to 2008). This discrepancy may in part be explained
by the dynamics of both the source and target cultures, and in
particular by changes in the prevailing attitudes towards
survivor accounts.
To begin with Humbert’s Notre guerre, its appearance
in France in 1946 came at a moment when the literary field was
becoming (over-)saturated with testimonial writing from
recently returned deportees. According to Damien Mannarion,
the accounts which appear between 1944 and 1951 are not
simply motivated by a desire to tell: “in this period when [the
survivors] say “remember,” they are really addressing their
contemporaries and not future generations, […] they want to
denounce those responsible and see them condemned” (1998,
20, my translation). Given both the volume of published
accounts and the contextual immediacy of their goals
(acknowledgment of and justice for their sufferings), Humbert’s
source text may well have been rendered invisible to British
publishers or translators alike. Neither was there an expansive
audience for any such translation in the target audience at that
time. This is not to suggest that British readers were closed to
accounts from the Nazi camps; on the contrary, the problem, as
identified by David Cesarani, was one of a market flooded by
very raw, disturbing writing, as a consequence of which
readership began to dwindle: “Reading these memoirs and
testimonies it is easy to understand why, by the end of the
1940s, the public turned away” (2012, 20). And so source and
target conditions contrived to obscure Humbert’s work. But in
France, a recovery of her writing was instigated by the
publishing house Tallandier in 2004 when they issued a re-
edition of Notre guerre, thereby introducing the survivor to a
new, broader audience. The text’s journey was succinctly
described by Daniel Rondeau, a journalist for L’Express, as
follows: “out of sight for years, often quoted by historians, here
is Notre guerre once again” (2004, n.p.). However, there seems
to be no direct link between the appearance of the new French
edition and the introduction of Humbert to English readers in
translation, for this second recovery came about only when
Mellor happened across the original 1946 edition on French
ebay (Mellor, 2008, np.) and initiated the translation process
herself.
Likewise, the English version of Maurel’s Un camp très
ordinaire appeared as a direct result of the translator. In this
case, though, the link was of a more personal nature since
Summers and Maurel shared a mutual acquaintance. According
to a reviewer in The Vassar Chronicle:
Mrs. Margaret Summers of the French Department has just completed a
translation of AN ORDINARY CAMP by Micheline Maurel. […] Mrs.
Summers became interested in this factual account of the author’s life in a
German concentration camp through Mlle. Louisiene [Lucienne] Idoine,
formerly of the Vassar French Department. Mlle. Idoine met Mlle. Maurel,
the author of the original version at the German concentration camp of
Ravenbruck [sic]. […] Mrs. Summers decided to undertake the translation
of Mlle. Maurel’s book, for she wanted people to know about these German
camps. (1958, 3)
The relatively quick appearance of the target text can thus be
explained through the biographical circumstances of the
translator, as well as her desire to raise awareness of Nazi
atrocities. For even though the translation was published more
than a ten years after the liberation of the camps, Anglo-
American audiences would still not have been familiar then with
the full scale and horror of the events we now know as the
Holocaust.8 As Andy Pearce has argued, “We cannot speak of
‘Holocaust consciousness’ in the opening postwar decade or so
no simply because the substantive concept of ‘the Holocaust’
did not yet exist, but because […] there remained considerable
ignorance, ambiguity and variance” (2014, 12–13). Indeed, this
rather patchy understanding is likely to have extended to
Summers herself and may go some way to explaining some of
her more problematic translation decisions, especially the
treatment of the Lagersprache and matriculation numbers as
discussed above.
Events in the source culture may also have had a bearing
on the appearance of Summers’ translation, for the prominence
of Un camp très ordinaire was greatly enhanced by the
involvement of François Mauriac who helped to secure its
publication in 1957.9 Interest in survivor testimonies was on the
wane in France at this time, and Mauriac felt a duty to
remember “an abomination that the world has determined to
forgot” (1957, 9, my translation). His presence as a preface
writer inevitably lent weight and authority to the source text,
and so, while Summers may have shared Mauriac’s ideological
agenda, the additional symbolic and potential economic capital
generated by his name would also have been appealing to
Anglo-American publishers. Both Mellor and Summers then
played integral roles in bringing the testimonies of Humbert and
Maurel respectively to an English-speaking readership. But
target culture publishers also made an undeniable contribution
to this process of transmission, and a close examination of
8 The Eichmann trial is, at this point, still some years off. See Annette Wieviorka (2006) for a
discussion of how the trial came to be a global watershed moment in Holocaust witnessing.
9 A year later, Mauriac would also help to bring about the publication of Elie Wiesel’s La nuit.
editorial paratext can reveal some of their underlying
motivations and agendas.
What is instantly remarkable about Bloomsbury’s
publication of Humbert’s account is the use of a modified title.
Rather than adopt a literal translation of the original—that is,
“Our War: Diary of Resistance 1940–1945,” the publisher has
instead opted for Résistance: Memoirs of Occupied France. On
the one hand, this alteration can perhaps be explained by the
reticence, first, to retain a possessive marker that would jar in a
new cultural setting, and secondly, to present the work as a
diary when only parts of the work can be claimed as such. But
on the other hand, the revised title introduces some
misconstruals of its own; for the account is not restricted in
scope to Humbert’s time in an occupied France, but rather, the
greatest proportion of the work deals with her experiences as a
deportee. Indeed, this discrepancy has been noted by historian
Simon Kitson who remarks in his review of the translation that
“the English title is slightly misleading. Whilst the author’s
spirit of resistance is present throughout, almost two-thirds of
the book is set in Nazi Germany” (2008, n.p.). Furthermore, the
cover graphics which show two lovers on the banks of the
Seine, with a barbed-wire barricade in the foreground, also
accentuates an occupied Paris that figures only in the beginning
of the memoir. It may well be the case that cynical ploys of
marketing lie behind this repositioning of focus; it is perhaps no
coincidence that the cover image in many respects mirrors that
of Suite Française, the highly successful novel written by
Holocaust victim Irène Némirovsky and published in English
translation by Chatto and Windus in 2006. Likewise, the revised
subtitle, “Memoirs of Occupied France” also suggests a
thematic correlation with the latter. Rather than present the work
on its own terms, the publisher may have skewed its title in line
with market forces.
However, within the covers of the translation, the reader
is afforded an abundance of supporting editorial and allographic
paratextual material, including a preface by writer William
Boyd, photographic illustrations, an afterword by French
historian Julien Leblanc (who provided the introduction to the
French 2004 re-edition of the work), historical documents on the
Resistance movement, and a bibliography for further reading. In
contrast to, or perhaps as compensation for, the title of the work,
this material ensures that the interested reader has the
opportunity to arrive at a more informed understanding of
Humbert’s experiences, her character and her writing style.
The first UK edition of Maurel’s Un camp très ordinaire
was published in 1958 by Digit Books (an imprint of Brown
Watson publishers) under the tile Ravensbrück, leaving the
Catholic Herald reviewer unable to answer the “mystery why it
should have been misleadingly re-christened” (1959, 3). One
possible reason may be that Ravensbrück was becoming more
recognizable to Anglo-American readers as part of the Nazi
apparatus. For example, in 1954 Lord Russell published his
book The Scourge of the Swastika which “enjoyed immense
commercial success” (Pearce 2014, 16) and contained details of
Ravensbrück and sketches of the camp drawn by former inmate
Violette Lecoq, meaning that knowledge of its deadly function
was expanding. The book cover also makes the prominent claim
that the work is “As Real as THE DIARY of ANNE
FRANK…” (1958, emphasis in the original), thereby suggesting
that the publishers were tapping into an existing market demand
for Holocaust writing, especially given the bestselling success
of the latter’s translation in 1952.
But other factors suggest that interest in the work was
being generated not along the lines of understanding, but of
sensationalism. At the top of the cover is the quote from a
Sunday Times reviewer that this is “a coarse, savage book.”
Below this appears the bold and fallacious depiction of a
voluptuous, perfectly coiffed, red-lipped prisoner who bears
more than a passing resemblance to Vivian Leigh, gripping a
barbed-wire fence, and dressed in a well-tailored, low-cut khaki
dress. For Maurel’s work has found its way on to the list of a
publisher who caters for an audience that enjoys tales of
derring-do such as Jungle Pilot, Against the Gestapo and
Conscript. Interestingly, writer Ken Worpole recalls his own
experiences of Ravensbrück in his work on popular literature in
Britain, placing it on a list of nineteen WWII-related titles
(mostly written by men) that “were sold in millions and read in
even larger numbers” (1983, 50). The popularity of these books
appears to have been enormous, with Worpole claiming that
“they were the staple reading diet of myself and my school
peers, and the sales figures also suggest that they were the staple
reading diet of the adult male British reading public, and,
possibly, of a significant portion of the female reading public”
(1983, 50–51). But Worpole also sounds a strong note of
concern about the way in which the Digit Books edition has
been visually presented to its readers, defining it “as part of the
pornography of sadism” (1983, 64). There can be no doubt the
cover sets out to titillate, not educate; it sells a sexualized image
of the survivor, rather than depict the arduous, unrelenting
conditions of her captivity. Worse still is the US edition issued
by Belmont in 1958 whose cover page depicts a distressed, yet
appealing, blond behind whom stands a menacing SS figure,
whip in hand. The original title has also been eschewed in favor
of The Slave, while the cover carries an extract from Maurel’s
text (but wrongly attributed to Mauriac) that asks “Were you
raped? Were you beaten? Were you tortured?” and in so doing,
overtly fetishizes the testimony.
Unquestionably, these two publishers are extreme in
their misappropriation; other editions released in the US by
Simon and Schuster (1958) under the title An Ordinary Camp
and in the UK by Anthony Blond (1958) as Ravensbrück are
more muted in their cover design, opting instead for a plain
barbed-wire motif. Nevertheless, both Digit Books and Belmont
serve as an example of how publishers are positioned as initial
gatekeepers to the survivor’s story, attracting a particular type of
reader seeking action or cheap thrills. If Mauriac was troubled
about forgetting in the source culture in the 1950s, there are
parallel concerns to be raised in the target culture about the
dubious ways in which the Holocaust was being remembered
then.
The last issue to be addressed in reference to the
framing of the target texts is that of the translatorial paratext. 10
In Résistance, Mellor has provided a “Translator’s Acknowl-
edgements” section in which she thanks those who helped in the
process and alludes to her reasons for undertaking the
translation of the original: “Surely it deserved to be more widely
known? Surely it should be made available in an English
10I use this term as a means of supplementing Genette’s (1987) paradigm of authorial, editorial,
and allographic paratext in order to carve out a more visible and definite space for the translator.
See also Deane-Cox 2014, 27–29.
translation?” (2008, vi). There are also extensive “Translator’s
Notes” (2008, 325–357) at the back of the work which provide
detailed explanations of references in the text to people, places
and events. As discussed above, Summers also establishes her
presence around the text by means of the “Translator’s Note”
which focuses on the use of Lagersprache and Maurel’s
Frenchification of certain words (1958, 10–11). So, although the
translatorial paratext is a clear signal to the reader that they are
reading a text in translation, neither translator provides any
sustained or penetrating reflection on the challenges and
possibilities they may have confronted during their engagement
with the source text.
I would like to argue that the paratext offers a space in
which the translator can make explicit their role as secondary
witness, in contrast to the text itself where “the task of the
listener is to be unobtrusively present” (Laub 1992, 71).
Accordingly, the position of the translator as secondary witness
can be mapped once more on to that of the interviewer for the
Fortunoff project. Hartman observes that throughout the
recording process, “the interviewers are almost completely out
of sight [and] seem not to intrude into the testimony, even as
they continue to direct it” (Young 1988, 166). In the same way
as the interviewers are visible on the margins of the screen, so
too can the translator be visible on the margins of the text,
whether in a preface, in footnotes or any other form of
translatorial paratext. This peripheral material can thus function
as a record of how the translator has interacted with the original
witness, how they have elicited and facilitated the transmission
of a testimony from one setting to another, what obstacles they
might have encountered, and how they regard their own ethical
responsibility. Trezise has noted that, in the video testimonies,
“the audible and occasionally visible presence of the
interviewer(s) lends to the dialogical relation of witnessing a
concreteness far removed from what may seem, in written
testimony, to be only a disembodied interaction of pronouns”
(2013, 34). The translator as secondary witness can thus add a
concrete dimension to the transmission process by acknowl-
edging their own role as listener to and perpetuator of the
original act of witness. In so doing, the community of receivers
will be more informed, more alert to any potential barriers to
communication and more conscious of the survivor behind the
pronouns.
Conclusion: Remembering Forwards
Translation, as a mode of remembering forwards, is not an
unshakable one. Despite resisting a more perfidious and total
lapse of memory, the above inquiry has shown that translation
equally has the potential to distort, amongst other aspects, the
factual, linguistic and tonal qualities encoded in the original
telling, while paratextual material can also function as a site of
appropriation and transformation. The extent to which a
translator listens closely to the original telling may be the result
of numerous factors: over-identification with the survivor, the
onset of secondary trauma that leads to a distancing or a
numbing of the translator, or, more prosaically, the temporal and
editorial constraints imposed by publishers. In turn, the listening
realized by the translator has the capacity to shape the response
of the reader to the events of the past. In other words, the
manner in which the reader positions him or herself on an
ethical and epistemological level in relation to the Holocaust, as
well as to the specific struggles of the survivors, will hinge on
the strength and integrity of the bond established between the
original and secondary witness. It has also become evident that
the ties of that bond hold more securely in some parts of a
translation than in others; within the boundaries of a given text,
translation can serve either as an empathic re-telling or as a
trespass.
Granted, this article has given more space to what,
following Antoine Berman (2000), could be termed a “negative
analytic” of translation, the emphasis here being on the forces
that deform the survivor’s account. Peter Davies has warned
against such a focus on the negative in reference to Holocaust
translations, claiming that “What is missing from the discussion
of translation is a sense of the far-reaching achievement [of
translators]. If we move beyond melancholy reflections on loss,
we are able to shed a much fuller light on the role that
translation and translators have played” (2014, 166–167).
However, the reasoning behind my negative approach is
twofold. First, the wider empirical evidence that emerged from
my comparative analyses had a discouraging tendency to point
in this direction, particularly in the Summers translation; the
examples discussed above are a small, but representative sample
of this trend. Secondly, the study should in no way be
understood as a personal attack against the translators, but
rather, as a means of accentuating the very real transgressive
potential of translation as a form of secondary witnessing. By
flagging up the lapses in secondary witnessing in these texts and
underlining the translation strategies from which they stemmed,
it becomes possible to inform future Holocaust translation
practice and to prevent such breaks in transmission from
reoccurring elsewhere.
It may well be the case that the all-hearing, non-
appropriating figure of the secondary witness is an impossible
ideal, but this does not mean that it is not one worth striving for.
Speaking more broadly about the readers of Holocaust
narratives, Colin Davis points out that “the best we can do may
be to try to attend as honourably as possible to the traces of that
which remains foreign to us” (2011, 40). Similarly, Francis
Jones has proposed some basic guidelines for the translator
working in sensitive circumstances, namely “a principle of
maximum awareness of ethical implications together with one
of least harm” (2004, 725). And so the translator as secondary
witness is one who undertakes to be attentive and self-reflexive,
and who weighs the better part of translation decisions in favor
of the survivor. Although some of these endeavors will
inevitably fall short of their mark, the crucial step is in the
trying. It has often been noted in recent times that the need to
document Holocaust testimonies is growing as the survivors
themselves diminish in number. As these accounts continue to
be committed to paper or audiovisual media, or are recovered
from the past, so too does the potential increase for the
communicative force of translation be brought consciously and
effectively into the service of the original witness and the
perpetuation of his or her memory.
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joined the University of Strathclyde as a lecturer in translation
and interpreting in 2016, having previously held a British Academy Postdoctoral
Fellowship at the University of Edinburgh, where she also completed her PhD in
2011. Her research is anchored in the field of Translation Studies, but currently
intersects with Memory Studies, Holocaust Studies, and Museum Studies. She is
particularly interested in the translation of French individual and collective memories
of occupation and deportation during World War II. She is author of the monograph
Retranslation: Translation, Literature and Reinterpretation (2014) and a member of
the IATIS Regional Workshops Committee.
| Unimi Open Journals |
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] | Abstract: This article explores how memory—the central issue of Leslie
Marmon Silko’s Ceremony (1977)—has induced a specific type of
writing that makes its translation a more challenging task in terms of
stylistic, lexical, and syntactical choices. Tayo, the main character, is
haunted by painful memories of his traumatic war experience, powerful
nightmares and daytime visions blending seamlessly into the vacuity of
his present life on the reservation. However, memory is also a healing
force when it means going back to the traditional Indian way and adapting
it to the broken present. Silko navigates between storytelling and
storywriting, weaving a circular vision of time into the linear format of
the novel and bridging the gap between her Indian ancestry and her white
academic education. Translating Ceremony raises many interesting issues,
three of which are discussed here: the treatment of intermingling
narratives whose chronology the readers have to reconstruct for
themselves, the network of echoes and repetitions that structure the novel,
and the description of the Indian landscape. The article finally asserts that
translation contributes to the circulation of memory and is a positive force
ensuring the survival of texts written to resist acculturation.
Introduction
Ceremony is a landmark publication in the advent of Native
American literature. Published in 1977 by Leslie Marion
Silko, it received much critical acclaim and soon became a
commercial success and was translated intoseveral foreign
language (Norwegian, German, Japanese, Italian, French,
Dutch). It is often part of the selection of Native American
novels on university syllabi next to House Made of Dawn by N.
Scott Momaday (1968) and The Death of Jim Loney by James
Welch (1979). Those are the titles readers remember as they
have become the “memory” of Native American literary
Renaissance. Whether they should be seen in terms of “ethnic
minority fiction” or as part of mainstream American fiction is
subject to debate. For instance, Joseph Bruchac states that the
“‘mainstream’ in America is being turned back by a tide of
multiculturalism” (Bruchac 1994, xviii). According to Robert N.
Nelson, Native American novels have distinct features that set
them apart: their authors are “Native American” (like the
protagonists), the settings “include Indian reservations,” they
allude to, or widely incorporate, “tribal traditions” 1 (Nelson
1993, 3). As a consequence some of their content is perceived as
being difficult to grasp for the readers who are not “tribally
literate” (to use Nelson’s word), those who do not share the
memory of the tribal heritage. Memory is an essential dimension
to Native American fiction and to Ceremony. According to
Robert Dale Parker, Native American Literature was “invented”
by “Indian writers,” drawing on both “Indian and literary
traditions” (Parker 2003, 1). In trying to keep tribal culture
alive, Native American writers have explored memory in
different ways. Memory is what is left of all that has been
destroyed and eradicated by colonization, industrialization, and
forced assimilation. It is the main force enabling Native
Americans to resist acculturation. Cultural memory was traditi-
onally transmitted through storytelling, an endangered activity
in a world ruled by the written word, where communities and
families have been increasingly scattered across the whole
1 The choice of the most appropriate word to designate the people from Native American tribes
is still highly controversial. The issue has not yet been settled, which explains what may seem
like confusion in most essays and books about Native American art and fiction. Christina Berry
writes in her article published on the All Things Cherokee website: “So what is it? Indian?
American Indian? Native American? First Americans? First People? We all hear different terms
but no one can seem to agree on what to call us” (Berry, 2013). Although the word “Native
American” seems more neutral, many Native Americans object to it as it is seen as a creation
by the Federal government aiming at erasing the sufferings of the Native tribes and making the
colonial past more acceptable. The actor and political activist Russell Means declares: “I am an
American Indian, not a Native American! I abhor the term Native American. It is a generic
government term used to describe all the indigenous prisoners of the United States” (Means,
1996). Silko uses both the word “Indian” and “Native American.” In this article the word
“Native American” has been kept to refer to the ethnic origin of the people involved but the
word “Indian” has been preferred to indicate the cultural connotations as in “the Indian way” or
“Indian memory” since it is closer to the ideas developed by Silko.
country. Native American writers therefore invented a new type
of storytelling that can survive and thrive in their new
environment, translating traditional memory and storytelling
into novels. Those novels are hybrid forms, close enough to the
template of the Western novel to be recognized and understood
by all while being innovative enough to cater for values and
notions radically alien to Western culture. However, Indian
memory is also a traumatic memory and offers many common
points with other works and narratives problematizing memory
such as writings by holocaust survivors and by victims of
intense trauma (see Brodski 2007). Writing is not only a means
of transmitting memory and struggling against oblivion, but it
also transforms the unbearable memory of the trauma—which
lies on the side of death and destruction—into a resilient force
that makes life possible. The memory of the horror beyond the
scope of human understanding is translated into words in order
to help the victims make sense of the events and reappropriate
their lives.
Through the case study of Ceremony, I will demonstrate
how memory can be a haunting force of destruction as well as a
healing type of energy. Memory is both the theme and the
material chosen by Silko for her novel. Her literary approach is
characterized by a specific type of writing that makes
interlingual translation particularly challenging in terms of
stylistic, lexical, and syntactic choices. The novel was translated
into French by Michel Valmary, who later translated two other
books—Archie Fire Lame Deer’s Gift of Power (Le cercle
sacré) and James Welch’s Killing Custer (C’est un beau jour
pour mourir). The translation was published in 1992 by Albin
Michel in the Terre Indienne collection, which specializes in
Native American fiction (director: Francis Geffard), and its
French title was Cérémonie.
After studying how memory is at the core of the themes
and textual identity of Ceremony, I will focus on three points: 1)
writing/translating the fluctuating and unstable time of memory
through a limited choice of possible grammatical tenses; 2) the
construction/destruction of echoes, memories, and correspon-
dences; 3) the translation of words and names referring to the
landscape that is central to Indian memory. Finally, I will
examine the close relationship between writing and translating
in the case of Indian memory and discuss whether the trans-
lation of Native American fiction is possible/advisable/neces-
sary.
Memory as the Main Theme and Material of Ceremony
The theme of memory is crucial to Ceremony. The protagonist,
Tayo, is a Laguna Pueblo of mixed ancestry, a “half-breed”2
living on the reservation near Albuquerque in New Mexico.
When the story begins, he is back from the Second World War.
Suffering from post-traumatic stress disorder, or “battle fatigue”
according to the white psychiatrists who have discharged him
from the hospital, he is unable to resume his old life. He is
haunted by memories of the war and overwhelmed by guilt as
he feels responsible for all the disruption that took place when
he was away: the death of his cousin who went to war with him,
the death of his uncle Josiah, and finally the drought that he sees
as retribution for his swearing at the rain in the prisoner camp in
the Philippines: “The old people used to say that droughts
happen when people forget, when people misbehave”(Silko
1977, 46). These destructive memories disrupt his present life
and make him mentally and physically ill as they invade his
everyday life in the form of nightmares and daytime visions that
leave him empty. His war memories are interspersed with his
childhood memories as he is also trying to cope with his sense
of alienation as a “half-breed” brought up by his aunt after his
own mother left him. However the past, which is a source of
suffering, is also the key to his recovery. Knowing that white
medicine cannot save him, Grandma convinces him to visit a
medicine man because “The only cure/I know/is a good
ceremony” (Silko 1977, 3). Although the visits to Ku’oosh and
then Old Betonie do not succeed immediately and the healing
ceremony cannot be completed, Tayo gradually recovers his
ancestral memory. He learns to understand the traditional signs
and rites, becomes able to read the landscape around him again
and to realign his life with a broader universal pattern of
meaning. Thanks to his recovering the traditional cultural
memory of his ancestors, Tayo can complete the ceremony by
himself, adjust, and find his place back on the reservation. His
2Although “half-breed” may seem offensive, it is the word used by Silko to describe Tayo’s as
well as her own ancestry (Laguna Pueblo, Mexican, and white).
healing is symbolic of and preparatory to a more global change
as rain returns to the region saving the crops and cattle. Tayo’s
journey, out of his destructive memories, which are
manifestations of evil and witchcraft and back to the healing
memory of the Indian way, enables him to restore balance and
harmony in the universe as thought can again circulate between
the fifth world (the world inhabited by human beings) and the
other worlds inhabited by spirits.
Memory is at the core of Ceremony. The different
encounters with the medicine men, the traditional one and Old
Betonie, the modern one, with the women Tayo loves, all
avatars of Tse’pina, the spirit of the mountain, are various
memories of the same quest or the same healing ceremony. It is
by remembering them and understanding their correspondences
that Tayo progresses on his way to recovery and that the readers
gradually understand the way the novel is structured and what it
means. The novel functions like memory itself, giving birth to
seemingly disconnected episodes that make sense when put
together, reassembled and realigned. Moreover the conventional
narrative structure of Tayo’s quest is framed by and intertwined
with traditional stories and poems, memories of traditional
Laguna storytelling, as if the real creator of the story was not
Silko but Thought Woman. The book begins with the poem:
Ts’its’tsi’nako, Thought-Woman,
is sitting in her room
and whatever she thinks about
appears [. . .]
I’m telling you the story
she is thinking.
Those traditional passages draw on Silko’s personal memories
of the stories she was told when a child on the reservation or
memories she has revived from the collection of stories
published in Franz Boas’s Keresan Texts (a transcription of
traditional tales published in 1928, see Nelson 2001). There are
altogether 28 “storytelling memories” (whose length varies from
a few lines to four pages). Silko blends traditional Indian
forms—based on circular patterns, repetitions and circulation
from memory and myth to reality—into a novel, a genre
favoring a linear conception of time, a sequential and historical
development of the story, and a clear-cut distinction between
past and present, memory, and reality. She thus creates her own
language, one that can express memory. Moreover, the novel is
a way for Silko to come to terms with her own mixed ancestry
and her sense of alienation. She started writing Ceremony after
having been away in Alaska for two years where she felt she
had been exiled. The novel is a personal remembrance
ceremony enabling Silko to weave the loose threads of her
attachment to her Native ancestry and of her white academic
education back into significance: “Writing a novel was a
ceremony for me to stay sane” (Arnold 2000, 24).
Memory and the Blurred Frontiers between Past and
Present
The treatment of diegetic time is quite unconventional in
Ceremony, as noted by most critics and reviewers. Although
analepsis is a common device in most conventional novels, time
shifts are so frequent in Ceremony that they blur the frontier
between the main narrative and the secondary narratives that are
Tayo’s various memories and visions. The story shifts to and fro
between the time of Tayo’s return to the reservation after he is
back from the war, and various memories—childhood scenes,
war episodes, and other times before he left for the war. Those
shifts back in time are not systematically signaled as such—
there are few dates, few accurate references to places which
would help the readers to chronologically reorganize the diverse
fragments constituting Tayo’s story. The fragmented narratives
are the representations on paper of the disruptive forces released
by Tayo’s memories and the readers must agree to getting lost
in the succession of embedded stories going back in circles
rather than following a straight time line from beginning to end.
Like Tayo, the readers will understand later and what they
remember will then make sense, as Night Swan (one of the
female characters Tayo meets during his quest) tells him: “You
don’t have to understand what is happening. But remember this
day. You will recognize it later” (Silko 1977, 100).
Only when the tense of the first verb of the analepsis is a
pluperfect is the shift clearly indicated. Even then, the following
verbs are in the simple past (also the prevailing tense of the
main narrative), which creates ambiguity as to the exact point
where the main narrative is resumed, as in the following
example:3
“You see,” Josiah had said, with the sound of the water trickling out of the
hose into the empty wooden barrel [. . .]. He pointed his chin at the springs
[. . .]. He took off his hat and wiped his forehead [. . .].
Tayo knelt on the edge of the pool and let the dampness soak into the knees
of his jeans. (Silko 1977, 45–46)
Although it is quite clear that the first paragraph is a
memory because of the use of the pluperfect and the situation
(Josiah is dead by the time Tayo returns from the war), the
status of the following paragraph (“Tayo knelt…”) is
ambiguous, and the similarity of the setting misleads the readers
into believing initially that it is part of the same memory
sequence whereas the main narrative has been resumed.
The translation into French reads thus:
“Tu vois, lui avait dit Josiah par-dessus le bruit de l’eau qui dégoulinait du
tuyau dans les tonneau de bois vide [. . .]. Du menton, il avait montré les
sources [. . .]. Il avait enlevé son chapeau et essuyé son front [. . .].
Tayo s’agenouilla au bord du bassin sans se soucier de l’eau qui trempait
les genoux de ses jeans. (Silko 1992, 55)
The translator has made a grammatically safe choice.
The shift from pluperfect to past, which is quite frequent in
English fiction, has been neutralized through a more consistent
use of a plus que parfait in French. The passé simple, used for
the main narrative, is deemed inadequate as soon as the diegetic
chronology is upset—a stylistic rule many, but not all, French
novelists adhere to. That “safe” choice is not consistently
applied. For other time shifts the passé simple is used for
anterior actions but only after a series of plus que parfait has
clearly delineated the time frame:
He stood outside the train depot in Los Angeles and felt the sunshine; he
saw the palm trees [. . .] he realized why he was here and he remembered
Rocky and he started to cry. [. . .]
3 Words discussed in the ensuing analysis are given in bold in the quotes.
The new doctor asked him if he had ever been visible and Tayo spoke to
him softly and said that he was sorry but nobody was allowed to speak to an
invisible one. (Silko 1977, 15)
Devant la gare de Los Angeles, il avait senti la caresse du soleil; il avait vu
les palmiers [. . .] il comprit pourquoi il était là, il se souvint de Rocky et il
se mit à pleurer. [. . .]
Quand le nouveau docteur lui avait demandé s’il avait jamais été visible,
Tayo lui avait répondu d’une voix douce qu’il était désolé mais que
personne n’avait le droit de parler à un être invisible. (Silko 1992, 23)
Whereas the English original allows for more
indeterminacy (the readers will not immediately understand that
the first passage is the memory of a scene that took place just
before Tayo’s return and that the second passage is another shift
in time, neither the continuation of the preceding passage nor
the resuming of the main narrative), the French readers are
guided by the translator’s choice, which clarifies the order of the
successive time sequences.
Although choosing between imparfait, plus que parfait,
passé simple, and passé composé to render a simple past is a
controversial point, the passé simple—even if it is an obvious
choice for a translator—may not be the most appropriate tense
in the case of Ceremony. The use of the imparfait in some
passages makes it possible to keep some referential
indeterminacy as shown in that example where it is not clear if
the second passage is still part of Tayo’s memory of the war or
of the main narrative:
Rocky had reasoned it out with him; […] Tayo nodded, slapped at the
insects mechanically [. . .].
He had to keep busy; he had to keep moving so that the sinews connected
behind his eyes did not slip loose and spin his eyes to the interior of his
skull where the scenes waited for him. (Silko 1977, 8–9)
Rocky s’était efforcé de le ramener à la raison ; [. . .] Tayo avait acquiescé;
d’un geste machinal de la main, il avait écrasé quelques insectes [. . .].
Il fallait qu’il s’occupe ; il fallait qu’il reste actif pour que les muscles qui
se rejoignent à l’arrière de ses yeux ne se relâchent pas, les faisant ainsi
pivoter vers l’intérieur du crâne, là où toutes ces scènes l’attendaient. (Silko
1992, 16–17)
Even if it is not conventional to use the imparfait for
single past actions, that tense might have the potential to
accommodate Silko’s literary treatment of memory, as some
French writers have done to give extra depth to their past
narratives, J. M. G. Le Clézio, for instance (see Lepage 2008).
Alternatively, using a passé composé instead of a passé
simple as the prevailing tense for both the main narrative and
the memories would have been a way to signal the shift from
conventional fiction writing and would have insisted on the
connection with oral tradition.
Grammatical constraints and the translator’s wish to
conform to the more conventional writing norms do not explain
all the occurrences of plus que parfait in the French text. They
illustrate the translator’s symptomatic wish to guide his readers,
to help them through the maze of the original novel, as in the
following example where a whole sentence has been added:
They unloaded the cows one by one, looking them over carefully. (Silko
1977, 77)
Quand Tayo eut ouvert le grand portail du couloir d’entrée du corral,
Robert ouvrit la porte de la bétaillère. Ils firent sortir les vaches une par
une, en les inspectant attentivement. (Silko 1992, 88)
The time of the action as well as the identity of the
characters have been made explicit in French. However,
reducing ambiguity and reordering Tayo’s memories imposes a
Eurocentric vision on a hybrid text. In fact, it brings more
confusion to the readers as it prevents them from being aware of
the blurred frontiers between past and present and between
memory and reality, essential to the understanding of the novel.
Indeed Ceremony reintroduces in the linear development of the
novel the memory of a more ancient time, the Indian vision of
time, which is circular, cyclical, always moving but not going
directly from one point to another:
The Pueblo people and the indigenous people of the Americas see time as
round, not as a long linear string. If time is round, if time is an ocean, then
something that happened 500 years ago may be quite immediate and real,
whereas something inconsequential that happened an hour ago could be far
away. Think of time as an ocean always moving. (Arnold 2000, 149)
Memory as Repetitions, Echoes, and Resonances
Repetitions and echoes are the backbone of the writing in
Ceremony, and the coherent structure they create counter-
balances the confusion brought about by Silko’s fluctuating
treatment of diegetic time. Repetitions work at the level of
sentences and paragraphs but also at the higher level of the
whole novel.
In sentences, repetitions give rhythm to the narrative and
endow it with a typically oral dimension. The following passage
illustrates how repetitions structure the sentences and help the
readers/listeners keep track of the important notions:
He could get no rest as long as the memories were tangled with the present,
tangled up like colored threads from old Grandma’s wicker sewing basket
when he was a child [. . .]. He could feel it inside his skull—the tension of
little threads being pulled and how it was with tangled things, things tied
together, and as he tried to pull them apart and rewind them into their
places, they snagged and tangled even more. So Tayo had to sweat through
those nights when thoughts became entangled; he had to sweat to think of
something that wasn’t unraveled or tied in knots to the past (Silko 1977, 6–7)
Il ne pourrait trouver le repos tant que les souvenirs et le présent
s’enchevêtreraient comme les fils de couleur dans le panier à couture de
Grand-mère : [. . .] Sous son crâne, c’est cela qu’il sentait, la tension des fils
minces que l’on tirait, et les choses emmêlées, attachées ensemble, qui,
lorsqu’il essayait de les démêler et de les rembobiner, chacune à sa place,
s’accrochaient et s’emmêlaient encore davantage. C’est ainsi que Tayo
devait passer de longues nuits en sueur quand ses pensées
s’embrouillaient; il devait faire d’énormes efforts pour penser à quelque
chose dont le fil ne soit pas défait ou attaché au passé par des nœuds
inextricables (Silko 1992, 14–15)
The translator has reduced the number of repetitions by erasing
some occurrences (the two occurrences of tangled have been
reduced to one in the first sentence) and by resorting to
synonyms (s’enchevêtrer, emmêlées, s’emmêler, s’embrouiller
for tangled; en sueur and faire d’énormes efforts for sweat).
The destruction is not systematic, however. For instance,
the translator manages to keep the repetition of comfort and
comfortable (a word difficult to translate into French) by using
bien and bien-être which work on both material and moral
levels:
We know these hills, and we are comfortable here.” There was something
about the way the old man said the word “comfortable.” It had a different
meaning—not the comfort of big houses or rich food or even clean streets,
but the comfort of belonging with the land and the peace of being with
these hills. (Silko 1977, 117)
Nous connaissons ces collines, et nous y sommes bien. » Il y avait quelque
chose de spécial dans la façon dont le vieil homme avait dit le mot « bien ».
Il prenait un sens différent : ce n’était pas le bien-être que procuraient les
grandes maisons, une nourriture riche ou même des rues propres, mais le
bien-être né du fait d’être à l’unisson de la terre, la paix ressentie à se
trouver dans ces collines. (Silko 1992, 129–130)
At the macro level of the whole novel, repetitions give
meaning to the various interconnected episodes. Repetitions of
words create a textual memory that enables the readers to
interpret the story correctly, exactly like Tayo who will
gradually learn to recognize the pattern underlying what he goes
through. For instance, when Tayo walks to the toilets in a bar
(Silko 1977, 56), the dirty wet floor mentally takes him back to
his ordeal in the jungle (Silko 1977, 11). The shift from a real
situation to a memory is textually signified by the repetition of
the same phrase—“It was soaking through his boots/it soaked
into their boots”—in the two passages. In the translation,
although the readers will understand the situation, there is no
textual link between the two scenes but only a semantic link as
two different phrases are used: “qui pénétrait dans ses bottes”
(Silko 1992, 66)/“s’infiltrait dans les chaussures” (Silko 1992,
19).
Many passages echo each other as if the various
episodes and the various characters were diverse avatars of the
same event, Tayo’s encounter with the spirit of the mountain
and his becoming whole again.
Repeated words form a network of key words whose
occurrences weave a significant textual material connecting and
reuniting what first seems disconnected. Through their
reiteration the readers can recognize the resemblance and
understand that time and storytelling are cyclical as Old
Grandma concludes: “It seems like I already heard these stories
before . . . only thing is, the names sound different” (Silko 1977,
260). The network of recurring words organizes the novel
around key themes such as dampness and dryness, circles and
whirls, weaving and scattering. In the translation, the structure is
less obvious because of lexical variety. For instance, the word
scatter which is central to Tayo’s broken psyche is translated by
two different verbs, disséminer and disperser, as well as by a
whole range of words according to the cotext: l’entouraient
(Silko 1992, 117), franchirent le sommet (Silko 1992, 195),
faire voler (Silko 1992, 231), laisser derrière (Silko 1992, 250),
s’effriter (Silko 1992, 214), parmi (Silko 1992, 168), and
s’égaillèrent (Silko 1992, 243). The important word scatter has
virtually disappeared from the French translation, made
invisible by the translator’s decision not to maintain its
repetition.
The destruction of repetitions is not systematic, how-
ever, as the recurrences of some words are maintained. For
instance whorls (of flesh, of skin), which appears in the morbid
episodes dealing with witchcraft, is systematically translated by
volute, making it possible for the French readers to link the
various scenes together and to establish the connection with the
poems relating the invasion of the evil spirit: “il se peignit le
corps/les volutes de chair” (the poem about Pa’caya’nyi who
tricks people into witchcraft, Silko 1992, 56), “D’autres défirent
des paquets en peau/pleins d’objets répugnants:/des silex
sombres, des cendres de hogans brûlés/où reposaient les
morts,/Des volutes de peau” (the poem about a witchcraft
competition during which white people are invented and turned
loose to destroy the Indian world, Silko 1992, 147), “Pinkie lui
maintint la jambe, et Leroy trancha la volute de chair sous le
gros orteil de Harley” (the torture scene in which witchcraft
attempts to engulf Tayo’s life and the world in general, Silko
1992, 271).
By reducing the number of repetitions, the translator
brings considerable changes to the material texture of Silko’s
novel of textual memory. His motivations may be an adherence
to French stylistic norms that still consider repetition to be
inelegant despite its use by great writers. He thus imposes his
own view, his own cultural memory on the original text and
destroys its inner rhythm and its signifiance (to use
Meschonnic’s (1999) word). Repetitions are essential to Silko’s
endeavor to write a text which reads as a memory of the oral
tradition of storytelling and deliberately blurs the frontier
between genres (tales, songs, poems, and novels), between
storytelling and story-writing, between Indian traditions and
Western culture: “So I play with the page and things that you
could do on the page, and repetitions. When you have an
audience, when you’re telling a story and people are listening,
there’s repetition of crucial points” (Arnold 2000, 71).
Systematicity is essential to maintain the way lexical
networks function. Each repetition is important. As Berman
states when he studies how the deforming tendencies transform
a text, each word must be chosen carefully and the use of
synonyms is deceptive. Words have their own lives, their own
textual bodies from which they derive their power: “The words
of the story poured out of his mouth as if they had substance,
pebbles and stone extending to hold the corporal up” (Silko
1977, 12). Silko’s writing is like weaving: the intricate patterns
suffer no mistakes, no holes. Storytelling and story-writing is a
sacred act, a ceremony in which each word has its part to play.
Memory and the Landscape
The landscape is the central character of Ceremony. As stated in
Place and Vision, in which Nelson dedicates a whole chapter to
the landscape of Ceremony, the geophysical landscapes “serve
not only as the ‘settings’ of these [Native American] fictions but
also as principal ‘characters’ in them” (Nelson 1993, 9). It is
only after being reunited with the landscape that Tayo can
recover his vital energy. The landscape is the place where
Indian memory lies, the landscape is Indian memory: “We are
the land. [. . .] More than remembered, the earth is the mind of
the people as we are the mind of the earth” (Paula Gunn Allen
in Nelson 1993, 1). Describing and naming the landscape is
therefore a delicate part of the ceremony of writing. Locations
and directions are given with accuracy. The words connected to
the landscape are the names of the places, the words describing
those places as well as the names of the plants, animals, and
spirits inhabiting the land. All those names recreate the
landscape of the American Southwest where the Laguna Pueblo
reservation is located and they bear the memory of its history.
The original Indian names have been largely replaced by
English names or by Spanish names, the languages of the
enemy, to use Gloria Bird’s phrase in Reinventing the Enemy’s
Language (Harjo and Bird 1997), that is to say the languages of
the settlers: “But the fifth world had become entangled with
European names: the names of the rivers, the hills, the names of
the animals and plants—all of creation suddenly had two names:
an Indian name and a white name” (Silko 1977, 68). The Pueblo
names are still there, though, in the names of the characters of
the traditional stories and the names of the spirits inhabiting the
land. They stand out in the English text as their morphology is
quite different from that of the European names and display a
characteristic apostrophe: Tse-pi’na orTs’eh, K’ou’ko, Ck’o’yo,
A’moo’ooh, Ku’oosh. . . The Pueblo names have been used in
the translation without any change as if they had resisted one
more displacement. Most Spanish names are maintained too:
mesa, arroyo, Casa Blanca . . . with the exception of burro
(âne, bourricot).
It is the English names that are problematic for the
translation into French. When they are kept, which is the case of
many place-names, they stand out as memories or traces of the
original English text, whereas in the original they blend
seamlessly into the main narrative in English. In Cérémonie,
place-names such as Wake Island, Dixie Tavern, Purple Heart,
or Prairie Dog Hill remind the readers of the European settlers’
imprint on the American landscape but also suggest that the
“entanglement” with English names is only a passing stage in
the history of the landscape. The names and languages may
change, but the landscape and its ancient memory will remain
unchanged. The English language, which dominates the text of
Ceremony, is pushed back to the margin through translation.
The names of plants and animals are translated into
French and raise many difficulties. Most English names are both
simple and precise. As they are based on a simple generic word
(grass, tree, weed, hill. . . ), names such as wild rose bush, salt
bushes, snakeweed, rabbit brush, foothills create a realistically
complex environment (Silko has drawn on her accurate
knowledge of the Southwest landscape). The geographically-
literate readers will recognize it. However, those who are
unfamiliar with such settings will not be lost and will manage to
find their way among grass, trees, weeds, and hills. In French,
the translator has to negotiate between two options. He can
favor the exact translation which is very often a scientific term
unknown to most readers: Salt bushes/atriplex, arroche;
snakeweed/bistorte, gramma grass/ bouteloue. . . Alternatively,
he may opt for a literal translation that will be understood but
may not refer to an actual plant or animal. The few cases when
literal translations correspond to the reality of the environment
(rock sage/sauge de rocher, bee-wee plants/l’herbe-aux-
abeilles, rabbit weed/herbe-aux-lapins. . . ) are not enough to
compensate for the different vision of the world the numerous
scientific names produce.
Moreover, the scientific words in French do not allow
the correspondence between geography and myth. The words of
the landscape in Ceremony are meaningful and contribute to
weave a consistent memory of the universe that reinforces the
links between the human world and the spirits. When Tayo
meets the mountain lion (puma in French), he also meets the
hunter spirit, the companion of Tse’pina, the mountain spirit.
When he meets Tse, she is sitting next to a moonflower plant
(marguerite dorée) that indicates the feminine power she
represents. Tse is a woman and a spirit and the earth, as this
passage underlines: “He dreamed he made love with her. He felt
the warm sand on his toes and knees; he felt her body, and it
was as warm as the sand, and he couldn’t feel where her body
ended and the sand began” (Silko 1977, 222). It echoes Josiah’s
comment: “This is where we come from, see. This sand, this
stone” (Silko 1977, 45). Once Tayo acknowledges he is sand
and stone like the sandstone cliffs around him, he can be whole
again. In the translation, the link connecting sand (sable), stone
(pierre), and sandstone (grès) is severed. The landscape in
Cérémonie is therefore more scientific and more obscure than in
the original; it does not work as the main representation and
memory of the harmony of the Indian way. It is not the “living
text” mentioned by Nelson, which can be read by the readers.
Memory and Translation as Transformation
Beyond the linguistic and stylistic difficulties the translator has
to face when translating a narrative of memory such as
Ceremony, broader questions must be addressed. Is it possible
or even legitimate to translate memory in the case of Native
American fiction? Can Indian memory, which is so deeply
rooted in the ancient languages and in the local environment,
survive when uprooted and transferred into a culturally and
linguistically alien environment?
Silko has already provided part of the answer. Drawing
on Indian memory to write her novel, she has opened up a new
frontier and contributed to the invention and development of the
Native American novel, essentially transgenre and multilingual.
She is the one who has translated—that is to say, transformed
and rewritten—the oral traditional stories: “I write them down
because I like seeing how I can translate this sort of feeling or
flavor or sense of a story that’s told and heard onto the page”
(Arnold 2000, 71). Therefore, translating Ceremony into another
language is doing a second-hand translation in which the main
choices have already been made: the degree of multilingualism,
of obscurity to which the readers—and more particularly the
“tribally illiterate” ones—will be submitted. The inherent
tension between the source and target languages, between what we
understand and what we do not, between what the translator
chooses to reveal and what he/she leaves unexplained is already
present in the original. Even the reception of her work and the issue
of the target reader has been addressed, as Silko is aware that her
readership falls into two categories—Native Americans (who
know a lot about Indian memory) and non-Natives (whom she
does not want to alienate). For her, making Indian memory
accessible to all through her translation is a political choice: “I’m
political, but I’m political in my stories. That’s different. I think the
work should be accessible and that’s always the challenge and task
of the teller—to make accessible perceptions that the people need”
(Arnold 2000, 26).
Translators have always been suspected of betrayal and
Silko is no exception. Being of mixed ancestry, born on the
reservation but educated outside it, she is the perfect go-between
and a highly suspicious one. Paula Gunn Allen criticized her for
giving away tribal secrets which should only be known by Native
people, as Nelson reminds us: “In fact, a few years ago another
Laguna writer, Paula Gunn Allen, criticized Silko for using some
of this oral traditional material, contending that by including a clan
story in her novel Ceremony Silko has violated local conventions
regarding proper dissemination of such stories” (Nelson 2001).
For Silko, translating and rewriting Indian memory is not a
betrayal but, on the contrary, a way to redeem Native traditions.
Those must not be kept as museum artifacts which are the dead
collectible pieces recorded and translated by ethnologists such as
Boas, but they must be given the possibility to carry on as living
entities. Memory pines for transmission as a way out of oblivion
and eradication. Through her translation, Silko reminds the
American readers of the Native American heritage of their country
and promotes it as a living force in today’s world. Interlingual
translation goes one step further in the same direction. Translating
Indian memory strengthens it as it will be kept in the minds of
more and more readers across the world, and in turn they will pass
it on. It will then be safe from destruction, as when kept in the belly
of the storyteller (Silko 1977, 2). Paradoxical though it may seem,
translating Indian memory is a form of repatriation as it takes it
back to its original purpose, helping the people understand and live
in harmony. In a globalized world, the people may just mean
people in general: “Something in writing Ceremony that I had to
discover for myself was indeed that the old stories still have in their
deepest level a content that can give the individual a possibility to
understand” (Arnold 2000, 147). On a more practical level, the
translation and transmission of memory may increase people’s
awareness and support of the Native cause and give more visibility
to the Indian alternative to the materialistic “American way of life”
taking over the world. Silko is aware of the potential impact of
Native memory across languages and nations: “In other words, we
feel that we get cultural, intellectual, spiritual support from all the
people outside the United States. [. . .] There are no isolated
people, there is truly now a global village and it matters” (Arnold
2000, 151).
The teller/writer is one link in the long chain of the
circulation of memory, and the translator another one. The
important point is to keep the transmission going even if it means
changes on the way. Changes are not always for the worse. In the
case of Indian memory, the displacement brought about by the
interlingual translation opens up new possibilities. In the French
translation, the stories may thrive better in a new medium, freed
from the English language (the linguistic memory of the trauma of
colonization).
Memory itself is not a fixed form. It is based on repetitions
and differences, like translation—two notions at the core of
Deleuze’s early philosophical thought and analyzed at length in
Différence et Répétition in link with the power of language: “La
répétition est la puissance du langage” (“Repetition is the power of
language”—translation mine—Deleuze 1968, 373). The memory
of an event is a repetition of the event, both similar to and different
from it. Each time the memory comes back it is slightly modified,
too, as repetitions are never identical. The same relationship links
the text and its translations, which are the memory of the text. They
are not equivalents but repetitions of the original, different but not
necessarily less valuable, less trustworthy, or less authentic. The
transformation process at the core of memory and translation is a
regenerative power that keeps life going. The old stories, like the
old healing ceremonies, must be adapted to their new
environment—be it linguistic or cultural—the way Betonie has
managed to devise a new ceremony to cure Tayo of his modern
disease. Translation and memory are two modes of survival
(“‘survival’ as a cultural practice and symbolic action, and above
all as a process that extends life” (Brodzki 2007, 5)) and revival, a
way to share the gift of the healing force or the burden of the
trauma.
Conclusion
Memory as the main theme and material of Ceremony has shaped
the novel’s language. It is based on correspondences and
resonances that can evoke the chaos of traumatic memory and of
witchcraft but that also symbolize the redeeming force of the
Indian way whose ceremonies can restore harmony. The specificity
of Silko’s writing requires attentive translating strategies that
enable the transmission of its textual and poetic density. The
memory of the text is particularly threatened when the translator
yields to some of the deforming tendencies defined by Berman in
his chapter “L’analytique de la traduction et la systématique de la
déformation” (Berman 1985, 65–82), and more particularly
clarification (thus replacing cyclical time with linear time), the
destruction of rhythm (the rhythm of oral tradition), and the loss of
meaningful networks which equate writing with healing
ceremonies. Like all poetical texts, Ceremony challenges easy
solutions. Those texts need transformation rather than stereotyped
equivalences. To translate them is to listen to the text and its
resonances, to its signifiance rather than concentrate on its
superficial narrative meaning. Translators will then be able to draw
on that intimate memory of the text to rewrite it in an act of sharing
and transformation, not a move of appropriation. Narratives of
memory ask for translation more than anything else as
transformation and circulation are their essence. Like the Indian
stories they have “a life of their own” (Arnold 2000, 72) whose
natural development is translation. Translators are similar to
Betonie, the modern healer. “But after the white people came,
elements in this world began to shift; and it became necessary to
create new ceremonies [. . .] things which don’t shift and grow are
dead things” (Silko 1977, 126). Translators, as life-givers of those
narratives, have the responsibility of choosing carefully and
creatively so that reading the translated text will be a renewed
ceremony that revives the power of the original and transmits its
memory.
References
Allen, Paula Gunn, ed. 1996. Song of the Turtle: American Indian literature,
1974–1994. New York: Ballantine Books.
Arnold, Ellen L., ed. 2000. Conversations with Leslie Marmon Silko. Jackson:
University Press of Mississippi.
Berman, Antoine. 1985. Les Tours de Babel: Essais sur la traduction.
Mauvezin: Trans-Europ-Repress.
Berry, Christina. 2013. “What’s in a Name? Indians and Political
Correctness.” All Things Cherokee website. Accessed November 20,
2013:
http://www.allthingscherokee.com/articles_culture_events_070101.html.
Brodzki, Bella. 2007. Can These Bones Live? Translation, Survival, and
Cultural Memory. Stanford: Stanford University Press.
Bruchac, Joseph, ed. 1994. Returning the Gift: Poetry and Prose from the
First North American Native Writers’ Festival. Tucson: The University
of Arizona Press.
Deleuze, Gilles. 1968. Différence et répétition. Paris: Presses universitaires de
France.
Harjo, Joy, and Gloria Bird, eds. 1997. Reinventing the Enemy’s Language:
Contemporary Native Women’s Writings of North America. New York:
W. W. Norton.
Lepage, Pierre. 2008. “Le Clézio et l’oubli de l’Afrique.” Le Monde des
Livres, September 9. Accessed November 20, 2013.
http://www.lemonde.fr/livres/article/2008/10/09/le-clezio-et-l-oubli-de-
l-afrique_1105152_3260.html.
Means, Russell. 1996. “I am an Indian American, not a Native American!”
Accessed November 20, 2013:
https://web.archive.org/web/20010208120908/http://www.peaknet.net/~
aardvark/means.html.
Meschonnic, Henri. 1999. Poétique du traduire. Lagrasse: Verdier.
Momaday, N. Scott. [1968] 2010. House Made of Dawn. New York:
HarperCollins.
Nelson, Robert M. 1993. Place and Vision: The Function of Landscape in
Native American Fiction. New York: Peter Lang.
———. 2001. “Rewriting Ethnography: the Embedded Texts in Leslie
Silko’s Ceremony.” In Telling the Stories: Essays on American Indian
Literatures and Cultures, edited by Elizabeth Hoffman Nelson and
Malcolm Nelson,
47–58. New York: Peter Lang. PDF available at
https://facultystaff.richmond.edu/~rnelson/ethnography.html
Parker, Robert Dale. 2003. The Invention of Native American Fiction. Ithaca
and London: Cornell University Press.
Silko, Leslie Marmon. 1977. Ceremony. New York: Penguin Books.
———. 1992. Cérémonie. Translated by Michel Valmary. Paris: Albin
Michel.
———. 1997. Yellow Woman and a Beauty of the Spirit: Essays on Native
American Life Today. New York: Simon & Schuster.
Welch, James. [1979] 2008. The Death of Jim Loney. London: Penguin
Classics.
Wright, Anne, ed. 1986. The Delicacy and Strength of Lace: Letters between
Leslie Marmon Silko and James Wright. Saint Paul MN: Graywolf.
is senior lecturer in Translation Studies at the Université Sorbonne
Nouvelle—Paris 3. Her research concentrates on the interaction between form and
meaning, on the translation of the voice, and the syntactic organization as well as
normalizing effect at play in the translation process. She has either edited or coedited
Palimpsestes 18 (Traduire l’intertextualité, 2006), Palimpsestes 24 (Le réel en traduction:
greffage, traces, mémoire, 2011), and Translating the Voices of Theory (2015). She is also
interested in intersemiotic forms of translation and Native American voices.
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] | Abstract: Over the course of the last five years my research has led me to
conclude that the literary representation of a trauma is not the immediate
step after the historical event and that there are other, intervening layers in
between. First is the occurrence of the historical event. What then follows
is the translation of that event in the minds of the survivors—that is, in
their memory and interpretation of the event. Then, memory becomes the
subject of oral history. This oral history enters the minds of the writers of
memoir and fiction, where it becomes a literary translation. Finally, the
filmmaker, if such a story makes it to this step, translates the text in order
to render her interpretation of it as film. If we acknowledge that
translation involves interpretation, then what exists here are different
layers of translation. The aim of the paper is to analyze the different
effects that each medium (literature, translation, cinema) may have on the
experience of its readers and audience—what that medium is trying to
cultivate, the limitations of each, and how all of them in different ways
bring greater attention to the historical phenomenon of the Armenian
Genocide.
Introduction
Thinking about the contribution of literature to raising awareness
about the Armenian Genocide, I have asked myself whether
literature is the immediate step after the historical event. My
research has led me to think that it is not. In this paper, I will
propose the following schema to chart the development in
Genocide awareness from the historical event to its interpretation
within an act of artistic representation. First is the occurrence of
the historical event. What then follows is the translation of that
even in the minds of the survivors—that is, in their memory and
interpretation of the event. Memory then becomes the subject of
oral history, and this oral history enters the minds of the writers
of memoir and fiction, where it becomes a literary translation.
Finally, the filmmaker, if such a story makes it to this step,
translates the text in order to render his or her interpretation of it
as film. In effect, we have here different layers of translation
upon translation—to use memoirist Günter Grass’s term, with
this theory we are “peeling the onion” (Grass 2008).
With a focus on the renowned Italian–Armenian novelist
Antonia Arslan’s Genocide narrative La masseria delle allodole
(2004; English translation Skylark Farm, Arslan 2006), I’ll first
discuss the literary genre as an instrument that brings greater
attention to the historical memory of the Armenian Genocide.
Then the power of translation related to the Genocide as
an instrument of cultural, historical, and linguistic interaction will
be both explored and problematized. For example, why has this
particular book been chosen for translation into sixteen
languages?1 In what ways have these translations contributed to
the awareness of the Genocide in their given countries? Exploring
the impacts these translations have had in their given countries,
there will also be an examination of readers’ reactions following
their respective publications in various languages by presenting
interviews with some of the translators. Finally, I will focus on
the theme of the Armenian Genocide in cinema and will deal with
the dramatized version of the Genocide narrative La masseria
delle allodole by the Italian directors the Taviani brothers
(Taviani and Taviani 2007).2
The Armenian Genocide in Literature
In every trauma, in every situation, there are always at least two
sides, two prevalent stories, and the power dynamics are strong.
On the one hand, the side that “successfully” commits Genocide
usually determines the way its history is written (or not written),
as is the case of the Armenian Genocide, which is varied and has
been contested for many years. Then there is the side of the
1 So far, the book has been translated into Dutch, English (four editions), Eastern Armenian (two
editions), Finnish, French, German (two editions), Greek, Hungarian, Japanese, Persian,
Romanian, Russian, Western Armenian, Slovenian, Spanish, and Swedish.
2 The present study springs directly from my experience in translating Armenian Genocide
narratives and from the outcomes of the course I taught at California State University, Fresno—
Armenian Genocide and Translation while being the 10th Henry S. Khanzadian Kazan Visiting
Professor in Armenian Studies at CSUF.
people who have suffered the overwhelming trauma. This side,
especially when silenced by the perpetrator, attempts to record
any history of the event, albeit painful, and often, as we look over
these testimonies, it is clear that any proper investigation or
analysis of this traumatic event should be undertaken by someone
with psychoanalytic and linguistic skills.
One of the consequences of the Armenian Genocide was
the dispersal of those who survived into a global Diaspora.
Traumatized and impoverished, involuntary exiles and
immigrants in a new land, they struggled to survive. Part of their
survival strategy was to write what they had experienced and
witnessed. Survivor stories emerged painfully and with great
difficulty. The obstacles were many: a fragmented, traumatized
community with far too few resources. The challenges they faced
included the fact that they were either forced to write in a
language that few in their new lands understood or that they had
to struggle to describe the indescribable in a foreign tongue.
Despite all the trauma and difficulties, the immigrants decided to
put pen to paper to document that which the world needs to better
know and comprehend. Even though the potential audience and
publishers were greatly limited, these important survivor memoirs
emerged, often in isolation, in small print runs and sometimes as
unpublished manuscripts. They emerged in a variety of locales
and conditions that characterized the global Diaspora.
These Diaspora fragments disseminate Armenian
culture and seeds across differing landscapes. In so doing, the
Armenian identity has evolved and become more diverse and
complex and has contributed to an emerging multiculturalism in
the twentieth and twenty-first centuries.
The survivor memoirs provided and continue to constitute
an invaluable research tool not only for researchers but also for
Genocide fiction writers, who take their insights from those
stories and, in thousands of literary flavors, offer the reader the
historical dimension of the Armenian Genocide.
It is true that it is not possible to penetrate the world of
the Armenian Genocide without reading the history. However, as
Rubina Peroomian asserts (Peroomian 2012, 7), documents,
statistics, and data do not provide the whole story. On the other
hand, the extremely important memoirs and eye witness accounts
alone often cannot express the unthinkable horror of the
Genocide as the blockages and psychological borders can impede
the author’s revealing the whole trauma. Hence the importance of
historical fiction, which, by fusing historical fact and creative
writing, can provide access to a larger readership in terms of
global impact. An example of this phenomenon, with a particular
symbolic and powerful radiation and with a priority function of
meaning, is the Italian–Armenian novelist Antonia Arslan’s
Genocide novel La masseria delle allodole (Arslan 2004).
Antonia Arslan, who was born and grew up in Italy and
was professor of modern and contemporary Italian literature at
the University of Padua, has published on Italian popular fiction
and Italian women writers of the nineteenth and twentieth
centuries. However, her most recent publications have focused on
her Armenian heritage. Her first approach to her Armenian
heritage was, surprisingly, through translation. With the help of
two Armenians (as she doesn’t know Armenian) she has
translated/edited two volumes by Daniel Varujan, one of the most
significant Armenian poets of the twentieth century, into Italian:
Il canto del pane (Varujan 1992) and Mari di grano (Varujan
1995).3 Here is Antonia Arslan’s testimony about her translation:
Poetry functions in an immediate and unexpected way. I discovered Daniel
Varujan, his strength and his grace, when reading some of his poems in Italian
and the entire The Song of Bread in French, translated by Vahé Godel. So it
was that I concentrated on the text of his last work, which completely
fascinated me. I already had a lot of experience translating poetry—from
French, English and German—but my work with Varujan was a great
adventure, also because of my collaboration with two young and enthusiastic
scholars, C. H. Megighian and A. H. Siraky. The Italian edition of The Song of
Bread (Varujan 1992) became the seventh one, and it enjoyed much success
within the Italian secondary schools. I further translated other pieces of
Varujan’s poetry; I published twenty of them in the volume Seas of Wheat
(Varujan 1995) and the others in magazines. I also want to remind us that he was
a great poet, one of the major ones since the beginning of the 1900s, equal to no
one, but less known because he wrote in a minority language. (Haroutyunian
2012a)
Translating Varujan’s poetry became part of the process of
3 In 1915 at the age of thirty-one, Daniel Varujan was on the verge of becoming an
internationally renowned poet but he was brutally murdered by the government of the Young
Turks, like other Armenian poets such as Siamanto, Grigor Zohrab, and so on.
discovery of her own Armenian identity.4 It brought her to the
unknown path of her lost ancestry and the birth of her first novel,
the best-seller Skylark Farm, in which, drawing on the history of
her own ancestors, she tells of the attempts of the members of an
Armenian family caught up in the Armenian Genocide to escape to
Italy and join a relative who had been living there for forty years.
This book won many prestigious awards in Italy and worldwide.5
Skylark Farm belongs to a genre that mixes
autobiography and biography, history and fiction, documentary
and memory. First of all, Arslan introduces her fifty-three-year-
old grandfather Yerwant, an important physician living in his
adopted Italian hometown of Padua in the months leading up to
the Second World War.
[H]is mother, Iskuhi, the little princess, died at nineteen giving birth to him. My
great-grandfather then remarried an “evil stepmother,” who bore him many other
children; my grandfather couldn’t stand her, and so, at the age of thirteen, he
requested and was granted permission to leave the little city and go to Venice, to
study at Moorat-Raphael, the boarding school for Armenian children. (Arslan
2006, 17)
Yerwant never again returned home. Now, after forty
years, he hopes to reunite with his brother Sempad, a successful
pharmacist, who continued living in his little city in Anatolia.
In 1915, Yerwant enters his fiftieth year, and he is
satisfied—and alone. . . “I am now a citizen of Italy; the
Ottomans can’t touch me any more,” he thinks. (Arslan 2006, 45)
But World War I begins, and the ruling Young Turk
party closes the border and when Italy enters the war on May 24,
1915, Yerwant’s dream vanishes. He will never be able to return
to his country of origin in his red Isotta Fraschini, the doors of
which were encrusted with the silver coat of arms that featured
an intertwined Y and A, standing for Yerwant Arslanian. He will
4 She then went on to edit different works on the Armenian Genocide, including Hushèr: la
memoria. Voci italiane di sopravvissuti armeni (Arslan, Pisanello, and Ohanian 2001); she has
worked with Boghos Levon Zekiyan on the Italian version of Gérard Dédéyan’s Histoire du
peuple arménien (Dédéyan 2002) and Vahakn Dadrian’s Storia del genocidio armeno (Dadrian
2003); and translated Claude Mutafian’s brief history of the Armenian genocide from the French
(Mutafian 2001).
5 Arslan’s more recent publications include Il libro di Mush (2012), which is an account of the
largest extant Armenian manuscript that was preserved in two halves by two separate women,
each of whom took one half when escaping the city of Mush during the Armenian Genocide; Il
rumore delle perle di legno (2015); and Lettera a una ragazza in Turchia (2016).
never see his family again as they will be exterminated almost
entirely by the Young Turks.
From that moment on for Yerwant the distant Fatherland
remained forever remote, and when his children got older
Yerwant even changed their names. Antonia Arslan talks about a
contradiction in the behavior of her grandfather: at first he did not
want to deny his ancestry, and gave his children four Armenian
names each—Yetward, Erwand, Armenak, and Vardan; Khayel,
Anton, Aram, and Maryam—but later tried to erase their origin:
“And in 1924, he will petition the Italian government to allow
him to legally remove from his surname that embarrassing three-
letter suffix, -ian, that exposes so plainly his Armenian origin”
(Arslan 2006, 160).
During the deportation, the women performed a crucial
role not only by bravely making sacrifices to protect the children,
but by persistently working to preserve memories of their land.
These are a few stories, objects, and photographs, “relics or icons
from a terrible shipwreck” (Arslan 2006, 19), and a few other
items shipped from Sempad as a gift to his relatives in Italy.
Thanks to this “act of memorial transmission,” the author can
now see and touch objects and images belonging to her Armenian
family and therefore be reunited with its indefinite past (Alù
2009, 369).
Here, as readers, we are made witness to familiar
historical narratives—perhaps we share similar ones, perhaps
we’ve read firsthand accounts in books. But what happens when a
historical event penetrates literature? First of all, the literary genre
is a powerful medium that is able to bring the historical
phenomenon to the attention of the masses. By reconstructing her
family history in the novel, Arslan is merging both historical
research and imagination culled from collective memory; she also
becomes the protector of her familial memory and historical
archive.
Taking an input from Bella Brodzki’s idea that
“[c]ulture’s necessarily overarching orientation toward the future
only obtains by sharing its past” (Brodzki 2007, 113), I conducted
an experiment on collective memory and testimony in an
assignment I gave to my students at Fresno State. I set an
assignment in which they were called to write the story of their
ancestor’s survival. Most of them said to me, “I know something
about my great grandparents, but I’m missing a lot of details.
What should I do?” This is exactly what I was hoping for, and
advised them to fill in the gaps with their imaginations and to
take advantage of their parents and grandparents and ask them
questions. As evidenced by Brodzki, “[t]hinking both
psychoanalytically and historically also means that while we
harbor the dream of plentitude, we always begin with a gap”
(Brodzki 2007, 113).
For their assignment, some of my students contacted their
relatives living in other countries to inquire about their
grandparents and, as the students shared some amazing stories in
class.6 This assignment contributed to raising their personal
awareness of their ancestors’ voyages towards refuge.
Antonia Arslan has done the same in filling in the gaps of
an unknown past. In the meantime the geography, the places, and
the itineraries that she describes in her novel reveal not only
significant moments of family history but also its inclusion in a
determinate social space and national history (Alù 2009, 364).7
This is important because it gives the historical part to “historical
fiction.”
For yet another class assignment, based on the concept of
Rushdie’s “translated man,” students worked together to write the
names of the native cities and villages of their ancestors, as well
as the places through which they passed on their long journeys of
migration before arriving in the United States.8 We also included
in the map the languages they had learnt along the way. This
initial exercise helped the students to visualize, re-realize, and
appreciate both their ancestors’ geographical passages and the
students’ indelible connection to them. Further, the act of writing
it on the board—taking pen in hand—implicated them as the
bearers and continuers of their ancestral memories. I have always
been obsessively diligent throughout my academic career to erase
whatever is on the board after any given lesson. However, what
6 Some of these stories have already been published in the Hye Sharzhoom newspaper (Fresno
2013, 35/1, 2).
7 In her article, Alù refers to Anne Muxel who in her Individu et mémoire familiale explains how
rediscovering familiar places and spaces can help us to recover a biographical path as well as
the origin, progress, and decline of a social, individual, and collective destiny (Muxel 1996, 47).
8 In his book of essays Imaginary Homelands, Salman Rushdie asserts that “Having been borne
across the world, we are translated men. It is normally supposed that something always gets
lost in translation; I cling, obstinately to the notion that something can also be gained” (Rushdie
1992, 17).
was created on the board that day was an interwoven tapestry of
names, places, times, and languages that neither my students nor
myself even dared to erase. The memory seemed at once too fresh
and validated yet again. So, we decided to leave it as it was. I
took a picture before the next instructor could “erase our
ancestors,” preserving this image at least through another
medium—if not the word, the image. We were all excited and
surprised to discover that among all our ancestors, they
collectively spoke sixteen languages including Armenian,
English, Arabic, French, Turkish, Spanish, Vai, Pele, Fula,
Russian, German, Romanian, Bulgarian, Latin, Greek, and
Kurdish.
In the same way, Antonia Arslan’s undertaking the
mission of retelling the story continues the voyage of her
ancestors. In one of her numerous public lectures Antonia said:
“The idea of my past was bothering me for years, so one morning
I decided to write: ‘Zio Sempad è solo una leggenda, per noi: ma
una leggenda su cui abbiamo tutti pianto.’”9
This is the very first sentence of the novel, and Antonia
once told me that, while many passages of the book have
undergone editing, that sentence remained unchanged. What is
interesting is that Antonia never mentions the name of her
grandfather’s birthplace, calling it “little city.” “No one, patient
reader, ever went back to the little city,” finishes Antonia Arslan
in her book (Arslan 2006, 268). She does this intentionally—
firstly because this is a novel and not a memoir and secondly
because she doesn’t want to personify but rather render the idea
more globally and not to give the reader the impression that the
Armenians were persecuted in that specific place.
I’d like to share the last classroom example from my
California State University experience, which dealt with the
question of the story’s transmission. By using their part of the
genealogical tapestry I spoke of before, each student illustrated
the geographic and linguistic journeys of their ancestors. I asked
the students, as an extension, to report their family history to one
partner in the classroom. It was then the task of the partner to re-
reflect the story and report it. After a series of retellings, the
students eventually had to report these stories back to the class,
9 Uncle Sempad is only a legend, for us—but a legend that has made us all cry (Arslan 2006, 17).
thus directly engaging in the process of transmission and
translation. Our aim was to internalize the process of a story’s
transmission and to show how feelings, details, chronology, and
so forth are translated as they pass from one person to another.
Thus, the story, especially the oral tale, is a shared substance
between interlocutors, and simply does not exist without both the
teller and the listener, the writer and the reader. So when we
return to consider the gravity of Arslan’s work in the telling of
the Armenian Genocide from a very personal perspective, we
come to the realization that, by sharing her own family history,
we also become a responsible player of that story as readers. In
this case, we are both called upon to consider and remember the
Genocide and are also invited to enter its discourse. To consider
Arslan’s work on such a global scale, then, is of tantamount
importance.
Through the pen of the writer Antonia Arslan, the
Armenian Genocide is thus carried beyond its historical limits,
slipping from the desks of historians and entering the minds and
imaginations of ordinary people. Of course, when a historical
event becomes literature it is enriched with new shades and
colors. New heroes are born who are given names and are
assigned identities. Families are born belonging to one nationality
or to another who are placed in this or that social class. This is
where literary fiction comes into play. And she weaves the plot.
Through a love story, a common conversation in the home, or
between neighbors, and through a description of a relationship
between two individuals of two different nationalities (such as the
Armenian and Turkish) or minorities (Armenians and Greeks),
Antonia Arslan introduces the historical dimension to the story.
A sentence from the prologue that was also used for the
blurb on the book cover reads:
My aunt always used to say: When I’ve finally had it with you, when you get
too mean, I’m leaving. I’ll go stay with Arussiag in Beirut, with Uncle Zareh
in Aleppo, with Philip and Mildred in Boston, with my sister Nevart in Fresno,
with Ani in NY, or even with Cousin Michel in Copacabana—him last,
though, because he married an Assyrian. (Arslan 2006, 5)
With this sentence, the author introduces the complex
phenomenon of the Armenian Diaspora created by the Armenian
Genocide. When a non-Armenian reader, completely ignorant of
not only the essence but also the existence of the Armenian
Genocide, buys the book for its literary value, while reading this
sentence, asks herself: How can a single person, Antonia’s aunt,
have so many relatives around the world? The answer will come
on reading the book.
Before writing her Genocide narrative, Antonia Arslan
consulted many history books. But the plot also came to her
through saved photographs. As Daniel Sherman has it: “Sight is the
only sense powerful enough to bridge the gap between those who
hold a memory rooted in bodily experience and those who, lacking
such experience, nonetheless seek to share the memory” (Sherman
1999, 14).
Thus the picture becomes a complicated form of self-
portrait that reveals the ego of the writer that is necessarily
relational and at the same time fragmentary. Similarly,
descriptions of group photographs in Skylark Farm are used by
Antonia Arslan to recover the bonds with her dispersed
Armenian relatives (Alù 2009, 373):
Arussiag, Henriette, and Nubar, two girls and a little boy dressed as a girl.
Along with Nevart they are the numb survivors who will, after escaping
Aleppo, come to the West. These children now look out at me from a
snapshot taken in Aleppo in 1916, one year after their rescue, just before
they embarked for Italy: their grave, childish eyes are turned mysteriously
inward, opaque and glacial, having accepted—after too many unanswered
questions—the blind selection that has allowed them to survive. They are
wearing decent orphan clothes, but they seem dressed in uniforms of rags,
and at a quick glance the eye sees prison stripes. Their dark Eastern eyes,
with their thick brows tracing a single line across their foreheads, repeat
four times, wordlessly, the fear of a future that will be inexorable and the
hidden nucleus of a secret guilt. (Arslan 2006, 23)
Transforming and translating the protagonists of the
pictures into the characters of the book, Antonia is linking
herself through a bridge towards her ancestors:
But it will be Zareh the skeptic, the European, who will save the family
legacy, the children, and the photographs: the four little malnourished
bodies curled together like dying birds, their small skulls all eyes, and the
precious packet of family portraits, sewn up along with Gregory of Narek’s
prayer book inside a velvet rag and passed from hand to hand from the
dying to the survivors. Parched, dried skeletons—memorials of a life that
had been cordial and boisterous, with plenty of water, plenty of hospitality
and mirth. (Arslan 2006, 29)
These images, along with a few objects protected by the
women during the massacre and deportation, become relics of
which the author becomes the possessor through the acts of
postmemory. In addition, the images included or only described
in Skylark Farm, along with the text, are the subject of memory
and commemoration as well as collective pain, the lieux de
mémoire that stop time, block forgetfulness, immortalize death
and materialize the immaterial (Alù 2009; Nora 1989).
In her 2007 book Can These Bones Live, Bella Brodzki
directs her
attention to processes of intergenerational transmission, conceived as acts of
translation, to how the value of memory or remembrance as an instrument of
historical consciousness is inscribed in a culture [. . .] What connects and divides
two generations and their respective cultural narratives, where are the
borderlines of a life and text, what are the ways in which processes of translation
perform as well as disrupt the work of cultural memory? (Brodzki 2007, 111–
112).
In the case of Antonia Arslan, the intergenerational
transmission took place through her beloved grandfather who
entrusted her with the task of retelling his trauma and memories
for a country that no longer exists, for the columns of deportees, for a family
dying beneath a poisonous sun, for the unmarked graves along the dusty roads
and paths of Anatolia; and for everything that disappeared with them, everything
alive and fragrant, exhausted and joyous, painful and consoling: the country’s
soul. (Arslan 2006, 40)
The Armenian Genocide in Translation
When we talk about Genocide and translation in a global
sense, we inevitably enter a discourse about memory. Let’s
think for a moment of the psychological state of the trauma
victim: they are pained, they block things out, sometimes
repress the memories that are too painful. The Armenian
Genocide survivors’ silence was also due to the fact that they
were over-protective of their children considering them a
representation of survival and treating them as substitutes for
the relatives who perished and communities that had been
wiped out. Thus with the aim to ensure their protection, the
parents often refused to share the trauma with the second
generation.10
Genocide trauma is translated by the very person who
experienced it by the memory they retain of the event. What
about when a trauma is translated into artistic literature? Are
we obliged to then preoccupy ourselves with less important
“factual” matters—was it really fifty days that the woman
walked through the desert, or thirty? Historical fiction is a
genre that fuses a historical fact with creative writing. Thus, as
a fiction, we are ultimately obliged as readers to be less
preoccupied with the precision of less important facts, but
rather occupy ourselves with the rendering of feeling and
narrative form within a historical space. And it is in this
moment of not being preoccupied with the fact or fiction of
memoir, biography, or a historical text that we are able to
immerse ourselves in the heart of the matter. How do we feel
about this situation? How can we relate to it? How do we
interpret it ourselves? Certainly a lot of truth also comes out
through creative writing and not only through memoir or
biography or other forms of factual writing where the
blockages and psychological borders stop the author from
revealing the whole trauma.
***
Every book has its birth story, and analogously every
10 While exploring the impact of World War II on the second-generation Armenian–American
identity, Aftandilian (2009) noticed that the war brought the memory of the Armenian Genocide
to the forefront within Armenian–American families, as survivors of the Genocide had to send
their sons off to war. Aftandilian interviewed World War II Armenian–American veterans and
found that the topic of returning home was more emotional than the topic of their combat
experience. His research on the children of survivors found that many children were named
after the murdered relatives. These children felt special, because an obligation was placed on
them, directly or indirectly, to bear the hopes and aspirations of the survivors not only for the
family, but also for the Armenian people as a whole. One of my students at California State
University, A. Pilavian, wrote in her final paper: “I never really knew the details about how my
family began or how much they sacrificed to live a better life. I used to get angry with my family
when they wouldn’t tell me things that I wanted to know from their past experiences. What I
came to realize is that when people don’t speak of something tragic that has happened in their
life, it actually eats at them more. The reason they feel that it’s better to keep quiet is so that
they don’t disrupt the peace in their life that they finally have now.”
translation has its birth story. Most of the translations of
Antonia Arslan’s Skylark Farm have been executed according
to the standard ways when a publisher decides to commission a
book’s translation. However, there is something immediately
striking about the book’s Hungarian edition. The Hungarian
translation was published in Romania, and not in Hungary
(Arslan 2008).
Here is the explanation given by the book dealer Kinga
Kali:
As you perhaps know Hungary still does not recognize the Armenian
Genocide—and there is not much knowledge about it in the Hungarian book
publishing. The publishers I contacted simply did not respond to my
proposal—to publish the Hungarian translation of Skylark Farm. I had the
idea to go to Mentor, a Hungarian publishing house in Transylvania,
Romania. I also offered a complete plan for advertising the book in
Hungary. They accepted the proposal.
Mentor publishers in Romania took all the risks in
dealing with a theme intentionally kept from public view in
Hungary. This is why Antonia was able to go and give her book
tour in both Hungary and Romania.
The circulation of Antonia’s Genocide novel, thanks to
its Hungarian translation, among common Hungarians is
extremely important because Hungary has yet to recognize the
Armenian Genocide.11
After the publication of Skylark Farm in Romania, the
book dealer together with the publishing house managed to
organize several book presentations in Budapest and in a few
Transylvanian towns in Romania with a Hungarian majority.
While I was in Budapest for a conference, I met the
dealer and asked her about the impact of the translation and its
contribution to raising awareness in Hungary. She replied that
The majority of the people I gave the book [to] as a present and [who]
11 Hungary was the country where, in 2004, Ramil Safarov, a lieutenant of the Azerbaijani
army, used an axe to hack the twenty-six-year-old Armenian lieutenant Gurgen Margaryan to
death in his sleep. Both were participating in an English language training course within the
framework of the NATO-sponsored Partnership for Peace initiative in Budapest. Ramil Safarov
was imprisoned in Budapest for the murder until he was extradited to Azerbaijan in 2012. To
the shock of many, Azerbaijan promoted him and made a hero of the murderer. In reaction,
Armenia formally suspended ties with Hungary.
shared it with their friends said that by reading it for the first time, they were
able to understand what the Armenian Genocide meant. They usually had
knowledge about the Jewish Holocaust, but not about the Armenian one—at
least, the younger generation did not know anything about it. The mother of
a friend of mine was revolted, and cried, “why are people in Hungary not
informed about all of this, and why is this not included in the history classes
at the school?”
Here we see a Hungarian girl dreaming of bringing
knowledge to her people about the historical event of the
Armenian Genocide, by translating the Genocide narrative
Skylark Farm:
When I met Antonia Arslan in 2004 during her book presentation, I decided
to let my Hungarian nation learn about this book, and my dream came true
within four years. In June 2008, the book was released and presented for the
very first time at the Budapest Book Fest.
Narrative and translation therefore once more prove themselves
valid tools in the raising of awareness about the historical event.
Later I had the chance to contact Kinga Júlia Király, the
Hungarian translator of the novel.
Antonia Arslan’s Skylark Farm was the most shocking translation I’ve ever
made, she said. When I got the book from Italy and I started reading it for the
first time, I couldn’t even imagine that such a horrible national destiny does
exist. After reading one fourth of the novel I had to buy a new armchair, which
I still call my “Skylarkfarmchair”: I needed a new position, a new posture for
my body in order not to be absorbed by the novel, not to read as a whatsoever
fiction, but keep my awareness till the end of it. As I have Armenian origins,
too, since my family came to Transylvania in the seventeenth century, the
novel had awakened in me, somewhere deep inside, a never felt receptivity
toward suffering and misery. And I struggled for good amidst with my
shamefacedness which [incapacitated] me in my translation. How should I
translate those terrifying events, bring the best close to the reader, what
Sempad’s family had endured? How should I repaint the “Armenian blood-
flowers” on the walls (Arslan 2006, 118)? Am I allowed to do such things? Is
this reasserting, recommitting a Genocide? It was much more than [a] matter
of ethics or aesthetics. More than literature, as well.
I still remember the deep impact which Nevart’s death in the thunderbolt
made on me (Arslan 2006, 175). When I had to read a sequence from the
book for the first time in front of an audience, I [chose] Nevart’s death. But
I could not do it. I felt such discomposure, such sorrow, such mourning, that
I started to cry. That was too much for me as translating is an intimate act
while sharing Genocide, in fact, [. . .] is a reaction.
I owe this translation a brand new life, since I became wide open for
suffering. Skylark farm – in a sacred sense – had made my life.
Further, I also interviewed Hillary Creek, who
translated into English a section of Antonia Arslan’s second
novel A Road to Smyrna, which has now been entirely translated
into Armenian (Arslan 2012):
I am a historian (economic and social), she said, with a special interest in
the Middle East from 1890 on, as my research has in some part been on
petroleum politics in the area. As a social historian I am obviously interested
in the life of ordinary people and find a rich source in the literature, drama,
art, and music of the period. I researched [the] bare facts, chronological
history of the time, movements, and main characters, before starting
translating. But I was born into postwar London when the city was in large
part rubble, rationing didn’t stop till I was six. The war was still very close,
my mother (a teacher) had spent the Blitz finding and taking care of young
kids who escaped from evacuations and returned to find nothing. So I had
her memories. Then I have many friends who have had to flee from political
persecutions and I have long been interested and involved in human rights
questions. So if anything it was not one event, but rather a combination of
first, second and third hand tales and memories that were my points of
reference.
Now, some of my personal thoughts about the Genocide
novel as an Armenian experience and the Armenian translator of
Antonia Arslan’s Genocide narratives.
In 2004, when I read Skylark Farm all in one sitting, I
could not imagine that three years later I would have the honor
of being the Armenian translator of this best-seller.
It all began in the fall of 2005, when a Festival of
Friendship between Armenia and Italy was organized in
Yerevan and there were many events held both on academic
(conferences, round tables) and popular (Italian opera or cinema
evenings) topics. At that time I was in Armenia participating in
a conference at the Academy of Sciences with a paper on
Dante’s Armenian translations (Haroutyunian 2006, 2012b). Of
course, among the events, I could not miss the presentation of
Skylark Farm, which had just been published in Italy and was
already proving to be very successful. At the event, the author
and the directors Paolo and Vittorio Taviani were supposed to
be there to present the book and forthcoming film.
Antonia suggested that I translate the three most moving
episodes of the book so they could be read at the presentation. It
was after this that Antonia asked me about going forward with
the translation. But the deadlines were very precise. The
Armenian translation had to be ready for the release of the film
by the Taviani Brothers. There was very little time, and the
responsibility was huge. The heroes of the story were talking to
me, just as Antonia says in her acknowledgments:
I must first thank those who spoke to me: Sempad and Shushanig, Ismene
and Isaac, Nazim the beggar, and Yerwant, with his neat Pirandello goatee.
And then Azniv and Veron, the great aunts I never knew; funny, tiny
Henriette, who spoiled me; Zareh and Rupen, my legendary great uncles. I
thank my audacious, whimsical mother, who raised me unleniently; Khayel,
my serious, sly father, who worried about everything; my uncle Yetwart,
and my cousins Yerwant, Ermanno, and Teresa; my little brother Carlo
. . . (Arslan 2006, 271)
I was too emotionally involved in the story. I was feeling a
kind of duty to make their story available to Armenians. I often
skipped lunch. I was so immersed in the book and its characters
that I was almost ashamed to take a break to eat while they were
walking along the dusty roads of Anatolia, hungry and exhausted,
destroyed by deportation. It seemed that they were beckoning me
to tell their story because they desperately wanted to be heard.
When I go to the episode that tells of the horrific
massacre at the Farm, I was completely blocked as it was too
hard to switch off emotionally and think about the word order
of the sentence or make a choice of adjectives when the plot was
describing the murder of the little boys in front of their mother:
Garo lies placidly with his handsome smile, holding his little hands over his
open belly. Leslie, scurrying on all fours, tries to hide beneath the sideboard
sparkling with crystal, but he’s dragged out by his feet and flung against the
wall, where his small round head smashes like a ripe coconut, spraying
blood and brain across the delicate floral design. Thus are flowers born from
the blood of the Armenian Calvary. (Arslan 2006, 118)
After a while, emotionally drained, I decided to skip
those passages and return to them once I’d completed the book.
I finally managed to keep my promise, finishing the
book before the screening of the film, which took place July 10,
2007, at the opening of the Golden Apricot Film Festival in
Yerevan (Arslan 2007).
In the translation I have maintained the foreign
expressions in Turkish, French, and English used by the author
in the Italian text, because it was worth reviving those
expressive nuances in Armenian, especially taking into account
that these terms not only precisely characterized the cultural
environment of that generation during the Genocide, but were
also a part of the characters’ everyday lives. So I precisely
preserved foreign words in transliteration, inserting notes to
facilitate comprehension and reading.
From Text to Reel: Cinematic Translation of Arslan’s Skylark
Farm to the Taviani brothers’ film The Lark Farm
There is always the matter of fidelity of the film to the novel,
generally expressed as a function of adequacy and acceptability,
whereby the former is more or less what we mean by equivalence,
and the latter is more or less what we mean by audience
believability. For example, many readers usually watch movies
based on the books they’ve read and end up being disappointed.
Why? Because so many parts of the story are cut out. So we as
readers look for mistakes and sometimes disregard whether the
movie was well directed, produced, and so on. I think we should
never compare them, but rather consider them separately.
When a book is translated into a movie, questions
inevitably arise. One of the first is to ask about the film genre
(documentary, drama, historical narrative, etc.) that the filmmaker
has chosen since each film genre creates a different kind of
viewing experience for the audience.
The famous Italian film directors and screenwriters the
Taviani brothers’ Lark Farm is based on a historical novel, so the
goal is to awaken curiosity, interest, even engagement in a
historical event; the limitations and strengths of a film translation
are evident in the selection of passages from the novel, the filmic
treatment of those passages, the omission of passages, and so on.
The Taviani brothers announced right away that the film
would be “liberally” based on Skylark Farm—that is, the plot
would be relatively the same but the directors had the right to
change things or make additions, and in fact they editorialized
and accessorized the film and inserted fictional material in the
movie such as love interests and so on. This is quite normal
because, even if it originates in a novel, the filmmaker translates
her or his perception/translation of the fiction into film.
This reflection leads into the relationship of the source
(novel) and the target (film) and opens up such questions as what
other source modeling material is evident in the film. In fact, the
Tavianis have not only cut episodes from the novel but they have
also added some.
There is an episode in the film that recalls a passage from
another Genocide narrative by Alice Tachdjian, Pietre sul cuore
(Stones on the heart), published in Italy in 2003. In the book there
is a scene where two women are forced to dispose of the child by
suffocating him between them as they sit back to back (Tachdjian
2003):
We were terrorized by the Turks’ cruelty, writes Tachdjian in her memoir. We
understood that they were trying to annihilate us all, but before they found joy in
killing the children in front of their mothers, who were going mad throwing
themselves from the cliffs. The Turks were opening the wombs of pregnant
women with yatağan, they were stabbing children and then drowning [them] in
the rivers. They even took [the] clothes from the dead, to resell them afterwards.
[. . .] Our two-month-old baby was crying because he was hungry, there was no
milk in Hripsimé’s breasts, the grass that she ate on the streets caused terrible
stomachache for the child. However the poor creature [was] destined to die of
hunger, diarrhea, or by the sword. To avoid being discovered by his cries, our
mother and sister suffocated the baby in the middle of their backs, one against
the other, without looking at him. He [was] extinguished like a candle . . .12
When the Taviani brothers asked Antonia Arslan to
dramatize Skylark Farm, there was also much interest from
12 Tachdjian’s book hasn’t been translated into English yet. We translated this piece of a memoir
as a class assignment during my Armenian Genocide course at Fresno State as I wanted my
students to experience what Genocide translation meant. Since the memoir was in Italian, the
process of translation took place with me providing the initial translation into English, and then
working collectively with the students.
Hollywood in acquiring the movie rights. But Arslan was aware
that in the past the several attempts to produce a Hollywood film
about the Armenian Genocide were blocked. She knew that
prominent directors and actors throughout the decades had
attempted to produce a film based on Franz Werfel’s novel Forty
Days of Musa Dagh, but without success.13 Antonia Arslan
therefore agreed to the Taviani brothers’ suggestion.
The film is a Spanish coproduction and the Spanish
actress Paz Vega is a central character in the movie. Even the
Spanish translation of the movie Skylark Farm is entitled El
Destino di Nunik as she interprets Nunik’s role.14
In fact when the film had just come out some Armenians
were concerned by the fact that the filmmaker had inserted a
double love story for Nunik with two Turkish officers played by
two actors, the Italian actor Alessandro Preziosi and the German
Moritz Bleibtreu. In her novel Antonia has only one love story.
A change I dislike in the film is Nunik’s second romance with a Turkish
soldier, one who is helping lead a caravan of Armenian women to their death
in Syria, wrote one of my students at California State University Fresno in his
final paper. I feel like Nunik must have a very deep case of Stockholm
Syndrome, as she seems to only fall in love with Turkish soldiers. Besides
catering to fans of romance movies I can’t understand why this change was
made. It almost seems to pander to a Turkish audience by showing a
sympathetic Turkish participant in the Genocide, who we’re meant to feel
sorry for because he doesn’t really want to be there. Was he added to make
any Turk watching feel less guilty? Obviously, the Turkish audience for this
movie would be small if not nonexistent, so the addition of this character is
puzzling. The two characters are both serving the same purpose as a
sympathetic perpetrator and love interest, so it would make a lot more sense to
merge them together, from a storytelling perspective. As it is the second
Turkish soldier is redundant at best, and raises a lot of unfortunate
implications.15
During the “film vs novel” discussion with cinema critic Dr.
Artsvi Bakhchinyan from Armenia, he confessed:
13 According to Variety magazine, The Forty Days of Musa Dagh has become “the most on-
again and off-again motion picture production in Hollywood history” (Torosyan 2012).
14 This character is Azniv in the book, and unlike the film is not a central character in the volume.
15 An excerpt from the final paper by Suren Oganessian.
Like from any artistic display of the Armenian Genocide, Armenians had great
expectations from the Tavianis’ film, and as a general rule these expectations
were unjustified. Of course, we should be grateful to the great masters of
cinema for being able to bring the pain of our people to the public at large,
which was not sufficiently informed of the history of this tragedy. However, in
my humble opinion as a film critic, the extremely classical shape, style, and
language in which the story was presented was at least half a century late. The
same cannot be said about the book. The presented motivations for the film as
a tragedy remain almost undiscovered. According to the film, one perceives
the false notion that those motivations were purely economic. From historical
and psychological points of view, the behavior of the main heroine of the film
is not characteristic of an Armenian woman at the beginning of the twentieth
century and gives the wrong idea that the Armenian women, like Nunik, were
throwing themselves into the arms of the Turks. In fact, the opposite occurred.
The fictional part of the film suffers due to the dialogues that are not
characteristic of everyday home speech. Perhaps the film’s small budget
caused some “artistisms” inappropriate to present-day cinematography (for
example, in the deportation scene, the clothes the deportees are wearing are
not convincing).
From my perspective, the film works especially well for
an audience with little or no knowledge about the Armenian
Genocide. By contrast, Armenians, more aware of the Genocide,
have more mixed sensations, either of gratitude towards the
filmmakers or of disappointment due to the dubious accuracy of
some aspects, as we saw above. A completely unaware person
however would begin to learn about the historical phenomenon of
the Armenian Genocide.
The filmmakers managed to put together an excellent
cast. They stated in one of their interviews that the actors were
not only involved professionally but also emotionally. According
to the directors, after watching the whole film for the first time
the Turkish-born Greek–Jewish actor Tchéky Karyo burst into
tears and when he calmed down he said that he had not only
watched the tragedy that they had played, but he had also seen his
Jewish uncle and grandfather. So in the imagination of the actor
Karyo the Armenian Genocide and the Jewish Holocaust all of a
sudden were superimposed.16
16 Il genocidio dimenticato: intervista ai Fratelli Taviani [Parte 1]
https://www.youtube.com/watch?v=-Pnyzq4kROA.
When we ask about the effect of a film, we are dealing
with the rhetorical and artistic purposes of the film—that is, we are
probing into the film’s skopos or purpose with regard to the
audience. A novel would have similar artistic and rhetorical
purposes, but executed along different lines since the experience of
reading a novel is stretched out over several hours if not days while
the experience of viewing a film is usually contained in under two
hours. And this is a very important point as movies usually reach
an even larger audience, and sometimes viewing a massacre with
your own eyes might prove more powerful than reading about it.
The grammar, syntax, and vocabulary of film create meaning in
their own right but also invite the viewers to make meaning out of
the viewing experience. Film has the potential to be an excellent
tool in raising awareness about a historical event in less than two
hours to an audience of hundreds of thousands.17
When in 2006 the Taviani brothers were shooting the
film, their intention was to raise awareness about the Armenian
Genocide and show the world the need to stop such crimes
against humanity from reoccurring. Their desire also was to see
their movie circulating in the schools. Today their goal has been
fulfilled as the film is shown in many Italian schools mainly to
eighth-graders who are learning about World War I and students
doing their last year of high school.
This film has two major advantages: it stimulates
reflection on a story known only by a few, in part because few
film makers have brought this Genocide onto the screens before.
Secondly, this film shows that good and evil are not at all on one
side or the other.
Conclusion
In his Les Lieux de Mémoire, Nora asserts that
In fact, memory has never known more than two forms of legitimacy:
historical and literary. These have run parallel to each other but until now
always separately. At present, the boundary between the two is blurring;
following closely upon the successive deaths of memory–history and
memory–fiction, a new kind of history has been born, which owes its
17For audiovisual translation, among others see Zatlin 2005; Díaz-Cintas 2009; Cronin 2009; and
the collection of essays by Agost, Orero, and di Giovanni 2012.
prestige and legitimacy to the new relation it maintains to the past [. . .]
History has become the deep reference of a period that has been wrenched
from its depths, a realistic novel in a period in which there are no real
novels. Memory has been promoted to the center of history: such is the
spectacular bereavement of literature. (Nora 1989, 24)
In the novel, by reconstructing her family history Arslan
is merging both historical research and the imagination from a
collective memory. Historical research and imagination that
have both been brought together by a collective memory are
very important even independently, and the merging of them all
is quite fascinating, especially with regards to the collective.
And the consequence of the novel is a sort of catharsis for
Arslan and her family as she becomes both receptacle and
protector. Here we can also call into question the very genre of
art and literature, depending on the author’s intention. For
example, “art for art’s sake” or art for a social cause, or
testimony for catharsis. Literature and testimony are different,
and then there is the literature of testimony, which is another
genre altogether. Why is the “literature of testimony” an actual
genre? And, further, even if it is not exactly Arslan’s testimony
but a retelling of a retelling, Arslan’s text is a literature of
testimony. Collecting personal and public memories affords
coherence and integrity to interrupted stories that have been
fragmented or compromised by loss, dislocation, and division.
In our case, the journey into Arslan’s family’s past transcends
the silence and fills the gaps in a personal history. Family
history, personal history, and national history are, in fact,
interrelated and at times one.
Finally, in Skylark Farm, through the research of
original documents and acts of postmemory, the author unites
her present to the lost world of her family, and in this way
strengthens her roots and anchors her identity. With the memory
what is past returns to be actual. The memory is not only an act
of remembering, but it can become a living entity, can become a
vibrant emotion.
Antonia Arslan’s Genocide narrative with its thirty-six
reprints in Italy alone, where the Armenian community only has
2,000 members, has sold over 500,000 copies to an Italian
readership for the most part previously unaware of the
Armenian Genocide. However, it is through the power of
translation into fifteen languages that Skylark Farm has
surpassed the borders of Italy, taking the knowledge of the
Armenian Genocide throughout the globe and thereby
contributing to its “afterlife”—to use the word of Walter
Benjamin (Benjamin 1999)—as well as its cinematic rendering
to a global audience.
References
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Agost, Rosa, Pilar Orero, and Elena di Giovanni. 2012. Multidisciplinarity in
Audiovisual Translation. Alicante: University of Alicante Press.
Alù, Giorgia. 2009. “Sulle tracce del passato: memoria e frammentazione
familiare in Vita di Melania Mazzucco e La masseria delle allodole di
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Arslan, Antonia. 2004. La masseria delle allodole. Milan: Rizzoli.
———. 2006. Skylark Farm. Translated by Geoffrey Brock. New York: Alfred
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———. 2007. Artuytneri agarake (Skylark Farm). Second edition 2012. Edited
by Sahak Partev. Translated by Sona Haroutyunian. Yerevan: Sahak Partev.
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Balcani al Caucaso. Edited by Antonia Arsland and Boghos Levon Zekiyan
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Boghos Levon Zekiyan. Milan: Guerini e Associati. Original French edition
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———. 2012a. “Interview with world famous novelist Antonia Arslan.” PDF
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———. 2012b. “‘The Homer of Modern Times’: The Reception and Translation
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Flach Film et al.
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forty-days-of-musa-dagh-and-hollywood/.
Varujan, Daniel. 1992. Il canto del pane. Translated by Antonia Arslan. Milan:
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Multilingual Matters.
teaches Armenian language and literature at the
Università degli Studi di Venezia—Ca’ Foscari (Venice, Italy). She received
her first PhD in philology and translation (Yerevan State University) and her
second in linguistics (Università degli Studi di Venezia—Ca’ Foscari). She
has been visiting professor at the Nida School of Translation Studies,
Yerevan State University, California State University Fresno, and City
University of New York. She has authored many scholarly papers and
translated books, including Antonia Arslan’s bestsellers. In her recent
monograph The Theme of the Armenian Genocide in the Italian Literature
she metaphorically analyses Genocide literature as “translation of trauma.”
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] | Siri Nergaard: Marianne, I would like to start by asking you to
introduce yourself, to tell us how you started to work on memory,
and how you developed the idea of postmemory.
Marianne Hirsch: I was very late coming to questions of
memory. I really started to think about it in the late 1980s which
was, I guess, the beginning of Memory Studies and Holocaust
Studies, when it became a field of inquiry. But actually, thinking
back, my Master’s thesis in 1970 was already on memory. It was a
thesis in Comparative Literature and it was on Nabokov’s Lolita
and Musil’s novella Tonka, and it was, in each case, about the
protagonist’s memory of a lost love. So it is in some ways an old
topic, and also a much newer and different one, though it did not
concern me for a very long time, because I was actually interested
in the new. The new novel, the new wave, postmodernism and the
beginnings of second-wave feminism, and the issue about how to
remake the world: the past was very far from my consciousness for
over a decade. If someone had told me in the ’70s that I would be
working on memory, and particularly my family history and the
history of my parents during the Second World War, I would have
said, “who’s interested in that?” and “why would I be interested in
that?”
When I did come to the study of memory, I think that it
was actually through my work in feminism which was very much
about analyzing, contesting, critiquing the ethos of family, of
traditional family structures. I wrote a book on mothers and
daughters in literature that then led me to genealogies: the story of
genealogies that of course also leads to memory. This trajectory is
not just about my own formation, it’s really about my generation
where actually, strangely, a number of people working in feminism
and women’s literature and feminist theory ended up working on
issues of memory. I see a lot of threads of continuity between these
fields and how we all suddenly, it seemed, moved from one interest
to another. Not that we left behind the questions of gender. On the
contrary, they’re still infused in the work. It’s a work that has a
similar commitment to tell untold stories, to ensure that stories of
suffering and catastrophe aren’t forgotten—those kinds of
commitments. So, this is how I see the relationship.
Cristina Demaria: I have a very similar itinerary. This is also how
I started moving toward memory.
Marianne Hirsch: . . . How do you explain the continuities?
Cristina Demaria: . . . In a very similar way to the one you said:
to give voice to untold stories, or narratives that can be told
differently. And as you said before, in the 1970s the tendency of
critical theory was oriented towards the new and the future.
Nowadays memory is often seen in connection to the future;
memory of course is written in the present to rewrite the past, but
also for a future. So, the very role of memory has changed very
much, but to me its connection to gender studies is still very
important. I remember that the first essay I read of yours is the one
on Claude Lanzmann’s film Shoah and the women.
Marianne Hirsch: . . . that’s really the beginning of my getting
involved in that field, that was the very beginning. . .
Cristina Demaria: Do you agree with those who say that the
concept of memory became important as a category in order to
bring history and materiality back into theory?
Marianne Hirsch: Yes, I agree though it may not be the only
explanation. In fact, materiality and bodies didn’t really disappear:
to say that deconstruction was completely antimaterial is not really
true. But I think people saw it as the linguistic turn and, so, saw
that not only materiality was missing but also history, in a sense.
So, then we had the new historicism that was also about material
objects, and memory studies kind of grew up around the same
time.
I think that there are many other reasons for the appeal of
memory, one of them, the attractiveness of the interdisciplinarity of
this field, that anthropologists, sociologists, historians,
philosophers, and psychoanalysts, literary and visual culture
theorists could actually work together. That didn’t really happen
for me in any other context as vibrantly as around questions about
memory.
Siri Nergaard: And also translation studies, later on, can be, in
many ways, connected to memory. Bella Brodzki, with her book
has demonstrated how strongly connected these two themes are. In
regards to this interdisciplinary connection I would like you to
develop what you just told us about your starting your research on
memory through Shoah, a film in which you noticed the absence of
women, but where the women were translators.
Marianne Hirsch: Exactly, Shoah shows a particular relation to
the Holocaust, which was a very central site of the development of
memory studies. Shoah really shows how central translation is to
the whole, I mean, first of all to the experience of the Holocaust
and its aftermath, and then to the representation and the study of it.
Many films wouldn’t do it that way, but because Lanzmann
decided to take time to show the process of translation and to
foreground it, I think he points to something that’s actually very
much a part of the field, which is that, a lot of people who lived
through that historical moment, may not have had a primary
language but lived their daily lives, at home, in the ghettos and
camps, and in the aftermath, in and through translation.
You asked me earlier, “what's your first language?” and I
said “German,” but neither my parents nor I lived in a German-
speaking country, except for one year in Vienna, so we were
always minority speakers of a language that we claimed as ours,
but that was actually denied us as Jews. So, it’s a very complicated
relationship to a first language, but many survivors of the
Holocaust, may not have had a first language at all. Many people
were young and they might have grown up speaking Yiddish in
school and then Polish on the street, they were deported to a camp
where they learned German, and later they ended up in a DP camp
in Italy, and in the end they went to Israel or the United States.
When you listen to or watch their testimonies, they are most often
speaking a “foreign” language. What is the status of those
testimonies? In the study of memory, testimony, and witness in the
first person is really important, but the witness’s relation to the
language she speaks is very often mediated by the multilingualism
in which she lived and lives.
Siri Nergaard: Yes, and when you then have the person to whom
the memory is transmitted, the generation of postmemory, further
languages are involved. As you told us, you spoke German with
your mother, but the language you are writing in is English, so you
are really translating these memories again, for I don’t know, the
third, fourth, or fifth time.
Marianne Hirsch: Well, you know, it’s very complicated and, I’m
always wondering, what am I doing to these stories, to their
authenticity. The book that Leo Spitzer and I wrote on the
community that my family grew up in, Czernowitz, Ghosts of
Home, was based on a lot of interviews, a lot of readings and
documents and literature as well, but a lot of interviews. We
interviewed people in German, we interviewed them in English,
we interviewed them in Romanian, you know, whatever they
wanted to speak. But the book is in English, so most of the quotes
we used had not only to be edited but also translated. We also used
my father’s memoir quite extensively. He wanted to write it in
English because he wanted to write it for his grandsons. His
English was a language acquired very late in life, and the
experiences he wrote about were in German and Romanian. So, his
words are already a process of translation, of multiple translations.
I think these language issues are at the core of memory studies.
Siri Nergaard: There is also the time of translation in the
metaphorical and literal way.
Marianne Hirsch: It is time, but it’s also the mediation of the
translator, especially significant if the translator is the child of the
person and wants to hear certain things, then it’s more than just a
professional translation, right? There’s a kind of investment that’s
part of what I talk about as postmemory; the personal investments
and the desires, and the curiosities of the second generation. Then,
you get the parents’ words but you have to translate them; how do
you trust that your investments aren’t somehow also structuring the
translation?
Siri Nergaard: As I see it from a translation point of view again,
what you are telling here about the transmission and mediation of a
memory, through language, the personal involvement by the
translator, her investments, are assuming in a way what I see as the
core aspects of what translation is about. In the translation of the
other’s memory you can find a kind of archetype of what
translation really is. Translation always implies change because of
personal and cultural investments giving memory a new nature, a
new identity of that memory since you have put it into another
context and another language.
Marianne Hirsch: Yes, I think that’s true. And then, of course, a
lot of these stories are diaspora stories with memories of migration
and refugeehood that are inherent as well. There, of course, you
have multiple translations, cultural translations, and linguistic
[translations] as well.
Siri Nergaard: Could you tell us how you define and how you
developed this concept that has been so helpful and fruitful for
us—the concept of postmemory?
Cristina Demaria: And together with that, let us include the
question Bella Brodzki wanted to ask you: Have there been
applications or appropriations—translations into new and different
contexts—of your very generative term “postmemory” that have
surprised or perhaps even enlightened you in ways you hadn’t
anticipated or envisioned?
Marianne Hirsch: Well, it started as a very personal need for a
term, not just for me but also for a number of colleagues who met
at feminist conferences in the 1980s. Informally, at lunch or
breakfast we started talking about our family history and then it
turned out that we had similar family histories, and similar
symptoms and syndromes that came from them. It was the moment
when important texts like Art Spielgeman’s Maus and Toni
Morrison’s Beloved, monuments about memory were starting to
come out. We realized that we are the inheritors of these histories
but we hadn’t really thought about what that meant. For me it was
really reading Maus and thinking about it and talking to people like
Bella, who had actually gone through similar family experiences.
We all felt like our parents’ memories of their youth were
overshadowing our own memories of our childhoods. It was a
really powerful sensation that demanded a term that was like
memory but it wasn’t actually memory. So, that’s where the idea
actually came from, so it was quite personal and it was rooted in
this history of inherited histories.
But of course this is part of a much larger story. Just
yesterday, we had a discussion with the filmmaker Laurent Bécue-
Renard who made the film Of Men and War, based on interviews
with traumatized veterans of the Iraq War in a treatment program
in California. He said that the reason he made this film, and his
previous film about Bosnian widows called Tired of War, is
because he felt like he needed to understand his own grandparents.
His two grandfathers fought in the First World War; he never met
them, but he wanted to understand how these very young men
went into trench warfare, came back, started a family of which he
is the product. The widows, wives, grandmothers whom he met
lived with an unspoken history. As he said, “aren’t we all the
inheritors of the wars of the twentieth century?” If this is
postmemory, it is so in the sense not even of stories, it’s really
about the affects and the behaviors and the kinds of. . .
Cristina Demaria: As you said, “products.”
Marianne Hirsch: . . . Yes, the products, it’s really in the DNA
that we have inherited, we are all the products of that. We all live
with those legacies. Laurent Bécue-Renard is trying to understand
how that shapes masculinity and femininity and the culture, and
how these histories are transmitted even if they’re not really told.
And that really kind of subsumed what I wanted to do with that
term. It was fascinating that he’s third generation and he didn’t talk
about his parents in France during the Second World War, but
about his grandfathers. When he was interviewing the veterans of
Iraq who were, probably, twenty years younger than he is, it was as
their grandson, in a sense. This is something I didn’t quite
understand in the beginning—that the temporal implications [. . .]
are so complex that history stops being linear and is somehow
simultaneous rather than genealogical.
So, something else I learned is that although I never saw
postmemory as a strictly biological, biographical, or familial
structure, for some the literal connections are supremely important.
I saw it more as a generational structure and I think that memory is
always mediated through stories, through narratives, through
images, through media. Even when it’s within the family, it’s still
mediated. So, I was always very insistent on that, but then people
who are children or grandchildren of survivors or actors within
certain histories, wanted to preserve a special place for that literal
relationship. In my book on postmemory, I tried to make space for
them by distinguishing between familial and affiliative
postmemory. At first it surprised me that people felt very protective
of that space which is a position I’m not always that sympathetic
to, because it feels like identity politics to me, or some sort of
authenticity that I’ve always been suspicious of.
The other thing that happened in the time that I’ve been
working on postmemory is that a lot of interesting work in queer
theory that complicates linearity, linear histories emerged. A
critique that complicates the idea of genealogy and that looks at
alternative kinds of family structures. And so I felt like my work
was, in some ways, already doing that, even though it looked like it
was about family, it wasn’t really, it was about a contestation about
a kind of traditional family structure. Those are things that
surprised me because I felt like there were some conversations that
I didn’t quite realize I would be in but, I ended up in.
Cristina Demaria: I was thinking of this very idea of affiliation
and the ways in which different forms of commemoration of post
dictatorship have developed in Latin America, very much linked
memory is preserved, as in the movements of the Madres de la
Plaza de Mayo: the bearer of a certain memory is legitimized as
such through a family connection. But there is a tendency now in
Argentinean Memory Studies to go towards a more affiliative idea
of memory and postmemory, since the very idea of family in a
Latin culture can be also very much of a problem; it can be very
traditional and has been used to support the dictatorship: God, the
traditional family, and the country. . .
Marianne Hirsch: Well it’s fascinating in Argentina because of
course, that’s where family have DNA tests actually, so that a very
literal, biological definition of identity has a political impact unlike
many other places. Each context has its own politics and I think
that’s what’s so interesting about working transnationally as you
do and as I have. It is actually, if I can say it in more metaphorical
terms, the untranslatabilities between these contexts: in any other
context, if you wanted to do a DNA test to find out if you’re really
the daughter of this person who’s already handed down to you all
of these histories, you might think that that was a kind of identity
politics, but, in Argentina it’s actually really important, because the
people raising you could be the perpetrators of the crimes against
your biological parents.
Cristina Demaria: In the same context there are different layers.
This idea of limiting the “property” of memory to the biological
family, and to the associations of direct victims had stopped the
more affiliative and cultural ways of elaborating the past. But now
it is changing.
I would like to move to your work within Women Creating
Change, where there are scholars but also artists and performers.
How do you work together, do you translate? And what happens
when you go to a place like Istanbul, as you recently did, where
you confront, different cultures, a very particular past and a
troubled present. . .
Marianne Hirsch: The larger project is called Women Creating
Change but the working group within that that some of us have
started, is called Women Mobilizing Memory and it really has to
do with what you said before: how can memory be mobilized for to
the idea of family transmission. Think of Argentina and how
change in the future? Rather than being weighted down by a past
that you can never get over.
The trauma paradigm that came out of this wonderfully
rich theoretical work of the 1990s is very much about keeping the
wounds open and understanding the unspeakability of certain
crimes, the kind of crushing of the human and of language through
acts of persecution and genocide and the destruction of a culture.
That’s been a very powerful paradigm in the study of memory. Our
thought in working more comparatively and transnationally was to
look at whether the practices of memory look the same in different
places. One of the key questions is how can memory become
activist and how can it become more future-oriented? How can the
past be transmitted, how can we make sure that certain histories
aren’t forgotten…
Cristina Demaria: Not just to be “preserved,” but as living
memories…
Marianne Hirsch: Right, and not for monumentalization in some
kind of a museum, but for change. That’s where the feminist angle
is coming in. To do that work, we really thought it would be
interesting not just to have an interdisciplinary academic group but
to work together with practictioners—artists, activists, curators,
museologists. . . and to see what kind of collaboration would
emerge from that. We are working together with the Hemispheric
Institute on Performance and Politics: Performance Studies is
already the field that takes the kind of embodied nature of memory
very much into account. In those conferences, in the Encuentros of
the Hemispheric Institute, we’ve had working groups in which we
talked about mobilizing memory, but we also always talked about
embodiment. It’s really interesting to have academic conversations
in a room with artists, dancers, theater practitioners, visual artists,
and scholars.
Now, I think that question about embodiment and how
memory functions in the body is a very different question for a
dancer than it is for an academic like me who’s going to write
about it. That’s also a process of translation when you think about
it, it’s really understanding the multidimensionality of knowledge.
When we have visual artists in the group, they’re translating our
ideas into a visual work and I feel that we could use that work to
think with. As literary critics we do that anyway with the texts that
we read, but the multiple texts are very interesting.
And, then, you have the embodied practices of memory,
like the walk of the mothers on Thursdays in Buenos Aires, or the
walk of the Saturday Mothers in Istanbul; similar strategies, very
different kind of impact, politically different moments in the
histories of these mothers–activists. These practices are a kind of
performance, and its cultural impact then becomes a way through
which ideas about memory and memory practices can be
developed. I find these multidimensional conversations really
helpful.
So far, we’ve worked in a triangular structure with Chile,
Turkey, and the US but people in the group may be working on
other sites as well, so it’s more about the conceptual connections
than just about the sites. Often we think we understand something
and we really don’t. So I think, in terms of translation, one of the
things we decided from the very beginning is that we should just
assume that we don’t understand. We shouldn’t just assume that
things can be easily translated. For example, when the group was
in Chile, we went to the Museo de la Memoria, which is a museum
commemorating the coup against Allende and the crimes of the
dictatorship of Pinochet. The narrative of the museum starts on
September 11, 1973—that is, the day of the Golpe. Where’s the
background? How are people supposed to understand how this
happened? Isn’t there a prehistory? To us from the US, it seemed
flawed as a museological choice. But our Chilean partners
responded, “here in Chile, when you talk about the background,
that's the right-wing thing to do,” because the right said the reason
Allende was toppled was because he was failing, and there were
strikes because of his bad government. . . The progressive history
starts on the day and its aftermath. This is the kind of
untranslatability that I think is at the core of this kind of work
which I don’t even want to call comparative work anymore,
because it implies that you can compare things, so I’m trying to
talk about “connective” histories; we provide the connections but
often, they’re not easily connectable. We have to start with,
“maybe we don't understand,” rather than walking into a situation
assuming you know how it should be done, because it’s different in
different contexts.
Siri Nergaard: It’s very interesting what you are saying about
untranslatability and that you don’t want to use the comparative
concept. . .
Marianne: I mean, I was in comparative literature so you can
imagine it’s not so easy for me to say that. . .
Siri Nergaard: I understand. I am saying this also because
recently there has been a sort of shift in translation studies towards
a stronger attention towards untranslatability, an aspect that has
been somehow neglected. We have been so focused on
translatability, and recognizing it everywhere, that we have almost
forgotten that untranslatability exists. Untranslatables exist: as you
said, sometimes universes are uncomparable because they are
untranslatable, but we can create the connections.
Marianne Hirsch: In the conference that we had in Turkey, which
was about mobilizing memory for change, there was a really
interesting talk by the anthropologist Leyla Nezi who interviewed
Kurdish youth and Turkish young people, about the relationship
between the two cultures. She said, “in these interviews, nobody
meets anybody else,” because for the Turkish young people, the
important moments of their lives are ahead of them, but for the
Kurdish young people, the important things have already happened
for them in the losses that preceded their birth. They live in the
same country, but they’re not in the same time zone. I think that’s a
really interesting idea of the nonmeeting. How might their lost past
be turned toward the future as well? What will make these histories
translatable to each other? What kinds of solidarity might be forged
between them? And what can we learn from each other’s
experiences of memory and activism? These are some of the
questions that I’ve been thinking about and translation is at their
core. Thank you for giving me a chance to think with you about
this.
Cristina Demaria and Siri Nergaard: Thank you very much.
writes about the transmission of memories of violence
across generations, combining feminist theory with memory studies in a
global perspective. Her recent books include The Generation of
Postmemory: Writing and Visual Culture After the Holocaust (2012); Ghosts
of Home: The Afterlife of Czernowitz in Jewish Memory (2010), coauthored
with Leo Spitzer; and Rites of Return: Diaspora Poetics and the Politics of
Memory (2011), coedited with Nancy K. Miller. Hirsch is the William
Peterfield Trent Professor of Comparative Literature and Gender Studies at
Columbia University. She is one of the founders of Columbia’s Center for
the Study of Social Difference. She is a former President of the Modern
Language Association of America and a member of the American Academy
of Arts and Sciences.
| Unimi Open Journals |
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] | Introduction
Sherry Simon
This special issue explores eight spaces of translation—geographical
sites, urban spaces, and architectural structures—whose cultural meanings are
shaped through language interactions and transfer. Each study confirms the
idea that places are created through itineraries and narratives, wanderings and
stories, which evolve over time. Situated in the complex cityscapes of Itae-
won, Lagos, Lviv, Montreal, Talinn, Renaissance Florence, Marseille, and the
historically rich interzone of Gibraltar, these places illustrate the formative
powers of translation in defining sensory experience and memory.
The idea of space and place receives diverse interpretations in these
essays—contributing to a field of inquiry which is rapidly evolving. Space
is not understood as a simple container where translation takes place, but
rather as a site where production and interpretation are intermingled, where
translations occur and where identity is reinterpreted. Spaces are indicators
of regimes of translation, of the forces that converge to allow or impede the
transfer of languages and memories. From the architectural structure of a san-
itary station to the dialogue between Gibraltar and Tangier, from the pages
of novels to bronze statues, from multilingual markets to the studies where
scholars are bent over treatises on Kabbalistic thought—these diverse spaces
explode the notion of the “where” of translation.
***
In her reading of the Sanitary Station of Marseille, Simona Bonelli
uses the lens of translation and memory to evoke a place of multiple pasts—
linked to the history of Marseille in its function as a place of migration and
passage. Originally designed as a medical checkpoint, a place for screening mi-
grants, then long abandoned, it has now become a museum which neverthe-
less maintains traces of its previous functions. Citing Barthes, Bonelli shows
that architectural spaces can be read as chapters of a complex text, continually
retranslated. Following the Station in its transformations over the years, she
defines it as a palimpsest representing “a place of exile, of displacement, a
metaphorical place that contains a plurality of meanings, errant trajectories,
isbn 978-88-85622-47-0 issn 2240-0451 translation / issue 7 / 2018 / 11
and that lends itself to multiple interpretations.” Initially born as a “boundary
area” because of its function of containment and delimitation, the Sanitary
Station has eventually “swollen,” through a series of metamorphoses, into a
threshold—a place caught up in a tension of the present. This passage from
boundary to threshold is enabled by a history of translation.
***
Hunam Yun’s textured analysis of the district of Itaewon, in Seoul,
South Korea, emphasizes the rich history of twists and turns that has marked
this zone. This is a history which is not, however, apparent in the capsule
“translations” found in tourist guides. As an area which has seen a strong mil-
itary presence across the centuries, most recently for stationing the Japanese
army during the colonial period and subsequently the American army, as a
place now attracting many migrants, and also as a place strongly associated
with sexuality and sex workers, Itaewon has been the site of cultural amalga-
mation and conflict. As Yun shows, the various translations of the name of
Itaewon itself—foreigners’ village, village for being pregnant with a foreign-
er’s child, village for pear trees—show that the city as a “a culture-generator”
(Lotman) cannot be translated into one fixed image. Itaewon has been a place
for travelers and trading, a space of trauma caused by the conflictual history
of Korea, a foreigners’ village, a foreign land within the country, a colonized
space, a space of freedom and resistance, a window onto Western culture, a
space for cultural translation . . . Yun contrasts the selective translations and
commodifications of the city with the richness of its reality and history. As a
culture-generator, a city deserves a more adequate translation.
***
Elena Murphy draws a portrait of the multilingual city of Lagos
through readings of Nigerian authors who portray the different sounds and
accents of one of Nigeria’s most diverse and vibrant cities. The multilingual
texts of Sefi Atta, a leading voice in what has come to be known as “The Third
Generation of Nigerian Writers,” replicate the language negotiations of the
city. Languages such as Hausa, Igbo, and Yoruba, as well as Nigerian English
and Nigerian Pidgin, flow through Atta’s novels, just as they flow through the
city. Particularly interesting is the diversity of cultural forms and spaces which
express this plurality—types of music such as afrobeat or highlife music,
dance, film, as well as the spaces of Lagos’s streets and markets. Translation is
present in varied forms, aiding in the creation of new hybrid linguistic forms
and new semantic associations, typical features of interaction in urban areas.
12 / translation / issue 7 / 2018 isbn 978-88-85622-47-0 issn 2240-0451
The Straits of Gibraltar, with its twin cities of Gibraltar and Tang-
ier, stand as emblematic spaces of translation—but also as spaces whose hy-
bridities force a rethinking of translation itself. To negotiate across hybrid
spaces is to concentrate on the border experience as generating a powerful
political vision, working against binaries, against inside and outside. In such
zones, translation is a foundational activity, an activity of cultural creation.
África Vidal and Juan Jesús Zaro provide a portrait of the Strait of Gibraltar
as a natural border between two continents (Africa and Europe), between
two countries (Morocco and Spain), and between two cities (Gibraltar, an
overseas territory of the United Kingdom, and Ceuta, a Spanish city with its
own statute of autonomous government), and offer nuanced descriptions of
the cultural histories of those spaces as they have been in interaction with one
another. Governed as one territory by the Romans and also during the eight
centuries of Muslim occupation of the Iberian Peninsula, the Straits then be-
come an indication of division across empires. The waters of the Strait carry
“a layered text of narratives of belonging and exclusion.”
Anastasiya Lyubas reads the Western Ukrainian city of Lviv as a space
comprised of buildings, communities, maps, memories, and languages spo-
ken, written, and read—a tactile, textile, and textual fabric. The “real” city, she
argues, cannot be experienced without linguistic mediation. Inviting the read-
er to stroll the city, stopping at monuments and buildings, consulting a map
drawn by authors Igor Klekh, Yuri Andrukhovych, and Natalka Sniadanko,
she gives the widest meaning to translation as a key to the multifaceted ele-
ments which define city life. The city, thus, becomes a construct of individual
and collective readings. The essay includes references to the events of 2013–
2014 in Ukraine that have problematized even further unresolved issues of
identity, politics of memory, and belonging. With an eye attentive to shifts in
the role of language in the city, Lyubas shows how the aural dimensions of the
spoken languages of yesterday have become visual places, traces. Yesterday’s
commerce has become trade in cultural meanings and in competing claims to
the city. The city’s architecture, its history, literary scene, and projections of
the future are read as a “text” offering insights into urban experience and the
ways it is mediated and interpreted.
***
Ceri Morgan’s reading of Montreal focuses on two novels from the
1960s which challenge orthodox versions of the language situation in the city.
In Yvette Naubert’s La Dormeuse éveillée (1965) and Claire Mondat’s Poupée
(1963), active and passive linguistic translations become signposts for a par-
ticular kind of modernity, dramatizing embodied everyday translation prac-
isbn 978-88-85622-47-0 issn 2240-0451 translation / issue 7 / 2018 / 13
tices occurring in places of work, leisure, and consumption, like the café and
department store. The texts are striking for their choice of settings and their
sometimes seemingly relaxed mediation of French and English interactions
at a time when many examples of le roman montréalais are highlighting clash-
es between these. They prefigure, in fact, many of the everyday interactions
between French and English in contemporary Montreal. As such, they offer
important pointers as to the possibilities of negotiating differences. Gender
is highlighted in the analysis, the body of the protagonist navigating between
past and present gender conventions and mappings of Montreal’s majority
languages, as well as across the very different histories of the protagonists (the
French-Canadian maid, the family of Holocaust survivors). Translation be-
comes a way of being in the world, of overcoming trauma. In many respects,
Naubert’s and Mondat’s protagonists can be seen as “languagers”—that is,
“people [. . .] who engage with the world-in-action, who move in the world
in a way that allows the risk of stepping out of one’s habitual ways of speak-
ing and attempt to develop different, more relational ways of interacting with
the people and phenomena that one encounters in everyday life” (Phipps
2011, 365). Translation facilitates a mobility associated with feminine asser-
tion; translation allows escapes from, or challenges to, the social constraints
of the past. Naubert’s and Mondat’s heroines inhabit a kind of messy middle
in their employing of the “tactics” as “always [. . .] partial, provisional and
broken” (Phipps 2011, 375). Moving inside and outside the city, they embody
a translation practice beyond representation and vital to a “relational” being
in the world.
***
Federico Bellentani considers the case of the relocation of the Bronze
Soldier of Talinn as a practice of cultural reinvention. Here translation takes
on its medieval spatial meaning as the physical transfer of a sacred body. This
paper proposed an analysis of the marginalization, the removal, and the relo-
cation of the Bronze Soldier of Tallinn. Employing the vocabulary of semi-
otics, looking at monument as text, Bellentani argues that the removal cannot
be interpreted through the clashing interpretations of Ethnic-Estonians and
Russian speakers. Rather, the Bronze Soldier embodied an array of multifacet-
ed interpretations and the process of its relocation elicited different emotional
reactions. Its relocation two kilometers outside the center of the city had both
spatial and ideological implications: it was an official attempt to displace its
meanings toward a peripheral area of both Tallinn and Estonian culture as
such—that is, to translate them into the context of contemporary European
Estonia.
14 / translation / issue 7 / 2018 isbn 978-88-85622-47-0 issn 2240-0451
The final essay by Laurent Lamy tells the fascinating story of a transla-
tional movement whose center was Renaissance Florence. The paradigm shift
from a geocentric to a heliocentric universe, he argues, was in part possible be-
cause of the combination of mystical and rational thought which emerged in
the early Renaissance—largely through the translations of one Flavius Mithri-
dates, born Guglielmo Raimondo Moncada (ca. 1445–1489), a colorful figure
who was a Jewish convert to Christianity. From 1485 to 1487, he labored by
the side of Pico della Mirandola, translating Kabbalistic literature. The col-
laboration between the two scholars was one of the most fertile translation
ventures in the history of ideas in the West; it provided the European intellec-
tual elite with a reservoir of ideas and symbolic patterns that found resonance
in provinces of thought “located many leagues from their country of origin.”
The introduction of Persian and Chaldean solar theologies, and the concept
of a plurality of worlds presented through the various perspectives offered by
cosmological speculations of the Jewish Kabbalah, had a large impact on the
evolving ideas of the intellectual elite of the Quattrocento. The translation of
a critical mass of Kabbalistic and Arabian astronomical treatises—the begin-
nings of which far exceeded the translations produced under the enlightened
caliphate of Bagdad between the ninth and twelfth centuries—established, in
a very short time span, a fertile interplay between sapiential traditions of an-
cient times and embryonic ideas of modern science. Florence was, for several
decades, the epicenter of this heightened activity around translation, which
opened up a fault line that shook the geocentric status quo.
isbn 978-88-85622-47-0 issn 2240-0451 translation / issue 7 / 2018 / 15
| Unimi Open Journals |
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] | Marseilles’ Sanitary Station:
morphologies of displacement
between memory and desire
Simona Elena Bonelli
[email protected]
<Abstract> The former “Sanitary Station” of Marseille was built in 1948 by the architect
Fernand Pouillon, its history closely linked to the history of the Phocaean city. The main
entry and departure point for travelers and immigrants arriving by the sea, it was aban-
doned for forty years and was almost destroyed in 2009. In 2013, it was transformed into
the museum Regards de Provence, but still keeps the memory of its past: the “steam room”
(part of this quarantine internment system) is a permanent installation and is part of a
section called “Memories of the Sanitary Station.”
Migrants from all over the world arriving in Marseille were “displaced” here to go through
disinfection, screening, and a vaccination process in a bid to fight the city’s ever-present
threat of epidemics. This was therefore a multilingual context, but also a place in which
bodies were forced to undergo a transformation. Somehow, these people, like a text under
the eyes of a translator, were carefully examined before being allowed access to a new space,
a new context. The building itself is a palimpsest, made of different phases of transforma-
tion: from Sanitary station to a place occupied by squatters to a museum. What makes
the Sanitary Station an emblematic city space is the fact that the different “layers” of its
transformations are all present—none has been cancelled. An urban structure that is at the
same time—as Derrida puts it—translatable and untranslatable: “Un texte ne vit que s’il
survit, et il ne sur-vit que s’il est à la fois traductible et intraduisible.”
“La città non dice il suo passato, lo contiene come le linee d’una mano, scritto negli spigoli
delle vie, nelle griglie delle finestre, negli scorrimano delle scale, nelle antenne dei para-
fulmini, nelle aste delle bandiere, ogni segmento rigato a sua volta di graffi, seghettature,
intagli, svirgole.” (Calvino, 1979, 18)1
In Invisible Cities, Marco Polo and Kublai Khan talk about the impossibility
of defining what a city is and what it is not. Cities are the product of multiple
and unpredictable interactions rather than the result of a rational plan. Urban
space is read and interpreted by Italo Calvino as a place constantly crossed by
fluctuations and rhythms. In one of the sections called “Cities and memory,”
Marco Polo describes the city of Zaira that, he tells the Emperor, consists of
1
“The city [...] does not tell its past, but contains it like the lines of a hand, written in the corners
of the streets, the gratings of the windows, the banisters of the steps, the antennae of the
lightning rods, the poles of the flags, every segment marked in turn with scratches, indentations,
scrolls” (Calvino 1997, 9).
isbn 978-88-85622-47-0 issn 2240-0451 translation / issue 7 / 2018 / 17
“relationships between the measurements of its space and the events of its
past” (Calvino 1994, 9). The urban landscape is made of time and space, and,
like texts, cities are made of signs that we can read and interpret. In this article
I would like to read the past of an emblematic building, the Sanitary Station,
“like the lines of a hand” of Marseille, trying to decipher its patterns, its trans-
formations, its symbolic function inside the city.
The former “Sanitary Station” of Marseille (figure 1) was built in
1948 by the architect Fernand Pouillon, and the history of this place is closely
linked to that of the Phocaean city. Main entry and departure point for trav-
ellers and immigrants arriving by the sea, it was abandoned for forty years and
was almost destroyed in 2009. In 2013 it was completely transformed into the
museum Regards de Provence, but it still keeps the memory of its past: the
“salle des étuves” (the steam room, part of the quarantine internment system)
(figure 1) is a permanent installation and is part of a section called “Memories
of the Sanitary Station.” If the concept of memory recalls something that is
buried in the past, what makes this building an exemplary space is the fact
that all the different phases of its transformations are still there—they have
not been canceled.2
The city of Marseille is not new to epidemics. The Mediterranean sea
has always been a source of life and prosperity, but also of death: through the
centuries, the population of Marseille has been devastated by plague and pes-
tilence, and in the sixteenth century the first sanitation board was established,
whose members inspected all incoming ships, cargoes, crew, and passengers.
The worst plague outbreak in the history of Marseille occurred in 1720, when
the merchant ship Grand Saint-Antoine brought pestilence-carrying rats and
fleas into the Vieux Port. It was the “Great Plague of Marseille,” the epidemics
that Antonin Artaud evokes in his Le Théâtre et son double (1964) to develop
an analogy between theater and pestilence; the plague is a transforming force
that purges the world of its violence and ugliness.3 Although this epidemic
was considered the last outbreak of plague in France, at the beginning of the
twentieth century small epidemics and sporadic cases were recorded in Mar-
seille and Paris.
2
The book that retraces the several transformations from the Sanitary Station to the Museum
Regards de Provence has the emblematic title of Métamorphoses (Muntaner and Durousseau
2013).
3
The streets of a plague-ridden city are blocked by mounds of unidentifiable corpses; at this
point, Artaud writes, “[l]e théâtre comme la peste est une crise qui se dénoue par la mort ou par
la guérison. Et la peste est un mal supérieur parce qu’elle est une crise complète après laquelle
il ne reste rien que la mort ou qu’une extrême purification. De même le théâtre est un mal parce
qu’il est l’équilibre suprême, qui ne s’acquiert pas sans destruction” (Artaud 1964, 25).
18 / translation / issue 7 / 2018 isbn 978-88-85622-47-0 issn 2240-0451
1.
The former Sanitary
Station of Marseille
2.
The Salle des étuves
After World War ii, there were fifteen million refugees, or “displaced
people,” in Europe. Marseille organized the reception of thousands of immi-
grants by creating a strategy of sanitary prophylaxis against plague, cholera,
yellow fever, typhus fever, and smallpox. In 1948, the French architects An-
dré Champollion, Fernand Pouillon, and René Egger were charged with the
project of designing the Sanitary Station of Marseille. The main aim of their
project was to create a place of disease prevention and control but, at the same
time, to defy rigid spatial segregations and the exposure of individuals to a
controlling centralized observation. For this reason they created a structure
with several one-way corridors through which individuals could move in or-
der to be washed and disinfected and undergo a medical examination (figure
isbn 978-88-85622-47-0 issn 2240-0451 translation / issue 7 / 2018 / 19
3.
Area for ablutions
and disinfection
3). Everything was done to avoid any sense of humiliation to the passengers:
wide, luminous spaces and above all a horizontal linearity that invested win-
dows, objects, and at the same time the building’s structure created a place
that evoked the atmosphere of a ship. These similarities between a ship and a
place receiving potentially ill people suggests the Renaissance allegory of the
“ship of fools” that, as Foucault explains, symbolizes an intermediate moment
between the medieval exclusion of lepers outside the gates of the city and the
exclusion of the mad within the social body (Foucault 1988). Every boat that
arrived in Marseille found its uncanny “double” located on the threshold of
the city, in a place that lies between the sea and the urban space, a liminal area
that must be crossed if the individual wants to be considered healthy and,
above all, inoffensive to the rest of the population.
The threshold is an in-between state that separates two spaces of dif-
ferent nature. As Walter Benjamin observed in his reflections on architecture:
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The threshold is a zone. And in fact a zone of passage (Übergang). Transformation,
passage, flux—all are contained in the word threshold. [. . .] We have become quite
poor as far as threshold experiences go. Falling asleep is perhaps the only such ex-
perience that has remained to us. (quoted in Sieburth, 19)
But the notion of threshold has also fascinated Gérard Genette who,
in the opening pages of Seuils, explains that “plus que d’une limite ou d’une
frontière étanche, il s’agit ici d’un seuil ou—mot de Borges à propos d’une
préface—d’un ‘vestibule’ qui offre à tout un chacun la possibilité d’entrer,
ou de rebrousser chemin” (Genette 1987, 8).4 Philosophers like Wittgenstein
and Benjamin have created several parallels between the forms of the city
and the diverse forms of language, and semiotic studies invite us to read the
city through its signifying forms. In his “Sémiologie et urbanisme,” Roland
Barthes sees the city as a discourse, and this discourse, he writes, is truly a
language: “Et nous retrouvons la vieille intuition de Victor Hugo: la ville est
une écriture; celui qui se déplace dans la ville, c’est-à-dire l’usager de la ville (ce
que nous sommes tous), est une sorte de lecteur qui, selon ses obligations et ses
déplacements, prélève des fragments de l’énoncé pour les actualiser en secret”
(Barthes 1985, 268).5 Architectural spaces can be read as chapters of a complex
text—the city—made of streets, traffic, buildings, and so on that interact in a
complex game of intertextuality. From this standpoint, the Sanitary Station is
a multilingual context, a sort of Babel, but also a place in which the bodies of
the immigrants had to undergo a transformation. Somehow these people, like
a text in the eyes of a translator, were carefully examined before being allowed
into a new space, a new context.
A translation implies a movement, the concept of carrying something
across. The English word derives from the Latin translatio, which itself comes from
trans “across” and la-tio- “carrying”; the Italian language adds a cultural element to
this image of movement with the use of the noun tradotta, which is a special train
used for the transportation of military troops or deportees. By extension, in Italian
it is possible to say that “l’assassino è stato tradotto in carcere” (“the murderer was
taken, ‘translated’ to prison”). In his book The Pleasure of the Text, Barthes asks
the question “Does the text have a human form, is it a figure, an anagram of the
body?” (Barthes 1986, 16). We could ask ourselves whether the human body has
4
“More than a boundary or a sealed border, the paratext is, rather, a threshold or—a word Borg-
es used apropos of a preface—a ‘vestibule’ that offers the possibility of either stepping inside
or turning back” (Genette 1997, 1–2).
5
“And here we rediscover Victor Hugo’s old intuition: the city is writing. He who moves about
the city, e.g., the user of the city (what we all are), is a kind of reader who, following his obliga-
tions and his movements, appropriates fragments of the utterance in order to actualize them in
secret” (Barthes 1986, 199).
isbn 978-88-85622-47-0 issn 2240-0451 translation / issue 7 / 2018 / 21
a textual status, that of a “readable” object of translation, whose position can be
changed and relocated in a new context. The “transformation” of the refugees that
arrived in Marseille took place in a building organized as a series of passageways
that somehow evoke Benjamin’s arcades, although with some remarkable differ-
ences. Sherry Simon writes that
Benjamin uses the arcades as a cultural historian to represent an ambiguous urban
space, neither inside nor outside, a passageway which is also a space of consumption, a
new materialization of urban space. In the essay on translation, he uses the arcade to for-
mulate a contrast between interpretive translation (which uses as its unit the “sentence”
or the “proposition”) and literal translation (which proceeds word by word). The first, he
says, produces a translation akin to a wall, the second a text which functions more like an
arcade: ‘For if the sentence is the wall before the language of the original, literalness is
the arcade.’ The glass roof allows light to flow through matter, just as the literally translat-
ed text is a transparent surface which allows the light of the original to fall onto the new
version, creating an interplay of surfaces. (Simon 2000, 75)
I find this passage extremely interesting because it gives me the op-
portunity to explore the relationship between the process of translation and
the spaces of translation. Both in the Parisian arcade and in the Sanitary Sta-
tion of Marseille, the presence of a glass construction is essential, but while
in the arcade the glass roof has the aim of accentuating the transition zone
between the outdoor world of the street and the interior space,6 in the Sanitary
Station the lateral glass walls contribute to the brightness of the space but at
the same time the concrete structure creates a screen to guarantee the privacy
of those passing by. Benjamin sees the arcades as the entry point of the Parisian
labyrinth, a place where the flâneur could dwell; the Sanitary Station is a one-
way passage in which there is no time for dwelling: the “translation” of those
who are already “dis-placed” people should be done quickly in order to obtain
a transformed, clean version of their bodies. Like Genette, I would like to
insist on the term “vestibule,” because, in addition to the concept of “thresh-
old,” this word also conveys the idea of clothing if we accept the etymology
from the Latin vestibulum, from vestis “garment” and -bulum, probably from
the sense of “a place to dress.”7 When the immigrants arrived in the Sanitary
Station, they were first of all asked to undress so that their clothes could be
6
Benjamin was attracted by the ambiguity of glass, by the transformative power of this building
material through its architectural application: “It is not a coincidence that glass is so hard and
smooth a material to which nothing can be fastened. It is also cold and sober. Things that are
made of glass have no ‘aura.’ Glass is the enemy par excellence of secrecy. It is also the enemy
of property” (quoted in Heynen 1999, 155).
7
Ovid, in his Fasti, links the term vestibulum to the Roman goddess of hearth and home Vesta.
In any case, if the vestibule is now the place where outer clothing is put on or removed in leaving
or entering a house, for the Romans it was the area in which they used to depose their clothes.
22 / translation / issue 7 / 2018 isbn 978-88-85622-47-0 issn 2240-0451
washed and disinfected; they then had to go through the communal showers
that, thanks to a system of mobile partition walls, became individual show-
ers. The city that has made “Savon de Marseille” its emblem distributed bars
of soap and towels to the immigrants who, eventually, got back their clean
clothes and could go upstairs for a medical examination.
The Sanitary Station only remained active for a couple of years, un-
til the World Health Organization coordinated a global vaccination program
that made entities such as the station redundant. Before entering a country,
people were supposed to show their vaccination cards; this was the beginning
of preventive medicine. After having served as offices for the administrative
clerks of the Direction du Contrôle Sanitaire aux Frontières, the Sanitary Sta-
tion of Marseille was closed in 1971.
A new chapter in this building’s life then began—that of refuge of
squatters. The edifice that was used as an institution for disease prevention and
control became a place of meetings and creativity for squatters and graffiti art-
ists. The white aseptic walls of the Sanitary Station were filled with colorful po-
ems, tags, and murals. Round images replaced the square tiles covering the walls,
showers, and steam rooms. An ephemeral form of art violated the visual and ar-
chitectural order and setting, breaking the rules of the space–time relationship.
The body, the skin of the sanitary station was “scratched,”8 in the same way as
the skin of the migrants was scratched to be immunized against smallpox. The
squatters imposed a transformation on this building by “inoculating” the germs
of a revolutionary art. In 2009, in order to protest against the permanent closing
of the place, the squatters burned a car inside the building (figure 4), which was
4.
Burned car
in Sanitary Station
8
The term “graffiti” derives from the Italian word graffio, a “scratch” or “scribble”.
isbn 978-88-85622-47-0 issn 2240-0451 translation / issue 7 / 2018 / 23
nearly destroyed—fire as a sort of extreme catharsis that paved the way to the next
transformation. The burned car is a trace, its cinders a rem(a)inder of something
that is at the same time present and absent. In Feu la cendre, Derrida describes
how one particular phrase, “il y a là cendre” (“cinders there are”), continually
returned to him and insists on the importance of the trace:
Si vous ne vous rappelez plus, c’est que l’incinération suit son cours et la consumation
va de soi, la cendre même. Trace destinée, comme toute, à disparaître d’elle-même
pour égarer la voie autant que pour rallumer une mémoire. La cendre est juste :
parce que sans trace, justement elle trace plus qu’une autre, et comme l’autre trace.
(Derrida 1984, 30)9
What remains from the destruction returns to the surface, to the skin;
when the smoke dissipates, the incinerated place resurfaces. The evocation of
haunting memories that reemerge from a fire is at the center of the artistic
production of Claudio Parmiggiani, who in his work Delocazione (De-loca-
tion) builds installations and sets them on fire, revealing the traces of the
disappeared objects. This is what Didi-Huberman calls “une matière de l’ab-
sence”—things disappear, but the memory of their presence still remains.10
The Regards de Provence foundation, in need of a permanent structure
for its exhibitions in the city of Marseille, decided to rehabilitate this building
and create a museum that collected artworks created in and about Provence. But
before its permanent recuperation and conversion, before the ancient Sanitary
Station was transformed into a Museum, a French photographer and installation
artist was asked to fix an image in which the traces of the past could interact with
the poetic metamorphoses that this place has experienced. Georges Rousse is an
artist attracted by neglected and forgotten sites, by their solitude and emptiness;
he takes his inspiration from the “wounds” suffered by an edifice to create an
ephemeral “mise-en-scène” that he then immortalizes with photographs.11 One
of the main characteristics of a photograph is its link with the referent, a sort
9
“If you no longer recall it, it is because the incineration follows its course and the consummation
proceeds from itself, the cinder itself. Trace destined, like everything, to disappear from itself, as
much in order to lose the way as to rekindle a memory. The cinder is exact: because without a
trace it precisely traces more than an other, and as the other trace(s)” (Derrida 1991, 57).
10
In his book Génie du non-lieu, Georges Didi-Huberman explores the works of Parmiggiani.
The Italian artist shows that fire does not cause the complete disappearance of an object, but,
rather, it delocates it. The question of memory and survival therefore becomes essential: “Il se-
rait donc abusive d’identifier l’œuvre de Parmiggiani à une simple nostalgie du passé (Delocazi-
one est d’ailleurs plus proche d’Hiroshima que d’une reconstitution pompéienne). Cette œuvre
vise plutôt un travail de la mémoire—une prise en considération de la survivance—qui a fait dire
à l’artiste que ‘les veritables Antiques, c’est nous’” (Didi-Huberman 2001, 43).
11
His artistic intervention is multifaceted: “I call upon various methods of art: I am the designer
of the project, the painter on-site, the architect by my interpretation of a given space and by
the construction I organise there within, and finally the photographer who coordinates all these
actions” (http://www.georgesrousse.com/english/news/rousse-speech.html).
24 / translation / issue 7 / 2018 isbn 978-88-85622-47-0 issn 2240-0451
of “reality effect” that makes the past reality of the object indubitable. In La
Chambre claire, Barthes argues that the photographic referent is not the same as
the referent of other systems of representation: whereas in painting the presence
of the model is optional and in language the referents can be chimerical, in a
photograph we cannot deny that the thing “has been there.”12 This significant
aspect of referentiality seems to compensate for an inexplicable lack of images in
relation to the activity of these spaces. In fact, neither the book Metamorphoses
published by the Musée Regards de Provence (Muntaner and Durousseau 2013)
nor the 45-minute documentary that, in the same Museum, explores the history
of the plague in Marseille, immigration, and the building contain a single picture
concerning the people who passed through the Sanitary Station, and there are
only a few pictures of the areas and rooms from when it was active. Somehow,
the artistic view of Georges Rousse is asked to capture, in single images, the sig-
nificant past of these spaces, and he does so by insisting on the double liminality
of the Sanitary Station: the instant captured by the photos of the French artist is
not only that of a place that has represented for years the liminal area between the
port and the city, but also that of a phase of an urban space that has gone through
several transformations.13 The technique used by Rousse is that of anamorphosis;
whereas trompe l’œil gives the illusion that a flat surface is three dimensional, his
anamorphic images create the illusion that a three-dimensional area is flat (figures
5 and 6). Although it looks as if the geometric form has been digitally created, the
illusion generated by these photographs is optical, and represents the outcome of
several weeks of work so that the colorful geometric is only visible from a specific
point of view. The anamorphic figure invites those who are watching it to move,
to change their point of view, in order to bring into perfect focus the object of
interpretation. Nevertheless, the installations created by Georges Rousse, once
they are immortalized by the camera, do not ask the viewer to move, to change
their perspective: his artwork is intended only for the lens, and not for an ob-
server in the actual space. Rousse creates a “before” and “after” effect—first, the
“deconstructed” red circle and then the perfectly round red circle reassembled by
the camera. In doing so, he wanders in the rooms of the Sanitary Station with the
eye of the photographer who is trying to find the right standpoint.14
12
Its essence is recorded in the formula “ça a été,” “that has been.”
13
In an interview about his installations at the future Musée Regards de Provence, Georges
Rousse said that “[l]e port c’était la station sanitaire qui accueillait les immigrants mais c’est aussi
le point de départ vers l’ailleurs. [. . .] Je voulais rendre compte de ce nouvel espace qui a perdu
toute fonctionnalité et qui va disparaitre, cet entre-deux” (Muntaner and Durousseau 2013, 109)
14
“Je déambule dans les lieux avec l’œil du photographe pour repérer le bon point de vue
jusqu’à l’image finale qui a besoin de l’appareil photographique comme outil de reproduction”
(Muntaner and Durousseau 2013, 111).
isbn 978-88-85622-47-0 issn 2240-0451 translation / issue 7 / 2018 / 25
26 / translation / issue 7 / 2018 isbn 978-88-85622-47-0 issn 2240-0451
In these ephemeral installations that are immortalized only by the
lens of a camera, the gaze of the artist leaves its place to another “gaze”: that
of the Museum Regards de Provence, a museum that has slowly become a sort
of palimpsest, made of its different phases of transformation. The permanent
installation shows the old steam room and a documentary that retraces the
history of this building, while the temporary exhibitions are housed in galler-
ies on the ground and first floors. The several windows along both the front
and the back walls of this long, horizontal building invite the observer to gaze
outside, towards the port and the city. In the course of all its transformations,
5–6.
the Sanitary Station has been “living on”; its trans-lation, its trans-positions Rousse, anamorphic
have not destroyed it. Like a text, this building has survived only because, installation
to paraphrase Derrida, it was at once translatable and untranslatable.15 This
building outlives itself, is at the outskirts of its own living.
Like Georges Rousse, Walter Benjamin was attracted by the decayed
or abandoned spaces of the city; likewise, he was fascinated by “thresholds”
and borders. He first visited Marseille in 1926, and then several times in 1928
and 1931. His last visit to the Phocaean city took place in 1940, shortly before
his death. Marseille was for him like a book to be interpreted:
In the early morning I drove through Marseilles to the station, and as I passed familiar
places on my way, and then new, unfamiliar ones or others that I remembered only
vaguely, the city became a book in my hands, into which I hurriedly glanced a few last
times before it passed from my sight for who knows how long into a warehouse crate.
(Benjamin 1999b, 447)
Whereas Paris represents for Benjamin the ideal place to discover the
traces of social meaning and the collective dreams of modernity, he finds Mar-
seille hard to decipher, to the point where he once commented that no city so
stubbornly resisted his efforts to depict it as did Marseille (Eiland 2014, 310).
Benjamin sees each street as a vertiginous experience; for him the city-dweller
should be “on the threshold of the metropolis as of the middle class” (Benja-
min 2006, 40). Nevertheless, in his writings on hashish, and in particular in
the text “Hashish in Marseilles,” he does not stay on the borders. Rather, he
lets himself sink inside the “ventre of Marseilles”:
15
“Un texte ne vit que s’il sur-vit, et il ne sur-vit que s’il est à la fois traductible et intraduisible.
[. . .] Totalement traductible, il disparaît comme texte, comme écriture, comme corps de langue.
Totalement intraduisible, même à l’intérieur de ce qu’on croit être une langue, il meurt aussitôt.
La traduction triomphante n’est donc ni la vie ni la mort du texte, seulement ou déjà sa survie.
On en dira de même de ce que j’appelle écriture, marque, trace, etc. Ça ne vit ni ne meurt, ça
survit. Et ça ne ‘commence’ que par la survie (testament, itérabilité, restance, crypte, détache-
ment déstructurant par rapport à la rection ou direction ‘vivante’ d’un ‘auteur’ qui ne se noierait
pas dans les parages de son texte)” (Derrida 1986, 147–149).
isbn 978-88-85622-47-0 issn 2240-0451 translation / issue 7 / 2018 / 27
I lay upon the bed, read and smoked. All the while opposite to me this glimpse of the
ventre of Marseilles. (Now the images begin to take hold of me). The street that I’d so
often seen is like an incision cut by a knife. (Benjamin 1978, 138)
When, under the effect of hashish, Benjamin describes the streets of
Marseille, he enters a surrealist dream world, made of strange sounds, images,
and scents. His perception of what he sees in the streets—where he strolls to
find a restaurant for dinner—is distorted, the dimensions of time and space
are abolished.16 Unexpectedly, the words of a conversation in a little port bar
sound to him like dialect:
The people of Marseilles suddenly did not speak good enough French to me. They
were stuck at the level of dialect. The phenomenon of alienation that may be involved
in this, which Kraus has formulated in the fine dictum “The more closely you look at
a word the more distantly it looks back” appears to extend to the optical. (Benjamin
1978, 144)
Michel de Certeau writes that the city is a text, and that walking in a
city has its own rhetoric: “Il y a une rhétorique de la marche. L’art de ‘tourn-
er’ des phrases a pour équivalent un art de tourner des parcours. Comme le
langage ordinaire, cet art implique et combine des styles et des usages” (De
Certeau 2005, 15).17 Nevertheless, the legibility of a city changes; it is the per-
spective of the viewer that defines the object of observation. When Benjamin
quotes Kraus’s aphorism (“The closer one looks at a word, the further away
it looks back”), he too evokes the importance of perspective. How should we
read a city, its translation zones, its palimpsests?
I would like to close this paper with another quote from Calvino’s
Invisible Cities:
In due modi si raggiunge Despina: per nave o per cammello. La città si presenta
differente a chi viene da terra e a chi dal mare. [. . .] Ogni città riceve la sua forma dal
deserto a cui si oppone; e così il cammelliere e il marinaio vedono Despina, città di
confine tra due deserti. (Calvino 1994, 370)18
16
“Versailles, for one who has taken hashish, is not too large, nor eternity too long” (Benjamin
1978,138).
17
“There is a rhetoric of walking. The art of ‘turning’ phrases finds an equivalent in an art of
composing a path. Like ordinary language, this art implies and combines styles and uses” (De
Certeau 1984, 100).
18
“Despina can be reached in two ways: by ship or by camel. The city displays one face to the
traveler arriving overland and a different one to him who arrives by sea. [. . .] Each city receives
its form from the desert it opposes; and so the camel driver and the sailor see Despina, a border
city between two deserts” (Calvino 1997, 17).
28 / translation / issue 7 / 2018 isbn 978-88-85622-47-0 issn 2240-0451
Whereas the city of Zaira is part of a section devoted to memory, De-
spina is a city of desire that opens paths and opportunities for visitors. There
are multiple ways of seeing the same city, depending on which face of the city
they see. Those who arrive at Despina have to shift their perspective, as if they
were in front of an anamorphic image. By building the Sanitary Station, Mar-
seille has tried to give itself a “face” from which the immigrants could see it,
but France’s oldest city has not resisted the univocal direction imposed by this
passage point: the Station operated for a few years, quickly transformed by
artists who made this structure a place of exile, of displacement, a metaphori-
cal place that contains a plurality of meanings and errant trajectories, and that
lends itself to multiple interpretations.
The story of those anonymous people who arrived in Marseille and
whose body/corpus underwent a transformation in order to be admitted to a
new context intertwines with the story of another migrant who, some years
before, in 1940, had been trying to escape France for the United States: Walter
Benjamin. He went from Paris to Marseille, which at that time was full of refu-
gees, especially those from countries occupied by the German army. The philos-
opher who used to be an extraordinary city dweller and who loved to get lost in
the meanders of a city, found himself obliged to follow the route taken by many
refugees. In Marseille he obtained a passport issued by the American Foreign
Service, but when he discovered that the port was virtually closed he tried to
cross the Spanish border by walking up into the mountains. He never managed
to traverse the most important boundary of his life, however, and in Portbou he
was refused entry into Spain. He was held in Portbou overnight and sent back to
occupied France the next morning. The morphine Benjamin had brought with
him from Marseille was strong enough to kill him. Hannah Arendt wrote about
her dear friend and the Kafkian situation in which he found his death:
A few weeks later the embargo on visas was lifted again. One day earlier Benjamin
would have got through without any trouble; one day later the people in Marseille
would have known that for the time being it was impossible to pass through Spain.
Only on that particular day was the catastrophe possible. (Arendt 1990, 24)
Benjamin died in a liminal space, in a liminal time; a bitter twist of
fate for the philosopher who has taught us the important difference between
“boundary” and “threshold”: “The threshold must be carefully distinguished
from the boundary. A Schwell <threshold> is a zone. Transformation, passage,
wave action are in the word schwellen, swell, and etymology ought not to over-
look these senses” (Benjamin 1999, 494).
Following Benjamin’s fundamental distinction, we might suggest that
the Sanitary Station was initially born as a “boundary area” because of its
isbn 978-88-85622-47-0 issn 2240-0451 translation / issue 7 / 2018 / 29
function of containment and delimitation, and that it has eventually “swol-
len,” with an extraordinary series of metamorphoses, into a threshold, a place
caught up in a tension, an innovative space. The Regards de Provence muse-
um is now a site of rewriting, a place that combines memory of its past and
a gaze towards the future. It has not lost its “in-between position,” though,
caught as it is between the ancient Cathedral and the new buildings (Mucem,
Villa Mediterranée) designed by internationally renowned architects. A poten-
tial space for hybridization.
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Didi-Huberman, Georges. 2001. Génie du non-lieu. Air, poussière, empreinte, han-
tise. Paris: Minuit.
Eiland, Howard, and M. W. Jennings. 2014. Walter Benjamin: A Critical Life. Harvard:
Harvard University Press.
Foucault, Michel. 1988. Madness and Civilization: A History of Insanity in the Age of
Reason. Translated by Richard Howard. New York: Vintage Books.
Genette, Gerard. 1987. Seuils. Paris: Seuil.
. 1997. Paratexts: Thresholds of Interpretation. Cambridge (Mass.): Cambridge
University Press. Translated by Jane E.Lewin.
Heynen, Hilde. 1999. Architecture and Modernity. A Critique. Cambridge (Mass.): MIT
Press.
Muntaner, Bernard, and Thierry Durousseau. 2013. Métamorphoses. Station Sani-
taire en Musée Regards de Provence. Marseille: Fondations Regards de
Provence.
Sieburth , Richard. “Benjamin the Scrivener.” in Benjamin: Philosophy, History, Aes-
thetics. Ed. Gary Smith. Chicago: U of Chicago P, 1989. 13-37.
Simon, Sherry. 2000. “The Paris Arcades, the Ponte Vecchio, and the Comma of
Translation.” Translators’ Journal, vol. 45 (1): 73–79.
<Simona Elena Bonelli> She is a translator and lives in Marseille.
She studied English and French Literature (University of Siena, Italy)
and received her MA and PhD in Critical and Cultural Theory from Car-
diff University, UK. She has taught English Language and Literature
at the Universities of Siena and Perugia (Italy). Bonelli has published
Tito Andronico. Il testo come simulacro del corpo, and has edited Seg-
ni particolari: l’immagine del viso, l’immaginario del nome proprio, both
with Quattroventi, Urbino. Her books and essays cover topics relating to
Elizabethan literature, philosophy, aesthetics, gender studies, and trans-
lation theory.
isbn 978-88-85622-47-0 issn 2240-0451 translation / issue 7 / 2018 / 31
| Unimi Open Journals |
translation | https://riviste.unimi.it/index.php/translation/article/view/15749 | [
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] | Translation and Fragmented Cities:
Focus on Itaewon, Seoul
Hunam Yun
[email protected]
<Abstract> Cities are open texts. They are perpetually transformed by their dynamic
relationship with history and with the people who live in them. They are “rearticulated,
transformed from a singular structure into a multilateral palimpsest that can be ‘written’
up and over, again and again,” with time. Therefore, the boundaries of cities’ identities
continuously expand with this dynamic movement. There can be no single, fixed, or com-
plete description of a city, which is why cities require continuous translation. However,
cities are commonly represented as a single, fixed, and complete image in the process of
translation through selective appropriation, and people consume that image. This paper
attempts to reveal the process and ideological bias in such selective appropriation with a
focus on Itaewon, South Korea. Historically, Itaewon has always been a site of different
cultural encounters reflecting the historical twists and turns of Korea. After the Japanese
invasion of the country in 1592 and the Manchu war of 1636, Japanese and Chinese
soldiers stayed in the area. Then, during the colonial period, the Japanese army was
stationed there, and after liberation, the American army was quartered there. Now, Mus-
lims are flocking to the area, and it is becoming a city of immigrants. Because of these
dynamic historical moments, Itaewon has been the site of cultural amalgamation and
conflict, always retaining traces of the past. However, the images of Itaewon created by
tourist books are ahistorical and fixed; the city has been fragmented as a commodity to
be consumed through selective appropriation, and its dynamic history has been erased.
The most common of these images are those of shopping centers and the red light dis-
trict, images that have been reinforced by reproduction throughout decades. This paper
investigates the process of this fragmentation of Itaewon and its underlying ideology.
introduction
I was motivated to consider the aspects of a city’s translation (in terms of in-
tersemiotic translation in which nonverbal text is transferred into verbal text)
when I found the translation of Itaewon, an area located in the northern part
of Seoul, South Korea. Shockingly, the words that caught my eye were “Red
Light District.” Wikipedia, the internet encyclopedia, in its entry on Itaewon,
highlighted only the Red Light District as a local attraction, as follows:1
1
http://en.wikipedia.org/wiki/Itaewon (last accessed December, 2014).
32 / translation / issue 7 / 2018 isbn 978-88-85622-47-0 issn 2240-0451
Contents
1. Local attractions
1.1 Red Light District
2. See also
3. Notes
4. External links
With a brief explanation of the geographical location of Itaewon,
Wikipedia introduces local attractions, focusing on the international dishes,
hotels, shops, and clubs that tourists can enjoy:
Many restaurants serving international dishes are found in this area […]. Major ho-
tels such as The Grand Hyatt and local landmark The Hamilton Hotel can be found
here as well as dozens of shops and services aimed at tourists. High quality leather
products in Korea can be found […] as well as various types of traditional Korean
souvenirs. […] Itaewon is one of the popular club congested area in Korea, […] Most
of foreign people go to the clubs for clubbing and hooking up while they are staying
in Korea.2
Then separate space was allocated to the introduction of the Red
Light District under the same title:
There is a portion of Itaewon known as “Hooker Hill” among GI’s of different allied
nations stationed in South Korea. Although the stereotype of only American ser-
vicemen frequenting this area is well-known, men from all other countries, including
Middle-Eastern and African, are known to frequent this area as well. Furthermore,
because South Korea is not widely socially accepting of homosexuals, there is an
underground gay area within this district as well.
The prominent image of Itaewon represented by Wikipedia is of a
“retail” city—selling goods and bodies.
An explanation of this followed: “This article is written like a travel
guide rather than an encyclopedic description of the subject. [. . .]” (July
2013). This explanation is very significant in that it suggests that a travel guide
does not present full, complete, and thorough information, but rather is se-
lective regarding the information it includes. This is quite appropriate since
a travel guide should be light enough for travelers to carry. However, the
problem with selective information—in other words selective translation—is
the image the translation produces. This paper is concerned with this point.
Translation has been frequently presented as an activity to create an
image of others or of selves, in the case of Itaewon, for example, this includes
“a nostalgic image of a lost past” about Japanese people (Fowler 1992), images
of the East by the West in colonial contexts (Niranjana 1992), or a self-image
2
The article has since been altered, but there is no significant difference in its content.
isbn 978-88-85622-47-0 issn 2240-0451 translation / issue 7 / 2018 / 33
by a colonized people (Tymoczko 1999). The process involves “a deliberate
and conscious act of selection, assemblage, structuration, and fabrication—
and even, in some cases, of falsification, refusal of information, counterfeiting,
and the creation of secret codes” (Tymoczko and Gentzler 2002, xxi).
However, little notice has been taken of translation as an activity to cre-
ate images of cities and of the process this involves. French theologian Jacques
Ellul states that the evolution of cities represents man’s fall from natural grace
and the subsequent attempt to create a new, workable order (Kotkin 2005, xv).
This may mean that cities are constructed and shaped through the dynamic rela-
tionship with human beings, and they are formed, and transformed, by such re-
peated attempts throughout the city’s history, keeping traces of every historical
moment. That is, they are “rearticulated, transformed from a singular structure
into a multilateral palimpsest that can be ‘written’ up and over, again and again”
(Chambers 2012, 104) with time. Therefore, the boundaries of cities’ identities
continuously expand with this dynamic movement.
However, cities are commonly represented as a single and fixed image
in the process of translation through selective appropriation, and people ac-
cept and consume that image. In the history of translation studies, little atten-
tion has been paid to these aspects of cities, that is, cities as a translated text.
Cities are translated through special forms of communication, such as
the environmental landscape, symbolic artifacts, local events, or other landmarks,
and through verbal communication, such as cities’ names, slogans or statements.
This paper attempts to reveal how verbal translation, especially for
tourists, constructs an image of a city, with a focus on Itaewon. Itaewon has
been a very particular and special space in Korean history. Unlike other areas
of Seoul, which have a single ethic identity, Itaewon has been the space of
expatriates. It has been a foreign and exotic land within Korea, a zone of con-
tact where native and foreign cultures encounter each other, and a mediating
channel though which foreign cultures are introduced. This paper first inves-
tigates Itaewon as a site of cultural encounters and cultural translation against
the background of Korean history, then it examines its translation in tourist
books and the subsequent effects.
itaewon as a site of cultural encounters and cultural translation
When French historian Fernand Braudel stated, “A town is always a town,
wherever it is located, in time as well as space” (Rybczynski 1995, 49), he
must have been referring to the universality of the urban experience. As Kot-
kin notes, the urban experience is universal “despite vast differences in race,
34 / translation / issue 7 / 2018 isbn 978-88-85622-47-0 issn 2240-0451
climate, and location” because “there is the visceral ‘feel’ of the city almost
everywhere—the same quickening of pace on a busy street, an informal mar-
ketplace, or a freeway interchange, the need to create notable places, the shar-
ing of a unique civic identity” (2005, xv–vxi). The omnipresent visceral feel
he refers to is created by the so called “non-places” found in almost every city.
Non-places, a term coined by French anthropologist Marc Augé, refers to an-
thropological spaces of transience that do not hold enough significance to be
regarded as “places.” As Augé points out, supermodernity produces nonplaces,
“meaning spaces which are not themselves anthropological places and which,
unlike in Baudelairean modernity, do not integrate the earlier places” (1995,
63). Nonplaces are temporary, ephemeral, fleeting spaces for passage, commu-
nication, and consumption. Augé puts it thus:
If place can be defined as relational, historical and concerned with identity, then a
space which cannot be defined as relational, or historical, or concerned with identity
will be a non-place. [. . .] the same things apply to the non-place as to the place. It
never exists in pure form; places reconstitute themselves in it; relations are restored
and resumed in it; the ‘millennial ruses’ of ‘the invention of the everyday’ and ‘the arts
of doing,’ so subtly analysed by Michel de Certeau, can clear a path there and deploy
their strategies. Places and non-place are rather like opposed polarities: the first is
never completely erased, the second never totally completed. (Augé 1995, 63–64)
Examples of nonplaces are air, rail, and motorway routes, aircraft,
trains and road vehicles, airports and railway stations, hotel chains, leisure
parks, large retail outlets, and the complex skein of cable and wireless net-
works that mobilize extraterrestrial space for the purposes of a communication
(Augé 1995).
These nonplaces make urban scenes familiar and uniform, creating an
illusion of universality in urban experiences. In extreme cases, those nonplaces
may make urban experiences homogeneous so that they give the impression
that “only the name of the airport changes” as described in the novel Invisible
Cities by Italian writer Italo Calvino:
If on arriving at Trude I had not read the city’s name written in big letters, I would have
thought I was landing at the same airport from which I had taken off. The suburbs
they drove me through were no different from the others, […] The downtown streets
displayed goods, packages, signs that had not changed at all. […] You can resume
your flight whenever you like, but you will arrive at another Trude, absolutely the same,
detail by detail. The world is covered by the sole Trude, which does not begin, nor end.
Only the name of the airport changes. (Calvino 1972/1974, 128)
However, despite “the universality of the urban experience,” each city
has a unique and special “feel,” which gives city tourists a different experience.
One of the factors that make each city unique and special is its ascent and
decline throughout history, the process of which is “both rooted in history
isbn 978-88-85622-47-0 issn 2240-0451 translation / issue 7 / 2018 / 35
and changed by it” (Kotkin 2005, 147), in other words, the characteristics of
“places” in Augé’s term. Cities are not stagnant; they are reconfigured, re-
shaped, and rearranged with political, economic, social, and cultural changes
throughout history.
Just as Lotman points out in his discussion on the symbolism of St.
Petersburg, “The city is a mechanism, forever recreating its past” (Lotman
1990, 194–195): architectural ensembles, city rituals and ceremonies, the very
plan of the city, the street names and thousands of other left-overs from past
ages act as code programs constantly renewing the texts of the past. Lotman
also says that “in this sense, the city, like culture, is a mechanism which with-
stands time” (Lotman 1990, 195).
So, as Simon’s Cities in Translation (2012) suggests, cities are “intersec-
tions of memory,” and the streets of the cities keep those memories. Itaewon
is such a city. Compared to other areas in Seoul, it is an area with a rapid pace
of change, and it has various images: diversity, ambiguity, disorder, chaos,
exoticism, foreign land within the country, and so on. Such dynamicity and
images throughout the history of the place stem mainly from its geographical
location, specifically, its location near Han River.
As Lotman puts it, there are two ways in which a city as a demarcated
space may relate to the earth which surrounds it—concentric and eccentric:
Concentric structures tend towards enclosure, separation from their surroundings
which are classed as hostile while eccentric structures tend towards openness and
contacts with other cultures. [. . .] The concentric situation of the city in semiotic space
is as a rule associated with the image of the city on the hill. [. . .] The eccentric city is
situated “at the edge” of the cultural space: on the seashore, at the mouth of a river.
(Lotman 1990, 191–192)
The peculiar situation of Itaewon, due to its location near the Han
River, imbued it with openness. Indeed, various meanings and different sto-
ries about the origin of the name show such characteristics. Itaewon has three
different names and meanings, using different Chinese characters—梨 泰 院,
李 泰 院, and 異 胎 院—which are embedded in its geographical position
and Korean history.
Firstly, Itaewon was initially a place for travelers and trading. During
the Joseon Dynasty, one of four Hanyang (present Seoul) won (院)—a won was
a kind of inn established for government officials and travelers by the govern-
ment—was located there. So the place was named Itaewon. The won (院) in
the name “Itaewon” meant “inn offering lodgings to travelers” (smg 1998, 83).
As more people frequented the area, inns for foreign envoys and markets were
formed (Jang 2000, 59). Another story claims that Itaewon (梨 泰 院), meaning
“area for pear trees,” was so named because pear trees were grown there.
36 / translation / issue 7 / 2018 isbn 978-88-85622-47-0 issn 2240-0451
Itaewon was also a space of trauma. It was the area for alienated wom-
en, women who had to choose isolation from the society because, with the
scar of foreign invasion on their body, they could not be accepted in Korean
society.
During the Seven-Year War (1592–1598) against the Korean dynasty
of Joseon, a Japanese military supply base was established in the Unjongsa
Buddhist nun temple near present-day Itaewon. It is said that the Japanese
commander Katō Kiyomasa and his soldiers seized the temple, raped the nuns,
and then stayed for some time. They subsequently burned the temple before
they left. The Buddhist nuns, who had lost their home, moved to nearby
Yunggyeong Mountain and lived there. Thus, the area was called Itaewon (異
胎 院), which means “village for being pregnant with a foreigner’s child” (No-
mi Lee 2011, 242–243; Hoefer et al. 1981; Jun-gi Kim 2012).
Itaewon was also the place where Korean women, who had been tak-
en to China during the second Manchu invasion of Korea in 1636, returned
and settled down (Chosun Daily 2011).3 In Joseon society, which had a tradi-
tion of monogamy, those women were despised as hwanhyangnyeo (“women
who returned”) and so they could not return to their home. Therefore, they
went to live with the nuns (Heu-suk Han 2001, 59).
According to another story, the name originated from Itain (異 他
人), which means foreigners, in reference to Japanese soldiers, who surren-
dered and were naturalized during the Seven-Year War, forming a community
there (Jun-gi Kim 2012).
This link between Itaewon with marginalized people might have
facilitated the formation of neighboring Haebangchon (literally, “liberation
village”). Haebangchon was the area for displaced people after liberation from
Japanese colonial rule, for north Korean refugees after the Korean War of
1950–1953, and then for farmers who had left their rural hometowns for cities
during the process of industrialization.
Geographically situated near Han River, Itaewon was considered
strategically important in terms of transportation and military withdrawal.
Thus, Itaewon has frequently been an area for foreign troops, having been a
logistics base for the Mongolian Army during the late Goryeo Dynasty and a
supply base for the Japanese Army during the Japanese invasion of Korea in
1592 (Choi 2003, 23); it was also used by Chinese forces during the Im-O mili-
3
서울 속 외국 이태원 백서. 美軍거리서 다국적 거리로 (Itaewon White Paper: From the Street of the
US Military Army to Multinational Street). Chosun Daily, Feb 21, 2011. http://boomup.chosun.
com (accessed December, 2014).
isbn 978-88-85622-47-0 issn 2240-0451 translation / issue 7 / 2018 / 37
tary revolt of 1882–1884, was the location of the Japanese military headquarters
during the colonial period of 1910–1945, and was used by the US forces after
the liberation of Korea from Japanese colonial rule (No-mi Lee 2011, 242–243;
Shin 2008, 193; Seoul Development Institute 2001).
The deployment of foreign troops transformed and rearranged the
topography of Itaewon. During the 1920s, for instance, the public cemetery,
which was located near the present-day Central Mosque, was transformed
into the Japanese military headquarters. The cemetery was moved to the Miari
district, and the body of Yu Gwan-sun, a patriotic martyr for independence
from Japanese colonial rule, was lost in the process.
However, the biggest changes to and deepest influence on Itaewon
came with the deployment of the US forces. On September 9, 1945, the US
forces came to be stationed in Itaewon when the US Army commanding of-
ficer John Hodge received the surrender of all the Japanese forces in Korea
south of the 38th parallel and took over the Japanese barracks and military
facilities. The US Army Military Government was established and lasted from
1945 to 1948. However, with the Korean War in 1950, the US forces came back
to be stationed in Itaewon, and the history of the US forces in Itaewon began.
The English and Korean languages came to be used together; shops and bars
emerged; and prostitutes, orphans, widows, and people from the provinces
crowded around the US Army base hoping to scrape together a living from
working on the base, selling goods to the soldiers, and so on. Military camp
town clubs for American soldiers were opened, and Itaewon became a space
where “American soldiers consumed Korean women sexually” (Hyeon-mee
Kim 2005, 26). Thus, the so called “Hooker Hill” was formed.
However, most of the women who worked at Hooker Hill were vic-
tims of the Korean War. As the war had produced many orphans and widows,
girls and women had to take responsibility for earning a living. They had to
support not only themselves, but also their families. Some of them had to
send money to their families in their hometown.4 Under the circumstances,
given that they could not find proper jobs, they had to choose prostitution,
becoming yang-gongju5 (a foreigner’s whore), as described in Yeong-su Oh’s
novel of Anna’s Will (1963):
4
A girl risked her life to avoid the government’s control over prostitution and died because she
could not make a living if she was caught. Hearing this news, sixty yang-gongju held a demon-
stration against the control (Dong-A Ilbo Daily, October 27 1960, 3).
5
Yang in yang-gongju means Western, and gongju means a princess. Women who sold their
bodies to Western men, especially American soldiers, were called yang-gongju.
38 / translation / issue 7 / 2018 isbn 978-88-85622-47-0 issn 2240-0451
She had no clothes to cover her body
A brick looked like a chunk of meat to her.
How could you expect a girl, who is starving,
To be a lady, to be faithful?
I was starved.
A mature girl had no place to lay down her body.
Is this sin?
So I became a whore called Anna. (translation mine) (Oh 1963, 330)
As foreign official residences were established in the 1960s, military
accommodation was built in 1963, and when the 121st Evacuation Hospital
of the US Army was moved to Itaewon from Bupyeong district, more than
10,000 people relocated there. During the 1970s, the area became a shopping
district for cheap branded goods; there was a prosperous textile industry, and
the area enjoyed the reputation of one of the most popular tourist attractions
in Korea among foreign tourists in the 1980s when international events were
held in Seoul.
Thus, it was while the US forces were stationed there that Itaewon
came to be known for its shopping area and for Hooker Hill. However, Itae-
won cannot be reduced to only a shopping area and Hooker Hill. Itaewon
was both a colonized space and a space of freedom and resistance. Politically,
it was an Americanized colonial space (Lee and Jung 2010, 191), a colonized
space (Choi 2003), or a deterritorialized space in that the authority of the
nation–state was applied differently from how it was applied in other areas of
the country (Eun-sil Kim 2004). Culturally, it was the space of freedom and
resistance where Korean people could escape oppression under the Yushin
regime in the 1970s and experience American culture (Eun-sil Kim 2004, 27;
No-mi Lee 2011, 243). Indeed, Itaewon was the only route to American culture
in Korean society: It was a place to experience Americanism as an object of
desire for a generation familiar with afkn radio programs, with singers trained
on the musical stages at US military bases, and with Hollywood movies (Choi
2003,102) because foreign travel remained restricted in Korea until 1989.
These characteristics made the area a dynamic space where heteroge-
neous cultural codes and different subjectivities (including colonized “others,”
fragmented “youths,” and a decolonized “new generation”) were encountered,
(re)constructed, (re)signified, and transformed at a specific historical stage
(Lee and Jung 2010, 191). It was a place where subcultures, such as the culture
of the US army in the 1950s–1960s, the Go-Go culture in the 1970s, disco cul-
ture in the 1980s, and hip-hop culture around the 1990s, were circulated, and
it took on a leading role in Korea’s popular music and subculture. The “clubs”
which actively interacted with subcultures of different generations formed a
site that led Korean popular music and subculture (see Lee and Jung 2010).
isbn 978-88-85622-47-0 issn 2240-0451 translation / issue 7 / 2018 / 39
Itaewon, where American soldiers were previously the most numer-
ous of the foreign residents, has become more multinational since 1993, when
the Korean government introduced an industrial trainee system for foreign-
ers. Foreign workers from India, Pakistan, Turkey, Indonesia, Bangladesh,
Nigeria, Senegal, Sudan, Uzbekistan, and so on settled in Itaewon because
the area was more open to foreigners and foreign cultures. Thus, foreigners
could feel more comfortable and secure there. Many expatriates found solace
in its accommodating nature and chose to set up their homes there. As various
cultures, languages, and lifestyles mix together and various cultural activities
commingle, the exterior landscape of the area is changing, and the space of
the area is being rearranged, creating a unique and distinctive atmosphere.
Through these dynamics, the area is becoming the cultural frontier zone
where various cultures have become multinational and multilingual (Hy-
eon-mee Kim 2005, 26).
Itaewon is also a site of both conflict and solidarity as shown in the
Muslim community in the area: “Though Arab Muslim traders have been
known to make infrequent trading expeditions to Korea since the Silla dy-
nasty, the teachings of Muhammad never made a real impact until 1950 when
Turkish troops arrived to fight for UN forces” (Hoefer 1981). In 1960, the
Korean Muslim Federation was founded with a Korean, Haji Sabri Suh, as
its leader. However, the Islamic community was established due to the need
to understand the Islamic world after the oil crisis of 1973 and 1974 (Lee and
Jung 2011, 242). In February 1975, an Islamic Center was established in Itae-
won, Seoul, and an adjoining Central Mosque—the largest such onion-domed
structure in northeast Asia—was opened in 1976 (Hoefer 1981).
The Seoul Central Mosque had been built with both Korean and
Middle Eastern funds to serve the 3,000 followers of the Prophet in the nation
(Hoefer 1981). The Central Mosque is therefore not only a place for religious
belief but also a symbolic site which shows Koreans’ effort to understand the
Islamic world (Lee and Jung 2011, 242–243).
A larger Muslim community was formed in Itaewon in 2005 when an-
ti-American sentiment spread after two Korean middle school girls were acciden-
tally run over and killed by an American armored personnel carrier, and American
soldiers assaulted some citizens. As American soldiers were subsequently banned
from bars and clubs, the economic base of the area declined and workers in the
entertainment business left the area for cheaper accommodation elsewhere. Thus,
the Muslim community was formed around the Central Mosque.
The Muslim community is bringing about changes to Itaewon. One
of the most noticeable changes is the increased number of Halal food restau-
rants and the reduced number of local butcher’s shops (Heu-su Yi et al. 2008,
40 / translation / issue 7 / 2018 isbn 978-88-85622-47-0 issn 2240-0451
1.
Itaewon, street view
2.
Itaewon, Muslim
settlement area
68). Furthermore, because of the strong solidarity among Muslims, the com-
munity is often regarded as a closed community by other Koreans (Lee and
Jung 2011, 250).
The Muslim settlement in Itaewon is a segmentation of urban space
formed by the pluralism of race and Islamic culture. However, the space is
isbn 978-88-85622-47-0 issn 2240-0451 translation / issue 7 / 2018 / 41
never homogeneous to the citizens and Muslims living in the Muslim settle-
ment, and the place of residence is perceived according to different meanings.
That is, the citizens living in Itaewon view the Muslims as those who threaten
their lives and view foreigners as the cause of economic conflicts as well. How-
ever, for those Muslims in the settlement, the citizens’ hostility toward them
has given rise to a view of them as a strange and potential threat. The place of
conflict and alienation is an inevitable part of the process of initiating a new
cultural solidarity (see Lee and Jung 2011).
Another feature of Itaewon is the coexistence of mutually exclusive
activities in the same place: the Muslim community adjoins Gay Hill, which
was formed in the late 1990s when gay bars moved there from Euljiro-Jongro
(Jung-eun Kim et al. 2010). The position of Itaewon as a place of expatriates
makes negotiation across different cultures with no shared history the very
condition of civic coexistence. Now, Itaewon is producing a varied atmo-
sphere and landscapes as multinational cultures are dynamically mixed to-
gether.
translation and representation of itaewon as a nonplace
Tourist books have an important role to play in presenting an image of a city
to the outside world because most tourists depend on the books for informa-
tion about the city they will visit. They obtain information about the history,
culture, shopping centers, or entertainment facilities in the city and they con-
sume the city based on this information. Tourist books provide guidelines to
give tourists information and instructions to help them know or understand
the city.
Itaewon has been one of the most popular tourist areas in Seoul
among foreign tourists to the extent that it has been said that “[y]ou may not
know Seoul, but you should know Itaewon” (Saccone 1994, 79). Indeed, for
most foreigners the area has become synonymous with Seoul. This section
investigates how Itaewon has been presented in tourist books during the past
thirty years. For this purpose, tourist books in English from 1981 until 2010
were examined; however, as not many tourist books are available that discuss
Itaewon, the sample was limited to seventeen books.
Insight Guides: Korea (Hoefer et al.), which was published in Hong
Kong in 1981, offers comparatively detailed information, focusing on the or-
igin of the name and Muhammadanism in Korea. Regarding the name, it
quotes Allen and Donard Clark, a father-and-son team of Seoul historians
as saying, “Following the Japanese invasion of 1592–1598, the area now called
42 / translation / issue 7 / 2018 isbn 978-88-85622-47-0 issn 2240-0451
Itaewon came to be called ‘Itaein’ or ‘Itaein dong’ meaning ‘Foreigners’ Vil-
lage,’ because of the Japanese soldiers who were quartered on this site,” and
“When the war was over, some of the soldiers settled down, married Korean
girls, and spent the rest of their lives here.” Then “the tradition carries on,
though most American soldiers take their Korean brides home, to ‘the world.’
as they call the U.S. of A.” (Hoefer et al. 1981).
Regarding Muhammadanism, the book says the teachings of Mu-
hammad never made a real impact until the arrival of Turkish troops in 1950,
as mentioned previously, and it goes on to explain the foundation of the Ko-
rean Muslim Federation in 1960 and the establishment of an Islamic Center in
1975 and, later, the adjoining Central Mosque (Hoefer et al. 1981).
Visitors Guide: Seoul Korea, which was published by Seoul Metro-
politan Government (smg) in 1998, introduces some of Itaewon’s histor-
ical traces:
[the] “won” of the name has meant an inn offering lodgings to travelers of the Cho-
son Dynasty. In the middle of the 17th century, there was a concentrated village of
naturalized Japanese. From 1906, a Japanese Military Post was stationed in the
area until liberation from Japanese colonial rule, and now US Military Post including
headquarters is located there. (SMG 1998, 83)
However, Insight Guides: South Korea (Le Bas), which was published in
London in 2007, introduces the history of Itaewon using a more poetic tone:
but foreigners, not all of them Western, now occupy multi-story apartment buildings.
[. . .] Imagine the astonished reactions of the Buddhist monks who, for some 500
years, kept a free hostel for travelers near here. What exists now, albeit breathtaking,
may prove to be too developed for their tastes: the Grand Hyatt Hotel’s mirrored
façade; and the twin minarets of the onion-domed mosque below, from which re-
sounds the muezzin’s call to afternoon prayer. (Le Bas 2007, 135-139)
The book then adds that centuries ago, Itaewon was used as a stop-
over point for visitors to the capital, that Japanese troops were housed there
during the Japanese Occupation, and that, after the Korean War, they were
then replaced by American soldiers.
Although the descriptions in the above three tourist books are not enough
to show the dynamicity of Itaewon, they at least reveal the historicity of the area.
However, other tourist books introduce Itaewon, focusing on it as place for con-
sumerism and as a shopping area and entertainment district as follows:
known as a part of the city that never sleeps. [. . .] a one-stop hub for foreign visitors,
including shopping, tours, lodging and information services. It also offers many ven-
ues in which to enjoy Korean and foreign cultures and cuisines. (kotra 2006, 249)
now a growing mecca for bargain hunters. [. . .] It is lined on both sides with hundreds
isbn 978-88-85622-47-0 issn 2240-0451 translation / issue 7 / 2018 / 43
of shops and arcades selling ready-made sports clothes [. . .] It is also an entertain-
ment spot that boasts well over 200 restaurants, bars and clubs. (Suzanne Crowder
Han 1989, 74)
crowded with shops of all kinds from custom tailors to jewelers, from antiques deal-
ers to clothiers. [. . .] In the evening Itaewon becomes a dynamic entertainment dis-
trict packed with discos, nightclubs, bars, and karaokes of all sizes. (Saccone 1994,
79–80)
the shopping paradise of diverse visitors from all parts of the world. (kowoc 2002,
63)
Itaewon offers tailor-made and ready-made clothes [. . .] There is a spirited night life,
too. (Chunsung Kim 2004, 90)
it was one of the only places in the country in which you could buy “Western” items
[. . .] While it remains a great place to shop for cheap tailored suits and shoes, Itae-
won’s popularity also made it a byword for transactions of a more sexual nature –
hostess bars sprung up all over the place. (Paxton 2008, 109)
It’s a bastardized district that’s neither Korean nor Western, but a skewed yet intrigu-
ing combination of both. Clothing, gifts . . . (Nilsen 2009, 44 and 92)
a lively expat entertainment zone with bars and clubs aplenty, both gay and straight.
Market stalls line the main street and the district comes to life in the evening. (Rob-
inson and Zahorchak 2009, 55)
Once a shady red-light district, it’s been cleaned up [. . .] You can still find ladies of
the night walking down certain streets at night, but during the day, it’s a shopper’s
paradise. (Cecilia Hai-Jin Lee 2010, 63)
Translation of Itaewon in the above tourist books is no different from
that in Wikipedia, as was pointed out in the introduction. Rather than being
presented as a dynamic space where memories are imprinted, heterogeneous
cultures mix together, and new cultures emerge, Itaewon is represented in
these books as a large retail outlet for the selling and buying of goods, just
like nonplaces, to use Augé’s term (1995, 63), which have no urban relations,
history, or identity.
The way Itaewon is translated is similar to the process of reification in
that it presents fragmented information about the city in the process of com-
modification for tourism, and thereby stops us understanding the totality of
the city. According to Lukács (1971), under capitalism everything is reified as
the result of a unified structure of consciousness—that is, seeing everything in
a completely discrete way, where everything is separated and fragmented and
taken out of the process to which it belongs. Lukács claims this is caused by
the fact that everything is turned into a commodity under capitalism, which
thus prevents us from seeing the totality of the place and the deeper processes
that are going on.
In a capitalist society, a city is presented as a commodity for the tour-
ist industry, and its images are created, manipulated, or distorted in the pro-
44 / translation / issue 7 / 2018 isbn 978-88-85622-47-0 issn 2240-0451
cess of translation in order to create a profit. A city’s function as a place for
entertainment and shopping is frequently emphasized in presenting the city
because “the criteria of the successful tourist industry mainly puts priority on
spending on entertainment and shopping” (Yi and Oh 1994, 21). Itaewon’s
image is presented as a place for selling and entertaining; removed from its
historicity, the image is fragmented.
fragmented image, fragmented experience
What does this fragmented image have to do with the city? The most direct
influence may be the way the city is consumed by tourists. For example, the
following recent reviews of the city by tourists6 show that the way they con-
sume the city is closely related to the image presented in tourist books:
Itaewon: Lots of Shopping. There are shops and a district for almost every imaginable
type of product and some are open until very late at night […]. (October 20, 2002)
Itaewon: Capital of Kitsch. [. . .] filling up with good restaurants and chain stores. You
can find Nike outlets selling all manner of shoes and sports gear, Body Shops filled
with makeup and luxurious bath products, and dozens of clothing stores and tailors
specializing in Chinese silk dresses. (October 19, 2003)
Itaewon: Cheap shops and street fashion. You can find bargains of any kind and a lot
of the big clothing chains [. . .]. (January 28, 2004)
Itaewon: Near military base. Itaewon does have some shops [. . .] Itaewon is located
near a US military base, so don’t mind the soldiers in camouflage wandering around
town. At night time, Itaewon transforms itself [. . .] One of the native Koreans told me
that most Korean girls do not hang around in that area, afraid to be mistaken as a
prostitute. (February 22, 2005)
Itaewon is perhaps the most famous shopping area for foreigners in Korea. (January
13, 2006)
Itaewon: Buying a Custom-Made Suit in Itaewon. (May 6, 2007)
Itaewon: Very Touristy and Expensive, not a Sample of Korea. The Itaewon shopping
area covers a 1.4 km in length [. . .] The area has a vibrant night life scene with many
bars and nightclubs. (July 24, 2008)
Itaewon: Special Tourism Shopping Zone of Seoul (April 4, 2011)
6
All citations are taken from http://www.virtualtourist.com/travel/Asia/South_Korea/Soul_
tukpyolsi/Seoul-1058426/Shopping-Seoul-Itaewon-BR-1.html (accessed December, 2014),
which is an interactive site aimed at sharing travel knowledge, which includes chat, forums,
travelogues, photos, and maps.
isbn 978-88-85622-47-0 issn 2240-0451 translation / issue 7 / 2018 / 45
Although one reviewer describes Itaewon as an unexpected treasure
trove, most of the reviews show that tourists’ experience of Itaewon is superfi-
cial and fragmented, alienated from its memories and ongoing history just like
the images of the city in the tourist books. They just experience Itaewon as a
non-place where things are sold and bought. Considering the general purpose
of tourist books, it can be said that the translation of Itaewon that is circulated
and reproduced has directed tourists’ pattern of consuming the city.
The city is, of course, a place where things are traded, but it is not
only a place where things are traded. As Calvino’s Invisible Cities suggests, a
city is an assemblage of memory, desire, signs, names, and other features. So
what is traded is not only things but also memories, desires, signs, names, and
other things, as shown by Invisible Cities’ Euphemia:
You do not come to Euphemia only to buy and sell, but also because at night, by the
fires all around the market, seated on sacks or barrels or stretched out on pile of car-
pets, at each word that one man says—such as “wolf,” “sister,” “hidden treasure,” “battle,”
“scabies,” “lovers”—the others tell, each one, his tale of wolves, sisters, treasures, sca-
bies, lovers, battles. And you know that in the long journey ahead of you, when to keep
awake against the camel’s swaying or the junk’s rocking, you start summoning up your
memories one by one, your wolf will have become another wolf, your sister a different
sister, your battle other battles, on your return from Euphemia, the city where memory is
traded at every solstice and at every equinox. (Calvino 1972/1974, 36–37)
Itaewon is also a place that has its memories, desires, signs, and names,
and is the place where those memories, desires, signs, and names are traded;
thus it deserves to be known for various reasons, not just as a selling place. So
the experience of the city could be more complex than simply trading things.
The fragmented experience together with the reproduced image has
produced a negative image about Itaewon, so that it loses its attraction as a
tourist site. Furthermore, as neighboring commercial areas are created, Itae-
won has also lost its merits as a shopping area. Realizing the risk, the gov-
ernment designated the area a special tourism district in 1997 and decided to
hold the Itaewon Global Village Festival twice a year in an attempt to revive
Itaewon as a site of dynamic cultural exchanges.
conclusion
In the tourism industry, cities are rearranged according to the economic
principles of commercialism in a capitalist society. Cities can be classified
as a sacred city, a fashion city, a commercial city, and so on, and this clas-
sification is translated spatially or verbally, creating a representative image
of the city.
46 / translation / issue 7 / 2018 isbn 978-88-85622-47-0 issn 2240-0451
3.
Different views
of Itaewon
Tourist books are one of the media where cities are verbally trans-
lated. Itaewon has been verbally translated as a shopping and entertainment
area in tourist books, and such a translated image has been consumed among
tourists. However, this image has been fragmented, and so has been the expe-
rience of tourists.
The experience of cities may be more multiple and more multilateral
than the one the tourist books can produce as shown in the description of the
city of Irene in Invisible Cities:
If you saw it, standing in its midst, it would be a different city; Irene is a
name for a city in the distance, and if you approach, it changes. For those who pass it
without entering, the city is one thing; it is another for those who are trapped by it and
never leave. There is the city where you arrive for the first time; and there is another
city which you leave never to return. Each deserves a different name; perhaps I have
already spoken of Irene under other names; perhaps I have spoken only of Irene.
(Calvino 1972/1974, 125)
isbn 978-88-85622-47-0 issn 2240-0451 translation / issue 7 / 2018 / 47
4.
Itaewon, historical view
Therefore, cities cannot be fixed to a single image or translation. The
various translations of the name of Itaewon itself—foreigners’ village, village
for being pregnant with a foreigner’s child, village for pear trees—show that
the area cannot be translated into one fixed image. The inherent and unique
properties of Itaewon have been formed by the totality of geographical and
historical moments. Itaewon has been a place for travelers and trading, a space
of trauma caused by the conflictive history of Korea, a foreigners’ village, a
foreign land within the country, a colonized space, a space of freedom and
resistance, a deterritorialized zone, a window onto Western culture, a space of
conflicts and solidarity, a space for cultural translation, and so on. The area has
accumulated its memories throughout history while being repeatedly rewrit-
ten, functioning as “a culture-generator.”
Indeed, regarding cities as “culture-generators,” Lotman says:
The city is a complex semiotic mechanism, a culture-generator, but it carries out this
function only because it is a melting-pot of texts and codes, belonging to all kinds of
languages and levels. The essential semiotic polyglottism of every city is what makes
it so productive of semiotic encounters. The city, being the place where different
national, social, and stylistic codes and texts confront each other, is the place of
hybridization, recodings, semiotic translations, all of which makes it into a powerful
generator of new information. (Lotman 1990, 194)
Itaewon has been, to use Lotman’s words “the place of hybridization,
recodings, semiotic translations” (Lotman 1990, 194). However, a selective
translation of such a city in the tourist books has focused on the fragmented
image in the process of the commodification of the city as a tourist site. This
fragmented image has been reproduced during past decades, fixing the image
to Itaewon and obstructing cognition of the totality or the whole nature of the
48 / translation / issue 7 / 2018 isbn 978-88-85622-47-0 issn 2240-0451
city. This way, translation may be damaging to cities especially when a dis-
torted image obtains authority through reproduction. As a culture-generator,
a city deserves its proper translation.
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<Hunam Yun> She is a translation scholar and translator. She first
obtained her BA in English literature at Korea University, Seoul. After
studying translation studies at Warwick University, UK, she obtained
her MA and PhD in Translation Studies in 2000 and 2011 respectively.
She has taught translation theory and practice for over fifteen years
at Hongik University in Seoul and translated Walter Scott, Andersen,
George MacDonald, and Beatrix Potter into Korean. Her main topics in-
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translating while living in New York.
50 / translation / issue 7 / 2018 isbn 978-88-85622-47-0 issn 2240-0451
| Unimi Open Journals |
translation | https://riviste.unimi.it/index.php/translation/article/view/15750 | [
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] | Of Translational Spaces
and Multilingual Cities: Reading the
Sounds of Lagos in Sefi Atta’s Swallows
and Everything Good Will Come*
Elena Rodríguez Murphy
University of Salamanca, Spain
[email protected]
<Abstract> Over the last few years, there has been an increasing number of Nigerian au-
thors who in their writing have centered on portraying the different sounds and accents of
one of Nigeria’s most diverse and vibrant cities, Lagos. This article aims to analyze the way
in which Sefi Atta, a leading voice in what has come to be known as “the third generation
of Nigerian writers,” describes in her novels Swallow (2005) and Everything Good Will Come
(2010) the manner in which some of Nigeria’s vernacular languages, such as Hausa, Igbo,
and Yoruba, as well as Nigerian English and Nigerian Pidgin, permeate this incredibly plu-
ral and multilingual city where varying ethnic, linguistic, and religious groups have been
made to live together in the same translational space as a result of the colonial era.
As Achille Mbembe (2010) has underlined, one of the main bequests of colonialism has
been the unequal development of the different countries and regions of Africa. This situa-
tion has led to an uneven distribution of people within multiple spaces. In this way, cities
such as Lagos, Dakar, Accra, or Abidjan have actually become major metropolitan centers
where interaction and negotiations among diverse peoples are commonplace and transcul-
tural forms of different elements such as modes of dress, music, or language are constantly
emerging. Without a doubt, translation is a main feature of coexistence in Lagos given its
multilingual environment and the way in which various ethnic and linguistic communities
share everyday life.
“Language is part of the audible surface of the city.”
(Cronin and Simon 2014, 120)
in translation: reading the sounds of the city
Over the last few years, there has been an increasing number of Nigerian au-
thors who in their writing have centered on portraying the different sounds
and accents of one of Nigeria’s most diverse and vibrant cities, Lagos. In this
* This article is part of the research project entitled “Violencia simbólica y traducción: retos en
la representación de identidades fragmentadas en la sociedad global” [Symbolic Violence and
Translation: Challenges in the Representation of Fragmented Identities within the Global Soci-
ety] (FFI2015-66516-P; MINECO/FEDER, UE), financed by the Spanish Ministry of Economy
and Competitiveness.
isbn 978-88-85622-47-0 issn 2240-0451 translation / issue 7 / 2018 / 51
regard, as Toni Kan Onwordi has underlined in a brief description included
on the cover of Sefi Atta’s second novel Swallow, “no contemporary Nigerian
writer is better than Sefi Atta at evoking the smells, sounds and the sheer
madness of this sprawling cosmopolitan city of Lagos.” Along with Chris Aba-
ni, Helon Habila, Maik Nwosu, Jude Dibia, and Akin Adesokan, and other
members of what has come to be known as “the third generation of Nigerian
writers,” in her narrative Sefi Atta ably describes the way in which diverse
peoples negotiate everyday life on the city’s populated streets.
Although there are many ways in which one may try to understand
the workings of urban reality, analyzing “the practice of everyday life” (see
De Certeau 1984) in a postcolonial city such as Lagos through language and
translation can offer new and interesting perspectives in various fields of study.
Indeed, Atta’s novels Everything Good Will Come (2005) and Swallow (2010)
provide the reader with a valuable linguistic experience of Lagos through the
inclusion in her texts of the multilingual transactions that permeate the city.
As Simon interestingly points out in her book Cities in Translation,
Much of the abundant literature in recent decades has emphasized the visual aspects
of urban life. And yet the audible surface of languages, each city’s signature blend
of dialects and accents, is an equally crucial element of urban reality [. . .] “hearing”
introduces the observer into layers of social, economic and cultural complexity. (Si-
mon 2012, 1)
Thus, reading in Atta’s fiction the sounds and diverse range of accents
that characterize the city brings the reader closer to the complexity of its lin-
guistic reality, in which translation appears as an indispensable tool which has
gradually allowed for the emergence of what McLaughlin has termed “new
urban language varieties”:
The burgeoning growth of Africa’s cities that began during the latter part of the colo-
nial period and continues with increasing momentum into the twenty-first century has
given rise to a multiplicity of innovative and often transformative cultural practices
that are associated primarily with urban life, not least of which is the emergence of
new urban language varieties. (McLaughlin 2009, 1)
Lagos is, without a doubt, a multilingual and multiethnic city that
can actually be defined as “a translation space [where] the focus is not on mul-
tiplicity but on interaction” (Simon 2012, 7). Therefore, given its multilingual
environment and the way in which various ethnic and linguistic communities
have come to share its everyday life, translation can clearly be considered one
of the main features of activity in Lagos. In this way, beyond dichotomist un-
derstandings, translation becomes an indispensable medium through which
a common coexistence may, although not always successfully, be negotiated:
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Multilingual contexts put pressure on the traditional vocabulary of transfer and its
concepts of source and destination. Communities which have had a longstanding re-
lationship inhabit the same landscape and follow similar rhythms of daily life. Facing
one another across the space of the city, they are not “foreign” and so translation can
no longer be configured only as a link between a familiar and a foreign culture, be-
tween a local original and a distant destination, between one monolingual community
and another. [. . .] The Other remains within constant earshot. The shared understand-
ings of this coexistence change the meaning of translation from a gesture of benev-
olence to a process through which a common civility is negotiated. (Simon 2012, 7)
lagos: a multilingual and multiethnic megacity
In his book Sortir de la grande nuit (2010), Achille Mbembe recently under-
lined the fact that one of the main bequests of colonialism has been the un-
equal development of the different countries and regions of Africa. In fact,
“[n]o major coastal cities existed in Western Africa before the colonial period.
However, as a result of the mostly maritime-based logistics of colonialism,
countries in the sub-region began an urbanization path strongly associated
with the coast” (United Nations Human Settlements Programme [UN-Hab-
itat] 2014, 99). This situation has gradually led to an uneven distribution of
people within multiple spaces, hence cities like Lagos, Dakar, Accra, and Ab-
idjan have actually become major metropolitan centers where interaction and
negotiations are commonplace and transcultural forms of different elements
such as modes of dress, music, or language are constantly emerging. It be-
comes apparent, therefore, that in many African cities such as Lagos
attaining even the minimum often requires complex styles of staying attuned to the
shifting intersections of gestures, excitements, languages, anxieties, determinations
and comportments enacted across markets, streets and other venues. The city is a
field of affect where specific dispositions and attainments are contingent upon the
ways actors’ bodies, histories and capacities are mobilized and enacted. (Simone
2007, 237)
As Ato Quayson explains in regard to Oxford St., in the Ghanaian
capital of Accra the streets in many African cities may be seen as archives, rather
than just geographical locations, where it is possible to find “a rich and intricate
relationship between tradition and modernity, religion and secularity as well as
local and transnational circuits of images and ideas” (Quayson 2010, 72).
Lagos is a burgeoning city, the largest in Nigeria (Falola and Genova
2009, 202), and, according to the figures published by the United Nations
Human Settlements Programme (UN-Habitat) in its 2014 report The State of
African Cities 2014. Re-imagining Sustainable Urban Transitions, it “has recent-
ly joined the ranks of the world’s megacities” (2014, 17). Lagos has undoubt-
edly been shaped by its history, not only as one of the most important ports
isbn 978-88-85622-47-0 issn 2240-0451 translation / issue 7 / 2018 / 53
in West Africa from the eighteenth century onwards, but also as the federal
capital of Nigeria (1914–1991). In this respect, although Abuja has been the
federal capital of the country since 1991, Lagos, whose population is expected
to rise to over eighteen million by 2025 (United Nations Human Settlements
Programme, 23–25), is now the center of one of the largest urban areas in
Western Africa and continues to be a main hub in the southwestern region
of Nigeria for the circulation of peoples as well as goods. Growing urbaniza-
tion and rural–urban migration are responsible for the cultural heterogeneity
of this major Western African city, which was at one point described “as an
ancient city inhabited by the Awori and Ijebu people, both subgroups of the
Yoruba” (Falola and Genova 2009, 202). Nevertheless, as a result of Nigeria’s
national history, Lagos is currently populated by varying and distinct ethnic
groups. Although there is still a Yoruba majority, it can be said that “Nigeria’s
myriad ethnic and religious identities are found throughout the city’s neigh-
borhoods, usually managing to coexist, though periodically sparking tensions”
(Lewis 2009, 115).
The artificial boundaries which were drawn when Nigeria was created
by British administrators in 1914,1 have given rise to an incredibly heteroge-
neous space both in ethnical and linguistic terms. As can be seen in the map
below, there is an extremely wide range of ethnic groups which, as a conse-
quence of colonialism, have come to inhabit the same nation; this has often
provoked ethnic and religious tensions, the Biafran War (1967–1970) being a
case in point:
The Nigeria of today [...] is a relatively new creation, dating back to the early 20th
century. Boundaries prior to that time included numerous chieftaincies and empires
that expanded and contracted geographically without regard to modern Nigeria’s
boundaries. For the early peoples of Nigeria, only geographic boundaries, such as the
Sahara Desert or Atlantic Ocean, might have kept them in place. Western European
powers competing for territory and political control in Africa during the late-19th cen-
tury determined Nigeria’s boundaries to suit their needs. Much of Nigeria’s western,
eastern, and northern borders are the results of rivalry and compromise by Euro-
pean powers. As a result, ethnic groups and former kingdoms straddle boundaries.
[...] Modern-day Nigeria is a conglomeration of hundreds of ethnic groups, spanning
across different geographical zones. [...] To identify a single Nigerian culture is diffi-
cult. (Falola and Genova 2009, xxx-xxxi)
1
The name ‘Nigeria’ is credited to the colonial editor of the Times of London, Flora Shaw, who
later married the new entity’s governor, Lord Frederick Lugard. The name stuck. But the new
name was not accompanied by any sense of national unity. [. . .] The British yoking together of
so many different peoples into a huge state [. . .] shaped the future of about a fifth of Africa’s
sub-Saharan population” (Campbell 2013, 2).
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From a demographic point of view, within Nigeria the Hausa-Fulani,
the Igbo, and the Yoruba can be considered to be the largest of the ethnic
groups. According to Iyoha (2010, 169), around 29% of the population is
Hausa-Fulani who live mainly in the northern regions in cities such as Kano,
Sokoto, and Kaduna. The Yoruba, more or less 21%, are based primarily in the
southwest of the country, in cities such as Ife-Ife, Lagos, and Ibadan. On the
other hand, the Igbo, approximately 18% of the population, inhabit the areas
situated in the southeast of Nigeria, for example in Port Harcourt, Owerri,
and Enugu. These aforementioned groups can, however, be said to live all
around the country. Other, numerically smaller ethnic groups include the Tiv,
the Nupe, the Igala, and the Jukun in the Middle Belt region and the Ijaw, the
Itsekiri, the Urhobo, the Ogoni, and the Ibibio in the Niger Delta. They have
long been demanding greater political and economic representation within
the national space, as Saro-Wiwa has pointed out on many occasions in regard
to the Ogoni people:
Colonialism is not a matter only of British, French, or European dominance over Af-
ricans. In African society, there is and has always been colonial oppression. In my
case, the Ogoni had never been conquered by their Igbo neighbors. But the fact of
British colonialism brought both peoples together under a single administration for
the first time. And when the British colonialists left, the numerically inferior Ogoni
were consigned to the rule of the more numerous Igbos, who always won elections in
the Region since ethnic loyalties and cultural habits were and continue to be strong
throughout Nigeria. (Saro-Wiwa 1992, 155)
Not only is Nigeria diverse in terms of its ethnicity, but it also boasts
an enormous variety of languages and dialects—more than four hundred ac-
cording to Garuba (2001, 11) and more than five hundred according to the
isbn 978-88-85622-47-0 issn 2240-0451 translation / issue 7 / 2018 / 55
Ethnologue database (Simons and Fennig 2017). As Adekunle (1997) and Adeg-
bija (2000, 2004) highlight, multilingualism is a common feature of many
West African regions, and Nigeria can be said to be the country where the
largest number of different languages is spoken. Together with English, which
is used as an official language and is employed in diverse forms, Hausa, Igbo,
and Yoruba have become the three major national languages.2 Moreover, a
wide range of languages and dialects spoken by the different Nigerian ethnic
groups is to be found:
Apart from the indigenous languages, which are the mother tongues of Nigerians,
there also exist non-indigenous languages. They include English, which has become
a second language; Nigerian Pidgin (the language in Nigeria with probably the larg-
est number of speakers), which derives from the contact between English and the
indigenous languages; Classical Arabic, which is learnt by Muslims; and other for-
eign languages such as French, German, and Russian, which are taken as academic
subjects at the secondary and tertiary levels of education. (Igboanusi 2002, 13–14)
Faced with this highly complex web of languages, many Nigerians
have resorted to both English and Nigerian Pidgin (NP)3 as a way of favoring
communication with each other:
Originally mainly restricted to trade, Pidgin has spread to become the language of
market places, sports, the army and police force, taxi drivers, playgrounds, university
campuses, and generally of interethnic discourse in lower-class and informal con-
texts. In recent decades it has therefore been utilized for mass communication—in
advertising, political campaigning, government propaganda, announcements, and
mass media, e.g. news broadcasts on the radio [. . .] It is labeled “the most widely
spoken language in Nigeria” [. . .] Though the language still carries a strong stigma
in the eyes of many educated Nigerians, many others have come to use it in informal
conversations, also in banks, offices, and businesses, utilizing its ethnographic role as
a code of friendliness and proximity. (Schneider 2007, 205–206)
Nonetheless, it is interesting to take into consideration that whilst
NP and the vernacular languages are normally used in informal and familiar
conversations, administrative and educational matters are mainly dealt with
in English: “For a great many speakers from different groups, English is [...]
valued as a language of prestige, a sign of education, and a mark of modernity”
2
“The dominance of English in the Nigerian Constitution continued until 1979, when the Con-
stitution that emerged under a military regime specifically provided for the use of the three
major languages (Hausa, Igbo, and Yoruba) in addition to English for proceedings in the Na-
tional Assembly: ‘The business of the National Assembly shall be conducted in English, and in
Hausa, Ibo, and Yoruba when adequate arrangements have been made therefore (Section 51)’”
(Bamgbose 1996, 358).
3
It is important to bear in mind that, as Igboanusi points out, “Nigerian English” (NE) and “Ni-
gerian Pidgin” (NP) are considered to be different languages: “Nigerian Pidgin is different from
Nigerian English (the variety of English used in Nigeria). However, the line between them is
sometimes difficult to draw, particularly at the lexical level” (Igboanusi 2008, 78).
56 / translation / issue 7 / 2018 isbn 978-88-85622-47-0 issn 2240-0451
(Simpson 2008,194). According to different critics (Bamgbose 1971; Bamgbose
1996, 366; Igboanusi 2002; Gut 2004, 813), only a small percentage of the Ni-
gerian population may understand or speak English, but, despite the fact that
in recent years there have been repeated attempts to increase the importance
of the vernacular languages, it continues to be used on a regular basis, espe-
cially by the local elites:
As ex-colonial people, Nigerians hold English in great awe. They so overrate English
that literacy in English is considered the only mark of being an educated person. For
example, for them science and technology are not within the reach of any person
who cannot master the English language. Not surprisingly, therefore, the language,
unlike any of the Nigerian mother tongues, is regarded as being politically neutral for
adoption by the people. [. . .] Consequently, political expediency makes the English lan-
guage the ready language for adoption for national literacy today. (Afolayan 2001, 83)
Just as in other African countries, the increasing use of new technologies
such as the Internet and cable TV among specific sectors of Nigerian society has
resulted in a growing interest on the part of the younger generation in learning
the English language. This situation has been skillfully described by the widely
acclaimed Nigerian writer Chimamanda Ngozi Adichie who, on many occasions,
has stated that English is no longer considered by some as a “foreign” language,
but rather as a Nigerian language adapted to the Nigerian cultural context:
I’d like to say something about English [...] which is simply that English is mine. Some-
times we talk about English in Africa as if Africans have no agency, as if there is not
a distinct form of English spoken in Anglophone African countries. I was educated
in it; I spoke it at the same time as I spoke Igbo. My English-speaking is rooted in a
Nigerian experience and not in a British or American or Australian one. I have taken
ownership of English. (Adichie, quoted in Uzoamaka 2008, 2)
The general trend encountered in multilingual communities consists in
usage gradually determining the role each language has in particular domains, and
Nigeria is no exception. Although English remains the most important language in
education and matters pertaining to government and administration, the vernacu-
lar languages—such as Hausa, Yoruba and Igbo as well as NP—are used primarily
in informal contexts. Taking these matters into consideration, it is important to
underline the “diglossic,” or rather “poliglossic,” relations that, as Zabus (2007) and
Bandia (2008) point out, have been established between the different languages
that are employed in many of the countries in West Africa, including Nigeria:4
4
It is interesting to mention here that, according to Warren-Rothlin, in Nigeria digraphia is also
a social reality which can result in social divisions (Warren-Rothlin 2012, 6–7). There also exist
multiple orthographies and writing scripts within the country (ibid. 7).
isbn 978-88-85622-47-0 issn 2240-0451 translation / issue 7 / 2018 / 57
For our purposes, the sociolinguistic concept of diglossia needs to be expanded to
include not only Ferguson’s genetically linked “high” and “low” varieties (to which he
erroneously attributed scripturality and orality, respectively) but unrelated languages
as well. Indeed, in a country like Ghana, Ewe is not a dialect of English and has a
written literature of its own but, functionally, Ewe is to English what a dominated or
subordinate language is to a dominant or superordinate language. [. . .] Also, the West
African auxiliary languages resulting from languages in contact such as pidgins have
a diglossic relation to the dominant European language that is similar to the more
conventional relation between a prestige or power language and its regional dialect.
Conversely, a statistically dominant language like Wolof in Senegal can be consid-
ered as being hegemonic like French and would thus be in diglossia with a minor
language like Ndût. (Zabus 2007, 14)
In the case of the Nigerian linguistic landscape, English has gradually
come to be accepted as the dominant language in some domains while specific
forms of some of the vernacular languages such as Hausa, Igbo, and Yoruba
have been gaining ground in others. In many instances, however, these vernac-
ular languages are in a diglossic situation in relation to the English language.
Likewise, although it is now defined as “the most widely spoken language in
Nigeria,” NP appears to be in a diglossic situation with respect to English. It is
also important to bear in mind that the three major vernacular languages can
be categorized as hegemonic vis-à-vis those considered as minor. Thus, faced
with the linguistic variation characteristic of a territory like Nigeria, it may be
said that, in Zabus’s own words, “[w]e can therefore advance the notions of
‘triglossia’ or even ‘polyglossia,’ and ‘intertwined diglossias’” (Zabus 2007, 14).
The Nigerian cultural and linguistic situation that we have been
describing, although very succinctly, is reflected in the city of Lagos where,
as illustrated by the different examples that follow, diverse languages, and
therefore translation, are used on a daily basis, not only in the ever-chang-
ing “discourse ecologies” (Quayson 2010) that exist on its streets, but also in
the conversational exchanges that take place in its crowded markets, “motor
parks,” taxis or buses. In this regard, in their work both Adedun and Shodipe
have underlined the fact that, although most people in Lagos use Yoruba and
Nigerian Pidgin in their daily interactions, Hausa, Igbo, and other vernacular
languages together with English are also a common feature in this cosmopol-
itan African city:
The nature of Lagos, which accommodates various ethnic, and religious groups, ac-
counts for the present state of its language repertoire. [. . .] Without any doubt, Lagos
is a potpourri of different peoples and tribes and these have had a noticeable impact
on the linguistic repertoire, language choice, and language shift in the area. (Adedun
and Shodipe 2011, 131)
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the sounds of lagos in swallow
and everything good will come
One of the main characteristics of Atta’s work, as mentioned previously, is the
accuracy with which she manages to portray the city of Lagos and the wide
range of sounds that fill its streets and buildings. Both in her first novel, Every-
thing Good Will Come (EG in the citations, below), and in her second novel,
Swallow (SW in the citations, below), in addition to other works, Atta de-
scribes different parts of the city along with its diverse languages and accents:
Our continent was a tower of Babel, Africans speaking colonial languages: French,
English, Portuguese, and their own indigenous languages. Most house help in Lagos
came from outside Lagos; from the provinces and from neighboring African coun-
tries. If we didn’t share a language, we communicated in Pidgin English. (EG, 212)
Sheri’s younger siblings greeted me as I walked across the cement square.
“Hello, Sister Enitan.”
“Long time no see.”
“Barka de Sallah, Sister Enitan.” (EG, 247)
Street hawkers sat behind wooden stalls in a small market . . . They were Fulani peo-
ple from the North. The men wore white skull caps and the women wrapped chiffon
scarves around their heads. [. . .] They talked loud in their language, and together they
sounded like mourners ululating. (EG, 198)
Baba came to collect his monthly salary [. . .]
“Compliments of the season,” I said. “How are you?”
I spoke to him in Yoruba, addressing him by the formal you, because he was an elder.
He responded with the same formality because I was his employer. Yoruba is a lan-
guage that doesn’t recognize gender—he the same as she, him the same as her—but
respect is always important. (EG, 312).
In her fiction, Atta includes many instances in which translation ap-
pears as an indispensable tool and a necessary medium through which ev-
eryday life may be negotiated in Lagos, a place where diverse peoples and
languages have come to share a common space. For instance, when Enitan, the
main character in Everything Good Will Come, is sent to Royal College in La-
gos and encounters girls from varying ethnic and linguistic backgrounds, cul-
tural and linguistic translation becomes indispensable on a day-to-day basis:
I met Moslem girls [. . .] Catholic girls [. . .] Anglican girls, Methodist girls. One girl, San-
gita, was Hindu [. . .] I learned also about women in my country, from Zaria, Katsina,
Kaduna who decorated their skin with henna dye and lived in purdah [. . .] Uncle Alex
had always said our country was not meant to be one. The British had drawn a circle
on the map of West Africa and called it a country. Now I understood what he meant.
The girls I met at Royal College [in Lagos] were so different. I could tell a girl’s ethnic-
ity even before she opened her mouth. Hausa girls had softer hair because of their
Arab heritage. Yoruba girls like me usually had heart-shaped faces and many Igbo
girls were fair-skinned; we called them Igbo Yellow. We spoke English, but our native
tongues were as different as French and Chinese. So, we mispronounced names and
spoke English with different accents. Some Hausa girls could not “fronounce” the
isbn 978-88-85622-47-0 issn 2240-0451 translation / issue 7 / 2018 / 59
letter P. Some Yoruba girls might call these girls “Ausas,” and eggs might be “heggs.”
Then there was that business with the middle-belters who mixed up their L’s and R’s.
(EG, 44–45)
Moreover, when Enitan meets one of her neighbors, a Muslim girl named
Sheri, they are each faced with both cultural and linguistic translation. Since they
come from different ethnic communities and religious backgrounds, Enitan, who
is Yoruba, and Sheri, a “half-caste” with Hausa roots, need to understand one
another’s cultural and linguistic circumstances before they can become friends:
[Sheri] was funny, and she was also rude, but that was probably because she had no
home training.
She yelled from our gates. “I’ll call you aburo, little sister, from now on. And I’ll beat you
at ten-ten, wait and see.” (EG, 16)
The woman in the photograph by [Sheri’s] bedside table was her grandmother. “Alha-
ja,” Sheri said. “She’s beautiful.” [...]
There were many Alhajas in Lagos. This one wasn’t the first woman to go on hajj to Mec-
ca, but for women like her, who were powerful within their families and communities, the
title became their name. [...] She pressed the picture to her chest and told me of her life
in downtown Lagos. She lived in a house opposite her Alhaja’s fabric store. She went to a
school where children didn’t care to speak English. After school, she helped Alhaja in her
store and knew how to measure cloth. I listened, mindful that my life didn’t extend beyond
Ikoyi Park. What would it be like to know downtown as Sheri did, haggle with customers,
buy fried yams and roasted plantains from street hawkers, curse Area Boys and taxi cabs
who drove too close to the curb. [...] Sheri was a Moslem and she didn’t know much about
Christianity. [...] I asked why Moslems didn’t eat pork. “It’s a filthy beast,” she said, scratch-
ing her hair. I told her about my own life. (EG, 33–34)
As Enitan mentions in several parts of the novel, although Hausa
resonates in the streets and markets of Lagos, without translation into other
languages it is not always understood by the Yoruba majority or by people
from other ethnic communities. That is why, in many cases, people from di-
verse ethnic and linguistic backgrounds who live in the city translate their
vernacular languages into Pidgin English or English:
Our gate man unlocked the gates. His prayer beads hung from his wrist. I realized I
must have disturbed his prayer. Soon it would be the Moslem fasting period, Rama-
dan. “Sanu, madam,” he said.
“Sanu, mallam,” I replied in the only Hausa I knew. (EG, 201)
In my first year of marriage, there was a hawker who sat by the vigilante gates of our
state. She was one of those Fulani people from the north. We never said a word to
each other: I could understand her language no more than she could mine. (EG, 243)
This situation is also underlined by another Nigerian writer, Buchi
Emecheta, in her well-known novel The Joys of Motherhood:
The early market sellers were making their way to the stalls in single file. [Nnu Ego]
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in her haste almost knocked the poor man down [. . .] There followed a loud curse,
and an unintelligible outpouring from the mouth of the beggar in his native Hausa
language, which few people in Lagos understood. (Emecheta 1994, 9)
In the colorful markets of Lagos and other African cities, peoples
from varied ethnic and linguistic environments constantly mingle and in-
teract. Markets, as Simone puts it, are “the site for incessant performance,
for feigned connections and insider deals, for dissimulation of all kinds, for
launching impressions and information, rumors and advice” (Simone 2008,
81). Hence, given the mélange of languages and cultures, “[t]he resulting con-
fusion about what is really going on breeds its own makeshift interpreters,
who pretend to have real skills of discernment and can steer customers to the
best price, quality, or hidden deal” (Simone 2008, 81).
In the extract below, taken from Everything Good Will Come, Enitan,
who was brought up in Ikoyi, one of Lagos’s affluent neighborhoods,5 high-
lights the fact that class differences are extremely important in the city and can
greatly influence the way in which people talk to one another:
Pierre, my present house boy, began to wash the vegetables [. . .]
I needed Pierre to place the okras on the chopping board.
“Ici,” I said pointing. “Over there, please.”
Pierre raised a brow. “Là bas, madame?”
“My friend,” I said. “You know exactly what I mean.”
It was my fault for attempting to speak French to him. [. . .]
“I beg, put am for there,” I said [in Nigerian Pidgin]. [. . .]
The general help we called house boys or house girls. [. . .] They helped with daily
chores in exchange for food, lodgings, and a stipend. Most were of working age,
barely educated. [. . .] (EG, 212)
In this particular situation, because Pierre, the house boy, comes from
the neighboring Republic of Benin, Enitan tries to translate her orders into
French. Nevertheless, in the end, she resorts to a translation into Pidgin En-
glish, which, as stated earlier in the article, is the language normally used as
the medium of communication among peoples who belong to different ethnic
and linguistic groups in Lagos.
On other occasions, however, depending on the educational level of
the speakers and the specific context in which interaction takes place, when
5
According to Fourchard (2012a, 68), this comes as a direct result of the colonial era, when the
city of Lagos was divided into a residential area reserved for Europeans (Ikoyi) and a commer-
cial area in which Europeans lived, worked, traded, and interacted with Africans (Lagos Island).
In this regard, Lagos, like other contemporary African cities, may be described as what Triulzi
(2002, 81) refers to as “the ‘site of memory’ of colonisation, with its divisions (the colonial city
was conceived and grew opposite to and separate from the native town), its visible remains
(buildings, town plans, statues) and its obligatory ‘synthesis’ of tradition and modernity.”
isbn 978-88-85622-47-0 issn 2240-0451 translation / issue 7 / 2018 / 61
people whose ethnicities differ speak with one another, they translate their
vernacular languages into English, instead of Pidgin English:
We [Rose and Tolani] always spoke in English because she couldn’t speak Yoruba
and I couldn’t understand her own language, Ijaw. (SW, 8)
Enitan and Tolani, the main protagonists of Everything Good and
Swallow respectively, recount their stories in English yet, as Atta herself has
pointed out (quoted in Rodríguez Murphy 2012, 107–108), it actually consists
of a transcultural form of English (Rodríguez Murphy 2015b, 72), which is
inscribed with Nigerian vernacular languages and expressions as well as with
Nigerian cultural markers: “[Nigerian readers] tell me they enjoy seeing those
kinds of Englishes in my work. They come up to me and say: ‘Oh, you really
do know Nigeria, you really do know Lagos very well.’ They enjoy it” (Atta
quoted in Rodríguez Murphy 2012, 108). In her work, Atta manages to reflect
the different varieties of English used in Lagos. These varieties have come to be
defined as NE, and now form part of the wide range of “World Englishes” (see
Kachru 1992 and Kachru, Kachru, and Nelson 2006) or “New Englishes” (see
Crystal 2003), in reference to local adaptations of the English language which
suit specific cultural contexts. This can be seen in the following examples:
Yellow
Sheri’s afro was so fluffy, it moved as she talked [. . .] She had a spray of rashes and
was so fair-skinned. People her color got called “Yellow Pawpaw” or “Yellow Banana”
in school. (EG, 18)
Peter Mukoro tapped my arm. “I was calling that lady, that yellow lady in the kitchen,
but she ignored me. Tell her we need more rice. Please.” (EG, 125–126)
I’d heard men say that women like Sheri didn’t age well: they wrinkled early like white
women. It was the end of a narration that began when they first called her yellow
banana, and not more sensible, I thought. (EG, 206)
In diverse passages of Atta’s novels, we may observe that the word
“yellow” has come to acquire a specific meaning in NE: “a NE way of describ-
ing a fellow Black who is fairly light-skinned” (Igboanusi 2002, 303).
Area boys
“You won’t believe. We were having a peaceful protest, calling on the government to
reconsider our demands, when we noticed a group in the crowd who did not belong
to our union. [. . .] They were shouting insults and acting rowdy [. . .]”
The people she was talking about had to be area boys. They waited for any protest
so they could misbehave. (SW, 133)
In this extract taken from Swallow, Atta uses the term “area boy,” a phrase
now commonly heard in urban settings, which, in NE, makes reference to a job-
62 / translation / issue 7 / 2018 isbn 978-88-85622-47-0 issn 2240-0451
less young man who participates in criminal acts and is often involved in criminal
activities. Such a term is one of many linguistic reflections of what, according to
some critics (Fourchard 2012b, Lewis 2009), is now happening in the streets of the
city where, for several decades, criminal activity has been on the increase.
High-life music
As he spoke, I fell asleep dreaming of him, an eleven-year-old boy with khaki shorts
holding a rifle made of sticks, dancing to high-life music with his mother and learning
how to drink palm-wine from his father’s calabash. (EG, 116-117)
“High-life music,” sometimes referred to just as “highlife,” is a very
well-known musical genre in the Western regions of Africa,6 “a brand of music
style combining jazz and West African elements, popular in Nigeria and other
West African countries. In BE, ‘high life’ denotes a style of life that involves
spending a lot of money on entertainment, good food, expensive clothes, etc.”
(Igboanusi 2002, 138). As Igboanusi remarks, it is important to take into con-
sideration that there is a difference between the way the term is used in British
English and the meaning it has come to acquire in Nigerian English.
Not only “Highlife,” but also other types of transcultural Nigerian mu-
sic such as apala or juju music are often mentioned in Atta’s novels. Along with
language, another element that permeates daily life in Lagos and many Nigerian
cities is music that, as in other countries on the African continent, has been
adapted and translated to suit diverse cultural and linguistic backgrounds:
Through the fence we heard Akanni’s juju music. Sheri stuck her bottom out and
began to wriggle. She dived lower and wormed up. (EG, 15)
The street was narrow and juju music blared from a battered cassette player perched
on a wooden stool. Street hawkers sat around selling boxes of sugar, bathing spong-
es, tinned sardines, chewing sticks, cigarettes, and Bazooka Joe gum. (EG, 89)
Lagos. The street on which we lived was named after a military governor. Our neigh-
borhood smelled of burned beans and rotten egusi leaves. Juju and apala music,
disco and reggae music jumped from the windows, and fluorescent blue cylinders lit
up the entire place past midnight. (SW, 21)
In her writing, Atta includes both NE and NP, and also the vernacu-
lar languages with which she was brought up, Yoruba and Hausa. This helps
situate the reader in Lagos’s translational spaces, where the sounds of different
accents and languages share a common linguistic environment:
6
Although “highlife music” is a popular genre in West Africa, it is necessary to emphasize that
each region has managed to maintain its own specificity: “Generally, as the music and its ac-
companying highlife dance spread across West Africa, each region maintained its ethnic spec-
ificity by composing songs in the local language, and some bands, especially the multinational
ones, created compositions in English or pidgin English” (Ajayi-Soyinka 2008, 526).
isbn 978-88-85622-47-0 issn 2240-0451 translation / issue 7 / 2018 / 63
He pronounced his visions between chants that sounded like the Yoruba words for
butterfly, dung beetle, and turkey: labalaba, yimiyimi, tolotolo. (EG, 10)
Yoruba people believed in reincarnation. The Yoruba religion had a world for the living and
another for spirits. There was a circle of life and other complex concepts regarding deity,
royalty, and fate that I couldn’t fully understand. For anyone to understand the Yoruba
cosmos was a challenge without the wisdom and guidance of a babalawo [. . .] (SW, 88)
On the day of the Moslem festival, Id-el-fitr, I left home for the first time that month to
break fast with the Bakares. [. . .] As I drove through their gates, I heard a ram bleat-
ing in the back yard of the Bakare’s house. It had been tied to a mango tree for two
weeks and would be slain for the Sallah feast. (EG, 245)
“How’s your husband?” Mama Gani asked. Her gold tooth flashed.
“He’s fine,” I said [. . .]
“Still nothing about your father?”
“Still nothing,” I said.
She clapped her hands. “Insha Allah, nothing will happen to him, after the kindness
he’s shown us.” (EG, 245)
The multilingualism which is typical in Lagos makes communication
based on translation and transculturation inevitable. The following dialogues
from Everything Good Will Come and Swallow clearly illustrate this point:
We heard a cry from the road.
“Pupa! Yellow!”
A taxi driver was leaning out of his window. [. . .]
“Yes, you with the big yansh,” he shouted.
Sheri spread her fingers at him. “Nothing good will come to you!” [. . .]
“And you, Dudu,” the taxi driver said.
Startled, I looked up.
“Yes you with the black face. Where is your own yansh hiding?”
I glared at him. “Nothing good will come to you.”
He laughed with his tongue hanging out. “What, you’re turning up your nose at me?
You’re not that pretty, either of you. Sharrap. Oh, sharrap both of you. You should feel
happy that a man noticed you. If you’re not careful, I’ll sex you both.”
Sheri and I turned our backs on him. (EG, 135-136)
There was a strong smell of simmering palm oil in the flat. Rose was in the kitchen.
[. . .] She laughed at my expression.
“My sister,” she said. “You think say I no know how to cook or what?”
“I’ve just seen Mrs. Durojaiye,” I said, shutting the door.
“I saw her too.”
“She says you visited her?”
She clucked. “The woman done craze [. . .]” (SW, 135)
On my way to the bus stop, I passed a group of women selling roasted corn under a
breadfruit tree. [. . .] I heard two men discussing women. “Statuesque,” one of them
said. “The first one is black and skinny, the second is yellow and fat. I can’t decide. I
love them both. You think say I fit marry both of them?” (SW, 236)
At the bus stop, an army officer with his stomach protruding over his belt parted the
crowd to board a bus. “Single-file line,” he repeated and lifted his horsewhip to warn
those who protested. [. . .]
“Those who give orders,” I said in a voice loud enough for the others to hear. “Question
them. You can’t just obey without thinking.”
[. . .]
“Oh, I hate people like this,” [a] woman said. “What is wrong with her? Move your
64 / translation / issue 7 / 2018 isbn 978-88-85622-47-0 issn 2240-0451
skinny self, sister.”
[. . .]
“Sister [. . .]. Move before I move you to one side, oh!”
“Abi she’s deaf?”
“Maybe she done craze.”
“Sister, ‘dress oh!”
“Yes, address yourself to the corner and continue to tanda for dat side with your body
like bonga fish.”
“Tss, keep shut. Don’t start another fight.” (SW, 188–189)
Enitan’s and Tolani’s stories take place in a particular context which
Atta succeeds in describing in great detail through a specific use of language
that evokes, in the mind of the reader, the smells, images and languages which
define the city of Lagos, where it is possible to come across interesting con-
trasts and a wide range of lifestyles as well as “cultural inscriptions [. . .] seen in
mottos and slogans on lorries, cars, pushcarts and other mobile surfaces that
may be encountered on the street” (Quayson 2010, 73):
Millions lived in Lagos [. . .] Most days it felt like a billion people walking down the
labyrinth of petty and main streets: beggar men, secretaries, government contractors
(thieves, some would say), Area Boys, street children [. . .] There was a constant din of
cars, popping exhaust pipes, and engines, commuters scrambling for canary-yellow
buses and private transport vans we called kabukabu and danfo. They bore bible epi-
taphs: Lion of Judah, God Saves [. . .] There were countless billboards: Pepsi, Benson
and Hedges, Daewoo, Indomie Instant Noodles, Drive Carefully, Fight Child Abuse
[. . .] a taxi driver making lurid remarks; people cursing themselves well and good; All
right-Sirs, our urban praise singers or borderline beggars, who hailed any person for
money. Chief! Professor! Excellency! [. . .] My favourite time was early morning, before
people encroached, when the air was cool and all I could hear was the call from Cen-
tral Mosque: Allahu Akhbar, Allahu Akhbar. (EG, 98–99)
In the different examples cited above, one can appreciate to what
extent Atta accomplishes a very creative and engaging use of language in her
novels. She skillfully manages to transmit the specific characteristics of the
cultures that have come to constitute her identity;7 similarly she also succeeds
in representing the diverse range of accents that define the city of Lagos as a
translational space, where “[a]ccents, code-switching and translation are to
be valued for the ways in which they draw attention to the complexities of
difference, for the ways in which they interrupt the self-sufficiencies of ‘mono’
cultures” (Simon 2012, 1).
7
“I had an unusual upbringing [. . .] and was surrounded by people from other ethnic groups
and religions. Many Nigerian writers I meet feel that they are Yoruba, Igbo or something else,
but I actually feel Nigerian and it comes out in my writing. I write about people who don’t have
any strong ethnic allegiance or people who are in mixed marriages. [. . .] What I have picked up
is language from different parts of the world and it comes out in my writing. I have to be very
careful when I am writing in the voices of people who have not had my experiences. My second
novel, Swallow, is written in the voice of a Yoruba woman, for instance. I couldn’t use language
I had picked up here or in England” (Atta as cited in Collins 2007, 7).
isbn 978-88-85622-47-0 issn 2240-0451 translation / issue 7 / 2018 / 65
conclusion
As several critics (Bandia 2008, Bandia as cited in Rodríguez Murphy 2015a,
Gyasi 1999, Mehrez 1992, Inggs and Meintjes 2009) have rightly emphasized,
the high rate of multilingualism or “polilingualism” (Bandia 2008, 136–137,
Bandia as cited in Rodríguez Murphy 2015a, 149) which characterizes many
of the African postcolonies,8 including Nigeria, is of great importance for
translation studies in this day and age. Without a doubt, taking into account
the ever-growing transculturation and transnationalization of cultures in our
present-day global world, multilingualism can be considered an increasingly
relevant feature both in literature and society:
As a corollary of colonization, the displacement and migration of peoples brought
about changes that would challenge the notion of a national language and a homo-
geneous culture paving the way for understanding language and culture from the
point of view of a transnational experience. According to Bhabha, hybridity, a main
characteristic of the postcolonial condition, disrupts the relation between national
language and culture, and points to a culture of difference, of displacement of signifi-
cation, of translation. (Bandia 2008, 139).
In this regard, in many African cities new transcultural and hybrid
forms of diverse elements are being created every day. Ranging from trans-
cultural types of music (Osumare 2012), such as afrobeat or highlife music, to
other transcultural phenomena, including the Azonto dance in Ghana (Jaka-
na, 2012) and the Nollywood film industry, which is now a major influence
in Lagos’s streets and markets (Haynes 2007, Fuentes-Luque 2017). In the
specific case of language, and as we have seen in the examples quoted from
Atta’s novels, the prominence of the multilingualism that permeates African
cities in general, and the continuous emergence of new hybrid linguistic forms
and new semantic associations, which are typical features of the discourse em-
ployed in situations involving interaction in urban areas, are, and will contin-
ue to be, compelling topics when analyzing issues related to translation and
translatability in the twenty-first century.
8
Here “postcolony” (Mbembe 2010) refers to the postcolonial context which, according to
Bandia, is part of the colonial space: “Colonial space is ‘the postcolony’ itself, but it is also
that space where people with postcolonial experiences, people with postcolonial backgrounds,
exist” (Bandia as cited in Rodríguez Murphy 2015a, 149). This “colonial space” should not be
understood as a static entity, but rather as characterized by ongoing translation, translocation
and transculturation.
66 / translation / issue 7 / 2018 isbn 978-88-85622-47-0 issn 2240-0451
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<Elena Rodríguez Murphy> holds a PhD in Translation Studies from
the University of Salamanca (Spain), where she works in the Depart-
ment of Translation and Interpreting. Her research interests include Af-
rican literatures, translation studies, and linguistics. She has published
several articles and book chapters on these areas of study, including
“An Interview with Sefi Atta” (published Research in African Literatures,
2012) and “An Interview with Professor Paul Bandia” (Perspectives,
2015). She is the author of Traducción y literatura africana: multilingüis-
mo y transculturación en la narrativa nigeriana de expresión inglesa
(Granada, 2015).
isbn 978-88-85622-47-0 issn 2240-0451 translation / issue 7 / 2018 / 69
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translation | https://riviste.unimi.it/index.php/translation/article/view/15751 | [
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] | Translation and Asymmetrical Spaces,
the Strait of Gibraltar
as a Case in Point
África Vidal and Juan Jesús Zaro
University of Salamanca, Spain
[email protected]
University of Malaga, Spain
[email protected]
<Abstract> As a geographical location, defined by Paul Bowles as “the center of the uni-
verse,” which separates continents—Europe in the North and Africa in the South—but
also world views, cultures, religions, and languages, the Strait of Gibraltar was and remains
an authentic translation space. At present, the metaphor of the separation that the Strait
evokes incessantly continues to be valid every day, taking into account, for example, events
such as the succesive waves of African immigrants who have been arriving on the European
coasts for several years “illegally.” In addition to these tensions, there are cities located in
the Strait, such as Tangier and Gibraltar, that are by themselves multilingual and multicul-
tural places and therefore spaces of translation and conflict that deserve specific sections
in this paper. While Tangier, during the second half of the twentieth century was a unique
“interzone” characterized by cosmopolitanism and the coexistence of spaces and multiple
and confronted texts, Gibraltar is now a territory reinvented as a result of its past, in which
hybridity would be a fundamental part of its complex and young identity.
introduction
Spaces can be real and imagined. Spaces can tell stories and unfold histories.
Spaces can be interrupted, appropriated,
and transformed through artistic and literary practice.
(hooks 1991, 152)
Human beings access reality by means of translations, of provisional, rele-
vant, interesting or interested versions of realities which are continually being
contextualized, rectified, and translated. With the hermeneutic and ethical
journeys of each individual, we come to realize that translating is an inevitable
means of encountering the other. Not only of encountering the other, but also
of coming face to face with immigration and national identities, the global
and the local, the problem of marginal groups, difference, or encountering
what we sometimes agree with and sometimes detest. And we come across all
of these things because when we translate we invade spaces, we occupy alien,
far-away spaces which overlap and clash. When we translate, we shape these
spaces and walk over the tracks we find on the way; but, on occasion, when we
move around in others’ spaces, our aim is also to rewrite them and translate
them. Translating is shifting smells, flavors, or passions from places that are
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not ours. Translation is movement, flow, and passage between spaces that are
not, and should never be, unidirectional or closed.
Our starting-point in this paper is that all cultural experience arises at
the crossroads between language, topos, and identity, and that precisely the ex-
perience of what is different is produced by the destabilization of these cross-
roads (Robinson 1998, 24). Our point of departure, therefore, is that translat-
ing, and more specifically translating spaces, is a very political activity which
is certainly not neutral—it is the locus where the coexistence of heterogeneity
becomes possible, and as a result space must always be under construction
(Massey 2011, 9).
As an example of this way of understanding translation, we aim to focus
on the Strait of Gibraltar, with the cities of Tangier and Gibraltar at opposite
sides of its coast. It is a fascinating area because it is the space that joins Africa
and Europe, a space of cultural encounter that espouses the concept of hybridity,
a hybridity distinct from syncretism, creolization, and métissage, which would
suggest that the dynamics of cultural encounters give rise to new, long-lasting
identities. On the contrary, these are spaces in which the hybrid is that space in
construction just mentioned that problematizes binary oppositions since each
is part of the construction of the other. Within this context, translating in these
spaces means offering a culturally constructed version away from dualisms.
The analysis of this space, which includes the Strait, Tangier, and Gi-
braltar, will lead us to reflect on the fact that translating is today the condition
of living of many cities with a double or triple history behind them. The study
of these spaces will make clear that translation, far from being a benevolent act
of hospitality toward a guest from another space, is a relentless transaction (Si-
mon 2003, 77), a hybrid act which does not mean a new synthesis but a zone of
negotiation, dissent, and exchange, a locus that short-circuits patterns of alterity
in order to express the drift of contemporary identities (Simon 1999, 39–40).
The Strait of Gibraltar, which is in turn a clash space between the
Mediterranean and the Atlantic, is the starting point of this essay; it is here
that all stories—those that go to the North and those that remain in the
South—begin and it is also the narrative constructions on the Strait that make
this space such a complicated, multicultural space, because “places without
stories are unthinkable” (Price 2004, xxi).
In fact, the Strait of Gibraltar and the stories shaping it throughout
the centuries make it a space of conflicts, silences, discontinuities, and exclu-
sions that turn it into a place which is unstable and multilayered, never fin-
ished, never determined, processual, porous (Price 2004, 5). Because although
the Strait of Gibraltar is currently a natural border between two continents
(Africa and Europe) and two countries (Morocco and Spain), and it is unique
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in that it also has Gibraltar (an overseas territory of the United Kingdom),
and Ceuta (a Spanish city with its own statute of autonomous government)
on opposite sides of its shores, the truth is that, throughout history, both sides
have been united longer than they have been separated. They were governed
as one territory by the Romans and also during the eight centuries of Muslim
occupation of the Iberian Peninsula. In 1492, after the fall of the Kingdom of
Granada, the two shores separated forever, a separation that was only occa-
sionally interrupted during the time of the Spanish Protectorate of Morocco
(1913–1956). Since 1956, when the kingdom of Morocco became independent,
the two shores have once again become administratively, politically, and cul-
turally independent.
The waters of the Strait are, therefore, a palimpsest accumulating
well-known stories and also, unfortunately, other stories we will never hear
about because they were lost forever with the bodies that have sunk to the
depths. The waters of the Strait are “a layered text of narratives of belonging
and exclusion, always negotiated, always struggled over, never finished” (Price
2004, 7); they are the intermediate, imaginary zone between Africa and the
West that every culture needs: “Somewhere every culture has an imaginary
zone for what it excludes, and it is that zone we must try to remember today”
(Cixous and Clément 1986, 6). And that imaginary zone is the line that joins
the two “dual cities” (Simon 2012, 3 and following pages) we shall go on to
examine in detail, Tangier and Gibraltar.
Currently, communication between both sides of the Strait is in the
form of fast or traditional ferries between Tarifa, Algeciras, and Gibraltar on
the European side and Ceuta and Tangier in Africa. Crossings take between
thirty and ninety minutes. Sometimes crossings cannot be made due to storms
or strong winds, especially in winter. One of these ferries is called “the whale,”
a carrier of unknown treasures which, with a curious symbolism reminding us
of Captain Ahab’s quest to hunt down Moby Dick, is pursued by an old fish-
erman from Tangier in the film Moroccan Chronicles (1999) by the Moroccan
director Moumen Smihi. The journey between the two shores is made legally
by almost three million people a year and illegally by more than ten thousand,
who use their own means to get across in “pateras.” The Strait of Gibraltar is
the only gateway into and out of the Mediterranean for all marine traffic. It is
estimated that more than 82,000 ships cross it every year. As Alfred Chester
points out in his short story “Glory Hole”: “The hills of Spain are there like
civilized laughter across the narrow water; two ferries a day, or six, or ten—
who can remember anymore? Spain is on the other, the inaccessible side of
Styx” (Chester 1990, 221).
The possibility of building a bridge or a tunnel between both shores
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has often been discussed. From the technical viewpoint, the tunnel option
would appear to be the most feasible, even though the depth of the water of
the Strait would make it the deepest (and most expensive) tunnel in Europe.
However, the existence of a tunnel or bridge across the Strait would be a huge
improvement in traffic and mobility between both sides, something which,
from a symbolic and political point of view, would not seem to be totally
acceptable at this moment in time: the idea of a tunnel or bridge, ultimately
a metaphor of union and communication between the two shores, clashes
with other well-known metaphorical narratives about the Strait which focus
more on the idea of battle and separation. One is the familiar mythological
tale of the “columns,” identified fairly vaguely as the Rock of Gibraltar and
Mount Hacho in Ceuta, which Hercules separated to open up a passage for
the Atlantic Ocean. Another is the myth surrounding Julian, Count of Ceu-
ta, a Visigoth governor of the city who is alleged to have facilitated entry of
Muslim troops into the Spanish mainland in 711, enabling them to put an end
to the Visigothic rule established after the fall of the Roman Empire. This
act changed the history of Spain forever. It is said that Julian did this out of
revenge after his daughter was raped in Toledo by Rodrigo, the last Visigothic
king of Spain who would finally be defeated and killed by the invading army
in the Battle of Guadalete. In this sense, the fact that it was a question of
honor that caused the Muslim invasion of Spain has led to numerous interpre-
tations. In his novel Reivindicación del conde don Julián (1970), Juan Goytisolo
identifies with the main character more than one thousand years later in his
desire to put an end to the essential, homogeneous, and nationalist–Catholic
Spain of the Franco regime, in the same way that the Visigothic count had
indirectly helped to put an end to Christian Spain and, ultimately, promote
miscegenation and the fusion of races. We must not forget that the last sig-
nificant act of war in the Strait took place in August 1936, when around eight
thousand troops from the rebel Spanish army in Morocco were transported
by sea to the Spanish mainland to join the rebel troops once the Civil War
started.
The history of the Strait, therefore, has been, and continues to be, a
history of conflict involving the clash of two different civilizations, established
on the two continents located on either side of this stretch of water, which
also economically represent two very different zones—Europe on the north
side and Africa on the south, which are profoundly asymmetrical in economic
terms. It is, in this sense, perhaps the most unequal border in the whole world,
and crossing the Strait was, and perhaps still is, travelling to another reality.
This is how it was described by the Spanish traveller and spy Ali Bey when
he said in 1814, on crossing from Tarifa to Tangier, that whoever crosses the
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Strait goes “en tan breve espacio de tiempo a un mundo absolutamente nuevo,
y sin la más remota semejanza con el que se acaba de dejar, se halla realmente
como transportado a otro planeta” (Bey 2009, 147). Nowadays, the most vis-
ible aspect of this conflict is that of illegal migrants, who, as we have pointed
out above, use the Strait to enter Europe, and who in recent years consist
mainly of people from sub-Saharan countries. This is why this intermediate
space that is the sea is the space in movement that, although in the middle,
is the space of the beginning and the end, the space of the in-between which
necessarily has to be crossed by these fragmented lives. It is the only space
in which, unfortunately, they will be full citizens. However, there are other
conflicts in the area, including claims from other countries for territories they
consider to have been illegally occupied for centuries. This is the case, above
all, of Spain and Gibraltar, but also of Morocco and Ceuta.
Exile, or immigration for political or ideological reasons, is also
linked to the history of the Strait of Gibraltar. Many historical diasporas have
traversed it, including, for example, the Jews (around 80,000) or the Moriscos
(around 300,000) when they were expelled from Spain in the fifteenth and
seventeenth centuries respectively, who abandoned Spain and crossed over to
Africa. Some Spanish Jews settled in towns in the north of Morocco, where
they lived for centuries with a largely Muslim population. Many migrated
to Israel shortly after the new state was founded and now form part of the
Sephardic community, one of the most visible and well-known communities
of that country. The Spanish Moriscos who took refuge in Morocco, on the
other hand, contributed their andalusí character to Moroccan culture and it is
now one of its signs of identity.
And not only that, but the space we will examine below is, as well as
being a multicultural space, or perhaps precisely for that reason, a multilingual
space. Four languages live side by side on both shores: Spanish on the Spanish
side in Ceuta, in Gibraltar, and to a much lesser degree throughout North
Morocco; English in Gibraltar; and French and Arabic in Morocco. The two
most used languages, Spanish and Arabic, correspond to diatopical dialect
forms, Andalusian Spanish in Spain and colloquial Moroccan Arabic or dāriŷa
on the Moroccan coast of the Strait. The Andalusian variant is also used by
the citizens of Gibraltar, which immediately makes them Andalusians for the
rest of Spain when they speak Spanish, although they do in fact speak a hybrid
variety called “llanito,” a kind of small-scale European Spanglish. Moroccan
Arabic, on the other hand, has a strong Berber substrate and influences from
French and Spanish and is an identitarian dialect, far removed from modern
standard Arabic and unintelligible to many Moroccans. Due to their own
particular history, a number of coastal towns on the Strait, such as Tangier
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for example, can be considered to be multilingual spaces where it is possible
to be understood in three or four languages. Others, like Gibraltar, are clearly
bilingual. Ceuta is similarly an interesting example, as it is also becoming a
bilingual city due to the increasing Muslim population, to which we must
likewise add a significant Hindu community which is completely bilingual in
Spanish and Hindi.
These multicultural and multilingual spaces will allow us to better
understand the Strait’s coastal “dual cities”—to use Sherry Simon’s terminol-
ogy—which we will examine below.
tangier, a dual city
The place [Tangier] was counterfeit, a waiting room between connections,
a transition from one way of being to another…
(Bowles 2006, 382).
Tangier is not part of Morocco. It’s international.
Paul Bowles interviewed by Abdelhak Elghandor
(Elghandor 1994, 16)
From the end of the 1940s until Moroccan independence in 1956, the city of
Tangier, located to the extreme west of the African coast of the Strait of Gi-
braltar, had a unique political status, that of being an “international zone.” But
it was, at the same time, a multilayered space where many languages existed,
and still do exist, at the same time, a space where translation was never a mere
language transfer but a practice of writing that took place at the crossroads
(Simon 2012, 8). Perched on the northern tip of Morocco with its eyes trained
across the Strait of Gibraltar toward Spain, “Tangier certainly has long been at
the crossroads, a point of intersection of various civilizations, notably African/
Islamic and European Christian” (Hibbard 2009, 1). This is why Tangier is a
space that has always generated multiple discourses; it is a city that has always
“spoken,” because it is a site of representation. However, the discourses it has
generated have been different translations of reality, rewritings of a space that
some, Westerners, exoticized, and others, Moroccans, understood differently,
as a way of “writing back to the West” (Elkouche 2008, 1).
Tangier was, on the one hand, a space of rich British expatriates and,
on the other, the receiving space of many expatriates from Paris during the
years between the World wars, artists and writers who sought in the “interna-
tionalized” Tangier what the Lost Generation had searched for in the French
capital a few years earlier, a space open to less conventional ways of life. The
era during which both artists and writers lived in Tangier was especially rele-
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1.
View of Tangier
vant with regard to political and social change, because during these years the
Maghreb moved on from being an area under European colonial control to
one of postcolonial independence
Halfway between nations, cultures, and languages, Tangier became
an “interzone,” to use Burroughs’s word—that is, “a place of intermediacy
and ambiguity, a place that remains outside standard narratives of nationhood
and identity. It proved to be an expedient location for [writers] to sort out the
multiple crises of identity, desire, and loss that motivated their writing” (Mul-
lins 2002, 3). In this sense, we must not forget that, as Tangier’s legal situation
allowed moral permissiveness with regard, for example, to sexuality and drugs
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at a time when homosexuality was still illegal in Britain and was considered
to be a mental illness in the United States, it was logical that this unorthodox
space should attract many gay artists of the time, from Jean Genet to Robert
Rauschenberg, William Burroughs and Paul Bowles (who lived in Tangier for
over fifty years, from 1947 until his death in 1999).
To these names we could add a long list of intellectuals who spent
time in Tangier, such as Gertrude Stein, Francis Bacon, Djuna Barnes, Brion
Gysin, Samuel Beckett, Alfred Chester, Truman Capote, Tennessee Williams,
Gore Vidal, Jack Kerouac, Allen Ginsberg, Aaron Copeland, Juan Goytisolo,
Ian Fleming, and many others. Because Tangier was the promised land of
the bohemian Diaspora and refuge of many rich, eccentric Westerners (see
Pulsifer 1992 and Walonen 2011) who sought ways of life that constituted an
alternative to the orthodoxy of their countries of origin. This is something
that, in spite of everything, the city is still proud of and still attracts a lot of
tourists. A recent tourist brochure, Tangier in Morocco, published by the Mo-
roccan National Tourist Office, states: “The streets of Tangier are teeming
with artistic and literary memories. Countless painters, novelists, playwrights,
poets, photographers, actors, filmmakers and couturiers from every nation
under the sun have stayed here a while or made their home here, inspired and
bewitched by the city’s magic” (Moroccan National Tourist Office n.d., 12).
Truman Capote, in a 1950 article entitled “Tangier” (Capote 2013),
reminds us of the radical heterogeneity and idiosyncrasies arising from this
huge amount of freedom. Tangier was the space on the border between Eu-
rope and Africa, between Islam, Judaism, and Christianity; a place where
nationalities, cultures, and languages mixed to the point of promiscuity. In
fact, in Morocco translation is still a means of survival today. Although the
official language is Arabic, the economic and cultural life of the country has
always been carried out in several languages. The educated classes speak and
write standard Arabic and French, while the majority of people use varieties
of Moroccan Arabic or Berber variants. In the north many people speak Span-
ish and also English, particularly those involved in tourism and commerce.
Therefore, “no single Moroccan language can universally speak to and for all
Moroccans; rather, Moroccans must daily translate among themselves, or in
the formation of literary narratives, both written and oral” (Sabil 2005, 176). It
is no surprise, then, that this open locus, especially that of Tangier when it was
an International Zone, should have been so attractive a place for writers whose
lives and works were considered unorthodox in Western circles. Tangier was a
space where for many years national structures and rigid codes of ethics were
deconstructed and where confusion of all binary logic was favored.
However, the spaces inhabited by Westerners in Tangier were gen-
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erally separate from those inhabited by Moroccans. We see this in the case of
Bowles, whose descriptions of the spaces his characters are situated in speak
of class, race, or cultural differences. Moreover, Bowles describes in many of
his translations the horror of not having a place in space, in For Bread Alone
by Choukri (2010), for example. The above-mentioned rich British expats
created a series of separate places that reflected English ways of life, places
of worship like St. Andrew’s Church, tea parties and lavish parties with film
stars (Finlayson 1992, 271 and following pages), although it is also true that
the density of the population and the physical and social distribution of the
city led to inevitable contact between the communities. The center of Tangier
had been designed initially for around 12,000 people and it remained un-
changed when population numbers increased. So, the streets were always full
of people, cultures, and religions as reflected in the pages of Burroughs’s The
Naked Lunch or Bowles’s Let it Come Down. The narrow streets in the center
showed multiplicity and the two main axes of the town, the Boulevard Pas-
teur running from east to west, and the Rue du Statut running from north to
south, crossed at Place de France, “a bustling roundabout ringed by popular
cafés frequented by the diplomatic community and Moroccan nationalists”
(Edwards 2005, 130).
In Tangier, the European powers were initially the producers of spac-
es, the power groups who designed, distributed, named, and built spaces and
who also established the rules for the use of these spaces. This divided spatial-
ity is typical, as Fanon reminds us in The Wretched of the Earth, of colonizing
processes: “The first thing which the native learns is to stay in his place, and
not to go beyond certain limits” (Fanon 1968, 52). The space of colonial order
is always one of luxury, cleanliness, and entertainment; the other formed of
wretched places, as we see, for example, in Choukri’s For Bread Alone.
Without a doubt, for Bowles and many other writers and artists, Tang-
ier was a “third space,” in Edward Soja’s sense of the term—that is, “the space
where all places are capable of being seen from every angle, each standing
clear; but also a secret and conjectured object, filled with illusions and allu-
sions, a space that is common to all of us yet never able to be completely seen
and understood” (Soja 1996, 56). Perhaps this is why Bowles never considered
himself to be Tangierian but, rather, a vocational stateless person. In March
1992 he said in an interview, “I am not American and I am not Moroccan. I’m
a visitor on earth. You have to be Muslim to really be accepted in Morocco, to
be a part of it” (Choukri 2008, 304).
Bowles was also against the Westernization of Moroccan spaces after
independence—for him geography was a way of reading identity. Spaces were
texts and the scenery was the reflection of his characters’ inner self, some-
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thing the critics have discussed in detail (Pounds 1985; Olson 1986; Hassan
1995; Caponi 1998; Patteson 2003; Walonen 2011) and that he himself recognized
in some of his travel writings such as Their Heads are Green and their Hands are
Blue (1963), and in his novels and several interviews. Characters like Thami in
Let it Come Down identify with the place and the space, but when they are taken
somewhere else like New York many of his characters feel out of place. It was in
his translations of oral texts by Moroccan narrators (Ahmed Yacoubi, Layachi
Larbi, Abdeslam Boulaich, and Mohammed Mrabet, among others), howev-
er, that he rewrites in that contact zone that is no good to imperialism, like
many other postcolonial translations, but comes from within the Other(‘s)
space, “involves a much looser notion of the text, interacts intensely with local
forms of narrative and is a revigorating and positive global influence [. . .] a con-
tinuous life-giving and creative process” (Simon and St-Pierre 2000, 10).
After October 1956, when Tangier was no longer an International Zone
(in 1961 it became part of Morocco), people came to suspect that “the good
times, the high-living years for foreign residents with substantial assets in Tangi-
er, might be ending” (Finlayson 1992, 75). In 1957 the British Post Office closed
its offices; the Spanish Post Office did the same in 1958. In addition, many banks
and companies closed and transferred their branches to other countries. The lux-
ury goods shops on Boulevard Pascal were replaced by shops selling local crafts
and clothing. But one of the most revealing details of the change was “a new
edict banning the sale of liquor within a certain distance from a mosque” and
another determining the places that stayed and those that did not: “There were a
great many mosques, and a great many Spanish, Jewish and other foreign-owned
bars. The mosques stayed open, the bars closed” (Finlayson 1992, 75). That is,
the places that Lefebvre calls “representations of space” (1991, 33) closed, that
experience of space referring to hegemonic ideological representations, to space
constructed by professionals and technocrats (engineers, architects, urban plan-
ners, geographers, etc.), a space where ideology, power, and knowledge are in-
variably linked to representation. Besides, when it was no longer an International
Zone, many Moroccans living in the country moved to Tangier, which changed
the city space.
The clean, luxurious Tangier of today is Muslim, the best areas be-
long to citizens of countries in the Persian Gulf and to Moroccans who have
made their fortune from drug-trafficking between Africa and Europe, traffick-
ing in which the city is a crucial point (Walonen 2011, 127). The city and its
population have evolved and so has their interaction with the first world, to
such an extent that the essentialist vision of the Muslim population, which to-
day reproaches the former foreign residents of the Tangier of the International
Zone, might have changed. The foreign residents and tourists currently in
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Tangier (many attracted by the literary past of the city) still mix with the local
people, but probably in a different way to that of the foreign community of
the Tangier of the 1940s and ‘50s. Despite this, it is curious that in the tourist
brochure mentioned above, Tangier in Morocco, Tangier’s special character,
compared to that of other Moroccan cities, is highlighted in the following
words: “Today, the city still has its cosmopolitan side, with a wide variety of
outside influences contributing to its cultural diversity and unique personali-
ty” (Moroccan National Tourist Office n.d., 7). Or with these other puzzling
words: “There is something altogether unique about the town, something
impalpable, indefinable –a sense of freedom that hangs in the air like the scent
of orange blossom” (Moroccan National Tourist Office n.d., 5).
Tangier, with its linguistic and cultural contrasts and the social and
classist inequalities reflected in its spaces, is therefore the living example that
spaces are socially created entities, political constructions that reveal prejudices,
asymmetries, and inequalities. But, in addition, the places are “practiced” spaces
(De Certeau 1988, 117). De Certeau compares spatiality, place and narrative,
and, for him, the narrative ends up “transforming places into spaces or spaces
into places” (De Certeau 1988, 130). The writer and the translator take the reader
by the hand when they describe an apartment, a street, a country, or a border.
gibraltar, a translational city
[...] dual cities have their origins in conquest, when a stronger language group comes to occupy or
impinge upon a pre-existent language which may itself have displaced another before it.
(Simon 2012, 3)
The city of Gibraltar (Jebel-al-Tariq, or “the mountain of Tarik,” an Arab
leader who led the Muslim invasion of the Iberian Peninsula in 711 ce), resting
on its Rock, has been, as we all know, a British colony since the beginning
of the eighteenth century. In 1704 Gibraltar was occupied by an English fleet
involved in the War of the Spanish Succession and included in the Spanish
territories ruled by the Archduke Charles of Austria, one of the pretenders to
the throne (the other was Philip of Anjou, grandson of Louis xvi of France
and legitimate heir according to the last will and testament of the last king
of Spain, Charles II, who had died in 1700). However, the detachment that
expelled the citizens from the city—they founded the town of San Roque,
whence an irate stone lion stills looks threateningly over at the Rock—never
left, not even when the war ended and Philip V was proclaimed King. One of
the conditions of the famous Treaty of Utrecht (1713) was that Spain should
recognize British sovereignty over the Rock of Gibraltar, the city, and the
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port. The Treaty, which has never been revoked and is, therefore, still in force
today, continues to be invoked by Spain today on the grounds that, among
other things, the land occupied by Gibraltar Airport is in a neutral area that
had never been signed over to the British and, therefore, was occupied illegally
during the First World War.
More than three hundred years of British sovereignty have made Gi-
braltar a unique enclave. It is located on the southern tip of Andalusia and its
only land border is with Spain. This Lilliputian territory is 5.8 square kilo-
meters in size and has a population of almost 30,000 inhabitants, making it
one of the most densely populated places in the world (4,290 inhabitants per
square kilometer). As the original Spanish population of the city abandoned
the Rock after the British occupation, it soon filled with immigrants from
several places—Genoa, Portugal, India, Malta, Morocco, and Spain, among
others—and also had a significant Jewish community, who had migrated to
Gibraltar to “serve” the British troops and their families. As we have men-
tioned above, the city is also practically bilingual, English is spoken, as well
as “llanito” or a kind of Spanglish spoken on the Rock which the locals call
“suichito” or “switch,” a hybrid language where code switching is constantly
used. Many Gibraltarians also speak fluent Spanish with a marked Andalusian
accent.
Relations with Spain have never been easy. In Spain, whatever the
ideology of the ruling party, Gibraltar is always considered to be a colonized
territory which should be returned to Spain as it was taken by force in an act
of war. Today most Gibraltarians think that the Treaty of Utrecht is obsolete,
that history has shown that Gibraltar is a territory demographically, linguis-
tically, and culturally different from Spain, and that the current autonomous
status of the territory, approved by all its inhabitants, is proof of its democrat-
ic nature. Although the United Nations declared in 1964 that Gibraltar should
be “decolonized,” under the terms of the Treaty of Utrecht it could never
be an independent country—it could only be British or, should the latter
abandon the territory, Spanish. At that time, the United Kingdom refused to
enter into any kind of negotiation with Franco’s Spain, and the Spanish gov-
ernment, in retaliation, closed the land border between Gibraltar and Spain,
leaving Gibraltar isolated via land from 1969 to 1985. Recent attempts to set up
negotiations to try to reach an agreement of British and Spanish cosovereignty
of the territory have met the refusal of almost all the Gibraltarians.
In any case, there is still a problem between Gibraltar and Spain
which is visible, especially at the moment, in the “queues” of cars and people
that have been forming at the Spanish border crossing every summer since
2013, when the Spanish government decided to periodically tighten the con-
isbn 978-88-85622-47-0 issn 2240-0451 translation / issue 7 / 2018 / 81
trol of vehicles and persons, which only adds to the active conflicts in the area
of the Strait. In this case, however, it is a political conflict more than a social
or cultural one, but it affects the daily life of people who live in the area and
have become hostages, in a way, of decisions taken very far away for reasons
they often do not understand. This “distance” from the centers of power can
be seen in the references to the population of Gibraltar in the media.
Therefore, while the Spanish government said these queues were
“necessary” to stop smuggling, Gibraltar’s Chief Minister, Fabián Picardo,
denounced the “passivity” of the British government in this affair for fear of
worsening relations with Spain (Ayllón 2014), and the Spanish workers on the
Rock expressed their disagreement with the measures put into place by their
own government (Romaguera 2013).
This is, therefore, a deep-rooted problem with no easy solution. Gi-
braltar is a prosperous place with a high standard of living—it is, in fact, the
second most prosperous territory in the European Union, which is in stark
contrast with the Spanish region surrounding it. The Campo de Gibraltar is a
depressed area with a high level of unemployment and is still far behind other
areas of Spain. But, this prosperity is due, above all, to the fact that it is a tax
haven where companies and financial institutions pay hardly any taxes, which
would explain the huge amount of investment and increasing number of com-
panies registered on the Rock. From Spain it is argued that this prosperity is
largely due to fiscal rules and regulations, which are very different to those in
Spain and prevent investment, for example, reaching Campo de Gibraltar,
the area around the Rock. The Gibraltarian stereotype as seen from Spain
is that of a smuggler on a motorbike who takes advantage of his situation as
an islander with respect to Spain to obtain economic benefits, but who, deep
down, is just an Andalusian in denial. From the Gibraltarian point of view,
Spaniards are considered to be provincial individuals anchored in the past
who have never been able to understand that Gibraltar is not a part of Spain,
that its population is more heterogeneous in comparison to that of Spain, and
that it is so prosperous. Whatever the case, we cannot forget that currently
more than seven thousand Spaniards work in Gibraltar and that many Gibral-
tarians have invested large amounts of money in properties in Spain.
This “insularity” or impermeability of Gibraltar, even though it is not
an island as such, has led to it being a place of stability and freedom in contrast
with the turbulent history of its neighbor. During the nineteenth century, the
Rock was a refuge for Spanish exiles who had to abandon their country for
political reasons and were making their way to the United Kingdom or other
European countries. During the twentieth century the Rock, as a British terri-
tory, maintained standards of religious freedom and tolerance which were un-
82 / translation / issue 7 / 2018 isbn 978-88-85622-47-0 issn 2240-0451
2.
Views of Gibraltar
known in Spain, especially during the Franco regime, and this would make it
a more advanced society in all aspects. We cannot forget the famous wedding
of John Lennon and Yoko Ono which took place in Gibraltar in 1969, a media
event highlighting the “modernity” of the Rock, which was much closer to the
“swinging London” of the 1960s than backward, conservative Spain. In any
case, the closure of the border crossing in 1969 made communication between
Gibraltar and Spain almost nonexistent.
Today, Gibraltar (or “Gib” as it is known in Britain) could be any
town on the southern coast of England, or perhaps the Channel Islands.
There are typical references found in British territories, red telephone box-
es, “bobbies” and the Union Jack, which continues to fly in many places.
The supermarkets and shops belong to British groups—Marks and Spencer,
BHS, Boots, Morrisons, and so on—and the pubs are authentic. However,
this translation of a southern space to a northern one does not include all the
codes or elements: in Gibraltar people drive on the right, as they do in Spain;
the Anglican Cathedral of the Holy Trinity, the most “British” space in the
whole area, is built in an oriental style with horseshoe arches over doors and
windows; at the entrance to the city the Muslim fort, which could never be
seen in an English town, is still standing strong; and the Andalusian accent
of the inhabitants when they speak Spanish or “llanito” assimilates them to
their neighbors in Campo de Gibraltar. There are two theories regarding the
origin of the term “llanito,” both related to the clash between languages. Ac-
cording to one theory, “llanito” was coined in Gibraltar in the early twentieth
century by Andalusian workers who would hear Gibraltar mothers call their
“yanitos” (the Spanish diminutive for Johnny—Johnnito) and began to call
all Gibraltarians “yanis” (Johnnys), which led in turn to the current “llanitos”
isbn 978-88-85622-47-0 issn 2240-0451 translation / issue 7 / 2018 / 83
or “yanitos.” The other theory is that the word derives from the large num-
ber of “Giovannis,” or “Giannis” as they are familiarly called, in the large
Genoese colony which settled on the Rock. The simultaneous use of Spanish
and English can often be very amusing. Main Street, the commercial artery
of the city, is also called the “Calle Reá,” and Gibraltar is “Gibrartá,” both in
“llanito” and Andalusian Spanish. Manuel Leguineche (2002, 2) mentions his
surprise when a Gibraltarian bobby replied “Zí, zeñó” to the question “Do
you speak English?”
This way of speaking is only the reflection of the coexistence of asym-
metrical spaces where at least two cultures live side by side or occasionally
clash. It is a way of speaking that, as Susan Bassnett states (in Simon 2012,
n.p.), shows the fundamental importance of languages shaping cultural, geo-
graphical, and historical space. In effect, the particular language used in Gi-
braltar demonstrates the power of language to mark the urban landscape, to
understand it, and how important it is to listen to cities (Simon 2012, xix and
1), especially these types of cities which are contact zones (see Pratt 1992),
noisy streets of polyglot neighborhoods.
These are very clear examples that language is an area of negotiation,
a space where connections are created through rewritings and where ideas
circulate, converge, and clash in the translational city, which imposes its own
patterns of interaction and these emerge out of their spaces and their own
narrative pasts (Simon 2012, 2). But in Gibraltar, as in Tangier or the Strait,
languages share the same terrain but rarely participate in a peaceful and egali-
tarian conversation. And there is some, albeit not a great deal of, Gibraltarian
literature, written mostly in Spanish by authors like Héctor Licudi, Alberto
Pizzarello, or Elio Cruz (see Yborra Aznar 2005). More recent writers, how-
ever, write in both languages (Mario Arroyo, for example) or only in English.
One of the most interesting current Gibraltarian authors is Trino Cruz, a
poet who writes in Spanish, translates Moroccan poetry from Arabic, and
defends the multiethnic and multilinguistic character of the territory. These
and many other authors allow us to see that translation (or self-translation,
depending on your point of view) “can no longer be configured only as a link
between a familiar and a foreign culture, between a local original and a distant
destination, between one monolingual community and another. [. . .] The
Other remains within a constant earshot. The shared understandings of this
coexistence change the meaning of translation from a gesture of benevolence
to a process through which a common civility is negotiated” (Simon 2012, 7).
As we have seen, given its history and the composition of its popu-
lation, Gibraltar is now also a hybrid or “dual” city whose complex, young
identity is based, above all, on the wishes of its population to maintain their
84 / translation / issue 7 / 2018 isbn 978-88-85622-47-0 issn 2240-0451
status as a British overseas territory and not be absorbed in any way by Spain
in the long term. It is clear that the friendly relations between the two parties
at the beginning of the twentieth century collapsed, probably permanently,
when the border crossing was closed from 1969 until 1985, isolating the two
peoples and provoking in Gibraltar both anti-Spanish feelings and a lack of
proficiency in the Spanish language. Even so, certain data (Grocott and Stock-
ey 2012, 125) show that the inhabitants of the Rock consider themselves to be
more and more Gibraltarian and less British, although it is not clear what this
feeling, whose signs of identity are still fairly vague yet real, consists of, the
city now celebrates a “National Day” on September 10 to commemorate the
date of the first referendum, held in 1967, to reject annexation to Spain; the
red and white flag of Gibraltar can be seen more and more often flying over
the territory, “llanito” is sometimes used in the local press instead of English,
and the project to publish the first local paper Calpe Press is already under
way. This nationalist feeling would only assimilate Gibraltar to tiny European
nations such as Andorra, Liechtenstein, Monaco, and San Marino, which are
historically much older. If this “national” sentiment were to become consol-
idated, which does not appear to have happened yet, Gibraltar would be an
example of a relatively new “heterogeneous,” hybrid, multilingual communi-
ty, seeking to define its own identity, composed in turn of hybrid elements
from different cultures.
concluding remarks
Living in different places means growing separate selves, learning other languages and ways of being,
and looking at the world from different vantage points, without ever quite belonging to any of them.
The state of being of a foreigner wherever I am has become second nature to me. It is a condition that
sharpens the eye and the ear, that keeps awareness on its toes, and that takes nothing for granted.
It means also that whatever I am, the ghosts of other places and other lives are hovering close.
(Reid 1994, 3)
The linguistic forms used in a space like Gibraltar cause us to reflect on how diffi-
cult it can become to find or create equivalent idioms for local, nonstandard lan-
guages, but in general everything mentioned above in relation to other spaces such
as Tangier and the waters of the Strait of Gibraltar confirms that “the translator’s
dilemmas are not to be found in dictionaries, but rather in an understanding of
the way language is tied to local realities [. . .] and to changing identities” (Simon
1995, 10). This is why nowadays, in a global and transcultural society, translation
is a transversal and interdisciplinary activity that has much to do with geography,
while only a few years ago they were both considered to be fields of research far
removed from each other (Bassnett 2011; Vidal 2012).
isbn 978-88-85622-47-0 issn 2240-0451 translation / issue 7 / 2018 / 85
By examining in this essay spaces such as Tangier and Gibraltar, cit-
ies of ethnicities with shifting centers and peripheries, sites of transitory events,
movements, memories, open spirals of heterogeneous collaborations and con-
taminations, heterotopic, multiform and diasporic realities, spaces which un-
dermine the presumed purity of thought (Chambers 1994, 93 and 95), we hope
to have shown the need to access both space and translation in a different way,
to have questioned what we understand today by space and why translation
has forced us to very seriously analyze how ideology and power interfere in the
creation of a space and a translation, what cultural contact points we have seen
between peoples whose spaces become joined or clash in translations of those
texts that define them in this way; what role is played by cartography of the plac-
es understood as texts; and how this concept of knowledge is instrumentalized in
asymmetrical and multidirectional contexts.
From this point of view, translating in the hybrid spaces studied here,
spaces like the Strait, Tangier, or Gibraltar that are sites of displacement, in-
terference, and constructed and disputed historicities (Clifford 1997, 25), has
shown itself to be a border experience able to produce powerful political vi-
sion, the subversion of binarism which makes us wonder how translatable
these places/metaphors of crossing are, how like and unlike diasporas. What
does it take to define and defend a homeland? What are the political stakes
in claiming a “home” in hooks’s (1991) sense? How are ethnic communities’
“insides” and “outsides” sustained, policed, subverted, crossed by historical
subjects with different degrees of power (Clifford 1997, 36)? Considered from
this state of things, translation is a foundational activity, an activity of cultural
creation that takes into account the unstable and liminal identities it trans-
forms and that partakes of the incompleteness of cultural belonging in spaces
informed by estrangement, diversity, plurality, and already saturated with a
logic of translation (Simon 1996, 152, 165, and 166) and dual cities may not
serve only to impose an alien and oppressive presence but also to be part of a
process of exchange which involves “an active chain of response, a vivifying
interaction” (Simon and St-Pierre 2000, 10).
This article is part of the research projects entitled “Violencia simbólica y traducción: retos
en la representación de identidades fragmentadas en la sociedad global” (Symbolic violence
and translation: challenges in the representation of fragmented identities within the global
society) and “La traducción de clásicos en su aspecto editorial: una visión transatlántica”
(Publishing strategies in the translation of classics: a transatlantic approach) (respectively
FFI2015-66516-P and FFI2013-41743-P; MINECO/FEDER, UE) financed by the Spanish
Ministry of Economy and Competitiveness.
86 / translation / issue 7 / 2018 isbn 978-88-85622-47-0 issn 2240-0451
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<M. Carmen África Claramonte> is Professor of Translation at the
University of Salamanca, Spain. Her research interests include trans-
lation theory, poststructuralism, postcolonialism, contemporary art, and
gender studies. She has published a number of books, anthologies,
and essays on these issues, including Traducción, manipulación, des-
construcción (Salamanca, 1995), El futuro de la traducción (Valencia,
1998), Translation/Power/Subversion (coedited with Román Álvarez,
Clevedon, 1996), En los límites de la traducción (Granada, 2006), Tra-
ducir entre culturas: diferencias, poderes, identidades (Frankfurt, 2007),
Traducción y asimetría (Frankfurt, 2010), La traducción y los espacios:
viajes, mapas, fronteras (Granada, 2013), ”Dile que le he escrito un
blues.” Del texto como partitura a la partitura como traducción (Frank-
furt, 2017), and La traducción y la(s) historia(s) (Comares, 2017). She is
a practicing translator specializing in the fields of philosophy, literature,
and contemporary art.
<Juan Jesús Zaro> has been professor of translation studies at the
University of Málaga since 2008. His research interests include trans-
lation theory, history of translation, and literary translation. He obtained
an MA from New York University, as a Fulbright student, and a PhD in
English Literature from the University de Granada (1983). He has pub-
lished a number of books, anthologies, and articles, including Manual
de Traducción/A Manual of Translation (Madrid, 1998), Shakespeare
y sus traductores (Bern, 2008), Traductores y traductores de literatura
y ensayo (Granada, 2007), and Diez estudios sobre la traducción en la
España del siglo xix (Granada, 2009). He is also a practicing translator
and has translated, among other books, Charles Dickens’ Historia de
dos ciudades (Cátedra, 2000); Samuel Butler’s El destino de la carne
(Alba Editorial, 2001), Edith Wharton’s El arrecife (Alba Editorial, 2003),
and Jane Austen’s Persuasión (Cátedra, 2004).
isbn 978-88-85622-47-0 issn 2240-0451 translation / issue 7 / 2018 / 89
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] | Introduction
Sherry Simon
This special issue explores eight spaces of translation—geographical
sites, urban spaces, and architectural structures—whose cultural meanings are
shaped through language interactions and transfer. Each study confirms the
idea that places are created through itineraries and narratives, wanderings and
stories, which evolve over time. Situated in the complex cityscapes of Itae-
won, Lagos, Lviv, Montreal, Talinn, Renaissance Florence, Marseille, and the
historically rich interzone of Gibraltar, these places illustrate the formative
powers of translation in defining sensory experience and memory.
The idea of space and place receives diverse interpretations in these
essays—contributing to a field of inquiry which is rapidly evolving. Space
is not understood as a simple container where translation takes place, but
rather as a site where production and interpretation are intermingled, where
translations occur and where identity is reinterpreted. Spaces are indicators
of regimes of translation, of the forces that converge to allow or impede the
transfer of languages and memories. From the architectural structure of a san-
itary station to the dialogue between Gibraltar and Tangier, from the pages
of novels to bronze statues, from multilingual markets to the studies where
scholars are bent over treatises on Kabbalistic thought—these diverse spaces
explode the notion of the “where” of translation.
***
In her reading of the Sanitary Station of Marseille, Simona Bonelli
uses the lens of translation and memory to evoke a place of multiple pasts—
linked to the history of Marseille in its function as a place of migration and
passage. Originally designed as a medical checkpoint, a place for screening mi-
grants, then long abandoned, it has now become a museum which neverthe-
less maintains traces of its previous functions. Citing Barthes, Bonelli shows
that architectural spaces can be read as chapters of a complex text, continually
retranslated. Following the Station in its transformations over the years, she
defines it as a palimpsest representing “a place of exile, of displacement, a
metaphorical place that contains a plurality of meanings, errant trajectories,
isbn 978-88-85622-47-0 issn 2240-0451 translation / issue 7 / 2018 / 11
and that lends itself to multiple interpretations.” Initially born as a “boundary
area” because of its function of containment and delimitation, the Sanitary
Station has eventually “swollen,” through a series of metamorphoses, into a
threshold—a place caught up in a tension of the present. This passage from
boundary to threshold is enabled by a history of translation.
***
Hunam Yun’s textured analysis of the district of Itaewon, in Seoul,
South Korea, emphasizes the rich history of twists and turns that has marked
this zone. This is a history which is not, however, apparent in the capsule
“translations” found in tourist guides. As an area which has seen a strong mil-
itary presence across the centuries, most recently for stationing the Japanese
army during the colonial period and subsequently the American army, as a
place now attracting many migrants, and also as a place strongly associated
with sexuality and sex workers, Itaewon has been the site of cultural amalga-
mation and conflict. As Yun shows, the various translations of the name of
Itaewon itself—foreigners’ village, village for being pregnant with a foreign-
er’s child, village for pear trees—show that the city as a “a culture-generator”
(Lotman) cannot be translated into one fixed image. Itaewon has been a place
for travelers and trading, a space of trauma caused by the conflictual history
of Korea, a foreigners’ village, a foreign land within the country, a colonized
space, a space of freedom and resistance, a window onto Western culture, a
space for cultural translation . . . Yun contrasts the selective translations and
commodifications of the city with the richness of its reality and history. As a
culture-generator, a city deserves a more adequate translation.
***
Elena Murphy draws a portrait of the multilingual city of Lagos
through readings of Nigerian authors who portray the different sounds and
accents of one of Nigeria’s most diverse and vibrant cities. The multilingual
texts of Sefi Atta, a leading voice in what has come to be known as “The Third
Generation of Nigerian Writers,” replicate the language negotiations of the
city. Languages such as Hausa, Igbo, and Yoruba, as well as Nigerian English
and Nigerian Pidgin, flow through Atta’s novels, just as they flow through the
city. Particularly interesting is the diversity of cultural forms and spaces which
express this plurality—types of music such as afrobeat or highlife music,
dance, film, as well as the spaces of Lagos’s streets and markets. Translation is
present in varied forms, aiding in the creation of new hybrid linguistic forms
and new semantic associations, typical features of interaction in urban areas.
12 / translation / issue 7 / 2018 isbn 978-88-85622-47-0 issn 2240-0451
The Straits of Gibraltar, with its twin cities of Gibraltar and Tang-
ier, stand as emblematic spaces of translation—but also as spaces whose hy-
bridities force a rethinking of translation itself. To negotiate across hybrid
spaces is to concentrate on the border experience as generating a powerful
political vision, working against binaries, against inside and outside. In such
zones, translation is a foundational activity, an activity of cultural creation.
África Vidal and Juan Jesús Zaro provide a portrait of the Strait of Gibraltar
as a natural border between two continents (Africa and Europe), between
two countries (Morocco and Spain), and between two cities (Gibraltar, an
overseas territory of the United Kingdom, and Ceuta, a Spanish city with its
own statute of autonomous government), and offer nuanced descriptions of
the cultural histories of those spaces as they have been in interaction with one
another. Governed as one territory by the Romans and also during the eight
centuries of Muslim occupation of the Iberian Peninsula, the Straits then be-
come an indication of division across empires. The waters of the Strait carry
“a layered text of narratives of belonging and exclusion.”
Anastasiya Lyubas reads the Western Ukrainian city of Lviv as a space
comprised of buildings, communities, maps, memories, and languages spo-
ken, written, and read—a tactile, textile, and textual fabric. The “real” city, she
argues, cannot be experienced without linguistic mediation. Inviting the read-
er to stroll the city, stopping at monuments and buildings, consulting a map
drawn by authors Igor Klekh, Yuri Andrukhovych, and Natalka Sniadanko,
she gives the widest meaning to translation as a key to the multifaceted ele-
ments which define city life. The city, thus, becomes a construct of individual
and collective readings. The essay includes references to the events of 2013–
2014 in Ukraine that have problematized even further unresolved issues of
identity, politics of memory, and belonging. With an eye attentive to shifts in
the role of language in the city, Lyubas shows how the aural dimensions of the
spoken languages of yesterday have become visual places, traces. Yesterday’s
commerce has become trade in cultural meanings and in competing claims to
the city. The city’s architecture, its history, literary scene, and projections of
the future are read as a “text” offering insights into urban experience and the
ways it is mediated and interpreted.
***
Ceri Morgan’s reading of Montreal focuses on two novels from the
1960s which challenge orthodox versions of the language situation in the city.
In Yvette Naubert’s La Dormeuse éveillée (1965) and Claire Mondat’s Poupée
(1963), active and passive linguistic translations become signposts for a par-
ticular kind of modernity, dramatizing embodied everyday translation prac-
isbn 978-88-85622-47-0 issn 2240-0451 translation / issue 7 / 2018 / 13
tices occurring in places of work, leisure, and consumption, like the café and
department store. The texts are striking for their choice of settings and their
sometimes seemingly relaxed mediation of French and English interactions
at a time when many examples of le roman montréalais are highlighting clash-
es between these. They prefigure, in fact, many of the everyday interactions
between French and English in contemporary Montreal. As such, they offer
important pointers as to the possibilities of negotiating differences. Gender
is highlighted in the analysis, the body of the protagonist navigating between
past and present gender conventions and mappings of Montreal’s majority
languages, as well as across the very different histories of the protagonists (the
French-Canadian maid, the family of Holocaust survivors). Translation be-
comes a way of being in the world, of overcoming trauma. In many respects,
Naubert’s and Mondat’s protagonists can be seen as “languagers”—that is,
“people [. . .] who engage with the world-in-action, who move in the world
in a way that allows the risk of stepping out of one’s habitual ways of speak-
ing and attempt to develop different, more relational ways of interacting with
the people and phenomena that one encounters in everyday life” (Phipps
2011, 365). Translation facilitates a mobility associated with feminine asser-
tion; translation allows escapes from, or challenges to, the social constraints
of the past. Naubert’s and Mondat’s heroines inhabit a kind of messy middle
in their employing of the “tactics” as “always [. . .] partial, provisional and
broken” (Phipps 2011, 375). Moving inside and outside the city, they embody
a translation practice beyond representation and vital to a “relational” being
in the world.
***
Federico Bellentani considers the case of the relocation of the Bronze
Soldier of Talinn as a practice of cultural reinvention. Here translation takes
on its medieval spatial meaning as the physical transfer of a sacred body. This
paper proposed an analysis of the marginalization, the removal, and the relo-
cation of the Bronze Soldier of Tallinn. Employing the vocabulary of semi-
otics, looking at monument as text, Bellentani argues that the removal cannot
be interpreted through the clashing interpretations of Ethnic-Estonians and
Russian speakers. Rather, the Bronze Soldier embodied an array of multifacet-
ed interpretations and the process of its relocation elicited different emotional
reactions. Its relocation two kilometers outside the center of the city had both
spatial and ideological implications: it was an official attempt to displace its
meanings toward a peripheral area of both Tallinn and Estonian culture as
such—that is, to translate them into the context of contemporary European
Estonia.
14 / translation / issue 7 / 2018 isbn 978-88-85622-47-0 issn 2240-0451
The final essay by Laurent Lamy tells the fascinating story of a transla-
tional movement whose center was Renaissance Florence. The paradigm shift
from a geocentric to a heliocentric universe, he argues, was in part possible be-
cause of the combination of mystical and rational thought which emerged in
the early Renaissance—largely through the translations of one Flavius Mithri-
dates, born Guglielmo Raimondo Moncada (ca. 1445–1489), a colorful figure
who was a Jewish convert to Christianity. From 1485 to 1487, he labored by
the side of Pico della Mirandola, translating Kabbalistic literature. The col-
laboration between the two scholars was one of the most fertile translation
ventures in the history of ideas in the West; it provided the European intellec-
tual elite with a reservoir of ideas and symbolic patterns that found resonance
in provinces of thought “located many leagues from their country of origin.”
The introduction of Persian and Chaldean solar theologies, and the concept
of a plurality of worlds presented through the various perspectives offered by
cosmological speculations of the Jewish Kabbalah, had a large impact on the
evolving ideas of the intellectual elite of the Quattrocento. The translation of
a critical mass of Kabbalistic and Arabian astronomical treatises—the begin-
nings of which far exceeded the translations produced under the enlightened
caliphate of Bagdad between the ninth and twelfth centuries—established, in
a very short time span, a fertile interplay between sapiential traditions of an-
cient times and embryonic ideas of modern science. Florence was, for several
decades, the epicenter of this heightened activity around translation, which
opened up a fault line that shook the geocentric status quo.
isbn 978-88-85622-47-0 issn 2240-0451 translation / issue 7 / 2018 / 15
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] | Marseilles’ Sanitary Station:
morphologies of displacement
between memory and desire
Simona Elena Bonelli
[email protected]
<Abstract> The former “Sanitary Station” of Marseille was built in 1948 by the architect
Fernand Pouillon, its history closely linked to the history of the Phocaean city. The main
entry and departure point for travelers and immigrants arriving by the sea, it was aban-
doned for forty years and was almost destroyed in 2009. In 2013, it was transformed into
the museum Regards de Provence, but still keeps the memory of its past: the “steam room”
(part of this quarantine internment system) is a permanent installation and is part of a
section called “Memories of the Sanitary Station.”
Migrants from all over the world arriving in Marseille were “displaced” here to go through
disinfection, screening, and a vaccination process in a bid to fight the city’s ever-present
threat of epidemics. This was therefore a multilingual context, but also a place in which
bodies were forced to undergo a transformation. Somehow, these people, like a text under
the eyes of a translator, were carefully examined before being allowed access to a new space,
a new context. The building itself is a palimpsest, made of different phases of transforma-
tion: from Sanitary station to a place occupied by squatters to a museum. What makes
the Sanitary Station an emblematic city space is the fact that the different “layers” of its
transformations are all present—none has been cancelled. An urban structure that is at the
same time—as Derrida puts it—translatable and untranslatable: “Un texte ne vit que s’il
survit, et il ne sur-vit que s’il est à la fois traductible et intraduisible.”
“La città non dice il suo passato, lo contiene come le linee d’una mano, scritto negli spigoli
delle vie, nelle griglie delle finestre, negli scorrimano delle scale, nelle antenne dei para-
fulmini, nelle aste delle bandiere, ogni segmento rigato a sua volta di graffi, seghettature,
intagli, svirgole.” (Calvino, 1979, 18)1
In Invisible Cities, Marco Polo and Kublai Khan talk about the impossibility
of defining what a city is and what it is not. Cities are the product of multiple
and unpredictable interactions rather than the result of a rational plan. Urban
space is read and interpreted by Italo Calvino as a place constantly crossed by
fluctuations and rhythms. In one of the sections called “Cities and memory,”
Marco Polo describes the city of Zaira that, he tells the Emperor, consists of
1
“The city [...] does not tell its past, but contains it like the lines of a hand, written in the corners
of the streets, the gratings of the windows, the banisters of the steps, the antennae of the
lightning rods, the poles of the flags, every segment marked in turn with scratches, indentations,
scrolls” (Calvino 1997, 9).
isbn 978-88-85622-47-0 issn 2240-0451 translation / issue 7 / 2018 / 17
“relationships between the measurements of its space and the events of its
past” (Calvino 1994, 9). The urban landscape is made of time and space, and,
like texts, cities are made of signs that we can read and interpret. In this article
I would like to read the past of an emblematic building, the Sanitary Station,
“like the lines of a hand” of Marseille, trying to decipher its patterns, its trans-
formations, its symbolic function inside the city.
The former “Sanitary Station” of Marseille (figure 1) was built in
1948 by the architect Fernand Pouillon, and the history of this place is closely
linked to that of the Phocaean city. Main entry and departure point for trav-
ellers and immigrants arriving by the sea, it was abandoned for forty years and
was almost destroyed in 2009. In 2013 it was completely transformed into the
museum Regards de Provence, but it still keeps the memory of its past: the
“salle des étuves” (the steam room, part of the quarantine internment system)
(figure 1) is a permanent installation and is part of a section called “Memories
of the Sanitary Station.” If the concept of memory recalls something that is
buried in the past, what makes this building an exemplary space is the fact
that all the different phases of its transformations are still there—they have
not been canceled.2
The city of Marseille is not new to epidemics. The Mediterranean sea
has always been a source of life and prosperity, but also of death: through the
centuries, the population of Marseille has been devastated by plague and pes-
tilence, and in the sixteenth century the first sanitation board was established,
whose members inspected all incoming ships, cargoes, crew, and passengers.
The worst plague outbreak in the history of Marseille occurred in 1720, when
the merchant ship Grand Saint-Antoine brought pestilence-carrying rats and
fleas into the Vieux Port. It was the “Great Plague of Marseille,” the epidemics
that Antonin Artaud evokes in his Le Théâtre et son double (1964) to develop
an analogy between theater and pestilence; the plague is a transforming force
that purges the world of its violence and ugliness.3 Although this epidemic
was considered the last outbreak of plague in France, at the beginning of the
twentieth century small epidemics and sporadic cases were recorded in Mar-
seille and Paris.
2
The book that retraces the several transformations from the Sanitary Station to the Museum
Regards de Provence has the emblematic title of Métamorphoses (Muntaner and Durousseau
2013).
3
The streets of a plague-ridden city are blocked by mounds of unidentifiable corpses; at this
point, Artaud writes, “[l]e théâtre comme la peste est une crise qui se dénoue par la mort ou par
la guérison. Et la peste est un mal supérieur parce qu’elle est une crise complète après laquelle
il ne reste rien que la mort ou qu’une extrême purification. De même le théâtre est un mal parce
qu’il est l’équilibre suprême, qui ne s’acquiert pas sans destruction” (Artaud 1964, 25).
18 / translation / issue 7 / 2018 isbn 978-88-85622-47-0 issn 2240-0451
1.
The former Sanitary
Station of Marseille
2.
The Salle des étuves
After World War ii, there were fifteen million refugees, or “displaced
people,” in Europe. Marseille organized the reception of thousands of immi-
grants by creating a strategy of sanitary prophylaxis against plague, cholera,
yellow fever, typhus fever, and smallpox. In 1948, the French architects An-
dré Champollion, Fernand Pouillon, and René Egger were charged with the
project of designing the Sanitary Station of Marseille. The main aim of their
project was to create a place of disease prevention and control but, at the same
time, to defy rigid spatial segregations and the exposure of individuals to a
controlling centralized observation. For this reason they created a structure
with several one-way corridors through which individuals could move in or-
der to be washed and disinfected and undergo a medical examination (figure
isbn 978-88-85622-47-0 issn 2240-0451 translation / issue 7 / 2018 / 19
3.
Area for ablutions
and disinfection
3). Everything was done to avoid any sense of humiliation to the passengers:
wide, luminous spaces and above all a horizontal linearity that invested win-
dows, objects, and at the same time the building’s structure created a place
that evoked the atmosphere of a ship. These similarities between a ship and a
place receiving potentially ill people suggests the Renaissance allegory of the
“ship of fools” that, as Foucault explains, symbolizes an intermediate moment
between the medieval exclusion of lepers outside the gates of the city and the
exclusion of the mad within the social body (Foucault 1988). Every boat that
arrived in Marseille found its uncanny “double” located on the threshold of
the city, in a place that lies between the sea and the urban space, a liminal area
that must be crossed if the individual wants to be considered healthy and,
above all, inoffensive to the rest of the population.
The threshold is an in-between state that separates two spaces of dif-
ferent nature. As Walter Benjamin observed in his reflections on architecture:
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The threshold is a zone. And in fact a zone of passage (Übergang). Transformation,
passage, flux—all are contained in the word threshold. [. . .] We have become quite
poor as far as threshold experiences go. Falling asleep is perhaps the only such ex-
perience that has remained to us. (quoted in Sieburth, 19)
But the notion of threshold has also fascinated Gérard Genette who,
in the opening pages of Seuils, explains that “plus que d’une limite ou d’une
frontière étanche, il s’agit ici d’un seuil ou—mot de Borges à propos d’une
préface—d’un ‘vestibule’ qui offre à tout un chacun la possibilité d’entrer,
ou de rebrousser chemin” (Genette 1987, 8).4 Philosophers like Wittgenstein
and Benjamin have created several parallels between the forms of the city
and the diverse forms of language, and semiotic studies invite us to read the
city through its signifying forms. In his “Sémiologie et urbanisme,” Roland
Barthes sees the city as a discourse, and this discourse, he writes, is truly a
language: “Et nous retrouvons la vieille intuition de Victor Hugo: la ville est
une écriture; celui qui se déplace dans la ville, c’est-à-dire l’usager de la ville (ce
que nous sommes tous), est une sorte de lecteur qui, selon ses obligations et ses
déplacements, prélève des fragments de l’énoncé pour les actualiser en secret”
(Barthes 1985, 268).5 Architectural spaces can be read as chapters of a complex
text—the city—made of streets, traffic, buildings, and so on that interact in a
complex game of intertextuality. From this standpoint, the Sanitary Station is
a multilingual context, a sort of Babel, but also a place in which the bodies of
the immigrants had to undergo a transformation. Somehow these people, like
a text in the eyes of a translator, were carefully examined before being allowed
into a new space, a new context.
A translation implies a movement, the concept of carrying something
across. The English word derives from the Latin translatio, which itself comes from
trans “across” and la-tio- “carrying”; the Italian language adds a cultural element to
this image of movement with the use of the noun tradotta, which is a special train
used for the transportation of military troops or deportees. By extension, in Italian
it is possible to say that “l’assassino è stato tradotto in carcere” (“the murderer was
taken, ‘translated’ to prison”). In his book The Pleasure of the Text, Barthes asks
the question “Does the text have a human form, is it a figure, an anagram of the
body?” (Barthes 1986, 16). We could ask ourselves whether the human body has
4
“More than a boundary or a sealed border, the paratext is, rather, a threshold or—a word Borg-
es used apropos of a preface—a ‘vestibule’ that offers the possibility of either stepping inside
or turning back” (Genette 1997, 1–2).
5
“And here we rediscover Victor Hugo’s old intuition: the city is writing. He who moves about
the city, e.g., the user of the city (what we all are), is a kind of reader who, following his obliga-
tions and his movements, appropriates fragments of the utterance in order to actualize them in
secret” (Barthes 1986, 199).
isbn 978-88-85622-47-0 issn 2240-0451 translation / issue 7 / 2018 / 21
a textual status, that of a “readable” object of translation, whose position can be
changed and relocated in a new context. The “transformation” of the refugees that
arrived in Marseille took place in a building organized as a series of passageways
that somehow evoke Benjamin’s arcades, although with some remarkable differ-
ences. Sherry Simon writes that
Benjamin uses the arcades as a cultural historian to represent an ambiguous urban
space, neither inside nor outside, a passageway which is also a space of consumption, a
new materialization of urban space. In the essay on translation, he uses the arcade to for-
mulate a contrast between interpretive translation (which uses as its unit the “sentence”
or the “proposition”) and literal translation (which proceeds word by word). The first, he
says, produces a translation akin to a wall, the second a text which functions more like an
arcade: ‘For if the sentence is the wall before the language of the original, literalness is
the arcade.’ The glass roof allows light to flow through matter, just as the literally translat-
ed text is a transparent surface which allows the light of the original to fall onto the new
version, creating an interplay of surfaces. (Simon 2000, 75)
I find this passage extremely interesting because it gives me the op-
portunity to explore the relationship between the process of translation and
the spaces of translation. Both in the Parisian arcade and in the Sanitary Sta-
tion of Marseille, the presence of a glass construction is essential, but while
in the arcade the glass roof has the aim of accentuating the transition zone
between the outdoor world of the street and the interior space,6 in the Sanitary
Station the lateral glass walls contribute to the brightness of the space but at
the same time the concrete structure creates a screen to guarantee the privacy
of those passing by. Benjamin sees the arcades as the entry point of the Parisian
labyrinth, a place where the flâneur could dwell; the Sanitary Station is a one-
way passage in which there is no time for dwelling: the “translation” of those
who are already “dis-placed” people should be done quickly in order to obtain
a transformed, clean version of their bodies. Like Genette, I would like to
insist on the term “vestibule,” because, in addition to the concept of “thresh-
old,” this word also conveys the idea of clothing if we accept the etymology
from the Latin vestibulum, from vestis “garment” and -bulum, probably from
the sense of “a place to dress.”7 When the immigrants arrived in the Sanitary
Station, they were first of all asked to undress so that their clothes could be
6
Benjamin was attracted by the ambiguity of glass, by the transformative power of this building
material through its architectural application: “It is not a coincidence that glass is so hard and
smooth a material to which nothing can be fastened. It is also cold and sober. Things that are
made of glass have no ‘aura.’ Glass is the enemy par excellence of secrecy. It is also the enemy
of property” (quoted in Heynen 1999, 155).
7
Ovid, in his Fasti, links the term vestibulum to the Roman goddess of hearth and home Vesta.
In any case, if the vestibule is now the place where outer clothing is put on or removed in leaving
or entering a house, for the Romans it was the area in which they used to depose their clothes.
22 / translation / issue 7 / 2018 isbn 978-88-85622-47-0 issn 2240-0451
washed and disinfected; they then had to go through the communal showers
that, thanks to a system of mobile partition walls, became individual show-
ers. The city that has made “Savon de Marseille” its emblem distributed bars
of soap and towels to the immigrants who, eventually, got back their clean
clothes and could go upstairs for a medical examination.
The Sanitary Station only remained active for a couple of years, un-
til the World Health Organization coordinated a global vaccination program
that made entities such as the station redundant. Before entering a country,
people were supposed to show their vaccination cards; this was the beginning
of preventive medicine. After having served as offices for the administrative
clerks of the Direction du Contrôle Sanitaire aux Frontières, the Sanitary Sta-
tion of Marseille was closed in 1971.
A new chapter in this building’s life then began—that of refuge of
squatters. The edifice that was used as an institution for disease prevention and
control became a place of meetings and creativity for squatters and graffiti art-
ists. The white aseptic walls of the Sanitary Station were filled with colorful po-
ems, tags, and murals. Round images replaced the square tiles covering the walls,
showers, and steam rooms. An ephemeral form of art violated the visual and ar-
chitectural order and setting, breaking the rules of the space–time relationship.
The body, the skin of the sanitary station was “scratched,”8 in the same way as
the skin of the migrants was scratched to be immunized against smallpox. The
squatters imposed a transformation on this building by “inoculating” the germs
of a revolutionary art. In 2009, in order to protest against the permanent closing
of the place, the squatters burned a car inside the building (figure 4), which was
4.
Burned car
in Sanitary Station
8
The term “graffiti” derives from the Italian word graffio, a “scratch” or “scribble”.
isbn 978-88-85622-47-0 issn 2240-0451 translation / issue 7 / 2018 / 23
nearly destroyed—fire as a sort of extreme catharsis that paved the way to the next
transformation. The burned car is a trace, its cinders a rem(a)inder of something
that is at the same time present and absent. In Feu la cendre, Derrida describes
how one particular phrase, “il y a là cendre” (“cinders there are”), continually
returned to him and insists on the importance of the trace:
Si vous ne vous rappelez plus, c’est que l’incinération suit son cours et la consumation
va de soi, la cendre même. Trace destinée, comme toute, à disparaître d’elle-même
pour égarer la voie autant que pour rallumer une mémoire. La cendre est juste :
parce que sans trace, justement elle trace plus qu’une autre, et comme l’autre trace.
(Derrida 1984, 30)9
What remains from the destruction returns to the surface, to the skin;
when the smoke dissipates, the incinerated place resurfaces. The evocation of
haunting memories that reemerge from a fire is at the center of the artistic
production of Claudio Parmiggiani, who in his work Delocazione (De-loca-
tion) builds installations and sets them on fire, revealing the traces of the
disappeared objects. This is what Didi-Huberman calls “une matière de l’ab-
sence”—things disappear, but the memory of their presence still remains.10
The Regards de Provence foundation, in need of a permanent structure
for its exhibitions in the city of Marseille, decided to rehabilitate this building
and create a museum that collected artworks created in and about Provence. But
before its permanent recuperation and conversion, before the ancient Sanitary
Station was transformed into a Museum, a French photographer and installation
artist was asked to fix an image in which the traces of the past could interact with
the poetic metamorphoses that this place has experienced. Georges Rousse is an
artist attracted by neglected and forgotten sites, by their solitude and emptiness;
he takes his inspiration from the “wounds” suffered by an edifice to create an
ephemeral “mise-en-scène” that he then immortalizes with photographs.11 One
of the main characteristics of a photograph is its link with the referent, a sort
9
“If you no longer recall it, it is because the incineration follows its course and the consummation
proceeds from itself, the cinder itself. Trace destined, like everything, to disappear from itself, as
much in order to lose the way as to rekindle a memory. The cinder is exact: because without a
trace it precisely traces more than an other, and as the other trace(s)” (Derrida 1991, 57).
10
In his book Génie du non-lieu, Georges Didi-Huberman explores the works of Parmiggiani.
The Italian artist shows that fire does not cause the complete disappearance of an object, but,
rather, it delocates it. The question of memory and survival therefore becomes essential: “Il se-
rait donc abusive d’identifier l’œuvre de Parmiggiani à une simple nostalgie du passé (Delocazi-
one est d’ailleurs plus proche d’Hiroshima que d’une reconstitution pompéienne). Cette œuvre
vise plutôt un travail de la mémoire—une prise en considération de la survivance—qui a fait dire
à l’artiste que ‘les veritables Antiques, c’est nous’” (Didi-Huberman 2001, 43).
11
His artistic intervention is multifaceted: “I call upon various methods of art: I am the designer
of the project, the painter on-site, the architect by my interpretation of a given space and by
the construction I organise there within, and finally the photographer who coordinates all these
actions” (http://www.georgesrousse.com/english/news/rousse-speech.html).
24 / translation / issue 7 / 2018 isbn 978-88-85622-47-0 issn 2240-0451
of “reality effect” that makes the past reality of the object indubitable. In La
Chambre claire, Barthes argues that the photographic referent is not the same as
the referent of other systems of representation: whereas in painting the presence
of the model is optional and in language the referents can be chimerical, in a
photograph we cannot deny that the thing “has been there.”12 This significant
aspect of referentiality seems to compensate for an inexplicable lack of images in
relation to the activity of these spaces. In fact, neither the book Metamorphoses
published by the Musée Regards de Provence (Muntaner and Durousseau 2013)
nor the 45-minute documentary that, in the same Museum, explores the history
of the plague in Marseille, immigration, and the building contain a single picture
concerning the people who passed through the Sanitary Station, and there are
only a few pictures of the areas and rooms from when it was active. Somehow,
the artistic view of Georges Rousse is asked to capture, in single images, the sig-
nificant past of these spaces, and he does so by insisting on the double liminality
of the Sanitary Station: the instant captured by the photos of the French artist is
not only that of a place that has represented for years the liminal area between the
port and the city, but also that of a phase of an urban space that has gone through
several transformations.13 The technique used by Rousse is that of anamorphosis;
whereas trompe l’œil gives the illusion that a flat surface is three dimensional, his
anamorphic images create the illusion that a three-dimensional area is flat (figures
5 and 6). Although it looks as if the geometric form has been digitally created, the
illusion generated by these photographs is optical, and represents the outcome of
several weeks of work so that the colorful geometric is only visible from a specific
point of view. The anamorphic figure invites those who are watching it to move,
to change their point of view, in order to bring into perfect focus the object of
interpretation. Nevertheless, the installations created by Georges Rousse, once
they are immortalized by the camera, do not ask the viewer to move, to change
their perspective: his artwork is intended only for the lens, and not for an ob-
server in the actual space. Rousse creates a “before” and “after” effect—first, the
“deconstructed” red circle and then the perfectly round red circle reassembled by
the camera. In doing so, he wanders in the rooms of the Sanitary Station with the
eye of the photographer who is trying to find the right standpoint.14
12
Its essence is recorded in the formula “ça a été,” “that has been.”
13
In an interview about his installations at the future Musée Regards de Provence, Georges
Rousse said that “[l]e port c’était la station sanitaire qui accueillait les immigrants mais c’est aussi
le point de départ vers l’ailleurs. [. . .] Je voulais rendre compte de ce nouvel espace qui a perdu
toute fonctionnalité et qui va disparaitre, cet entre-deux” (Muntaner and Durousseau 2013, 109)
14
“Je déambule dans les lieux avec l’œil du photographe pour repérer le bon point de vue
jusqu’à l’image finale qui a besoin de l’appareil photographique comme outil de reproduction”
(Muntaner and Durousseau 2013, 111).
isbn 978-88-85622-47-0 issn 2240-0451 translation / issue 7 / 2018 / 25
26 / translation / issue 7 / 2018 isbn 978-88-85622-47-0 issn 2240-0451
In these ephemeral installations that are immortalized only by the
lens of a camera, the gaze of the artist leaves its place to another “gaze”: that
of the Museum Regards de Provence, a museum that has slowly become a sort
of palimpsest, made of its different phases of transformation. The permanent
installation shows the old steam room and a documentary that retraces the
history of this building, while the temporary exhibitions are housed in galler-
ies on the ground and first floors. The several windows along both the front
and the back walls of this long, horizontal building invite the observer to gaze
outside, towards the port and the city. In the course of all its transformations,
5–6.
the Sanitary Station has been “living on”; its trans-lation, its trans-positions Rousse, anamorphic
have not destroyed it. Like a text, this building has survived only because, installation
to paraphrase Derrida, it was at once translatable and untranslatable.15 This
building outlives itself, is at the outskirts of its own living.
Like Georges Rousse, Walter Benjamin was attracted by the decayed
or abandoned spaces of the city; likewise, he was fascinated by “thresholds”
and borders. He first visited Marseille in 1926, and then several times in 1928
and 1931. His last visit to the Phocaean city took place in 1940, shortly before
his death. Marseille was for him like a book to be interpreted:
In the early morning I drove through Marseilles to the station, and as I passed familiar
places on my way, and then new, unfamiliar ones or others that I remembered only
vaguely, the city became a book in my hands, into which I hurriedly glanced a few last
times before it passed from my sight for who knows how long into a warehouse crate.
(Benjamin 1999b, 447)
Whereas Paris represents for Benjamin the ideal place to discover the
traces of social meaning and the collective dreams of modernity, he finds Mar-
seille hard to decipher, to the point where he once commented that no city so
stubbornly resisted his efforts to depict it as did Marseille (Eiland 2014, 310).
Benjamin sees each street as a vertiginous experience; for him the city-dweller
should be “on the threshold of the metropolis as of the middle class” (Benja-
min 2006, 40). Nevertheless, in his writings on hashish, and in particular in
the text “Hashish in Marseilles,” he does not stay on the borders. Rather, he
lets himself sink inside the “ventre of Marseilles”:
15
“Un texte ne vit que s’il sur-vit, et il ne sur-vit que s’il est à la fois traductible et intraduisible.
[. . .] Totalement traductible, il disparaît comme texte, comme écriture, comme corps de langue.
Totalement intraduisible, même à l’intérieur de ce qu’on croit être une langue, il meurt aussitôt.
La traduction triomphante n’est donc ni la vie ni la mort du texte, seulement ou déjà sa survie.
On en dira de même de ce que j’appelle écriture, marque, trace, etc. Ça ne vit ni ne meurt, ça
survit. Et ça ne ‘commence’ que par la survie (testament, itérabilité, restance, crypte, détache-
ment déstructurant par rapport à la rection ou direction ‘vivante’ d’un ‘auteur’ qui ne se noierait
pas dans les parages de son texte)” (Derrida 1986, 147–149).
isbn 978-88-85622-47-0 issn 2240-0451 translation / issue 7 / 2018 / 27
I lay upon the bed, read and smoked. All the while opposite to me this glimpse of the
ventre of Marseilles. (Now the images begin to take hold of me). The street that I’d so
often seen is like an incision cut by a knife. (Benjamin 1978, 138)
When, under the effect of hashish, Benjamin describes the streets of
Marseille, he enters a surrealist dream world, made of strange sounds, images,
and scents. His perception of what he sees in the streets—where he strolls to
find a restaurant for dinner—is distorted, the dimensions of time and space
are abolished.16 Unexpectedly, the words of a conversation in a little port bar
sound to him like dialect:
The people of Marseilles suddenly did not speak good enough French to me. They
were stuck at the level of dialect. The phenomenon of alienation that may be involved
in this, which Kraus has formulated in the fine dictum “The more closely you look at
a word the more distantly it looks back” appears to extend to the optical. (Benjamin
1978, 144)
Michel de Certeau writes that the city is a text, and that walking in a
city has its own rhetoric: “Il y a une rhétorique de la marche. L’art de ‘tourn-
er’ des phrases a pour équivalent un art de tourner des parcours. Comme le
langage ordinaire, cet art implique et combine des styles et des usages” (De
Certeau 2005, 15).17 Nevertheless, the legibility of a city changes; it is the per-
spective of the viewer that defines the object of observation. When Benjamin
quotes Kraus’s aphorism (“The closer one looks at a word, the further away
it looks back”), he too evokes the importance of perspective. How should we
read a city, its translation zones, its palimpsests?
I would like to close this paper with another quote from Calvino’s
Invisible Cities:
In due modi si raggiunge Despina: per nave o per cammello. La città si presenta
differente a chi viene da terra e a chi dal mare. [. . .] Ogni città riceve la sua forma dal
deserto a cui si oppone; e così il cammelliere e il marinaio vedono Despina, città di
confine tra due deserti. (Calvino 1994, 370)18
16
“Versailles, for one who has taken hashish, is not too large, nor eternity too long” (Benjamin
1978,138).
17
“There is a rhetoric of walking. The art of ‘turning’ phrases finds an equivalent in an art of
composing a path. Like ordinary language, this art implies and combines styles and uses” (De
Certeau 1984, 100).
18
“Despina can be reached in two ways: by ship or by camel. The city displays one face to the
traveler arriving overland and a different one to him who arrives by sea. [. . .] Each city receives
its form from the desert it opposes; and so the camel driver and the sailor see Despina, a border
city between two deserts” (Calvino 1997, 17).
28 / translation / issue 7 / 2018 isbn 978-88-85622-47-0 issn 2240-0451
Whereas the city of Zaira is part of a section devoted to memory, De-
spina is a city of desire that opens paths and opportunities for visitors. There
are multiple ways of seeing the same city, depending on which face of the city
they see. Those who arrive at Despina have to shift their perspective, as if they
were in front of an anamorphic image. By building the Sanitary Station, Mar-
seille has tried to give itself a “face” from which the immigrants could see it,
but France’s oldest city has not resisted the univocal direction imposed by this
passage point: the Station operated for a few years, quickly transformed by
artists who made this structure a place of exile, of displacement, a metaphori-
cal place that contains a plurality of meanings and errant trajectories, and that
lends itself to multiple interpretations.
The story of those anonymous people who arrived in Marseille and
whose body/corpus underwent a transformation in order to be admitted to a
new context intertwines with the story of another migrant who, some years
before, in 1940, had been trying to escape France for the United States: Walter
Benjamin. He went from Paris to Marseille, which at that time was full of refu-
gees, especially those from countries occupied by the German army. The philos-
opher who used to be an extraordinary city dweller and who loved to get lost in
the meanders of a city, found himself obliged to follow the route taken by many
refugees. In Marseille he obtained a passport issued by the American Foreign
Service, but when he discovered that the port was virtually closed he tried to
cross the Spanish border by walking up into the mountains. He never managed
to traverse the most important boundary of his life, however, and in Portbou he
was refused entry into Spain. He was held in Portbou overnight and sent back to
occupied France the next morning. The morphine Benjamin had brought with
him from Marseille was strong enough to kill him. Hannah Arendt wrote about
her dear friend and the Kafkian situation in which he found his death:
A few weeks later the embargo on visas was lifted again. One day earlier Benjamin
would have got through without any trouble; one day later the people in Marseille
would have known that for the time being it was impossible to pass through Spain.
Only on that particular day was the catastrophe possible. (Arendt 1990, 24)
Benjamin died in a liminal space, in a liminal time; a bitter twist of
fate for the philosopher who has taught us the important difference between
“boundary” and “threshold”: “The threshold must be carefully distinguished
from the boundary. A Schwell <threshold> is a zone. Transformation, passage,
wave action are in the word schwellen, swell, and etymology ought not to over-
look these senses” (Benjamin 1999, 494).
Following Benjamin’s fundamental distinction, we might suggest that
the Sanitary Station was initially born as a “boundary area” because of its
isbn 978-88-85622-47-0 issn 2240-0451 translation / issue 7 / 2018 / 29
function of containment and delimitation, and that it has eventually “swol-
len,” with an extraordinary series of metamorphoses, into a threshold, a place
caught up in a tension, an innovative space. The Regards de Provence muse-
um is now a site of rewriting, a place that combines memory of its past and
a gaze towards the future. It has not lost its “in-between position,” though,
caught as it is between the ancient Cathedral and the new buildings (Mucem,
Villa Mediterranée) designed by internationally renowned architects. A poten-
tial space for hybridization.
<References>
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. 1999a. The Arcades Project. Translated by Howard Eiland and Kevin Mc-
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<Simona Elena Bonelli> She is a translator and lives in Marseille.
She studied English and French Literature (University of Siena, Italy)
and received her MA and PhD in Critical and Cultural Theory from Car-
diff University, UK. She has taught English Language and Literature
at the Universities of Siena and Perugia (Italy). Bonelli has published
Tito Andronico. Il testo come simulacro del corpo, and has edited Seg-
ni particolari: l’immagine del viso, l’immaginario del nome proprio, both
with Quattroventi, Urbino. Her books and essays cover topics relating to
Elizabethan literature, philosophy, aesthetics, gender studies, and trans-
lation theory.
isbn 978-88-85622-47-0 issn 2240-0451 translation / issue 7 / 2018 / 31
| Unimi Open Journals |
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] | Translation and Fragmented Cities:
Focus on Itaewon, Seoul
Hunam Yun
[email protected]
<Abstract> Cities are open texts. They are perpetually transformed by their dynamic
relationship with history and with the people who live in them. They are “rearticulated,
transformed from a singular structure into a multilateral palimpsest that can be ‘written’
up and over, again and again,” with time. Therefore, the boundaries of cities’ identities
continuously expand with this dynamic movement. There can be no single, fixed, or com-
plete description of a city, which is why cities require continuous translation. However,
cities are commonly represented as a single, fixed, and complete image in the process of
translation through selective appropriation, and people consume that image. This paper
attempts to reveal the process and ideological bias in such selective appropriation with a
focus on Itaewon, South Korea. Historically, Itaewon has always been a site of different
cultural encounters reflecting the historical twists and turns of Korea. After the Japanese
invasion of the country in 1592 and the Manchu war of 1636, Japanese and Chinese
soldiers stayed in the area. Then, during the colonial period, the Japanese army was
stationed there, and after liberation, the American army was quartered there. Now, Mus-
lims are flocking to the area, and it is becoming a city of immigrants. Because of these
dynamic historical moments, Itaewon has been the site of cultural amalgamation and
conflict, always retaining traces of the past. However, the images of Itaewon created by
tourist books are ahistorical and fixed; the city has been fragmented as a commodity to
be consumed through selective appropriation, and its dynamic history has been erased.
The most common of these images are those of shopping centers and the red light dis-
trict, images that have been reinforced by reproduction throughout decades. This paper
investigates the process of this fragmentation of Itaewon and its underlying ideology.
introduction
I was motivated to consider the aspects of a city’s translation (in terms of in-
tersemiotic translation in which nonverbal text is transferred into verbal text)
when I found the translation of Itaewon, an area located in the northern part
of Seoul, South Korea. Shockingly, the words that caught my eye were “Red
Light District.” Wikipedia, the internet encyclopedia, in its entry on Itaewon,
highlighted only the Red Light District as a local attraction, as follows:1
1
http://en.wikipedia.org/wiki/Itaewon (last accessed December, 2014).
32 / translation / issue 7 / 2018 isbn 978-88-85622-47-0 issn 2240-0451
Contents
1. Local attractions
1.1 Red Light District
2. See also
3. Notes
4. External links
With a brief explanation of the geographical location of Itaewon,
Wikipedia introduces local attractions, focusing on the international dishes,
hotels, shops, and clubs that tourists can enjoy:
Many restaurants serving international dishes are found in this area […]. Major ho-
tels such as The Grand Hyatt and local landmark The Hamilton Hotel can be found
here as well as dozens of shops and services aimed at tourists. High quality leather
products in Korea can be found […] as well as various types of traditional Korean
souvenirs. […] Itaewon is one of the popular club congested area in Korea, […] Most
of foreign people go to the clubs for clubbing and hooking up while they are staying
in Korea.2
Then separate space was allocated to the introduction of the Red
Light District under the same title:
There is a portion of Itaewon known as “Hooker Hill” among GI’s of different allied
nations stationed in South Korea. Although the stereotype of only American ser-
vicemen frequenting this area is well-known, men from all other countries, including
Middle-Eastern and African, are known to frequent this area as well. Furthermore,
because South Korea is not widely socially accepting of homosexuals, there is an
underground gay area within this district as well.
The prominent image of Itaewon represented by Wikipedia is of a
“retail” city—selling goods and bodies.
An explanation of this followed: “This article is written like a travel
guide rather than an encyclopedic description of the subject. [. . .]” (July
2013). This explanation is very significant in that it suggests that a travel guide
does not present full, complete, and thorough information, but rather is se-
lective regarding the information it includes. This is quite appropriate since
a travel guide should be light enough for travelers to carry. However, the
problem with selective information—in other words selective translation—is
the image the translation produces. This paper is concerned with this point.
Translation has been frequently presented as an activity to create an
image of others or of selves, in the case of Itaewon, for example, this includes
“a nostalgic image of a lost past” about Japanese people (Fowler 1992), images
of the East by the West in colonial contexts (Niranjana 1992), or a self-image
2
The article has since been altered, but there is no significant difference in its content.
isbn 978-88-85622-47-0 issn 2240-0451 translation / issue 7 / 2018 / 33
by a colonized people (Tymoczko 1999). The process involves “a deliberate
and conscious act of selection, assemblage, structuration, and fabrication—
and even, in some cases, of falsification, refusal of information, counterfeiting,
and the creation of secret codes” (Tymoczko and Gentzler 2002, xxi).
However, little notice has been taken of translation as an activity to cre-
ate images of cities and of the process this involves. French theologian Jacques
Ellul states that the evolution of cities represents man’s fall from natural grace
and the subsequent attempt to create a new, workable order (Kotkin 2005, xv).
This may mean that cities are constructed and shaped through the dynamic rela-
tionship with human beings, and they are formed, and transformed, by such re-
peated attempts throughout the city’s history, keeping traces of every historical
moment. That is, they are “rearticulated, transformed from a singular structure
into a multilateral palimpsest that can be ‘written’ up and over, again and again”
(Chambers 2012, 104) with time. Therefore, the boundaries of cities’ identities
continuously expand with this dynamic movement.
However, cities are commonly represented as a single and fixed image
in the process of translation through selective appropriation, and people ac-
cept and consume that image. In the history of translation studies, little atten-
tion has been paid to these aspects of cities, that is, cities as a translated text.
Cities are translated through special forms of communication, such as
the environmental landscape, symbolic artifacts, local events, or other landmarks,
and through verbal communication, such as cities’ names, slogans or statements.
This paper attempts to reveal how verbal translation, especially for
tourists, constructs an image of a city, with a focus on Itaewon. Itaewon has
been a very particular and special space in Korean history. Unlike other areas
of Seoul, which have a single ethic identity, Itaewon has been the space of
expatriates. It has been a foreign and exotic land within Korea, a zone of con-
tact where native and foreign cultures encounter each other, and a mediating
channel though which foreign cultures are introduced. This paper first inves-
tigates Itaewon as a site of cultural encounters and cultural translation against
the background of Korean history, then it examines its translation in tourist
books and the subsequent effects.
itaewon as a site of cultural encounters and cultural translation
When French historian Fernand Braudel stated, “A town is always a town,
wherever it is located, in time as well as space” (Rybczynski 1995, 49), he
must have been referring to the universality of the urban experience. As Kot-
kin notes, the urban experience is universal “despite vast differences in race,
34 / translation / issue 7 / 2018 isbn 978-88-85622-47-0 issn 2240-0451
climate, and location” because “there is the visceral ‘feel’ of the city almost
everywhere—the same quickening of pace on a busy street, an informal mar-
ketplace, or a freeway interchange, the need to create notable places, the shar-
ing of a unique civic identity” (2005, xv–vxi). The omnipresent visceral feel
he refers to is created by the so called “non-places” found in almost every city.
Non-places, a term coined by French anthropologist Marc Augé, refers to an-
thropological spaces of transience that do not hold enough significance to be
regarded as “places.” As Augé points out, supermodernity produces nonplaces,
“meaning spaces which are not themselves anthropological places and which,
unlike in Baudelairean modernity, do not integrate the earlier places” (1995,
63). Nonplaces are temporary, ephemeral, fleeting spaces for passage, commu-
nication, and consumption. Augé puts it thus:
If place can be defined as relational, historical and concerned with identity, then a
space which cannot be defined as relational, or historical, or concerned with identity
will be a non-place. [. . .] the same things apply to the non-place as to the place. It
never exists in pure form; places reconstitute themselves in it; relations are restored
and resumed in it; the ‘millennial ruses’ of ‘the invention of the everyday’ and ‘the arts
of doing,’ so subtly analysed by Michel de Certeau, can clear a path there and deploy
their strategies. Places and non-place are rather like opposed polarities: the first is
never completely erased, the second never totally completed. (Augé 1995, 63–64)
Examples of nonplaces are air, rail, and motorway routes, aircraft,
trains and road vehicles, airports and railway stations, hotel chains, leisure
parks, large retail outlets, and the complex skein of cable and wireless net-
works that mobilize extraterrestrial space for the purposes of a communication
(Augé 1995).
These nonplaces make urban scenes familiar and uniform, creating an
illusion of universality in urban experiences. In extreme cases, those nonplaces
may make urban experiences homogeneous so that they give the impression
that “only the name of the airport changes” as described in the novel Invisible
Cities by Italian writer Italo Calvino:
If on arriving at Trude I had not read the city’s name written in big letters, I would have
thought I was landing at the same airport from which I had taken off. The suburbs
they drove me through were no different from the others, […] The downtown streets
displayed goods, packages, signs that had not changed at all. […] You can resume
your flight whenever you like, but you will arrive at another Trude, absolutely the same,
detail by detail. The world is covered by the sole Trude, which does not begin, nor end.
Only the name of the airport changes. (Calvino 1972/1974, 128)
However, despite “the universality of the urban experience,” each city
has a unique and special “feel,” which gives city tourists a different experience.
One of the factors that make each city unique and special is its ascent and
decline throughout history, the process of which is “both rooted in history
isbn 978-88-85622-47-0 issn 2240-0451 translation / issue 7 / 2018 / 35
and changed by it” (Kotkin 2005, 147), in other words, the characteristics of
“places” in Augé’s term. Cities are not stagnant; they are reconfigured, re-
shaped, and rearranged with political, economic, social, and cultural changes
throughout history.
Just as Lotman points out in his discussion on the symbolism of St.
Petersburg, “The city is a mechanism, forever recreating its past” (Lotman
1990, 194–195): architectural ensembles, city rituals and ceremonies, the very
plan of the city, the street names and thousands of other left-overs from past
ages act as code programs constantly renewing the texts of the past. Lotman
also says that “in this sense, the city, like culture, is a mechanism which with-
stands time” (Lotman 1990, 195).
So, as Simon’s Cities in Translation (2012) suggests, cities are “intersec-
tions of memory,” and the streets of the cities keep those memories. Itaewon
is such a city. Compared to other areas in Seoul, it is an area with a rapid pace
of change, and it has various images: diversity, ambiguity, disorder, chaos,
exoticism, foreign land within the country, and so on. Such dynamicity and
images throughout the history of the place stem mainly from its geographical
location, specifically, its location near Han River.
As Lotman puts it, there are two ways in which a city as a demarcated
space may relate to the earth which surrounds it—concentric and eccentric:
Concentric structures tend towards enclosure, separation from their surroundings
which are classed as hostile while eccentric structures tend towards openness and
contacts with other cultures. [. . .] The concentric situation of the city in semiotic space
is as a rule associated with the image of the city on the hill. [. . .] The eccentric city is
situated “at the edge” of the cultural space: on the seashore, at the mouth of a river.
(Lotman 1990, 191–192)
The peculiar situation of Itaewon, due to its location near the Han
River, imbued it with openness. Indeed, various meanings and different sto-
ries about the origin of the name show such characteristics. Itaewon has three
different names and meanings, using different Chinese characters—梨 泰 院,
李 泰 院, and 異 胎 院—which are embedded in its geographical position
and Korean history.
Firstly, Itaewon was initially a place for travelers and trading. During
the Joseon Dynasty, one of four Hanyang (present Seoul) won (院)—a won was
a kind of inn established for government officials and travelers by the govern-
ment—was located there. So the place was named Itaewon. The won (院) in
the name “Itaewon” meant “inn offering lodgings to travelers” (smg 1998, 83).
As more people frequented the area, inns for foreign envoys and markets were
formed (Jang 2000, 59). Another story claims that Itaewon (梨 泰 院), meaning
“area for pear trees,” was so named because pear trees were grown there.
36 / translation / issue 7 / 2018 isbn 978-88-85622-47-0 issn 2240-0451
Itaewon was also a space of trauma. It was the area for alienated wom-
en, women who had to choose isolation from the society because, with the
scar of foreign invasion on their body, they could not be accepted in Korean
society.
During the Seven-Year War (1592–1598) against the Korean dynasty
of Joseon, a Japanese military supply base was established in the Unjongsa
Buddhist nun temple near present-day Itaewon. It is said that the Japanese
commander Katō Kiyomasa and his soldiers seized the temple, raped the nuns,
and then stayed for some time. They subsequently burned the temple before
they left. The Buddhist nuns, who had lost their home, moved to nearby
Yunggyeong Mountain and lived there. Thus, the area was called Itaewon (異
胎 院), which means “village for being pregnant with a foreigner’s child” (No-
mi Lee 2011, 242–243; Hoefer et al. 1981; Jun-gi Kim 2012).
Itaewon was also the place where Korean women, who had been tak-
en to China during the second Manchu invasion of Korea in 1636, returned
and settled down (Chosun Daily 2011).3 In Joseon society, which had a tradi-
tion of monogamy, those women were despised as hwanhyangnyeo (“women
who returned”) and so they could not return to their home. Therefore, they
went to live with the nuns (Heu-suk Han 2001, 59).
According to another story, the name originated from Itain (異 他
人), which means foreigners, in reference to Japanese soldiers, who surren-
dered and were naturalized during the Seven-Year War, forming a community
there (Jun-gi Kim 2012).
This link between Itaewon with marginalized people might have
facilitated the formation of neighboring Haebangchon (literally, “liberation
village”). Haebangchon was the area for displaced people after liberation from
Japanese colonial rule, for north Korean refugees after the Korean War of
1950–1953, and then for farmers who had left their rural hometowns for cities
during the process of industrialization.
Geographically situated near Han River, Itaewon was considered
strategically important in terms of transportation and military withdrawal.
Thus, Itaewon has frequently been an area for foreign troops, having been a
logistics base for the Mongolian Army during the late Goryeo Dynasty and a
supply base for the Japanese Army during the Japanese invasion of Korea in
1592 (Choi 2003, 23); it was also used by Chinese forces during the Im-O mili-
3
서울 속 외국 이태원 백서. 美軍거리서 다국적 거리로 (Itaewon White Paper: From the Street of the
US Military Army to Multinational Street). Chosun Daily, Feb 21, 2011. http://boomup.chosun.
com (accessed December, 2014).
isbn 978-88-85622-47-0 issn 2240-0451 translation / issue 7 / 2018 / 37
tary revolt of 1882–1884, was the location of the Japanese military headquarters
during the colonial period of 1910–1945, and was used by the US forces after
the liberation of Korea from Japanese colonial rule (No-mi Lee 2011, 242–243;
Shin 2008, 193; Seoul Development Institute 2001).
The deployment of foreign troops transformed and rearranged the
topography of Itaewon. During the 1920s, for instance, the public cemetery,
which was located near the present-day Central Mosque, was transformed
into the Japanese military headquarters. The cemetery was moved to the Miari
district, and the body of Yu Gwan-sun, a patriotic martyr for independence
from Japanese colonial rule, was lost in the process.
However, the biggest changes to and deepest influence on Itaewon
came with the deployment of the US forces. On September 9, 1945, the US
forces came to be stationed in Itaewon when the US Army commanding of-
ficer John Hodge received the surrender of all the Japanese forces in Korea
south of the 38th parallel and took over the Japanese barracks and military
facilities. The US Army Military Government was established and lasted from
1945 to 1948. However, with the Korean War in 1950, the US forces came back
to be stationed in Itaewon, and the history of the US forces in Itaewon began.
The English and Korean languages came to be used together; shops and bars
emerged; and prostitutes, orphans, widows, and people from the provinces
crowded around the US Army base hoping to scrape together a living from
working on the base, selling goods to the soldiers, and so on. Military camp
town clubs for American soldiers were opened, and Itaewon became a space
where “American soldiers consumed Korean women sexually” (Hyeon-mee
Kim 2005, 26). Thus, the so called “Hooker Hill” was formed.
However, most of the women who worked at Hooker Hill were vic-
tims of the Korean War. As the war had produced many orphans and widows,
girls and women had to take responsibility for earning a living. They had to
support not only themselves, but also their families. Some of them had to
send money to their families in their hometown.4 Under the circumstances,
given that they could not find proper jobs, they had to choose prostitution,
becoming yang-gongju5 (a foreigner’s whore), as described in Yeong-su Oh’s
novel of Anna’s Will (1963):
4
A girl risked her life to avoid the government’s control over prostitution and died because she
could not make a living if she was caught. Hearing this news, sixty yang-gongju held a demon-
stration against the control (Dong-A Ilbo Daily, October 27 1960, 3).
5
Yang in yang-gongju means Western, and gongju means a princess. Women who sold their
bodies to Western men, especially American soldiers, were called yang-gongju.
38 / translation / issue 7 / 2018 isbn 978-88-85622-47-0 issn 2240-0451
She had no clothes to cover her body
A brick looked like a chunk of meat to her.
How could you expect a girl, who is starving,
To be a lady, to be faithful?
I was starved.
A mature girl had no place to lay down her body.
Is this sin?
So I became a whore called Anna. (translation mine) (Oh 1963, 330)
As foreign official residences were established in the 1960s, military
accommodation was built in 1963, and when the 121st Evacuation Hospital
of the US Army was moved to Itaewon from Bupyeong district, more than
10,000 people relocated there. During the 1970s, the area became a shopping
district for cheap branded goods; there was a prosperous textile industry, and
the area enjoyed the reputation of one of the most popular tourist attractions
in Korea among foreign tourists in the 1980s when international events were
held in Seoul.
Thus, it was while the US forces were stationed there that Itaewon
came to be known for its shopping area and for Hooker Hill. However, Itae-
won cannot be reduced to only a shopping area and Hooker Hill. Itaewon
was both a colonized space and a space of freedom and resistance. Politically,
it was an Americanized colonial space (Lee and Jung 2010, 191), a colonized
space (Choi 2003), or a deterritorialized space in that the authority of the
nation–state was applied differently from how it was applied in other areas of
the country (Eun-sil Kim 2004). Culturally, it was the space of freedom and
resistance where Korean people could escape oppression under the Yushin
regime in the 1970s and experience American culture (Eun-sil Kim 2004, 27;
No-mi Lee 2011, 243). Indeed, Itaewon was the only route to American culture
in Korean society: It was a place to experience Americanism as an object of
desire for a generation familiar with afkn radio programs, with singers trained
on the musical stages at US military bases, and with Hollywood movies (Choi
2003,102) because foreign travel remained restricted in Korea until 1989.
These characteristics made the area a dynamic space where heteroge-
neous cultural codes and different subjectivities (including colonized “others,”
fragmented “youths,” and a decolonized “new generation”) were encountered,
(re)constructed, (re)signified, and transformed at a specific historical stage
(Lee and Jung 2010, 191). It was a place where subcultures, such as the culture
of the US army in the 1950s–1960s, the Go-Go culture in the 1970s, disco cul-
ture in the 1980s, and hip-hop culture around the 1990s, were circulated, and
it took on a leading role in Korea’s popular music and subculture. The “clubs”
which actively interacted with subcultures of different generations formed a
site that led Korean popular music and subculture (see Lee and Jung 2010).
isbn 978-88-85622-47-0 issn 2240-0451 translation / issue 7 / 2018 / 39
Itaewon, where American soldiers were previously the most numer-
ous of the foreign residents, has become more multinational since 1993, when
the Korean government introduced an industrial trainee system for foreign-
ers. Foreign workers from India, Pakistan, Turkey, Indonesia, Bangladesh,
Nigeria, Senegal, Sudan, Uzbekistan, and so on settled in Itaewon because
the area was more open to foreigners and foreign cultures. Thus, foreigners
could feel more comfortable and secure there. Many expatriates found solace
in its accommodating nature and chose to set up their homes there. As various
cultures, languages, and lifestyles mix together and various cultural activities
commingle, the exterior landscape of the area is changing, and the space of
the area is being rearranged, creating a unique and distinctive atmosphere.
Through these dynamics, the area is becoming the cultural frontier zone
where various cultures have become multinational and multilingual (Hy-
eon-mee Kim 2005, 26).
Itaewon is also a site of both conflict and solidarity as shown in the
Muslim community in the area: “Though Arab Muslim traders have been
known to make infrequent trading expeditions to Korea since the Silla dy-
nasty, the teachings of Muhammad never made a real impact until 1950 when
Turkish troops arrived to fight for UN forces” (Hoefer 1981). In 1960, the
Korean Muslim Federation was founded with a Korean, Haji Sabri Suh, as
its leader. However, the Islamic community was established due to the need
to understand the Islamic world after the oil crisis of 1973 and 1974 (Lee and
Jung 2011, 242). In February 1975, an Islamic Center was established in Itae-
won, Seoul, and an adjoining Central Mosque—the largest such onion-domed
structure in northeast Asia—was opened in 1976 (Hoefer 1981).
The Seoul Central Mosque had been built with both Korean and
Middle Eastern funds to serve the 3,000 followers of the Prophet in the nation
(Hoefer 1981). The Central Mosque is therefore not only a place for religious
belief but also a symbolic site which shows Koreans’ effort to understand the
Islamic world (Lee and Jung 2011, 242–243).
A larger Muslim community was formed in Itaewon in 2005 when an-
ti-American sentiment spread after two Korean middle school girls were acciden-
tally run over and killed by an American armored personnel carrier, and American
soldiers assaulted some citizens. As American soldiers were subsequently banned
from bars and clubs, the economic base of the area declined and workers in the
entertainment business left the area for cheaper accommodation elsewhere. Thus,
the Muslim community was formed around the Central Mosque.
The Muslim community is bringing about changes to Itaewon. One
of the most noticeable changes is the increased number of Halal food restau-
rants and the reduced number of local butcher’s shops (Heu-su Yi et al. 2008,
40 / translation / issue 7 / 2018 isbn 978-88-85622-47-0 issn 2240-0451
1.
Itaewon, street view
2.
Itaewon, Muslim
settlement area
68). Furthermore, because of the strong solidarity among Muslims, the com-
munity is often regarded as a closed community by other Koreans (Lee and
Jung 2011, 250).
The Muslim settlement in Itaewon is a segmentation of urban space
formed by the pluralism of race and Islamic culture. However, the space is
isbn 978-88-85622-47-0 issn 2240-0451 translation / issue 7 / 2018 / 41
never homogeneous to the citizens and Muslims living in the Muslim settle-
ment, and the place of residence is perceived according to different meanings.
That is, the citizens living in Itaewon view the Muslims as those who threaten
their lives and view foreigners as the cause of economic conflicts as well. How-
ever, for those Muslims in the settlement, the citizens’ hostility toward them
has given rise to a view of them as a strange and potential threat. The place of
conflict and alienation is an inevitable part of the process of initiating a new
cultural solidarity (see Lee and Jung 2011).
Another feature of Itaewon is the coexistence of mutually exclusive
activities in the same place: the Muslim community adjoins Gay Hill, which
was formed in the late 1990s when gay bars moved there from Euljiro-Jongro
(Jung-eun Kim et al. 2010). The position of Itaewon as a place of expatriates
makes negotiation across different cultures with no shared history the very
condition of civic coexistence. Now, Itaewon is producing a varied atmo-
sphere and landscapes as multinational cultures are dynamically mixed to-
gether.
translation and representation of itaewon as a nonplace
Tourist books have an important role to play in presenting an image of a city
to the outside world because most tourists depend on the books for informa-
tion about the city they will visit. They obtain information about the history,
culture, shopping centers, or entertainment facilities in the city and they con-
sume the city based on this information. Tourist books provide guidelines to
give tourists information and instructions to help them know or understand
the city.
Itaewon has been one of the most popular tourist areas in Seoul
among foreign tourists to the extent that it has been said that “[y]ou may not
know Seoul, but you should know Itaewon” (Saccone 1994, 79). Indeed, for
most foreigners the area has become synonymous with Seoul. This section
investigates how Itaewon has been presented in tourist books during the past
thirty years. For this purpose, tourist books in English from 1981 until 2010
were examined; however, as not many tourist books are available that discuss
Itaewon, the sample was limited to seventeen books.
Insight Guides: Korea (Hoefer et al.), which was published in Hong
Kong in 1981, offers comparatively detailed information, focusing on the or-
igin of the name and Muhammadanism in Korea. Regarding the name, it
quotes Allen and Donard Clark, a father-and-son team of Seoul historians
as saying, “Following the Japanese invasion of 1592–1598, the area now called
42 / translation / issue 7 / 2018 isbn 978-88-85622-47-0 issn 2240-0451
Itaewon came to be called ‘Itaein’ or ‘Itaein dong’ meaning ‘Foreigners’ Vil-
lage,’ because of the Japanese soldiers who were quartered on this site,” and
“When the war was over, some of the soldiers settled down, married Korean
girls, and spent the rest of their lives here.” Then “the tradition carries on,
though most American soldiers take their Korean brides home, to ‘the world.’
as they call the U.S. of A.” (Hoefer et al. 1981).
Regarding Muhammadanism, the book says the teachings of Mu-
hammad never made a real impact until the arrival of Turkish troops in 1950,
as mentioned previously, and it goes on to explain the foundation of the Ko-
rean Muslim Federation in 1960 and the establishment of an Islamic Center in
1975 and, later, the adjoining Central Mosque (Hoefer et al. 1981).
Visitors Guide: Seoul Korea, which was published by Seoul Metro-
politan Government (smg) in 1998, introduces some of Itaewon’s histor-
ical traces:
[the] “won” of the name has meant an inn offering lodgings to travelers of the Cho-
son Dynasty. In the middle of the 17th century, there was a concentrated village of
naturalized Japanese. From 1906, a Japanese Military Post was stationed in the
area until liberation from Japanese colonial rule, and now US Military Post including
headquarters is located there. (SMG 1998, 83)
However, Insight Guides: South Korea (Le Bas), which was published in
London in 2007, introduces the history of Itaewon using a more poetic tone:
but foreigners, not all of them Western, now occupy multi-story apartment buildings.
[. . .] Imagine the astonished reactions of the Buddhist monks who, for some 500
years, kept a free hostel for travelers near here. What exists now, albeit breathtaking,
may prove to be too developed for their tastes: the Grand Hyatt Hotel’s mirrored
façade; and the twin minarets of the onion-domed mosque below, from which re-
sounds the muezzin’s call to afternoon prayer. (Le Bas 2007, 135-139)
The book then adds that centuries ago, Itaewon was used as a stop-
over point for visitors to the capital, that Japanese troops were housed there
during the Japanese Occupation, and that, after the Korean War, they were
then replaced by American soldiers.
Although the descriptions in the above three tourist books are not enough
to show the dynamicity of Itaewon, they at least reveal the historicity of the area.
However, other tourist books introduce Itaewon, focusing on it as place for con-
sumerism and as a shopping area and entertainment district as follows:
known as a part of the city that never sleeps. [. . .] a one-stop hub for foreign visitors,
including shopping, tours, lodging and information services. It also offers many ven-
ues in which to enjoy Korean and foreign cultures and cuisines. (kotra 2006, 249)
now a growing mecca for bargain hunters. [. . .] It is lined on both sides with hundreds
isbn 978-88-85622-47-0 issn 2240-0451 translation / issue 7 / 2018 / 43
of shops and arcades selling ready-made sports clothes [. . .] It is also an entertain-
ment spot that boasts well over 200 restaurants, bars and clubs. (Suzanne Crowder
Han 1989, 74)
crowded with shops of all kinds from custom tailors to jewelers, from antiques deal-
ers to clothiers. [. . .] In the evening Itaewon becomes a dynamic entertainment dis-
trict packed with discos, nightclubs, bars, and karaokes of all sizes. (Saccone 1994,
79–80)
the shopping paradise of diverse visitors from all parts of the world. (kowoc 2002,
63)
Itaewon offers tailor-made and ready-made clothes [. . .] There is a spirited night life,
too. (Chunsung Kim 2004, 90)
it was one of the only places in the country in which you could buy “Western” items
[. . .] While it remains a great place to shop for cheap tailored suits and shoes, Itae-
won’s popularity also made it a byword for transactions of a more sexual nature –
hostess bars sprung up all over the place. (Paxton 2008, 109)
It’s a bastardized district that’s neither Korean nor Western, but a skewed yet intrigu-
ing combination of both. Clothing, gifts . . . (Nilsen 2009, 44 and 92)
a lively expat entertainment zone with bars and clubs aplenty, both gay and straight.
Market stalls line the main street and the district comes to life in the evening. (Rob-
inson and Zahorchak 2009, 55)
Once a shady red-light district, it’s been cleaned up [. . .] You can still find ladies of
the night walking down certain streets at night, but during the day, it’s a shopper’s
paradise. (Cecilia Hai-Jin Lee 2010, 63)
Translation of Itaewon in the above tourist books is no different from
that in Wikipedia, as was pointed out in the introduction. Rather than being
presented as a dynamic space where memories are imprinted, heterogeneous
cultures mix together, and new cultures emerge, Itaewon is represented in
these books as a large retail outlet for the selling and buying of goods, just
like nonplaces, to use Augé’s term (1995, 63), which have no urban relations,
history, or identity.
The way Itaewon is translated is similar to the process of reification in
that it presents fragmented information about the city in the process of com-
modification for tourism, and thereby stops us understanding the totality of
the city. According to Lukács (1971), under capitalism everything is reified as
the result of a unified structure of consciousness—that is, seeing everything in
a completely discrete way, where everything is separated and fragmented and
taken out of the process to which it belongs. Lukács claims this is caused by
the fact that everything is turned into a commodity under capitalism, which
thus prevents us from seeing the totality of the place and the deeper processes
that are going on.
In a capitalist society, a city is presented as a commodity for the tour-
ist industry, and its images are created, manipulated, or distorted in the pro-
44 / translation / issue 7 / 2018 isbn 978-88-85622-47-0 issn 2240-0451
cess of translation in order to create a profit. A city’s function as a place for
entertainment and shopping is frequently emphasized in presenting the city
because “the criteria of the successful tourist industry mainly puts priority on
spending on entertainment and shopping” (Yi and Oh 1994, 21). Itaewon’s
image is presented as a place for selling and entertaining; removed from its
historicity, the image is fragmented.
fragmented image, fragmented experience
What does this fragmented image have to do with the city? The most direct
influence may be the way the city is consumed by tourists. For example, the
following recent reviews of the city by tourists6 show that the way they con-
sume the city is closely related to the image presented in tourist books:
Itaewon: Lots of Shopping. There are shops and a district for almost every imaginable
type of product and some are open until very late at night […]. (October 20, 2002)
Itaewon: Capital of Kitsch. [. . .] filling up with good restaurants and chain stores. You
can find Nike outlets selling all manner of shoes and sports gear, Body Shops filled
with makeup and luxurious bath products, and dozens of clothing stores and tailors
specializing in Chinese silk dresses. (October 19, 2003)
Itaewon: Cheap shops and street fashion. You can find bargains of any kind and a lot
of the big clothing chains [. . .]. (January 28, 2004)
Itaewon: Near military base. Itaewon does have some shops [. . .] Itaewon is located
near a US military base, so don’t mind the soldiers in camouflage wandering around
town. At night time, Itaewon transforms itself [. . .] One of the native Koreans told me
that most Korean girls do not hang around in that area, afraid to be mistaken as a
prostitute. (February 22, 2005)
Itaewon is perhaps the most famous shopping area for foreigners in Korea. (January
13, 2006)
Itaewon: Buying a Custom-Made Suit in Itaewon. (May 6, 2007)
Itaewon: Very Touristy and Expensive, not a Sample of Korea. The Itaewon shopping
area covers a 1.4 km in length [. . .] The area has a vibrant night life scene with many
bars and nightclubs. (July 24, 2008)
Itaewon: Special Tourism Shopping Zone of Seoul (April 4, 2011)
6
All citations are taken from http://www.virtualtourist.com/travel/Asia/South_Korea/Soul_
tukpyolsi/Seoul-1058426/Shopping-Seoul-Itaewon-BR-1.html (accessed December, 2014),
which is an interactive site aimed at sharing travel knowledge, which includes chat, forums,
travelogues, photos, and maps.
isbn 978-88-85622-47-0 issn 2240-0451 translation / issue 7 / 2018 / 45
Although one reviewer describes Itaewon as an unexpected treasure
trove, most of the reviews show that tourists’ experience of Itaewon is superfi-
cial and fragmented, alienated from its memories and ongoing history just like
the images of the city in the tourist books. They just experience Itaewon as a
non-place where things are sold and bought. Considering the general purpose
of tourist books, it can be said that the translation of Itaewon that is circulated
and reproduced has directed tourists’ pattern of consuming the city.
The city is, of course, a place where things are traded, but it is not
only a place where things are traded. As Calvino’s Invisible Cities suggests, a
city is an assemblage of memory, desire, signs, names, and other features. So
what is traded is not only things but also memories, desires, signs, names, and
other things, as shown by Invisible Cities’ Euphemia:
You do not come to Euphemia only to buy and sell, but also because at night, by the
fires all around the market, seated on sacks or barrels or stretched out on pile of car-
pets, at each word that one man says—such as “wolf,” “sister,” “hidden treasure,” “battle,”
“scabies,” “lovers”—the others tell, each one, his tale of wolves, sisters, treasures, sca-
bies, lovers, battles. And you know that in the long journey ahead of you, when to keep
awake against the camel’s swaying or the junk’s rocking, you start summoning up your
memories one by one, your wolf will have become another wolf, your sister a different
sister, your battle other battles, on your return from Euphemia, the city where memory is
traded at every solstice and at every equinox. (Calvino 1972/1974, 36–37)
Itaewon is also a place that has its memories, desires, signs, and names,
and is the place where those memories, desires, signs, and names are traded;
thus it deserves to be known for various reasons, not just as a selling place. So
the experience of the city could be more complex than simply trading things.
The fragmented experience together with the reproduced image has
produced a negative image about Itaewon, so that it loses its attraction as a
tourist site. Furthermore, as neighboring commercial areas are created, Itae-
won has also lost its merits as a shopping area. Realizing the risk, the gov-
ernment designated the area a special tourism district in 1997 and decided to
hold the Itaewon Global Village Festival twice a year in an attempt to revive
Itaewon as a site of dynamic cultural exchanges.
conclusion
In the tourism industry, cities are rearranged according to the economic
principles of commercialism in a capitalist society. Cities can be classified
as a sacred city, a fashion city, a commercial city, and so on, and this clas-
sification is translated spatially or verbally, creating a representative image
of the city.
46 / translation / issue 7 / 2018 isbn 978-88-85622-47-0 issn 2240-0451
3.
Different views
of Itaewon
Tourist books are one of the media where cities are verbally trans-
lated. Itaewon has been verbally translated as a shopping and entertainment
area in tourist books, and such a translated image has been consumed among
tourists. However, this image has been fragmented, and so has been the expe-
rience of tourists.
The experience of cities may be more multiple and more multilateral
than the one the tourist books can produce as shown in the description of the
city of Irene in Invisible Cities:
If you saw it, standing in its midst, it would be a different city; Irene is a
name for a city in the distance, and if you approach, it changes. For those who pass it
without entering, the city is one thing; it is another for those who are trapped by it and
never leave. There is the city where you arrive for the first time; and there is another
city which you leave never to return. Each deserves a different name; perhaps I have
already spoken of Irene under other names; perhaps I have spoken only of Irene.
(Calvino 1972/1974, 125)
isbn 978-88-85622-47-0 issn 2240-0451 translation / issue 7 / 2018 / 47
4.
Itaewon, historical view
Therefore, cities cannot be fixed to a single image or translation. The
various translations of the name of Itaewon itself—foreigners’ village, village
for being pregnant with a foreigner’s child, village for pear trees—show that
the area cannot be translated into one fixed image. The inherent and unique
properties of Itaewon have been formed by the totality of geographical and
historical moments. Itaewon has been a place for travelers and trading, a space
of trauma caused by the conflictive history of Korea, a foreigners’ village, a
foreign land within the country, a colonized space, a space of freedom and
resistance, a deterritorialized zone, a window onto Western culture, a space of
conflicts and solidarity, a space for cultural translation, and so on. The area has
accumulated its memories throughout history while being repeatedly rewrit-
ten, functioning as “a culture-generator.”
Indeed, regarding cities as “culture-generators,” Lotman says:
The city is a complex semiotic mechanism, a culture-generator, but it carries out this
function only because it is a melting-pot of texts and codes, belonging to all kinds of
languages and levels. The essential semiotic polyglottism of every city is what makes
it so productive of semiotic encounters. The city, being the place where different
national, social, and stylistic codes and texts confront each other, is the place of
hybridization, recodings, semiotic translations, all of which makes it into a powerful
generator of new information. (Lotman 1990, 194)
Itaewon has been, to use Lotman’s words “the place of hybridization,
recodings, semiotic translations” (Lotman 1990, 194). However, a selective
translation of such a city in the tourist books has focused on the fragmented
image in the process of the commodification of the city as a tourist site. This
fragmented image has been reproduced during past decades, fixing the image
to Itaewon and obstructing cognition of the totality or the whole nature of the
48 / translation / issue 7 / 2018 isbn 978-88-85622-47-0 issn 2240-0451
city. This way, translation may be damaging to cities especially when a dis-
torted image obtains authority through reproduction. As a culture-generator,
a city deserves its proper translation.
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<Hunam Yun> She is a translation scholar and translator. She first
obtained her BA in English literature at Korea University, Seoul. After
studying translation studies at Warwick University, UK, she obtained
her MA and PhD in Translation Studies in 2000 and 2011 respectively.
She has taught translation theory and practice for over fifteen years
at Hongik University in Seoul and translated Walter Scott, Andersen,
George MacDonald, and Beatrix Potter into Korean. Her main topics in-
clude globalization and translation, literary translation, drama translation,
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tion to Translation Theory and Practice. She now focuses on writing and
translating while living in New York.
50 / translation / issue 7 / 2018 isbn 978-88-85622-47-0 issn 2240-0451
| Unimi Open Journals |
translation | https://riviste.unimi.it/index.php/translation/article/view/15750 | [
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] | Of Translational Spaces
and Multilingual Cities: Reading the
Sounds of Lagos in Sefi Atta’s Swallows
and Everything Good Will Come*
Elena Rodríguez Murphy
University of Salamanca, Spain
[email protected]
<Abstract> Over the last few years, there has been an increasing number of Nigerian au-
thors who in their writing have centered on portraying the different sounds and accents of
one of Nigeria’s most diverse and vibrant cities, Lagos. This article aims to analyze the way
in which Sefi Atta, a leading voice in what has come to be known as “the third generation
of Nigerian writers,” describes in her novels Swallow (2005) and Everything Good Will Come
(2010) the manner in which some of Nigeria’s vernacular languages, such as Hausa, Igbo,
and Yoruba, as well as Nigerian English and Nigerian Pidgin, permeate this incredibly plu-
ral and multilingual city where varying ethnic, linguistic, and religious groups have been
made to live together in the same translational space as a result of the colonial era.
As Achille Mbembe (2010) has underlined, one of the main bequests of colonialism has
been the unequal development of the different countries and regions of Africa. This situa-
tion has led to an uneven distribution of people within multiple spaces. In this way, cities
such as Lagos, Dakar, Accra, or Abidjan have actually become major metropolitan centers
where interaction and negotiations among diverse peoples are commonplace and transcul-
tural forms of different elements such as modes of dress, music, or language are constantly
emerging. Without a doubt, translation is a main feature of coexistence in Lagos given its
multilingual environment and the way in which various ethnic and linguistic communities
share everyday life.
“Language is part of the audible surface of the city.”
(Cronin and Simon 2014, 120)
in translation: reading the sounds of the city
Over the last few years, there has been an increasing number of Nigerian au-
thors who in their writing have centered on portraying the different sounds
and accents of one of Nigeria’s most diverse and vibrant cities, Lagos. In this
* This article is part of the research project entitled “Violencia simbólica y traducción: retos en
la representación de identidades fragmentadas en la sociedad global” [Symbolic Violence and
Translation: Challenges in the Representation of Fragmented Identities within the Global Soci-
ety] (FFI2015-66516-P; MINECO/FEDER, UE), financed by the Spanish Ministry of Economy
and Competitiveness.
isbn 978-88-85622-47-0 issn 2240-0451 translation / issue 7 / 2018 / 51
regard, as Toni Kan Onwordi has underlined in a brief description included
on the cover of Sefi Atta’s second novel Swallow, “no contemporary Nigerian
writer is better than Sefi Atta at evoking the smells, sounds and the sheer
madness of this sprawling cosmopolitan city of Lagos.” Along with Chris Aba-
ni, Helon Habila, Maik Nwosu, Jude Dibia, and Akin Adesokan, and other
members of what has come to be known as “the third generation of Nigerian
writers,” in her narrative Sefi Atta ably describes the way in which diverse
peoples negotiate everyday life on the city’s populated streets.
Although there are many ways in which one may try to understand
the workings of urban reality, analyzing “the practice of everyday life” (see
De Certeau 1984) in a postcolonial city such as Lagos through language and
translation can offer new and interesting perspectives in various fields of study.
Indeed, Atta’s novels Everything Good Will Come (2005) and Swallow (2010)
provide the reader with a valuable linguistic experience of Lagos through the
inclusion in her texts of the multilingual transactions that permeate the city.
As Simon interestingly points out in her book Cities in Translation,
Much of the abundant literature in recent decades has emphasized the visual aspects
of urban life. And yet the audible surface of languages, each city’s signature blend
of dialects and accents, is an equally crucial element of urban reality [. . .] “hearing”
introduces the observer into layers of social, economic and cultural complexity. (Si-
mon 2012, 1)
Thus, reading in Atta’s fiction the sounds and diverse range of accents
that characterize the city brings the reader closer to the complexity of its lin-
guistic reality, in which translation appears as an indispensable tool which has
gradually allowed for the emergence of what McLaughlin has termed “new
urban language varieties”:
The burgeoning growth of Africa’s cities that began during the latter part of the colo-
nial period and continues with increasing momentum into the twenty-first century has
given rise to a multiplicity of innovative and often transformative cultural practices
that are associated primarily with urban life, not least of which is the emergence of
new urban language varieties. (McLaughlin 2009, 1)
Lagos is, without a doubt, a multilingual and multiethnic city that
can actually be defined as “a translation space [where] the focus is not on mul-
tiplicity but on interaction” (Simon 2012, 7). Therefore, given its multilingual
environment and the way in which various ethnic and linguistic communities
have come to share its everyday life, translation can clearly be considered one
of the main features of activity in Lagos. In this way, beyond dichotomist un-
derstandings, translation becomes an indispensable medium through which
a common coexistence may, although not always successfully, be negotiated:
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Multilingual contexts put pressure on the traditional vocabulary of transfer and its
concepts of source and destination. Communities which have had a longstanding re-
lationship inhabit the same landscape and follow similar rhythms of daily life. Facing
one another across the space of the city, they are not “foreign” and so translation can
no longer be configured only as a link between a familiar and a foreign culture, be-
tween a local original and a distant destination, between one monolingual community
and another. [. . .] The Other remains within constant earshot. The shared understand-
ings of this coexistence change the meaning of translation from a gesture of benev-
olence to a process through which a common civility is negotiated. (Simon 2012, 7)
lagos: a multilingual and multiethnic megacity
In his book Sortir de la grande nuit (2010), Achille Mbembe recently under-
lined the fact that one of the main bequests of colonialism has been the un-
equal development of the different countries and regions of Africa. In fact,
“[n]o major coastal cities existed in Western Africa before the colonial period.
However, as a result of the mostly maritime-based logistics of colonialism,
countries in the sub-region began an urbanization path strongly associated
with the coast” (United Nations Human Settlements Programme [UN-Hab-
itat] 2014, 99). This situation has gradually led to an uneven distribution of
people within multiple spaces, hence cities like Lagos, Dakar, Accra, and Ab-
idjan have actually become major metropolitan centers where interaction and
negotiations are commonplace and transcultural forms of different elements
such as modes of dress, music, or language are constantly emerging. It be-
comes apparent, therefore, that in many African cities such as Lagos
attaining even the minimum often requires complex styles of staying attuned to the
shifting intersections of gestures, excitements, languages, anxieties, determinations
and comportments enacted across markets, streets and other venues. The city is a
field of affect where specific dispositions and attainments are contingent upon the
ways actors’ bodies, histories and capacities are mobilized and enacted. (Simone
2007, 237)
As Ato Quayson explains in regard to Oxford St., in the Ghanaian
capital of Accra the streets in many African cities may be seen as archives, rather
than just geographical locations, where it is possible to find “a rich and intricate
relationship between tradition and modernity, religion and secularity as well as
local and transnational circuits of images and ideas” (Quayson 2010, 72).
Lagos is a burgeoning city, the largest in Nigeria (Falola and Genova
2009, 202), and, according to the figures published by the United Nations
Human Settlements Programme (UN-Habitat) in its 2014 report The State of
African Cities 2014. Re-imagining Sustainable Urban Transitions, it “has recent-
ly joined the ranks of the world’s megacities” (2014, 17). Lagos has undoubt-
edly been shaped by its history, not only as one of the most important ports
isbn 978-88-85622-47-0 issn 2240-0451 translation / issue 7 / 2018 / 53
in West Africa from the eighteenth century onwards, but also as the federal
capital of Nigeria (1914–1991). In this respect, although Abuja has been the
federal capital of the country since 1991, Lagos, whose population is expected
to rise to over eighteen million by 2025 (United Nations Human Settlements
Programme, 23–25), is now the center of one of the largest urban areas in
Western Africa and continues to be a main hub in the southwestern region
of Nigeria for the circulation of peoples as well as goods. Growing urbaniza-
tion and rural–urban migration are responsible for the cultural heterogeneity
of this major Western African city, which was at one point described “as an
ancient city inhabited by the Awori and Ijebu people, both subgroups of the
Yoruba” (Falola and Genova 2009, 202). Nevertheless, as a result of Nigeria’s
national history, Lagos is currently populated by varying and distinct ethnic
groups. Although there is still a Yoruba majority, it can be said that “Nigeria’s
myriad ethnic and religious identities are found throughout the city’s neigh-
borhoods, usually managing to coexist, though periodically sparking tensions”
(Lewis 2009, 115).
The artificial boundaries which were drawn when Nigeria was created
by British administrators in 1914,1 have given rise to an incredibly heteroge-
neous space both in ethnical and linguistic terms. As can be seen in the map
below, there is an extremely wide range of ethnic groups which, as a conse-
quence of colonialism, have come to inhabit the same nation; this has often
provoked ethnic and religious tensions, the Biafran War (1967–1970) being a
case in point:
The Nigeria of today [...] is a relatively new creation, dating back to the early 20th
century. Boundaries prior to that time included numerous chieftaincies and empires
that expanded and contracted geographically without regard to modern Nigeria’s
boundaries. For the early peoples of Nigeria, only geographic boundaries, such as the
Sahara Desert or Atlantic Ocean, might have kept them in place. Western European
powers competing for territory and political control in Africa during the late-19th cen-
tury determined Nigeria’s boundaries to suit their needs. Much of Nigeria’s western,
eastern, and northern borders are the results of rivalry and compromise by Euro-
pean powers. As a result, ethnic groups and former kingdoms straddle boundaries.
[...] Modern-day Nigeria is a conglomeration of hundreds of ethnic groups, spanning
across different geographical zones. [...] To identify a single Nigerian culture is diffi-
cult. (Falola and Genova 2009, xxx-xxxi)
1
The name ‘Nigeria’ is credited to the colonial editor of the Times of London, Flora Shaw, who
later married the new entity’s governor, Lord Frederick Lugard. The name stuck. But the new
name was not accompanied by any sense of national unity. [. . .] The British yoking together of
so many different peoples into a huge state [. . .] shaped the future of about a fifth of Africa’s
sub-Saharan population” (Campbell 2013, 2).
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From a demographic point of view, within Nigeria the Hausa-Fulani,
the Igbo, and the Yoruba can be considered to be the largest of the ethnic
groups. According to Iyoha (2010, 169), around 29% of the population is
Hausa-Fulani who live mainly in the northern regions in cities such as Kano,
Sokoto, and Kaduna. The Yoruba, more or less 21%, are based primarily in the
southwest of the country, in cities such as Ife-Ife, Lagos, and Ibadan. On the
other hand, the Igbo, approximately 18% of the population, inhabit the areas
situated in the southeast of Nigeria, for example in Port Harcourt, Owerri,
and Enugu. These aforementioned groups can, however, be said to live all
around the country. Other, numerically smaller ethnic groups include the Tiv,
the Nupe, the Igala, and the Jukun in the Middle Belt region and the Ijaw, the
Itsekiri, the Urhobo, the Ogoni, and the Ibibio in the Niger Delta. They have
long been demanding greater political and economic representation within
the national space, as Saro-Wiwa has pointed out on many occasions in regard
to the Ogoni people:
Colonialism is not a matter only of British, French, or European dominance over Af-
ricans. In African society, there is and has always been colonial oppression. In my
case, the Ogoni had never been conquered by their Igbo neighbors. But the fact of
British colonialism brought both peoples together under a single administration for
the first time. And when the British colonialists left, the numerically inferior Ogoni
were consigned to the rule of the more numerous Igbos, who always won elections in
the Region since ethnic loyalties and cultural habits were and continue to be strong
throughout Nigeria. (Saro-Wiwa 1992, 155)
Not only is Nigeria diverse in terms of its ethnicity, but it also boasts
an enormous variety of languages and dialects—more than four hundred ac-
cording to Garuba (2001, 11) and more than five hundred according to the
isbn 978-88-85622-47-0 issn 2240-0451 translation / issue 7 / 2018 / 55
Ethnologue database (Simons and Fennig 2017). As Adekunle (1997) and Adeg-
bija (2000, 2004) highlight, multilingualism is a common feature of many
West African regions, and Nigeria can be said to be the country where the
largest number of different languages is spoken. Together with English, which
is used as an official language and is employed in diverse forms, Hausa, Igbo,
and Yoruba have become the three major national languages.2 Moreover, a
wide range of languages and dialects spoken by the different Nigerian ethnic
groups is to be found:
Apart from the indigenous languages, which are the mother tongues of Nigerians,
there also exist non-indigenous languages. They include English, which has become
a second language; Nigerian Pidgin (the language in Nigeria with probably the larg-
est number of speakers), which derives from the contact between English and the
indigenous languages; Classical Arabic, which is learnt by Muslims; and other for-
eign languages such as French, German, and Russian, which are taken as academic
subjects at the secondary and tertiary levels of education. (Igboanusi 2002, 13–14)
Faced with this highly complex web of languages, many Nigerians
have resorted to both English and Nigerian Pidgin (NP)3 as a way of favoring
communication with each other:
Originally mainly restricted to trade, Pidgin has spread to become the language of
market places, sports, the army and police force, taxi drivers, playgrounds, university
campuses, and generally of interethnic discourse in lower-class and informal con-
texts. In recent decades it has therefore been utilized for mass communication—in
advertising, political campaigning, government propaganda, announcements, and
mass media, e.g. news broadcasts on the radio [. . .] It is labeled “the most widely
spoken language in Nigeria” [. . .] Though the language still carries a strong stigma
in the eyes of many educated Nigerians, many others have come to use it in informal
conversations, also in banks, offices, and businesses, utilizing its ethnographic role as
a code of friendliness and proximity. (Schneider 2007, 205–206)
Nonetheless, it is interesting to take into consideration that whilst
NP and the vernacular languages are normally used in informal and familiar
conversations, administrative and educational matters are mainly dealt with
in English: “For a great many speakers from different groups, English is [...]
valued as a language of prestige, a sign of education, and a mark of modernity”
2
“The dominance of English in the Nigerian Constitution continued until 1979, when the Con-
stitution that emerged under a military regime specifically provided for the use of the three
major languages (Hausa, Igbo, and Yoruba) in addition to English for proceedings in the Na-
tional Assembly: ‘The business of the National Assembly shall be conducted in English, and in
Hausa, Ibo, and Yoruba when adequate arrangements have been made therefore (Section 51)’”
(Bamgbose 1996, 358).
3
It is important to bear in mind that, as Igboanusi points out, “Nigerian English” (NE) and “Ni-
gerian Pidgin” (NP) are considered to be different languages: “Nigerian Pidgin is different from
Nigerian English (the variety of English used in Nigeria). However, the line between them is
sometimes difficult to draw, particularly at the lexical level” (Igboanusi 2008, 78).
56 / translation / issue 7 / 2018 isbn 978-88-85622-47-0 issn 2240-0451
(Simpson 2008,194). According to different critics (Bamgbose 1971; Bamgbose
1996, 366; Igboanusi 2002; Gut 2004, 813), only a small percentage of the Ni-
gerian population may understand or speak English, but, despite the fact that
in recent years there have been repeated attempts to increase the importance
of the vernacular languages, it continues to be used on a regular basis, espe-
cially by the local elites:
As ex-colonial people, Nigerians hold English in great awe. They so overrate English
that literacy in English is considered the only mark of being an educated person. For
example, for them science and technology are not within the reach of any person
who cannot master the English language. Not surprisingly, therefore, the language,
unlike any of the Nigerian mother tongues, is regarded as being politically neutral for
adoption by the people. [. . .] Consequently, political expediency makes the English lan-
guage the ready language for adoption for national literacy today. (Afolayan 2001, 83)
Just as in other African countries, the increasing use of new technologies
such as the Internet and cable TV among specific sectors of Nigerian society has
resulted in a growing interest on the part of the younger generation in learning
the English language. This situation has been skillfully described by the widely
acclaimed Nigerian writer Chimamanda Ngozi Adichie who, on many occasions,
has stated that English is no longer considered by some as a “foreign” language,
but rather as a Nigerian language adapted to the Nigerian cultural context:
I’d like to say something about English [...] which is simply that English is mine. Some-
times we talk about English in Africa as if Africans have no agency, as if there is not
a distinct form of English spoken in Anglophone African countries. I was educated
in it; I spoke it at the same time as I spoke Igbo. My English-speaking is rooted in a
Nigerian experience and not in a British or American or Australian one. I have taken
ownership of English. (Adichie, quoted in Uzoamaka 2008, 2)
The general trend encountered in multilingual communities consists in
usage gradually determining the role each language has in particular domains, and
Nigeria is no exception. Although English remains the most important language in
education and matters pertaining to government and administration, the vernacu-
lar languages—such as Hausa, Yoruba and Igbo as well as NP—are used primarily
in informal contexts. Taking these matters into consideration, it is important to
underline the “diglossic,” or rather “poliglossic,” relations that, as Zabus (2007) and
Bandia (2008) point out, have been established between the different languages
that are employed in many of the countries in West Africa, including Nigeria:4
4
It is interesting to mention here that, according to Warren-Rothlin, in Nigeria digraphia is also
a social reality which can result in social divisions (Warren-Rothlin 2012, 6–7). There also exist
multiple orthographies and writing scripts within the country (ibid. 7).
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For our purposes, the sociolinguistic concept of diglossia needs to be expanded to
include not only Ferguson’s genetically linked “high” and “low” varieties (to which he
erroneously attributed scripturality and orality, respectively) but unrelated languages
as well. Indeed, in a country like Ghana, Ewe is not a dialect of English and has a
written literature of its own but, functionally, Ewe is to English what a dominated or
subordinate language is to a dominant or superordinate language. [. . .] Also, the West
African auxiliary languages resulting from languages in contact such as pidgins have
a diglossic relation to the dominant European language that is similar to the more
conventional relation between a prestige or power language and its regional dialect.
Conversely, a statistically dominant language like Wolof in Senegal can be consid-
ered as being hegemonic like French and would thus be in diglossia with a minor
language like Ndût. (Zabus 2007, 14)
In the case of the Nigerian linguistic landscape, English has gradually
come to be accepted as the dominant language in some domains while specific
forms of some of the vernacular languages such as Hausa, Igbo, and Yoruba
have been gaining ground in others. In many instances, however, these vernac-
ular languages are in a diglossic situation in relation to the English language.
Likewise, although it is now defined as “the most widely spoken language in
Nigeria,” NP appears to be in a diglossic situation with respect to English. It is
also important to bear in mind that the three major vernacular languages can
be categorized as hegemonic vis-à-vis those considered as minor. Thus, faced
with the linguistic variation characteristic of a territory like Nigeria, it may be
said that, in Zabus’s own words, “[w]e can therefore advance the notions of
‘triglossia’ or even ‘polyglossia,’ and ‘intertwined diglossias’” (Zabus 2007, 14).
The Nigerian cultural and linguistic situation that we have been
describing, although very succinctly, is reflected in the city of Lagos where,
as illustrated by the different examples that follow, diverse languages, and
therefore translation, are used on a daily basis, not only in the ever-chang-
ing “discourse ecologies” (Quayson 2010) that exist on its streets, but also in
the conversational exchanges that take place in its crowded markets, “motor
parks,” taxis or buses. In this regard, in their work both Adedun and Shodipe
have underlined the fact that, although most people in Lagos use Yoruba and
Nigerian Pidgin in their daily interactions, Hausa, Igbo, and other vernacular
languages together with English are also a common feature in this cosmopol-
itan African city:
The nature of Lagos, which accommodates various ethnic, and religious groups, ac-
counts for the present state of its language repertoire. [. . .] Without any doubt, Lagos
is a potpourri of different peoples and tribes and these have had a noticeable impact
on the linguistic repertoire, language choice, and language shift in the area. (Adedun
and Shodipe 2011, 131)
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the sounds of lagos in swallow
and everything good will come
One of the main characteristics of Atta’s work, as mentioned previously, is the
accuracy with which she manages to portray the city of Lagos and the wide
range of sounds that fill its streets and buildings. Both in her first novel, Every-
thing Good Will Come (EG in the citations, below), and in her second novel,
Swallow (SW in the citations, below), in addition to other works, Atta de-
scribes different parts of the city along with its diverse languages and accents:
Our continent was a tower of Babel, Africans speaking colonial languages: French,
English, Portuguese, and their own indigenous languages. Most house help in Lagos
came from outside Lagos; from the provinces and from neighboring African coun-
tries. If we didn’t share a language, we communicated in Pidgin English. (EG, 212)
Sheri’s younger siblings greeted me as I walked across the cement square.
“Hello, Sister Enitan.”
“Long time no see.”
“Barka de Sallah, Sister Enitan.” (EG, 247)
Street hawkers sat behind wooden stalls in a small market . . . They were Fulani peo-
ple from the North. The men wore white skull caps and the women wrapped chiffon
scarves around their heads. [. . .] They talked loud in their language, and together they
sounded like mourners ululating. (EG, 198)
Baba came to collect his monthly salary [. . .]
“Compliments of the season,” I said. “How are you?”
I spoke to him in Yoruba, addressing him by the formal you, because he was an elder.
He responded with the same formality because I was his employer. Yoruba is a lan-
guage that doesn’t recognize gender—he the same as she, him the same as her—but
respect is always important. (EG, 312).
In her fiction, Atta includes many instances in which translation ap-
pears as an indispensable tool and a necessary medium through which ev-
eryday life may be negotiated in Lagos, a place where diverse peoples and
languages have come to share a common space. For instance, when Enitan, the
main character in Everything Good Will Come, is sent to Royal College in La-
gos and encounters girls from varying ethnic and linguistic backgrounds, cul-
tural and linguistic translation becomes indispensable on a day-to-day basis:
I met Moslem girls [. . .] Catholic girls [. . .] Anglican girls, Methodist girls. One girl, San-
gita, was Hindu [. . .] I learned also about women in my country, from Zaria, Katsina,
Kaduna who decorated their skin with henna dye and lived in purdah [. . .] Uncle Alex
had always said our country was not meant to be one. The British had drawn a circle
on the map of West Africa and called it a country. Now I understood what he meant.
The girls I met at Royal College [in Lagos] were so different. I could tell a girl’s ethnic-
ity even before she opened her mouth. Hausa girls had softer hair because of their
Arab heritage. Yoruba girls like me usually had heart-shaped faces and many Igbo
girls were fair-skinned; we called them Igbo Yellow. We spoke English, but our native
tongues were as different as French and Chinese. So, we mispronounced names and
spoke English with different accents. Some Hausa girls could not “fronounce” the
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letter P. Some Yoruba girls might call these girls “Ausas,” and eggs might be “heggs.”
Then there was that business with the middle-belters who mixed up their L’s and R’s.
(EG, 44–45)
Moreover, when Enitan meets one of her neighbors, a Muslim girl named
Sheri, they are each faced with both cultural and linguistic translation. Since they
come from different ethnic communities and religious backgrounds, Enitan, who
is Yoruba, and Sheri, a “half-caste” with Hausa roots, need to understand one
another’s cultural and linguistic circumstances before they can become friends:
[Sheri] was funny, and she was also rude, but that was probably because she had no
home training.
She yelled from our gates. “I’ll call you aburo, little sister, from now on. And I’ll beat you
at ten-ten, wait and see.” (EG, 16)
The woman in the photograph by [Sheri’s] bedside table was her grandmother. “Alha-
ja,” Sheri said. “She’s beautiful.” [...]
There were many Alhajas in Lagos. This one wasn’t the first woman to go on hajj to Mec-
ca, but for women like her, who were powerful within their families and communities, the
title became their name. [...] She pressed the picture to her chest and told me of her life
in downtown Lagos. She lived in a house opposite her Alhaja’s fabric store. She went to a
school where children didn’t care to speak English. After school, she helped Alhaja in her
store and knew how to measure cloth. I listened, mindful that my life didn’t extend beyond
Ikoyi Park. What would it be like to know downtown as Sheri did, haggle with customers,
buy fried yams and roasted plantains from street hawkers, curse Area Boys and taxi cabs
who drove too close to the curb. [...] Sheri was a Moslem and she didn’t know much about
Christianity. [...] I asked why Moslems didn’t eat pork. “It’s a filthy beast,” she said, scratch-
ing her hair. I told her about my own life. (EG, 33–34)
As Enitan mentions in several parts of the novel, although Hausa
resonates in the streets and markets of Lagos, without translation into other
languages it is not always understood by the Yoruba majority or by people
from other ethnic communities. That is why, in many cases, people from di-
verse ethnic and linguistic backgrounds who live in the city translate their
vernacular languages into Pidgin English or English:
Our gate man unlocked the gates. His prayer beads hung from his wrist. I realized I
must have disturbed his prayer. Soon it would be the Moslem fasting period, Rama-
dan. “Sanu, madam,” he said.
“Sanu, mallam,” I replied in the only Hausa I knew. (EG, 201)
In my first year of marriage, there was a hawker who sat by the vigilante gates of our
state. She was one of those Fulani people from the north. We never said a word to
each other: I could understand her language no more than she could mine. (EG, 243)
This situation is also underlined by another Nigerian writer, Buchi
Emecheta, in her well-known novel The Joys of Motherhood:
The early market sellers were making their way to the stalls in single file. [Nnu Ego]
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in her haste almost knocked the poor man down [. . .] There followed a loud curse,
and an unintelligible outpouring from the mouth of the beggar in his native Hausa
language, which few people in Lagos understood. (Emecheta 1994, 9)
In the colorful markets of Lagos and other African cities, peoples
from varied ethnic and linguistic environments constantly mingle and in-
teract. Markets, as Simone puts it, are “the site for incessant performance,
for feigned connections and insider deals, for dissimulation of all kinds, for
launching impressions and information, rumors and advice” (Simone 2008,
81). Hence, given the mélange of languages and cultures, “[t]he resulting con-
fusion about what is really going on breeds its own makeshift interpreters,
who pretend to have real skills of discernment and can steer customers to the
best price, quality, or hidden deal” (Simone 2008, 81).
In the extract below, taken from Everything Good Will Come, Enitan,
who was brought up in Ikoyi, one of Lagos’s affluent neighborhoods,5 high-
lights the fact that class differences are extremely important in the city and can
greatly influence the way in which people talk to one another:
Pierre, my present house boy, began to wash the vegetables [. . .]
I needed Pierre to place the okras on the chopping board.
“Ici,” I said pointing. “Over there, please.”
Pierre raised a brow. “Là bas, madame?”
“My friend,” I said. “You know exactly what I mean.”
It was my fault for attempting to speak French to him. [. . .]
“I beg, put am for there,” I said [in Nigerian Pidgin]. [. . .]
The general help we called house boys or house girls. [. . .] They helped with daily
chores in exchange for food, lodgings, and a stipend. Most were of working age,
barely educated. [. . .] (EG, 212)
In this particular situation, because Pierre, the house boy, comes from
the neighboring Republic of Benin, Enitan tries to translate her orders into
French. Nevertheless, in the end, she resorts to a translation into Pidgin En-
glish, which, as stated earlier in the article, is the language normally used as
the medium of communication among peoples who belong to different ethnic
and linguistic groups in Lagos.
On other occasions, however, depending on the educational level of
the speakers and the specific context in which interaction takes place, when
5
According to Fourchard (2012a, 68), this comes as a direct result of the colonial era, when the
city of Lagos was divided into a residential area reserved for Europeans (Ikoyi) and a commer-
cial area in which Europeans lived, worked, traded, and interacted with Africans (Lagos Island).
In this regard, Lagos, like other contemporary African cities, may be described as what Triulzi
(2002, 81) refers to as “the ‘site of memory’ of colonisation, with its divisions (the colonial city
was conceived and grew opposite to and separate from the native town), its visible remains
(buildings, town plans, statues) and its obligatory ‘synthesis’ of tradition and modernity.”
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people whose ethnicities differ speak with one another, they translate their
vernacular languages into English, instead of Pidgin English:
We [Rose and Tolani] always spoke in English because she couldn’t speak Yoruba
and I couldn’t understand her own language, Ijaw. (SW, 8)
Enitan and Tolani, the main protagonists of Everything Good and
Swallow respectively, recount their stories in English yet, as Atta herself has
pointed out (quoted in Rodríguez Murphy 2012, 107–108), it actually consists
of a transcultural form of English (Rodríguez Murphy 2015b, 72), which is
inscribed with Nigerian vernacular languages and expressions as well as with
Nigerian cultural markers: “[Nigerian readers] tell me they enjoy seeing those
kinds of Englishes in my work. They come up to me and say: ‘Oh, you really
do know Nigeria, you really do know Lagos very well.’ They enjoy it” (Atta
quoted in Rodríguez Murphy 2012, 108). In her work, Atta manages to reflect
the different varieties of English used in Lagos. These varieties have come to be
defined as NE, and now form part of the wide range of “World Englishes” (see
Kachru 1992 and Kachru, Kachru, and Nelson 2006) or “New Englishes” (see
Crystal 2003), in reference to local adaptations of the English language which
suit specific cultural contexts. This can be seen in the following examples:
Yellow
Sheri’s afro was so fluffy, it moved as she talked [. . .] She had a spray of rashes and
was so fair-skinned. People her color got called “Yellow Pawpaw” or “Yellow Banana”
in school. (EG, 18)
Peter Mukoro tapped my arm. “I was calling that lady, that yellow lady in the kitchen,
but she ignored me. Tell her we need more rice. Please.” (EG, 125–126)
I’d heard men say that women like Sheri didn’t age well: they wrinkled early like white
women. It was the end of a narration that began when they first called her yellow
banana, and not more sensible, I thought. (EG, 206)
In diverse passages of Atta’s novels, we may observe that the word
“yellow” has come to acquire a specific meaning in NE: “a NE way of describ-
ing a fellow Black who is fairly light-skinned” (Igboanusi 2002, 303).
Area boys
“You won’t believe. We were having a peaceful protest, calling on the government to
reconsider our demands, when we noticed a group in the crowd who did not belong
to our union. [. . .] They were shouting insults and acting rowdy [. . .]”
The people she was talking about had to be area boys. They waited for any protest
so they could misbehave. (SW, 133)
In this extract taken from Swallow, Atta uses the term “area boy,” a phrase
now commonly heard in urban settings, which, in NE, makes reference to a job-
62 / translation / issue 7 / 2018 isbn 978-88-85622-47-0 issn 2240-0451
less young man who participates in criminal acts and is often involved in criminal
activities. Such a term is one of many linguistic reflections of what, according to
some critics (Fourchard 2012b, Lewis 2009), is now happening in the streets of the
city where, for several decades, criminal activity has been on the increase.
High-life music
As he spoke, I fell asleep dreaming of him, an eleven-year-old boy with khaki shorts
holding a rifle made of sticks, dancing to high-life music with his mother and learning
how to drink palm-wine from his father’s calabash. (EG, 116-117)
“High-life music,” sometimes referred to just as “highlife,” is a very
well-known musical genre in the Western regions of Africa,6 “a brand of music
style combining jazz and West African elements, popular in Nigeria and other
West African countries. In BE, ‘high life’ denotes a style of life that involves
spending a lot of money on entertainment, good food, expensive clothes, etc.”
(Igboanusi 2002, 138). As Igboanusi remarks, it is important to take into con-
sideration that there is a difference between the way the term is used in British
English and the meaning it has come to acquire in Nigerian English.
Not only “Highlife,” but also other types of transcultural Nigerian mu-
sic such as apala or juju music are often mentioned in Atta’s novels. Along with
language, another element that permeates daily life in Lagos and many Nigerian
cities is music that, as in other countries on the African continent, has been
adapted and translated to suit diverse cultural and linguistic backgrounds:
Through the fence we heard Akanni’s juju music. Sheri stuck her bottom out and
began to wriggle. She dived lower and wormed up. (EG, 15)
The street was narrow and juju music blared from a battered cassette player perched
on a wooden stool. Street hawkers sat around selling boxes of sugar, bathing spong-
es, tinned sardines, chewing sticks, cigarettes, and Bazooka Joe gum. (EG, 89)
Lagos. The street on which we lived was named after a military governor. Our neigh-
borhood smelled of burned beans and rotten egusi leaves. Juju and apala music,
disco and reggae music jumped from the windows, and fluorescent blue cylinders lit
up the entire place past midnight. (SW, 21)
In her writing, Atta includes both NE and NP, and also the vernacu-
lar languages with which she was brought up, Yoruba and Hausa. This helps
situate the reader in Lagos’s translational spaces, where the sounds of different
accents and languages share a common linguistic environment:
6
Although “highlife music” is a popular genre in West Africa, it is necessary to emphasize that
each region has managed to maintain its own specificity: “Generally, as the music and its ac-
companying highlife dance spread across West Africa, each region maintained its ethnic spec-
ificity by composing songs in the local language, and some bands, especially the multinational
ones, created compositions in English or pidgin English” (Ajayi-Soyinka 2008, 526).
isbn 978-88-85622-47-0 issn 2240-0451 translation / issue 7 / 2018 / 63
He pronounced his visions between chants that sounded like the Yoruba words for
butterfly, dung beetle, and turkey: labalaba, yimiyimi, tolotolo. (EG, 10)
Yoruba people believed in reincarnation. The Yoruba religion had a world for the living and
another for spirits. There was a circle of life and other complex concepts regarding deity,
royalty, and fate that I couldn’t fully understand. For anyone to understand the Yoruba
cosmos was a challenge without the wisdom and guidance of a babalawo [. . .] (SW, 88)
On the day of the Moslem festival, Id-el-fitr, I left home for the first time that month to
break fast with the Bakares. [. . .] As I drove through their gates, I heard a ram bleat-
ing in the back yard of the Bakare’s house. It had been tied to a mango tree for two
weeks and would be slain for the Sallah feast. (EG, 245)
“How’s your husband?” Mama Gani asked. Her gold tooth flashed.
“He’s fine,” I said [. . .]
“Still nothing about your father?”
“Still nothing,” I said.
She clapped her hands. “Insha Allah, nothing will happen to him, after the kindness
he’s shown us.” (EG, 245)
The multilingualism which is typical in Lagos makes communication
based on translation and transculturation inevitable. The following dialogues
from Everything Good Will Come and Swallow clearly illustrate this point:
We heard a cry from the road.
“Pupa! Yellow!”
A taxi driver was leaning out of his window. [. . .]
“Yes, you with the big yansh,” he shouted.
Sheri spread her fingers at him. “Nothing good will come to you!” [. . .]
“And you, Dudu,” the taxi driver said.
Startled, I looked up.
“Yes you with the black face. Where is your own yansh hiding?”
I glared at him. “Nothing good will come to you.”
He laughed with his tongue hanging out. “What, you’re turning up your nose at me?
You’re not that pretty, either of you. Sharrap. Oh, sharrap both of you. You should feel
happy that a man noticed you. If you’re not careful, I’ll sex you both.”
Sheri and I turned our backs on him. (EG, 135-136)
There was a strong smell of simmering palm oil in the flat. Rose was in the kitchen.
[. . .] She laughed at my expression.
“My sister,” she said. “You think say I no know how to cook or what?”
“I’ve just seen Mrs. Durojaiye,” I said, shutting the door.
“I saw her too.”
“She says you visited her?”
She clucked. “The woman done craze [. . .]” (SW, 135)
On my way to the bus stop, I passed a group of women selling roasted corn under a
breadfruit tree. [. . .] I heard two men discussing women. “Statuesque,” one of them
said. “The first one is black and skinny, the second is yellow and fat. I can’t decide. I
love them both. You think say I fit marry both of them?” (SW, 236)
At the bus stop, an army officer with his stomach protruding over his belt parted the
crowd to board a bus. “Single-file line,” he repeated and lifted his horsewhip to warn
those who protested. [. . .]
“Those who give orders,” I said in a voice loud enough for the others to hear. “Question
them. You can’t just obey without thinking.”
[. . .]
“Oh, I hate people like this,” [a] woman said. “What is wrong with her? Move your
64 / translation / issue 7 / 2018 isbn 978-88-85622-47-0 issn 2240-0451
skinny self, sister.”
[. . .]
“Sister [. . .]. Move before I move you to one side, oh!”
“Abi she’s deaf?”
“Maybe she done craze.”
“Sister, ‘dress oh!”
“Yes, address yourself to the corner and continue to tanda for dat side with your body
like bonga fish.”
“Tss, keep shut. Don’t start another fight.” (SW, 188–189)
Enitan’s and Tolani’s stories take place in a particular context which
Atta succeeds in describing in great detail through a specific use of language
that evokes, in the mind of the reader, the smells, images and languages which
define the city of Lagos, where it is possible to come across interesting con-
trasts and a wide range of lifestyles as well as “cultural inscriptions [. . .] seen in
mottos and slogans on lorries, cars, pushcarts and other mobile surfaces that
may be encountered on the street” (Quayson 2010, 73):
Millions lived in Lagos [. . .] Most days it felt like a billion people walking down the
labyrinth of petty and main streets: beggar men, secretaries, government contractors
(thieves, some would say), Area Boys, street children [. . .] There was a constant din of
cars, popping exhaust pipes, and engines, commuters scrambling for canary-yellow
buses and private transport vans we called kabukabu and danfo. They bore bible epi-
taphs: Lion of Judah, God Saves [. . .] There were countless billboards: Pepsi, Benson
and Hedges, Daewoo, Indomie Instant Noodles, Drive Carefully, Fight Child Abuse
[. . .] a taxi driver making lurid remarks; people cursing themselves well and good; All
right-Sirs, our urban praise singers or borderline beggars, who hailed any person for
money. Chief! Professor! Excellency! [. . .] My favourite time was early morning, before
people encroached, when the air was cool and all I could hear was the call from Cen-
tral Mosque: Allahu Akhbar, Allahu Akhbar. (EG, 98–99)
In the different examples cited above, one can appreciate to what
extent Atta accomplishes a very creative and engaging use of language in her
novels. She skillfully manages to transmit the specific characteristics of the
cultures that have come to constitute her identity;7 similarly she also succeeds
in representing the diverse range of accents that define the city of Lagos as a
translational space, where “[a]ccents, code-switching and translation are to
be valued for the ways in which they draw attention to the complexities of
difference, for the ways in which they interrupt the self-sufficiencies of ‘mono’
cultures” (Simon 2012, 1).
7
“I had an unusual upbringing [. . .] and was surrounded by people from other ethnic groups
and religions. Many Nigerian writers I meet feel that they are Yoruba, Igbo or something else,
but I actually feel Nigerian and it comes out in my writing. I write about people who don’t have
any strong ethnic allegiance or people who are in mixed marriages. [. . .] What I have picked up
is language from different parts of the world and it comes out in my writing. I have to be very
careful when I am writing in the voices of people who have not had my experiences. My second
novel, Swallow, is written in the voice of a Yoruba woman, for instance. I couldn’t use language
I had picked up here or in England” (Atta as cited in Collins 2007, 7).
isbn 978-88-85622-47-0 issn 2240-0451 translation / issue 7 / 2018 / 65
conclusion
As several critics (Bandia 2008, Bandia as cited in Rodríguez Murphy 2015a,
Gyasi 1999, Mehrez 1992, Inggs and Meintjes 2009) have rightly emphasized,
the high rate of multilingualism or “polilingualism” (Bandia 2008, 136–137,
Bandia as cited in Rodríguez Murphy 2015a, 149) which characterizes many
of the African postcolonies,8 including Nigeria, is of great importance for
translation studies in this day and age. Without a doubt, taking into account
the ever-growing transculturation and transnationalization of cultures in our
present-day global world, multilingualism can be considered an increasingly
relevant feature both in literature and society:
As a corollary of colonization, the displacement and migration of peoples brought
about changes that would challenge the notion of a national language and a homo-
geneous culture paving the way for understanding language and culture from the
point of view of a transnational experience. According to Bhabha, hybridity, a main
characteristic of the postcolonial condition, disrupts the relation between national
language and culture, and points to a culture of difference, of displacement of signifi-
cation, of translation. (Bandia 2008, 139).
In this regard, in many African cities new transcultural and hybrid
forms of diverse elements are being created every day. Ranging from trans-
cultural types of music (Osumare 2012), such as afrobeat or highlife music, to
other transcultural phenomena, including the Azonto dance in Ghana (Jaka-
na, 2012) and the Nollywood film industry, which is now a major influence
in Lagos’s streets and markets (Haynes 2007, Fuentes-Luque 2017). In the
specific case of language, and as we have seen in the examples quoted from
Atta’s novels, the prominence of the multilingualism that permeates African
cities in general, and the continuous emergence of new hybrid linguistic forms
and new semantic associations, which are typical features of the discourse em-
ployed in situations involving interaction in urban areas, are, and will contin-
ue to be, compelling topics when analyzing issues related to translation and
translatability in the twenty-first century.
8
Here “postcolony” (Mbembe 2010) refers to the postcolonial context which, according to
Bandia, is part of the colonial space: “Colonial space is ‘the postcolony’ itself, but it is also
that space where people with postcolonial experiences, people with postcolonial backgrounds,
exist” (Bandia as cited in Rodríguez Murphy 2015a, 149). This “colonial space” should not be
understood as a static entity, but rather as characterized by ongoing translation, translocation
and transculturation.
66 / translation / issue 7 / 2018 isbn 978-88-85622-47-0 issn 2240-0451
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<Elena Rodríguez Murphy> holds a PhD in Translation Studies from
the University of Salamanca (Spain), where she works in the Depart-
ment of Translation and Interpreting. Her research interests include Af-
rican literatures, translation studies, and linguistics. She has published
several articles and book chapters on these areas of study, including
“An Interview with Sefi Atta” (published Research in African Literatures,
2012) and “An Interview with Professor Paul Bandia” (Perspectives,
2015). She is the author of Traducción y literatura africana: multilingüis-
mo y transculturación en la narrativa nigeriana de expresión inglesa
(Granada, 2015).
isbn 978-88-85622-47-0 issn 2240-0451 translation / issue 7 / 2018 / 69
| Unimi Open Journals |
translation | https://riviste.unimi.it/index.php/translation/article/view/15751 | [
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] | Translation and Asymmetrical Spaces,
the Strait of Gibraltar
as a Case in Point
África Vidal and Juan Jesús Zaro
University of Salamanca, Spain
[email protected]
University of Malaga, Spain
[email protected]
<Abstract> As a geographical location, defined by Paul Bowles as “the center of the uni-
verse,” which separates continents—Europe in the North and Africa in the South—but
also world views, cultures, religions, and languages, the Strait of Gibraltar was and remains
an authentic translation space. At present, the metaphor of the separation that the Strait
evokes incessantly continues to be valid every day, taking into account, for example, events
such as the succesive waves of African immigrants who have been arriving on the European
coasts for several years “illegally.” In addition to these tensions, there are cities located in
the Strait, such as Tangier and Gibraltar, that are by themselves multilingual and multicul-
tural places and therefore spaces of translation and conflict that deserve specific sections
in this paper. While Tangier, during the second half of the twentieth century was a unique
“interzone” characterized by cosmopolitanism and the coexistence of spaces and multiple
and confronted texts, Gibraltar is now a territory reinvented as a result of its past, in which
hybridity would be a fundamental part of its complex and young identity.
introduction
Spaces can be real and imagined. Spaces can tell stories and unfold histories.
Spaces can be interrupted, appropriated,
and transformed through artistic and literary practice.
(hooks 1991, 152)
Human beings access reality by means of translations, of provisional, rele-
vant, interesting or interested versions of realities which are continually being
contextualized, rectified, and translated. With the hermeneutic and ethical
journeys of each individual, we come to realize that translating is an inevitable
means of encountering the other. Not only of encountering the other, but also
of coming face to face with immigration and national identities, the global
and the local, the problem of marginal groups, difference, or encountering
what we sometimes agree with and sometimes detest. And we come across all
of these things because when we translate we invade spaces, we occupy alien,
far-away spaces which overlap and clash. When we translate, we shape these
spaces and walk over the tracks we find on the way; but, on occasion, when we
move around in others’ spaces, our aim is also to rewrite them and translate
them. Translating is shifting smells, flavors, or passions from places that are
70 / translation / issue 7 / 2018 isbn 978-88-85622-47-0 issn 2240-0451
not ours. Translation is movement, flow, and passage between spaces that are
not, and should never be, unidirectional or closed.
Our starting-point in this paper is that all cultural experience arises at
the crossroads between language, topos, and identity, and that precisely the ex-
perience of what is different is produced by the destabilization of these cross-
roads (Robinson 1998, 24). Our point of departure, therefore, is that translat-
ing, and more specifically translating spaces, is a very political activity which
is certainly not neutral—it is the locus where the coexistence of heterogeneity
becomes possible, and as a result space must always be under construction
(Massey 2011, 9).
As an example of this way of understanding translation, we aim to focus
on the Strait of Gibraltar, with the cities of Tangier and Gibraltar at opposite
sides of its coast. It is a fascinating area because it is the space that joins Africa
and Europe, a space of cultural encounter that espouses the concept of hybridity,
a hybridity distinct from syncretism, creolization, and métissage, which would
suggest that the dynamics of cultural encounters give rise to new, long-lasting
identities. On the contrary, these are spaces in which the hybrid is that space in
construction just mentioned that problematizes binary oppositions since each
is part of the construction of the other. Within this context, translating in these
spaces means offering a culturally constructed version away from dualisms.
The analysis of this space, which includes the Strait, Tangier, and Gi-
braltar, will lead us to reflect on the fact that translating is today the condition
of living of many cities with a double or triple history behind them. The study
of these spaces will make clear that translation, far from being a benevolent act
of hospitality toward a guest from another space, is a relentless transaction (Si-
mon 2003, 77), a hybrid act which does not mean a new synthesis but a zone of
negotiation, dissent, and exchange, a locus that short-circuits patterns of alterity
in order to express the drift of contemporary identities (Simon 1999, 39–40).
The Strait of Gibraltar, which is in turn a clash space between the
Mediterranean and the Atlantic, is the starting point of this essay; it is here
that all stories—those that go to the North and those that remain in the
South—begin and it is also the narrative constructions on the Strait that make
this space such a complicated, multicultural space, because “places without
stories are unthinkable” (Price 2004, xxi).
In fact, the Strait of Gibraltar and the stories shaping it throughout
the centuries make it a space of conflicts, silences, discontinuities, and exclu-
sions that turn it into a place which is unstable and multilayered, never fin-
ished, never determined, processual, porous (Price 2004, 5). Because although
the Strait of Gibraltar is currently a natural border between two continents
(Africa and Europe) and two countries (Morocco and Spain), and it is unique
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in that it also has Gibraltar (an overseas territory of the United Kingdom),
and Ceuta (a Spanish city with its own statute of autonomous government)
on opposite sides of its shores, the truth is that, throughout history, both sides
have been united longer than they have been separated. They were governed
as one territory by the Romans and also during the eight centuries of Muslim
occupation of the Iberian Peninsula. In 1492, after the fall of the Kingdom of
Granada, the two shores separated forever, a separation that was only occa-
sionally interrupted during the time of the Spanish Protectorate of Morocco
(1913–1956). Since 1956, when the kingdom of Morocco became independent,
the two shores have once again become administratively, politically, and cul-
turally independent.
The waters of the Strait are, therefore, a palimpsest accumulating
well-known stories and also, unfortunately, other stories we will never hear
about because they were lost forever with the bodies that have sunk to the
depths. The waters of the Strait are “a layered text of narratives of belonging
and exclusion, always negotiated, always struggled over, never finished” (Price
2004, 7); they are the intermediate, imaginary zone between Africa and the
West that every culture needs: “Somewhere every culture has an imaginary
zone for what it excludes, and it is that zone we must try to remember today”
(Cixous and Clément 1986, 6). And that imaginary zone is the line that joins
the two “dual cities” (Simon 2012, 3 and following pages) we shall go on to
examine in detail, Tangier and Gibraltar.
Currently, communication between both sides of the Strait is in the
form of fast or traditional ferries between Tarifa, Algeciras, and Gibraltar on
the European side and Ceuta and Tangier in Africa. Crossings take between
thirty and ninety minutes. Sometimes crossings cannot be made due to storms
or strong winds, especially in winter. One of these ferries is called “the whale,”
a carrier of unknown treasures which, with a curious symbolism reminding us
of Captain Ahab’s quest to hunt down Moby Dick, is pursued by an old fish-
erman from Tangier in the film Moroccan Chronicles (1999) by the Moroccan
director Moumen Smihi. The journey between the two shores is made legally
by almost three million people a year and illegally by more than ten thousand,
who use their own means to get across in “pateras.” The Strait of Gibraltar is
the only gateway into and out of the Mediterranean for all marine traffic. It is
estimated that more than 82,000 ships cross it every year. As Alfred Chester
points out in his short story “Glory Hole”: “The hills of Spain are there like
civilized laughter across the narrow water; two ferries a day, or six, or ten—
who can remember anymore? Spain is on the other, the inaccessible side of
Styx” (Chester 1990, 221).
The possibility of building a bridge or a tunnel between both shores
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has often been discussed. From the technical viewpoint, the tunnel option
would appear to be the most feasible, even though the depth of the water of
the Strait would make it the deepest (and most expensive) tunnel in Europe.
However, the existence of a tunnel or bridge across the Strait would be a huge
improvement in traffic and mobility between both sides, something which,
from a symbolic and political point of view, would not seem to be totally
acceptable at this moment in time: the idea of a tunnel or bridge, ultimately
a metaphor of union and communication between the two shores, clashes
with other well-known metaphorical narratives about the Strait which focus
more on the idea of battle and separation. One is the familiar mythological
tale of the “columns,” identified fairly vaguely as the Rock of Gibraltar and
Mount Hacho in Ceuta, which Hercules separated to open up a passage for
the Atlantic Ocean. Another is the myth surrounding Julian, Count of Ceu-
ta, a Visigoth governor of the city who is alleged to have facilitated entry of
Muslim troops into the Spanish mainland in 711, enabling them to put an end
to the Visigothic rule established after the fall of the Roman Empire. This
act changed the history of Spain forever. It is said that Julian did this out of
revenge after his daughter was raped in Toledo by Rodrigo, the last Visigothic
king of Spain who would finally be defeated and killed by the invading army
in the Battle of Guadalete. In this sense, the fact that it was a question of
honor that caused the Muslim invasion of Spain has led to numerous interpre-
tations. In his novel Reivindicación del conde don Julián (1970), Juan Goytisolo
identifies with the main character more than one thousand years later in his
desire to put an end to the essential, homogeneous, and nationalist–Catholic
Spain of the Franco regime, in the same way that the Visigothic count had
indirectly helped to put an end to Christian Spain and, ultimately, promote
miscegenation and the fusion of races. We must not forget that the last sig-
nificant act of war in the Strait took place in August 1936, when around eight
thousand troops from the rebel Spanish army in Morocco were transported
by sea to the Spanish mainland to join the rebel troops once the Civil War
started.
The history of the Strait, therefore, has been, and continues to be, a
history of conflict involving the clash of two different civilizations, established
on the two continents located on either side of this stretch of water, which
also economically represent two very different zones—Europe on the north
side and Africa on the south, which are profoundly asymmetrical in economic
terms. It is, in this sense, perhaps the most unequal border in the whole world,
and crossing the Strait was, and perhaps still is, travelling to another reality.
This is how it was described by the Spanish traveller and spy Ali Bey when
he said in 1814, on crossing from Tarifa to Tangier, that whoever crosses the
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Strait goes “en tan breve espacio de tiempo a un mundo absolutamente nuevo,
y sin la más remota semejanza con el que se acaba de dejar, se halla realmente
como transportado a otro planeta” (Bey 2009, 147). Nowadays, the most vis-
ible aspect of this conflict is that of illegal migrants, who, as we have pointed
out above, use the Strait to enter Europe, and who in recent years consist
mainly of people from sub-Saharan countries. This is why this intermediate
space that is the sea is the space in movement that, although in the middle,
is the space of the beginning and the end, the space of the in-between which
necessarily has to be crossed by these fragmented lives. It is the only space
in which, unfortunately, they will be full citizens. However, there are other
conflicts in the area, including claims from other countries for territories they
consider to have been illegally occupied for centuries. This is the case, above
all, of Spain and Gibraltar, but also of Morocco and Ceuta.
Exile, or immigration for political or ideological reasons, is also
linked to the history of the Strait of Gibraltar. Many historical diasporas have
traversed it, including, for example, the Jews (around 80,000) or the Moriscos
(around 300,000) when they were expelled from Spain in the fifteenth and
seventeenth centuries respectively, who abandoned Spain and crossed over to
Africa. Some Spanish Jews settled in towns in the north of Morocco, where
they lived for centuries with a largely Muslim population. Many migrated
to Israel shortly after the new state was founded and now form part of the
Sephardic community, one of the most visible and well-known communities
of that country. The Spanish Moriscos who took refuge in Morocco, on the
other hand, contributed their andalusí character to Moroccan culture and it is
now one of its signs of identity.
And not only that, but the space we will examine below is, as well as
being a multicultural space, or perhaps precisely for that reason, a multilingual
space. Four languages live side by side on both shores: Spanish on the Spanish
side in Ceuta, in Gibraltar, and to a much lesser degree throughout North
Morocco; English in Gibraltar; and French and Arabic in Morocco. The two
most used languages, Spanish and Arabic, correspond to diatopical dialect
forms, Andalusian Spanish in Spain and colloquial Moroccan Arabic or dāriŷa
on the Moroccan coast of the Strait. The Andalusian variant is also used by
the citizens of Gibraltar, which immediately makes them Andalusians for the
rest of Spain when they speak Spanish, although they do in fact speak a hybrid
variety called “llanito,” a kind of small-scale European Spanglish. Moroccan
Arabic, on the other hand, has a strong Berber substrate and influences from
French and Spanish and is an identitarian dialect, far removed from modern
standard Arabic and unintelligible to many Moroccans. Due to their own
particular history, a number of coastal towns on the Strait, such as Tangier
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for example, can be considered to be multilingual spaces where it is possible
to be understood in three or four languages. Others, like Gibraltar, are clearly
bilingual. Ceuta is similarly an interesting example, as it is also becoming a
bilingual city due to the increasing Muslim population, to which we must
likewise add a significant Hindu community which is completely bilingual in
Spanish and Hindi.
These multicultural and multilingual spaces will allow us to better
understand the Strait’s coastal “dual cities”—to use Sherry Simon’s terminol-
ogy—which we will examine below.
tangier, a dual city
The place [Tangier] was counterfeit, a waiting room between connections,
a transition from one way of being to another…
(Bowles 2006, 382).
Tangier is not part of Morocco. It’s international.
Paul Bowles interviewed by Abdelhak Elghandor
(Elghandor 1994, 16)
From the end of the 1940s until Moroccan independence in 1956, the city of
Tangier, located to the extreme west of the African coast of the Strait of Gi-
braltar, had a unique political status, that of being an “international zone.” But
it was, at the same time, a multilayered space where many languages existed,
and still do exist, at the same time, a space where translation was never a mere
language transfer but a practice of writing that took place at the crossroads
(Simon 2012, 8). Perched on the northern tip of Morocco with its eyes trained
across the Strait of Gibraltar toward Spain, “Tangier certainly has long been at
the crossroads, a point of intersection of various civilizations, notably African/
Islamic and European Christian” (Hibbard 2009, 1). This is why Tangier is a
space that has always generated multiple discourses; it is a city that has always
“spoken,” because it is a site of representation. However, the discourses it has
generated have been different translations of reality, rewritings of a space that
some, Westerners, exoticized, and others, Moroccans, understood differently,
as a way of “writing back to the West” (Elkouche 2008, 1).
Tangier was, on the one hand, a space of rich British expatriates and,
on the other, the receiving space of many expatriates from Paris during the
years between the World wars, artists and writers who sought in the “interna-
tionalized” Tangier what the Lost Generation had searched for in the French
capital a few years earlier, a space open to less conventional ways of life. The
era during which both artists and writers lived in Tangier was especially rele-
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1.
View of Tangier
vant with regard to political and social change, because during these years the
Maghreb moved on from being an area under European colonial control to
one of postcolonial independence
Halfway between nations, cultures, and languages, Tangier became
an “interzone,” to use Burroughs’s word—that is, “a place of intermediacy
and ambiguity, a place that remains outside standard narratives of nationhood
and identity. It proved to be an expedient location for [writers] to sort out the
multiple crises of identity, desire, and loss that motivated their writing” (Mul-
lins 2002, 3). In this sense, we must not forget that, as Tangier’s legal situation
allowed moral permissiveness with regard, for example, to sexuality and drugs
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at a time when homosexuality was still illegal in Britain and was considered
to be a mental illness in the United States, it was logical that this unorthodox
space should attract many gay artists of the time, from Jean Genet to Robert
Rauschenberg, William Burroughs and Paul Bowles (who lived in Tangier for
over fifty years, from 1947 until his death in 1999).
To these names we could add a long list of intellectuals who spent
time in Tangier, such as Gertrude Stein, Francis Bacon, Djuna Barnes, Brion
Gysin, Samuel Beckett, Alfred Chester, Truman Capote, Tennessee Williams,
Gore Vidal, Jack Kerouac, Allen Ginsberg, Aaron Copeland, Juan Goytisolo,
Ian Fleming, and many others. Because Tangier was the promised land of
the bohemian Diaspora and refuge of many rich, eccentric Westerners (see
Pulsifer 1992 and Walonen 2011) who sought ways of life that constituted an
alternative to the orthodoxy of their countries of origin. This is something
that, in spite of everything, the city is still proud of and still attracts a lot of
tourists. A recent tourist brochure, Tangier in Morocco, published by the Mo-
roccan National Tourist Office, states: “The streets of Tangier are teeming
with artistic and literary memories. Countless painters, novelists, playwrights,
poets, photographers, actors, filmmakers and couturiers from every nation
under the sun have stayed here a while or made their home here, inspired and
bewitched by the city’s magic” (Moroccan National Tourist Office n.d., 12).
Truman Capote, in a 1950 article entitled “Tangier” (Capote 2013),
reminds us of the radical heterogeneity and idiosyncrasies arising from this
huge amount of freedom. Tangier was the space on the border between Eu-
rope and Africa, between Islam, Judaism, and Christianity; a place where
nationalities, cultures, and languages mixed to the point of promiscuity. In
fact, in Morocco translation is still a means of survival today. Although the
official language is Arabic, the economic and cultural life of the country has
always been carried out in several languages. The educated classes speak and
write standard Arabic and French, while the majority of people use varieties
of Moroccan Arabic or Berber variants. In the north many people speak Span-
ish and also English, particularly those involved in tourism and commerce.
Therefore, “no single Moroccan language can universally speak to and for all
Moroccans; rather, Moroccans must daily translate among themselves, or in
the formation of literary narratives, both written and oral” (Sabil 2005, 176). It
is no surprise, then, that this open locus, especially that of Tangier when it was
an International Zone, should have been so attractive a place for writers whose
lives and works were considered unorthodox in Western circles. Tangier was a
space where for many years national structures and rigid codes of ethics were
deconstructed and where confusion of all binary logic was favored.
However, the spaces inhabited by Westerners in Tangier were gen-
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erally separate from those inhabited by Moroccans. We see this in the case of
Bowles, whose descriptions of the spaces his characters are situated in speak
of class, race, or cultural differences. Moreover, Bowles describes in many of
his translations the horror of not having a place in space, in For Bread Alone
by Choukri (2010), for example. The above-mentioned rich British expats
created a series of separate places that reflected English ways of life, places
of worship like St. Andrew’s Church, tea parties and lavish parties with film
stars (Finlayson 1992, 271 and following pages), although it is also true that
the density of the population and the physical and social distribution of the
city led to inevitable contact between the communities. The center of Tangier
had been designed initially for around 12,000 people and it remained un-
changed when population numbers increased. So, the streets were always full
of people, cultures, and religions as reflected in the pages of Burroughs’s The
Naked Lunch or Bowles’s Let it Come Down. The narrow streets in the center
showed multiplicity and the two main axes of the town, the Boulevard Pas-
teur running from east to west, and the Rue du Statut running from north to
south, crossed at Place de France, “a bustling roundabout ringed by popular
cafés frequented by the diplomatic community and Moroccan nationalists”
(Edwards 2005, 130).
In Tangier, the European powers were initially the producers of spac-
es, the power groups who designed, distributed, named, and built spaces and
who also established the rules for the use of these spaces. This divided spatial-
ity is typical, as Fanon reminds us in The Wretched of the Earth, of colonizing
processes: “The first thing which the native learns is to stay in his place, and
not to go beyond certain limits” (Fanon 1968, 52). The space of colonial order
is always one of luxury, cleanliness, and entertainment; the other formed of
wretched places, as we see, for example, in Choukri’s For Bread Alone.
Without a doubt, for Bowles and many other writers and artists, Tang-
ier was a “third space,” in Edward Soja’s sense of the term—that is, “the space
where all places are capable of being seen from every angle, each standing
clear; but also a secret and conjectured object, filled with illusions and allu-
sions, a space that is common to all of us yet never able to be completely seen
and understood” (Soja 1996, 56). Perhaps this is why Bowles never considered
himself to be Tangierian but, rather, a vocational stateless person. In March
1992 he said in an interview, “I am not American and I am not Moroccan. I’m
a visitor on earth. You have to be Muslim to really be accepted in Morocco, to
be a part of it” (Choukri 2008, 304).
Bowles was also against the Westernization of Moroccan spaces after
independence—for him geography was a way of reading identity. Spaces were
texts and the scenery was the reflection of his characters’ inner self, some-
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thing the critics have discussed in detail (Pounds 1985; Olson 1986; Hassan
1995; Caponi 1998; Patteson 2003; Walonen 2011) and that he himself recognized
in some of his travel writings such as Their Heads are Green and their Hands are
Blue (1963), and in his novels and several interviews. Characters like Thami in
Let it Come Down identify with the place and the space, but when they are taken
somewhere else like New York many of his characters feel out of place. It was in
his translations of oral texts by Moroccan narrators (Ahmed Yacoubi, Layachi
Larbi, Abdeslam Boulaich, and Mohammed Mrabet, among others), howev-
er, that he rewrites in that contact zone that is no good to imperialism, like
many other postcolonial translations, but comes from within the Other(‘s)
space, “involves a much looser notion of the text, interacts intensely with local
forms of narrative and is a revigorating and positive global influence [. . .] a con-
tinuous life-giving and creative process” (Simon and St-Pierre 2000, 10).
After October 1956, when Tangier was no longer an International Zone
(in 1961 it became part of Morocco), people came to suspect that “the good
times, the high-living years for foreign residents with substantial assets in Tangi-
er, might be ending” (Finlayson 1992, 75). In 1957 the British Post Office closed
its offices; the Spanish Post Office did the same in 1958. In addition, many banks
and companies closed and transferred their branches to other countries. The lux-
ury goods shops on Boulevard Pascal were replaced by shops selling local crafts
and clothing. But one of the most revealing details of the change was “a new
edict banning the sale of liquor within a certain distance from a mosque” and
another determining the places that stayed and those that did not: “There were a
great many mosques, and a great many Spanish, Jewish and other foreign-owned
bars. The mosques stayed open, the bars closed” (Finlayson 1992, 75). That is,
the places that Lefebvre calls “representations of space” (1991, 33) closed, that
experience of space referring to hegemonic ideological representations, to space
constructed by professionals and technocrats (engineers, architects, urban plan-
ners, geographers, etc.), a space where ideology, power, and knowledge are in-
variably linked to representation. Besides, when it was no longer an International
Zone, many Moroccans living in the country moved to Tangier, which changed
the city space.
The clean, luxurious Tangier of today is Muslim, the best areas be-
long to citizens of countries in the Persian Gulf and to Moroccans who have
made their fortune from drug-trafficking between Africa and Europe, traffick-
ing in which the city is a crucial point (Walonen 2011, 127). The city and its
population have evolved and so has their interaction with the first world, to
such an extent that the essentialist vision of the Muslim population, which to-
day reproaches the former foreign residents of the Tangier of the International
Zone, might have changed. The foreign residents and tourists currently in
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Tangier (many attracted by the literary past of the city) still mix with the local
people, but probably in a different way to that of the foreign community of
the Tangier of the 1940s and ‘50s. Despite this, it is curious that in the tourist
brochure mentioned above, Tangier in Morocco, Tangier’s special character,
compared to that of other Moroccan cities, is highlighted in the following
words: “Today, the city still has its cosmopolitan side, with a wide variety of
outside influences contributing to its cultural diversity and unique personali-
ty” (Moroccan National Tourist Office n.d., 7). Or with these other puzzling
words: “There is something altogether unique about the town, something
impalpable, indefinable –a sense of freedom that hangs in the air like the scent
of orange blossom” (Moroccan National Tourist Office n.d., 5).
Tangier, with its linguistic and cultural contrasts and the social and
classist inequalities reflected in its spaces, is therefore the living example that
spaces are socially created entities, political constructions that reveal prejudices,
asymmetries, and inequalities. But, in addition, the places are “practiced” spaces
(De Certeau 1988, 117). De Certeau compares spatiality, place and narrative,
and, for him, the narrative ends up “transforming places into spaces or spaces
into places” (De Certeau 1988, 130). The writer and the translator take the reader
by the hand when they describe an apartment, a street, a country, or a border.
gibraltar, a translational city
[...] dual cities have their origins in conquest, when a stronger language group comes to occupy or
impinge upon a pre-existent language which may itself have displaced another before it.
(Simon 2012, 3)
The city of Gibraltar (Jebel-al-Tariq, or “the mountain of Tarik,” an Arab
leader who led the Muslim invasion of the Iberian Peninsula in 711 ce), resting
on its Rock, has been, as we all know, a British colony since the beginning
of the eighteenth century. In 1704 Gibraltar was occupied by an English fleet
involved in the War of the Spanish Succession and included in the Spanish
territories ruled by the Archduke Charles of Austria, one of the pretenders to
the throne (the other was Philip of Anjou, grandson of Louis xvi of France
and legitimate heir according to the last will and testament of the last king
of Spain, Charles II, who had died in 1700). However, the detachment that
expelled the citizens from the city—they founded the town of San Roque,
whence an irate stone lion stills looks threateningly over at the Rock—never
left, not even when the war ended and Philip V was proclaimed King. One of
the conditions of the famous Treaty of Utrecht (1713) was that Spain should
recognize British sovereignty over the Rock of Gibraltar, the city, and the
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port. The Treaty, which has never been revoked and is, therefore, still in force
today, continues to be invoked by Spain today on the grounds that, among
other things, the land occupied by Gibraltar Airport is in a neutral area that
had never been signed over to the British and, therefore, was occupied illegally
during the First World War.
More than three hundred years of British sovereignty have made Gi-
braltar a unique enclave. It is located on the southern tip of Andalusia and its
only land border is with Spain. This Lilliputian territory is 5.8 square kilo-
meters in size and has a population of almost 30,000 inhabitants, making it
one of the most densely populated places in the world (4,290 inhabitants per
square kilometer). As the original Spanish population of the city abandoned
the Rock after the British occupation, it soon filled with immigrants from
several places—Genoa, Portugal, India, Malta, Morocco, and Spain, among
others—and also had a significant Jewish community, who had migrated to
Gibraltar to “serve” the British troops and their families. As we have men-
tioned above, the city is also practically bilingual, English is spoken, as well
as “llanito” or a kind of Spanglish spoken on the Rock which the locals call
“suichito” or “switch,” a hybrid language where code switching is constantly
used. Many Gibraltarians also speak fluent Spanish with a marked Andalusian
accent.
Relations with Spain have never been easy. In Spain, whatever the
ideology of the ruling party, Gibraltar is always considered to be a colonized
territory which should be returned to Spain as it was taken by force in an act
of war. Today most Gibraltarians think that the Treaty of Utrecht is obsolete,
that history has shown that Gibraltar is a territory demographically, linguis-
tically, and culturally different from Spain, and that the current autonomous
status of the territory, approved by all its inhabitants, is proof of its democrat-
ic nature. Although the United Nations declared in 1964 that Gibraltar should
be “decolonized,” under the terms of the Treaty of Utrecht it could never
be an independent country—it could only be British or, should the latter
abandon the territory, Spanish. At that time, the United Kingdom refused to
enter into any kind of negotiation with Franco’s Spain, and the Spanish gov-
ernment, in retaliation, closed the land border between Gibraltar and Spain,
leaving Gibraltar isolated via land from 1969 to 1985. Recent attempts to set up
negotiations to try to reach an agreement of British and Spanish cosovereignty
of the territory have met the refusal of almost all the Gibraltarians.
In any case, there is still a problem between Gibraltar and Spain
which is visible, especially at the moment, in the “queues” of cars and people
that have been forming at the Spanish border crossing every summer since
2013, when the Spanish government decided to periodically tighten the con-
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trol of vehicles and persons, which only adds to the active conflicts in the area
of the Strait. In this case, however, it is a political conflict more than a social
or cultural one, but it affects the daily life of people who live in the area and
have become hostages, in a way, of decisions taken very far away for reasons
they often do not understand. This “distance” from the centers of power can
be seen in the references to the population of Gibraltar in the media.
Therefore, while the Spanish government said these queues were
“necessary” to stop smuggling, Gibraltar’s Chief Minister, Fabián Picardo,
denounced the “passivity” of the British government in this affair for fear of
worsening relations with Spain (Ayllón 2014), and the Spanish workers on the
Rock expressed their disagreement with the measures put into place by their
own government (Romaguera 2013).
This is, therefore, a deep-rooted problem with no easy solution. Gi-
braltar is a prosperous place with a high standard of living—it is, in fact, the
second most prosperous territory in the European Union, which is in stark
contrast with the Spanish region surrounding it. The Campo de Gibraltar is a
depressed area with a high level of unemployment and is still far behind other
areas of Spain. But, this prosperity is due, above all, to the fact that it is a tax
haven where companies and financial institutions pay hardly any taxes, which
would explain the huge amount of investment and increasing number of com-
panies registered on the Rock. From Spain it is argued that this prosperity is
largely due to fiscal rules and regulations, which are very different to those in
Spain and prevent investment, for example, reaching Campo de Gibraltar,
the area around the Rock. The Gibraltarian stereotype as seen from Spain
is that of a smuggler on a motorbike who takes advantage of his situation as
an islander with respect to Spain to obtain economic benefits, but who, deep
down, is just an Andalusian in denial. From the Gibraltarian point of view,
Spaniards are considered to be provincial individuals anchored in the past
who have never been able to understand that Gibraltar is not a part of Spain,
that its population is more heterogeneous in comparison to that of Spain, and
that it is so prosperous. Whatever the case, we cannot forget that currently
more than seven thousand Spaniards work in Gibraltar and that many Gibral-
tarians have invested large amounts of money in properties in Spain.
This “insularity” or impermeability of Gibraltar, even though it is not
an island as such, has led to it being a place of stability and freedom in contrast
with the turbulent history of its neighbor. During the nineteenth century, the
Rock was a refuge for Spanish exiles who had to abandon their country for
political reasons and were making their way to the United Kingdom or other
European countries. During the twentieth century the Rock, as a British terri-
tory, maintained standards of religious freedom and tolerance which were un-
82 / translation / issue 7 / 2018 isbn 978-88-85622-47-0 issn 2240-0451
2.
Views of Gibraltar
known in Spain, especially during the Franco regime, and this would make it
a more advanced society in all aspects. We cannot forget the famous wedding
of John Lennon and Yoko Ono which took place in Gibraltar in 1969, a media
event highlighting the “modernity” of the Rock, which was much closer to the
“swinging London” of the 1960s than backward, conservative Spain. In any
case, the closure of the border crossing in 1969 made communication between
Gibraltar and Spain almost nonexistent.
Today, Gibraltar (or “Gib” as it is known in Britain) could be any
town on the southern coast of England, or perhaps the Channel Islands.
There are typical references found in British territories, red telephone box-
es, “bobbies” and the Union Jack, which continues to fly in many places.
The supermarkets and shops belong to British groups—Marks and Spencer,
BHS, Boots, Morrisons, and so on—and the pubs are authentic. However,
this translation of a southern space to a northern one does not include all the
codes or elements: in Gibraltar people drive on the right, as they do in Spain;
the Anglican Cathedral of the Holy Trinity, the most “British” space in the
whole area, is built in an oriental style with horseshoe arches over doors and
windows; at the entrance to the city the Muslim fort, which could never be
seen in an English town, is still standing strong; and the Andalusian accent
of the inhabitants when they speak Spanish or “llanito” assimilates them to
their neighbors in Campo de Gibraltar. There are two theories regarding the
origin of the term “llanito,” both related to the clash between languages. Ac-
cording to one theory, “llanito” was coined in Gibraltar in the early twentieth
century by Andalusian workers who would hear Gibraltar mothers call their
“yanitos” (the Spanish diminutive for Johnny—Johnnito) and began to call
all Gibraltarians “yanis” (Johnnys), which led in turn to the current “llanitos”
isbn 978-88-85622-47-0 issn 2240-0451 translation / issue 7 / 2018 / 83
or “yanitos.” The other theory is that the word derives from the large num-
ber of “Giovannis,” or “Giannis” as they are familiarly called, in the large
Genoese colony which settled on the Rock. The simultaneous use of Spanish
and English can often be very amusing. Main Street, the commercial artery
of the city, is also called the “Calle Reá,” and Gibraltar is “Gibrartá,” both in
“llanito” and Andalusian Spanish. Manuel Leguineche (2002, 2) mentions his
surprise when a Gibraltarian bobby replied “Zí, zeñó” to the question “Do
you speak English?”
This way of speaking is only the reflection of the coexistence of asym-
metrical spaces where at least two cultures live side by side or occasionally
clash. It is a way of speaking that, as Susan Bassnett states (in Simon 2012,
n.p.), shows the fundamental importance of languages shaping cultural, geo-
graphical, and historical space. In effect, the particular language used in Gi-
braltar demonstrates the power of language to mark the urban landscape, to
understand it, and how important it is to listen to cities (Simon 2012, xix and
1), especially these types of cities which are contact zones (see Pratt 1992),
noisy streets of polyglot neighborhoods.
These are very clear examples that language is an area of negotiation,
a space where connections are created through rewritings and where ideas
circulate, converge, and clash in the translational city, which imposes its own
patterns of interaction and these emerge out of their spaces and their own
narrative pasts (Simon 2012, 2). But in Gibraltar, as in Tangier or the Strait,
languages share the same terrain but rarely participate in a peaceful and egali-
tarian conversation. And there is some, albeit not a great deal of, Gibraltarian
literature, written mostly in Spanish by authors like Héctor Licudi, Alberto
Pizzarello, or Elio Cruz (see Yborra Aznar 2005). More recent writers, how-
ever, write in both languages (Mario Arroyo, for example) or only in English.
One of the most interesting current Gibraltarian authors is Trino Cruz, a
poet who writes in Spanish, translates Moroccan poetry from Arabic, and
defends the multiethnic and multilinguistic character of the territory. These
and many other authors allow us to see that translation (or self-translation,
depending on your point of view) “can no longer be configured only as a link
between a familiar and a foreign culture, between a local original and a distant
destination, between one monolingual community and another. [. . .] The
Other remains within a constant earshot. The shared understandings of this
coexistence change the meaning of translation from a gesture of benevolence
to a process through which a common civility is negotiated” (Simon 2012, 7).
As we have seen, given its history and the composition of its popu-
lation, Gibraltar is now also a hybrid or “dual” city whose complex, young
identity is based, above all, on the wishes of its population to maintain their
84 / translation / issue 7 / 2018 isbn 978-88-85622-47-0 issn 2240-0451
status as a British overseas territory and not be absorbed in any way by Spain
in the long term. It is clear that the friendly relations between the two parties
at the beginning of the twentieth century collapsed, probably permanently,
when the border crossing was closed from 1969 until 1985, isolating the two
peoples and provoking in Gibraltar both anti-Spanish feelings and a lack of
proficiency in the Spanish language. Even so, certain data (Grocott and Stock-
ey 2012, 125) show that the inhabitants of the Rock consider themselves to be
more and more Gibraltarian and less British, although it is not clear what this
feeling, whose signs of identity are still fairly vague yet real, consists of, the
city now celebrates a “National Day” on September 10 to commemorate the
date of the first referendum, held in 1967, to reject annexation to Spain; the
red and white flag of Gibraltar can be seen more and more often flying over
the territory, “llanito” is sometimes used in the local press instead of English,
and the project to publish the first local paper Calpe Press is already under
way. This nationalist feeling would only assimilate Gibraltar to tiny European
nations such as Andorra, Liechtenstein, Monaco, and San Marino, which are
historically much older. If this “national” sentiment were to become consol-
idated, which does not appear to have happened yet, Gibraltar would be an
example of a relatively new “heterogeneous,” hybrid, multilingual communi-
ty, seeking to define its own identity, composed in turn of hybrid elements
from different cultures.
concluding remarks
Living in different places means growing separate selves, learning other languages and ways of being,
and looking at the world from different vantage points, without ever quite belonging to any of them.
The state of being of a foreigner wherever I am has become second nature to me. It is a condition that
sharpens the eye and the ear, that keeps awareness on its toes, and that takes nothing for granted.
It means also that whatever I am, the ghosts of other places and other lives are hovering close.
(Reid 1994, 3)
The linguistic forms used in a space like Gibraltar cause us to reflect on how diffi-
cult it can become to find or create equivalent idioms for local, nonstandard lan-
guages, but in general everything mentioned above in relation to other spaces such
as Tangier and the waters of the Strait of Gibraltar confirms that “the translator’s
dilemmas are not to be found in dictionaries, but rather in an understanding of
the way language is tied to local realities [. . .] and to changing identities” (Simon
1995, 10). This is why nowadays, in a global and transcultural society, translation
is a transversal and interdisciplinary activity that has much to do with geography,
while only a few years ago they were both considered to be fields of research far
removed from each other (Bassnett 2011; Vidal 2012).
isbn 978-88-85622-47-0 issn 2240-0451 translation / issue 7 / 2018 / 85
By examining in this essay spaces such as Tangier and Gibraltar, cit-
ies of ethnicities with shifting centers and peripheries, sites of transitory events,
movements, memories, open spirals of heterogeneous collaborations and con-
taminations, heterotopic, multiform and diasporic realities, spaces which un-
dermine the presumed purity of thought (Chambers 1994, 93 and 95), we hope
to have shown the need to access both space and translation in a different way,
to have questioned what we understand today by space and why translation
has forced us to very seriously analyze how ideology and power interfere in the
creation of a space and a translation, what cultural contact points we have seen
between peoples whose spaces become joined or clash in translations of those
texts that define them in this way; what role is played by cartography of the plac-
es understood as texts; and how this concept of knowledge is instrumentalized in
asymmetrical and multidirectional contexts.
From this point of view, translating in the hybrid spaces studied here,
spaces like the Strait, Tangier, or Gibraltar that are sites of displacement, in-
terference, and constructed and disputed historicities (Clifford 1997, 25), has
shown itself to be a border experience able to produce powerful political vi-
sion, the subversion of binarism which makes us wonder how translatable
these places/metaphors of crossing are, how like and unlike diasporas. What
does it take to define and defend a homeland? What are the political stakes
in claiming a “home” in hooks’s (1991) sense? How are ethnic communities’
“insides” and “outsides” sustained, policed, subverted, crossed by historical
subjects with different degrees of power (Clifford 1997, 36)? Considered from
this state of things, translation is a foundational activity, an activity of cultural
creation that takes into account the unstable and liminal identities it trans-
forms and that partakes of the incompleteness of cultural belonging in spaces
informed by estrangement, diversity, plurality, and already saturated with a
logic of translation (Simon 1996, 152, 165, and 166) and dual cities may not
serve only to impose an alien and oppressive presence but also to be part of a
process of exchange which involves “an active chain of response, a vivifying
interaction” (Simon and St-Pierre 2000, 10).
This article is part of the research projects entitled “Violencia simbólica y traducción: retos
en la representación de identidades fragmentadas en la sociedad global” (Symbolic violence
and translation: challenges in the representation of fragmented identities within the global
society) and “La traducción de clásicos en su aspecto editorial: una visión transatlántica”
(Publishing strategies in the translation of classics: a transatlantic approach) (respectively
FFI2015-66516-P and FFI2013-41743-P; MINECO/FEDER, UE) financed by the Spanish
Ministry of Economy and Competitiveness.
86 / translation / issue 7 / 2018 isbn 978-88-85622-47-0 issn 2240-0451
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<M. Carmen África Claramonte> is Professor of Translation at the
University of Salamanca, Spain. Her research interests include trans-
lation theory, poststructuralism, postcolonialism, contemporary art, and
gender studies. She has published a number of books, anthologies,
and essays on these issues, including Traducción, manipulación, des-
construcción (Salamanca, 1995), El futuro de la traducción (Valencia,
1998), Translation/Power/Subversion (coedited with Román Álvarez,
Clevedon, 1996), En los límites de la traducción (Granada, 2006), Tra-
ducir entre culturas: diferencias, poderes, identidades (Frankfurt, 2007),
Traducción y asimetría (Frankfurt, 2010), La traducción y los espacios:
viajes, mapas, fronteras (Granada, 2013), ”Dile que le he escrito un
blues.” Del texto como partitura a la partitura como traducción (Frank-
furt, 2017), and La traducción y la(s) historia(s) (Comares, 2017). She is
a practicing translator specializing in the fields of philosophy, literature,
and contemporary art.
<Juan Jesús Zaro> has been professor of translation studies at the
University of Málaga since 2008. His research interests include trans-
lation theory, history of translation, and literary translation. He obtained
an MA from New York University, as a Fulbright student, and a PhD in
English Literature from the University de Granada (1983). He has pub-
lished a number of books, anthologies, and articles, including Manual
de Traducción/A Manual of Translation (Madrid, 1998), Shakespeare
y sus traductores (Bern, 2008), Traductores y traductores de literatura
y ensayo (Granada, 2007), and Diez estudios sobre la traducción en la
España del siglo xix (Granada, 2009). He is also a practicing translator
and has translated, among other books, Charles Dickens’ Historia de
dos ciudades (Cátedra, 2000); Samuel Butler’s El destino de la carne
(Alba Editorial, 2001), Edith Wharton’s El arrecife (Alba Editorial, 2003),
and Jane Austen’s Persuasión (Cátedra, 2004).
isbn 978-88-85622-47-0 issn 2240-0451 translation / issue 7 / 2018 / 89
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Introduction
Translation: a new paradigm
T
oday, translation scholarship and practice face a twofold situation. On the one hand
translation studies is enjoying unprecedented success: translation has become a fe-
cund and frequent metaphor for our contemporary intercultural world, and schol-
ars from many disciplines, for instance, linguistics, comparative literature, cultural studies,
anthropology, psychology, communication and social behavior, and global studies have begun
investigating translational phenomena. On the other hand, many scholars in the field rec-
ognize an epistemological crisis in the discipline of translation studies, noticing a repetition
of theories and a plethora of stagnant approaches. This impasse derives largely from the
field’s inability to renew the discipline and its unwillingness to develop approaches that are
able to say something original or reflect the complex situations of migration and hybrid cul-
tures and languages we live in today. Translation needs to redefine its role in a context of
fragmented texts and languages in a world of crises within national identities and emerging
transnational and translocal realities.
The fertility of the metaphor of translation is worthy of study, and we probably will
find out that it is not merely a metaphor. Since Salman Rushdie’s well-known statement
“Having been borne across the world, we are translated men” (1991), translation has become
a frequent concept to describe and even explain identity as it surfaces in travelling, migrating,
diasporic, and border-crossing individuals and cultures. It has been so frequent that some
even state we are experiencing a “translation turn” in the humanities. The anthropologist Talal
Asad’s concept of “cultural translation” became central in the seminal Writing Cultures edited
by James Clifford and George E. Marcus in 1986. Later Clifford developed this concept and
imagined travels and even museums as translations (1997). Even though many scholars today
are familiar with such a broad use of the concept of translation, they tend to keep them sep-
arated from “real” translation. The step forward we want to make with and through this jour-
nal is to consider Rushdie’s translated men and Asad and Clifford’s cultural translations as
real acts of translation, as representations of how translations appear in our world.
Beyond disciplinary boundaries: post-translation studies
W
ith this new journal the editors attempt to go beyond disciplinary borders, and
specifically beyond the bounds of translation studies. We invite original thinking
translation / inaugural issue / 2011
about what translation is today and where translation occurs. We welcome new
concepts that speak about translation and hope to reshape translation discourse within these
new terms and ideas. To achieve this goal, we must go beyond the traditional borders of the
discipline, and even beyond interdisciplinary studies. We propose the inauguration of a trans-
disciplinary research field with translation as an interpretive as well as operative tool. We
imagine a sort of new era that could be termed post-translation studies, where translation
is viewed as fundamentally transdisciplinary, mobile, and open ended. The “post” here recog-
8
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Introduction
nizes a fact and a conviction: new and enriching thinking on translation must take place out-
side the traditional discipline of translation studies. The time is past when we can maintain
the usual borders of translation studies, just as the time is past when in a more general way
we can close the borders of certain disciplines and exclude translation discourse from entering
their intellectual space. We are convinced that today—at least in the humanities but surely
in principle for all academic fields—exchange and dynamic discourse are fundamental. Gay-
atri Spivak’s discourse in Death of a Discipline (2003), dealing specifically with comparative
literature, is emblematic of concerns within translation studies:
We cannot not try to open up, from the inside, the colonialism of European national language-based
Comparative Literature and the Cold War format of Area Studies, and infect history and anthropol-
ogy with the ‘other’ as producer of knowledge. From the inside, acknowledging complicity. No accu-
sations. No excuses. Rather, learning the protocol of those disciplines, turning them around,
laboriously, not only by building institutional bridges but also by persistent curricular interventions.
The most difficult thing here is to resist mere appropriation by the dominant. (2003: 10-11)
The crisis of translation studies: a missing epistemology
T
he crisis of translation studies compares with other situations of crisis in many dis-
ciplines, especially those in the humanities and social sciences: all have to do with
fundamental questions of knowledge and meaning. The crisis or, let’s say, the death
of translation studies as a discipline, leads us necessarily to transdisciplinarity. To speak of
transdisciplinarity is not to propose that we create new relationships between closed disci-
plines; rather, transdisciplinarity opens up closed disciplines and inquires into translational
features that they have in common or toward translational moments that transcend them.
Such a perspective implies that no single logic, no single tool, no single perspective by itself
is sufficient to explain the world’s complexity, and that research cannot be inscribed in one
discipline, with one defined object and method. Translation in this sense is a “nomadic con-
cept”; it is born in transdisciplinarity and it lives in transdisciplinarity.
Epistemologically this transdisciplinarity signals a change: it is not the disciplines that
decide how to analyse their objects of research, but the objects themselves that ask for certain
instruments, neither inside nor outside the academic boundaries of the disciplines, but
“above” them. We are speaking of a different way of facing the great epistemological questions
of what we know and how we know, and these questions model new transdisciplinary re-
search. Such research cannot follow linear paths that conceive of structures as trees, but
must rather walk along rhizomatic paths, in the sense given to it by Deleuze and Guattari:
translation / inaugural issue / 2011
“unlike trees or their roots, the rhizome connects any point to any other point, and its traits
are not necessarily linked to traits of the same nature; it brings into play very different
regimes of signs, and even nonsign states. The rhizome is reducible neither to the one nor
the multiple” [1980 (1987): 21].
In an epistemological sphere it becomes less important to distinguish and define clearly
what translation is and what it is not, what stands inside the borders of translation and what
9
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Introduction
stands outside. Such distinctions and definitions belong to an older and widespread sense
of limits that scholars register when they create categorical, but also hierarchical and di-
chotomous divisions between self and other, true and false, original and translation, inside
and outside, feminine and masculine, pretending that they are natural. From queer theory
as well as from border studies, and in general from poststructuralist thinking, we have
learned that these divisions are constructed and that many texts, identities and cultures
move in between, on the edges and in the interstices, in transversal movements. In this sense
we can also evoke other deleuzian conceptualisations, such as multiplicity, and even that of
transpositions of multiple differences developed by Rosi Braidotti (2006), to promote the
idea of a multiple transdisciplinary concept of translation.
The evolution of translation studies
I
n order to create a common ground for our future dialogue, we sketch in the following
paragraphs a brief history of what we consider the principal stages in the evolution of
the discipline of translation studies (from the Seventies until today). In 1990 Susan
Bassnett and André Lefevere stated that “the growth of translation studies as a separate dis-
cipline is a success story of the 1980s.” We take this claim to mean that translation studies
was at that time no longer in a subordinate position to linguistics or comparative literature.
Still, when translation studies sought out its own autonomy, it relied heavily on the definition
James S. Holmes had already given the discipline in the early Seventies. At that time Holmes
moved translation studies away from prescriptivism towards empirical description of what
happens when cultures translate each other’s texts. At the beginning of the Eighties, and
still in this theoretical context, the Israeli scholars Itamar Even-Zohar and Gideon Toury
introduced a perspective that saw translations as a part of a culture’s literary polysystem.
Elsewhere, in the so-called “manipulation school,” scholars like Theo Hermans, André Lefe-
vere and José Lambert defined all translations inevitably as manipulations of an original
text. These scholars located the causes for such manipulations not only in the differences
between the structures and segmentation of meaning within languages, but also in the struc-
ture of cultures, for instance in a culture’s range of ideologies.
Inevitably, then, the Nineties came to be characterized by a “cultural turn” that insisted
on the intercultural nature of any translation, whereby ideology was a determining factor.
Here scholars took some of the first interdisciplinary steps. This cultural turn defined the
questions surrounding translation in new terms. As translation studies drew on and was in-
translation / inaugural issue / 2011
spired by cultural studies and poststructuralism, it took into account questions of gender
and postcolonialism and recognized the political value of translating. With this turn trans-
lation studies struck out in international directions, reaching beyond Europe and influencing
Asia (see the work of Z. Tan, M. Cheung), Canada (S. Simon), and North America (L.
Venuti, E. Gentzler, M. Tymoczko). Postcolonial studies, on the other hand, started to ques-
tion the Eurocentric perspectives of translation studies, turning its attention to alternative
10
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Introduction
directions that recognize how every translation implies a conflict between dominating and
dominated cultures and languages.
To summarize: the Eighties and Nineties were characterized by an eagerness to found
a new and autonomous discipline. No doubt this effort has been successful and of funda-
mental importance for the recognition of what translation is, and for its role in the develop-
ment and transformation of language and culture. Still, and in terms of a conscious
appreciation of the important role occupied by translators and translations both throughout
history and today, there is still much work to be done. While we encourage the continuation
of this very important work in translation studies, we also see that this concentration on the
definition of translation as an autonomous discipline represents a problem, a problem for
translation studies itself. It is the problem of epistemological roots, or rather the lack of epis-
temological roots. Translation studies, having “collected” data and knowledge from other dis-
ciplines, was so eager to stand on its own feet that it neglected to develop and explain its own
overarching epistemology and to show how it knew what it claimed to know. In our view
what was created as the discipline of translation studies was actually an illusion: it existed in
a sort of epistemological naïvety. Pieces from other disciplines like linguistics and comparative
literature were assembled without being really questioned. What was done was simply to
open up pathways on a terrain already covered with well-travelled pathways, and with exactly
the same epistemological map and guiding principles as those present in the disciplines from
which the so-called founders borrowed. What should have been done, or what was lacking
in our opinion, was an epistemological and paradigmatic shift.
In this panorama we should nevertheless recognize and salute the important efforts
made by translation studies as it introduced new and alternative paradigms. André Lefevere
significantly proposed the category of ideology and introduced the concept of rewriting.
Edwin Gentzler introduced at a critical moment the category of power. But inside the
boundaries of translation studies these new concepts did not develop completely. It is our
hope that the research of such scholars might find fertile ground and wide reception through
the transdisciplinary perspective we are proposing. We are confident that the journal’s con-
tributors will rethink and, hopefully, re-establish the epistemological foundations behind
our conceptualization of translation. This re-establishing will, we think, necessarily follow
because the material of our research is new, or better; its focus is both broader than and dif-
ferent from the focus and material conceived by traditional translation studies.
Setting a fresh course
translation / inaugural issue / 2011
D
espite an original focus and fresh material content, the object of our research,
namely translation, remains the same. But it will appear differently. New objects
called translation will emerge, letting the already existing ones take a different
shape and value. It is similar to those moments when scholarship uses new words to speak
about and describe a thing, allowing the thing itself to appear different and, in addition, al-
lowing us to see things in a fresh light.
11
Translation Inaugural Introduction:Layout 1 12/09/11 12.03 Pagina 12
Introduction
It is more and more difficult to define translation and to limit the situations in which
translation occurs. Today many of us are familiar with the idea that translation is a transfor-
mative process not only of texts produced in different languages and media, but one that af-
fects cultures and individuals. While some express concern about an ill-defined and delimited
concept, we are of the view that such an approach is a strength and that any premature and
a priori definition of the limits and borders of translation prevents us from evolving new the-
ories and changing our assumptions and directions. The tendency within the discipline of
translation studies is to continue to operate with traditional definitions and conceptualizations
of translation, and thus with the same epistemological paradigm, sometimes proposing ad-
ditional definitions, but never new and alternative ones. We believe this tendency is reductive
and unhelpful for thinking about translation and suggest that it is time to open up new and
in some cases startlingly new uses of the concept of translation. By accepting new ideas, by
moving the focus, and by revealing new objects, we believe it will be possible to develop and
organize the necessary theoretical consequences, to more fully understand what translation
entails, to pinpoint where translation occurs today, and to formulate a perspective able to deal
with all these different translation situations.
Jakobson and beyond: the hybrid nature of culture
S
ince we believe translation is a universal and characteristic aspect of our contemporary
world we will have to go far beyond the tripartite model (intralingual, interlingual
and intersemiotic translation) proposed by Roman Jakobson in 1959. His model had
the advantage of considering translation also outside language and written texts, and as a
transformative interpretive practice taking place between different semiotic systems. But
even this approach is much too reductive.
Today, translation has to be considered as a transformative representation of, in, and
among cultures and individuals. Until recently translation has been studied almost exclu-
sively as a transaction between cultures, where cultures have been identified within single
nation states and linguistic limits. Only in the latest studies have scholars begun to consider
the phenomenon of translation among other cultural identities that are situated inside, upon,
or across the traditional delimitations of national and linguistic borders. These scholars have
recognized the fragmented, hybrid nature of cultures and texts.
The direction indicated by Edwin Gentzler, who states that “translations in the Amer-
icas are less something that happens between separate and distinct cultures and more some-
thing that is constitutive of these cultures” expresses the way forward (2008: 5). We think
that translation is constitutive not only for American cultures, but for all cultures and culture
translation / inaugural issue / 2011
as such.
When we speak of cultures here, we also think about individuals, subjectivities and
identities. And even in a broader sense, it is not only about widening the perspective, but
seeing translation in new and different spaces.
12
Translation Inaugural Introduction:Layout 1 12/09/11 12.03 Pagina 13
Introduction
Radically rethinking translation
T
his kind of radical rethinking of translation is what our new journal brings forward
as its special contribution to research: translational processes are fundamental for
the creation of culture(s) and identities, for the ongoing life of culture(s), and for
the creation of social and economic values. As the Russian cultural semiotician Jury M. Lot-
man puts it, translation is the necessary mechanism of cultural dynamics:
For culture to exist as a mechanism organizing the collective personality with a common memory
and a collective consciousness, there must be present a pair of semiotic systems with the consequent
possibility of text translation. (2000: 34)
We believe translation constitutes a fundamental condition for the existence and the
transformation of cultures, and especially of cultural spheres where values, and in particular
economic values, reside: as Chakrabarty persuasively asserts, “the problem of capitalist
modernity cannot any longer be seen simply as a sociological transition […] but as a problem
of translation, as well” (2000: 17).
In effect, translation appears to us as the social relation from which the critique of communication
and its corollary “culture” as the reigning ideology of Capital is most directly linked to a politics of
life, or again, the politics in which life becomes invested by Capital. (Solomon 2007: 6)
We also recognize that everything said so far should also be applied to the new, and
still renewing, media environments in which translation occurs. Our use of the internet, so-
cial media, and digital and screen tools produces consequences for translation that transform
identities, power structures, theoretical models and day-to-day practices that constitute so-
ciety. These transformations in all their radical implications deserve our profound investi-
gation. From this point of view, the project called Open Translation appears particularly
interesting, as it proposes “a new participatory ecology of translation emerging on the inter-
net” questioning in this way “the proposition that discrete languages exist before the act of
translation” (Neilson 2009).
Within contemporary translation studies the traditional concept of translation is un-
able to determine what translation actually is or identify all the different situations in which
it occurs. Ironically, the larger, contemporary world of scholarship, outside the discipline of
translation studies, understands translation in a much broader sense. As we indicate above,
we do not dismiss the possibility that “real” translation and the metaphor of translation over-
lap and mix. On the contrary, we wish to establish a dialogue with any area of research in
which translation is, implicitly or explicitly, occupying a central conceptual position, or even
a marginal one. The way, for instance, that Ulf Hannerz (1990, 1996) or Tullio Maranhão
(2003) have conceptualized cultural translation in anthropology is illuminating for thinking
translation / inaugural issue / 2011
about translation itself. In the same way, Sakai and Solomon’s (2006) way of thinking about
translation in economic, ontological and political terms is equally illuminating. Translation
in these uses of the concept has taken on additional meaning and given deeper meaning to
the whole translation problem.
13
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Introduction
Translation matters in different fields of research
O
ther scholars, representing different fields of research, have written on translation
in terms that have been new for studies on translation, and that we think should
be given more credit than hitherto afforded. We are thinking of scholars such as
Derrida and his concepts of monolingualism (1998) and hospitality (2000) as they bear on
translation, and of Bhabha and his concept of cultural translation (1994).
In recent years, due to the discipline’s stronger interdisciplinarity, many areas of human
experience and representation connected to translation have begun to be explored. The dif-
ferent aspects of translation connected to issues of postcolonialism are perhaps the most
evident examples of positive exchange among the disciplines: through postcolonial perspec-
tives, translation studies has been able to put aside a Eurocentric dominance that has on
both a theoretical and practical level blinded research to important questions of cultures in
contact. With a postcolonial perspective, research has been able to uncover the many varieties
of inequality in cultural exchange.
Back to epistemology
T
his epistemological potentiality of the concept of translation is an untapped re-
source and seems central to us here. Both inside and outside translation studies
scholars are today working on epistemologically relevant themes that clearly con-
nect to translation: memory (B. Brodzki), space (S. Simon), conflict (E. Apter, M. Baker)
and economics ( J. Solomon, S. Mezzadra). What is new in this work is that translation
functions as an interpretive and operative instrument for deeper analysis and a more pro-
found comprehension of these themes. By reconceptualizing these themes in and around
the concept of translation, we believe new perspectives will emerge.
Translation is poised to become a powerful epistemological instrument for reading
and assessing the transformation and exchange of cultures and identities. As we see it, this
new appreciation of translation compares favorably with the emergence of the concept of
structure in the Seventies. We welcome this tendency because we are sure it is a way to study
how translation is constitutive for cultures. We are witnessing nothing less than a sea-change
in the world of translation. Translation is moving away from being simply a concept based
in certain disciplines to being an epistemological principle applicable to the whole field of
humanistic, social and natural sciences.
If we follow this path, we will reshape the epistemological principles of the humanities
and at the same time fashion a new instrument that also will permit us to reconsider trans-
translation / inaugural issue / 2011
lation in all its properties and facets. Only in this sense do we see a future for reflection on
translation.
14
Translation Inaugural Introduction:Layout 1 12/09/11 12.03 Pagina 15
Introduction
New directions
W
hat kind of new directions will the journal follow? Without excluding any fruit-
ful direction, we can already anticipate that it will seek to investigate the hybrid
nature of languages, cultures, identities in our present deterritorialized world
of difference and the ways in which space is continuously crossed, translated, and rede-
fined through migration. It will be attuned to our globalized and localized world that
is at one and the same time a common and divided world, structured around differential
power relations and ideologies, where new media scenarios occupy an active role both
reflecting and causing completely new conditions for representation and translation. War
and conflict for their part will have the power to transform our world into a “translation
zone” (Apter 2006), where economy and politics of course play the most powerful role in
terms of value. The journal will also direct us to knowledge, especially to its acquisition
and distribution, but also to the important channel called memory, which is responsible
for the transmission and cultural translation of present cultural knowledge and litera-
ture to future cultures and their encyclopedias of knowledge. As the journal develops into
a natural and much needed space for a new kind of analysis of translation, this will always
be characterized by its transdisciplinary approach.
STEFANO ARDUINI and SIRI NERGAARD
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Introduction
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Simon, Sherry (2006) Translating Montreal. Episodes in the Life of a Divided City. Montreal
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translation / inaugural issue / 2011
17
| Unimi Open Journals |
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] | Translation Inaugural Introduction:Layout 1 12/09/11 12.03 Pagina 18
Introduction
The journal: a presentation
W
e are honored to introduce the twenty-two prominent scholars who have ac-
cepted to serve as members of translation’s advisory board, and are grateful
to them for supporting our project. With this publication, we let the words of
each of these scholars represent their initial positions. Their words, whether written explicitly
for this journal or taken from their previously published work (notes and/or references of
original publications are not included here), represent suggestions, directions, and even pro-
grams for the journal’s future issues. While presenting each member of the advisory board
with a short bio–bibliography, we have made rhizomatic collages of their texts, creating links
and even unexpected and surprising connections between them, with a view to stimulating
ideas for a new reflection on translation. These connections are organized according to a se-
lection of key words that are representative of the vision of the journal; they are intended to
function like guidelines for reading the texts and to invite reflection about translation.
translation / inaugural issue / 2011
18
| Unimi Open Journals |
translation | https://riviste.unimi.it/index.php/translation/article/view/17552 | [
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] | Translation Inaugural 01.qxp:Layout 1 12/09/11 12.04 Pagina 19
Hybridity
HOMI K. BHaBHa
From: The Location of Culture (1994) London – New York: Routledge.
f hybridity is heresy, then to blaspheme is to dream. To dream not of the past or pres-
I ent, nor the continuous present; it is not the nostalgic dream of tradition, nor the
Utopian dream of modern progress; it is the dream of translation as ‘survival’ as
Derrida translates the ‘time’ of Benjamin’s concept of the after-life of translation, as sur-
vivre, the act of living on borderlines. Rushdie
translates this into the migrant’s dream of Homi K. Bhabha is the
survival: an initiatory interstices; an empow- Anne F. Rothenberg
ering condition of hybridity; an emergence Professor of the
that turns ‘return’ into reinscription or Humanities in the
Department of English,
redescription; an iteration that is not belated, Director of the
but iconic and insurgent. For the migrant’s Mahindra Humanities
survival depends, as Rushdie put it, on dis- Center, and Senior Advisor on the
Humanities to the President and Provost
covering ‘how newness enters the world’. The at Harvard University. He is the author
focus is on making the linkages through the of numerous works exploring postcolonial
unstable elements of literature and life—the theory, cultural change and power, and
dangerous tryst with the ‘untranslatable’— cosmopolitanism, among other themes.
His works include Nation and Narration
rather than arriving at ready-made names. and The Location of Culture. He has two
The ‘newness’ of migrant or minority forthcoming books titled A Global Measure
discourse has to be discovered in medias res: a and The Right to Narrate. Bhabha most
recently contributed essays to exhibition
newness that is not part of the ‘progressivist’ catalogues on the work of Anish Kapoor,
division between past and present, or the Raqib Shaw, and Shahzia Sikander
archaic and the modern; nor is it a ‘newness’ and interviews with Akbar Padamsee
and on the work of ORLAN.
that can be contained in the mimesis of ‘orig- He serves as an advisor at key art
inal and copy’. In both these cases, the image institutions, as well as on the Steering
of the new iconic rather than enunciatory; in Committee of the Aga Khan Architectural
translation / inaugural issue / 2011
both instances, temporal difference is repre- Prize. He is a Trustee of the UNESCO World
Report on Cultural Diversity and the Chair
sented as epistemological or mimetic dis- of the World Economic Forum’s Global
tance from an original source. The newness Agenda Council on Human Rights.
of cultural translation is akin to what Walter Educated at the University of Bombay
and the University of Oxford, Bhabha was
Benjamin describes as the ‘foreignness of lan- profiled by Newsweek as one of “100
guages’—that problem of representation Americans for the Next [21st] Century”.
19
Translation Inaugural 01.qxp:Layout 1 12/09/11 12.04 Pagina 20
Homi K. Bhabha
Hybridity
native to representation itself. If Paul de Man focused on the ‘metonymy’ of translation, I
want to foreground the ‘foreignness’ of cultural translation.
With the concept of ‘foreignness’ Benjamin comes closest to describing the performa-
tivity of translation as the staging of cultural difference. The argument begins with the sug-
gestion that though Brot and pain intend the same object, bread, their discursive and cul-
tural modes of signification are in conflict with each other, striving to exclude each other. The
complementary of language as communication must be understood as emerging from the
constant state of contestation and flux caused by the differential of social and cultural sig-
nification. This process of complementary as the agonistic supplement is the seed of the
‘untranslatable’—the foreign element in the midst of the performance of cultural transla-
tion. And it is this seed that turns into the famous, overworked analogy in the Benjamin
essay: unlike the original where fruit and skin form a certain unity, in the act of translation
the content or subject matter is made disjunct, overwhelmed and alienated by the form of
signification, like a royal robe with ample folds.
Unlike Derrida and de Man, I am less interested in the metonymic fragmentation of
the ‘original’. I am more engaged with the ‘foreign’ element that reveals the interstitial; insists
in the textile superfluity of folds and wrinkles; and becomes the ‘unstable element of link-
age’, the indeterminate temporality of the in-between, that has to be engaged in creating the
conditions through which ‘newness comes into the world’. The foreign element ‘destroys the
original’s structures of reference and sense communication as well not simply by negating
it but by negotiating the disjunction in which successive cultural temporalities are ‘pre-
served in the work of history and at the same time cancelled… The nourishing fruit of the
historically understood contains time as a precious but tasteless seed. And through this
dialectic of cultural negation-as-negotiation, this splitting of skin and fruit through the
agency of foreignness, the purpose is, as Rudolf Pannwitz says, not ‘to turn Hindi, Greek,
English into German [but] instead to turn German into Hindi, Greek, English’.
Translation is the performative nature of cultural communication. It is language in
actu (enunciation, positionality) rather than language in situ (énoncé, or propositionality).
And the sign of translation continually tells, or ‘tolls’ the different times and spaces between
cultural authority and its performative practices. The ‘time’ of translation consists in that
movement of meaning, the principle and practice of a communication that, in the words of
de Man ‘puts the original in motion to decanonise it, giving it the movement of fragmenta-
tion, a wandering of errance, a kind of permanent exile’. (pp. 227-228)
translation / inaugural issue / 2011
20
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Subsets and Splits