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divided between the national government and the regional
governments by the Constitution itself and both operate in their
respective jurisdictions independently. Britain, France, Japan,
China, Italy, Belgium, Norway, Sweden, Spain and so on have the
unitary model of government while the US, Switzerland, Australia,
Canada, Russia, Brazil, Argentina and so on have the federal
model of government. In a federal model, the national government
is known as the Federal government or the Central government or
the Union government and the regional government is known as the
state government or the provincial government.
The specific features of the federal and unitary governments are
mentioned below in a comparative manner:
The term ‘federation’ is drived from a Latin word foedus which
means ‘treaty’ or ‘agreement’. Thus, a federation is a new state
(political system) which is formed through a treaty or an agreement
between the various units. The units of a federation are known by
various names like states (as in US) or cantons (as in Switzerland)
or provinces (as in Canada) or republics (as in Russia).
Table 13.1 Comparing Features of Federal and Unitary
Governments
Federal Government Unitary Government
Federal Government Unitary Government
1. Dual Government (that 1. Single government, that is,
is, national the national government
government and which may create regional
regional government) governments
2. Written Constitution 2. Constitution may be written
(France) or unwritten (Britain)
3. Division of powers 3. No division of powers. All
between the national powers are vested in the
and regional national government
government
4. Supremacy of the 4. Constitution may be supreme
Constitution (Japan) or may not be
supreme (Britain)
5. Rigid Constitution 5. Constitution may be rigid
(France) or flexible (Britain)
6. Independent judiciary 6. Judiciary may be independent
or may not be independent
7. Bicameral legislature 7. Legislature may be bicameral
(Britain) or unicameral
(China)
A federation can be formed in two ways, that is, by way of
integration or by way of disintegration. In the first case, a number of
militarily weak or economically backward states (independent)
come together to form a big and a strong union, as for example, the
US. In the second case, a big unitary state is converted into a
federation by granting autonomy to the provinces to promote
regional interest (for example, Canada). The US is the first and the
oldest federation in the world. It was formed in 1787 following the
American Revolution (1775–83). It comprises 50 states (originally
13 states) and is taken as the model of federation. The Canadian
Federation, comprising 10 provinces (originally 4 provinces) is also
quite old–formed in 1867.
due to two main reasons–the large size of the country and its socio-
cultural diversity. They realised that the federal system not only
ensures the efficient governance of the country but also reconciles
national unity with regional autonomy.
However, the term ‘federation’ has no where been used in the
Constitution. Instead, Article 1 of the Constitution describes India
asa ‘Union of States’. According to Dr. B.R. Ambedkar, the phrase
‘Union of States’ has been preferred to ‘Federation of States’ to
indicate two things: (i) the Indian federation is not the result of an
agreement among the states like the American federation; and (ii)
the states have no right to secede from the federation. The
federation is union because it is indestructible.1
The Indian federal system is based on the ‘Canadian model’ and
not on the ‘American model’. The ‘Canadian model’ differs
fundamentally from the ‘American model’ in so far as it establishes
a very strong centre. The Indian federation resembles the Candian
federation (i) in its formation (i.e., by way of disintegration); (ii) in its
preference to the term ‘Union’ (the Canadian federation is also
FEDERAL FEATURES OF THE CONSTITUTION
The federal features of the Constitution of India are explained
below:
1. Dual Polity
The Constitution establishes a dual polity consisting the Union at
the Centre and the states at the periphery. Each is endowed with
sovereign powers to be exercised in the field assigned to them
respectively by the Constitution. The Union government deals with
the matters of national importance like defence, foreign affairs,
currency, communication and so on. The state governments, on the
other hand, look after the matters of regional and local importance
like public order, agriculture, health, local government and so on.
2. Written Constitution
The Constitution is not only a written document but also the
lengthiest Constitution of the world. Originally, it contained a
Preamble, 395 Articles (divided into 22 Parts) and 8 Schedules.2 At
present (2019), it consists of a Preamble, about 470 Articles
(divided into 25 Parts) and 12 Schedules.3 It specifies the structure,
organisation, powers and functions of both the Central and state
governments and prescribes the limits within which they must
operate. Thus, it avoids the misunderstandings and disagreements
between the two.
3. Division of Powers
The Constitution divided the powers between the Centre and the
states in terms of the Union List, State List and Concurrent List in
the Seventh Schedule. The Union List consists of 98 subjects
(originally 97), the State List 59 subjects (originally 66) and the
Concurrent List 52 subjects (originally 47). Both the Centre and the
states can make laws on the subjects of the concurrent list, but in
case of a conflict, the Central law prevails. The residuary subjects
4. Supremacy of the Constitution
The Constitution is the supreme (or the highest) law of the land.
The laws enacted by the Centre and the states must conform to its
provisions. Otherwise, they can be declared invalid by the Supreme
Court or the high courts through their power of judicial review. Thus,
the organs of the government (legislative, executive and judicial) at
both the levels must operate within the jurisdiction prescribed by the
Constitution.
5. Rigid Constitution
The division of powers established by the Constitution as well as
the supremacy of the Constitution can be maintained only if the
method of its amendment is rigid. Hence, the Constitution is rigid to
the extent that those provisions which are concerned with the
federal structure (i.e., Centre-state relations and judicial
organisation) can be amended only by the joint action of the Central
and state governments. Such provisions require for their
amendment a special majority4 of the Parliament and also an
approval of half of the state legislatures.
6. Independent Judiciary
The Constitution establishes an independent judiciary headed by
the Supreme Court for two purposes: one, to protect the supremacy
of the Constitution by exercising the power of judicial review; and
two, to settle the disputes between the Centre and the states or
between the states. The Constitution contains various measures
like security of tenure to judges, fixed service conditions and so on
to make the judiciary independent of the government.
7. Bicameralism
The Constitution provides for a bicameral legislature consisting of
an Upper House (Rajya Sabha) and a Lower House (Lok Sabha).
The Rajya Sabha represents the states of Indian Federation, while
the Lok Sabha represents the people of India as a whole. The
Rajya Sabha (even though a less powerful chamber) is required to
maintain the federal equilibrium by protecting the interests of the
UNITARY FEATURES OF THE CONSTITUTION
Besides the above federal features, the Indian Constitution also
possesses the following unitary or non-federal features:
1. Strong Centre
The division of powers is in favour of the Centre and highly
inequitable from the federal angle. Firstly, the Union List contains
more subjects than the State List. Secondly, the more important
subjects have been included in the Union List. Thirdly, the Centre
has overriding authority over the Concurrent List. Finally, the
residuary powers have also been left with the Centre, while in the
US, they are vested in the states. Thus, the Constitution has made
the Centre very strong.
2. States Not Indestructible
Unlike in other federations, the states in India have no right to
territorial integrity. The Parliament can by unilateral action change
the area, boundaries or name of any state. Moreover, it requires
only a simple majority and not a special majority. Hence, the Indian
Federation is “an indestructible Union of destructible states”. The
American Federation, on the other hand, is described as “an
indestructible Union of indestructible states”.
3. Single Constitution
Usually, in a federation, the states have the right to frame their own
Constitution separate from that of the Centre. In India, on the
contrary, no such power is given to the states. The Constitution of
India embodies not only the Constitution of the Centre but also
those of the states. Both the Centre and the states must operate
within this single-frame. The only exception in this regard was the
case of Jammu and Kashmir which had its own (state)
Constitution.5
4. Flexibility of the Constitution
The process of constitutional amendment is less rigid than what is
found in other federations. The bulk of the Constitution can be
amended by the unilateral action of the Parliament, either by simple
majority or by special majority. Further, the power to initiate an
amendment to the Constitution lies only with the Centre. In US, the
states can also propose an amendment to the Constitution.
5. No Equality of State Representation
The states are given representation in the Rajya Sabha on the
basis of population. Hence, the membership varies from 1 to 31. In
US, on the other hand, the principle of equality of representation of
states in the Upper House is fully recognised. Thus, the American
Senate has 100 members, two from each state. This principle is
regarded as a safeguard for smaller states.
6. Emergency Provisions
The Constitution stipulates three types of emergencies–national,
state and financial. During an emergency, the Central government
becomes all powerful and the states go into the total control of the
Centre. It converts the federal structure into a unitary one without a
formal amendment of the Constitution. This kind of transformation is
not found in any other federation.
7. Single Citizenship
In spite of a dual polity, the Constitution of India, like that of
Canada, adopted the system of single citizenship. There is only
Indian Citizenship and no separate state citizenship. All citizens
irrespective of the state in which they are born or reside enjoy the
same rights all over the country. The other federal states like US,
Switzerland and Australia have dual citizenship, that is, national
citizenship as well as state citizenship.
8. Integrated Judiciary
The Indian Constitution has established an integrated judicial
as well as the state laws. In US, on the other hand, there is a
double system of courts whereby the federal laws are enforced by
the federal judiciary and the state laws by the state judiciary.
9. All-India Services
In US, the Federal government and the state governments have
their separate public services. In India also, the Centre and the
states have their separate public services. But, in addition, there are
all-India services (IAS, IPS, and IFS) which are common to both the
Centre and the states. The members of these services are recruited
and trained by the Centre which also possess ultimate control over
them. Thus, these services violate the principle of federalism under
the Constitution.
10. Integrated Audit Machinery
The Comptroller and Auditor-General of India audits the accounts of
not only the Central government but also those of the states. But,
his appointment and removal is done by the president without
consulting the states. Hence, this office restricts the financial
autonomy of the states. The American Comptroller-General, on the
contrary, has no role with respect to the accounts of the states.
11. Parliament’s Authority Over State List
Even in the limited sphere of authority allotted to them, the states
do not have exclusive control. The Parliament is empowered to
legislate on any subject of the State List if Rajya Sabha passes a
resolution to that effect in the national interest. This means that the
legislative competence of the Parliament can be extended without
amending the Constitution. Notably, this can be done when there is
no emergency of any kind.
12. Appointment of Governor
The governor, who is the head of the state, is appointed by the
President. He holds office during the pleasure of the President. He
contrary, provided for an elected head in the states. In this respect,
India adopted the Canadian system.
13. Integrated Election Machinery
The Election Commission conducts elections not only to the Central
legislature but also to the state legislatures. But, this body is
constituted by the President and the states have no say in this
matter. The position is same with regard to the removal of its
members as well. On the other hand, US has separate machineries
for the conduct of elections at the federal and state levels.
14. Veto Over State Bills
The governor is empowered to reserve certain types of bills passed
by the state legislature for the consideration of the President. The
President can withhold his assent to such bills not only in the first
instance but also in the second instance. Thus, the President
enjoys absolute veto (and not suspensive veto) over state bills. But
CRITICAL EVALUATION OF THE FEDERAL SYSTEM
From the above, it is clear that the Constitution of India has
deviated from the traditional federal systems like US, Switzerland
and Australia and incorporated a large number of unitary or non-
federal features, tilting the balance of power in favour of the Centre.
This has prompted the Constitutional experts to challenge the
federal character of the Indian Constitution. Thus, KC Wheare
described the Constitution of India as “quasi-federal”. He remarked
that “Indian Union is a unitary state with subsidiary federal features
rather than a federal state with subsidiary unitary features.”6
According to K Santhanam, the two factors have been
responsible for increasing the unitary bias (tendency of
centralisation) of the Constitution. These are: (i) the dominance of
the Centre in the financial sphere and the dependence of the states
upon the Central grants; and (ii) the emergence of a powerful
erstwhile planning commission which controlled the developmental
process in the states6a. He observed: “India has practically
functioned as a unitary state though the Union and the states have
tried to function formally and legally as a federation.”7
However, there are other political scientists who do not agree
with the above descriptions. Thus, Paul Appleby8 characterises the
Indian system as “extremely federal”. Morris Jones9 termed it as a
“bargaining federalism”. Ivor Jennings10 has described it as a
“federation with a strong centralising tendency”. He observed that
“the Indian Constitution is mainly federal with unique safeguards for
enforcing national unity and growth”. Alexandrowicz11 stated that
“India is a case sui generis (i.e., unique in character). Granville
Austin12 called the Indian federalism as a “cooperative federalism”.
He said that though the Constitution of India has created a strong
Central government, it has not made the state governments weak
and has not reduced them to the level of administrative agencies for
the execution of policies of the Central government. He described
the Indian federation as “a new kind of federation to meet India’s
peculiar needs”.
On the nature of Indian Constitution, Dr. B.R. Ambedkar made
the following observation in the Constituent Assembly: “The
Constitution is a Federal Constitution in as much as it establishes a
dual polity. The Union is not a league of states, united in a loose
relationship, nor are the states the agencies of the Union, deriving
powers from it. Both the Union and the states are created by the
Constitution, both derive their respective authority from the
Constitution.”13 He further observed: “Yet the Constitution avoids
the tight mould of federalism and could be both unitary as well as
federal according to the requirements of time and circum-
stances”.14 While replying to the criticism of over-centralisation in
the Constitution, he stated: “A serious complaint is made on the
ground that there is too much centralisation and the states have
been reduced to municipalities. It is clear that this view is not only
an exaggeration but is also founded on a misunderstanding of what
exactly the Constitution contrives to do. As to the relations between
the Centre and the states, it is necessary to bear in mind the
fundamental principle on which it rests. The basic principle of
federalism is that the legislative and executive authority is
partitioned between the Centre and the states not by any law to be
made by the Centre but by the Constitution itself. This is what the
Constitution does. The states are in no way dependent upon the
Centre for their legislative or executive authority. The states and the
Centre are coequal in this matter. It is difficult to see how such a
Constitution can be called centralism. It is, therefore, wrong to say
that the states have been placed under the Centre. The Centre